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                    <text>MORRL fWERS WHER - EM-JIROtVEtfrOLLV?
Begond moraL extens ion isms.

Some

find

us

of

mereig

not

ourseives

at

with

odds

mainstream

environmentaL thinking - which remains shaLLow, heaviig exptoitative, and LikeLg

disastrous, not

ontg

for

mang other species but for mang humans as weLL - but

uneasg atso with main deeper environmentaL approaches, most of which now emanate
from North Rmerica. ELsewhere I have, to mg cost, taken issue with Deep Ecotogg,

a movement with European origins quickig captured Ln CaLifornia; but here I wLsh
to crLtLcLse forms of Norat Extensionism that now have a main base Ln Southern
USF)!, forms that etaborate moraL standtng, consLderabLLLtg, and rLghts theorLes.

the crLtLcLsm wLLL not be puretg negative; posLtLve atternatLve posLtLons

Rgain

wLLL beg Ln to emerge Ln earLg mornLng outLLne.
extensLonLsms extend moraL Ltg and convent Lona L chauvLnLstLc moraL

MoraL

apparatus

conventLonaL

Lts

begond

(but

certaLnLg

subjects and areas where Lt has not been appLLed,

certaLn

confLnes to

unwarranted)

or eLse, more LLkeLg,

has been used for dLscrLmLnatLon and other negatLve purposes. Theg sLmpLg extend

wag

the moraL apparatus wLthout much Ln the
assumptions

vatue,

(equaL

appLLed to a wider

cLass

equat
of

rLghts,

of

adjustment,

consLderatLons, etc.) sLmpLg

equaL

a

(Rs

subjects.

moraL

egaLLtarLan

wLth

tgpe,

generaL

moraL

ex tens Lon isms have been described and criticised Ln some detaiL Ln EE, p.lSSff.,
under

and

the

tgpicaL and usefuL weapon
movements

of

Liberation

with

proceed

couLd

Ln Rodman.) MoraL ex tens LonLsm is a

MoraLisms

Nature

LabLe

more

rLghts

and

accurate

movements
Less

but

equipment). Seen from a conservative opposition, moraL
to

moraLitg

bend

to

iLLegitimate

certain

interests,

etc),
are

equaLitg,

standing,

but in ang case evergthing is sufficientLg in order, at Least

on the boundaries, as it

ex tens Lon isms

endeavour

not onLg do the

since

(rights,

such

impressive

pubLLcLg

extensLonLsms

purposes,

extensions make nonsense of the notions invoLved

(though

is!

from

Seen

a

wider

perspective,

environmentaL

not aLwags unjustified in where theg go, but Ln how theg go,

in the pseudo-egaLitarian facades of the extensions, and more important in where
theg stop. For though priviLege is widened and so diiuted,

it remains. The zones

of extension remain too Limited, and things outside the usuai
as

forests,

species,

ecosgstems,

continue

mistreatment, expioitation and so on (see EE,
things

be

to

p.llf.1).

Nor

can

such

substantiaL

to

open

the

sorts

of

invoLved pLausibLg be brought within the extension foLd (though isoLated

efforts are not Lacking); for theg appear to Lack requisite
which

extensions,

extensions

operate,

such

as

sentience,

LndividuaLitg, or whatever. For exampLe,

the

verg

characteristics

pain-receptivitg,

idea

of

an

on

interests,

environmentaL

ethic, which serves to protect uninhabited environments and to Justifg requisite
respect

for

naturat

sgstems

and

communities,

founders

on the moraL rights

position propounded bg Regan in defence of certain animats (RR p.35^ff).

�Mang

a

Ls

MoraLLtg

weapon,

purpose

depLoged bg pressure and

often

interest groups. Throughout Modern hLstorg Lt has tgpLcaLLg been used to
and

justLfg

wLde

a

actLvLtg

of

range

and

hostLLe

practices

ground

naturaL

to

envLronnents. HuMans are entLtLed to thLs or that, whLch interfere; thetr

needs

generate these or those requLreMents, whLch ought to be Met

there

though

even

are costs to LocaL envLronnents, and so forth. Those opposed to MoraLLtg - there

Ls a Long and dLstLnguLshed phLLosophLcaL chaLn froM Lao-tsu
and PLgden - have a poLnt

MoraLLtLes

Lt

when

MoraL-poLnts-of-vLew

and

to

coMes

The

MoraLLtg.

such

HLnckfuss

through

daMage

of

seeM substanttaLLg hLgher than the

often

benefLts conferred. For the restrLctLons theg LMpose are heavg, and

work

often

the wrong wags. R sort of cost/benefLt assessMent of MoraLLtg thus gets under
wag2, supposedLg gLetdLng negatLve resutts.

Mang are the arguMents for MoraLLtg, begLnntng wLth the cLaLM that Lt Ls

oneseLf and one s LLfe wLthout LapsLng Lnto Morat taLk,

conduct

to

LMpossLbLe

concepts, practLces and, generaLLsLng, back Lnto MoraLLtg. Part of the

response

to such fauttg arguMents Ls atwags that there are dLstLnctLons, LnsLsted upon bg
LeadLng MoraL theorLsts theMsetves, between vaLue Matters and MoraLLtg,

tougher

dLstLnctLon,

(practLcaL

hard

j^s

(whLch

axLoLogg

to

to

avoLd)

MaLntaLn,

between

there

Ls a further

deontLc

expressLons

Rnd

deontLes.

and

practLcat

between

expedLent oughts and shouLds for Lnstance) and MoraL ones. ULth

and

such dev Lees, antL-MoroLLsts, who do have a

soLLd

case

agaLnst

objectLve

or

absoLute MoraLLtLes, can escape MoraL hooks.

Hagbe
the

net

a

carefuL

practLtLoner can shun deontLc dLscourse, but wouLdn t

on the treatMent of envtronMents be worse rather than better?,

LMpact

soMe

of the grossest practLces? The quest Lons can

doesn t

MoraLLtg

coLLect

a range of answers, LncLudLng such uncharLtabLe ones as: Not so cLearLg

constraLn

that one wouLd notLce. The MaLn LMpact of MoraLLtg
affaLrs; and even here onLg the grossest

appear

to

be

turned

around

through

abuses,

of

an

Ls

Lnput

on

chauvLnLstLc,

as

such

froM

sLaverg,

huMan

MoraLLtg.

huMan

Even so the

persuavLve force and LnfLuence of MoraL consLderatLons, properLg redLrected, are
not thLngs to be LLghtLg abandoned. For rLghtLg dLrected theg

posLtLveLg

Ln

thLngs

contrLbute

couLd

that Matter socLaLLg and envLronMentaLLg. In partLcuLar,

MoraLLtg affords soMe needed protect Lon and, especLaLLg as rectLfLed, offers the
prospect of More, More protectLon,

Less dLscrLMLnatLon. But actuaL protectLon Ls

tgpLcaLLg provLded, where Lt Ls, through

verg

channeLLed

MoraL

ftowLng,

through
aLL

too

LegaL
often,

rather
to

the

than
wrong

dLfferent

LnstLtutLons;
wLth

fraMeworks,

part Les,

such

as

the

Lt

Ls

the benefLts

strong

and

estabLLshed.

HakLng MoraLLtg work the rLght wags, where Lt does ftgure serLousLg, Ls,
Moreover, uncoMfortabtg LLke MakLng weapons work for

peace

(MoraLLtg

beLng

a

MaLn force behLnd wars and preparatLon for wars), More LLke than Lt ought to be.

-2-

�Nor is Lt nearLg as easg as Lt was: beating swords Lnto pioughshares, to provide

an assauit on the environMent instead of other

creatures,

subMarine to peaceful purposes (genuineLg peacefut ones,

or

a

prettg

easg

feat coMpared wLth converting an Fl-11 fighter-boMber or a Modern

technoLogicaL
LLke

was
that

course,

of

is;

Ln the Liest, theg re peacenakers). For Locat chauvLnLsn, Ln one fom

guns

another

or

(huMan,

Ls now deeptg

natLonat, state or race),

LLkeLg,

More

entrenched Ln Most bureaucratLc arrangeMents and an LntegaL part

supportLng

of

scLences and technoLogg. Even so, whatever Locat practLces, MoraL theorg

socLaL

can be rectified; the theorLsLng can be accoMpLLshed, even Lf a new MoraLLtg

not

and

appLLed,

successfuttg

Must

awaLt

Ls

Lts post-RrMeggedon dag. Thus the

protected battte to dutg expand MoraLLtg goes on.

There are two Ma Ln battLe—LLnes over whLch LdeoLogLcaL wars

antL-MoraLLsts)
equated)

nottons:

MoraL

status,

rLghts,

sag, even an outsLde surveg such as thLs

But the tern

can

scarceLg

escape

attogether

MoraL

def Ln Lt tons

Ls so stack (as dLet tonarg

reveaL)

that

tern (Ln LatLn ortgLn Just a substitute for the Greek expressLon for

to have becoMe Linked to features and behaviour of accountabLe
such

MoraL

group:

narrower

the

ang

Ls bound to be partLg LegLsLatLve. R Ma Ln Modern tendeneg Ls for the

use

ttght

of

as to what Makes soMethtng, a consLderatLon or perMLssLon, MoraL.

Lssue

coMMon

cLuster

consLderatLon, retevance,
a

on

foLLowLng

These LLnes wLLL be surveged Ln turn; needLess to

.

...

the

standing,

consLderabLLLtg,... The second LLne concentrates
perMissions,

to

are fought as regards MoraL extensLon Lssues, LLnes parportedLg

MarkLng MoraL outer bounds. The fLrst LLne concerns
(often

(guaLnt

ethicai )

(hunan)

actors,

as character, disposition, action, virtue. These are the areas where MoraL

attributes are at hoMe. Hence MoraL notions tend to occupg inner pLaces

Ln

the

Much Larger evaLuative circLe, and not to extend without sone forcing to naturaL
that are not accountabLe actors. PartLg for these reasons too, the terM

objects

MoraL , Much favoured Ln ex tens Lona List enterprises, tends

to

be

shunned

Ln

The

notion

of

deeper environMentaL theorg.

SiMoraL

RgaLnst MoraL standing and siMpiistic ethicaL tgpoLogies.

standing,

introduced

notion of LegaL standing, is coning to pLag

environMentaL
heavg,

but

ethics.

It

is

anaiogg

questionabte

bg

a

Major,

with the RngLo-RMerLcan
but

d3Maging,

danaging because, verg briefLg,

rote

it wouLd paint a

rather arbitrarg, bLack/white boundarg - segregating off those that

have not froM those
territorg.

that

have

MoraL

standing

-

across

Much

conpLex

More

Rs to its rote, it Ls soMetiMes ctaiMed that adoption and defence
criterion

in

of MoraL standing is

probieM soLving;

absoiuteLg basic

reasonabLg addressing

of

a

in environMentaL thinking and

the Lssue of MoraL

standLng

Must

be

vLewed as a benchMark of ang pLausLbLe "environMentaL ethic"' (PP, pl6). None of
thLs

Ls

so

evLdent,

especLaLLg

gLven

the

MurkLness of the not Lon of MoraL

�standing. In the sane vein,

an

a necessarg condition ... for

Lt is stated that

ethicaL theorg is the Most [}] defensibLe criterion of moraL standing

adequate

Such statements are suretg overstatements.

For,

Ln

pLace,

fLrst

the

there can be, and Lndeed appear to be eth Les, which count as environmentaL ones,
which do not LncLude a not Lon of moraL

ecoLogLcat

Rodman s

deep

Naess s

(e.g.

ecotogg,

sensLbLLLtg). Secondtg, etaboratLons of these theorLes can

cLaLms to adequacg, wtthout introducing, and perhaps expLLcLttg

warranted

make

standing

rejecting (for the sorts of reasons gLven betow), a notLon of morat standing.

For these sorts of reasons, too, Regan's

moraL

of

notLon

attempt

(Ln

NP)

to

a

make

standing Lntegrat to the verg Ldea of an environmentaL ethic,

part of the conditions of adequacg for such as ethic, is far off course (as weii

as ahistoricai, a piece of

footnoted

Regan s

retrospective

account

of

Legisiation).

as

But,

it

happens,

standing, according to which a being has

moraL

morat standing if and onig if we moratig ought to consider how it is affected bg
a given action or poiieg, both enabies elimination of the notion

as a parasitic middieman) bg substitution using the

exposed

(thus

biconditionaL

invoLved

in

the conditions of adequacg, and aiso enabies straightforward satisfaction of the

conditions

tgpes of ethics that are hardLg environmental. Consider a forest

bg

sgstem about

be

to

buiidozed,

or

the

Moon

about

to

be

bg

tourized

an

Rmerican—based transnational Hang the development or progress ethics these dags

that

wiii

at Low

we ought to consider how the forest or the Moon wiLL be

that

affected, but then cLaim that we shouid proceed, though perhaps

in

a

modified

wag. Thus, in such contexts, the forest and the Moon have moraL standing. Rn so,
such

a

deveiopment ethics meets Regan s conditions for an environmentaL ethic;

for the forest and the Moon are nonhuman beings, and indeed nonconscious beings,

which have moraL standing. The resuLt is not what Regan intended; for he proceed
to suggest (p.21^,p.3O) that intrinsic vaLue is a necessarg condition
standLng,

something

his

footnoted

for

moraL

account does not guarantee. The LegaListic

notion of moraL standing is not so cLear and distinct after aLL.
Rn

initiaL tacticaL point against the notion of moraL standing concerns

its origin, on the modei of LegaL standing. LegaL standing is

for

ang

sufficientLg

comprehensive

notion

of

a

sometimes entering into moraL

consideration (which can be true of aLmost angthing). For one reason,
some decidedtg restrictive

assumptions,

concerning

interests

and

whatever has such standing. But mang things of vaLue, which enter

assessment

on

modeL

dubious

it imports

rights

into

ethicaL

occasions, do not have, and are not the sorts of things that can

significantig have, interests or hoLd rights. LegaL standing aLwags operates
terms

of

having

of

thing

in

certain sorts of interests, which can be represented, whereas

what has or deserves environmentaL standing mag not have interests,
sort

of

that

couLd

or

be

the

have interests, even as derived (as in the case of

LegaL persons, such as companies) from those of its members. More often

-4-

indeed,

�Legat

have

to

standing

to have certain rights, duties, protectton, etc.,

is

begtnntng with the rtght of betng abLe to proceed to the courts.

room

Of course there ts constderabte

standtng

not ton

the

widen

to

Legat

of

tn RustraLia can even exctude environmentaL organtsattons) and

(which

"cLaimants

to admit, through representatton, other

to

the

PresentLg,

courts.

for sure, the modeL ts Much too narrow, restrtcttng access to certatn capitalist
cLaimants. But there are severe conceptuat dtfftcutttes tn the wag

and

persons

of broadentng the standtng not ton

objects,

agatn

because

to

encompass

Limitations

the

the

mang

requisite

environmentaL

nottons of tnterests and rtghts

impose. Organtsattons of persons, such as partnershtps, coattttons and so on, do
not exceed (easg stretchtng at Most of) these Limits, stnce tnterests and rtghts

accrue frow coMponent members: untnhabtted ecosgsteMs,
the

MonuMents,

and

bg a brazen, and tMptaustbte, overrtdtng of

Ontg

constderabtg.

do,

Like

naturat

these conceptuat ttMttattons (such as Stone ts prepared to fancg Rmerican courts

tndutgtng tn) can the in-buiLt severe tnternat restrtcttons of the

wodet

Legat

be overcome.
coutd

be

recogntsed,

account

of

the

Stttt the tnadequactes of Lts Legat 3natogg
anaLogg

behtnd,

Left

unimpeded

fresh

a

and

now

standtng

woraL

rather
propose

free-fLoattng not Lon offered. Van De Veer and Pterce are rash enough to

an expLLcatton of
Recordtng to them,

can be construed atong these LLnes.

whtch

For ang thtng X, X has woraL standtng Lff the continued extstence of X

fISl.

tnterests

Lts

theg sag

Ln

that

weLL-betng

have postttve moraL weight

stLpuLattng

theg re

the

but

this;

theg re

or

(PP. p.3). RctuaLLg,

not

free

simpig

to

given that Lt ts a notton wtth some currencg aLreadg, soMethtng theg

sttputate,

recogntze Ln proceeding at once to

consider various

to their

standard answers

basic question Llhich things have MoraL standing? . The account proposed is wore

in

LittLe curious, not to sag obscure and scarceLg graMMaticat. Later theg

a

than

effect

substitute

a

tortuous

Less

nameLg

account,

generaLLtg

(in

interpretation)

MS2. X has moraL standing iff the (continued) existence

positive moraL weight (see e.g. p^., plG:
pureLg

since

future

items

mag

have

ancestors). Either wag the account is
weight

and

having

moraL

continued
some

moraL

circutar,

or

shouLd however be
significance,

since

having

X

of

wetfare

has

deLeted,

as mag dead

positive

moraL

standing are interdependent notions (cf. Goodpaster.

p-311). In fact some of the probLems with the account coutd have been avoided bg

cutting out the troubLesome middLe part and moving on to the simpLer, expLLcitLg
circutar,

H33.
But

has

X

then

as

moraL standing Lff X possesses (or obtains) positive moraL weight.

a

expLication,

the definition might aimost as weLL drop out; Lt

expticates nothing, connecting some near sgnongms onLg.
Perhaps it is better to ask: Uhat work does the notion do?

-5-

The

troubie

�Ls

except

that

theories, whLch LegLsLate as to what has moraL

partLcuLar

on

standing, the notion Ln fact does verg

because

hoMe

Ma Ln

whose

eth Les,

chauvLnLstLc

base

does

whLch

LLes

wLthLn

the

not

extend

or

traveL

unsatLsfactorg;

wLth

as

coMpetence,

or

m s Ln sorts of reason for theLr Lnadequacg are weLL

The

personhood).

are

(such

cLassLfLcatLons

bLoLogLcaL

socLopsgchoLogLcsL dLstLnctLons (such as LLnguLstLc capacLtg or

potentLaL

standLng

MoraL

Homo sap Lens or of the zooLogLcaL bLngdon) or wLth

spec Les

the

of

the wLder

to

onLg unstabLe and rather arbLtrarg, but tend to

not

ctassLfLcatLons

ethLcaL

MeMbershLp

are

theg

trad Lt LonaL

of

weLL

for

ethLcs,

It Ls one of those

confLnes

envLronMentaL settLng. RLL the MaLn crLterLa proposed

confuse

envLronmentaL

Ln

work

Ls LLttLe agreement about what determLnes Lt.

there

not Lons,

LLttLe

enough documented Ln PP (and Ln Much other earLLer LLterature, e.g. EE)

DespLte the enthusLasM shown for the not Lon of Morat standLng, then,

no

satLsfactorg crLterLon for Morat standLng eMerges, or Ls Ln ctear sLght, Ln PP -

or

Lt

eLsewhere

It remaLns to be denonstrated that there Ls a stabLe,

seens.

non-arbttrarg context-LnvarLant notLon of MoraL standLng worth pursuLng.

Rather

the notLon tends to force awkward choLces (e.g. those offered Ln PP on p.S.) The

for

reason

the

needs

what

cost-benefLt
LMperatLves

be

to

Looked

at

presuppose

a

Morat

Ln

appLLcatLons

assessments,

(whLch

thLs dLffLcuLt notLon, that does no present

Lt wouLd decLsLvetg

Ls evLdent enough:

usefuL work,

space,

about

enthusLasM

and

deLLMLt

of

the

categorLcaL

of

deLLMLtatLons

behLnd

proposed

some

notLon, for Lnstance use of the dLstLnctLon to reduce the
humanLstLc/chauvLnLstLc

foLd

(partLg

moraL ). MoraL standLng Ls not a MoraLLg

bg use of the term

achLeved

Ls

search

unLverse, usuaLLg of persons), and so

Morat

search space towards the confLnes of the

thLs

MoraL

confLLct Lssues, utLLLtarLan

forth. There are as weLL More sLnLster uLterLor purposes
appLLcatLons

the

neutraL notLon, but a fraMework and cuLturaLLg dependent one; hence some of

Lts

LLmLtatLons.
ConsLder

standLng

moraL

Lnstead

of

work, Lnstead of straLghtforward pragmatLcs, what

supposed to confer or remove? It Ls assumed that Lf X has moraL

standLng

(m-s) then moraL agents have presumptLve obLLgatLons, and dutLes to X,

e.g.

Let

to

Lt

theg

otherwLse

not

atone,
do

not

to

confLne

Lt

or underMLne Lts Lnterests; but

(cf-p.3-p.tt). Or, to put Lt the other wag around,

thLng has m-s Lt Ls entLtLed to conttnued exLstence, pursuLt of

whereas

Lf

Lacks m-s,

Lt

Lt does not have thLs protectLon,

3

Lnstead there Ls entLtLement to Lnterfere wLth Lt .

def Ln Lt Lon

of

moraL

standLng

...

Lf

somethLng

weLL-beLng Just does not LtseLf moraLLg count

Lts

Lf a

Lnterests,

Lt does not count,

....

Indeed, so Lt Ls
Lacks

(p.t+).

The

moraL

saLd,

standLng,

defLnLtLon

Bg

Lts

however

deLLvers no such resuLt; a further LmpLausLbLe assumptLons, (reductLon of weLght
to weLL-beLng, equaLLtg condLtLons for countLng) from an underLgLng
moraL

wLthout

pLcture

of

assessment are LmpLLcLtLg Lncorporated (a utLLLtarLan pLcture where Ltems
m-s

are

dLscounted,

and

trade-offs

contempLated, p.16).

-6-

of

Ltems

wLth

m-s

are

soon

�Such

appLication

an

if

division;

accordingtg

LmpLies

an

unfortunate

aLL-or-nothing

item is tn tt gets (carefut) constderatton, otherwise Lt gets

nothing - exacttg what the Legat anatogg impLies: a proper heartng

Lf

be

and otherwise nothtng. Hhat this bLack-and-white division shoutd

standing

contrasted

with ts not removaL of att distinctions, but rather a wore sophisticated ethicat

such

tgpoLogg,

that of the annutar picture (of EE, p.107 and DC, p.2). The

as

tgpoiogg is based on a Listing of ethicaiLg re Levant

such as having vaiue, weLL-being,
appropriate
p.!2).^

the

character

aLL-or-nothing

from

at Least Modified becomes evident

of

various

(e.g. p.5) to keep it afLoat, e.g. duties

capacities,

so

and

and

forth;

to

moraL

standing

distinctions

soon

duties)

(direct

to

needs

be

introduced

as

opposed

to

(indirect, and perhaps derivative, duties). The wain strategg

regarding

duties

autonomg,

and

postuLates and princ ip Les are geared to these (cf. aLso PP

ethicaL

That

preferences,

features

adopted in PP to save the aLL-or-nothing context-independent

boundarg

consists

in appeaL to the speciaLLg-adjusted notion of presumptive duties. MoraL standing

is

assumed

to be necessarg and sufficient for presumptive duties: specificaLLg

PSI. floraL agents
iff

But

have a presumptive dutg to

X has moraL standing (this takes up the content of signposted item 1, p.t*.).

presumptive

are

duties

even

more

prone

to

be

bg

upset

circumstances than the oider prima facie duties (which the notion
the

notion

overriding

expands);

standing,

p.S),

the

forged

connections

things

than

without

much too simpLe, as wiLL

are

for

appear. FirstLg, a more comptex cLassification of things is required

purposes

so

operates even more as a theorg-saving device. But even as so hedged

around, and so extended (bg derivative duties, duties regarding
moraL

decentLg]

X [to treat it moraLLg

moraL

a hard division into moraL countabLes and others, a nonarbitrarg

cLassification such as that of the annutar picture. SecondLg, rights and duties,

which the notion of moraL standing is supposed to bound. Link rather with vaLue,
and extent of vaLue (see SM).

Much of the importance ascribed to moraL standing or moraL consideration
comes from confLating it with vaLue consideration, which is in turn equated with

having some (non-negLigibLe) vaLue, bearing
account,

and

counted,

perhaps

(if

sometimes

that

wouLd

be

taken

into

in ang compLete vaLue assessment. Though moraL

attributes are evidentLg a subcLass
commonpLace

vaLue

of

surprising,

vaLue
as

attributes,
e.g.

in

the

confiation

CaLLicott).

is

Possessing

intrinsic or inherent vaLue is even offered sometimes as an aLternative to moraL
status (cf. PP, p.16 fn 3); but more often the confusion is Less bLatant.

Indeed

PP begin bg warning us about sLipperiness (fn 3), soon stides itsetf from m-s to
intrinsic

vaLue

with their being
evident,

and

considerabLe,

(p.S)

and before Long has identified moraL standing of things

vaLuabte

prove

in

damaging.

Goodpaster

themseLves

Towards

Lapses

(p.I6).

Such

equations

are

not

the end of his essag, on being moraLLg
from

-7-

moraL

considerabiLitg

into

�that

Hag that natters for ctains wade. For exanpte,

Ln

vatue-for-itsetf,

psgchotogicat or hedonLstLc capacities

sophLstLcated

unnecessaritg

seen

Lt Ls true

when Lt cones to Locating the ntnLnaL condLtLons for sonethLng s deserving to be

Lts

for

vatued

own

(p.320);

sake

Lt not so obvious that theg are too

but

sophLstLcated for the capture of norat consLderabLLLtg. R sLnLLar conftatLon

at

work Ln Goodpaster s

hgpothesis that that there Ls a nonaccLdentaL affLnLtg

between a person s or a socLetg s conceptLon of

and

vatue

ontg

—

consLderabLLLtg

to

appears

obtaLn

where

vatue Ls

unreduced

(LLLLcLtg) contracted to a range where norat considerations enter;

for

exanpte

tn Goodpaster's sotitarg LLLustration, the setting is hedonisn (when

as

where,

of

conceptLon

Lts

(p.3t*). The affLnLtg — nore than accLdentat for vatue and

noraL consLderabLLLtg
vatue

Ls

no doubt norat considerabititg Ls, so far as norat natters are attowed to enter,

characteristicattg bounded at botton bg sone sentience criterion).

The biocentric criterion for norat considerabititg that Goodpaster Leaps
to (p.313) has itsetf to be differenttg Looked at if

exchanged for vatue-in-itsetf. For Life is
point

even

norat

the

obvioustg

Less

stopping

vatue consideration. Rssune, for instance, that Wars or the Moon has

for

estate

no [significient] Life. Theg stitt have vatue; indeed theg nag have reat
vatue

verg chauvinistic vatue "neasure ) now that theg are beconing hunantg

(a

accessibte

nining, residentiat and other transfiguring purposes). Suppose

(for

further, what is not at att untiketg, that

sgstens

natch

that

Moon

the

has

fornations

sone

shoutd

be

the

that

thensetves,

into account in ang environnentat inpact assessnent of

taken

projects interfering with parts of the Moon. But

insist

or

naturat nonunents of the Rnerican arid Lands. It is a

the

defensible ctain, these dags, that the Moon nonunents have vatue in
which

is

considerabititg

Lt

woutd

be

LnptausLbte

to

Moon nonunents are norattg considerabte; for theg are not the

right sorts of things (as a natter of significance) to have noraL attributes.

It

is

just

not

the

feature of having intrinsic vatue that shoutd be

separated fron that of having norat status. Sone of the

circte have
suggests

different

sone

exanpte,

For

connotations.

notions

beLng

Ln

noraL

the

consLderabLe

norat dinension, sone weight to be taken into account,

suitabte

not neretg sone retevance. Consideration atso characteristicattg

requires

the iten in question has interests or at Least a

such

tetos),

an

that

agent

discussion-setting

can

phrase

be

deserves

norat

weLL-being

towards

considerate

notions are deptoged that wag (eg. p.31

does

norat

retevance,

R

different

get

nere

artifacts

are

norattg

etc.,

dependent,

quarrg

that

(a

Goodpaster s

Rnd nornattg the
notion

do

presunabtg

nornattg
woutd

not.

Nor,

not

it

erroneoustg,

reLevant on occasions (for sinitar reasons

norat significance differs fron standing). MoraL retevance renains

context

Like

that

another different notion sonetines

equated with norat standing (e.g. PLuhar p.^7), though
since

does

nornattg an organisn'; PP p.3

inpose these Linitations, e.g. those of awe, respect,
appear,

(as

or

consideration ).

certain organisns'; and in Goodpaster's Leap.)

woutd

norat

an

etusive,

has evaded contenporarg norat phitosophers of

-8-

�high standing, despite Much effort put Lnto
other

chase.

the

however,

Since

these

are not goLng to be put to serLous work - Most of theM are, Like

notLons

MoraL standing, better MothbaLLed or

-

scrapped

we

qutetLg

can

bgpass

the

vaiue

the

nuances and differences.

CertaLnLg MoraL considerations and vaiue interconnect,

wider notion and Moraiitg,

if

wag

theg

inportant

in

which

not

at

derivative,

Least

with

R

dependent.

Most

connect is through LiMitat ions on interference.

MoraLitg preciudes the gross reduction of vaLue.

LittLe

R

More

preciseLg,

a

actor is not norMaLLg entitLed to interfere deLiberateLg in such a wag as

MoraL

to reduce signifLeantLg overaLL vaLue (or risk the various possibiLitg of such
reduction^). But exact forMuLation of such noninterference princ ip Les is a
sensitive Matter

MainLg

because

deontic

principLes

do

not excLude

soMe

vaLue, provided it is sufficientLg Linited - a Matter to which we

of

reduction

-

shaLL be obLiged to return.
Bg contrast with MoraL considerabiLitg,

and

standing

Like,

the

vaLue

notions are fundaMentaL, and not at aLL easiLg avoided, even bg anti-Moraiists,
in the regions of environMentat ethics.^ SoMe of the anaiogue notions are

however, e.g. a thing warrants vaLue consideration iff it has vaLue; it

triviaL

is of vaLue reLevance iff it has nonnegiigibte

vaLue

circuMstances);

the

(in

Even so the ana Logue notions heLp in shifting the issues and showing where
the reaL prob ten Lies with the group of MoraL notions, naneig in what Makes
soMething Morai.
It
this notion too that has induced the unwarranted
narrow ing of focus,
to chauvinistic concerns. For a coMMonp Lace answer,
certainig wrong,
to what deternines what is MoraL is: hunan concerns. Rather,
etc.

what

is

MoraL

has

to

do

with interest-independent vaLue and with a certain

iMpartiaLitg and Lack of discrininations (i.e. in More oLd-fashioned forMs, with
justice
and
goodness),
features
refLected
fornaLLg
in
suitabLe
universaLizabiiitg of principie.^
So conceived, MoraL Matters do not terMinate
at

narrower

certain

ethicaL

tgpes,

which excLude the wider environnent. The

width of concern wouLd be better revested bg repLacing

ethicaL*.

equivaLent

ethics

a

of

(For

coMparison,

rec Lass ification

as

consider

"environMentat

bg

MoraL

its

originaL

the effect in environMentat
MoraLs"

environMentat

or

Moratitg").

$2.

Rgainst environMentaLLg-restrictive rights packages.

EthicaL standing does

not striettg get or grant a thing rights. Standing gets an iteM
door

for

hearing.

a

hearing;

in

an

ethicaL

it Mag, or Mag not, be conceded or granted rights in the

Rights inpLg sone standing, but not vice versa; sone standing is even,

if gou Like, a proper part of a right. MhiLe such an equation is not Much excuse
for identifging standing and rights (short
assuMption

that

of

the

astonishing

but

prevaLent

aLL reLations are identities), stiLL too often the differences

are giossed over, having MoraL rights is

equated

with

having

MoraL

standing

�The stoppage between the notions Goodpaster exptoits (p.3I8)

CaLLicott).

(e.g.

Ln converting conditions on having rights into conditions

(expioitation

consideration

free

not

exersibie rights is Much Less piausibie

for

Underneath

consideration).

MoraL

these equations and conventions Lie important assunptions;

triviaL

MoraL

deserving

since wh3t is piausibie for

costs,

of

for

just

not

the

More

that what has a status therebg has a right, for instance to get in

one

but

the ethicaL door,

consideration

are

assuMption

the

rendered

that

equivaLent

having

and

rights

standing

or

a coMMon Middie terM, such as

through

having interests, being capabLe of being represented, being abLe to benefit. For
exaMpte, an iteM has MoraL standing (or deserves MoraL consideration) iff it has

iff it has (or even have) rights.

(or can have) interests, i.e.

iMpiicit

appear

but

(with

Minor

Such

equations

quaLifications) in Goodpaster, and exp Lie it

etsewhere, for a wide notion if "interests" extending to aLL Living things;

but

Much More coMMontg theg appear (e.g. as in Freg) for a verg Much More restricted

of (huManoid) interest.

notion

If such fauLtg equations did hoLd, what has been

said against MoraL standing wouLd appLg to that extend aiso against rights.

But

theg do not, and rights require More independent investigation.

contrast

Bg

with

anti-Moratists, who wouLd reject (MoraL) rights taLk

and institutions aitogether, and with Mang

utiLitarians,

who

view

notion

of

considerabte suspicion at Least, it wiLL be argued, in
g
passing, that rights are aLrcght . The chief targets for criticisM wiLL be
(MoraL)

rights

with

certain

unduLg

narrow

theories

rights,

of

which wouLd have, if theg stood,

decidedLg unfavourabLe environMentat consequences. RLthough
for which he has iLLegitiMateig bagged the titie

view,

Regan's

particuLar

the rights view

(as if

an aniMat rights supporter had to adopt his sort of view), is verg far froM the

attention,

worst of these theories, it is worth singLing out for speciaL

it

has

score

heaviLg

been

proMoted

since

in environMentat ethics Literature and it does

exceedingig weLL, coMpared with its usuaL chauvinistic rivaLs,

in certain

areas of Major environMentat concern, such as the (Mis-)treatMent of aniMats.
R

theorg

of

rights

a

coMprises

representation (in the fashion of other

package,

which can be given fornaL

theories)

genetic

as

containing

the

foLLowing coMponents:
D. a definition of a right, and

P. further postuLates (perhaps independentLg argued for) deLiMiting rights.
Rs

MatheMaticaL

exaMpLes

(such

as those of vector space and categorg) reveaL

there is a good deat of stippage between D

ord inarg

usage

controts

and

P.

But

because

of

the

More

on phiLosophicaL theories, onLg so Much in the wag of

postuLates can be puMped into the definitions offered. The package aLso coMMontg
includes as weLL

0.

a

set

of canonicaL forMS into which aLL (nondiscarded) rights Locutions or

cases can be put, and perhaps aLso (with ground prepared through C)
R. a set

of

reduction

scheMes

for

eiiMinating

transLation, reduction ruLes, etc.

-10-

rights

Locutions,

e.g.

bg

�The

of rLghts advocated bg Regan convenLentLg Lends

theory

partLcuLar

LtseLf to separatLon Lnto these components, as weLL as suggestLng

genetLc

such

breakdown. It begLns wLth a neat defLnLtLon of rLght drawn from HLLL,

accordLng

to whLch a rLght Ls, roughLg, a vaLLd (or suffLcLent) cLaLm whLch socLetg shouLd

It

guarantee.

Ls coup Led wLth a serLes of prLncLpLes or postubates, each gLven

some Lndependent support, of whLch the most basLc Ls the rLght of
and

treatment.

respectfuL

to

patLents

canonLcat

RLthough

expLLcLtLg addressed, one does emerge, whLch takes the form

to

[not]

, where

-

onLg rLghts-hotder on the theorg, but Lt

X[s]

of

The rLght

as

for

Lnstance

not

Ln

to

permtts

(the

pLuraLLsatLon

partLcuLar to some sort of utLLLtarLan anatgsLs, Ls strongLg resisted
the rLghts vLew

features

onto LndLvLduaLs). FLnaLLg reductLon of rLghts, Ln

back

dLstrLbutLng

context

not

are

The basLc form Ls sLnguLar, appLgLng to LndLvLduaLs, who are the

harm .

LncLuded

forms

Lntroduces an LnfLnLtLvaL ctause LndLcatLng a tgpe of

to

actLon or actLvLtg. The cLauses mag be negated,

unduLg

agents

moraL

has a LLttLe

more

thLs

LrreducLbLe

the

Ls

Lt

poLnt,

(Ln

rLghts vLew as opposed to a mot Leg arrag of reduct LonLstLc posLtLons, wLth 'the'
sLgnLfgLng a coLLectLve.)

be

UhLLe Regan s rLghts package wLLL

crLtLcLsed,

Ln

sLgnLfLeant

rejected, through Lts varLatLon a dLfferent rLghts theorg wLLL emerge.

respects

Some of the crucLaL prLncLpLes Regan arrLves at depend
theg

and

heavLLg

upon

-

though

do not foLLow from - defLnLtLon of rLght(s) he defends. Hnd severaL of the

unnecessarLLg restrLctLve features of the vLew do fLow from eLaboratLon of

thLs

defLnLtLon, Ln partLcuLar the LLmLtatLon of rLghts to certaLn LndLvLduaL thLngs,

to

anLmaLs. It Ls Lmportant then to begLn wLth, and hard to avoLd, the

certaLn

Lssue of defLnLtLon.
To ground the varLant defLnLtLon and theorg of rLghts to be reached
fLrmLg Ln usage, consLder fLrst the maLn reLevant sense^' of rLght (to) gLven bg

the Oxford EngLLsh DLctLonarg, vLz.

11.7 JustLfLabLe cLaLms, on LegaL or

grounds, to have or obtaLn some thLng, or to act Ln a certaLn wag.

of

gLven

rLghts

sLmLLar core:
hLm

the

Ln

bg

MLLL

(whLch

of

...

account

Regan cLaLms to endorse, p.369.) contaLns a

a person s rLght ....[Ls] a vaLLd cLaLm upon socLetg
possessLon

The

moraL

somethLng

socLetg

to

protect

ought to defend...', MLLL

provtdes, however, an Lmportant Lnsurance or cover cLause, as to who Ls supposed
to cover the cLaLm, whLch the OED account does

whLch

Regan

after a brLef dLscussLon aLso correctLg omLts (begLnnLng p.270). That Ls,

rLght

not

LncLude,

and

quLckLg contracts to the Less than adequate vaLLd cLaLm; but the force of MLLL s

Lnsurance

cover

Ls

supposed

to foLLow, prLmarLLg Ln vLrtue of what Ls pushed

Lnto the Ldea of a cLaLm. Rs Lt turns out,

Regan, now
features

of

rLghts

LmLtatLng

FeLnberg s

Lt does foLLow, but not Ln that wag.

trLcks,

trLes

to

puLL

substantLve

out of the notLon of a cLaLm. But the notLon does not bear

the weLght theg trg to Lmpose upon Lt; a stronger rope Ls needed for

-11-

such

acts

�than ciaim can suppig. The cruciai act, which tries to read anticipated features
of the notion of riqht into that of ciaim, faiis at the outset:

is entitied to treatment of a certain kind

is to assert that someone...

...

To wake a ciaim
and

that the treatment is due or owed directig to the individuai ... in question. To

a

make

individuais,

ciaim thus, invoives both ciaims-to and ciaims-against...

(p.271). Such an anaigsis of making a

ciaim

imports

much

the

that

ordinarg

notion does not support, nameig, in the first piace, that it invoives or asserts

entitiement, entitiement to treatment of a certain sort, secondig, that it is a
transaction between individuais^,
thirdig, that the imputed treatment is owed
it is a ciaim-against given individuais. But in making

directig to the ciaimant,

such ciaims as that one has visited Mount Rthos, has seen the iark ascend,

at

tea

one

sunset,

doing ang of those things in ang straightforward

not

is

sense. There is nothing significant due or owed,
directed at

other

took

individuais

in

the

the

demanding

assertions

wag,

or

at

need

not

be

aii;

and

no

entitiement to speciai treatment is asked for. Ciaim is a transitive verb, so it
as

requires

weii

as subjects, ciaimants, objects, ciaims, propositionai items

tgpicaiig introduced bg

or 'to . Someone who makes a

that

ciaims

ciaim

that

something or to (have or have done) something. But that is aii. Onig some ciaims

are directed against others, onig some ciaims are entitiements.

Rnd

if

is

it

ciaims that are entitiements that are to be distinguished, it wouid be better to
start with entitiements (cf McCioskeg).

Just such a fresh start wiii be made, in the first stage of modification
of

the

definitions

OED

integration

and

it with Miii's definition. Upon

of

separating off iegai rights (which Regan correctig distinguishes in prettg

much

the standard wag, p.267), the foiiowing then resuits:
M2.

Vaiid

entitiement, on morai grounds, to something (of a correct categorg).

The changes (from 11.7) deserve some justification. Firstig,

or

have

obtain

or

something,

characteristic fiii to

to

in

act

a

certain

"justifiabie

justifiabie

to

(to) something , iogicaiig adds iittie content. For each

something

entaiis

and
mag

to

be

entitiement
ciaims

sufficient,

ent ireig

warrant

vaiid.

from

Thirdig,

and

ang case entitiing ones, and that

in

are

i.e.

dubious ciaims-against preconceptions,
without

be

regarded

appears

most

need

not

ciaim

restrict

to
on

but

aiso

the

ciaim

because

make

or

the
sheds

unduig

and

expected ciass of rights havers or
haver

of

a

it, but it is hard to escape the assumption that if

something has a ciaim then it shouid be the sort of thing

potentiaiig?)

important

entitiement

hoiders, what can have or ho id rights, to ciaimants. Of course the

right

as

grounds

morai

ciaim , not mereig for the reasons given, that

improves upon

invoived

an

sort of justification, which as it turns out is not fuiig

some

adequate, can be given, whereas for a right the derivation

has

converseig

an entitiement to have something. Secondig,

is not strong enough; a ciaimed entitiement
if

(To)

phrase

wag , which gives the

of the sorts of entitiement is an entitiement to something,
entitiement

the

stake

that

ciaims. Thus use of the term

-12-

can

ciaim

(at

ieast

makes it an

�even tougher uphiLL struggLe to work the powerfut rights medicine on

behatf

of

wttd animats and wiLde messes. Of course too, what cLaims are wade coutd be wade

through

indirectLg,

representatives;

the tern

but

representatives" suggests

verg easiig that rights havers have interests to be represented. Opportunitg

wake

the

to

interests" shouid not be afforded

rights" to

dubious inference from

bg the basic definition; and "entitLement" gives appropriate distance.

R Lot hangs on choice of basic

(as

then

terms

other

in

chaiienging

phiiosophicai areas, such as the fundamentsLs of reasoning), even if it seems to

right'

newcomers, as it does to dictionaries, that

entitLement

cLaim'

and

are more or Less interchangeabLe (each is characterised in standard dictionaries

partLg in terms of the others)
tautoLogous.

and

expticative

satisfactorg

UeLL,

Like

definitions

that

M2

definitions

virtuaLLg

are

are

but

anaLgtic,

preferabLg not trivaLLg circuiar, eLse informativeness is sacrificed. R weakness

of the entitLement account (hard to credit after Regan's attack upon it) is that

it risks the Latter. Mhat is needed in pLace of
entitLement,

putative

entitLement'

expression,

right , i.e. it

a

since

doesn t

a

becomes an entitLement, or right, when vaLiditg is

that

appropriateLg estabLished, and so on. From this angLe,

better

something,

is

write

in

To

vaLiditg.

avoid

a

is

sLightLg

a reaL or supposed

to

amounts

sometimes

cLaim

cLaim'

these

probLems

with

avaiiabie terminoiogg, there is a case for coining a rather immediate expression
basic definition

something,
R

vaLid

in that something (after

fiLL

to

into

in M2) and avoid disappearance of the

VaLid

something,

on

to something , which couLd embrace Lots of items other than rights).

term

suitabie

entitLement,

titiement ;

is

which

a

or

a

is

titiement

aLLeged

or

putative

mag or mag not be correctLg vaLidated, en-ed (cf. titLe *6.

That which justifies or substantiates a cLaim; a
aLLeged

(e.g.

vacuitg

quant ificationaL

recognised

right',

Const,

with

cLaimed .) R titiement is a transformation

ground

inf.

of

a

or

right;

of

to,

suitabie

hence,

an

of the thing

in,
deontic

principLe,

cat Led a susta in ing principLe. For instance, the form It is mostig permissibie
[for X] to R , where suitabie, gieLds the titiement form There is a titiement
[for

X]

R .

Requirements

for

what conditions objects (Rs) and

suitabiLitg,

subjects (Xs) shouLd satisfg, are investigated in what foLLows.
Before trging for a mark-3 definition of right (to),
MiLL,

as

interpreted bg Regan (pp.270-1). MiLL

titiements are to be vaLidated:

depend

on

compLiance

its

independentLg

estabLished'

the vaLiditg of

with

(p.270),

derivation from these correct moraL

stack, the vaguer

a

right (to)

moraL

principLes

us

return

a

right,
whose

correct
that

he

beiieves,

takes

up,

must

have been

vaLiditg

principLes.

to

as to how

provides...guidance

princ ip Les

i.e.

Let

It

is

the

removing

the

"moraL grounds" (cf. M2 and 11.7). Then in the mark-3 version,

is a

M3. VaLid titiement,

from

correct

moraL

principLes,

appropriate) item. The LogicaL form is aLmost immediate:

-13-

to

some

(categoriaLLg

�H3S.

premLsses

correct worst prtncLpLes

SustaLnLng prtnctpLe as
to R

vaLLd dertvatton
cone Lus con

There Ls a tttLement to
R

RssumLng evergthtng Ls Ln order Ln the scheme H3S, the inference to a rLght-to R
Ls

then

LmmedLate,

bg

f13. The whoLe pattern Ls at once duLg reLatLvLsabLe to

suLtabLe havers. Thus X has a rLght to R Lff

X

has

a

tttLement,

vaLLd

Trow

correct woraL prtncLpLes, to R, somethtng that a suLtabLe reLatLvLsed derLvatLon

wag

estabLLsh.

candLdates

The

fLLL

to

R provLde a famLLLar LLst, e.g.

out

freedom from unnecessarg sufferLng, respectfuL treatment, satLsfg

sound

LLfe,

needs,

support, rewarding work, a fatr go, etc.. Bg no means aLL of these

candLdates can be vaLLdated, wLthout at Least
severaL

basLc

restrLct

the

quaLLftcatLon,

consLderabLe

and

categorg of subjects, L.e. the LogLcaL sort of Ltem that

can have the purported tttLement.

Such a scheme, as f13S

not

(whLLe

entLretg

wLthout

adequate

eLaborated notLon of tLtLement) both enabLes further features of
and revests much about rtghts.

derLved

important addttLon to the deftnLtLon of

ought

to

protect

can

hoLders,

be

regards

as

correct

moraL

rLght , of a requLrement

and

therefore

rLghts, to Lnsure protectLon,
dLffuse

correLatLve

dutLes

3pptg

prtncLpLes,
to

Ls

no

doubt

Ls thus a consequentLaL

over

vaLLd

characterLstLc poLnt of

R

tLtLements.

as socLetLes

Lt

transmLt

uphoLd,

feature.

SLmLLarLg

such

obLLgatLons to uphoLd rLghts are not
feature

from

thetr

character. In parttcuLar, the FeLnberg-Regan cLaLm-agaLnst component

of thetr proposed anaLgsts Ls not part of the meanLng of
that

soctetg

that

that reLevant soctettes ought to

part of the deftnLtLon of rLghts, but a LogLcaLLg emergent
dertvatLve

be

separated as a consequence; Lt Ls not (as

uphoLd them. But such functors, as obLLgatLon to

derLvatLons;

to

rtghts

In the fLrst pLace, Lt shows that HLLLs

dLcttonarg defLnLtLons atso LndLcate) a deftntng feature. For

true

duLg

3

rLght,

but

somethtng

foLLows from the prtncLpLes sustatntng a rLght to somethtng. For Lnstance,

Lf Lt Ls generaLLg permtsstbLe to LLve
others,

free

from

unnecessarg

suffering

then

moraL agents are therebg prohtbLted from causing unnecessarg sufferLng;

-14-

�and

prohLbLtLon

the

functor

Ls

transnLtted

the

down

cLaLn-agaLnst certain, tgpLcaLLg unspecLfLed, norat agents

R

derLvatLon.^

Ls

consequentLaL

a

feature of vaLLd tLtLenents to, transnLtted fron the sustaLnLng noraL prLncLpLe.

(ThLs

Ls

whg

Regan

can aLwags easLLg nanage to fLLL out a cLaLn-agaLnst forn

where a McCLoskeg ent Lt Lenent can be estabLLshed; see RR p.231).
SecondLg, the schene and defLnLtLon nake Lt evLdent that

seLf-evLdent

puretg

or

rLghts.

axLonatLc

a

aLwags

defence

It foLLows, then, that ang theorg

rLghts bg reference to such derLvatLons.

cLaLns

are

no

For ang rLght that stands up, that

connands the tLtte, has a vaLLd derLvatLon. Rnd there Ls

Lags

there

of

that

seLf-evLdent rLghts (such as FIcCLoskeg s), or axLonatLc rLghts

to

(such as DworkLn's), and ang decLaratLons, constLtuttons or bLLL of rLghts (such
as

that

RnerLcan)

the

announces seLf-evLdent rLghts,

Ls nLstaken. RLghts are

aLwags derLvatLve fron other parts of an ethLcaL sgsten.
ThLrdLg, the theorg shows dLrectLg the "derLvatLve character" of rLghts,

and hetps to LndLcate the extent of theLr eLLnLnabLLLtg. For Lf rLghts are ever

to be estabLLshed, then there nust, Ln the end, be correct noraL prLncLpLes,

as

there are, fron whLch tLtLenents do derLve. Thus a requLrenent of ground hoLds,
are

rLghts

and

generated

fron other noraL prLncLpLes, Ln partLcuLar those of

pernLssLon and obLLgatLon. RLghts are derLvatLve, not Ln the sense that there Ls

a precLse recLpe for transLatLng rLghts dLscourse out - ang adequate transLatLon
renaLns wLthLn the rLghts cLrcLe, of entLtLenent, cLaLns,

etc.

-

but

Ln

the

derLvatLonaL sense, that theg derLve fron another part of the deontLc area, that

argunents and JustLfLcatLons for then go back to deontLc prLncLpLes.

Because

of

theLr nuLtLpLg derLvatLve character, rLghts are dLspensLbLe

after a fashLon, and at sone cost. So theg

envLronnentaL

ethLcaL

enterprLses.

not

are

But

Ln

essentLaL

absoLuteLg

a

strongLg

for

LndLvLduaLLstLc

rLghts-orLented socLetg, such as the USR, where rLghts notLons (and partLcuLarLg
LndLvLduaL propertg notLons) are taken verg serLousLg,

Lt Ls a snart strategg to

nake heavg use of then, after the node of Regan. EnvLronnentaL posLtLons can do

thLs aLso, bg derLvLng approprLate tLtLenents.

RLghts are not nereLg derLvatLve, because, for Lnstance,

of

the

force

theg are accorded and the rotes theg can pLag when adnLtted. Rs RnerLcan wrLters

stress, rLghts are anong the weLghtLest of

others

(hence

the

Lnportance

Ln

a

noraL

consLderatLons,

whLch

noraL or evLronnentaL cause of obtaLnLng

rLghts accredLtatLon). RLghts certaLnLg have Lnportant protectLve and

rotes,
of

Ln

persuasLve
so

Lnsurance

sheLterLng Ltens fron powerfuL actors and Lnterests. For those sorts

prLncLpLes,

and

truno

on.

argunentatLve

reasons

too,

Lnputed

rLghts

are

Lnportant

Ln

reLnforcLng

gettLng others to take Ltens serLousLg, to treat then decentLg,

Ln

The

socLaL

advantages

LnstLtutLonaLLsatLon

of

rLghts

accordLngLg

offers

not to be taken LLghtLg or abandoned. For these sorts

of reasons, too, rLghts are not superfLuous (as Freg Ls LncLLned to suggest:

-15-

he

�aLso incLined to suggest, not aLtogether consistentLg, that there aren t ang

is

woraL rtghts, p.7, p.17). Granted that for Mang purposes we can proceed back

Lt ts not a consequence that Me

prtnctpLes froM which rtghts derive; stLLL,

the

can get a Long as weLL without theM, stLLL Less that there
potnt

no

ts

advantage

or

Set-theorettctans can get a Long without nunbers; woMen can get

theM.

to

to

aLong wtthout thetr bras, soMe of theM teLL us; nucLear reactors can

get

aLong

wtthout doubLe shteLdtng, so Russ Lan experts used to teLL us.

R fourth set of consequences of the rtghts package offered Ls that there
Ls no basts for various restrtcttons wtdetg tMposed upon the having

senttence,

tnterest,

as

such

etc.

(a

rather

now

rtghts,

of

faniLiar test). Constder

tnterests ftrst, stnee an "tnterests" restr Let Lon on rights-havers Ls pervasive.
Nothtng Ln the deftnttton and dertvatton schene gtven, or Ln
Ln

the

Ln suttabLLLtg requtreMents). Yet a cruciaL

theg coutd be incorporated,

Ln

defLntttons

McCLoskeg, MiLL, ...), requtres such tnterests (though

(OED,

vLctnttg

other

preMtss

the issue of whether things other than persons, aninats especiaLLg, can have

rights Links rights-hoLding with interest. R tgpicaL bridge princLpLe is

RI. OnLg iteMs which (can) have MoraL rights (cf. Freg, p.5). Rs Freg
RI

is

observes,

not obvious (he Later appLies a strong forM of RI, without 3ngthing Much

in the wag of argunent, nonetheiess), and has

had

Mang

with

notabtg

rivaLs,

interests
repLaced bg other candidates put up for gaining MoraL standing
(rationaLitg, Language, sentience, etc. - the saMe tiresoMe List).^

How then does the interest requireMent, RI, gain its wide

accreditation

and grip? For an astonishing series of bad reasons (as FreedMan Ln effect brings

out),
1)

inc Lud ing: we

Usage;

speak of Ltens Lacking interests (individuaLitg, etc.) as

don't

possessing rights (thus Ln effect McCLoskeg).
and

non-usage

to

has

be

backed

In fact we do,

bg other consideration if arbitrariness and

prejudice are to be avoided (FreedMan pp.

160-1).

2) RbgsMaL anaigses, such as TooLeg s anaLgsis of X has a right to R as
to refrain fron actions that wouLd deprive hiM
(again dissected bg FreedMan p.161 ff.)^

it

of

and

coupied

3) Mistaken thenes, such as Feinberg s (drawn fron McCLoskeg) that

protection of an interest, and hence [it is ciaiMed] for
right

it

cLaiM).

Must

have

Nothing

characteristicaLLg

an

interest

however

requires

afford

(FreedMan,

is

that

reasoning

a right is a

sonething

to

a

have

p.16^., who upsets the inferred
the

protection

rights

that

of an interest; as far as the Meaning of

goes it can be of a thing or a sgsteM. t*)

exercising

roughig

if R desires X, then others are under a prina-facie obLLgation

with

sgnongnous

have;

others

and

Confusion

of

having

right
with

right

a

a right (pp.162-3), or even with being abLe to cLain a right. Though

these are evidentLg different, and entaitMents froM having to exercising

or

to

cLaining evidentLg faiL, such confLations are encouraged bg easg but unwarranted

transition,

such as those froM having a cLaiM to Making or being abLe to Make a

cLain. But, to reiterate, rights have nothing highig intiMate

-16-

to

do

with

the

�Mak Lng

bg

c La LMS

of

a

hoLder (though no doubt an art Lou Late Maker of cLaLMS

hoLds soMe advantage Ln achLevLng Lts and others cLaLns).

R

creature

or

LteM

wLth cLaLMS Mag have no abLLLtg or coMpetence to Make or present theM; or be the
sort of thLng that can. ^a) ContractLons of rLghts to a subcLass of rLghts, such
as exercLsabLe rLghts,

Lndeed

Lnterest-protectLng rLghts, accountabLe rLghts, etc. Then

conatLve requLreMents do foLLow (e.g. what has an exercLsabLe rLght Must

presunabLg at sone stage be suLtabLg aLLve and capabLe

but

reLevant

actLvLtg),

requLreMents foLLow froM the subcLassLfLcatLon LnvoLved, not froM the

such

notLon

of

rLght.

of

For

Lnstance,

the

Lnterest-protectLng

aspect

of

tnterest-protecttng rLghts foLLows froM the Lnterest-protectLng restrLctLon, not

froM

the

notLon of rLghts, whLch Mag serve to protect thLngs LackLng interests

(especLaLLg under chauvLnLstLcaLLg-favoured hLgh redefLnLtLons of

Lnterests).

R reLated cLuster of poLnts appLLes to attenpts to

rLghts

restrLct

to

persons or to LndLvLduaLs, atteMpts aLso tgpLcaLLg underpLnned bg the assuMptton

that

what has or can have rLghts Must have Lnterests, or desLres, or a suLtabLe

conatLve LLfe, or whatever. But nothLng Ln the notLon of rLghts restrLcts rLghts

to persons, or to

LndLvLduaLs,

or

persons" Ln a generous LegaL sense; nothLng restrLcts theM to
LndLvLduaLs

and

"persons".

RLL

these

restr Let Lons

on

rLght-hoLders are Lnposed, wLthout Much or suffLcLent justLfLcatLon, usuaLLg for
LdeoLogLcaL reasons, such as bLockLng LegLtLMate cLaLMS on behaLf of daMaged

dLsadvantaqe LteMs or sgsteMs, MerLtLng protect Lon.

or

�§3.

and rebuiLding environMentaLLg.

the rLghts vLew

Deconstructing

Most iMportant, Regan's sharp LiMitation of rLghts

LndLvLduaL

to

Consider,

a

subjects,

LLMLtatLon whLch has a Most daMaging effect on the abLLLtg of hLs rLghts vLew to
cope

decentLg

spec Les,

concernLng rare 3nd endangered
(e.g.

Regan s

pp.395-6).

prob Lens of our tines, such as those

envLronnentaL

Major

wLth

forest

does

restrLctLon

ecosgsteMs,

wLLderness,

foLLow

froM

not

even

etc.

hLs

own

defLnLtLon of a rLght, as a vaLLd ciaiM. Rather the restrLctLon Ls progressLveLg
LnfLLtrated,

as

postuLates

the

concerning

are eLaborated. It is not

rights

uniforMig inf titrated (and in other work Rgan appears to abandon restrictions to

individuaLs, e.g. HP, p.32). For instance at a cLosing stage (in

p.39S)

RR,

a

arguMent against priviLeged status for rare or endangered species begins,

brief

because paradigMatic right-hoLders are individuaLs

(In

sgLLogistic

extended

IndividuaLs

forM the arguMents runs: ParadigM3tic right-hoLders are individuaLs.

not acquire ang further rights if theg beLong to rare or endangered species.

do

Therefore, paradigMatic right-hoLders do not so acquire further rights. So

the

rights view does not acknow Ledge ang priviLeged MoraL status on the part of rare

endangered

or

species

right-hoLders needn t be

individuaLs,

aniMais.)

of
so

The

restricted

beginning

after

aLL,

onLg

the

species

(with

a

if

are

paradigMs

MoraL

the

about

or

MeMbers

species

e.g., as Hutiean entities, certaintg then

treated,

individuaLs, at Least BoodnanesqLg). But earLier Regan

view

as

Look

undercutting the brief argunent. For siMpig consider sone

further

non-paradignatic right-hoLders, such as endangered species

theiisetves.

it

Makes

of

announces,

rights

The

Species

are not

individuaLs, and the rights view does not recognise the MoraL rights of

species

to

is

view

3ngthing

rights

individuaLs.

(p.3S9). Thus individuaLs, whatever theg are (no characterisation

is actuaLLg offered),

are

not

MereLg

the

right-hoLders;

paradigMatic

theg

right-hoLders. The More conciiiatorg paradigMatic Line gives wag to the

exhaust

iron-fisted thene of

(p.361),

according

the
to

aLLeged

individuaListic

nature

of

MoraL

rights

which the notion of MoraL rights cannot be neaningfuLLg

appiied other than to individuaLs (p.36I). Rs far as evergdag, MoraL

and

LegaL

usage goes this just isn t true; there is no such categoriaL restriction.

Uhg

trg

to

iMpose

such

an

iMpLausibLe and environnentaLLg daMaginq

atoMistic restriction on a rights view? Or, siMiLarLg, on a MoraL standing view?
EMending the brief arguMent awag froM anti-environMentaL ends indicates whg.

a

rebuiit

rights view, an individuaL Mag acquire More rights, and warrant More

protection, bg be Longing to an endangered group,

in virtue of princ ip Les such as

that significant endangered species ought to be protected.
creatures

wouLd

hoLd

different

But

then

different

rights, contradicting Regan's assuMption that

aLL aniMaLs are equaL* (p.395) - at Least in rights heid,
this,

On

but as a Matter of definition) in

and

basis

(the

of

inherent vaLue'. Here is the source of

the troubLe, of individuaListic restrictions, not the basic account
but the adjoined equaLitg assuMptions.

-18-

of

rights,

�restriction to individuats Ls not just an optionaL extra Ln Regan s

The

package, that can simpig be pee Led off.

rLghts

appt LeatLons

of

super-imposed

theorg,

the

but

Ls

essentLaL

wLth

for

the

given

coherence

a super-individuaL, such as a specLes,

If

postuLates.

equaLLtg

hetd rLghts on an equaL basts

It Ls requLred not ontg Ln major

Lt,

composLng

LndLvLduaLs

the

then

the

wouLd both have more rLghts than Lts LndLvLduaLs (those of aLL

super-individuaL

Lts components) and the same rLghts (cf.DE

on

bLocentrLc

egaLitarianism;

DC,

Furthermore, equaLLtg assumptLons are verg heavLLg depLoged Ln foLLowing

p.3S).

through LmpLLcatLons of the LndLvLduaL rLghts view, where dLfferentLaL treatment

of different sorts of creatures Ls repeatedLg ruLed out bg appeats to equaLLtg.

IntegraL as equaLLtg assumptLons are to Regan s LndLvLduaL-rLghts

view,

theg are neLther part of more ordLnarg ref Leet Lons on rLghts nor part of what Ls

meant bg rLghts, but addLtLonat postuLates. Theg can accordLngLg be removed, and
deconstructLon

on

of

the

rLghts

exactLg

view

thLs

Ls

EquaLLtg

done.

assumptLons concernLng moraL rLghts are supposed, Ln the fLrst pLace, to

from

dLrectLg

dLstLnguLshLng moraL rLghts, for Lnstance unLversaLLtg

features

absoLute

are

quaLLt Les, theg do

Ls

aspect ref Leets

and equaLLtg features (p.267). But aLL thLs "equaLLtg

rLghts

foLLow

that

(p.368). It does

not come Ln degrees

not foLLow that one Ltem cannot have more rLghts than another (because, e.g., of

Ltems

the sort of thLng Lt Ls), or therefore that aLL

bund Les

equaL

that

have

have

rLghts

of (even baste) rLghts. Nor does equaLLtg of basLc rLghts foLLow

from unLversaLLtg requLrements, but ontg a

certain

Ln

LmpartLaLLtg

treatment

(often confused however wLth egatttartanLsm).
equaLLtg

NeLther

nor

assumptLons

LndLvLduaLLstLc restrtctLons emerge

then; and Ln fact theg do not fLgure eLsewhere Ln the anaLgsLs of rLghts
To

them

fend

we

have

to

foLLow

gLven.

the text past the anaLgsLs, through to the

LntroductLon of the fundamentaL respect prtncLpLe and the

rLght

respectfuL

to

treatment (p.277 ff.), where both equaLLtg and LndLvLduaLLtg enter Ln a bLg wag,

both

beLng

imported

parts of the theorg of Lnherent vaLue (and assocLated

as

justLce prLncLpLe) from a previous chapter. For what Ls
rLght

those

of

who

have

argued

Ls

basic

the

Lnherent vaLue to... respectfuL treatment

(p.277),

where Lnherent vaLue Ls bg def Ln Lt Lon confLned to LndLvLduaLs and somethLng

aLL

suLtabLg conatLve LndLvLduaLs (those subject-of-a-Life) have equaLLg.

ConsLder

subjects'

vaLue

as

- what we LL caLL Lnherent

LndLvLduaLs

vaLue. ... aLL who have Lnherent vaLue have Lt equaLLg

p.23S ff.).

(pp p.37;

Inherent vaLue Ls thus a theoretLcaL notLon, conforming

sLmLLarLg
to

HR

various

postuLates, notabLg LndLvLduaLLtg and equaLLtg. ObviousLg the theorg of Lnherent
vaLue

can

be

varied,

pLace of Lnherent vaLue,

LndLvLduaL

as Regan effectiveLg admits (p.362). Consider, then,

Ln

LnLtLaL or connate vaLue,

X,

or not, as foLLows: the vaLue of X,

defined,

for

ang

Ltem

if ang, as an Ltem (and not as a

mere receptacLe). In pLace of the equaLitg postuLated for Lnherent vaLue, Lt
assumed

that,

for

Ls

ang X and Y of the same ethicaL tgpe, X and Y have the came

-17-

�connate vaLue. Then, white connate vaLue Ls not verg Mett characterised,

Ls

Lt

as adequateLg specified as Lnherent V3tue, and can carrg Lts work-Load.

showing

Before

that Let s Look at differences, and Limitations, of the

notion. Mhite inherent vaLue is an aLL-or-nothing

(certain

affairs

individual

tgpes have Lt, nothing eLse does, but has zero vaLue), connate vaLue Ls not. Not
that have (non-zero) connate vaLue need have equaL positive vaLue or

tgpes

aLL

positive vaLue at aLL. DeviLs, certainLg if theg existed, wouLd
negative

vaLue

connate

disboLicainess,

if

(their

ontoLogicaL

no

nonexistence

proofs

objects are to be beLLeved.) Connate

doubt

have

decidedLg

to

adding

their

the existence of top connate vaLue

of

are

vaLues

somewhat

thus

initiaL

Like

LeveLs of perfection. Connate vaLue Ls, Like inherent vaLue properLg understood,
at

an

best

initiaL

assignment.

The

assignments

Like those of initiaL

are

probabiLLtg under a principLe of indifference (particuLarLg

vaLue;

connate

out

themseLves

presumptive

those

of

inherent

vaLue invoLves a further tgpoLogg). UntiL actors, objects, sort

their

bg

initiaL

Life-stgLes,

can

which

vaLue,

then

intrinsic vaLue gets cLarified; compare a

be

theg

states

worLd-Lines,
posteriori

a

diminished as

or

increased

receive

probabiLLtg

assignments.

Thus too connate vaLue is not aLL that is taken into account in discerning moraL
and so Ln deriving rights. Further vaLue-making or vaiue-detracting

prtncLpLes,

features of things which affect intrinsic vaLue are aLso reLevant.
0 criticaL question is whether connate vaLue can serve to

carrg

enough

(not aLL, of course) of the requisite argument; in particuLar, that to a respect

principLe.

appears

Examination

to

show that it can, at Least to this extent:

insofar as the argument (pp.277-9) based on

respectfuL

fact,

Ln

individuat

bg

to

item

substitute

connate

made

is

principLe,
principLe

as

aLso

to

repLace

required,

nameig

resuLts

defence

of

the

modified, succeeds. It does, as inspection of the
bg

shows,

where

the

the same substitutions as before. The modified

principLe Looks near-anaLgtic: Ue are to treat those items

which

have

connate

that respect their connate vaLue (pp.2t+8). The modified respect

wags

in

and

presupposed

argument (pp.258-60) for the modified respect principLe soon

vaLue

right

throughout, and to verifg bg inspection that aLL detaiLs

that evergthing does work as weLL, given that the

modified

the

features of moraL rights. But it is straightforward to verifg

concerning

respect

to

inherent

for

work just as weLL. Minor use of some points aireadg

those

vaLue

succeeds, so does that based instead on connate vaLue. It

treatment

suffices,

inherent

principLe appLies of course to species and sgstems, as weLL as for

individuaLs,

and so does the expanded right to respectfuL treatment.

Much of the remainder of Regan's text can be simiLarLg reinterpreted,
but again bg no means aLL.15 (Limitations of space, time, and energg preciude a

fuLLer

de-

and

re-construction). Some initiaL indication onLg of the expanded

environmentaL rights theorg
offered.

But

it

which

repLaces

the

moraL

rights

view

wiLL

be

is important to observe right awag, that mang of the goats of

-20-

�the anLmaL rights Movement, as Regan conceives Lt
Largetg intact under the expanded rLghts

theorg

(e.g.

can

PP,p.32),

perhaps

(minus

remain

totaLitg

the

cLaims), for instance, the theme of aboLition of the use of animats Ln scLence.
But not aLL the further postulates of Regan's rLghts view remain intact,

most notabLg that of vegetarianism, which Ls not a consequence of themes of

rLghts movement. Nonethe Less?

animat

the rLghts view hotds that the LndLvLduaL

h3s a dutg to Lead a vegetarian Mag of LLfe
supererogatorg;

Lt

(p.351,p.3^.6) to

thLs

permLssLbLe

Ls

vegetarianism Ls

(p.39!+);

But

(p.3^6).

obLLgatorg'

cone Lus Lon

the

appear

to

most

the

arguments

the

not

Ls

Lt

that

Ls

estab LLsh

not

to consume the products of commercLaL animat agrLcuLture (LncLudLng

Since the anLmaL Lndustrg routLneLg

presumabLg eggs and pureLg bread sausages).

vLoLates the rLghts of these anLmaLs, for the reasons

Ls

Lt

given,

wrong

to

purchase Lts products. That Ls whg, on the rLghts view, vegetarLanLsm Ls moraLLg

obLLgatorg, (p.3SI,LtaLLs added). Rs an argument to vegetarLanLsm (a

vegetarLan

beLng, one who abstaLns from anLmaL food, and LLves on veqatabLe food, and,
'16
----usuaLLg eggs, mitk, etc
), the argument Ls a major nonsequLtur (Likewise the
argument, p.3^.6)^\ For there are mang wags of obtaLnLng anLmaL food whLch do

not LnvoLve commercLaL anLmaL agrLcuLture or commercLaL practLces (the no

proper

of

focus

Regan's

sLnce

attach,

such

practLces

tgpLcaLLg

dLsrespectfuL and insensitive use and rLghts vLoLatLons). Examp Les
of

practLces

huntLng-gatherLng

LLfestgLes,

of

doubt

Lead

LncLude

to
the

the gardenLng cuLtures of the

Pie Lanes La and PoLgnesia, of subsLstence farmLng and of some of the new communes.
Regan's further argument (Lt wouLd be unfaLr to stick hLm wLth the awfuL page

3nd

351

with

eatLng

dogs) commLts hLm, moreover, to the moraL LmproprLetg of

(as

these extensive tradLtLonaL LLfestgLes

weLL

as

mtnor

ones),

newfangLed

Lnsofar as theg LnvoLve the kiLLLng of pLgs and fLsh and occasLonaL wLLdLLfe and
so

R chLef reason gLven Ls that

on.

end
theLr

LLves are brought to an untLmeLg

antmaLs'

(e.g. p.39^.). But suppose, to dLspose fLrst of strLct
tLme

has

come,

vegetarLanLsm,

that

or, more straLghtforwardLg, that theg are aLreadg dead.

Mhat precLudes respectfuL use?
Rn expanded rLghts theorg does not entaLL vegetarLanLsm - ang more

connected

theorLes,

such

as

aLL

that

consLderatLon, or rLvaL theorLes such as

restrLctLons,

wLthout

further

Large

sent Lent

utLLLtarLanLsm,

are

Longer

no

sentient

or

entaLL

moraL

deserve
such

dLetarg

assumptLons. For there are mang tgpes of

circumstance where Lt Ls perfectLg permLssLbLe to

which

beLngs

than

eat

dead

creatures,

things

which wLLL not now attain sentience (as DC

exp Lains and argues). The more probLematic area Ls not that of consuming what is

aLreadg dead, but of causing

prematureLg,

Ln

order

death

(or,

to

a

Lesser

extent,

Letting

die)

to achieve that option or, to gieLd it as a bg-product.

For this appears to infringe rights to Life and LLveLihood and to vioLate

moraL

standing of creatures interfered with so drasticaLLg.

Rppears to. For even ethicaL theorLes that now concede various rLghts to

-21-

�anLmaLs

bauLk

anLmaLs.

Rnd

at

for

sone

patLents,

Papuans

the

rLghts

extensive

to LLfe and LLveLhood to

own vLew provLdes, Ln the categorLaL dLstLnctLon between

Regan's

noraL agents and moraL
treatment,

such

admLttLng

ground

of

treatment

dLfferentLaL

further

and pLgs, a

peopLe

dLstLnctLon Ln whLch Regan hLmseLf takes refuge when pressed.
Regan s

dLfferentLaL

justLfgLng

for

So how tLght

Ls

Ln partLcuLar when reconsLdered as appLgLng agaLnst

arguMent,

tradLtLonaL LLfestgLes rather than agaLnst modern commercLaL practLces? The buLk

of the crucLaL argument

ff.)

dLd

not

treat

resources.

Nor

dLd

theg

(p.3{+^);

receptacLes

does

sLmpLg

cuLtures

tradLtLonaL

renewabLe

(p.3t*3

appLg.

not

anLmaLs just as resources, stLLL Less as
as

anLmaLs

treat

Lnstruments

mere

excLude some kLLLLng of anLmaLs - or do theg? It wouLd seem that
of

tradLtLonaL

unLLke

peopLes,

provLsLon (p.3t*3), are

prLncLpLe

dubLous

admLtted

commercLaL
under

derLved

supposedLg

who

farmers

Regan's
from

prLncLpLe

LLbertg

respect prLncLpLe, p.332). R

the

LncLudLng

fundumentaL respect prLncLpLe LtseLf. On a straLght readLng

requLres

whLch

that

treatment

creatures

of

vaLue

Lnherent

are

however

Some

excLuded.

Ls

not

of

for

prLncLpLe,

the

countervaLLLng

respectfuL
No

excLuded.

LnfrLnged because a creature of Lnher- nt vaLue
persLst, come what mag.

There

use

Ls respectfuL of the kLnd of vatue theg have

(p.277), such uses of anLmaLs are not

wLth

a

(p.331,

stgLe of better tradLtLonaL practLces Ls excLuded under the more

the

Ln

practLces

the

vLoLate the respect

crLtLcaL quest Lon Ls whether the respectfuL use of anLmaLs,
food,

Papua,

pLgs before kLLLLng. CarefuL, respectfuL practLces do not

exchanged

often

or

consLder the respectfuL treatment of mang hunter-gatherer

groups Ln aborLgLnaL RustraLLa, or the practLces of gardenLng peopLes Ln

who

Large

and

Bg

does

rLghts are therebg

a

acquLre

not

Ln

LndLctLons

Lnterference
rLght

text

Regan s

to

(and

eLsewhere Ln hLs "preservatLon prLncLpLe") whLch wouLd go far towards sustaLnLng
the vegetarLan concLusLons he faLLs to reach, and therebg to ruLLng

tradLtLonaL

the bLoconatLvLst assumptLons

that Lt Ls

LLfestgLes

LnadmLssLbLe.

Such

are

aLwags wrong to destrog LLfe (verg specLat cLrcumstances apart perhaps), that Lt
Ls never permLssLbLe to reduce vaLue catastrophLcaLLg the wag that

LLfe

anLmaLs

brLnqtrg

to an untLMeLg end does. But Ln fact Regan does not endorse such

prLncLpLes, strongLg rejectLng prLncLpLes LLke the pacLfLst prLncLpLe

use

or

harmfuL

destructLve

wLth

LncompatLbLe

bLoconatLvLst

the

vLoLence

"LLbertg"

assumptLons,

no

(p.287);

prLncLpLes

matter

as

Lnterpreted.

dLffLcuLt

how

wouLd

maxLMLae

never

to

bLoconatLvLsm appears

Lndeed

to

NonetheLess,

LLve bg, are hLghLg

appeaLLng to mang ethLcaL pacesetters and theorg desLgners, especLaLLg
who

an

to

mang

vaLue. But theg throw the whoLe naturaL order Lnto ethLcaL

dLsorder; predatLon, fuLL terrLtorLaL defence and mang other commonpLace naturaL
happenLngs are thrown Lnto ethLcaL doubt or
MorLd

magbe a

Ls

not

verg

rendered

LnadmLssLbLe.

ilagbe

The

RequLred the wag Lt surprLsLngLg Ls (LesLLe's thesLs) after aLL;
dLfferent

predator-free

sLn-eradLcated

RequLred, where V3tue j^s maxLmLzed?

-22-

post-naturaL

worLd

Ls

�$4.' Ti'tt'eMsnts

and

substantiaL prob tews.

tivehood:

and

predation, territoriatitg

other

the dust that status-quo-supporting phiiosophers

Despite

have raised, there is no doubt, tooking through the ctoud, but that
* Rnimats have various interests, mang of then of the
human

as

those

of

instance, sustenance, survivat, sex, species, sheiter (see

for

animats,

sort

sane

e.g. RR, PR).

* Rnimats

have

various

For exampte, theg have, in the same wag that

rights.

humans do, a right to iive free from unnecessarg suffering, and

from

excessive

interference.
these ciaims are substantiaitg independent (having interests is Logicaitg

Mhite

neither necessarg nor sufficient

significant

connections,

inasmuch

rights),

having

for

as

rights

are

nonethetess

protect

permissibie

there

to

serve

worthwhiie interests which more powerfui operators, such

de-foresters,

as

mag

otherwise override or ignore. There is no doubt, furthermore, that present human
practices

sgstematicaLLg infringe animai rights, especiatig those tied to their

interests. For exampie, much animai
suffering.

causes

experimentation

unnecessarg

quite

there is a powerfui case for changing these practices (compare

Thus

and contrast Freg p.t*.), a case both enhanced,

and

easier

obtain

to

positive

action upon, bg the due admission of relevant rights. Rttainment of the sorts of
sociai

protection

the widespread admission of rights can iead to shouid not be

underestimated, in the wag it is bg utiiitarians and anti-moraiists.
Granted animats have rights, some of them

higher

humans

rights

nohumans,

widespread

a

have,

main

animats

phenomenon

of

predation,

a

par

with

those

that

question (pace Freg) concerns which

outstanding

particutartg,

on

have.

Because

especiatig

of

the

essential to the continued tivetihood of

mang creatures, the issue can took tike an exceedingtg difficult

one

(and

one

comes to grief upon). There are undoubtedtg serious confticts of interest

Regan

induced through the phenomenon, some of them unavoidable as when

a

herbivore s

interest in continued existence ctashes with a carnivore s interest in continued

sustenance,

avoidabte

others

as

in

human

Predation is not of course the ontg source of
territoriatitg,

slaughter of whates and dotphins.
serious

conflict

of

interests;

for instance, C3n atso iead to serious encounters, particutartg

in situations of expanding poputations (thus too the issues are connected).
Such matters as predation, territoriatitg and population
been

converted

into

increase

serious prob terns bg mistaken atomistic views of vaiue and

associated excessive ciaims as to rights. Removing these defective

the

but

integral

part

much

of atomistic non-utititarian positions such as Regan's,

hotds that vaiue (or utititg) is a feature, at bottom, of atomistic
as

themes

probtematic. The vatue theorg involved, tgpified bg utilitarianism

reduces
an

have

individuats,

that

those

items

items

such

(constituting the base ctass) have a fixed

-23-

�(equaL) vaLue whLLe theg persist, which Ls not substitutibLe for

and

that

vaLues

(derived)

Ls

ecosystems,

of

whaLes

additive

an

simpLy

functLon

the

of

aLLenabLe,

such

structures,

organised

and

or

atoms

as

Lt.

within

CharacteristicaLLg aLso theses of maximization and preservatLon of present vaLue
are incorporated Lnto the theorg. On such assumptions, predatLon

and

LnvoLve a reductLon Ln vaLue, at Least Ln the shorter tern, and so a
infringing

path,

and

maximization

preservatLon

enhances the prob Lens bg postuLating a rLght to

has

that

LndLvLduaL

(Lnherent)

LnLtLaL

to

everg

simiLarLy

woraL

exLstence

(and

vaLue

suboptimaL

The rights view

desLderata.

contLnued

Like

the

considerabLLitg posLtLons add to the dLffLcuLtLes). But the assumptions LnvoLved
shouLd be removed. Both the wag the probLems are generated fron the assumptions,

and the reasons for revising the vaLue

eLsewhere

than

which are wore

LncLude

sun

the

of

predators,

theLr

LndLvLduaL

escaLation

The

the

of

theg

though

components,

be hLghLg vaLuabLe Ln theLr own rLght, wLth

mag

LLves of herbLvores substituted for wLthtn
vaLue.

detaLL

Ln

the Breen SerLes, especLaLLg OC ^). Host important, ecosystems,

(Ln

tgpLcaLLg

expLaLned

are

assumptions,

the

through

probLems

wLthout

system,

reductLon

of

theorLes deserves,

rights

however, some eLaboratLon.
R

serLous

cLash

of

Lnterest,

as

between carnLvores and herbLvores,

fortunateLg does not therebg Lnduce an imcompatibLLLtg

rLghts,

of

unLess

too

Lnterests are eievated to rLghts. But just thLs appears to happen when the

many

extensLve (but not LnvarLabLe) Lnterests of LLvLng creatures

exLst are sharpLg upgraded to unquaLLfLed rLghts to LLfe (a

Ln

contLnuLng

mistaken

to

eLevatLon

that Ls common Ln ethLcaL thought). The rLght to LLfe of a success Lon of gnus Ls
LnfrLnged

bg

LLon whLch aLso has a rLght to sustenance to sustaLn Lts LLfe.

a

MLth the advance of technoLogg Lt wouLd now be possLbLe
cases

of

to

Lnterfere

some

Ln

predatLon, e.g. that of the remaLnLng Large carnLvores, to uphoLd gnu

rLghts , bg switchLng the carnLvores to an appropriate vegetarian dLet (and, to

avoLd cuLLLng, our spLended contraceptLve technoLogg couLd be

appLLed

hoLd

to

gnu popuLatLon Ln check). But to deaL wLth aLL cases of predatLon and assocLated

issues

in

these

bizarre sorts of wags Ls not onig practicaLLg LmpossLbLe; but

at

further, such extensLve interference with naturaL ecosgstems is LtseLf,
verg

Least,

dubiousLg

permissibLe.

High-tech vegetarLan-stgLe resoLutLons of

probLems of predatLon, territoriaLitg and so on, are

On

contrary,

the

virtuaLLy

aLL

the

remaining

naturaL

radicaLLg

unsatisfactory.

systems containing Large

carnLvores shouLd be Left substantiaLLg intact or restored towards their naturaL

states. These ecosystems ought to persist, and have a

Can t

an

rights

to,

right

fLourishing LnvoLves reguLar vioLation of aLLeged absoLute

though

their

rLghts to Life.

to LLfe be Left intact (L.e. mereLg moraLLg extended from

unauthentic human setting), and the probLems skirted around? Rfter aLL, some

confLict,

and

inconsistency

even, of

rights,

obLigations

and

so

on,

is

inevitabLe, and can be LogLcaLLg Lived with in these Latter paraconsistent dags.

Some

can,

but

not too much. ConfLict shouLd be confined to exceptionaL (often

-24-

�significant) sorts of cases. In these terns,

bg

accommodated

Mag

of

up

confLLct

sgstematic

reguLar

such

confLLct

anatogous

S3tisfactoriig

It Ls too reguLar,

deontLc

does

sgstem

not

because theg remove part of the poLnt of deontLc

cases,

structures: for then much too much
rather

not

of rLghts or prLncLpLes.

confLLet

sgstematic and commonpLace. R sufficientLg effLcLent
muLtipLg

is

predatton

Ls

time

cases.

R

confLLct,

repuzziing

spent

undermines

MhLch

fash Lon to deaL wLth

sattsfactorg

more

redecLdLng

and

the

point and force of

prLncLpLes, is revision of principLe. Furthermore, a confLLct of rights approach
(no more than a confLLct of vaLues approach:

right.

feeL

doesn't

p.33)

DC,

at

aLL

Lion Ls not acting MrongLg or infringing rights MhoLesaLe, everg Meek

R

Mhen it mag kLLL an anteLope or other creature.

R

aLternative, atreadg indicated, consists then in Minding in

superior

excessive titLement concessions, so as to avoid extensive confLLct. R strong and
Legitimate interest in a continuing LiveLihood

to

right

does

not

an

give

unquaLified

Life, which can be conferred against associated predators. It affords

onLg a defeasibLe right, which can be forfeited or Lapse.

In these terms, a Lion

that takes a Meaker aged gnu, taiLing or separated from a herd, does not vioLate

Lts defeasibLe right to Life. The
different.

Mith

situation

their

take

chances.

rights to Life are not

predatorg

is

essentiaLLg

not

LLL-equipped or reck Less humans who put themseLves Ln or find

LJeak,

themseives in threatening situations, such as
traveL

humans

animats

or

wiiderness

If theg therebu Lose their Lives, their defeasibLe

therebg

or

action

highspeed

infringed

animats

where

(and

defending

their

animats

are

territories

LnvoLved,

not

shouid

be

HL id animats such as gnus are aLmost aiwags on Mitderness traveL,

persecuted).

except when imprisoned in zoos; theg properLg take their

chances

with

naturaL

predators.

Rs pursuit of this approach suggests, a hetpfuL wag of coming
with

predation

and

Like

issues

happens,

what

grips

is through zoning, or more generaLLg through

bioregionaLLsm, which zones regions of the earth s surface
what

to

and

eisewhere.

is protected, what Ls permissibie and right, Ln wiiderness

can be significantLg different from that in urban areas. R tiger that moves

of

out

a wiiderness to a supposedLg easier Life in a citg where incautious citizens

are pLentifuL, cannot expect 3nd doesn t merit the same treatment as Lt did

wiiderness, nameLg being Left LargeLg atone. Moreover, with bioregions

big

For

wiiderness

as

Locus,

Lt

is

much

to think hoLLsticaLLg,

easier

predation as an LntegraL and significant part of

such

a

rich

naturaL

the
as

to see

structure

rather than isoLated action of individuaLs without a further just ifg ing setting.

(The

adjustment

of

ethicaL principtes to regions, and Large communities, need

invoLves no Loss of universaLizabLLitg;

wiiderness

is an appropriatetg generat

notion, not get a proper name.)
The

action

of carnivores (LncLuding traditionaL peoptes) in wiiderness

areas, in taking preg conservativeLg,

Ln defending their territories and so

-25-

on,

�LnvoLves

no

LtseLf

Ln

infringeMents of rLghts then, whether what Ls taken Ls

huMan or not (Ls "repL3cabLe" or not). There Ls Moreover no need
for Lnstance Lf a carnLvore had coMsuMed a

career.

that

tresspassLng

Darwin

Ln

earLg

hLs

brash utLLLtarLan wouLd LnsLst, or pretend, that, when aLL the

a

OnLg

deng

Lts frequent vioLence and death, nag LnvoLve Loss of vaLue, as

with

predatLon,

to

undo-abLe cowputat tons are done, the sufferLng and Losses

and

repLacenents

of

sgsteMS, net vaLue of overaLL naturaL processes Ls aLwags approxtMattng

naturaL

MaxtMaLLtg. On the other stde,

thought

Lt wouLd be a supreMe technoLogtcaL opttMtst

sgsteMS couLd perforw nearLg as sattsfactortLg,

huMan-engtneered

that

even on a qutte Modest scaLe. HuMan

breakdown,

who

efforts,

whtch

especLaLLg

are

prone

to

soMettMes Make soMe SMaLL iMproveMents around the edges; MostLg

can

theg reLg upon expottLng what Ls aLreadg there or nearbg. Rs a worktng ruLe, the

More huMans interfere wLth naturaL processes, the More probLeMs

the

as

there

are

and

More thtngs go wrong. Med LeaL experience wLth intervention, even in Matters
norMaLLg

straightforward

huMan

chLLdbirth,

provide

weLL-docuMented

ruLe at work. The chances of huMans iMproving, technicaLLg or

the

of

evidence

as

MoraLLg, upon Nature Ln wLLderness areas Ls exceedLngLg sLight. To adapt one

the

ecoLogicaL

Laws

to

of

encapsuLate the working ruLe: Nature generaLLg does

better than huMans. Its coroLLarg Ls: CurtaLL excessive

huMan

interference

Ln

naturaL regions.

It does not Matter if, because of predation and the Like, vaLue

a Lwags

as

poLiticaL

high

wickedness,

evoLutionarg

not

it Might be. Mith the persistence of sin and prevaLence of

as

Ls copious reason for conjecturing that we do not

there

inhabit the best of possibLe worLds. Besides we 3re free to specuLate
Long

is

process

-

that

the

no doubt a rather restricted, heaviLg interfered

with, and verg hit and Miss business - did not turn out as perfectLg as Lt Might

have. Major ecosgsteMs certainLg do not appear to have evoLved
adapted

in

weLL

wag

a

to (or anticipating, so to sag) the 3rrivai of Modern huMans with their

enorMOUs destructive capacitg and wLLL to power. But, even apart froM the advent
it is far froM cLear that Nature

of such huMans,

provides

rather Nature satisizes (an adjustMent of ecoLogicaL

an

optiMat

sgsteM;

Law" argued for eLsewhere:

see SM).
The facts of satisization do not put Nature out of step

with

deontic
best

MoraLLtg,

principLes. For deontic principLes aLso answer back eventuaLLg to

sufficient LeveLs of vaLue, not to MaxiMaL consequences (see

were

with

that

vaLue

SH).

Even

it

be Maximized, obLigation certainLg does not require Lt.

Predation can take a rightfuL pLace Ln such a satisizing

environnent;

naturaL sgsteMS which have evoLved with predation seeM to offer quite
and often dazzLing,

Lf

LeveLs of vaLue.

Richard SgLvan
via Bungendore

-26-

for

the

adequate,

�RustraLia 2621

NOTES

1-

For aLL that I an crLtLcaL of Much of

that

thought

environmentaL

Lt far

of southern and western Rmerican schooLs,

out

fLows

the

surpasses the drearg and reactionary anti-environmentaL dross that

emerges

typLcaLLy

the

froM

prestigious

More

universities

Ln

LndustrLaL north-eastern USR and British LLght-engLneerLng centres

LLke Oxford.
2.

May

ThLs

a

strike

MoraL

as

theorist

aiMost

cost/benefit ana Lysis of (mainstream) econoMics -

as curious as a

order

in

aLso

and having reaL point - wouLd strike econoMists. But the cases are
different.

assessMents

Cost/benefit

depend on a vaLue theory of

soMe (perhaps degenerate) sort, but not necessarily on MoraLity.
3-

EntitLement to whom? On traditionaL views, and
amounts

what

choice

seLf-appointed chosen,

(p.!*).

makers

entitLement

a

to

in

There

are

probiems

according

PP,

to

we free and rationaL

use

regarding

of

contexts, since entitLement moves in the

these

rights-circLe and items with m-s May Lack rights.

The annuLar picture is open to the separate charges of being but a
devious sort of moraL ex tens ion ism and of introducing or invoLving
a

moraL hierarchy, both of which set scenes for condemnation. But

neither charge is justified in a form that wouLd do damage.

MoraL

notions are not extended, rather their proper significience ranges

and

catagoriaL

features

are

investigated and put to principLed

work. Rs to the matter of hierarchy, the

dLvisions

of

ref Leets

cLassification

things in terms of such features, where theg appLy,

as capacities and capabiiities. This wouLd yieLd a hierarchy

these

features ranked, which on the annuLar picture they are not.

(Even if they were and a hierarchy
aLL

Not

probiematic.

resuLted,

hierarchies

are

need

that

damaging,

e.g.

ciassificatoru ones, such as BioLogicaL divisions may
oniy

were

when

be.

not

be

mereLy

It

is

hierarchies serve to distribute, or become a means to,

power or priviLege or favour,

that

theg

warrant

the

criticism

hierarchies have encountered. That criticism wouLd have deservedLy
been

directed

at

certain

power

hierarchies are of this sort.)

-27-

hierarchies;

but

not

aLL

�UorrLes

about LnstaLLLng a MoraL power hterarchg or pecktng order

and accoMpangtng MoraL eLLtes are one reason whg sone philosophers

an

(west go qutteLg atong wLth eLLtes) operate wtth

LMpoverLshed

ethLcaL tgpotogg. For instance, a Mtsp Laced egaLLtartantsM appears
both

as

deep ecoLogg, Ln bLo-con3ttvtsM 3nd Ln rLghts vLews such

Ln

where both Lnherent vaLue and the equaL basLc rLghts

Regan's,

Lt supports behave Ln an aLL-or-nothLng fash Lon.

5.

StwLLar funng busLness Ls goLng on

standLng

vaLue-Ln-LtseLf

wLth

Freg,

Ln

equates

who

worst

and proceeds to bound Lt

(p.!+S),

beLow, not bLocentrLcaLLg as Ln Goodpaster, but bg sentLence. ThLs

part

happens as

coLLapse

of

a

of

wore

wLdespread

huwanLstLc

utLLLtarLan

Major ethtcaL dtsttnctLons, wLth rLghts as a further

casuaLLtg.

6.

PossLbLLLtg

and

forws of nonLnterference prLncLpLes

probabtLLtg

are basLc to the Ma Ln

arguwents

the

to

LMMoraLLtg

of

nucLear arrangements: see LiP.

7.

But

Fox

has

M3de

a sustaLned - though now apparentLg parttaLLg

repeated - attewpt to do so, tn hts crtttctsM of axtotogg. Such an

attempt

Ls

bound to faLL. VaLues are baste and LnescapabLe (theg

enter even Lnto truth cLatms). Thus, for Lnstance, a crtttctsM
woraLLtg

as

Ln

a

generaL

bad

Lnstttutton,

cost/beneftt record and, has wrought Much
enMeshed

whtch

damage,

Ls

of

has a poor

thoroughtg

Ln vaLue concerns. RntL-MoraLtsm depends on axLoLogg;

Lt

does not sustain and antt-axtoLogg.

8.

UnLversaLLzabLLLtg Ls used Ln the text because Lt Ls famLLLar. But
what

are reaLLg Lwportant are LntersubstLtutLvLLg and reptaceMent

prLncLpLes, whtch underLLe generaLLztbLLLtg and other features.

8.

SoMe of opposttton and standard objeettons to rLghts

taLk

resuLt

froM Mtsgutded ontoLogtcaL assuMpttons. For exaMpLe, Lt Ls aLteged

that

rLghts

are

verg curtous sorts of entctLes, untversaLs that

sctence casts no LLght upon and does not need. RccordtngLg,

prtncLpLe

of

such

p3rstMong,

as

OccuM s

weLL

as

provLdtng

a

pasttng

such

propertLes,

such

as

betng

objeettons

of such crude LnstruMents as

OccoM s razor: consutt JB, Lndex). Creatures have
have

a

razor, such ent Lt Les

shouLd be dLscarded. Object-theorg shortcLrcuLts

(as

bg

derLvatLve

rLghts;
froM

rLghts

certaLn

obLtgattons; but rLghts do not exLst, soMewhere, or at aLL. RLghts

are LogtcaLLg weLL-enough behaved nonexLatent objects.

-28-

�10.

The not Lon of right[sj, though -a coMparativetg Modern

Ls

one,

a

verg coMpLex one, sone of the conpLexLtg beLng ref Leoted Ln the 20
right' LLsted Ln the OED. Rn atteMpt to

senses of the substantive

brLng sone order and sgsteM to thLs coMptexLtg Ls Made Ln SN.

RLthough

the

takes

anaLgsis

frow

off

one Ma Ln OED sense, the

eLaboratLon wLLL Lead bg or through other connected
1.3

as

whLch

that

MoraLLg just or due

concerned

Ls

(as in

LnvoLveMent

activities);

be

no

issues concerning opportunitg (as in

rights to work) or LLbertg (as in rights

state-iMposed

such

equitg or ... which is

right-doing ). But there wiLL

Main

Ln

wLth

senses,

not

to

in

participate

are priMariig issues for MoraL

these

actors.

11.

reLevant

or coMMunities to capabie or

individuats

within

theM,

i.e. he reguLarLg resorts to individualizing strategies.

The

status of iterated deontic princ ip Les invoLved in such

exact

arguMents can be Left open, e.g. whether OOC is entaLLed bg 00
is

or

further substantive principie which can be asserted when 00

a

is.
13.

Not aLL these substitutes are incoMpatibLe, fortunateLg for
who

Leaps

to the cone Lus ion that sentience,

beings and the "higher

...

is

an

the fact that huMan

aniMats have experiences or MentaL

states

the uLtiMate and fundaMentai basis of the ctaiM that theg
(p.^3). No arguMent at aLL

are possessors of MoraL rights

than

appeaL

to

(other

is to be found for this ciatM, a

authoritg)

surprising OMission in an author who is fond of LaMbasting

for

Freg,

faiLure

suppig

to

others

arguMents (e.g. p.7) - especiaLLg in the

MereLg citing

Light of his eartier reMarks that

sentieneg

as

a

criterion for the possession of MoraL rights neither shows that it

is one nor even creates the presuMption that it is, ... untiL soMe
respects are provided ...

arguMents in these

subsequent chapters, such arguMents

are

. Rs we shaLL see in

scarce

on

the

ground

(p.33).

lit-

Too Leg s

anaLgsis

standard

account

substituting

can

"right

of

for

desires ,

an

wouLd Mark out

onLg

subcLass

rights,

of

be

upgraded,

and brought into Line with

(adopted

to"

Ln

EE,

p.176),

chooses or wouLd chose . Even so Lt

iMportant

roughLg

consequentiai

exercisabLe

criticisM teLLs against EE).

-2?-

feature

rLghts

(a

of

a

siMLLar

�IS.

Rn important exanpLe is the argunent
which

bg

broken

is

concedLng

to

that

vaLue,

equat
not

p.33,

PP

aLL hunans, serLousLg

genet LeaLLg defectLve and weLL-endowed contractuaLLg-capabLe, need
have equat connate vaLue, and thus renoving the preniss.

16.

London,1932).

RecordLng to the Concise EngLLsh DLcttonarg (Onega,

the

But

qutte

not

Ls

natter

not a reputation of

sLnpLe,

so

vegetartantsn on the basts of the avaiLabititg of dead aninats

decisive.

carefuL definition, which wouLd however render

nore

R

sone hunter-gathers (and even sone cannibats) vegetarians, is

'one who Lives whoLLg or principaLLg

OED account,

so

upon

the

vegetabie

a person who on principle abstains fron ang forn of aninaL

foods;

food, or at Least such as Ls obtained bg the direct destruction of

Life'.
17.

that

not

decisivetg

support vegetartantsn, even

inproved

connerciat

faming

does

UtLLitarianisn
invoLving

s Laugh ter

and

of

so Regan correctLg contends (p.3S0 suns up his extensive

aninats,

argunent).

Ln

Rnd

fact

fLawed

the

case

utititarian

vegetartantsn Ls effectiveLg abandoned in the recent work

for

of

one

choice

of

of its Leading proponents, Singer (see DC, p.36).
13.

sone

Uhite

such

terntnoLogg

distinction

singuLarLg

is

unfortunate

given

the

non-obsoiete

patient . Most aninats are not patients.

senses of the noun
13.

the

inportant,

is

For exanpLe, in a range of, adnittedLg difficuLt, confiict

such

as Lifeboat situations (p.32^,p.351), and nore inportant, as

regards interspecies reL3tions (p.357 ff.). and

threats

to

rabid

foxes

to

the

crunch;

hunans aLwags outrank aninats. (So nuch for the

then

strict

norat restrictions, grounded in ... inherent vaiue , the sane

aLL

and

hunans (e.g. p.353). Despite his discLainers, Regan s

egaLitarian princ ip Les ring hoLLow when Lt cones
for

cases,

for

subjects-of-a-LLfe, on the strength of which even carefuL and

respectfuL

defective

farngard
greater

C3n

practices

vaLue

assunption

be

p.3^.2).

condenned,

R

is snuggLed into the rights

view, seriousLg detracting fron its environnentaL depth

(see

DE,

si).

20.

On bioconativisn see CaLLicott; Leading ideas go back to -Jainisn.

21.

Predation bg Large carnivores can

conpared

with

hunan

travet

be

usefuLLg,

sporting

and

predation

(no

accident

of

-30-

course)

favourabig,

accidents. UhiLe the

nunber of kiLLings annuaLLg are of a siniLar order

aninaL

and
of

nagnitude,

appears

to invoLve

�rather Less suffertng and pstn. Rnd though
reduct ton

tn

vatue

tn

the

removat

tt

tnvotve

may

some

of on-gotng ttves, tt atso

offers some very constderabte compensattng ecosystemtc beneftts.

REFERENCES

J.B.

A
t

Catttcott,
On
the
tntrtnstc
vatues
of
nonhuman
spectes'
tn
The Preservatton of Spectes (e.d. B.G.Norton) Prtnceton Untverstty Press,
1386; pp.138-172.

R. Dworktns, Taktng Rtghts Sertousty, Duckworth, London,

1377.

J.

Fetnberg,
The rtghts of antmats and unborn generattons, tn Phttosophy and
Envtronmentat Crtsts (e.d. M.J. Btackstone) Untverstty of Georgta Press;
Rthens, 1371+, pp. 1+3-68.

U.

Fox,

R postcrtpt on
2(1+) (1385) 17-23.

deep

ecotogy

and

tntrtnstc vatue , The Trumoeter

The enttty-restrtctton of rights: Notes on a fashion tn ethtcs
B. Freedman,
Hetaphttosophy 12(1381) 153-168.
R.G. Frey,
Interests and Rtghts. The Case Rgatnst Rntmats,
1880.

K.E. Goodpaster,
308-325.

Ctarendon,

Oxford,

On betnq moratty constderabte , Journat of Phttosophy 75(1378)

I. H tnckf uss, The Morat Soctety: Its Structure and Effects, rev used ve rs con,
Untverstty of Queenstand, 1386.

J. Lestte, Vatue and Extstence, Oxford, 1373.
H.J. McCtoskey, Respect for humans morat rtghts versus maxtmtztng good
tn
Uttttty and Rtghts (e.d. R.6. Frey), Btackwett, Oxford, 1385 pp.121-136.

C. Ptgden, Nthtttsm: a Defence, Ph.D Thests, LaTrobe Untverstty,

1385.

E.B. PLuhar, The Justtftcatton for envtronmentat etttc , Envtronmentat Ethtcs
5(1383 )l+7-61.

T. Regan, The Case for Rntmat Rtghts, Routtedge &amp; Kegan Paut, London, 1383;
to as HR.
T. Regan, On the nature and posstbtttty of on envtronmentat ethtcs',
Envtronmentat Ethtcs 3(1381) 13-31+; referred to as NP.
J. Rodman,

Theory and practtce tn the envtronnentat Movement: notes towards an

-31-

�ecoiogg of experience', Ln The Search for Rbsotute VaLues Ln a Changing
UorLd, InternationaL CuLturaL Foundation, New Yorh 1978, pp.1+5-56.
J. Rodman, Ecoiogg sensibiLitg , in Ethics and the Environment (ed. D. Scherer
and T. Rttig), Prentice HiLL, NJ, 1983, pp.88-92; reprinted in VanDeVeer
and Pierce, pp.185-8.

R. RoutLeg, RLLeged probLems in attributing beLiefs and intensionaiitg to
animats , Inquirg 21+ (1981) 387-L17; referred to as PR.
R. Rout Leg,
In defence of cannibaLism. I. Tgpes of admissibte and LnadmissibLe
cannibatism , Green Series, RSSS. RNU; referred to as DC.

R. Rout Leg, Exp Loring Pie inong's JungLe and Begond, RSSS, RustraLian NationaL
Universitg, 1979; referred to as JB.
R. Rout Leg, Liar and Peace I On the ethics of Large-scaLe nucLear Mar and
nucLear-deferrence and the poLiticaL faLL-out , Green Series, RSSS, RNU
1981+; referred to as UP.
R. and V. Rout Leg, Human chauvinism and environmentaL ethics , in Environmental
Ph i Losophg (e.d. D. Plannison and others) RSSS, RustraLian NationaL
Universitg, 1980, pp.98-189; referred to as EE.
'
1

T. Rgan,

The case for animaL rights'

in VanDeVeer and Pierce, pp.32-39.

%

C.D. Stone, ShouLd Trees have Standing? Towards Legat Rights for NaturaL Objects
Kaufmann, Los RLtos, 197!+.
R.

SgLvan,
R critique of deep ecoiogg',
1+1(1985); referred to as DE.

Radicatj^hiLosophg

1+0(1985) ana

R. SgLvan, SuppLanting maximization, and other utiLitarian assumptions, in
Western ethicai ideoiogg , Topci, 1986, to appear; referred to as SN.
D. VanDeVeer
and
C. Pierce (e.ds), PeopLe, Penguins, and PLas tic Trees,
UadsMorth, CaLLfornia, 1988; referred to as PP.

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              <text>MORRL fWERS WHER - EM-JIROtVEtfrOLLV?
Begond moraL extens ion isms.

Some

find

us

of

mereig

not

ourseives

at

with

odds

mainstream

environmentaL thinking - which remains shaLLow, heaviig exptoitative, and LikeLg

disastrous, not

ontg

for

mang other species but for mang humans as weLL - but

uneasg atso with main deeper environmentaL approaches, most of which now emanate
from North Rmerica. ELsewhere I have, to mg cost, taken issue with Deep Ecotogg,

a movement with European origins quickig captured Ln CaLifornia; but here I wLsh
to crLtLcLse forms of Norat Extensionism that now have a main base Ln Southern
USF)!, forms that etaborate moraL standtng, consLderabLLLtg, and rLghts theorLes.

the crLtLcLsm wLLL not be puretg negative; posLtLve atternatLve posLtLons

Rgain

wLLL beg Ln to emerge Ln earLg mornLng outLLne.
extensLonLsms extend moraL Ltg and convent Lona L chauvLnLstLc moraL

MoraL

apparatus

conventLonaL

Lts

begond

(but

certaLnLg

subjects and areas where Lt has not been appLLed,

certaLn

confLnes to

unwarranted)

or eLse, more LLkeLg,

has been used for dLscrLmLnatLon and other negatLve purposes. Theg sLmpLg extend

wag

the moraL apparatus wLthout much Ln the
assumptions

vatue,

(equaL

appLLed to a wider

cLass

equat
of

rLghts,

of

adjustment,

consLderatLons, etc.) sLmpLg

equaL

a

(Rs

subjects.

moraL

egaLLtarLan

wLth

tgpe,

generaL

moraL

ex tens Lon isms have been described and criticised Ln some detaiL Ln EE, p.lSSff.,
under

and

the

tgpicaL and usefuL weapon
movements

of

Liberation

with

proceed

couLd

Ln Rodman.) MoraL ex tens LonLsm is a

MoraLisms

Nature

LabLe

more

rLghts

and

accurate

movements
Less

but

equipment). Seen from a conservative opposition, moraL
to

moraLitg

bend

to

iLLegitimate

certain

interests,

etc),
are

equaLitg,

standing,

but in ang case evergthing is sufficientLg in order, at Least

on the boundaries, as it

ex tens Lon isms

endeavour

not onLg do the

since

(rights,

such

impressive

pubLLcLg

extensLonLsms

purposes,

extensions make nonsense of the notions invoLved

(though

is!

from

Seen

a

wider

perspective,

environmentaL

not aLwags unjustified in where theg go, but Ln how theg go,

in the pseudo-egaLitarian facades of the extensions, and more important in where
theg stop. For though priviLege is widened and so diiuted,

it remains. The zones

of extension remain too Limited, and things outside the usuai
as

forests,

species,

ecosgstems,

continue

mistreatment, expioitation and so on (see EE,
things

be

to

p.llf.1).

Nor

can

such

substantiaL

to

open

the

sorts

of

invoLved pLausibLg be brought within the extension foLd (though isoLated

efforts are not Lacking); for theg appear to Lack requisite
which

extensions,

extensions

operate,

such

as

sentience,

LndividuaLitg, or whatever. For exampLe,

the

verg

characteristics

pain-receptivitg,

idea

of

an

on

interests,

environmentaL

ethic, which serves to protect uninhabited environments and to Justifg requisite
respect

for

naturat

sgstems

and

communities,

founders

on the moraL rights

position propounded bg Regan in defence of certain animats (RR p.35^ff).

Mang

a

Ls

MoraLLtg

weapon,

purpose

depLoged bg pressure and

often

interest groups. Throughout Modern hLstorg Lt has tgpLcaLLg been used to
and

justLfg

wLde

a

actLvLtg

of

range

and

hostLLe

practices

ground

naturaL

to

envLronnents. HuMans are entLtLed to thLs or that, whLch interfere; thetr

needs

generate these or those requLreMents, whLch ought to be Met

there

though

even

are costs to LocaL envLronnents, and so forth. Those opposed to MoraLLtg - there

Ls a Long and dLstLnguLshed phLLosophLcaL chaLn froM Lao-tsu
and PLgden - have a poLnt

MoraLLtLes

Lt

when

MoraL-poLnts-of-vLew

and

to

coMes

The

MoraLLtg.

such

HLnckfuss

through

daMage

of

seeM substanttaLLg hLgher than the

often

benefLts conferred. For the restrLctLons theg LMpose are heavg, and

work

often

the wrong wags. R sort of cost/benefLt assessMent of MoraLLtg thus gets under
wag2, supposedLg gLetdLng negatLve resutts.

Mang are the arguMents for MoraLLtg, begLnntng wLth the cLaLM that Lt Ls

oneseLf and one s LLfe wLthout LapsLng Lnto Morat taLk,

conduct

to

LMpossLbLe

concepts, practLces and, generaLLsLng, back Lnto MoraLLtg. Part of the

response

to such fauttg arguMents Ls atwags that there are dLstLnctLons, LnsLsted upon bg
LeadLng MoraL theorLsts theMsetves, between vaLue Matters and MoraLLtg,

tougher

dLstLnctLon,

(practLcaL

hard

j^s

(whLch

axLoLogg

to

to

avoLd)

MaLntaLn,

between

there

Ls a further

deontLc

expressLons

Rnd

deontLes.

and

practLcat

between

expedLent oughts and shouLds for Lnstance) and MoraL ones. ULth

and

such dev Lees, antL-MoroLLsts, who do have a

soLLd

case

agaLnst

objectLve

or

absoLute MoraLLtLes, can escape MoraL hooks.

Hagbe
the

net

a

carefuL

practLtLoner can shun deontLc dLscourse, but wouLdn t

on the treatMent of envtronMents be worse rather than better?,

LMpact

soMe

of the grossest practLces? The quest Lons can

doesn t

MoraLLtg

coLLect

a range of answers, LncLudLng such uncharLtabLe ones as: Not so cLearLg

constraLn

that one wouLd notLce. The MaLn LMpact of MoraLLtg
affaLrs; and even here onLg the grossest

appear

to

be

turned

around

through

abuses,

of

an

Ls

Lnput

on

chauvLnLstLc,

as

such

froM

sLaverg,

huMan

MoraLLtg.

huMan

Even so the

persuavLve force and LnfLuence of MoraL consLderatLons, properLg redLrected, are
not thLngs to be LLghtLg abandoned. For rLghtLg dLrected theg

posLtLveLg

Ln

thLngs

contrLbute

couLd

that Matter socLaLLg and envLronMentaLLg. In partLcuLar,

MoraLLtg affords soMe needed protect Lon and, especLaLLg as rectLfLed, offers the
prospect of More, More protectLon,

Less dLscrLMLnatLon. But actuaL protectLon Ls

tgpLcaLLg provLded, where Lt Ls, through

verg

channeLLed

MoraL

ftowLng,

through
aLL

too

LegaL
often,

rather
to

the

than
wrong

dLfferent

LnstLtutLons;
wLth

fraMeworks,

part Les,

such

as

the

Lt

Ls

the benefLts

strong

and

estabLLshed.

HakLng MoraLLtg work the rLght wags, where Lt does ftgure serLousLg, Ls,
Moreover, uncoMfortabtg LLke MakLng weapons work for

peace

(MoraLLtg

beLng

a

MaLn force behLnd wars and preparatLon for wars), More LLke than Lt ought to be.

-2-

Nor is Lt nearLg as easg as Lt was: beating swords Lnto pioughshares, to provide

an assauit on the environMent instead of other

creatures,

subMarine to peaceful purposes (genuineLg peacefut ones,

or

a

prettg

easg

feat coMpared wLth converting an Fl-11 fighter-boMber or a Modern

technoLogicaL
LLke

was
that

course,

of

is;

Ln the Liest, theg re peacenakers). For Locat chauvLnLsn, Ln one fom

guns

another

or

(huMan,

Ls now deeptg

natLonat, state or race),

LLkeLg,

More

entrenched Ln Most bureaucratLc arrangeMents and an LntegaL part

supportLng

of

scLences and technoLogg. Even so, whatever Locat practLces, MoraL theorg

socLaL

can be rectified; the theorLsLng can be accoMpLLshed, even Lf a new MoraLLtg

not

and

appLLed,

successfuttg

Must

awaLt

Ls

Lts post-RrMeggedon dag. Thus the

protected battte to dutg expand MoraLLtg goes on.

There are two Ma Ln battLe—LLnes over whLch LdeoLogLcaL wars

antL-MoraLLsts)
equated)

nottons:

MoraL

status,

rLghts,

sag, even an outsLde surveg such as thLs

But the tern

can

scarceLg

escape

attogether

MoraL

def Ln Lt tons

Ls so stack (as dLet tonarg

reveaL)

that

tern (Ln LatLn ortgLn Just a substitute for the Greek expressLon for

to have becoMe Linked to features and behaviour of accountabLe
such

MoraL

group:

narrower

the

ang

Ls bound to be partLg LegLsLatLve. R Ma Ln Modern tendeneg Ls for the

use

ttght

of

as to what Makes soMethtng, a consLderatLon or perMLssLon, MoraL.

Lssue

coMMon

cLuster

consLderatLon, retevance,
a

on

foLLowLng

These LLnes wLLL be surveged Ln turn; needLess to

.

...

the

standing,

consLderabLLLtg,... The second LLne concentrates
perMissions,

to

are fought as regards MoraL extensLon Lssues, LLnes parportedLg

MarkLng MoraL outer bounds. The fLrst LLne concerns
(often

(guaLnt

ethicai )

(hunan)

actors,

as character, disposition, action, virtue. These are the areas where MoraL

attributes are at hoMe. Hence MoraL notions tend to occupg inner pLaces

Ln

the

Much Larger evaLuative circLe, and not to extend without sone forcing to naturaL
that are not accountabLe actors. PartLg for these reasons too, the terM

objects

MoraL , Much favoured Ln ex tens Lona List enterprises, tends

to

be

shunned

Ln

The

notion

of

deeper environMentaL theorg.

SiMoraL

RgaLnst MoraL standing and siMpiistic ethicaL tgpoLogies.

standing,

introduced

notion of LegaL standing, is coning to pLag

environMentaL
heavg,

but

ethics.

It

is

anaiogg

questionabte

bg

a

Major,

with the RngLo-RMerLcan
but

d3Maging,

danaging because, verg briefLg,

rote

it wouLd paint a

rather arbitrarg, bLack/white boundarg - segregating off those that

have not froM those
territorg.

that

have

MoraL

standing

-

across

Much

conpLex

More

Rs to its rote, it Ls soMetiMes ctaiMed that adoption and defence
criterion

in

of MoraL standing is

probieM soLving;

absoiuteLg basic

reasonabLg addressing

of

a

in environMentaL thinking and

the Lssue of MoraL

standLng

Must

be

vLewed as a benchMark of ang pLausLbLe "environMentaL ethic"' (PP, pl6). None of
thLs

Ls

so

evLdent,

especLaLLg

gLven

the

MurkLness of the not Lon of MoraL

standing. In the sane vein,

an

a necessarg condition ... for

Lt is stated that

ethicaL theorg is the Most [}] defensibLe criterion of moraL standing

adequate

Such statements are suretg overstatements.

For,

Ln

pLace,

fLrst

the

there can be, and Lndeed appear to be eth Les, which count as environmentaL ones,
which do not LncLude a not Lon of moraL

ecoLogLcat

Rodman s

deep

Naess s

(e.g.

ecotogg,

sensLbLLLtg). Secondtg, etaboratLons of these theorLes can

cLaLms to adequacg, wtthout introducing, and perhaps expLLcLttg

warranted

make

standing

rejecting (for the sorts of reasons gLven betow), a notLon of morat standing.

For these sorts of reasons, too, Regan's

moraL

of

notLon

attempt

(Ln

NP)

to

a

make

standing Lntegrat to the verg Ldea of an environmentaL ethic,

part of the conditions of adequacg for such as ethic, is far off course (as weii

as ahistoricai, a piece of

footnoted

Regan s

retrospective

account

of

Legisiation).

as

But,

it

happens,

standing, according to which a being has

moraL

morat standing if and onig if we moratig ought to consider how it is affected bg
a given action or poiieg, both enabies elimination of the notion

as a parasitic middieman) bg substitution using the

exposed

(thus

biconditionaL

invoLved

in

the conditions of adequacg, and aiso enabies straightforward satisfaction of the

conditions

tgpes of ethics that are hardLg environmental. Consider a forest

bg

sgstem about

be

to

buiidozed,

or

the

Moon

about

to

be

bg

tourized

an

Rmerican—based transnational Hang the development or progress ethics these dags

that

wiii

at Low

we ought to consider how the forest or the Moon wiLL be

that

affected, but then cLaim that we shouid proceed, though perhaps

in

a

modified

wag. Thus, in such contexts, the forest and the Moon have moraL standing. Rn so,
such

a

deveiopment ethics meets Regan s conditions for an environmentaL ethic;

for the forest and the Moon are nonhuman beings, and indeed nonconscious beings,

which have moraL standing. The resuLt is not what Regan intended; for he proceed
to suggest (p.21^,p.3O) that intrinsic vaLue is a necessarg condition
standLng,

something

his

footnoted

for

moraL

account does not guarantee. The LegaListic

notion of moraL standing is not so cLear and distinct after aLL.
Rn

initiaL tacticaL point against the notion of moraL standing concerns

its origin, on the modei of LegaL standing. LegaL standing is

for

ang

sufficientLg

comprehensive

notion

of

a

sometimes entering into moraL

consideration (which can be true of aLmost angthing). For one reason,
some decidedtg restrictive

assumptions,

concerning

interests

and

whatever has such standing. But mang things of vaLue, which enter

assessment

on

modeL

dubious

it imports

rights

into

ethicaL

occasions, do not have, and are not the sorts of things that can

significantig have, interests or hoLd rights. LegaL standing aLwags operates
terms

of

having

of

thing

in

certain sorts of interests, which can be represented, whereas

what has or deserves environmentaL standing mag not have interests,
sort

of

that

couLd

or

be

the

have interests, even as derived (as in the case of

LegaL persons, such as companies) from those of its members. More often

-4-

indeed,

Legat

have

to

standing

to have certain rights, duties, protectton, etc.,

is

begtnntng with the rtght of betng abLe to proceed to the courts.

room

Of course there ts constderabte

standtng

not ton

the

widen

to

Legat

of

tn RustraLia can even exctude environmentaL organtsattons) and

(which

"cLaimants

to admit, through representatton, other

to

the

PresentLg,

courts.

for sure, the modeL ts Much too narrow, restrtcttng access to certatn capitalist
cLaimants. But there are severe conceptuat dtfftcutttes tn the wag

and

persons

of broadentng the standtng not ton

objects,

agatn

because

to

encompass

Limitations

the

the

mang

requisite

environmentaL

nottons of tnterests and rtghts

impose. Organtsattons of persons, such as partnershtps, coattttons and so on, do
not exceed (easg stretchtng at Most of) these Limits, stnce tnterests and rtghts

accrue frow coMponent members: untnhabtted ecosgsteMs,
the

MonuMents,

and

bg a brazen, and tMptaustbte, overrtdtng of

Ontg

constderabtg.

do,

Like

naturat

these conceptuat ttMttattons (such as Stone ts prepared to fancg Rmerican courts

tndutgtng tn) can the in-buiLt severe tnternat restrtcttons of the

wodet

Legat

be overcome.
coutd

be

recogntsed,

account

of

the

Stttt the tnadequactes of Lts Legat 3natogg
anaLogg

behtnd,

Left

unimpeded

fresh

a

and

now

standtng

woraL

rather
propose

free-fLoattng not Lon offered. Van De Veer and Pterce are rash enough to

an expLLcatton of
Recordtng to them,

can be construed atong these LLnes.

whtch

For ang thtng X, X has woraL standtng Lff the continued extstence of X

fISl.

tnterests

Lts

theg sag

Ln

that

weLL-betng

have postttve moraL weight

stLpuLattng

theg re

the

but

this;

theg re

or

(PP. p.3). RctuaLLg,

not

free

simpig

to

given that Lt ts a notton wtth some currencg aLreadg, soMethtng theg

sttputate,

recogntze Ln proceeding at once to

consider various

to their

standard answers

basic question Llhich things have MoraL standing? . The account proposed is wore

in

LittLe curious, not to sag obscure and scarceLg graMMaticat. Later theg

a

than

effect

substitute

a

tortuous

Less

nameLg

account,

generaLLtg

(in

interpretation)

MS2. X has moraL standing iff the (continued) existence

positive moraL weight (see e.g. p^., plG:
pureLg

since

future

items

mag

have

ancestors). Either wag the account is
weight

and

having

moraL

continued
some

moraL

circutar,

or

shouLd however be
significance,

since

having

X

of

wetfare

has

deLeted,

as mag dead

positive

moraL

standing are interdependent notions (cf. Goodpaster.

p-311). In fact some of the probLems with the account coutd have been avoided bg

cutting out the troubLesome middLe part and moving on to the simpLer, expLLcitLg
circutar,

H33.
But

has

X

then

as

moraL standing Lff X possesses (or obtains) positive moraL weight.

a

expLication,

the definition might aimost as weLL drop out; Lt

expticates nothing, connecting some near sgnongms onLg.
Perhaps it is better to ask: Uhat work does the notion do?

-5-

The

troubie

Ls

except

that

theories, whLch LegLsLate as to what has moraL

partLcuLar

on

standing, the notion Ln fact does verg

because

hoMe

Ma Ln

whose

eth Les,

chauvLnLstLc

base

does

whLch

LLes

wLthLn

the

not

extend

or

traveL

unsatLsfactorg;

wLth

as

coMpetence,

or

m s Ln sorts of reason for theLr Lnadequacg are weLL

The

personhood).

are

(such

cLassLfLcatLons

bLoLogLcaL

socLopsgchoLogLcsL dLstLnctLons (such as LLnguLstLc capacLtg or

potentLaL

standLng

MoraL

Homo sap Lens or of the zooLogLcaL bLngdon) or wLth

spec Les

the

of

the wLder

to

onLg unstabLe and rather arbLtrarg, but tend to

not

ctassLfLcatLons

ethLcaL

MeMbershLp

are

theg

trad Lt LonaL

of

weLL

for

ethLcs,

It Ls one of those

confLnes

envLronMentaL settLng. RLL the MaLn crLterLa proposed

confuse

envLronmentaL

Ln

work

Ls LLttLe agreement about what determLnes Lt.

there

not Lons,

LLttLe

enough documented Ln PP (and Ln Much other earLLer LLterature, e.g. EE)

DespLte the enthusLasM shown for the not Lon of Morat standLng, then,

no

satLsfactorg crLterLon for Morat standLng eMerges, or Ls Ln ctear sLght, Ln PP -

or

Lt

eLsewhere

It remaLns to be denonstrated that there Ls a stabLe,

seens.

non-arbttrarg context-LnvarLant notLon of MoraL standLng worth pursuLng.

Rather

the notLon tends to force awkward choLces (e.g. those offered Ln PP on p.S.) The

for

reason

the

needs

what

cost-benefLt
LMperatLves

be

to

Looked

at

presuppose

a

Morat

Ln

appLLcatLons

assessments,

(whLch

thLs dLffLcuLt notLon, that does no present

Lt wouLd decLsLvetg

Ls evLdent enough:

usefuL work,

space,

about

enthusLasM

and

deLLMLt

of

the

categorLcaL

of

deLLMLtatLons

behLnd

proposed

some

notLon, for Lnstance use of the dLstLnctLon to reduce the
humanLstLc/chauvLnLstLc

foLd

(partLg

moraL ). MoraL standLng Ls not a MoraLLg

bg use of the term

achLeved

Ls

search

unLverse, usuaLLg of persons), and so

Morat

search space towards the confLnes of the

thLs

MoraL

confLLct Lssues, utLLLtarLan

forth. There are as weLL More sLnLster uLterLor purposes
appLLcatLons

the

neutraL notLon, but a fraMework and cuLturaLLg dependent one; hence some of

Lts

LLmLtatLons.
ConsLder

standLng

moraL

Lnstead

of

work, Lnstead of straLghtforward pragmatLcs, what

supposed to confer or remove? It Ls assumed that Lf X has moraL

standLng

(m-s) then moraL agents have presumptLve obLLgatLons, and dutLes to X,

e.g.

Let

to

Lt

theg

otherwLse

not

atone,
do

not

to

confLne

Lt

or underMLne Lts Lnterests; but

(cf-p.3-p.tt). Or, to put Lt the other wag around,

thLng has m-s Lt Ls entLtLed to conttnued exLstence, pursuLt of

whereas

Lf

Lacks m-s,

Lt

Lt does not have thLs protectLon,

3

Lnstead there Ls entLtLement to Lnterfere wLth Lt .

def Ln Lt Lon

of

moraL

standLng

...

Lf

somethLng

weLL-beLng Just does not LtseLf moraLLg count

Lts

Lf a

Lnterests,

Lt does not count,

....

Indeed, so Lt Ls
Lacks

(p.t+).

The

moraL

saLd,

standLng,

defLnLtLon

Bg

Lts

however

deLLvers no such resuLt; a further LmpLausLbLe assumptLons, (reductLon of weLght
to weLL-beLng, equaLLtg condLtLons for countLng) from an underLgLng
moraL

wLthout

pLcture

of

assessment are LmpLLcLtLg Lncorporated (a utLLLtarLan pLcture where Ltems
m-s

are

dLscounted,

and

trade-offs

contempLated, p.16).

-6-

of

Ltems

wLth

m-s

are

soon

Such

appLication

an

if

division;

accordingtg

LmpLies

an

unfortunate

aLL-or-nothing

item is tn tt gets (carefut) constderatton, otherwise Lt gets

nothing - exacttg what the Legat anatogg impLies: a proper heartng

Lf

be

and otherwise nothtng. Hhat this bLack-and-white division shoutd

standing

contrasted

with ts not removaL of att distinctions, but rather a wore sophisticated ethicat

such

tgpoLogg,

that of the annutar picture (of EE, p.107 and DC, p.2). The

as

tgpoiogg is based on a Listing of ethicaiLg re Levant

such as having vaiue, weLL-being,
appropriate
p.!2).^

the

character

aLL-or-nothing

from

at Least Modified becomes evident

of

various

(e.g. p.5) to keep it afLoat, e.g. duties

capacities,

so

and

and

forth;

to

moraL

standing

distinctions

soon

duties)

(direct

to

needs

be

introduced

as

opposed

to

(indirect, and perhaps derivative, duties). The wain strategg

regarding

duties

autonomg,

and

postuLates and princ ip Les are geared to these (cf. aLso PP

ethicaL

That

preferences,

features

adopted in PP to save the aLL-or-nothing context-independent

boundarg

consists

in appeaL to the speciaLLg-adjusted notion of presumptive duties. MoraL standing

is

assumed

to be necessarg and sufficient for presumptive duties: specificaLLg

PSI. floraL agents
iff

But

have a presumptive dutg to

X has moraL standing (this takes up the content of signposted item 1, p.t*.).

presumptive

are

duties

even

more

prone

to

be

bg

upset

circumstances than the oider prima facie duties (which the notion
the

notion

overriding

expands);

standing,

p.S),

the

forged

connections

things

than

without

much too simpLe, as wiLL

are

for

appear. FirstLg, a more comptex cLassification of things is required

purposes

so

operates even more as a theorg-saving device. But even as so hedged

around, and so extended (bg derivative duties, duties regarding
moraL

decentLg]

X [to treat it moraLLg

moraL

a hard division into moraL countabLes and others, a nonarbitrarg

cLassification such as that of the annutar picture. SecondLg, rights and duties,

which the notion of moraL standing is supposed to bound. Link rather with vaLue,
and extent of vaLue (see SM).

Much of the importance ascribed to moraL standing or moraL consideration
comes from confLating it with vaLue consideration, which is in turn equated with

having some (non-negLigibLe) vaLue, bearing
account,

and

counted,

perhaps

(if

sometimes

that

wouLd

be

taken

into

in ang compLete vaLue assessment. Though moraL

attributes are evidentLg a subcLass
commonpLace

vaLue

of

surprising,

vaLue
as

attributes,
e.g.

in

the

confiation

CaLLicott).

is

Possessing

intrinsic or inherent vaLue is even offered sometimes as an aLternative to moraL
status (cf. PP, p.16 fn 3); but more often the confusion is Less bLatant.

Indeed

PP begin bg warning us about sLipperiness (fn 3), soon stides itsetf from m-s to
intrinsic

vaLue

with their being
evident,

and

considerabLe,

(p.S)

and before Long has identified moraL standing of things

vaLuabte

prove

in

damaging.

Goodpaster

themseLves

Towards

Lapses

(p.I6).

Such

equations

are

not

the end of his essag, on being moraLLg
from

-7-

moraL

considerabiLitg

into

that

Hag that natters for ctains wade. For exanpte,

Ln

vatue-for-itsetf,

psgchotogicat or hedonLstLc capacities

sophLstLcated

unnecessaritg

seen

Lt Ls true

when Lt cones to Locating the ntnLnaL condLtLons for sonethLng s deserving to be

Lts

for

vatued

own

(p.320);

sake

Lt not so obvious that theg are too

but

sophLstLcated for the capture of norat consLderabLLLtg. R sLnLLar conftatLon

at

work Ln Goodpaster s

hgpothesis that that there Ls a nonaccLdentaL affLnLtg

between a person s or a socLetg s conceptLon of

and

vatue

ontg

—

consLderabLLLtg

to

appears

obtaLn

where

vatue Ls

unreduced

(LLLLcLtg) contracted to a range where norat considerations enter;

for

exanpte

tn Goodpaster's sotitarg LLLustration, the setting is hedonisn (when

as

where,

of

conceptLon

Lts

(p.3t*). The affLnLtg — nore than accLdentat for vatue and

noraL consLderabLLLtg
vatue

Ls

no doubt norat considerabititg Ls, so far as norat natters are attowed to enter,

characteristicattg bounded at botton bg sone sentience criterion).

The biocentric criterion for norat considerabititg that Goodpaster Leaps
to (p.313) has itsetf to be differenttg Looked at if

exchanged for vatue-in-itsetf. For Life is
point

even

norat

the

obvioustg

Less

stopping

vatue consideration. Rssune, for instance, that Wars or the Moon has

for

estate

no [significient] Life. Theg stitt have vatue; indeed theg nag have reat
vatue

verg chauvinistic vatue "neasure ) now that theg are beconing hunantg

(a

accessibte

nining, residentiat and other transfiguring purposes). Suppose

(for

further, what is not at att untiketg, that

sgstens

natch

that

Moon

the

has

fornations

sone

shoutd

be

the

that

thensetves,

into account in ang environnentat inpact assessnent of

taken

projects interfering with parts of the Moon. But

insist

or

naturat nonunents of the Rnerican arid Lands. It is a

the

defensible ctain, these dags, that the Moon nonunents have vatue in
which

is

considerabititg

Lt

woutd

be

LnptausLbte

to

Moon nonunents are norattg considerabte; for theg are not the

right sorts of things (as a natter of significance) to have noraL attributes.

It

is

just

not

the

feature of having intrinsic vatue that shoutd be

separated fron that of having norat status. Sone of the

circte have
suggests

different

sone

exanpte,

For

connotations.

notions

beLng

Ln

noraL

the

consLderabLe

norat dinension, sone weight to be taken into account,

suitabte

not neretg sone retevance. Consideration atso characteristicattg

requires

the iten in question has interests or at Least a

such

tetos),

an

that

agent

discussion-setting

can

phrase

be

deserves

norat

weLL-being

towards

considerate

notions are deptoged that wag (eg. p.31

does

norat

retevance,

R

different

get

nere

artifacts

are

norattg

etc.,

dependent,

quarrg

that

(a

Goodpaster s

Rnd nornattg the
notion

do

presunabtg

nornattg
woutd

not.

Nor,

not

it

erroneoustg,

reLevant on occasions (for sinitar reasons

norat significance differs fron standing). MoraL retevance renains

context

Like

that

another different notion sonetines

equated with norat standing (e.g. PLuhar p.^7), though
since

does

nornattg an organisn'; PP p.3

inpose these Linitations, e.g. those of awe, respect,
appear,

(as

or

consideration ).

certain organisns'; and in Goodpaster's Leap.)

woutd

norat

an

etusive,

has evaded contenporarg norat phitosophers of

-8-

high standing, despite Much effort put Lnto
other

chase.

the

however,

Since

these

are not goLng to be put to serLous work - Most of theM are, Like

notLons

MoraL standing, better MothbaLLed or

-

scrapped

we

qutetLg

can

bgpass

the

vaiue

the

nuances and differences.

CertaLnLg MoraL considerations and vaiue interconnect,

wider notion and Moraiitg,

if

wag

theg

inportant

in

which

not

at

derivative,

Least

with

R

dependent.

Most

connect is through LiMitat ions on interference.

MoraLitg preciudes the gross reduction of vaLue.

LittLe

R

More

preciseLg,

a

actor is not norMaLLg entitLed to interfere deLiberateLg in such a wag as

MoraL

to reduce signifLeantLg overaLL vaLue (or risk the various possibiLitg of such
reduction^). But exact forMuLation of such noninterference princ ip Les is a
sensitive Matter

MainLg

because

deontic

principLes

do

not excLude

soMe

vaLue, provided it is sufficientLg Linited - a Matter to which we

of

reduction

-

shaLL be obLiged to return.
Bg contrast with MoraL considerabiLitg,

and

standing

Like,

the

vaLue

notions are fundaMentaL, and not at aLL easiLg avoided, even bg anti-Moraiists,
in the regions of environMentat ethics.^ SoMe of the anaiogue notions are

however, e.g. a thing warrants vaLue consideration iff it has vaLue; it

triviaL

is of vaLue reLevance iff it has nonnegiigibte

vaLue

circuMstances);

the

(in

Even so the ana Logue notions heLp in shifting the issues and showing where
the reaL prob ten Lies with the group of MoraL notions, naneig in what Makes
soMething Morai.
It
this notion too that has induced the unwarranted
narrow ing of focus,
to chauvinistic concerns. For a coMMonp Lace answer,
certainig wrong,
to what deternines what is MoraL is: hunan concerns. Rather,
etc.

what

is

MoraL

has

to

do

with interest-independent vaLue and with a certain

iMpartiaLitg and Lack of discrininations (i.e. in More oLd-fashioned forMs, with
justice
and
goodness),
features
refLected
fornaLLg
in
suitabLe
universaLizabiiitg of principie.^
So conceived, MoraL Matters do not terMinate
at

narrower

certain

ethicaL

tgpes,

which excLude the wider environnent. The

width of concern wouLd be better revested bg repLacing

ethicaL*.

equivaLent

ethics

a

of

(For

coMparison,

rec Lass ification

as

consider

"environMentat

bg

MoraL

its

originaL

the effect in environMentat
MoraLs"

environMentat

or

Moratitg").

$2.

Rgainst environMentaLLg-restrictive rights packages.

EthicaL standing does

not striettg get or grant a thing rights. Standing gets an iteM
door

for

hearing.

a

hearing;

in

an

ethicaL

it Mag, or Mag not, be conceded or granted rights in the

Rights inpLg sone standing, but not vice versa; sone standing is even,

if gou Like, a proper part of a right. MhiLe such an equation is not Much excuse
for identifging standing and rights (short
assuMption

that

of

the

astonishing

but

prevaLent

aLL reLations are identities), stiLL too often the differences

are giossed over, having MoraL rights is

equated

with

having

MoraL

standing

The stoppage between the notions Goodpaster exptoits (p.3I8)

CaLLicott).

(e.g.

Ln converting conditions on having rights into conditions

(expioitation

consideration

free

not

exersibie rights is Much Less piausibie

for

Underneath

consideration).

MoraL

these equations and conventions Lie important assunptions;

triviaL

MoraL

deserving

since wh3t is piausibie for

costs,

of

for

just

not

the

More

that what has a status therebg has a right, for instance to get in

one

but

the ethicaL door,

consideration

are

assuMption

the

rendered

that

equivaLent

having

and

rights

standing

or

a coMMon Middie terM, such as

through

having interests, being capabLe of being represented, being abLe to benefit. For
exaMpte, an iteM has MoraL standing (or deserves MoraL consideration) iff it has

iff it has (or even have) rights.

(or can have) interests, i.e.

iMpiicit

appear

but

(with

Minor

Such

equations

quaLifications) in Goodpaster, and exp Lie it

etsewhere, for a wide notion if "interests" extending to aLL Living things;

but

Much More coMMontg theg appear (e.g. as in Freg) for a verg Much More restricted

of (huManoid) interest.

notion

If such fauLtg equations did hoLd, what has been

said against MoraL standing wouLd appLg to that extend aiso against rights.

But

theg do not, and rights require More independent investigation.

contrast

Bg

with

anti-Moratists, who wouLd reject (MoraL) rights taLk

and institutions aitogether, and with Mang

utiLitarians,

who

view

notion

of

considerabte suspicion at Least, it wiLL be argued, in
g
passing, that rights are aLrcght . The chief targets for criticisM wiLL be
(MoraL)

rights

with

certain

unduLg

narrow

theories

rights,

of

which wouLd have, if theg stood,

decidedLg unfavourabLe environMentat consequences. RLthough
for which he has iLLegitiMateig bagged the titie

view,

Regan's

particuLar

the rights view

(as if

an aniMat rights supporter had to adopt his sort of view), is verg far froM the

attention,

worst of these theories, it is worth singLing out for speciaL

it

has

score

heaviLg

been

proMoted

since

in environMentat ethics Literature and it does

exceedingig weLL, coMpared with its usuaL chauvinistic rivaLs,

in certain

areas of Major environMentat concern, such as the (Mis-)treatMent of aniMats.
R

theorg

of

rights

a

coMprises

representation (in the fashion of other

package,

which can be given fornaL

theories)

genetic

as

containing

the

foLLowing coMponents:
D. a definition of a right, and

P. further postuLates (perhaps independentLg argued for) deLiMiting rights.
Rs

MatheMaticaL

exaMpLes

(such

as those of vector space and categorg) reveaL

there is a good deat of stippage between D

ord inarg

usage

controts

and

P.

But

because

of

the

More

on phiLosophicaL theories, onLg so Much in the wag of

postuLates can be puMped into the definitions offered. The package aLso coMMontg
includes as weLL

0.

a

set

of canonicaL forMS into which aLL (nondiscarded) rights Locutions or

cases can be put, and perhaps aLso (with ground prepared through C)
R. a set

of

reduction

scheMes

for

eiiMinating

transLation, reduction ruLes, etc.

-10-

rights

Locutions,

e.g.

bg

The

of rLghts advocated bg Regan convenLentLg Lends

theory

partLcuLar

LtseLf to separatLon Lnto these components, as weLL as suggestLng

genetLc

such

breakdown. It begLns wLth a neat defLnLtLon of rLght drawn from HLLL,

accordLng

to whLch a rLght Ls, roughLg, a vaLLd (or suffLcLent) cLaLm whLch socLetg shouLd

It

guarantee.

Ls coup Led wLth a serLes of prLncLpLes or postubates, each gLven

some Lndependent support, of whLch the most basLc Ls the rLght of
and

treatment.

respectfuL

to

patLents

canonLcat

RLthough

expLLcLtLg addressed, one does emerge, whLch takes the form

to

[not]

, where

-

onLg rLghts-hotder on the theorg, but Lt

X[s]

of

The rLght

as

for

Lnstance

not

Ln

to

permtts

(the

pLuraLLsatLon

partLcuLar to some sort of utLLLtarLan anatgsLs, Ls strongLg resisted
the rLghts vLew

features

onto LndLvLduaLs). FLnaLLg reductLon of rLghts, Ln

back

dLstrLbutLng

context

not

are

The basLc form Ls sLnguLar, appLgLng to LndLvLduaLs, who are the

harm .

LncLuded

forms

Lntroduces an LnfLnLtLvaL ctause LndLcatLng a tgpe of

to

actLon or actLvLtg. The cLauses mag be negated,

unduLg

agents

moraL

has a LLttLe

more

thLs

LrreducLbLe

the

Ls

Lt

poLnt,

(Ln

rLghts vLew as opposed to a mot Leg arrag of reduct LonLstLc posLtLons, wLth 'the'
sLgnLfgLng a coLLectLve.)

be

UhLLe Regan s rLghts package wLLL

crLtLcLsed,

Ln

sLgnLfLeant

rejected, through Lts varLatLon a dLfferent rLghts theorg wLLL emerge.

respects

Some of the crucLaL prLncLpLes Regan arrLves at depend
theg

and

heavLLg

upon

-

though

do not foLLow from - defLnLtLon of rLght(s) he defends. Hnd severaL of the

unnecessarLLg restrLctLve features of the vLew do fLow from eLaboratLon of

thLs

defLnLtLon, Ln partLcuLar the LLmLtatLon of rLghts to certaLn LndLvLduaL thLngs,

to

anLmaLs. It Ls Lmportant then to begLn wLth, and hard to avoLd, the

certaLn

Lssue of defLnLtLon.
To ground the varLant defLnLtLon and theorg of rLghts to be reached
fLrmLg Ln usage, consLder fLrst the maLn reLevant sense^' of rLght (to) gLven bg

the Oxford EngLLsh DLctLonarg, vLz.

11.7 JustLfLabLe cLaLms, on LegaL or

grounds, to have or obtaLn some thLng, or to act Ln a certaLn wag.

of

gLven

rLghts

sLmLLar core:
hLm

the

Ln

bg

MLLL

(whLch

of

...

account

Regan cLaLms to endorse, p.369.) contaLns a

a person s rLght ....[Ls] a vaLLd cLaLm upon socLetg
possessLon

The

moraL

somethLng

socLetg

to

protect

ought to defend...', MLLL

provtdes, however, an Lmportant Lnsurance or cover cLause, as to who Ls supposed
to cover the cLaLm, whLch the OED account does

whLch

Regan

after a brLef dLscussLon aLso correctLg omLts (begLnnLng p.270). That Ls,

rLght

not

LncLude,

and

quLckLg contracts to the Less than adequate vaLLd cLaLm; but the force of MLLL s

Lnsurance

cover

Ls

supposed

to foLLow, prLmarLLg Ln vLrtue of what Ls pushed

Lnto the Ldea of a cLaLm. Rs Lt turns out,

Regan, now
features

of

rLghts

LmLtatLng

FeLnberg s

Lt does foLLow, but not Ln that wag.

trLcks,

trLes

to

puLL

substantLve

out of the notLon of a cLaLm. But the notLon does not bear

the weLght theg trg to Lmpose upon Lt; a stronger rope Ls needed for

-11-

such

acts

than ciaim can suppig. The cruciai act, which tries to read anticipated features
of the notion of riqht into that of ciaim, faiis at the outset:

is entitied to treatment of a certain kind

is to assert that someone...

...

To wake a ciaim
and

that the treatment is due or owed directig to the individuai ... in question. To

a

make

individuais,

ciaim thus, invoives both ciaims-to and ciaims-against...

(p.271). Such an anaigsis of making a

ciaim

imports

much

the

that

ordinarg

notion does not support, nameig, in the first piace, that it invoives or asserts

entitiement, entitiement to treatment of a certain sort, secondig, that it is a
transaction between individuais^,
thirdig, that the imputed treatment is owed
it is a ciaim-against given individuais. But in making

directig to the ciaimant,

such ciaims as that one has visited Mount Rthos, has seen the iark ascend,

at

tea

one

sunset,

doing ang of those things in ang straightforward

not

is

sense. There is nothing significant due or owed,
directed at

other

took

individuais

in

the

the

demanding

assertions

wag,

or

at

need

not

be

aii;

and

no

entitiement to speciai treatment is asked for. Ciaim is a transitive verb, so it
as

requires

weii

as subjects, ciaimants, objects, ciaims, propositionai items

tgpicaiig introduced bg

or 'to . Someone who makes a

that

ciaims

ciaim

that

something or to (have or have done) something. But that is aii. Onig some ciaims

are directed against others, onig some ciaims are entitiements.

Rnd

if

is

it

ciaims that are entitiements that are to be distinguished, it wouid be better to
start with entitiements (cf McCioskeg).

Just such a fresh start wiii be made, in the first stage of modification
of

the

definitions

OED

integration

and

it with Miii's definition. Upon

of

separating off iegai rights (which Regan correctig distinguishes in prettg

much

the standard wag, p.267), the foiiowing then resuits:
M2.

Vaiid

entitiement, on morai grounds, to something (of a correct categorg).

The changes (from 11.7) deserve some justification. Firstig,

or

have

obtain

or

something,

characteristic fiii to

to

in

act

a

certain

"justifiabie

justifiabie

to

(to) something , iogicaiig adds iittie content. For each

something

entaiis

and
mag

to

be

entitiement
ciaims

sufficient,

ent ireig

warrant

vaiid.

from

Thirdig,

and

ang case entitiing ones, and that

in

are

i.e.

dubious ciaims-against preconceptions,
without

be

regarded

appears

most

need

not

ciaim

restrict

to
on

but

aiso

the

ciaim

because

make

or

the
sheds

unduig

and

expected ciass of rights havers or
haver

of

a

it, but it is hard to escape the assumption that if

something has a ciaim then it shouid be the sort of thing

potentiaiig?)

important

entitiement

hoiders, what can have or ho id rights, to ciaimants. Of course the

right

as

grounds

morai

ciaim , not mereig for the reasons given, that

improves upon

invoived

an

sort of justification, which as it turns out is not fuiig

some

adequate, can be given, whereas for a right the derivation

has

converseig

an entitiement to have something. Secondig,

is not strong enough; a ciaimed entitiement
if

(To)

phrase

wag , which gives the

of the sorts of entitiement is an entitiement to something,
entitiement

the

stake

that

ciaims. Thus use of the term

-12-

can

ciaim

(at

ieast

makes it an

even tougher uphiLL struggLe to work the powerfut rights medicine on

behatf

of

wttd animats and wiLde messes. Of course too, what cLaims are wade coutd be wade

through

indirectLg,

representatives;

the tern

but

representatives" suggests

verg easiig that rights havers have interests to be represented. Opportunitg

wake

the

to

interests" shouid not be afforded

rights" to

dubious inference from

bg the basic definition; and "entitLement" gives appropriate distance.

R Lot hangs on choice of basic

(as

then

terms

other

in

chaiienging

phiiosophicai areas, such as the fundamentsLs of reasoning), even if it seems to

right'

newcomers, as it does to dictionaries, that

entitLement

cLaim'

and

are more or Less interchangeabLe (each is characterised in standard dictionaries

partLg in terms of the others)
tautoLogous.

and

expticative

satisfactorg

UeLL,

Like

definitions

that

M2

definitions

virtuaLLg

are

are

but

anaLgtic,

preferabLg not trivaLLg circuiar, eLse informativeness is sacrificed. R weakness

of the entitLement account (hard to credit after Regan's attack upon it) is that

it risks the Latter. Mhat is needed in pLace of
entitLement,

putative

entitLement'

expression,

right , i.e. it

a

since

doesn t

a

becomes an entitLement, or right, when vaLiditg is

that

appropriateLg estabLished, and so on. From this angLe,

better

something,

is

write

in

To

vaLiditg.

avoid

a

is

sLightLg

a reaL or supposed

to

amounts

sometimes

cLaim

cLaim'

these

probLems

with

avaiiabie terminoiogg, there is a case for coining a rather immediate expression
basic definition

something,
R

vaLid

in that something (after

fiLL

to

into

in M2) and avoid disappearance of the

VaLid

something,

on

to something , which couLd embrace Lots of items other than rights).

term

suitabie

entitLement,

titiement ;

is

which

a

or

a

is

titiement

aLLeged

or

putative

mag or mag not be correctLg vaLidated, en-ed (cf. titLe *6.

That which justifies or substantiates a cLaim; a
aLLeged

(e.g.

vacuitg

quant ificationaL

recognised

right',

Const,

with

cLaimed .) R titiement is a transformation

ground

inf.

of

a

or

right;

of

to,

suitabie

hence,

an

of the thing

in,
deontic

principLe,

cat Led a susta in ing principLe. For instance, the form It is mostig permissibie
[for X] to R , where suitabie, gieLds the titiement form There is a titiement
[for

X]

R .

Requirements

for

what conditions objects (Rs) and

suitabiLitg,

subjects (Xs) shouLd satisfg, are investigated in what foLLows.
Before trging for a mark-3 definition of right (to),
MiLL,

as

interpreted bg Regan (pp.270-1). MiLL

titiements are to be vaLidated:

depend

on

compLiance

its

independentLg

estabLished'

the vaLiditg of

with

(p.270),

derivation from these correct moraL

stack, the vaguer

a

right (to)

moraL

principLes

us

return

a

right,
whose

correct
that

he

beiieves,

takes

up,

must

have been

vaLiditg

principLes.

to

as to how

provides...guidance

princ ip Les

i.e.

Let

It

is

the

removing

the

"moraL grounds" (cf. M2 and 11.7). Then in the mark-3 version,

is a

M3. VaLid titiement,

from

correct

moraL

principLes,

appropriate) item. The LogicaL form is aLmost immediate:

-13-

to

some

(categoriaLLg

H3S.

premLsses

correct worst prtncLpLes

SustaLnLng prtnctpLe as
to R

vaLLd dertvatton
cone Lus con

There Ls a tttLement to
R

RssumLng evergthtng Ls Ln order Ln the scheme H3S, the inference to a rLght-to R
Ls

then

LmmedLate,

bg

f13. The whoLe pattern Ls at once duLg reLatLvLsabLe to

suLtabLe havers. Thus X has a rLght to R Lff

X

has

a

tttLement,

vaLLd

Trow

correct woraL prtncLpLes, to R, somethtng that a suLtabLe reLatLvLsed derLvatLon

wag

estabLLsh.

candLdates

The

fLLL

to

R provLde a famLLLar LLst, e.g.

out

freedom from unnecessarg sufferLng, respectfuL treatment, satLsfg

sound

LLfe,

needs,

support, rewarding work, a fatr go, etc.. Bg no means aLL of these

candLdates can be vaLLdated, wLthout at Least
severaL

basLc

restrLct

the

quaLLftcatLon,

consLderabLe

and

categorg of subjects, L.e. the LogLcaL sort of Ltem that

can have the purported tttLement.

Such a scheme, as f13S

not

(whLLe

entLretg

wLthout

adequate

eLaborated notLon of tLtLement) both enabLes further features of
and revests much about rtghts.

derLved

important addttLon to the deftnLtLon of

ought

to

protect

can

hoLders,

be

regards

as

correct

moraL

rLght , of a requLrement

and

therefore

rLghts, to Lnsure protectLon,
dLffuse

correLatLve

dutLes

3pptg

prtncLpLes,
to

Ls

no

doubt

Ls thus a consequentLaL

over

vaLLd

characterLstLc poLnt of

R

tLtLements.

as socLetLes

Lt

transmLt

uphoLd,

feature.

SLmLLarLg

such

obLLgatLons to uphoLd rLghts are not
feature

from

thetr

character. In parttcuLar, the FeLnberg-Regan cLaLm-agaLnst component

of thetr proposed anaLgsts Ls not part of the meanLng of
that

soctetg

that

that reLevant soctettes ought to

part of the deftnLtLon of rLghts, but a LogLcaLLg emergent
dertvatLve

be

separated as a consequence; Lt Ls not (as

uphoLd them. But such functors, as obLLgatLon to

derLvatLons;

to

rtghts

In the fLrst pLace, Lt shows that HLLLs

dLcttonarg defLnLtLons atso LndLcate) a deftntng feature. For

true

duLg

3

rLght,

but

somethtng

foLLows from the prtncLpLes sustatntng a rLght to somethtng. For Lnstance,

Lf Lt Ls generaLLg permtsstbLe to LLve
others,

free

from

unnecessarg

suffering

then

moraL agents are therebg prohtbLted from causing unnecessarg sufferLng;

-14-

and

prohLbLtLon

the

functor

Ls

transnLtted

the

down

cLaLn-agaLnst certain, tgpLcaLLg unspecLfLed, norat agents

R

derLvatLon.^

Ls

consequentLaL

a

feature of vaLLd tLtLenents to, transnLtted fron the sustaLnLng noraL prLncLpLe.

(ThLs

Ls

whg

Regan

can aLwags easLLg nanage to fLLL out a cLaLn-agaLnst forn

where a McCLoskeg ent Lt Lenent can be estabLLshed; see RR p.231).
SecondLg, the schene and defLnLtLon nake Lt evLdent that

seLf-evLdent

puretg

or

rLghts.

axLonatLc

a

aLwags

defence

It foLLows, then, that ang theorg

rLghts bg reference to such derLvatLons.

cLaLns

are

no

For ang rLght that stands up, that

connands the tLtte, has a vaLLd derLvatLon. Rnd there Ls

Lags

there

of

that

seLf-evLdent rLghts (such as FIcCLoskeg s), or axLonatLc rLghts

to

(such as DworkLn's), and ang decLaratLons, constLtuttons or bLLL of rLghts (such
as

that

RnerLcan)

the

announces seLf-evLdent rLghts,

Ls nLstaken. RLghts are

aLwags derLvatLve fron other parts of an ethLcaL sgsten.
ThLrdLg, the theorg shows dLrectLg the "derLvatLve character" of rLghts,

and hetps to LndLcate the extent of theLr eLLnLnabLLLtg. For Lf rLghts are ever

to be estabLLshed, then there nust, Ln the end, be correct noraL prLncLpLes,

as

there are, fron whLch tLtLenents do derLve. Thus a requLrenent of ground hoLds,
are

rLghts

and

generated

fron other noraL prLncLpLes, Ln partLcuLar those of

pernLssLon and obLLgatLon. RLghts are derLvatLve, not Ln the sense that there Ls

a precLse recLpe for transLatLng rLghts dLscourse out - ang adequate transLatLon
renaLns wLthLn the rLghts cLrcLe, of entLtLenent, cLaLns,

etc.

-

but

Ln

the

derLvatLonaL sense, that theg derLve fron another part of the deontLc area, that

argunents and JustLfLcatLons for then go back to deontLc prLncLpLes.

Because

of

theLr nuLtLpLg derLvatLve character, rLghts are dLspensLbLe

after a fashLon, and at sone cost. So theg

envLronnentaL

ethLcaL

enterprLses.

not

are

But

Ln

essentLaL

absoLuteLg

a

strongLg

for

LndLvLduaLLstLc

rLghts-orLented socLetg, such as the USR, where rLghts notLons (and partLcuLarLg
LndLvLduaL propertg notLons) are taken verg serLousLg,

Lt Ls a snart strategg to

nake heavg use of then, after the node of Regan. EnvLronnentaL posLtLons can do

thLs aLso, bg derLvLng approprLate tLtLenents.

RLghts are not nereLg derLvatLve, because, for Lnstance,

of

the

force

theg are accorded and the rotes theg can pLag when adnLtted. Rs RnerLcan wrLters

stress, rLghts are anong the weLghtLest of

others

(hence

the

Lnportance

Ln

a

noraL

consLderatLons,

whLch

noraL or evLronnentaL cause of obtaLnLng

rLghts accredLtatLon). RLghts certaLnLg have Lnportant protectLve and

rotes,
of

Ln

persuasLve
so

Lnsurance

sheLterLng Ltens fron powerfuL actors and Lnterests. For those sorts

prLncLpLes,

and

truno

on.

argunentatLve

reasons

too,

Lnputed

rLghts

are

Lnportant

Ln

reLnforcLng

gettLng others to take Ltens serLousLg, to treat then decentLg,

Ln

The

socLaL

advantages

LnstLtutLonaLLsatLon

of

rLghts

accordLngLg

offers

not to be taken LLghtLg or abandoned. For these sorts

of reasons, too, rLghts are not superfLuous (as Freg Ls LncLLned to suggest:

-15-

he

aLso incLined to suggest, not aLtogether consistentLg, that there aren t ang

is

woraL rtghts, p.7, p.17). Granted that for Mang purposes we can proceed back

Lt ts not a consequence that Me

prtnctpLes froM which rtghts derive; stLLL,

the

can get a Long as weLL without theM, stLLL Less that there
potnt

no

ts

advantage

or

Set-theorettctans can get a Long without nunbers; woMen can get

theM.

to

to

aLong wtthout thetr bras, soMe of theM teLL us; nucLear reactors can

get

aLong

wtthout doubLe shteLdtng, so Russ Lan experts used to teLL us.

R fourth set of consequences of the rtghts package offered Ls that there
Ls no basts for various restrtcttons wtdetg tMposed upon the having

senttence,

tnterest,

as

such

etc.

(a

rather

now

rtghts,

of

faniLiar test). Constder

tnterests ftrst, stnee an "tnterests" restr Let Lon on rights-havers Ls pervasive.
Nothtng Ln the deftnttton and dertvatton schene gtven, or Ln
Ln

the

Ln suttabLLLtg requtreMents). Yet a cruciaL

theg coutd be incorporated,

Ln

defLntttons

McCLoskeg, MiLL, ...), requtres such tnterests (though

(OED,

vLctnttg

other

preMtss

the issue of whether things other than persons, aninats especiaLLg, can have

rights Links rights-hoLding with interest. R tgpicaL bridge princLpLe is

RI. OnLg iteMs which (can) have MoraL rights (cf. Freg, p.5). Rs Freg
RI

is

observes,

not obvious (he Later appLies a strong forM of RI, without 3ngthing Much

in the wag of argunent, nonetheiess), and has

had

Mang

with

notabtg

rivaLs,

interests
repLaced bg other candidates put up for gaining MoraL standing
(rationaLitg, Language, sentience, etc. - the saMe tiresoMe List).^

How then does the interest requireMent, RI, gain its wide

accreditation

and grip? For an astonishing series of bad reasons (as FreedMan Ln effect brings

out),
1)

inc Lud ing: we

Usage;

speak of Ltens Lacking interests (individuaLitg, etc.) as

don't

possessing rights (thus Ln effect McCLoskeg).
and

non-usage

to

has

be

backed

In fact we do,

bg other consideration if arbitrariness and

prejudice are to be avoided (FreedMan pp.

160-1).

2) RbgsMaL anaigses, such as TooLeg s anaLgsis of X has a right to R as
to refrain fron actions that wouLd deprive hiM
(again dissected bg FreedMan p.161 ff.)^

it

of

and

coupied

3) Mistaken thenes, such as Feinberg s (drawn fron McCLoskeg) that

protection of an interest, and hence [it is ciaiMed] for
right

it

cLaiM).

Must

have

Nothing

characteristicaLLg

an

interest

however

requires

afford

(FreedMan,

is

that

reasoning

a right is a

sonething

to

a

have

p.16^., who upsets the inferred
the

protection

rights

that

of an interest; as far as the Meaning of

goes it can be of a thing or a sgsteM. t*)

exercising

roughig

if R desires X, then others are under a prina-facie obLLgation

with

sgnongnous

have;

others

and

Confusion

of

having

right
with

right

a

a right (pp.162-3), or even with being abLe to cLain a right. Though

these are evidentLg different, and entaitMents froM having to exercising

or

to

cLaining evidentLg faiL, such confLations are encouraged bg easg but unwarranted

transition,

such as those froM having a cLaiM to Making or being abLe to Make a

cLain. But, to reiterate, rights have nothing highig intiMate

-16-

to

do

with

the

Mak Lng

bg

c La LMS

of

a

hoLder (though no doubt an art Lou Late Maker of cLaLMS

hoLds soMe advantage Ln achLevLng Lts and others cLaLns).

R

creature

or

LteM

wLth cLaLMS Mag have no abLLLtg or coMpetence to Make or present theM; or be the
sort of thLng that can. ^a) ContractLons of rLghts to a subcLass of rLghts, such
as exercLsabLe rLghts,

Lndeed

Lnterest-protectLng rLghts, accountabLe rLghts, etc. Then

conatLve requLreMents do foLLow (e.g. what has an exercLsabLe rLght Must

presunabLg at sone stage be suLtabLg aLLve and capabLe

but

reLevant

actLvLtg),

requLreMents foLLow froM the subcLassLfLcatLon LnvoLved, not froM the

such

notLon

of

rLght.

of

For

Lnstance,

the

Lnterest-protectLng

aspect

of

tnterest-protecttng rLghts foLLows froM the Lnterest-protectLng restrLctLon, not

froM

the

notLon of rLghts, whLch Mag serve to protect thLngs LackLng interests

(especLaLLg under chauvLnLstLcaLLg-favoured hLgh redefLnLtLons of

Lnterests).

R reLated cLuster of poLnts appLLes to attenpts to

rLghts

restrLct

to

persons or to LndLvLduaLs, atteMpts aLso tgpLcaLLg underpLnned bg the assuMptton

that

what has or can have rLghts Must have Lnterests, or desLres, or a suLtabLe

conatLve LLfe, or whatever. But nothLng Ln the notLon of rLghts restrLcts rLghts

to persons, or to

LndLvLduaLs,

or

persons" Ln a generous LegaL sense; nothLng restrLcts theM to
LndLvLduaLs

and

"persons".

RLL

these

restr Let Lons

on

rLght-hoLders are Lnposed, wLthout Much or suffLcLent justLfLcatLon, usuaLLg for
LdeoLogLcaL reasons, such as bLockLng LegLtLMate cLaLMS on behaLf of daMaged

dLsadvantaqe LteMs or sgsteMs, MerLtLng protect Lon.

or

§3.

and rebuiLding environMentaLLg.

the rLghts vLew

Deconstructing

Most iMportant, Regan's sharp LiMitation of rLghts

LndLvLduaL

to

Consider,

a

subjects,

LLMLtatLon whLch has a Most daMaging effect on the abLLLtg of hLs rLghts vLew to
cope

decentLg

spec Les,

concernLng rare 3nd endangered
(e.g.

Regan s

pp.395-6).

prob Lens of our tines, such as those

envLronnentaL

Major

wLth

forest

does

restrLctLon

ecosgsteMs,

wLLderness,

foLLow

froM

not

even

etc.

hLs

own

defLnLtLon of a rLght, as a vaLLd ciaiM. Rather the restrLctLon Ls progressLveLg
LnfLLtrated,

as

postuLates

the

concerning

are eLaborated. It is not

rights

uniforMig inf titrated (and in other work Rgan appears to abandon restrictions to

individuaLs, e.g. HP, p.32). For instance at a cLosing stage (in

p.39S)

RR,

a

arguMent against priviLeged status for rare or endangered species begins,

brief

because paradigMatic right-hoLders are individuaLs

(In

sgLLogistic

extended

IndividuaLs

forM the arguMents runs: ParadigM3tic right-hoLders are individuaLs.

not acquire ang further rights if theg beLong to rare or endangered species.

do

Therefore, paradigMatic right-hoLders do not so acquire further rights. So

the

rights view does not acknow Ledge ang priviLeged MoraL status on the part of rare

endangered

or

species

right-hoLders needn t be

individuaLs,

aniMais.)

of
so

The

restricted

beginning

after

aLL,

onLg

the

species

(with

a

if

are

paradigMs

MoraL

the

about

or

MeMbers

species

e.g., as Hutiean entities, certaintg then

treated,

individuaLs, at Least BoodnanesqLg). But earLier Regan

view

as

Look

undercutting the brief argunent. For siMpig consider sone

further

non-paradignatic right-hoLders, such as endangered species

theiisetves.

it

Makes

of

announces,

rights

The

Species

are not

individuaLs, and the rights view does not recognise the MoraL rights of

species

to

is

view

3ngthing

rights

individuaLs.

(p.3S9). Thus individuaLs, whatever theg are (no characterisation

is actuaLLg offered),

are

not

MereLg

the

right-hoLders;

paradigMatic

theg

right-hoLders. The More conciiiatorg paradigMatic Line gives wag to the

exhaust

iron-fisted thene of

(p.361),

according

the
to

aLLeged

individuaListic

nature

of

MoraL

rights

which the notion of MoraL rights cannot be neaningfuLLg

appiied other than to individuaLs (p.36I). Rs far as evergdag, MoraL

and

LegaL

usage goes this just isn t true; there is no such categoriaL restriction.

Uhg

trg

to

iMpose

such

an

iMpLausibLe and environnentaLLg daMaginq

atoMistic restriction on a rights view? Or, siMiLarLg, on a MoraL standing view?
EMending the brief arguMent awag froM anti-environMentaL ends indicates whg.

a

rebuiit

rights view, an individuaL Mag acquire More rights, and warrant More

protection, bg be Longing to an endangered group,

in virtue of princ ip Les such as

that significant endangered species ought to be protected.
creatures

wouLd

hoLd

different

But

then

different

rights, contradicting Regan's assuMption that

aLL aniMaLs are equaL* (p.395) - at Least in rights heid,
this,

On

but as a Matter of definition) in

and

basis

(the

of

inherent vaLue'. Here is the source of

the troubLe, of individuaListic restrictions, not the basic account
but the adjoined equaLitg assuMptions.

-18-

of

rights,

restriction to individuats Ls not just an optionaL extra Ln Regan s

The

package, that can simpig be pee Led off.

rLghts

appt LeatLons

of

super-imposed

theorg,

the

but

Ls

essentLaL

wLth

for

the

given

coherence

a super-individuaL, such as a specLes,

If

postuLates.

equaLLtg

hetd rLghts on an equaL basts

It Ls requLred not ontg Ln major

Lt,

composLng

LndLvLduaLs

the

then

the

wouLd both have more rLghts than Lts LndLvLduaLs (those of aLL

super-individuaL

Lts components) and the same rLghts (cf.DE

on

bLocentrLc

egaLitarianism;

DC,

Furthermore, equaLLtg assumptLons are verg heavLLg depLoged Ln foLLowing

p.3S).

through LmpLLcatLons of the LndLvLduaL rLghts view, where dLfferentLaL treatment

of different sorts of creatures Ls repeatedLg ruLed out bg appeats to equaLLtg.

IntegraL as equaLLtg assumptLons are to Regan s LndLvLduaL-rLghts

view,

theg are neLther part of more ordLnarg ref Leet Lons on rLghts nor part of what Ls

meant bg rLghts, but addLtLonat postuLates. Theg can accordLngLg be removed, and
deconstructLon

on

of

the

rLghts

exactLg

view

thLs

Ls

EquaLLtg

done.

assumptLons concernLng moraL rLghts are supposed, Ln the fLrst pLace, to

from

dLrectLg

dLstLnguLshLng moraL rLghts, for Lnstance unLversaLLtg

features

absoLute

are

quaLLt Les, theg do

Ls

aspect ref Leets

and equaLLtg features (p.267). But aLL thLs "equaLLtg

rLghts

foLLow

that

(p.368). It does

not come Ln degrees

not foLLow that one Ltem cannot have more rLghts than another (because, e.g., of

Ltems

the sort of thLng Lt Ls), or therefore that aLL

bund Les

equaL

that

have

have

rLghts

of (even baste) rLghts. Nor does equaLLtg of basLc rLghts foLLow

from unLversaLLtg requLrements, but ontg a

certain

Ln

LmpartLaLLtg

treatment

(often confused however wLth egatttartanLsm).
equaLLtg

NeLther

nor

assumptLons

LndLvLduaLLstLc restrtctLons emerge

then; and Ln fact theg do not fLgure eLsewhere Ln the anaLgsLs of rLghts
To

them

fend

we

have

to

foLLow

gLven.

the text past the anaLgsLs, through to the

LntroductLon of the fundamentaL respect prtncLpLe and the

rLght

respectfuL

to

treatment (p.277 ff.), where both equaLLtg and LndLvLduaLLtg enter Ln a bLg wag,

both

beLng

imported

parts of the theorg of Lnherent vaLue (and assocLated

as

justLce prLncLpLe) from a previous chapter. For what Ls
rLght

those

of

who

have

argued

Ls

basic

the

Lnherent vaLue to... respectfuL treatment

(p.277),

where Lnherent vaLue Ls bg def Ln Lt Lon confLned to LndLvLduaLs and somethLng

aLL

suLtabLg conatLve LndLvLduaLs (those subject-of-a-Life) have equaLLg.

ConsLder

subjects'

vaLue

as

- what we LL caLL Lnherent

LndLvLduaLs

vaLue. ... aLL who have Lnherent vaLue have Lt equaLLg

p.23S ff.).

(pp p.37;

Inherent vaLue Ls thus a theoretLcaL notLon, conforming

sLmLLarLg
to

HR

various

postuLates, notabLg LndLvLduaLLtg and equaLLtg. ObviousLg the theorg of Lnherent
vaLue

can

be

varied,

pLace of Lnherent vaLue,

LndLvLduaL

as Regan effectiveLg admits (p.362). Consider, then,

Ln

LnLtLaL or connate vaLue,

X,

or not, as foLLows: the vaLue of X,

defined,

for

ang

Ltem

if ang, as an Ltem (and not as a

mere receptacLe). In pLace of the equaLitg postuLated for Lnherent vaLue, Lt
assumed

that,

for

Ls

ang X and Y of the same ethicaL tgpe, X and Y have the came

-17-

connate vaLue. Then, white connate vaLue Ls not verg Mett characterised,

Ls

Lt

as adequateLg specified as Lnherent V3tue, and can carrg Lts work-Load.

showing

Before

that Let s Look at differences, and Limitations, of the

notion. Mhite inherent vaLue is an aLL-or-nothing

(certain

affairs

individual

tgpes have Lt, nothing eLse does, but has zero vaLue), connate vaLue Ls not. Not
that have (non-zero) connate vaLue need have equaL positive vaLue or

tgpes

aLL

positive vaLue at aLL. DeviLs, certainLg if theg existed, wouLd
negative

vaLue

connate

disboLicainess,

if

(their

ontoLogicaL

no

nonexistence

proofs

objects are to be beLLeved.) Connate

doubt

have

decidedLg

to

adding

their

the existence of top connate vaLue

of

are

vaLues

somewhat

thus

initiaL

Like

LeveLs of perfection. Connate vaLue Ls, Like inherent vaLue properLg understood,
at

an

best

initiaL

assignment.

The

assignments

Like those of initiaL

are

probabiLLtg under a principLe of indifference (particuLarLg

vaLue;

connate

out

themseLves

presumptive

those

of

inherent

vaLue invoLves a further tgpoLogg). UntiL actors, objects, sort

their

bg

initiaL

Life-stgLes,

can

which

vaLue,

then

intrinsic vaLue gets cLarified; compare a

be

theg

states

worLd-Lines,
posteriori

a

diminished as

or

increased

receive

probabiLLtg

assignments.

Thus too connate vaLue is not aLL that is taken into account in discerning moraL
and so Ln deriving rights. Further vaLue-making or vaiue-detracting

prtncLpLes,

features of things which affect intrinsic vaLue are aLso reLevant.
0 criticaL question is whether connate vaLue can serve to

carrg

enough

(not aLL, of course) of the requisite argument; in particuLar, that to a respect

principLe.

appears

Examination

to

show that it can, at Least to this extent:

insofar as the argument (pp.277-9) based on

respectfuL

fact,

Ln

individuat

bg

to

item

substitute

connate

made

is

principLe,
principLe

as

aLso

to

repLace

required,

nameig

resuLts

defence

of

the

modified, succeeds. It does, as inspection of the
bg

shows,

where

the

the same substitutions as before. The modified

principLe Looks near-anaLgtic: Ue are to treat those items

which

have

connate

that respect their connate vaLue (pp.2t+8). The modified respect

wags

in

and

presupposed

argument (pp.258-60) for the modified respect principLe soon

vaLue

right

throughout, and to verifg bg inspection that aLL detaiLs

that evergthing does work as weLL, given that the

modified

the

features of moraL rights. But it is straightforward to verifg

concerning

respect

to

inherent

for

work just as weLL. Minor use of some points aireadg

those

vaLue

succeeds, so does that based instead on connate vaLue. It

treatment

suffices,

inherent

principLe appLies of course to species and sgstems, as weLL as for

individuaLs,

and so does the expanded right to respectfuL treatment.

Much of the remainder of Regan's text can be simiLarLg reinterpreted,
but again bg no means aLL.15 (Limitations of space, time, and energg preciude a

fuLLer

de-

and

re-construction). Some initiaL indication onLg of the expanded

environmentaL rights theorg
offered.

But

it

which

repLaces

the

moraL

rights

view

wiLL

be

is important to observe right awag, that mang of the goats of

-20-

the anLmaL rights Movement, as Regan conceives Lt
Largetg intact under the expanded rLghts

theorg

(e.g.

can

PP,p.32),

perhaps

(minus

remain

totaLitg

the

cLaims), for instance, the theme of aboLition of the use of animats Ln scLence.
But not aLL the further postulates of Regan's rLghts view remain intact,

most notabLg that of vegetarianism, which Ls not a consequence of themes of

rLghts movement. Nonethe Less?

animat

the rLghts view hotds that the LndLvLduaL

h3s a dutg to Lead a vegetarian Mag of LLfe
supererogatorg;

Lt

(p.351,p.3^.6) to

thLs

permLssLbLe

Ls

vegetarianism Ls

(p.39!+);

But

(p.3^6).

obLLgatorg'

cone Lus Lon

the

appear

to

most

the

arguments

the

not

Ls

Lt

that

Ls

estab LLsh

not

to consume the products of commercLaL animat agrLcuLture (LncLudLng

Since the anLmaL Lndustrg routLneLg

presumabLg eggs and pureLg bread sausages).

vLoLates the rLghts of these anLmaLs, for the reasons

Ls

Lt

given,

wrong

to

purchase Lts products. That Ls whg, on the rLghts view, vegetarLanLsm Ls moraLLg

obLLgatorg, (p.3SI,LtaLLs added). Rs an argument to vegetarLanLsm (a

vegetarLan

beLng, one who abstaLns from anLmaL food, and LLves on veqatabLe food, and,
'16
----usuaLLg eggs, mitk, etc
), the argument Ls a major nonsequLtur (Likewise the
argument, p.3^.6)^\ For there are mang wags of obtaLnLng anLmaL food whLch do

not LnvoLve commercLaL anLmaL agrLcuLture or commercLaL practLces (the no

proper

of

focus

Regan's

sLnce

attach,

such

practLces

tgpLcaLLg

dLsrespectfuL and insensitive use and rLghts vLoLatLons). Examp Les
of

practLces

huntLng-gatherLng

LLfestgLes,

of

doubt

Lead

LncLude

to
the

the gardenLng cuLtures of the

Pie Lanes La and PoLgnesia, of subsLstence farmLng and of some of the new communes.
Regan's further argument (Lt wouLd be unfaLr to stick hLm wLth the awfuL page

3nd

351

with

eatLng

dogs) commLts hLm, moreover, to the moraL LmproprLetg of

(as

these extensive tradLtLonaL LLfestgLes

weLL

as

mtnor

ones),

newfangLed

Lnsofar as theg LnvoLve the kiLLLng of pLgs and fLsh and occasLonaL wLLdLLfe and
so

R chLef reason gLven Ls that

on.

end
theLr

LLves are brought to an untLmeLg

antmaLs'

(e.g. p.39^.). But suppose, to dLspose fLrst of strLct
tLme

has

come,

vegetarLanLsm,

that

or, more straLghtforwardLg, that theg are aLreadg dead.

Mhat precLudes respectfuL use?
Rn expanded rLghts theorg does not entaLL vegetarLanLsm - ang more

connected

theorLes,

such

as

aLL

that

consLderatLon, or rLvaL theorLes such as

restrLctLons,

wLthout

further

Large

sent Lent

utLLLtarLanLsm,

are

Longer

no

sentient

or

entaLL

moraL

deserve
such

dLetarg

assumptLons. For there are mang tgpes of

circumstance where Lt Ls perfectLg permLssLbLe to

which

beLngs

than

eat

dead

creatures,

things

which wLLL not now attain sentience (as DC

exp Lains and argues). The more probLematic area Ls not that of consuming what is

aLreadg dead, but of causing

prematureLg,

Ln

order

death

(or,

to

a

Lesser

extent,

Letting

die)

to achieve that option or, to gieLd it as a bg-product.

For this appears to infringe rights to Life and LLveLihood and to vioLate

moraL

standing of creatures interfered with so drasticaLLg.

Rppears to. For even ethicaL theorLes that now concede various rLghts to

-21-

anLmaLs

bauLk

anLmaLs.

Rnd

at

for

sone

patLents,

Papuans

the

rLghts

extensive

to LLfe and LLveLhood to

own vLew provLdes, Ln the categorLaL dLstLnctLon between

Regan's

noraL agents and moraL
treatment,

such

admLttLng

ground

of

treatment

dLfferentLaL

further

and pLgs, a

peopLe

dLstLnctLon Ln whLch Regan hLmseLf takes refuge when pressed.
Regan s

dLfferentLaL

justLfgLng

for

So how tLght

Ls

Ln partLcuLar when reconsLdered as appLgLng agaLnst

arguMent,

tradLtLonaL LLfestgLes rather than agaLnst modern commercLaL practLces? The buLk

of the crucLaL argument

ff.)

dLd

not

treat

resources.

Nor

dLd

theg

(p.3{+^);

receptacLes

does

sLmpLg

cuLtures

tradLtLonaL

renewabLe

(p.3t*3

appLg.

not

anLmaLs just as resources, stLLL Less as
as

anLmaLs

treat

Lnstruments

mere

excLude some kLLLLng of anLmaLs - or do theg? It wouLd seem that
of

tradLtLonaL

unLLke

peopLes,

provLsLon (p.3t*3), are

prLncLpLe

dubLous

admLtted

commercLaL
under

derLved

supposedLg

who

farmers

Regan's
from

prLncLpLe

LLbertg

respect prLncLpLe, p.332). R

the

LncLudLng

fundumentaL respect prLncLpLe LtseLf. On a straLght readLng

requLres

whLch

that

treatment

creatures

of

vaLue

Lnherent

are

however

Some

excLuded.

Ls

not

of

for

prLncLpLe,

the

countervaLLLng

respectfuL
No

excLuded.

LnfrLnged because a creature of Lnher- nt vaLue
persLst, come what mag.

There

use

Ls respectfuL of the kLnd of vatue theg have

(p.277), such uses of anLmaLs are not

wLth

a

(p.331,

stgLe of better tradLtLonaL practLces Ls excLuded under the more

the

Ln

practLces

the

vLoLate the respect

crLtLcaL quest Lon Ls whether the respectfuL use of anLmaLs,
food,

Papua,

pLgs before kLLLLng. CarefuL, respectfuL practLces do not

exchanged

often

or

consLder the respectfuL treatment of mang hunter-gatherer

groups Ln aborLgLnaL RustraLLa, or the practLces of gardenLng peopLes Ln

who

Large

and

Bg

does

rLghts are therebg

a

acquLre

not

Ln

LndLctLons

Lnterference
rLght

text

Regan s

to

(and

eLsewhere Ln hLs "preservatLon prLncLpLe") whLch wouLd go far towards sustaLnLng
the vegetarLan concLusLons he faLLs to reach, and therebg to ruLLng

tradLtLonaL

the bLoconatLvLst assumptLons

that Lt Ls

LLfestgLes

LnadmLssLbLe.

Such

are

aLwags wrong to destrog LLfe (verg specLat cLrcumstances apart perhaps), that Lt
Ls never permLssLbLe to reduce vaLue catastrophLcaLLg the wag that

LLfe

anLmaLs

brLnqtrg

to an untLMeLg end does. But Ln fact Regan does not endorse such

prLncLpLes, strongLg rejectLng prLncLpLes LLke the pacLfLst prLncLpLe

use

or

harmfuL

destructLve

wLth

LncompatLbLe

bLoconatLvLst

the

vLoLence

"LLbertg"

assumptLons,

no

(p.287);

prLncLpLes

matter

as

Lnterpreted.

dLffLcuLt

how

wouLd

maxLMLae

never

to

bLoconatLvLsm appears

Lndeed

to

NonetheLess,

LLve bg, are hLghLg

appeaLLng to mang ethLcaL pacesetters and theorg desLgners, especLaLLg
who

an

to

mang

vaLue. But theg throw the whoLe naturaL order Lnto ethLcaL

dLsorder; predatLon, fuLL terrLtorLaL defence and mang other commonpLace naturaL
happenLngs are thrown Lnto ethLcaL doubt or
MorLd

magbe a

Ls

not

verg

rendered

LnadmLssLbLe.

ilagbe

The

RequLred the wag Lt surprLsLngLg Ls (LesLLe's thesLs) after aLL;
dLfferent

predator-free

sLn-eradLcated

RequLred, where V3tue j^s maxLmLzed?

-22-

post-naturaL

worLd

Ls

$4.' Ti'tt'eMsnts

and

substantiaL prob tews.

tivehood:

and

predation, territoriatitg

other

the dust that status-quo-supporting phiiosophers

Despite

have raised, there is no doubt, tooking through the ctoud, but that
* Rnimats have various interests, mang of then of the
human

as

those

of

instance, sustenance, survivat, sex, species, sheiter (see

for

animats,

sort

sane

e.g. RR, PR).

* Rnimats

have

various

For exampte, theg have, in the same wag that

rights.

humans do, a right to iive free from unnecessarg suffering, and

from

excessive

interference.
these ciaims are substantiaitg independent (having interests is Logicaitg

Mhite

neither necessarg nor sufficient

significant

connections,

inasmuch

rights),

having

for

as

rights

are

nonethetess

protect

permissibie

there

to

serve

worthwhiie interests which more powerfui operators, such

de-foresters,

as

mag

otherwise override or ignore. There is no doubt, furthermore, that present human
practices

sgstematicaLLg infringe animai rights, especiatig those tied to their

interests. For exampie, much animai
suffering.

causes

experimentation

unnecessarg

quite

there is a powerfui case for changing these practices (compare

Thus

and contrast Freg p.t*.), a case both enhanced,

and

easier

obtain

to

positive

action upon, bg the due admission of relevant rights. Rttainment of the sorts of
sociai

protection

the widespread admission of rights can iead to shouid not be

underestimated, in the wag it is bg utiiitarians and anti-moraiists.
Granted animats have rights, some of them

higher

humans

rights

nohumans,

widespread

a

have,

main

animats

phenomenon

of

predation,

a

par

with

those

that

question (pace Freg) concerns which

outstanding

particutartg,

on

have.

Because

especiatig

of

the

essential to the continued tivetihood of

mang creatures, the issue can took tike an exceedingtg difficult

one

(and

one

comes to grief upon). There are undoubtedtg serious confticts of interest

Regan

induced through the phenomenon, some of them unavoidable as when

a

herbivore s

interest in continued existence ctashes with a carnivore s interest in continued

sustenance,

avoidabte

others

as

in

human

Predation is not of course the ontg source of
territoriatitg,

slaughter of whates and dotphins.
serious

conflict

of

interests;

for instance, C3n atso iead to serious encounters, particutartg

in situations of expanding poputations (thus too the issues are connected).
Such matters as predation, territoriatitg and population
been

converted

into

increase

serious prob terns bg mistaken atomistic views of vaiue and

associated excessive ciaims as to rights. Removing these defective

the

but

integral

part

much

of atomistic non-utititarian positions such as Regan's,

hotds that vaiue (or utititg) is a feature, at bottom, of atomistic
as

themes

probtematic. The vatue theorg involved, tgpified bg utilitarianism

reduces
an

have

individuats,

that

those

items

items

such

(constituting the base ctass) have a fixed

-23-

(equaL) vaLue whLLe theg persist, which Ls not substitutibLe for

and

that

vaLues

(derived)

Ls

ecosystems,

of

whaLes

additive

an

simpLy

functLon

the

of

aLLenabLe,

such

structures,

organised

and

or

atoms

as

Lt.

within

CharacteristicaLLg aLso theses of maximization and preservatLon of present vaLue
are incorporated Lnto the theorg. On such assumptions, predatLon

and

LnvoLve a reductLon Ln vaLue, at Least Ln the shorter tern, and so a
infringing

path,

and

maximization

preservatLon

enhances the prob Lens bg postuLating a rLght to

has

that

LndLvLduaL

(Lnherent)

LnLtLaL

to

everg

simiLarLy

woraL

exLstence

(and

vaLue

suboptimaL

The rights view

desLderata.

contLnued

Like

the

considerabLLitg posLtLons add to the dLffLcuLtLes). But the assumptions LnvoLved
shouLd be removed. Both the wag the probLems are generated fron the assumptions,

and the reasons for revising the vaLue

eLsewhere

than

which are wore

LncLude

sun

the

of

predators,

theLr

LndLvLduaL

escaLation

The

the

of

theg

though

components,

be hLghLg vaLuabLe Ln theLr own rLght, wLth

mag

LLves of herbLvores substituted for wLthtn
vaLue.

detaLL

Ln

the Breen SerLes, especLaLLg OC ^). Host important, ecosystems,

(Ln

tgpLcaLLg

expLaLned

are

assumptions,

the

through

probLems

wLthout

system,

reductLon

of

theorLes deserves,

rights

however, some eLaboratLon.
R

serLous

cLash

of

Lnterest,

as

between carnLvores and herbLvores,

fortunateLg does not therebg Lnduce an imcompatibLLLtg

rLghts,

of

unLess

too

Lnterests are eievated to rLghts. But just thLs appears to happen when the

many

extensLve (but not LnvarLabLe) Lnterests of LLvLng creatures

exLst are sharpLg upgraded to unquaLLfLed rLghts to LLfe (a

Ln

contLnuLng

mistaken

to

eLevatLon

that Ls common Ln ethLcaL thought). The rLght to LLfe of a success Lon of gnus Ls
LnfrLnged

bg

LLon whLch aLso has a rLght to sustenance to sustaLn Lts LLfe.

a

MLth the advance of technoLogg Lt wouLd now be possLbLe
cases

of

to

Lnterfere

some

Ln

predatLon, e.g. that of the remaLnLng Large carnLvores, to uphoLd gnu

rLghts , bg switchLng the carnLvores to an appropriate vegetarian dLet (and, to

avoLd cuLLLng, our spLended contraceptLve technoLogg couLd be

appLLed

hoLd

to

gnu popuLatLon Ln check). But to deaL wLth aLL cases of predatLon and assocLated

issues

in

these

bizarre sorts of wags Ls not onig practicaLLg LmpossLbLe; but

at

further, such extensLve interference with naturaL ecosgstems is LtseLf,
verg

Least,

dubiousLg

permissibLe.

High-tech vegetarLan-stgLe resoLutLons of

probLems of predatLon, territoriaLitg and so on, are

On

contrary,

the

virtuaLLy

aLL

the

remaining

naturaL

radicaLLg

unsatisfactory.

systems containing Large

carnLvores shouLd be Left substantiaLLg intact or restored towards their naturaL

states. These ecosystems ought to persist, and have a

Can t

an

rights

to,

right

fLourishing LnvoLves reguLar vioLation of aLLeged absoLute

though

their

rLghts to Life.

to LLfe be Left intact (L.e. mereLg moraLLg extended from

unauthentic human setting), and the probLems skirted around? Rfter aLL, some

confLict,

and

inconsistency

even, of

rights,

obLigations

and

so

on,

is

inevitabLe, and can be LogLcaLLg Lived with in these Latter paraconsistent dags.

Some

can,

but

not too much. ConfLict shouLd be confined to exceptionaL (often

-24-

significant) sorts of cases. In these terns,

bg

accommodated

Mag

of

up

confLLct

sgstematic

reguLar

such

confLLct

anatogous

S3tisfactoriig

It Ls too reguLar,

deontLc

does

sgstem

not

because theg remove part of the poLnt of deontLc

cases,

structures: for then much too much
rather

not

of rLghts or prLncLpLes.

confLLet

sgstematic and commonpLace. R sufficientLg effLcLent
muLtipLg

is

predatton

Ls

time

cases.

R

confLLct,

repuzziing

spent

undermines

MhLch

fash Lon to deaL wLth

sattsfactorg

more

redecLdLng

and

the

point and force of

prLncLpLes, is revision of principLe. Furthermore, a confLLct of rights approach
(no more than a confLLct of vaLues approach:

right.

feeL

doesn't

p.33)

DC,

at

aLL

Lion Ls not acting MrongLg or infringing rights MhoLesaLe, everg Meek

R

Mhen it mag kLLL an anteLope or other creature.

R

aLternative, atreadg indicated, consists then in Minding in

superior

excessive titLement concessions, so as to avoid extensive confLLct. R strong and
Legitimate interest in a continuing LiveLihood

to

right

does

not

an

give

unquaLified

Life, which can be conferred against associated predators. It affords

onLg a defeasibLe right, which can be forfeited or Lapse.

In these terms, a Lion

that takes a Meaker aged gnu, taiLing or separated from a herd, does not vioLate

Lts defeasibLe right to Life. The
different.

Mith

situation

their

take

chances.

rights to Life are not

predatorg

is

essentiaLLg

not

LLL-equipped or reck Less humans who put themseLves Ln or find

LJeak,

themseives in threatening situations, such as
traveL

humans

animats

or

wiiderness

If theg therebu Lose their Lives, their defeasibLe

therebg

or

action

highspeed

infringed

animats

where

(and

defending

their

animats

are

territories

LnvoLved,

not

shouid

be

HL id animats such as gnus are aLmost aiwags on Mitderness traveL,

persecuted).

except when imprisoned in zoos; theg properLg take their

chances

with

naturaL

predators.

Rs pursuit of this approach suggests, a hetpfuL wag of coming
with

predation

and

Like

issues

happens,

what

grips

is through zoning, or more generaLLg through

bioregionaLLsm, which zones regions of the earth s surface
what

to

and

eisewhere.

is protected, what Ls permissibie and right, Ln wiiderness

can be significantLg different from that in urban areas. R tiger that moves

of

out

a wiiderness to a supposedLg easier Life in a citg where incautious citizens

are pLentifuL, cannot expect 3nd doesn t merit the same treatment as Lt did

wiiderness, nameLg being Left LargeLg atone. Moreover, with bioregions

big

For

wiiderness

as

Locus,

Lt

is

much

to think hoLLsticaLLg,

easier

predation as an LntegraL and significant part of

such

a

rich

naturaL

the
as

to see

structure

rather than isoLated action of individuaLs without a further just ifg ing setting.

(The

adjustment

of

ethicaL principtes to regions, and Large communities, need

invoLves no Loss of universaLizabLLitg;

wiiderness

is an appropriatetg generat

notion, not get a proper name.)
The

action

of carnivores (LncLuding traditionaL peoptes) in wiiderness

areas, in taking preg conservativeLg,

Ln defending their territories and so

-25-

on,

LnvoLves

no

LtseLf

Ln

infringeMents of rLghts then, whether what Ls taken Ls

huMan or not (Ls "repL3cabLe" or not). There Ls Moreover no need
for Lnstance Lf a carnLvore had coMsuMed a

career.

that

tresspassLng

Darwin

Ln

earLg

hLs

brash utLLLtarLan wouLd LnsLst, or pretend, that, when aLL the

a

OnLg

deng

Lts frequent vioLence and death, nag LnvoLve Loss of vaLue, as

with

predatLon,

to

undo-abLe cowputat tons are done, the sufferLng and Losses

and

repLacenents

of

sgsteMS, net vaLue of overaLL naturaL processes Ls aLwags approxtMattng

naturaL

MaxtMaLLtg. On the other stde,

thought

Lt wouLd be a supreMe technoLogtcaL opttMtst

sgsteMS couLd perforw nearLg as sattsfactortLg,

huMan-engtneered

that

even on a qutte Modest scaLe. HuMan

breakdown,

who

efforts,

whtch

especLaLLg

are

prone

to

soMettMes Make soMe SMaLL iMproveMents around the edges; MostLg

can

theg reLg upon expottLng what Ls aLreadg there or nearbg. Rs a worktng ruLe, the

More huMans interfere wLth naturaL processes, the More probLeMs

the

as

there

are

and

More thtngs go wrong. Med LeaL experience wLth intervention, even in Matters
norMaLLg

straightforward

huMan

chLLdbirth,

provide

weLL-docuMented

ruLe at work. The chances of huMans iMproving, technicaLLg or

the

of

evidence

as

MoraLLg, upon Nature Ln wLLderness areas Ls exceedLngLg sLight. To adapt one

the

ecoLogicaL

Laws

to

of

encapsuLate the working ruLe: Nature generaLLg does

better than huMans. Its coroLLarg Ls: CurtaLL excessive

huMan

interference

Ln

naturaL regions.

It does not Matter if, because of predation and the Like, vaLue

a Lwags

as

poLiticaL

high

wickedness,

evoLutionarg

not

it Might be. Mith the persistence of sin and prevaLence of

as

Ls copious reason for conjecturing that we do not

there

inhabit the best of possibLe worLds. Besides we 3re free to specuLate
Long

is

process

-

that

the

no doubt a rather restricted, heaviLg interfered

with, and verg hit and Miss business - did not turn out as perfectLg as Lt Might

have. Major ecosgsteMs certainLg do not appear to have evoLved
adapted

in

weLL

wag

a

to (or anticipating, so to sag) the 3rrivai of Modern huMans with their

enorMOUs destructive capacitg and wLLL to power. But, even apart froM the advent
it is far froM cLear that Nature

of such huMans,

provides

rather Nature satisizes (an adjustMent of ecoLogicaL

an

optiMat

sgsteM;

Law" argued for eLsewhere:

see SM).
The facts of satisization do not put Nature out of step

with

deontic
best

MoraLLtg,

principLes. For deontic principLes aLso answer back eventuaLLg to

sufficient LeveLs of vaLue, not to MaxiMaL consequences (see

were

with

that

vaLue

SH).

Even

it

be Maximized, obLigation certainLg does not require Lt.

Predation can take a rightfuL pLace Ln such a satisizing

environnent;

naturaL sgsteMS which have evoLved with predation seeM to offer quite
and often dazzLing,

Lf

LeveLs of vaLue.

Richard SgLvan
via Bungendore

-26-

for

the

adequate,

RustraLia 2621

NOTES

1-

For aLL that I an crLtLcaL of Much of

that

thought

environmentaL

Lt far

of southern and western Rmerican schooLs,

out

fLows

the

surpasses the drearg and reactionary anti-environmentaL dross that

emerges

typLcaLLy

the

froM

prestigious

More

universities

Ln

LndustrLaL north-eastern USR and British LLght-engLneerLng centres

LLke Oxford.
2.

May

ThLs

a

strike

MoraL

as

theorist

aiMost

cost/benefit ana Lysis of (mainstream) econoMics -

as curious as a

order

in

aLso

and having reaL point - wouLd strike econoMists. But the cases are
different.

assessMents

Cost/benefit

depend on a vaLue theory of

soMe (perhaps degenerate) sort, but not necessarily on MoraLity.
3-

EntitLement to whom? On traditionaL views, and
amounts

what

choice

seLf-appointed chosen,

(p.!*).

makers

entitLement

a

to

in

There

are

probiems

according

PP,

to

we free and rationaL

use

regarding

of

contexts, since entitLement moves in the

these

rights-circLe and items with m-s May Lack rights.

The annuLar picture is open to the separate charges of being but a
devious sort of moraL ex tens ion ism and of introducing or invoLving
a

moraL hierarchy, both of which set scenes for condemnation. But

neither charge is justified in a form that wouLd do damage.

MoraL

notions are not extended, rather their proper significience ranges

and

catagoriaL

features

are

investigated and put to principLed

work. Rs to the matter of hierarchy, the

dLvisions

of

ref Leets

cLassification

things in terms of such features, where theg appLy,

as capacities and capabiiities. This wouLd yieLd a hierarchy

these

features ranked, which on the annuLar picture they are not.

(Even if they were and a hierarchy
aLL

Not

probiematic.

resuLted,

hierarchies

are

need

that

damaging,

e.g.

ciassificatoru ones, such as BioLogicaL divisions may
oniy

were

when

be.

not

be

mereLy

It

is

hierarchies serve to distribute, or become a means to,

power or priviLege or favour,

that

theg

warrant

the

criticism

hierarchies have encountered. That criticism wouLd have deservedLy
been

directed

at

certain

power

hierarchies are of this sort.)

-27-

hierarchies;

but

not

aLL

UorrLes

about LnstaLLLng a MoraL power hterarchg or pecktng order

and accoMpangtng MoraL eLLtes are one reason whg sone philosophers

an

(west go qutteLg atong wLth eLLtes) operate wtth

LMpoverLshed

ethLcaL tgpotogg. For instance, a Mtsp Laced egaLLtartantsM appears
both

as

deep ecoLogg, Ln bLo-con3ttvtsM 3nd Ln rLghts vLews such

Ln

where both Lnherent vaLue and the equaL basLc rLghts

Regan's,

Lt supports behave Ln an aLL-or-nothLng fash Lon.

5.

StwLLar funng busLness Ls goLng on

standLng

vaLue-Ln-LtseLf

wLth

Freg,

Ln

equates

who

worst

and proceeds to bound Lt

(p.!+S),

beLow, not bLocentrLcaLLg as Ln Goodpaster, but bg sentLence. ThLs

part

happens as

coLLapse

of

a

of

wore

wLdespread

huwanLstLc

utLLLtarLan

Major ethtcaL dtsttnctLons, wLth rLghts as a further

casuaLLtg.

6.

PossLbLLLtg

and

forws of nonLnterference prLncLpLes

probabtLLtg

are basLc to the Ma Ln

arguwents

the

to

LMMoraLLtg

of

nucLear arrangements: see LiP.

7.

But

Fox

has

M3de

a sustaLned - though now apparentLg parttaLLg

repeated - attewpt to do so, tn hts crtttctsM of axtotogg. Such an

attempt

Ls

bound to faLL. VaLues are baste and LnescapabLe (theg

enter even Lnto truth cLatms). Thus, for Lnstance, a crtttctsM
woraLLtg

as

Ln

a

generaL

bad

Lnstttutton,

cost/beneftt record and, has wrought Much
enMeshed

whtch

damage,

Ls

of

has a poor

thoroughtg

Ln vaLue concerns. RntL-MoraLtsm depends on axLoLogg;

Lt

does not sustain and antt-axtoLogg.

8.

UnLversaLLzabLLLtg Ls used Ln the text because Lt Ls famLLLar. But
what

are reaLLg Lwportant are LntersubstLtutLvLLg and reptaceMent

prLncLpLes, whtch underLLe generaLLztbLLLtg and other features.

8.

SoMe of opposttton and standard objeettons to rLghts

taLk

resuLt

froM Mtsgutded ontoLogtcaL assuMpttons. For exaMpLe, Lt Ls aLteged

that

rLghts

are

verg curtous sorts of entctLes, untversaLs that

sctence casts no LLght upon and does not need. RccordtngLg,

prtncLpLe

of

such

p3rstMong,

as

OccuM s

weLL

as

provLdtng

a

pasttng

such

propertLes,

such

as

betng

objeettons

of such crude LnstruMents as

OccoM s razor: consutt JB, Lndex). Creatures have
have

a

razor, such ent Lt Les

shouLd be dLscarded. Object-theorg shortcLrcuLts

(as

bg

derLvatLve

rLghts;
froM

rLghts

certaLn

obLtgattons; but rLghts do not exLst, soMewhere, or at aLL. RLghts

are LogtcaLLg weLL-enough behaved nonexLatent objects.

-28-

10.

The not Lon of right[sj, though -a coMparativetg Modern

Ls

one,

a

verg coMpLex one, sone of the conpLexLtg beLng ref Leoted Ln the 20
right' LLsted Ln the OED. Rn atteMpt to

senses of the substantive

brLng sone order and sgsteM to thLs coMptexLtg Ls Made Ln SN.

RLthough

the

takes

anaLgsis

frow

off

one Ma Ln OED sense, the

eLaboratLon wLLL Lead bg or through other connected
1.3

as

whLch

that

MoraLLg just or due

concerned

Ls

(as in

LnvoLveMent

activities);

be

no

issues concerning opportunitg (as in

rights to work) or LLbertg (as in rights

state-iMposed

such

equitg or ... which is

right-doing ). But there wiLL

Main

Ln

wLth

senses,

not

to

in

participate

are priMariig issues for MoraL

these

actors.

11.

reLevant

or coMMunities to capabie or

individuats

within

theM,

i.e. he reguLarLg resorts to individualizing strategies.

The

status of iterated deontic princ ip Les invoLved in such

exact

arguMents can be Left open, e.g. whether OOC is entaLLed bg 00
is

or

further substantive principie which can be asserted when 00

a

is.
13.

Not aLL these substitutes are incoMpatibLe, fortunateLg for
who

Leaps

to the cone Lus ion that sentience,

beings and the "higher

...

is

an

the fact that huMan

aniMats have experiences or MentaL

states

the uLtiMate and fundaMentai basis of the ctaiM that theg
(p.^3). No arguMent at aLL

are possessors of MoraL rights

than

appeaL

to

(other

is to be found for this ciatM, a

authoritg)

surprising OMission in an author who is fond of LaMbasting

for

Freg,

faiLure

suppig

to

others

arguMents (e.g. p.7) - especiaLLg in the

MereLg citing

Light of his eartier reMarks that

sentieneg

as

a

criterion for the possession of MoraL rights neither shows that it

is one nor even creates the presuMption that it is, ... untiL soMe
respects are provided ...

arguMents in these

subsequent chapters, such arguMents

are

. Rs we shaLL see in

scarce

on

the

ground

(p.33).

lit-

Too Leg s

anaLgsis

standard

account

substituting

can

"right

of

for

desires ,

an

wouLd Mark out

onLg

subcLass

rights,

of

be

upgraded,

and brought into Line with

(adopted

to"

Ln

EE,

p.176),

chooses or wouLd chose . Even so Lt

iMportant

roughLg

consequentiai

exercisabLe

criticisM teLLs against EE).

-2?-

feature

rLghts

(a

of

a

siMLLar

IS.

Rn important exanpLe is the argunent
which

bg

broken

is

concedLng

to

that

vaLue,

equat
not

p.33,

PP

aLL hunans, serLousLg

genet LeaLLg defectLve and weLL-endowed contractuaLLg-capabLe, need
have equat connate vaLue, and thus renoving the preniss.

16.

London,1932).

RecordLng to the Concise EngLLsh DLcttonarg (Onega,

the

But

qutte

not

Ls

natter

not a reputation of

sLnpLe,

so

vegetartantsn on the basts of the avaiLabititg of dead aninats

decisive.

carefuL definition, which wouLd however render

nore

R

sone hunter-gathers (and even sone cannibats) vegetarians, is

'one who Lives whoLLg or principaLLg

OED account,

so

upon

the

vegetabie

a person who on principle abstains fron ang forn of aninaL

foods;

food, or at Least such as Ls obtained bg the direct destruction of

Life'.
17.

that

not

decisivetg

support vegetartantsn, even

inproved

connerciat

faming

does

UtLLitarianisn
invoLving

s Laugh ter

and

of

so Regan correctLg contends (p.3S0 suns up his extensive

aninats,

argunent).

Ln

Rnd

fact

fLawed

the

case

utititarian

vegetartantsn Ls effectiveLg abandoned in the recent work

for

of

one

choice

of

of its Leading proponents, Singer (see DC, p.36).
13.

sone

Uhite

such

terntnoLogg

distinction

singuLarLg

is

unfortunate

given

the

non-obsoiete

patient . Most aninats are not patients.

senses of the noun
13.

the

inportant,

is

For exanpLe, in a range of, adnittedLg difficuLt, confiict

such

as Lifeboat situations (p.32^,p.351), and nore inportant, as

regards interspecies reL3tions (p.357 ff.). and

threats

to

rabid

foxes

to

the

crunch;

hunans aLwags outrank aninats. (So nuch for the

then

strict

norat restrictions, grounded in ... inherent vaiue , the sane

aLL

and

hunans (e.g. p.353). Despite his discLainers, Regan s

egaLitarian princ ip Les ring hoLLow when Lt cones
for

cases,

for

subjects-of-a-LLfe, on the strength of which even carefuL and

respectfuL

defective

farngard
greater

C3n

practices

vaLue

assunption

be

p.3^.2).

condenned,

R

is snuggLed into the rights

view, seriousLg detracting fron its environnentaL depth

(see

DE,

si).

20.

On bioconativisn see CaLLicott; Leading ideas go back to -Jainisn.

21.

Predation bg Large carnivores can

conpared

with

hunan

travet

be

usefuLLg,

sporting

and

predation

(no

accident

of

-30-

course)

favourabig,

accidents. UhiLe the

nunber of kiLLings annuaLLg are of a siniLar order

aninaL

and
of

nagnitude,

appears

to invoLve

rather Less suffertng and pstn. Rnd though
reduct ton

tn

vatue

tn

the

removat

tt

tnvotve

may

some

of on-gotng ttves, tt atso

offers some very constderabte compensattng ecosystemtc beneftts.

REFERENCES

J.B.

A
t

Catttcott,
On
the
tntrtnstc
vatues
of
nonhuman
spectes'
tn
The Preservatton of Spectes (e.d. B.G.Norton) Prtnceton Untverstty Press,
1386; pp.138-172.

R. Dworktns, Taktng Rtghts Sertousty, Duckworth, London,

1377.

J.

Fetnberg,
The rtghts of antmats and unborn generattons, tn Phttosophy and
Envtronmentat Crtsts (e.d. M.J. Btackstone) Untverstty of Georgta Press;
Rthens, 1371+, pp. 1+3-68.

U.

Fox,

R postcrtpt on
2(1+) (1385) 17-23.

deep

ecotogy

and

tntrtnstc vatue , The Trumoeter

The enttty-restrtctton of rights: Notes on a fashion tn ethtcs
B. Freedman,
Hetaphttosophy 12(1381) 153-168.
R.G. Frey,
Interests and Rtghts. The Case Rgatnst Rntmats,
1880.

K.E. Goodpaster,
308-325.

Ctarendon,

Oxford,

On betnq moratty constderabte , Journat of Phttosophy 75(1378)

I. H tnckf uss, The Morat Soctety: Its Structure and Effects, rev used ve rs con,
Untverstty of Queenstand, 1386.

J. Lestte, Vatue and Extstence, Oxford, 1373.
H.J. McCtoskey, Respect for humans morat rtghts versus maxtmtztng good
tn
Uttttty and Rtghts (e.d. R.6. Frey), Btackwett, Oxford, 1385 pp.121-136.

C. Ptgden, Nthtttsm: a Defence, Ph.D Thests, LaTrobe Untverstty,

1385.

E.B. PLuhar, The Justtftcatton for envtronmentat etttc , Envtronmentat Ethtcs
5(1383 )l+7-61.

T. Regan, The Case for Rntmat Rtghts, Routtedge &amp; Kegan Paut, London, 1383;
to as HR.
T. Regan, On the nature and posstbtttty of on envtronmentat ethtcs',
Envtronmentat Ethtcs 3(1381) 13-31+; referred to as NP.
J. Rodman,

Theory and practtce tn the envtronnentat Movement: notes towards an

-31-

ecoiogg of experience', Ln The Search for Rbsotute VaLues Ln a Changing
UorLd, InternationaL CuLturaL Foundation, New Yorh 1978, pp.1+5-56.
J. Rodman, Ecoiogg sensibiLitg , in Ethics and the Environment (ed. D. Scherer
and T. Rttig), Prentice HiLL, NJ, 1983, pp.88-92; reprinted in VanDeVeer
and Pierce, pp.185-8.

R. RoutLeg, RLLeged probLems in attributing beLiefs and intensionaiitg to
animats , Inquirg 21+ (1981) 387-L17; referred to as PR.
R. Rout Leg,
In defence of cannibaLism. I. Tgpes of admissibte and LnadmissibLe
cannibatism , Green Series, RSSS. RNU; referred to as DC.

R. Rout Leg, Exp Loring Pie inong's JungLe and Begond, RSSS, RustraLian NationaL
Universitg, 1979; referred to as JB.
R. Rout Leg, Liar and Peace I On the ethics of Large-scaLe nucLear Mar and
nucLear-deferrence and the poLiticaL faLL-out , Green Series, RSSS, RNU
1981+; referred to as UP.
R. and V. Rout Leg, Human chauvinism and environmentaL ethics , in Environmental
Ph i Losophg (e.d. D. Plannison and others) RSSS, RustraLian NationaL
Universitg, 1980, pp.98-189; referred to as EE.
'
1

T. Rgan,

The case for animaL rights'

in VanDeVeer and Pierce, pp.32-39.

%

C.D. Stone, ShouLd Trees have Standing? Towards Legat Rights for NaturaL Objects
Kaufmann, Los RLtos, 197!+.
R.

SgLvan,
R critique of deep ecoiogg',
1+1(1985); referred to as DE.

Radicatj^hiLosophg

1+0(1985) ana

R. SgLvan, SuppLanting maximization, and other utiLitarian assumptions, in
Western ethicai ideoiogg , Topci, 1986, to appear; referred to as SN.
D. VanDeVeer
and
C. Pierce (e.ds), PeopLe, Penguins, and PLas tic Trees,
UadsMorth, CaLLfornia, 1988; referred to as PP.

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                    <text>�—

?HUMAN CHAUVINISM AND.ENVIRONMENTAL.ETHICS*

Richard and Vai Routley

/

*

.

*

Class chauvinism has been and remains a cardinal weakness of most

.

moral codes - including, so it will°be argued, Western ethics.
*

A most

serious failure 6f Western ethics is its human chauvinism or anthropo^centricism - a chauvinism which emerges in a refined, and apparently more

reds&amp;n*able, form as person chauvinism in much modern ethical theory.
*

w

What is chauvinism?
$

*

Class chauvinism, in the relevant sense, is

sz^Etant^aZ-Z-z/ differential, discriminatory and inferior treatment (by

sufficiently many members of the class) for items outside the class, for
which there is not enff-ZcZen^ justification.

Pnwan chauvinism is class

chauvinism where the class is humans, wuZ-e chauvinism where the class is
human males, an-Z/zzaZ. chauvinism where the class is animals, etc.
It would be bazf, to say the least, if Western ethics, in its various

strands, were to turn out to rest on human, or person, chauvinism.

For

Western ethics would then have no better foundation than, and be open to

the same sorts of objections as, moral codes based on other sorts of

chauvinisms, e.g. on familial, national, sexual, racial or socio-economic
class chauvinism - in particular it would be open to the objection that

This paper (which considerably elaborates R. Routley 'Is There a need
for a new, an environmental, ethic?', Procee^-Znps of Zz/ze XPt/z ^orZ^
Ccnpress of PTz^Z-cscp/zz/, 1 (1973), pp.205-10), was drafted in 1973 and
read in 1974 at the University of Indiana, Bloomington, at Notre Dame
University, and at the Conference on The Good Society held at the
University of Victoria, Canada. Since the main virtue of the paper has
been that it'has generated much interesting discussion, the original
form has been retained, though the authors are no longer especially
happy with the form, and many theses remain insufficiently developed or
defended. But in order not to remove the previous and continuing
criticism, no substantial deletions have been made, even though the
paper has been raided and segments of it presented in improved form
elsewhere, especially (a) R. and V. Routley, 'Against the inevitability
of human chauvinism', in MoraZ P/z-ZZosopTzz/ an&lt;7 t?ze Tzjentp-F-Zrst Centnrz/
(edited by K. Goodpaster and K. Sayre), Notre Dame University Press,
1979, and (b) R. and V. Routley, 'An expensive repair-kit for
utilitarianism', paper presented at the Colloquium on Preferences CTzo^ce
an&lt;i FaZzve, RSSS, Australian National University, 1977. However some
sizeable additions have been made, with a view to increasing the
intelligibility and enlarging the scope of the original draft, and meet­
ing some of the many objections.

1

�it discriminated against nonhumans in a prejudiced and unwarranted way,
and would thereby stand condemned.

For it is hard to see how an ethic

based on simple spoo-Zes loyalty could have any greater claim to absolute­
ness or deserve any more respect than moral codes based on simple loyalty

to national, sexual, or racial classes.

Such an ethic could no more

command allegiance - once the facts are brought into clear view - than
other normally-deplored examples of localised class chauvinism, such as

the Mafia or protection agencies or rackets or enclaves of slavery.
Unfortunately prevailing Western ethics appear to be of just this sort.
§1.

THE WESTERN CASE FOR ITS HUMAN (OR PERSON) CHAUVINISM:
THE FIRST LINES OF DEFENCE

It is important, then, for defenders of the Western ideology to be
able to show - *Zf it can be shown - that an ethic which discriminates
strongly in favour of humans, as Western ethics apparently does, is not

chauvinistic.

Otherwise the ethic stands condemned.

Of course not every

distinction in treatment qualifies as chauvinistic - the distinction in

treatment may not be substantial or systematic, and there may be an
adequate and explicable basis for the distinction, so that some discrimin­

ation is warranted.

In order to escape the charge of human chauvinism,

it has to be shown how and why the drastic and general discrimination in
favour of humans sanctioned and enjoined by modern (as by historical)

Western ethical systems is warranted, and that it has an adequate basis.
The extent of this chauvinism, especially with respect to animals, is at

last - after centuries of a priori prejudice and gross distortion of the

characteristics of wild animals and wilderness - beginning to be spelt
1
out.
It is at least clear from the outset that an adequate justification

cannot be provided which simply selects all and only these members of the
species human (i.e. /zowo sap*Zo?zs) as zoologically defined.

There is

nothing about the characteristic of TzMwazzZZp itself (as distinct perhaps
from its accompanying properties) which could provide a justification for
overwhelmingly favourable treatment for humans (and unfavourable treatment

for nonhumans)

as opposed to other possible, and possibly some actual,

nonhuman creatures.

Once again, an adequate ethic and justification can­

not possibly be based on blind and unthinking species loyalty.

The same

1 See, e.g., S. and R. Godlovitch and J. Harris (eds),
Mor azzd
Morals.
-Z^Zo Z/ze zzzaZ^roat/TzozzZ of yzorz-ZzMwaMS, Gollancz,
London, 1971;
P. Singer, ?l?z-Z7na:Z f-Z^oraf-ZoM.
pzezj o^/z-Zos for OMr
of azz*Z/??aZs, Cape, London, 1976; S.R.L. Clark, y/zo A7oraZ
of ^H-ZwaZs, Clarendon, Oxford, 1977.

2

�CB

objection applies against the simple

need's argument:

the commonly

assumed domination of human needs over all else (e.g. over all environ­

mental considerations) has, if it is to have any merit, to be based on
more than speciesism.^
We shall have to look then for some other not

merely taxonomic characteristic to provide the sought justification.

It

will emerge however, that any such characteristic is held or may be held

by nonhumans, and is not held, or potentially not held, by all items of
the species human.
Of course there are many characteristics which can, as a contingent

matter, be used to distinguish human beings as a general class from other
higher animals - although in fact with increasing knowledge of animals it

is no longer clear that some of these characteristics distinguish as
clearly as was assumed a priori in the past.

For example, humans have a

language, and a culture of a certain sort and even various logics.

And,

as we are accustomed to have people point out, other terrestrial animals

do not conduct philosophical discussions on environmental ethics.

However

not only is participation in these activities potentially available to
nonhuman creatures, and these characteristics possibly possessed by some,
but these activities are not generally engaged in even by humans
(particularly the power elite), many humans lack the requisite competence,

and even among those who do qualify, such activities are carried out to a
very varying extent. We run the risk, then, in applying such demanding

criteria, of ruling out, of classing as deserving of "sub-human" or "sub­
person" treatment, a considerable class of human beings — items most

humans would consider as worthy of better treatment than that normally

accorded by humans to nonhuman animals.
What is more important however is that such criteria as human
language, culture, human civilization, human intentionality, or whatever,

appear to provide no satisfactory

for the substantially

unfavourable treatment allotted those falling outside the privileged
class.
should there be such strong discrimination in favour of
creatures having a (certain sort of)^ language or a higher level of

intelligence and against creatures or items which do not, in favour of
things with a certain sort of culture or a certain logic and against
those without?

Especially when some of these criteria are clearly, and

2 As McCloskey remarked (in a letter dated 5.7.77 containing many helpful
comments) 'talking about needs does little but obscure the problem, as
needs, to be normatively relevant, involve reference to goods;
and
that merely transfers the problem'.
3

On next page.

3

�*3

unjustifiably,loaded in favour of human interests, achievements and

By
contrast the very many respects in which some
or sorts of animals
are
superior bo bMfnans (many are noted in V.B. Droscher, Tbe
abilities (cf. the cultural loading of various intelligence tests).

4?ibmaZ Parcaptbo^, Allen, London,

of tbe Sassos.

1969) are rarely considered;

yet some of these features would, if taken

in the same serious way as some respects in which humans excell, justify

a reverse chauvinism (which could be reflected as, for exampZ-e, in the

Hindu treatment of cows).
The only sort of justification for the discrimination that might
appear convincing - that those who have the given characteristic (e.g.
those that are more intelligent, or more rational, or richer) are more
valuable or worth special treatment - is vitiated by the fact that were
it accepted by Western ethics it would warrant similar discrimination

humans (or persons).
For how do we show that the allegedly
warranted discrimination is sufficiently different from making substantial
(class) distinctions between humans in terms of their level of intelli­

gence, linguistic or logical ability, or level or kind of cultural

achievement - so that those with "lower" levels of these valued abilities
are treated in a consistently inferior way and regarded as available for

the use of the others?

In short, these characteristics do not provide

adequate justification for the substantially inferior treatment accorded

those not having them, and so the charge of chauvinism is not escaped by
producing them.
A similar set of points applies against a number of other criteria^
traditionally or recently proposed to distinguish the privileged class.

Often these are propounded in terms of personhood and criteria for being
a parson (the class marked out for privileged treatment being the class

of persons) rather than criteria for being bz^wan - in order to escape
difficulties raised by young, senile, decrepit, stupid, irrational,
3 For undoubtedly many mammals, birds and insects can communicate, some
times in ways analogous to language, even if the honorific term
'language' is withheld (see - to select an unfavourable source
the
discussion in E.O. Wilson, SocZobboZ-opp.
Belknap,
Cambridge Mass., 1975, chapter 8 ff.).
It is becoming increasingly
evident, however, that the ascription of some linguistic ability, and
of elementary languages, to nonhuman creatures should not be withheld,
see e.q. the details assembled in E. Linden, 4p&lt;2s_,
Penguin,New York, 1976.
(But contrast Wilson, op. cit., pp.555 59,
and to set this in proper perspective, consider Wilson s discussion of
ethics and aesthetics a few pages later, pp.562-65.)
4 Many of the criteria that have been proposed are assessed, and found
wanting, in Routley (a).

4

�damaged and defective humans, extraterrestrial creatures, and super

animals;

to avoid the merely contingent connections between being human

and having requisite person-determining characteristics (such as ration­

ality or knowledge) supposed to warrant discriminatory treatment;

and t

defeat, though it is a pyrrhic victory, the charge of human chauvinism

(or

equivalents of the charge, such as anthropocentricism or

speciesism).
But much the same problems then arise in terms of criteria for

u person, and the chauvinism problem reappears as the problem of furnish­
ing criteria which are suitably clearcut, and do separate persons from

assumed nonpersons, and which would provide an adequate justification for
substantially privileged treatment for persons and inferior treatment for

nonpersons.

Unless such a justification is forthcoming the charge of

person

is not escaped.

Most of the criteria proposed for

personhood fall down in just these sorts of ways, e.g. being autonomous,
the having of projects, the producing of junk, the assessing of some of

one's performances as successful or not, the awareness of oneself as an

agent or initiator.

Not only does it appear that (the more worthy of)

such criteria apply (or could apply) to many nonhuman animals - thus

animals are generally more autonomous (in main senses of the term) than

humans, many animals have projects (e.g. home and nest building), and they
are well aware of themselves, as opposed to rivals, as initiators of
5
projects - and that they do not apply uniformly to humans or indeed to
persons in any ordinary sense; but again it is extremely difficult to
see what there is in these characteristics which would warrant or justify

the vast difference in treatment between the privileged and nonprivileged

classes, or justify regarding the non-privileged class as something

available for the
of the privileged class.
Similar objections can be lodged against the proposal that knowledge
or the possession of knowledge, provides
feature.

(or u crMc^uZ) distinguishing

It can hardly provide the appropriate filter, since it not only

gives no sharp cut-off point,but does not even always rank humans or
persons above nonhumans or nonpersons.

Moreover, taken seriously it

should lead to substantial moral differentiation between persons, a
person's moral rating also fluctuating during his lifetime.

In any case,

For example, the shiftless intelligent person, or the primitive person,
who has no projects and engages in no moral reflection, and thus offends
protestant ethics, is not thereby deregisterable as a person, any more
than an intelligent animal with projects can join the union.

On next page.
5

�4

why rank knowledge so highly:

for (pace Socrates) knowledge is not the

foundation of virtue, but is frequently turned to evil ends, and even
where it is meritorious it is not the sole (or even a crucial) criterion
of worth.
Similar difficulties apply too to the historic criterion of

ratZozzaZZZp, along with the added problem that it is -very difficult to say
what it is in any clear or generally acceptable way, or to prevent it from

degenerating into a simple "pro" word.

If a hallmark of rationality is

commitment to the consequences of what one believes and seriously says,
then many humans fail the test.
If, on the other hand rationality i^, for
example, the ability to discover and pursue courses and actions likely to

achieve desired goals (direct action toward goals), ability to solve
problems concerned, etc., then plainly many animals have it, and possibly
to a greater extent than humans in some cases (and of certain humans in

almost all cases).
If it were the ability, e.g. to do ZopZc (say propositional calculus) or to assess reasoning verbally, then the (biassed)
criterion would be far too strong and rule out many humans.

Again, why

should one make such a marked discrimination on this basis? What is so
meritorious about this characteristic, that it warrants such a marked
distinction?

Nothing (at least in the ordinary academic's view, or

logicians would receive more favoured treatment).
Other criteria, which yield an analytic connection between being a
person and enjoying freedom or having rationality, in part beg the
question.
For in D?zat respect is it that persons - or worse, just
persons - are free.

Also the justificatory problem, as to how the

claimed freedom or rationality warrants such differential treatment,

remains.

Characterisations of parsons vary enormously, from so strong

that they rule out suburban humans who are not "self-made" enterpreneurs,
to so weak that they admit very wa^z/ animals. An (unintentional) example
of the latter is the following:
persons, that is, ... beings who are not only sentient but also
capable of intensional autonomous action, beings that must be

ascribed not only states of consciousness but also states of
belief, thought and intention (A. Townsend,

'Radical vegetarians ,

4zzstraZasZa?z JoMrzzaZ of P/zZZosop/zz/, 57 (1979), p.89).

6 in addition, the relation "a has at least as much knowledge as b is
only a partial ordering.
For example, a dog's and a child s knowledge
may be incomparable, because they know about different matters how to
do quite different sorts of things, etc.
(The idea that knowledge is
the key to moral discrimination, that it is what makes humans rank t
way Western ethics ranks them, may be found in C.B. Daniels,
PaaZMaZZoK of FZTzZcaZ T/zoorZes, Philosophy in Canada Monograph, Halifax,
Nova Scotia, 1975.)
6

�O)

Most rats and rabbits satisfy the conditions:
conscious animals that have intentions

they are sentient,

(e.g. to get through some barrier

such as a floor or a fence), beliefs and thoughts (e.g. that there is

For his further argument Townsend

preferred food beyond the barrier).

shifts - without notice, but in a way that is quite typical of this
scene - to wzzcTz stronger requirements upon being a person (such that one

who does not meet them is incapacitated as a person) which rule out many

humans, e.g.

'The person must recognise canons of evidence and inference

warranting changes in his beliefs, and be capable of changing his beliefs
7
accordingly' (op. cit., p.90).

In meeting hypothetical objections, Townsend slips in a further require
ment of rationality, but the characterisation of person given does not
include any such requirement. Subsequently, however, Townsend commits
himself, without argument, to the thesis that 'a fairly high degree of
rationality is prerequisite' to attributing 'intensionality' (as dis­
tinct from 'intentionality'). This is not going to help much.
For,
firstly, rationality is very much a notion which admits of degrees,
without the relatively sharp cut-off stages required for person as a
notion of orthodox moral relevance, or possessed by the notion of /zzzwczzz
to which Townsend sneaks back in his chauvinistic conclusion (p.93).
Secondly, Tzozj high a degree is prerequisite for being a person? If
only enough to satisfy the conditions for being a person, then the
animals that are persons have it.
If more, then either the initial
characterisation of a person fails or the thesis breaks down.

The much stronger requirements upon being a person that Townsend sub­
sequently appeals to are said to derive from S.I. Benn.
But, if any­
thing they strengthen one of the stronger of several zzozze^zz-Zz^uZezzf
characterisations of (zzatz^raZ) person - none of them equivalent to
/zzzzzzuzz - that Benn has at various times offered. While Benn's weaker
characterisations appear to admit at least many "higher" animals, e.g.
that of a
natural person as a chooser, conscious of himself as able to make
a difference to the way the world goes, by deciding to do this
rather than that, having projects, therefore, of his own, whose life
experience may consequently be understood, not simply as a chronicle
of events, but as an enterprise, on which he puts his own construct­
ion ((a) 'The protection and limitation of privacy, Part I',
^MstraZ-Zazz Lazj JozzrzzczZ, 52 (1978), p.605);

the stronger characterisations which invoke (rather vaguely specified,
and cZ-Z//ere?zt) minimum conditions of rationality in belief and action said to imply respoTzs-Zb-ZZ-Ztz/ on the part of the person for what s/he
does, though they do zzcf - exclude many of the creatures admitted by
weaker characterisations. For such stronger characterisations see
'Individuality, autonomy and community' in CozzzzzzMzz-Ztz/ (ed. E. Kamenka)
Edward Arnold (forthcoming) and (c) 'Freedom, autonomy and the concept
of a person', ProceecZ-Zzzps o/ t?ze ^r-Zs^oteZ-Zuzz Society, 76 (1976),
pp.109-30.

7

�D

The foregoing points, taken together, support our contention that it

is not possible to provide criteria which would

distinguishing,

in the sharp way standard Western ethics do, between humans and certain

nonhuman creatures, and particularly those creatures which have prefer­
ences or preferred states.For such criteria appear to depend upon the

mistaken assumption that moral respect for other creatures is due only
when they can be shown to measure up to some rather
and
tests for membership of a privileged class (essentially an
elitist view), instead of upon, say, respect for the preferences of other

creatures.
Accordingly fka skarp woraZ
ethics by philosophers and others alike,

commonly accepted m
aZZ
ofkar

a^-fmaZ speafas, Zacks a safZsfacforz/ cokarazif bcsZs.
The distinction,
which historically rested on the assumption that humans possessed a soul

(or higher reason) but that other animals, brutes, did not, appears to

have been uncritically retained even after the religious beliefs or
philosophical theories underpinning it have been abandoned.
Given that the distinction underlying human chauvinism fails, is
there anywhere satisfactory demarcations of moral relevance can be made
among things? Yes, several divisions^ of mcraZ
can be made;

but
of these coincides with a division into human and others.
Consider, first, the question of consideration fiards others, and the

matter of which offers are to be taken into account in cases where
others' interests and preferences are affected by some action. Insofar

as moral consideration for others (among sentient items) is based on
analogical

(empathetic, and essentially inductive) principles, such as

taking account of their worthwhile preferences, objectives, interests etc.,

8 There are of course further arguments for the contention, for example
from the anatomical and physiological affinities of human and other
animals, from their common evolutionary history, and so on. The
arguments are of varying force;
for example, evolutionary arguments
can be arrested, temporarily, by the claim that there was a quantum
jump" in human evolutionary development which did not occur with other
creatures with a previously shared evolutionary history (cf. Wilson,

op. cit.).
9 Although the divisions may be conceptually sharp enough, they are any­
thing but sharp when applied in the field to the variety of creature
and circumstances that occur.
For example, preference-havers is, so
far at least, sharp enough, but it is far from clear which creatures
qualify, e.g. which, if any, Crustacea? For the present most of t ese
potential decision cases are cases for cheerful indecision; _ u ,
alternatively, the divisions may be viewed - perhaps better
not a
sharp boundaries, but as gradation states, as where two colours m a
rainbow meet.
8

*

�c-

it is difficult to see how such consideration can fail to apply to all
(including nonhuman) preference-having creatures;

and one does not need

to apply criteria such as linguistic ability, navigational ability,

intelligence, piano-playing, hunting skill, etc., to obtain a basis for
such consideration (indeed one cannot).

The /zuzzz^zz^ a/* pr^yerezzces

(and

of preferences revealed through choices) is however a quite sufficient

basis for z^/zz^s

of consideration and concern.

It is at this point,

we suggest, that the requisite, important and non-arbitrary distinction

is to be drawn which marks out the class of creatures towards which
obligations may be held;

that is, the usually recognised principles of

consideration towards others (of the privileged class) properly extend or

should be generalised to consideration for other creatures having prefer­

ences, and t/ze correspazz^zzy pezzaraZ
zza^ to putt afTzars

a/zZ-^pa^azz pr^zzc^pZ-e

("at/zer preyerezzce-TzuzJersJ tzzto a c%spreyerra&lt;^ stato y*ar

zza paa&lt;i raasazz.

Insofar as moral behaviour is based on consideration for others and
not harming others, preference-having provides an adequate basis, and

does appear to provide a sufficient justification for substantially
different treatment for preference-having over non-preference-having

items - because items without preference cannot (literally) be put into a
dispreferred state.

Thus preference-having appears to tie in with an

important basis for moral obligation, and appears to provide a superior

criterion, for a

sort of moral consideration, to other criteria

sometimes proposed such as sentience - or, differently, intelligence -

especially since in the absence of preferences such notions as /zurzzztzz^

something (in a way that does affect it) and damaging its interests
become difficult of application (not to say nonsignificant, except in

extended senses).

The unsatisfactoriness of the sentience criterion for

what one can hold obligations ^azJarzis can be grasped from the case of the

sentient machine or purely sentient creature which does not have preferen­
ces, does not care what state it is in or whether it is destroyed,etc.
The sentience criterion is often converted by utilitarians into a suffer­

ing criterion, by taking pain as a paradigm of sentience:

but plainly

the two criteria diverge since some sentient creatures may never feel

pain or suffer.

Suffering is even less satisfactory than sentience;

for

suffering is neither necessary nor sufficient for being in a dispreferred
state (consider masochists who suffer but are not in a dispreferred state,

and well-treated workers who are in a dispreferred state but do not

suffer).
Preference-having provides a lower bound;

it is a sufficient but

zzat zzecassurz/ condition for being an object of this sort of moral

9

�consideration and concern.

That it is not necessary is revealed,

independently of environmental examples, by the following sorts of cases:
the treatment of "human vegetables", successful stoics, and science­

fiction cases in which people are brain-washed into performing certain
goals and having no dispreferred states apart from the programmed goals.

In all three cases the question of dispreferences does not arise, but
relevant moral issues can.*^
The necessary condition, that corresponds
to preference-having as a sufficient condition, appears to be capability
at some time (e.g. previously, when developed) for preference-having.
It has been taken for granted that many animals (from species higher

on the evolutionary scale) have preferences, make choices, and the like.
This is the merest commonsense, which can be readily confirmed in a
scientific way.
For example, some of the preference-rankings of a black­
tail wallaby as to types of foliage to eat are readily established by

observation, and it is fairly straightforward verifying that bushrats
prefer cheese to soap, this preference being revealed by regular choices.
It has however been claimed by some recent philosophers, for reasons
apparently different from those offered by traditional philosophers such
as Aristotle, Aquinas and Descartes,that animals do not have intentions,

or at least do not have them in a full sense.

It is unclear whether these

intentions, which are taken to include thoughts and beliefs and, perhaps,

desires, include preferences; but it is hard to see how preferences,
which are intentional, are excluded if desires are included in intentions.
The recent arguments to show that animals do not really have intentions,

which do not bear much investigation even in such central cases as
belief,12 appear extremely feeble when applied to preference. For the

arguments start from the claim that we cannot say zjTzat it is that animals

As N Griffin, who supplied the examples, remarked a similar thing
happens also in less extreme cases of the type brought in to prominence,
e.q. by the women's movement:
that it is possible, by means of
indoctrination, to limit the range of someone's dispreferences;
treatment of such persons may still remain immoral even when it does
not place them outside the (artificially widened) range of their
preferred states.
11 The traditional reasons look slight also in the case of preferences
and choices.
It would have been claimed - the theory forces the claim
Interestingly, choices
- that animals' choices could not be rational,
of many animals conform to behavioural criteria for rationality pro
posed in economics.
(forthcoming)
12 See J. Bishop, 'More thought on thought and talk',
and R Routley, 'Alleged problems in attributing beliefs to anima s ,
paper'prepared for the B.Ztef conference, University of Queensland,

1979.

10

�believe (of course very often we can, and unproblematically) and fall back

on the claim that animals lack concepts of a fit sort.

In the case of

preferences, however, there is often no problem in saying what it is
animals prefer, or in confirming the claim.

Nor is it that we cannot

attribute propositional-style preferences to animals;

if black-tail

wallabies prefer, as they do, new foliage to old then they prefer the

foliage's being new over the foliage's being old. As for the concept
claim, in the sense in which
is delineated in psychology, animals

have concepts.

And if a philosopher's notion of "concept

gets in the

way of the claim that free dogs prefer bones to carrots (or other
vegetables) then it is not the claim that requires revision, but the

philosopher's notion.
The preference-having criteria appear to distinguish non-arbitrarily

and sharply enough between higher animals and other items, and to rule out
of the relevant class elementary animals, trees, rocks and also some human

items, e.g. human kidneys.

The criteria plainly exclude inanimate objects,

and they separate animate objects.

For while living creatures such as

plants and elementary animals can be said in an extended sense to have

and also optimal living conditions, e.g., for healthy develop­

ment, and in

sense to have preferred states or environments, they do

not have preferences, and cannot be put into states they disprefer.
All
that is required for an 'interest' or 'welfare' in the broad sense is a
telos or life-goal, as possessed by living things, or an equilibrium or

system goal, as possessed by living ecosystems.

At the same time the criteria indicate another important division.
For in a wider sense, animate objects which do not (significantly) have

preferences or make choices, are sometimes said to have

or 'preferred environments'

(as, e.g., in 'the plant prefers a sunny

frost-free location with a well drained soil').

us say that the

or

preferred states

To avoid confusion let

of animate objects and also such

biological items as ecosystems can be affected in one way or another, e.g.

increased, decreased, upset.For instance, the wellbeing of a coastal
community and of the individual trees in it can be reduced to zero by

sandmining, and it can be seriously threatened by pumping waste detergent

13 in this broad sense too, living things, things that participate in the
growth process, have interests.
However under a narrower and more
common determinate of the slippery term 'interests', only preference­
havers have interests (again sentient creatures do not provide the
boundary). Because the term 'interests' so readily admits of high
redefinition, and the infiltration of chauvinism, its use is better
limited (or even avoided), in favour of other more stable terms.

11

�There is a general obligation principle

into the nearby ocean.

corresponding likewise to this more comprehensive class of welfare

bearers, namely,
sz/sf67??s

ohjecfs &lt;9r
^&lt;90&lt;i reason.

Moral
does not of course end with what is in some way
animate, much as the class of valuable objects is not tied to what relates
suitably to central preference-havers. In suitable settings, a
(virtually) dead landscape, a rare stone, a cave, can be items of moral
or aesthetic concern;

indeed any object of value can in principle be of

such concern, and

in principle at least,

value or disvalue, and so of woraZ concern.

almost any sort of object.

&lt;2% object of

There can then be obligations

Naturally only a fraction of the

things that exist have especial value, and only a few of the things that

exist will be things concerning which some of us have obligations.
Furthermore these sorts of obligations do not in general reduce to the
conditions or arrangements (e.g. contractual or joint welfare arrangements)
of preference-havers or some select subclass thereof (what will sub­
sequently be called, as the argument is developed, the base cZass).

Just as there are relevant divisions beyond the class of preference­
havers, so there are within the class.
Thus the suggestion that the class

towards which moral obligations (and a corresponding sort of moral concern
which takes account of creatures' states) may be held is bounded by the

class of preference-havers, does not of course imply that
d^st^^ot^o^s
can be made
the class of preference-havers with respect to the kind
of behaviour appropriate to them.

For example,

obligations

which by no means exhaust obligations - can only be held directly (as

distinct from by way of a representative) with respect to a much narrower
class of creatures, from which many humans are excluded. The class is

also distinct from the class of persons, at least as 'person' is usually

characterised.
What emerges is an

of types of objects of moral

relevance, some matched by types of moral obligation (described toward the

end of Routley (a)), with nested zones representing respectively different
sorts of objects - such as, objects of moral concern, welfare-having

objects, preference-havers (and choice-makers), right-holders, obligationholders and responsibility-bearers, those contractually-comnitted-and the
different sorts of obligations that can significantly apply to such

objects.

Not all the types of objects indicated are distinct, nor is the

listing intended to be exhaustive but rather illustrative.

For strictly

the labels given should be expanded, as the distinctions are categorial

ones, so that what matters is not whether an object is, for instance,
12

�contractually committed in some fashion but whether it is the sort of

thing that can be, whether it can significantly enter into or be committed
by arrangements of a contractual kind.

is to

Similarly

function as a categorial marker, that marks out the sorts of things that

can (significantly) have preferences: the assumption that preference­
havers coincide with choice-makers is based on this categorial reading.
Although the annular picture is (as will become clear in §5) important
for the environmental alternative to be elaborated, and in meeting object­

ions to it, the countercharge has been laid that it reintroduces chauvin­
ism through its inegalitarian distinctions.

This is a mistake:

not

every sort of ethical distinction, certainly not a justified distinction,
involves chauvinism.
Chauvinism is exhibited where, for example, objects
of a favoured class are treated in a preferential way to superior items
of an excluded class,e.g. defective humans as against apes, degenerate

French against normal Pygmies.

The annular picture neither involves nor

encourages such differences in treatment:
it is neutral and unchauvinistic, for the reason that it relies only on categorial distinctions
which tie analytically with ethical notions (see the semantical analyses
of §5). It is certainly in no way species chauvinist or human chauvinist

For none of the zones of the annular picture comprises the class of
humans (or its minor variant the class of persons); for this class is
not of moral relevance. The reason is that the human/nonhuman distinction

is not an ethically significant one, and can, and should, be demoted from
its dominant, and damaging, position in ethical theory.
notion of

But dropping the

out of ethics, is only part of the ethical change that is

called for: taking due account of nonhumans is also required.
In particular - to return to the theme - what is quite unacceptable,
14
and based on a set of distinctions which are arbitrary and unjustifiable,
differential treatment enjoined nonpersons as distinct
is the ex
from persons under Western ethics, and the view that only persons or
humans have any (nonderivative) right to moral consideration and concern
as preference-havers and that there are obligations towards other creatures
such a criticism
of
chauvinism
is based firmly
14 According to Q. Gibson
----- ----.
.
.
.
'
"
This is simply
on Western ethical equality and egalitarian principles,.
___
The general argument
not so: there is no reliance on such principles,
feature -f cannot
be what justifies
the
differential
takes the form;
----- —
- . .
.
treatment of humans and nonhumans, because either f is not morally
relevant or not all humans have f or some nonhumans have f., Neither
Nei__.
equality nor substitutions based upon equality are invoked at any
stage.

13

�only insofar as these are or reduce to obligations to persons or humans.

§2.

THE EXTENT OF CHAUVINISM, AND FURTHER LINES OF DEFENCE

Western ethics are, then, human chauvinist in that they characterist

ically take humans (or, to make a slight improvement, persons) to be the

only items worthy of proper moral consideration, and sanction or even
enjoin substantially inferior treatment for the class of non-human

preference-having creatures, without - so it certainly appears - adequate
justification. The prevailing nineteenth century Western attitude to wild

creatures is evident from Judge Blackstone (quoted approvingly in
Penguin, London, 1967, pp.431):

W. Cobbett, E^raZ

With regard likewise to wild animals, aZZ rT?a%kZ%&lt;7

arZ^ZnaZ

bz/ the

the Creator a right to pursue and take away

any fowl or insect of the air, any fish or inhabitant of the
waters, and any beast or reptile of the field:

and this

natural right still continues in every individual, unless

where it is restrained by the civil laws of the country.
And when a man has once so seized them, they become, while
living his qualified property, or if dead, are absolutely
his own.

Prevailing Western attitudes have not shifted markedly since that time;
for example, foresters, widely regarded as socially responsible, think
nothing of dislodging from their homes and environment, or even destroying,
communities of animals which do not directly interfere with human welfare.

But there is another very important broader respect in which

Western ethics are human (or person) chauvinistic, namely in the treat­
ment accorded to and attitude taken towards the broader class of natural

items such as trees and forests, herbs, grasslands and swamps, soils and

waterways and ecosystems.

Unlike higher animals such items cannot liter­

ally be put into dispreferred states (and in Z/zZs obvious sense, as
opposed to the wider sense of 'interests' tied to welfare, they have no
interests), but they can be damaged or destroyed or have their
eroded or impaired. The Western, chauvinistic, assumption is that this
can only happen where human interests are affected.

The basic assumption

is that value attaches essentially only to humans or to what serves or
bears on human interests, or derivatively, to items which derive from
human skill, ingenuity or labour.

Since natural items have no other value,

there is no restriction on the way they are treated insofar as this does
not interfere with others;

as far

as ZsoZate^ natural things are con­

cerned anything is permissible.
14

�It is, at base, because of these chauvinistic features of Western ethics
that there is a need for a new ethic and value theory (and so derivatively for
a new economics, and new politics, etc.)

setting out not just people's

relations to preference-havers generally but also (along with many other

things) people's relations to the natural environment - in Leopold's
words 'an ethic dealing with man's relation to land and to the animals
and plants which grow upon it'

ct/zer essuz/s

(A. Leopold, A

Coz^/ztz/

New York, 1966, p.238).

/Uzzzu^zuc

It is not of course

that old and prevailing ethics do not deal with man's relation to nature:
they do, and on the prevailing view man is free to deal with nature as he

pleases, i.e. his relations with nature - insofar at least as they do not
affect others, as pollution and vandalism do - are not subject to moral

censure.

Thus assertions such as 'Crusoe ought not to be mutilating

those trees' are significant and morally determinate but inasmuch at least
as Crusoe's actions do not interfere with others, they are false or do not

hold - and trees are not, in a good sense, moral objects.

It is to this,

to the values and evaluations of the prevailing ethics, that Leopold,

Fraser Darling and many others, both earlier and later, take exception.

Leopold regards as subject to moral criticism, as wrong, behaviour that on
prevailing views is morally permissible.

But it is not, then, as Leopold

seems to think, that such behaviour is beyond the scope of the prevailing
ethics and that merely an extension of traditional morality is required

to cover such cases, to fill a moral void.

If Leopold is right in his

criticism of prevailing conduct, what is required is a change in the

ethics, in attitudes, values and evaluations;

for example, what is

permissible on the prevailing ethics will be no longer permissible on the
new.

For as matters stand, as Leopold himself explains, humans generally

do not feel morally ashamed if they interfere with a wilderness, if they

maltreat the land, extract from it whatever will yield, and then move on;
and such conduct is not taken to interfere with and does not rouse the

moral indignation of others, and is accordingly permissible on prevailing

ethics.

As Leopold says:

A farmer who clears the woods off a 75% slope, turns his cows

into the clearing, and dumps its rainfall, rocks, and soil into
the coi^munity creek, is still (if otherwise decent) a respected
member of society (op. cit., p.245).

Only recently has such behaviour begun to be seriously questioned and
become the subject of criticism,e.g. by environmentalists.

Under what

will be accounted an eyz^trozi/TzeMtuZ gtTz^c, however, such traditionally

15

�permissible conduct would be accounted morally wrong, and the farmer
subject to proper moral criticism.
That ethics and morality are not, and never have been, restricted to

human concerns, or exclusively to relations between persons, is important
in rebutting objections to the very idea of an environmental ethic, based
on the premiss that morality just is restricted (definitionally) to human

relationships (and connected values) and is not significant beyond that.
The problem of moral relations with respect to preference-havers other

than persons and to inanimate items cannot be resolved or escaped simply
by declaring morality to apply solely,or as a matter of meaning or defin­

ition only to humans (or to persons).

For first, such a solution would

run counter to the common view that humans are subject to some moral con­
straints, even if comparatively minor ones, towards other creatures;
the

having of such constraints cannot be ruled out definitionally, and corres

pondingly the judgments formulating these constraints or prohibitions
cannot be ruled out as nonsignificant, yet they are surely moral. The
only way in the end, that the claim gets support is by a narrow, and no
longer acceptable, account of what is moral in terms of concern with

humans alone (cf. S6). Likewise, the question of the moral interrelations
of humans with intelligent nonhuman extraterrestrial beings, even if at
present hypothetical, is certainly a meaningful one, and some interesting
and clearly moral issues of this sort are frequently raised in science

fiction.
Only if the extent of morality is, somewhat misleadingly, reconstrue

in terms of the class of constraints on the behaviour of those it applies
to - that is, in terms of limitations, as distinct from moral freedom does the claim that Western morality is restricted to humans (or persons)
begin to gain plausibility.

For it is true that beyond the favoured base

class, humans or persons, few constraints are supposed to operate (and ad

hoc ones at that) unless the welfare of members of the base class is
adversely affected.

Under an environmental ethic, such as that Leopold

advocates, this would change:

previously unconstrained behaviour would

be morally circumscribed, and in this sense the scope of morality would
be extended.
It is not evident, however, that a

ethic

ethic, an

in the case at hand, is required to accommodate even radical new judgments

seriously constraining traditionally approved conduct, i.e. imposing

limitations on behaviour previously considered morally permissible.

For

one reason it is none too clear what is going to count as a new ethic,

much as it is often unclear whether a new development in physics counts as
a new physics or just as a modification or extension of the old.

16

For,

�notoriously, ethics are not clearly articulated or at all well worked

out, so that the application of identity criteria for ethics may remain
obscure.

They are nonetheless (pace Quineans) perfectly good objects for

investigation.

Furthermore, there is a tendency to cluster a family of

ethical systems which do not differ on core or fundamental principles

together as the one ethic:

e.g. the Christian ethic, which is an umbrella

notion covering a cluster of differing and even competing systems.
There are two other possibilities, apart from a new environmental
ethic, which might cater for the new principles and evaluations;

that of

an extension or modification of the prevailing ethic, and that of the

development of principles that are already encompassed or latent within
the prevailing ethic.

The possibility that environmental evaluations can

be incorporated within (and ecological problems solved within) the not
inflexible framework of prevailing Western ethics, may appear open because

there is not a single ethical system uniquely assumed in Western civiliz­

ation:

on many issues, and especially on controversial issues such as

infanticide, women's rights and drugs, there are competing sets of

principles.

Talk of a new ethic and prevailing ethics tends to suggest a

sort of monolithic structure, a uniformity, that prevailing ethics, and
even a single ethic, need not have.

The Western ethic is not so monolithic.

In particular, three important traditions in Western ethical views
n ,been mapped
.3 out:
4. 15 a
concerning man's relation to nature have recently

dominant tradition, the despotic position, with man as despot (or tyrant),
and two lesser traditions, the stewardship position, with man as custod­
ian, and the cooperative position with man as perfector.

the only traditions;

Nor are these

primitivism is another, and both romanticism and

mysticism have influenced Western views.
The dominant Western view is simply inconsistent with an environmental
ethic;

for according to it nature is the dominion of man and he is free

to deal with it as he pleases (since - at least on the mainstream StoicAugustine view - it exists only for his sake^^), whereas on an

See especially (a) J. Passmore, Man's Fespons^btZ^^z/ for
Duckworth, London, 1974;
also R. Nash, ^tZderness an^ t/ze
Yale University Press, New Haven, 1973.
(All further references
to Passmore's work are, unless otherwise indicated, to Passmore (a).)
The
dominant position has also been sketched in many other recent
texts, e.g. I. McHarg, Z)es^&lt;yn
Doubleday, New York, 1969,
while the lesser traditions have been appealed to in meeting criticisms
of the Western ethic as involving the dominant view.
The masculine particles are appropriate;

so is the resulting tone.

�environmental ethic man is not so free to do as s/he pleases.

But it is

not quite so obvious that an environmental ethic cannot be coupled with
one of the lesser traditions.

Part of the problem is that the lesser

traditions are by no means adequately characterised anywhere, especially

when the religious backdrop is removed, e.g.

(as further considered in

§4) who is man steward for and responsible to?

However both traditions

are inconsistent with a deeper environmental ethic because they imply
policies of complete interference, whereas on an environmental ethic some

worthwhile parts of the earth's surface should be preserved from sub­

stantial human interference, whether of the "improving" sort or not.
Both traditions would in fact prefer to see the earth's land surfaces
reshaped along the lines of the tame and comfortable but ecologically
impoverished European small farm and village langscape.

According to the

cooperative position man's proper role is to develop, cultivate and
perfect nature - all nature eventually - by bringing out its potential­

ities, the test of perfection being basically

purposes;

/or

while on the stewardship view man's role, like that of a farm

manager, is to make nature productive by his efforts though not by means

that will deliberately degrade its resources.

Thus these positions

figure among those of the shallow ecological movement (as depicted by
A. Naess,
16

'The shallow and the deep, long-range ecology movement', Tr^M^rz/

(1973), 95-100):

longer term.

they are typically exploitative, even if only in the

Although these lesser positions both depart from the dominant

position in a way which enables the incorporation of some evaluations of

an environmental ethic, e.g. some of those concerning the irresponsible

farmer, and allow for some of the modern extensions of the Western ethic

that have been made, e.g. concerning the treatment of animals and

criticisms of vandalism, they are not well-developed, fit poorly into the
prevailing framework, and do zzof p&lt;9 /ar orozz^Zz.

For in the present

situation of expanding populations confined to finite natural areas, they
will lead to, and enjoin the perfecting, farming and utilizing of all

natural areas.

Indeed these lesser traditions lead to, what a thorough­

going environmental ethic would reject, a principle of total use, implying
17
that every natural area should be cultivated or otherwise used
for /zzzzzzor

17 if 'use' is extended, somewhat illicitly, to include use for
preservation, this total use principle is rendered innocuous at least
as regards it actual effects.

Note that the total use principle, in the usual sense, is tied to the
resource view of nature (cf. (d) R. and V. Routley,
F-z^/zt /or z^/ze
Forests, Third Edition, Research School of Social Sciences, Australian
National University, 1975).
Such a principle, like the requirement of
economic growth, emerges directly from - it is an integral part of neoclassical economic theory.
18

�18
"humanized".
As the important Western traditions mentioned exclude an

environ­

mental ethic, it would appear, at first glance anyway, that such an ethic
- not primitive, mystical or romantic - would be new alright - or at
least new from a Western perspective.
For, from a wider perspective,
which takes due account of traditional societies (such as those of some
American Indians, Australian Aboriginals, and Pygmies), there is, it will

turn out, nothing so very new about what is included in (as distinct from

the theoretical setting of) the "new" ethics. Even from the narrow
Western perspective, the matter is not so straightforward.
for the

dominant ethic has been substantially qualified, in particular by the
rider that one is not always entitled to do as one pleases where this
physically interferes with others.^ It may be that some such non-inter­
ference proviso was implicit all along (despite evidence to the contrary);
and that it was simply assumed that doing what one pleased vn.th natural

items would not affect others (a^oT^terfereMcg assMwpf^^).
it may, the

Be this as

appears, at least for many thinkers

to have supplanted the dominant position;
and the modified position can
undoubtedly go much further towards an environmental ethic.
For example

the farmer's polluting of a community stream may be ruled immoral on the

grounds that it physically interferes with others who use or would use the

stream.

Likewise business enterprises which destroy the natural environ­

ment for no satisfactory (taxable) returns or which cause pollution
deleterious to the health of future humans can be criticised on the sort

of welfare basis (e.g. that of P.W. Barkley and D.W. Seckier,
18 Humanization, and humanitarian measures, may be a cloak for human
chauvinism - in which case, far from being virtuous, they may be
positively undesirable.
19 Also, as Leopold has observed, the class of
has been
ively widened, e.g. from the family group, to the tribe, to the nation
or race, even to all humans including often enough future humans
but
rarely further in the West until recently.
of
20 The assumption is not the same as its relative, Benn's
'that no one may legitimately frustrate or prevent
(or interfere with) a person's doing what he chooses to do, ^nles
there is some reason for preventing him
(Benn (c), op. cit.,
in
from (a) P.605).
The principle is said to derive from 'the notion of
a person' ^e.g. (a), p.605), but it only so derives given commission
ofPfhe fallacy of conversion of an A-proposition. Moreover even
reduced to a 'formal principle ... locating the onus of justification
(cf (a))
the principle is dubious, especially given principles of
respect for objects other than persons, with which persons may be
interfering.
It is, however, a formal principle that will help to
keep entreprenuerial humans happy.

�*

GrozjZ/z &lt;2%^

Dgcaz/,

T/ze ^oZz^ZZc^ ^gcowgs

York, 1972) that blends with the modified position;
be criticised on welfare grounds;

and so on.

Fr^hZ^w^

New

vandalism can usually

The modified position may

even serve to restrict the sort of family size one is entitled to have,

since in a finite situation excessive population levels will interfere
with future people.

Nonetheless neither the modified dominant position

nor its Western variants, obtained by combining it with the lesser trad­
itions, is adequate as an environmental ethic.

chauvinism.

None moves outside human

They are all encompassed under the

t^es-Zs

- the

view that the earth and all its non-human contents exist or are available
for human benefit or to serve human interests, and hence that humans are

entitled to manipulate the world and its systems as they want, in their
own interests - which is but the ecological restatement of the strong
thesis of human chauvinism, according to which items outside the privil­

eged human class have no value except one as instrumental value (both
theses are criticised in Routley (a)).

To escape from chauvinism, and from

its thesis, a new ethic -Zs wanted, as we now try to show.

§3.

GENERAL ENVIRONMENTAL ARGUMENTS AGAINST WESTERN ETHICS

The main argument is directed primarily against the modified

dominant position, but will incidentally show the inadequacy of the lesser
Western traditions.

The strategy is to locate core features of Western

ethics, and to reveal through examples their thoroughgoing chauvinism
and class bias, and in this way to provide decisive grounds for rejecting
For the general argument some more technical points have to be made

them.
first.

(An)
spgcZyZc ethic,

is ambiguous, as between a specific ethical system, a

and a more generic notion, a

specific ethics are grouped.

under which

(As usual, a weZu-ethic is a theory about

ethics, super-ethics, their features and fundamental notions.)

An ^Z/zZcaZ sz/sZsw s

is, near enough, a propositional system (i.e.

a structured set of propositions) or a theory which includes (like
individuals of a theory) a set of values and (like postulates of a theory)

a set of general evaluative judgments concerning conduct, typically of

what is obligatory, permissible and wrong, of what are rights and
responsibilities, what is valued, and so forth,

(On newer perceptions an

ethical system will include rather less in the way of prescriptions, of
duties, obligations and the like, and more as to what are matters of care

and of concern and for respect.)

Since an ethical system is propositional

in character, such notions as consistency, coherence, independence of

20

a

�assumptions, and the like, apply to it without further ado.

It is

evident, from a consideration of competing or incompatible values and

principles, that

are

sz/s^ews.

Moreover

appropriately general criteria for rationality will not reduce this

class to a singleton.

Accordingly, there is logical space for a^terrzaf^re

A general or lawlike proposition of a system (characterised along
similar lines to a scientific law) is a pr^Mc^pZe;

and certainly if

systems Si and S2 contain different principles, they they are different

systems.

It will follow then that an environmental ethic differs from

the important traditional ethics outlined if it differs on some principles.

Moreover if environmental ethics differ from each Western ethical system
on some core principle or other embedded in that Western system, then
these systems differ from the Western super-ethic (assuming, what seems

to be so, that that ethic can be sufficiently characterised) - in which

case if an environmental ethic is needed then a new ethic is wanted.

It

would suffice then to locate a common core principle and to provide

environmental counterexamples to it.
It is illuminating (and necessary, so it will emerge) to attempt to

do a little more than this minimum, with a view to bringing out the basic

assumptions of the Western super-ethic.

Two major classes of evaluative

statements, commonly distinguished, are axiological statements, concerning

what is good, worthwhile, valuable, best, etc., and deontological state­

ments, which concern what is obligatory, permissible, wrong, etc.

Now

there appear to be core principles of Western ethics on both axiological
and deontic fronts, principles, for example, as to what is valuable and

as to what is permissible.

Naturally these principles are interconnected,

because anything is permitted with respect to what has no value except

insofar as it interferes with what does have value.
A strong historical case can be made out for what is commonly

assumed, that there are, what amount to, core principles of Western
ethical systems, principles that will accordingly belong to the super-

ethic.
example.

The fairness principle inscribed in the Golden Rule provides one

Directly relevant here, as a good stab at a core deontic

principle, is the commonly formulated liberal principle of the modified
A recent formulation of this principle runs as
21
follows (Barkley and Seckier, op. cit., p.58):

dominant position.

On next page.

21

�The liberal philosophy of the Western world holds that (D) one

should be able to do what he wishes, providing (1) that he
does not harm others {and (2) that he is not likely to harm
himself irreparably}.
The principle, which is built into or derivable from most traditional

ethical theories, may be alternatively formulated in terms of permissib­

ility, as the principle that &lt;2 person's
(foes no^ ^n^er/ere zJ-^/z o^/zers,

^s perw^ss^&amp;^e provt^e^

(i.e. other people, including perhaps the

A related economic principle is that free enterprise can operate

agent).

within similar limits.

It is because of these permissibility formulations

that the principle - which incorporates fundamental features of (human or

person) chauvinism - is sometimes hailed as a freedom principle;

for it

gives permission to perform a wide range of actions (including actions

which degrade the environment and natural things) providing they do not
harm others.
others.

In fact it tends to cunningly shift the onus of proof to

It is worth remarking that 'harming others' in the restriction

is narrower than a restriction to the (usual) interests of others;

it is

not enough that it is in my interests, because I detest you, that you stop
breathing;

you are free to breath, for the time being anyway, because it

does not harm me.

There remains a problem however as to exactly what

counts as harm or interference.

Moreover the width of the principle is

so far obscure, because 'other' may be filled out in significantly

different ways:
21

it makes a difference to the extent - and privilege - of

The principle is attributed by Barkley and Seckier to Mill, though
something like it was fairly common currency in nineteenth century
European thought. It appears, furthermore, that Mill would have
rejected the principle on account of clause (2): thus, for example:

Those interests, I contend, authorise the subjection of
individual spontaneity to external control, ozzZz/ in respect of
those actions of each, which concern the interest of o^Zzer
people (J.S. Mill, (/^^Z^^ar^uzz^szzzj L^&amp;gr^z/ az-z^f 7?eprese?z^az^zze
^ozz6r?z777g?z^, Everyman's Library, Dent, London, 1910, p.74,
emphasis added).
The deletion of clause (2) from (D) does not affect the general
argument: hence the braces.
(We owe this reference and the points in
the next footnote to N. Griffin.)

A similarly modified form of (D) is found in much recent Western
literature, even radical literature which purports to make due allow­
ance for environmental concerns. A good example of the latter is
I. Illich, TcoZs /cr Cofz^ttz^uZ-z^z/, Calder &amp; Boyers, London, 1973,
where Mill's (D) appears, in various forms, at several places (e.g.
p.xii, p.41). What this indicates is that Illich's "convivial society"
will not - if its principles are taken seriously - move beyond
chauvinism in its treatment of animals and the natural environment; it
will at best yield some form of resource conservation.
22

�a

the chauvinism whether 'other' expands to 'other human' - which is too
restrictive - or to 'other person' or to 'other sentient being';

and it

makes a difference to the adequacy of the principle, and inversely to its

economic applicability, to which class of other persons it is intended to
apply, whether to future as well as to present others, whether to remote

future others or only to nondiscountable future others, and whether to
poss^bZe others.

The latter would make the principle untestable and com­
and it is generally assumed that it

pletely unworkable in practice;

applies at most to present and (some) future others, to those to whom it
would make a (fairly immediate) difference (thus excluding past others ).
For the purposes of the general argument however, the problems in specify­
ing the class of others is not material, so long as the class includes no
23
more than persons that at some time exist.
Fortunately the main argument is not very sensitive to the precise

formulation of principle (D). Not only can clause (2) be deleted, and
'other' left rather unspecific, but additions can be made; then even if
the main argument does not succeed, m-z^or

succeed.

o/ t/ze zzzu^M arpz^g?^

An important case concerns the treatment of animals.

Unless (D) is construed widely (extending 'other'), or hedged by further
qualifying clauses,24 the basic principle fails to take proper account of
concern for animals, especially that one should not inflict "unnecessary
cruelty or "impermissible" harm.
animals then comes to matter;

these issues can be avoided.

What counts as per^ss^Me Tzurzzz to

and familiar conflict issues arise.

But

For the core principle (D), of basic

chauvinism, can be modified to include (historically recent) moral concern
for higher animals by adding, after 'harm others', something like 'or harm

animals unnecessarily'.

Then however the new principle succumbs to the

22 Although the interests and preferences of past others are excluded in
conventional utilitarianism, as in (welfare) economic theory and vot
inq theory, these are often respected in ethical and legal settings,
e.g. in wills, last wishes, etc.
Similarly (as N. Griffin also point­
ed out), in the treatment of "human vegetables", past preferences of
the person when capable of making decisions are often taken to be
morally relevant, or even decisive, to the question as to whether to
keep the body alive.

23 if merely possible persons are included then the valuational rankings
of environmental ethics, indeed of virtually any ethics, can be
reflected in a "utilitarian" fashion. The argument of (c) R. and V.
Routley, 'Semantical foundations for value theory',
(accepted
for publication in 1974; still forthcoming?), can be used to show this.

24 or unless it can be made out, what seems entirely implausible, that
what is wrong with torturing animals is not what it does to them but
the way it affects other people (the Aquinas-Kant thesis).
23

�main argument - upon at most simple variation of the counterexamples to
be given.
Modification becomes more important in the case of standard ethical

theories which lead to principles conflicting with (D), such as utilitar­
ianism does unless (D) and the maximisation principle of utilitarianism
are appropriately segregated, e.g. by severing connections at some point

in the chain connecting entitlement, permissibility, right, maximum

utility.

For, as in widely recognised, net utility may be increased in

ways that violate (D), e.g. by injustice to, or the infliction of suffer­
ing upon, or harming, some individual by others.

Thus utilitarianisms in

the tradition of Mill, which both include (D) and characterise entitlement

in utilitarian terms, are inconsistent (as simple hypothetical cases show).
To avoid counterexamples it is not enough merely to distinguish higher and
lower utilities, though this is an initial step in what is required, namely
- ideally by constraints (as is explained in §5) - o/

unconstrained

Although qualification of utilitar­

ianism principles to ensure (D), as a restriction (but not the orzZz/

restriction) on what is permissible,is the proper course, it is a course
not all utilitarians are prepared to follow.

To defeat

isms, it is not enough to adduce counterexamples to (D).

utilitarian­

Counterexamples

to some other core principle of such utilitarianisms must be located;
otherwise the main argument fails against a quite standard, and important,
class of positions supporting chauvinism and the Dominion thesis.

Fortunately,

again,

neither a suitable core principle nor appropriate

counterexamples are hard to find.

The common utilitarian principle

provides such a core, and several of the examples directed against (D)
serve to counter it (in its various forms).
An axiological principle corresponding to (D)

(%72&lt;i to some of its

variants) runs along these lines:
(A) Only those objects which are of use or concern to humans

(or persons), or which are the product of human (or person)
labour or ingenuity, are of value;

thus these are all that

need to be taken into account in determining best choice or
best course of action, what is good, etc.

Roughly, value consists in answering back to certain features of human (or
person) involvement.

No calculus of value or what is best need look

beyond human values.

According to a matching value-ranking thesis, item

a is better than b only if a serves human concerns more than b.

A

narrower version of principle (A) embedded in main forms of Marxism is

24

�the human labour theory of value.

25

Thus a corollary will be that

Marxism is certainly - unless severely modified - no direction in which

to seek an environmental ethic or social theory.
There may appear to be exceptions to principle (A) in such objects

But although values are assigned to works of art where

as works of art.

these may not positively affect human welfare, the basis for assigning

value is usually taken to be the human skill or ingenuity involved in

their production.
principle (A).

Hence such assignments do not extend, or violate,

Indeed the problem raised by natural objects which cost

nothing to produce and involved nothing human is very different from the
matter of valuing art objects.

objects rctse &lt;2

problem.

There are also other important differences between natural objects and

works of art, apart from the characteristic

noninvolvement of humans,

namely those turning on the issues of replaceability and the reversibility

of destruction.

Human artefacts are always replaceable by similar objects,

e.g. modern cities, especially concrete jungles are all too similar and

replaceable, and using modern techniques paintings can be substanially
duplicated;

whereas there is no possibility of replicating, even remotely,

such as extinct species or real

damaged or destroyed natural objects

jungles (or lost or vanishing cultures).

In terms of replacement costs,

these are much more valuable than such human artefacts as material works

of art.

Thus attempts to assimilate natural objects to material works of

art break down.

There is an additional reason for rejecting a now familiar

approach to natural objects through works of art, namely that it is

premissed on the assumption that some sort of chauvinistic account of

works of art is adequate:

that is not so, as the (intermediate) situation

of objet trouve begins to reveal.
It is in connection with principles

qualification to

(D) and especially (A) that the

ethics (already required at several points)

becomes important for the argument;

for various non-Western ethics have

not adopted these principles, e.g. both American Indians and Australian

Aborigines appear to recognise clearly values in natural items which are

not reducible (simply or at all) to human values - and apparently not
essentially theistic (supra-human).

In any case Western ethics and

25 According to some Marxists, and apparently to Marx, the labour theory
is superceded when the period of accumulation is completed and the post­
scarcity era reached.
But by the time this high-energy high-tech
stage is reached, if ever, irreparable and frequently irreversible
environmental damage will have been wreaked.
26

On next page.

25

�p

attitudes, and more comprehensively the associated ideologies, are of

critical importance;

for it is to these and Western influence that the

world's main - serious and very extensive - environmental problems can be
ascribed.

Hypothetical situations are introduced in designing counterexamples

to core principles (D) and (A).

The basis of the method lies in the

semantical analyses of permissibility, obligation and value statements

which stretch out over ideal situations (which may be incomplete or even
inconsistent), so that what is permissible holds in some permitted
situation, what is obligatory in every such situation, and what is wrong

is excluded m every such situation.

But the main point to grasp for

the counterexamples that follow, is that ethical principles if correct are

universal and are assessed over a class of situations.

Thus hypothetical

cases are logically perfectly legitimate and cannot be ruled out on one
pretext or another, e.g. as rare, as desert island cases, as hypothetical,

The counterexamples to (D) and (A) presented depend largely on

etc.

designing situations different from the actual where there are either too

few or too many humans or persons.

But alternative special situations

where interference with others is minimized or is immaterial are readily
devised.

(i) The

example.

The last man (or woman or person)

surviving the collapse of the world system sets to work eliminating, as

far as he can, every living thing, animal or plant (but painlessly if you

like, as at the best abattoirs).

What he does is quite permissible

according to principle (D) but on environmental grounds what he does is
wrong.

Moreover one does not have to be committed to esoteric values to

regard Mr. Last Man as behaving badly and destroying things of value (the
reason being perhaps that radical thinking and values have shifted in an
environmental direction in advance of corresponding shifts in the

Characteristically Westerners have attempted to recast these value
systems, sometimes misleadingly, in a religious guise - probably because
it was thought that there was no non-religious way of presenting them so
as to make them intelligible or have them comprehended.
Thus they get
represented as basically chauvinistic in view of the relations of Man
and God.

On these semantical analyses, which avoid all the usual problems of
modal theories of axiological and deontic terms, see R. Routley,
R.K. Meyer, and others,
RSSS,
Australian National University, 1979, chapters 7 and 8. A sketch is
given in §5 below.
The situations or worlds with respect to which the interpretation is
made permit of different construals; e.g. instead of permitted situ­
ations, the situations can be construed evaluatively as ideal
situations.

26

�3

Q

formulation of fundamental evaluative principles).
The usual vandalism charge does not apply against Mr. Last Man

since he does no damage to others.

Moreover, Mr. Last Man's activities

may be toned down to avoid any vandalism charge, yet succumb to the

(extended) chauvinist charge, e.g. he may simply destroy sows environ­
mentally valuable things unnecessarily (without due reason or some need).

(ii) The Zest pgopZe example.
to the last people example.

The last man example can be extended

We can assume that they know they are the

last people, e.g. because they are aware that radiation effects have

One considers the last people in

blocked any chance of reproduction.

order to rule out the possibility that what these people do harms or

somehow physically interferes with later people.

Otherwise one could as

well consider science fiction cases where people arrive at a new planet
and destroy its ecosystems, whether with good intentions such as perfect­

ing the planet for their ends and making it more fruitful or, forgetting
the lesser traditions, just for the sheer enjoyment of it.

Let us assume that the last people are very numerous.

They humanely

exterminate every wild animal and they eliminate the fish of the seas,

they put all arable land under intensive cultivation, and all remaining
natural forests disappear in favour of pastures or plantations,and so on.

They may give various familiar reasons for this, e.g. they believe it is
the way to salvation or to perfection, or they are simply satisfying

reasonable needs, or even that it is needed to keep the last people

employed or occupied so that they do not worry too much about their
impending extinction.
behaved badly;

of value;

On an environmental ethic the last people have

they have done what is impermissible and destroyed much

for they have simplified and largely destroyed all the natural

ecosystems, and with their demise the world will soon be an ugly and
largely wrecked place.

But this conduct may conform with the core

principles (D) and (A), and as well with the principles enjoined by the
lesser traditions under more obvious construals of these principles.

Indeed the main point of elaborating this extension of the last man
example is because principles (D) and (A) may, as they stand, appear to

conflict with stewardship, cooperation and perfection positions, as the
last man example reveals.

The apparent conflict between these positions

and principle (D) may be definitively removed, it seems, by conjoining a

further proviso to the principle, to the effect (3) that he does not
wilfully destroy natural resources.

But as the last people who are not

vandals do not destroy resources wilfully, but perhaps "for the best of
28
reasons", the variant is still environmentally inadequate.
28

On next page.

27

�(iii) The ^reu^ eTz^repr^KeMr example.

The last man example can be

adjusted so as to not fall foul of clause (3).
industrialist;

The last man is an

he runs a giant complex of automated factories and farms

which he proceeds to extend.

He produces automobiles among other things,

from renewable and recyclable resources of course, only he dumps and
recycles these shortly after manufacture and sale to a dummy buyer instead
of putting them on the road for a short time as we do.

Of course he has

the best of reasons for his activity, e.g. he is increasing gross world
product, or he is improving output to fulfil some plan, and he will be

increasing his own and general welfare since he much prefers increased
output and productivity.

The entrepreneur's behaviour is on the Western

ethic quite permissible;

indeed his conduct is commonly thought to be

quite fine and even meets Pareto optimality requirements given prevailing

notions of being "better off".
It may be objected, however, that there is no reason or warrant for
the great entrepreneur's production and it is simply wasteful.

But we

can easily amend the example by adding consumers who want to use the out­

put.

Just as we can extend the last man example to a class of last

people, so we can extend (iii) to the

socket!/ example (iv):

the society looks depressingly like ours except for its reproductive

incapacity.
(v) The

species example.
The blue whale (reduced to a
29
mixed good on the economic picture )
is on the verge of extinction
because of its qualities as a private good, as a profitable source of oil

and meat.
whalers;

The catching and marketing of blue whales does not harm the

it does not harm or physically interfere with others in any

good sense, though it may upset them and they may be prepared to compen­
sate the whalers if they desist;
destruction.

nor need whale hunting be wilful

(Slightly different examples which eliminate the hunting

aspect of the blue whale example are provided by cases where a species
is eliminated or threatened through destruction of its habitat by man's

28 There are however elements in the lesser traditions - especially if
'cooperation' and 'perfection' are reconstrued in less chauvinistic
and homocentric terms - which point the way to a more satisfactory
ethic.

29 The example is adapted from Barkley and Seckier, op. cit., who nicely
expose the orthodox economic picture.
To make the example more difficult for utilitarians in the tradition
of Bentham, it can be further supposed that the killing of the whalesis
near instantaneous and painless, the whale products are very valuable
to humans and indeed irreplaceable, and that the whales led a good
life while they lived.
(Would the killing of remote groups of humans
under similar conditions be then so much worse?).
28

�*

activity or the activities of animals he has introduced, e.g. many
plains-dwelling Australian marsupials and the Arabian oryx.)

The

behaviour of the whalers in eliminating this magnificent species of whale

is accordingly quite permissible - at least according to basic chauvinism.
But on an environmental ethic it is not.

However the free-market

mechanism did not cease allocating whales to commercial uses, as a
satisfactory environmental economics would:
instead the market system
ground inexorably (for the sorts of reasons well-explained in Barkley and
Seckier, op. cit.) along the private demand curve until the blue whale
population was no longer viable.
It has been objected that the operation of the free market is

restrained by ethical principles - or rather legally enforced copies

thereof;

for example, it would be profitable to exploit child labour,

but moral prohibitions, legally enforced, exclude such exploitation of

children.

But the case is quite different;

children, unlike young

animals such as vealers, are already shielded under the modified dominant
position.
If anything, the "objection" is a further illustration of
chauvinism at work.^O

Although the vanishing species example given does not apply decisively
against extended utilitarianisms, such as that of Bentham, which widen the

base class to all sentient creatures, the case is easily varied so that it
does:

class of tropical plant species

simply select one of the

currently threatened with extinction.
(vi) The /actorz/ /arm example.

On the farm animals of various sorts

are kept under artificial, confined conditions and simply used for the
market goods they deliver, e.g. eggs in the case of battery hens, milk in
the case of rotor cows, veal in the case of calves.

The animals are

subject to whatever conditions (e.g. forced feeding, iron deficient diets,
constant lighting) will deliver maximal quantities of desired goods for

the human commodity market.

The animals do not necessarily suffer pain

(and insofar as they do in behaviourally conspicuous ways the problem can

For the most part the operation of the free market is only constrained
by chauvinistic principles: otherwise enterpreneurs tend to undertake
whatever apparently profitable business activity they can get away with,
including substantial exploitation of animals and widespread environ­
mental destruction, and their lack of concern is illustrated by such
facts as that they are generally prepared to pay taxes (e.g.
to
compensate other humans) rather than to forgo their activities in
cases such as river and lake pollution and forest removal.
In fact,
of course, fairly unfettered operation of the market tends to
encourage more restricted chauvinisms, e.g. the exploitation of cheap
foreign or female labour in the secondary labour market.

29

�be met by antibiotics), but they are imprisoned under dispreferred

conditions.

The threatment of the animals on the "farm" is perfectly

permissible according to the core principle (or at least minor adjustments
to exclude unnecessary suffering will ensure conformity), but on an
The treatment of the animals on the farm

environmental ethic it is not.

also seems to conform to the principles of the lesser traditions, insofar
as these principles are spelled out in a way that can be applied to the

example, that is so long as cooperation and perfection are construed in
intended chauvinistic fashion.

(vii) The

example.

The wilderness, though isolated and

rarely visited or thought about by environmentalists, is known to contain
nothing of use to humans, such as seed or drug supplies, that is not

adequately replicated elsewhere.

It does contain however some "low

quality" forest that could supply pulpwood on a commercial basis were the
local government to provide subsidies on the usual basis.

The logging

would destroy the wilderness in a largely irreversible way (e.g. it grows

on high sand dune country or on lateritic soils)

and kill many animals

which live in the forest.

sees

The prevailing

with the destruction of such

ethic

wrong

nothing

a wilderness, nor do the lesser traditions:

a deeper environmental ethic does.
Again the example requires variation, e.g. to a wilderness devoid of

sentient individuals, if it is to counter clearly such extensions of
Western ethics as those of animal liberationists.

For this sort of reason

we do not want to overstate or overrate the role of
as distinct from variations upon such examples.

examples -

Firstly, people deeply

committed to human chauvinism - as many, perhaps most, people are - will
find some of the examples unconvincing because they depend on non-

chauvinistic assumptions.

Secondly, there are rejoinders to some of the

examples based on the prevailing ethic.

In this case what we claim is

that there are variations on, and elaborations of the examples which meet
such considerations.

In connection with this we do not want to deny that

there are other strands supplementing the prevailing ethic which are

critical of some activities of the sort described in the examples, e.g.
anti-vandalism principles and strictures against conspicuous consumption
But, as remarked, these principles

as reflected, e.g. in sumptuary laws.

have not been adequately incorporated in the prevailing ethic in such a

way as to meet variations on the examples or to serve environmental

purposes;

and if the attempt were made to fully incorporate such princi­

ples once again a new ethic would be the upshot.

(Compare the situation

before the change from an ethic which sanctioned Tzu/na??. slavery.)

30

�*

In summary,what the examples show is that core axiological and

deontic assumptions of the Western super-ethic are environmentally
inadequate;

and accordingly Western ethics should be superseded by a

more environmentally adequate ethic.

The class of permissible actions

that rebound on the environment is more narrowly circumscribed on such an
environmental ethic than it is in the Western superethic, and the class

of noninstrumentally valuable objects is correspondingly wider than it is

on the Western super-ethic.
But is not an environmentalist ethic going too far in implying that
these people - those of the examples and respected entrepreneurs and

industrialists and bureaucrats, farmers and fishermen and foresters - are
behaving, when engaging in environmentally degrading activities of the
sort described, in a morally impermissible way?

No, what these people do

is to a greater or lesser extent evil, since destructive of what is

valuable, and hence in serious cases morally impermissible.

For example,

insofar as the killing or forced displacement of primitive peoples who
stand in the way of an industrial development is morally indefensible and
impermissible, so also is the destruction of the forest where the people
may live, or the slaughter of remaining blue whales, or the gross

exploitation of experimental or factory-farm animals for private profit

or as part of the latest 5 year plan.

Those who organise or engage in

such activities are (to a greater or lesser extent, depending on their

mode of engagement) morally culpable.

Models of permissible respected

life styles and of the good life (for others to emulate) depend upon

what the underlying ethic accounts good and evil, permissible or not,
and so forth;

and changes with change of ethic.

A new ethic is needed not merely to accommodate the evaluations,

prescriptions and models indicated, in a way decidedly different from

Western ethics, but in order to cope with a much wider range of more
practical, and often more controversial, cases where Western ethics yield
(without epicycling, i.e. extensive resort to theory-saving strategems)

unacceptable or inadequately grounded results.

An alternative ethic is

also needed by a growing number of valuers because they have values,

interests and new concerns of ecological sorts which do not fit in with,

but conflict with, central features of prevailing Western ethics.

There

is occurring, it seems, a far-reaching cultural, and ethical change, a
change in consciousness, and in particular a change in attitudes to what

is natural and the natural environment (a change which may eventually be
as fundamental as, and partly overturn, the humanist changes of the

Enlightenment).

A new ethic is accordingly needed to reflect and formul­

ate, and enable the defence and application of, a new, increasingly felt,

31

�a

but not so far well-articulated system of values, in much the same way

that a system of probability was needed and formulated to articulate and
systematise likelihood and probability principles, and relevant logic

systems required to capture pre-analytic views of entailment.

The

explication of environmental ethics is a similar theoretical concern;
again, as commonly, theory lags behind the facts of change and the felt

data.

Furthermore, just as entailment systems are not uniquely determined,

or desired or accepted by every thinker, so ezzzz*Zr&lt;9zzwe7zfaZ.
be %%-z^MeZz/ (ie^grzzz-Zzzg^, or adopted by every valuer.

will zzct

On the contrary, as

is plain enough, their adaption and furtherance will be vigorously

resisted by many vested interests, as - to take just one instance - the
furtherance of programmes for the elimination

of environmental sources

of cancer is vigorously opposed by industrial chemical companies.
The matter of persuading other, valuers to accept values and

principles of a new ethic is of course a further and somewhat separate

issue from the question of need for such an ethic.

The procedures for

trying to effect changes in values are but variations on the usual pro­

cedures, and like them are not fully effective:

excluding coercion and

education, they include, for example, argumentation, and propaganda, in

each case of many sorts.As usual, too, where there is a broad common
32
basis, especially in felt evaluations and emotional presentation,
effecting a change, or a conversion, will generally be an easier task.

In the case of transformation to environmental values, what is often

important are distinctive features regarding the factual bases of many of
the evaluations.

correcting

In particular, there is the matter of removing or

/zz^scozzcept^oTZS on a broad range of matters of

Some of these sorts are considered in more detail in (c) J. Passmore,
'Ecological problems and persuasion' in PpnaZ^fz/
ipz^erTzaz^ozzaZ u?Z(Z Comparative t/vrisprz/devce (ed. G. Dorsey) , Oceana
Publications, New York, 1977, pp.431-42.
The apposite term 'emotional presentation' is adapted from Meinong;
see especially Ov FmotiozzaZ Presentation (trans. M.L. Schubert-Kalsi),
Northwestern University Press, 1972. The notion of emotional present­
ation can play an important role in the explanation of how emotions
enter into (environmental) evaluations, the objects evaluated (canyons,
mountains, giant trees) often being emotionally presented. A little
more precisely, the connections are these: A value ranking (e.g. c is
better, more valuable, than d) of a valuer is explained emotionally
through - it does not reduce to - certain preference rankings of the
valuer;
and the preference rankings have in turn dual factual and
emotional bases, in the same sort of way that an item may be preferred
or chosen in virtue of its factual features and the valuer's emotional
responses to those.
The main details of such a semantical analysis of
value, which is discussed in §5, are given in Routley (c).

32

�environmental concern;

for example, about animals, their various

behaviour, abilities, etc;

about the alleged gulf between humans and

other animals and the uniqueness of humans and each human;

about the

profitability, or desirability, or necessity, of environmentally destruct­
ive enterprises;

about the inevitability of current Western social

arrangements and about the history of the way these particular arrange­
ments developed.

There is, moreover, the matter of sheer information,

for example as to how free animals live together and what they do;

about

how factory and experimental animals are treated, and in the latter case

for what:

about the sources and effects of various forms of pollution

and the reasons for it;

about how natural creatures such as whales or

environments such as forests are commonly dealt with, for what products,
by what interests, for what ends.

Naturally (given a fact/value division)

none of this information is entirely conclusive support for a change in
ethic;

for many of the evaluations the data helps support can be included

in other ethics (including sometimes modifications of prevailing ethics),
while remaining evaluations can, at worst, be simply rejected (as e.g.,
those utilitarians who extend consideration just to sentient creatures are

obliged to reject versions of the last man argument where no sentient
creatures are affected).

Althouth a new ethic is needed, for the reasons indicated, and

although such an ethic can,furthermore, be a considerable asset in

practical environmental argument (e.g., as to the point of trying to
33
retain a piece of not-especially-unique near-wilderness),
for many
practical ecological purposes, there is no need to apply it or to fall

back on it.

For example, virtually the whole environmental issue of

destructive forestry in Australia can be argued without invoking any
unconventional ethical principles or values at all, i.e. entirely within

the prevailing chauvinistic framework.

environmental disputes.

The same sort of point applies to

But, it by no means applies to all.

A

corollary is an inadequacy in the presentation of environmental problems
and suggested solutions in standard (human) ecology texts

(such as P. and

JssMss

A. Erlich's

Freeman, San Francisco, 1970, to select one example), which are set
34
e/zf-ZreZz/ within the chauvinistic framework.

Also, differently, in the way that theories are in enabling one to see
how to move and argue in a discussion.

Quite properly given prevailing sentiments, according to some erring
conservationists, who account themselves "realists".
33

�Since it is sometimes charged - despite all that has been said

that

an environmental ethic does not differ in practice from that of more
conventional "chauvinistic" ethics, there is point in spelling out in
Firstly, many conventional

yet other ways how it can differ in practice:

positions, in particular social contract and sympathy theories, cannot
take proper account of moral obligation to future humans (who are not in

the immediate future).

Since the usual attempt to argue, in terms of

value and benefit to humans, that natural areas

ecosystems
generally should not be destroyed or degraded depends critically on
introducing possible future humans who will suffer or be worse off as a
result of its destruction or degradation, it is plain that an environ­
and

mental ethic will differ radically from such conventional positions.

That

is, the usual argument depends on the reduction of value of a natural
item to the interests of present and /nfure humans, in which reduction

future humans must play a critical role if conclusions not blatantly
opposed to conservation are to be reached. Hence there will usually be
a very great gulf between the practical value judgements of conservation

ethics and those of conventional positions which discount the (non-

immediate) future.
Secondly, as we have already seen through examples, there are
practical differences between an environmental ethic and conventional

instrumental views which do take account of the interests of past,
present and future humans, differences which emerge sharply at the
It is, however, unnecessary to

hypothetical (possible world) level.

turn to possible world examples to see that normally there would be very

great differences in the practical valuations and behaviour of those who
believe that natural items can have value and create obligations not
reducible (in any way) to human interests and those who do not, as the
following further examples show.

Example 1.

We need only consider the operation of
zJorZd, for example, the concept of damapo to a natural

item, and the associated notion of coTnpeMsafdoM for that damage.

C. Stone, for instance, in STzo^Zd Troes

^fuTid^Mp?

Thus

Towards LepaZ.

/"or ZVufMraZ- Objocfs (Avon Books, New York, 1975) notes the
practical legal differences between taking the damage to a polluted river
as affecting its intrinsic value, and taking it as just affecting human

river users.

In the one case one will see adequate compensation as

restoring the original state of the river (rectifying the wrong to the
river) and in the other as compensating those present (or future) humans

who will suffer from its pollution.

As Stone points out, the sum

34

�adequate to compensate the latter may well be much less than that
required to restore the river to its unpolluted state, thus making it
economic, and in terms of the human chauvinist theory, fair and reason­

able, to compensate those damaged and continue pollution of the river.

In the first case, of course, adequate compensation or restoration for
the harm done would have to consist in restoring the river to its
unpolluted condition and will not just be paid to the people affected.
Compare here Stone's example of compensation for injury to a Greek slave;

in the instrumentalist case this will involve compensating the slave's
owner for the loss of his slave's working time;

in the other, where the

slave is regarded as not merely an instrument for his owner, it will

compensate the sZuue not the

for this compensation will also take

account of the pain and suffering of the slave, even where this has not
affected his working ability.

There is a difference not only in the

amount of compensation, but to zj/zow it is directed.

In the case of a

natural item damage may be compensated by payment to a trust set up to

protect and restore it.

Example 2.
The believer in intrinsic values may avoid making unnecessary
and excessive noise in the forest, out of respect for the forest and its
nonhuman inhabitants.

She will do this even when it is certain that

there is no other human around to know the difference.

For one to whom

the forest and its inhabitants are merely another conventional utility,

however, there will be no such constraint.

He may avoid unnecessary noise

if he thinks it will disturb other humans, but if he is certain none are
about to hear him he will feel at liberty to make as much and as loud a

noise as he chooses, and this will affect his behaviour.

Examples like

this cannot be dealt with by the introduction of future humans, since

they will be unable to hear the noise in question.

To claim that the

making of noise in such circumstances is a matter of no importance, and
therefore there is no important difference in behaviour, is of course to

assess the matter through human chauvinist eyes.
question-begging.

From the intrinsic viewpoint it

So such a claim is
make a

difference, and be reflected in practical behavioural difference.
Example 3.

Consider an aboriginal tribe which holds a particular place

to be sacred, and where this sanctity and intrinsic valuableness and
beauty is celebrated by a number of beautiful cave paintings.

A typically

"progressive" instrumentalist Western view would hold the cave (and

perhaps place) to be worth preservation because of its value to the
aboriginal people, and because of the artistic merit of the human arti­

facts, the cave paintings the cave contained.

35

To the "enlightened"

�Westerner, if the tribe should cease to exist, and the paintings be

i

destroyed, it would be permissible to destroy the place if this should
be in what is judged to be the best interests of human kind, e.g. to get
at the uranium underneath.

To the aboriginal the human artifacts, the

cave paintings would be irrelevant, a celebration of the value of the

place, but certainly not a surrogate for it, and the obligation to the
place would not die because the tribe disappeared or declined.

Similarly

no ordinary sum of money would be able to compensate for the loss of
such a place, in the way that it might for something conceived of as a
utility or convenience, as having value only because of the benefits it

confers on the "users" of it.
There is an enormous

or

difference between feeling that

a place should be valued or respected for itself, for its perceived
beauty and character., and.feeling that it should not be defaced because
it is valued by one's fellow humans, and provides pleasurable sensations

or money or convenience for them.

Compare too the differences between

feeling that a yellow robin, say, is a fellow creature in many ways akin

to oneself, and feeling that it is a nice little yellow and grey, basically

clockwork, aesthetic object.

These differences in emotional presentation

are accompanied by or expressed by an enormous range of behavioural

differences, of which the examples given represent only a very small
sample.

The sort of behaviour

by each viewpoint and thought

by it, the concept of what one is free to do, for example, will
normally be very different.
It is certainly no coincidence that cultures
holding to the intrinsic view have normally been far less destructive of
nature than the dominant Western human chauvinist culture.

In summary, the claim that there is no

difference,

that the intrinsic value viewpoint is empty verbalisation, does not stand

up to examination.
The capacity - no doubt exaggerated, but nonetheless far from
negligible - of Western industrial societies to solve their ecological

problems (at least to their own pathetically low standards) within a
chauvinistic framework, does considerably complicate, and obstruct, an

alternative more practical argument to the need for a new ethic,

/row
that in no other way ...

[than] prepared[ness] to accept a

"new ethic", as distinct even from adding one or two new moral

principles to an accepted common ... can modern industrial
35
societies solve their ecological problems.

On next page.
36

�Not only does the argument encounter various objections - most obviously

that many of the problems can be solved, if not within Western ethics, in

immediate extensions of them - but the case suggested would hardly be a
satisfactory basis for the type of ethic sought.

It is not so much that

it would be a chauvinistic way of arriving at a supposedly nonchauvinistic

ethic, for bad procedures can lead to good results;

rather it is that

important ecological problems, shaping environmental ethics, such as

preservation of substantial tracts of wilderness and just treatment of

animals, tend to be written off in industrial societies as not serious
problems.

But even if the argument suggested has too narrow a problem

base, and so may yield too limited a change in attitudes as compared with

the main theoretical argument, the argument merits fuller formulation and
further investigation.

The argument to need for ethical revision is as

follows:

(1)

A satisfactory solution to environmental problems (of modern

industrial societies) implies (the adoption of) an alternative
environmental ethic.

(2)

A satisfactory solution to environmental problems is needed.
Therefore, an alternative environmental ethic is needed.36

The argument is valid, given, what seems correct, that pimplies q implies
that p is needed implies that q is needed.

The second premiss is or can

be made analytic, on the sense of 'satisfactory'
'satisfactory' imply 'needed');

(e.g. by having

so the case is complete if the first

premiss can be established (in the same sense of 'satisfactory'), and the

conclusion is then plausible to at least the extent the premiss is. Al37
though the first premiss, or something like it, is widely endorsed,
cogent
35

Passmore (c) op. cit., p.438.

According to Passmore (p.431),

By common consent, there are four major ecological problems:
pollution, the exhaustion of resources, the destruction of
species, and overpopulation ...
To solve such problems involves finding a way either of altering
types of human conduct or of preventing that human conduct from
having its present consequences.

In what follows the assumption that 'there are four major ecological
problems' gets rejected.
36 This implies only, that a new ethic is necessary for solving
environmental problems, and not of course that it is

37 Even Passmore, though previously (e.g. in (a)) highly critical of
proposals for new ethics, gives qualified endorsement to an assumption
of this sort ((c), p.441).
... I do not doubt, all the same, that our attitudes to nature
stand badly in need of revision and that, as they stand, they form
a major obstacle to the solution of ecological problems.

37

�#

arguments for it are few and it is no simple matter rendering the

premiss plausible.

Moreover rendering it plausible involves a substant­

ial detour through social theory;

for the case for the premiss proceeds

along these sorts of lines:

(3)

Unless there are (certain) major changes in socio-economic structure,

environmental problems will not be satisfactorily solved.
(4)

The major changes in socio-economic structure involve
ethic.

an alternative

A much stronger thesis than (3) has been argued for using systems analysis,

namely that without very extensive socio-economic changes, modern

industrial society will collapse;

but several of the assumptions made

in the analysis are doubtful or disputed.
independently of that stronger thesis;

But (3) has been argued

for example, it will follow from

the thesis (of Falk, Commoner and others) 'that the modern industrial
ethic as we have known it is not sustainable on ecological grounds'.^
In a sense,

(3) is obvious;

for it is present socio-economic arrangements

that have produced many of the present serious environmental problems;
without major changes in those arrangements most of the problems will
What is not immediately evident is

persist or, more likely, intensify.

that the major changes called for, in satisfying (3), suffice for (4).

However reflection on the specific types of changes required - for example
at a superficial level, human population limitation, reduction of poll­

ution, more sensible resource usage, selective economic growth - reveals
that significant changes in value, and also in what is considered

permissible, are bound to be involved in the changes.
plausible, and

therewith the intended conclusion.

So (4) is decidedly

But the argument

leaves the detailed character of the needed alternative ethic rather

obscure;

and it may well be that the ethic so yielded is somewhat

chauvinistic in character.

The more practical argument cannot entirely

supplant the main theoretical argument.
In sum, there are good and pressing reasons to investigate the

alternatives to chauvinistic ethics, especially human chauvinism, because

such chauvinistic ethics are discriminatory, because the case for them

38

39

See, in particular, D. Meadows and others,
Potomac Associates, Washington, D.C., 1972.

PtwZts to CrozjtT?,

R.A. Falk, 'Anarchism and world order', Pornos IX, 1978, p.66. Falk
refers for the case to B.Commoner, TPs CZosZ^p CZroZo, Knopf, New York,
1971;
R.A. Falk, T/zZs
PZo^ot, Random House, New York. 1971;
E. Goldsmith and others EZMoprZut /or F^rvZ^aZ, Houghton and Miflin,
Boston, 1972, and Meadows et aZ., op. cit.

38

O

�does not stand up to examination, and because they have been involved in
the destruction of much of value and now threaten the viability of much

that is valuable.
§ 4 . ENVIRONMENTAL ALTERNATIVES :

NARROWING THE CHOICE AMONG ENVIRONMENTAL ETHICS .

The basic - and basically mistaken - doctrine of the Western super-ethic

is, as we have seen, that people, humans of whatever shape or form, are
the fundamental carriers or objects of value and that all other items are

valuable only in an instrumental or derivative way.

It is important, in­

deed mandatory in a genuine environmental ethic, to reject this view and
allow natural items to have a value in their own right, ^yz i/ze sazzze /as/z^oM
as

peopZ-e, both for the reasons outlined above, of the theoret­

ical unsatisfactoriness and arbitrariness of the traditional view, and for

more practical reasons, namely, to help ensure the ecological sustain­
ability of modern society, and in optimising human welfare.

It has often

been pointed out that 'a totally humanised world would diminish us as
40
human beings',
that the traditional view of humans, or classes of humans,

as dominant, and of natural items as without value except where they serve

human or class interests - a view that often carries contempt for nature leads not only to the destruction of much that is of value but (paradoxic­
ally) to counterproductive results even with respect to human welfare.
Thus McHarg (in attractively coloured rhetoric)
Show me a man-oriented society in which it is believed that reality
exists only because man can perceive it, that the cosmos is a struct­

ure erected to support man on its pinnacle, that man exclusively is
divine and given dominion over all things, indeed that God is made in

the image of man, and I will predict the nature of its cities and
their landscape.

I need not look far for we have seen them-the hot­

dog stands, the neon shill, the ticky-tacky houses, dysgenic city and

mined landscapes.
centric man;

This is the image of the anthropomorphic, anthropo­

he seeks not unity with nature but conquest (op. cit.).

The rejection of this view and its replacement by a view in which
natural items can be regarded as of value and as worthy of our respect for
themselves and not merely for what we can get out of them or what use we

40 see e.g. the discussion at pp.116-17 of (a) J. Rodman, 'The Liberation
of nature', Irz^z^rz/, 20 (1977) 83-145. All subsequent references to
Rodman's work without further indication are to this article.
Note well that the rejection of human chauvinism does Moi imply that no
chauvinistic arguments - or rafTzsr, arguments that are usually stated
in chauvinistic form - carry weight. On the contrary, some chauvinistic
arguments (e.g. those supporting wilderness retention and species
preservation) carry considerable weight; and, since the prevailing
industrial ethics remain chauvinistic, environmentalists would be rash
not to use them.

39

�&amp;

can make of them, is becoming increasingly widespread in parts of the

environmental movement. It is this primarily that makes for an important
ideological split in the conservation movement, between what Naess (op.
cit.) called sTzaZZozj and Fesp ecology, between those who see conservation
as just a matter of wiser, better-controlled

exploitation of

the environment — something which is compatible with denying value to

everything except man

and those who see it at least in part as involving

a recognition of value for natural items independent of man, and hence as
involving (at least to some extent) a
The
gzEpZo^a^opz view, which is

first view, the long-term or

closely tied to prevailing more enlightened economic assumptions, tends to

make heavy use of the watershed term 'resource';

the problem of conserv­

ation is seen as one of 'zjFss Mse oy resoMrcss', a resource being something

of use to humans or persons.

On this view, which does not get beyond the

confines of human chauvinism, and so is no direction for.a satisfactory
environmental ethic to take, items which have no perceivable use to man,
i.e. non-resources, can be destroyed without loss;

and the environmental

problem is viewed as largely one of making people aware of the extent to

which natural items and processes have Fustrz^gnPaZ- value, i.e. of how
far we are dependent on them and they are of

to us.

There is no

recognition either that some items might be valuable precisely
they are independent of man.
Resource Conservation, or the shallow position, is the first of the
42
four ideal types that Rodman
discerns in his investigation of the

contemporary environmental movement.

The deeper ecological position gets

split under Rodman's division into three ideological positions - though

Rodman prefers to put the matter in symbolic or experiential terms, in

terms of forms of consciousness - namely Wilderness Preservation, Nature
Moralism, and Ecological Resistance.

Though the positions discerned are

neither characterised in an exclusive fashion, nor exhaustive of ecological
positions, and though we shall have to look beyond all the positions for a

satisfactory environmental ethic, nonetheless they afford an excellent
perspective on the main types of alternative positions that have been
adopted by those within environmental movements.

It is not uncommon to encounter attempts to write the shallow position
into the very meaning or definition of
e.g. 'conservation
is the use of resources to the greatest advantage of man', 4 Furvez/ py
Fcrgsz^rz/
T^FMSz^r^es.
ParP FT.
Foresfrz/ Pe^gZ.opz7?e?2^ PZ-arz. Draft (31 October, 1974), p.ll - a
blatantly chauvinistic account.
On next page.

40

�According to (Wilderness) Preservation, which focusses on
wilderness, wilderness is to be preserved for the wilderness experience,
wilderness offers a natural cathedral,

a sacred place where human beings can transcend the limitations
of everyday experience and become renewed through contact with

the power of creation ((b), p.49).
The values discerned in wilderness and natural landscape are primarily

aesthetic and quasi-religious, or mystical,

'the experience of the holy

is esthetically mediated'; what is valuable remains human experiences.
Thus the Wilderness Preservation position does not move outside the
sphere of human chauvinism, and can no more than Resource Conservation

offer a frame for an environmental ethic.

Rodman reaches a similar

conclusion:
Resource Conservation and Wilderness Preservation appear

variations on the theme of wise use, the former oriented to the
[efficient] production of commodities for human consumption, the
latter to providing human amenities ((b), p.50).

For this reason, the Wilderness Preservation position fails even on the
score of justifying the preservation of wilderness - on the very task it

was designed to accomplish - in a range of circumstances.

Like other

See especially (b) J. Rodman, 'Theory and practice in the environmental
movement: notes towards an ecology of experience', in
Search for
VuZzzes
a
International Cultural Foundation,
New York, 1978, pp.45-56. Some of the types are portrayed in greater
detail in other Rodman papers.
The remainder of this largely new section on environmental ethical
alternatives is heavily indebted, in ways the references mostly make
plain, to Rodman's work. His work covers a vast range of interlinked
topics; only those of immediate relevance have been touched upon.
But there is very much in the remainder that repays careful reading,
and zzzMc/z to think about and to question or reject, reaching perhaps
its lowest point in the paradoxical themes:

Just as our statements about other people tend also to be
concealed statements about ourselves, so statements about non­
human nature tend to be concealed statements about the human
condition, and movements to liberate nonhuman nature tend also
to be movements to liberate the repressed potentials of human
nature (p.105).
In part because these themes and the related myth of microcosm are
taken seriously, and not for the evident falsehoods they are, in part
because the ethical adequacy of the human/nonhuman distinction is
never seriously questioned (e.g. it is taken for granted, what is not
the case, that rights apply to humans and are problematic beyond them),
and in part because of the characteristically chauvinistic emphasis on
human experience and the endeavour to bring everything within that
experiential purvue, and the associated weight assigned to human
symbolic, mythic and ritual activities, one is left with the feeling,
at the end of all the investigations one can profitably follow Rodman
through, that one has not got beyond the confines of human chauvinism.

41

�instrumentalist accounts of wilderness value, it breaks down entirely

with examples like the Last Man, assuming that Mr. Last Man is never
turned on by natural spendour.

More alarmingly, under readily conceivable

developments, it would allow the elimination of wilderness entirely.

For

consider the Wilderness Experience Machine, a low-impact low-tech

philosophical machine, recently patented by I.M. Diabolic, which can
duplicate entirely, even for groups of people, wilderness experiences,

but in a downtown room.

As far as the psychological experience goes, this

machine can provide a complete substitute for any actual wilderness, and

were the value of wilderness to reside in the experience it afforded,
could entirely replace it and eliminate the alleged need for it.
Most environmentalists would be (rightly) dissatisfied with, not to

say appalled by, the idea that Wilderness Experience Machines could sub­
stitute for wildernesses, since they provided the same experiences.
what else they wanted, the answer would of course be:

Asked

Wildernesses, not

merely wilderness experiences. Wildernesses are valuable in their own
right, over and above the experiences they can afford.43 Really, that is,

they consider wildernesses intrinsically valuable, but have been pushed
by the prevailing ethical ethos

into stating, and misrepresenting, their

position in experiential terms.

There is some independent evidence that

the Wilderness Preservation position is frequently a disguised intrinsic
value position, in the attitude taken to examples like the Last Man case,

that purely hypothetical experiencers

(who may vanish into counterfactuals)

are good enough, and that in some real-life cases it is enough that

wilderness is there to be contemplated, whether or not anyone actually
takes advantage of its presence to gain experiences, or indeed whether or
not it is in fact contemplated.

Such examples remove the disguise and

reveal the position as at bottom an intrinsic value position.

In that

event it is however better to avoid the disguise; for the case for wilder­

ness preservation which starts from the position that some wilderness
tracts have intrinsic as well as merely instrumental value is substantially
stronger than any position which assigns them merely instrumental value.

Wilderness lovers and nature conservationists have in fact worked out
- or concocted - a set of arguments to show why wildernesses and nature

conservation are of benefit to humans, to argue for their instrumental
—
The concept of zjfZ-demess too can vary with the operative ideology,
e.g. on certain views, such as Wilderness Preservation, wilderness
comprises areas that are
(or provide the opportunity for use), e.g.
used for experiential enrichment. By contrast, on a genuine Environ­
mental Resistance view, wilderness is a wild area, use of which is not
implied:
it may never be used, and it may not matter that it affords
no opportunity for (human) use.
(Under popular high redefinition of
'wilderness', there are of course no wildernesses remaining on the
earth, and wilderness vanishes as soon as humanly experienced.)
42

�value.

For example, there are various arguments from the scientific

value, or usefulness, of wilderness, e.g. for the study of natural eco­

systems, for the investigation of plant history and evolution, as a
repository of genetic diversity, etc.

These arguments, which (like

parallel arguments for species preservation) are not to be
especially as regards persuasive force, can be put in nonchauvinistic

form;

for science and knowledge are not linked essentially with, for

example, the feature of being human.

Often however - e.g. where the

wilderness defended has, so far as it is known, little that is very
special to offer - such arguments appear to be merely a conventional front

for the real (or deeper) reasons - and in sofne instances, correspondingly
weak and unpersuasive (as Fraser Darling has remarked, and Passmore has

tried to show in (a)) - the real reasons being based on the perception of

nonuseful properties of value.

This is particularly marked in the case

of arguments for preserving the most complex and beautiful of the world's
plant communities, tropical rainforest.

Such arguments as that various

uninvestigated rainforest trees may at some time be found to contain

useful drugs, by no means exhaust the true value of the rainforest.

For it

is in the intrinsic, i.e. noninstrumental, value of the rainforest that
the main reason for not unduly interfering with it, e.g. not interfering

in ways that threaten its stability or viability, lies.

In particular,

destruction of a wilderness, such as a rainforest, would significantly

diminish intrinsic value, and so should (in general) be resisted.
Environmentalists who are aware of these sorts of problems and

dangers with resource use approaches to wilderness preservation sometimes
attempt to formulate their alternative view in terms of one of the lesser

traditions, most popularly in terms of the

image, in

which man is seen as the steward of the earth - an analogy which, as
Passmore points out (in (a)), is problematic outside a religious context.

For who is man steward to?

If not to God, then how is the analogy to be

unpacked, and what conditions must "stewardship" conform to?

If "good

stewardship" is management in the interests of humans, or humanity, then

the position does not go beyond Resource Conservation; if it is manage44
ment to serve intrinsic values, or God,
then good stewardship is but a
cover for the recognition of intrinsic values, which are better introduced
directly.

Thus admitting values which are not instrumental, which do not

answer back in some way to states or conditions of humans is a feature of
all satisfactory deeper ecological alternatives.

In order to allow for

such intrinsic values and/or associated attitudes of respect, e.g. for
44 on some interpretations;
chauvinism.

on others theism may serve to reinforce human

43

�nature and various

natural things, it is however unnecessary to adopt a

religious backdrop such as the "Good Stewardship" image suggests, or even
a semi-religious framework such as a mystical or superstitious one with

taboos and sacred places as symbolic and ritual elements.

A theory of

intrinsic value which assigns intrinsic value to wilderness and species

of free animals, for good reasons, can be entirely naturalistic (in a
main sense of that much-abused term).
The third, somewhat amorphous, cluster of positions Rodman describes,

Nature Moralisms, do just that, assign intrinsic,

noninstrumental,

value to natural items, such as - on some versions of the position wilderness.

[An] alternative perspective ...

[to] the theme of wise use

45

...

is provided by the tradition growing out of the humane movement,

recently radicalised by animal liberationists, and sometimes
generalised to embrace non-animal beings as well.
to the economic ethos of Resource

In contrast

Conservation and the religious/

esthetic character of Wilderness Preservation, this perspective is

strikingly moral in style.

Its notion of human virtue is not

prudence or reverence, but justice.

In contrast to the caste­

bound universe of the Resource Conservationist, the Natural

Moralist affirms the democratic principle that all natural entities

(or, more narrowly, all forms of life) have intrinsic value, and

that wild animals, plants, rivers, and whole ecosystems have a
right to exist, flourish and reproduce - or at least that human

beings have no right to exploit or unnecessarily harm or destroy
other members of the biotic community.

In contrast to the aristo­

cratic universe of Wilderness Preservation, where some places

(and

some forms of recreation) are holier than others and certain types
of natural entities ... are traditionally more worthy of being

saved than others ..., the world of the Nature Moralist is

characterised by an apparent egalitarianism ((b), p.50, my
rearrangement).
Each of the sweep of environmental alternatives indicated can be seen as

an

of conventional Western ethics:

intrinsic value is extended

uniformly to all animals or certain favoured features of all these, e.g.

their experience, happiness, avoidance of suffering, or is extended to all
living creatures or systems, or is extended to all natural items or even

to objects - it may or may

45

be distributed uniformly or equally;

Human use and human experience, it might be added.

44

�rather independently, rights may be ceded to all animals, or to some or

all living things, or to all things, or, alternatively and differently,
right-holders' rights with respect to some or other of these classes are
restricted;

and similarly other deontic notions, justice, obligation,

even perhaps duty, may extend to apply to larger classes of items than all
humans or persons.
The sweep, which is impressive, is intended to include both extended

utilitarianisms, e.g. Bentham's utilitarianism as revamped by Singer
according to which all sentient creatures are entitled to equal consider­

ation of interest, and extended (legal) rights doctrines, e.g. the
assignment of rights or legal standing to all natural objects as suggested
by, for instance, Stone. 46 It also includes Darwin's ethic and Leopold s
47
"land ethic".
In order to capture some of the intended examples of
Nature Moralists, and all the Moral Extension positions, Rodman's
characterisation requires some adjustment - which will be taken for

granted in what follows.

For example, Singer and other animal liberation-

ists do not assign intrinsic value to all forms of life, or even to all

animals;

but (as Rodman is well aware) to all sentient creatures;

that

is, further classifications have to be taken into account.

The egalitarian, or uniformity, assumptions that serve in character­
ising Natural Moralism are mistaken.

Not all objects are of equal value;

some are more valuable then others, while some have little or no value
(and some have a negative value).4^

Impressive though the sweep of extensions is, all the positions

indicated should be rejected on one ground or another, and sometimes on
several grounds.

Against positions which do not extend the class of

objects of moral concern and candidates for value to include all objects,

variants of the counterexamples to the Western super-ethic can be
directed.

Consider, for instance, the positions (of usual animal liber-

ationists) which extend the moral boundaries just to include sentient
creatures (or e.g. preference-havers).

Adapt the Last Man and Last

People examples, the Wilderness example, etc., by removing all
(inessential) animals from the examples, e.g. the wilderness contains no

animals, in the Last People situation there are no other animals than the
46 p. Singer,
.4 ZVozJ
Random House, New York, 1975;

for (7%r
C. Stone, op. cit.

&lt;?y

47 At least on a straightforward reading of Leopold's eventual position,
but not according to Rodman; see his contrast of Leopold with Stone,,
p.110.
Darwin's ethic, which anticipates Leopold's, is presented m
C. Darwin,
of Muzz, Second edition, J. Murray, London, 1883.
4 8 On next page.

45

�1*

Then the counterexamples apply as before

last people themselves.

against the liberation positions.

It is unnecessary to go quite so far afield to fault such positions,
at least in practice:

as Rodman might put it, they are countered by the

facts of experience:

... I need only to stand in the midst of a clear-cut forest, a
strip-mined hillside, a defoliated jungle, or a dammed canyon

to feel uneasy with assumptions that could yield the conclusion

that no human action can make any difference to the welfare of
anything but sentient animals (p.89).
But an advantage of the counterexamples is that the same examples, among

many others (e.g. situations devoid of sentient creatures, situations
where the message of experience conflicts with justice or fairness),
reveals the erroneousness of the well-sponsored thesis, a simple analogue

of empiricism, that all value
or sentient, objects).

derives from experience (of experiential,

A corollary is that value is not to be assessed

either, in any simple way, in terms of the facts of experience.

Insofar as Nature Moralism relies upon simple extensions of

utilitarianisms, or of subjectivisms, to include a larger class of
subjects,

(a larger base class), such as all present sentient creatures,

or all preference-havers at any one time, etc., it is open not merely to
adaptations of the argument against chauvinism (animal chauvinism is not

that much more satisfactory than human chauvinism), but most of the
Nor, on Moral Extensions, need all objects that have rights have equal
rights.
Rights may not be very democratically distributed. Some things
have rights, e.g. as a result of agreements, of a sort others do not
hold or are not capable of holding. Even rights to exist, to flourish
and to reproduce (each case is different) are in much doubt where there
is scarcity or conflict and where some right holders are taken to be
worth much more than others. Nor are such leading examplars of Natural
Moralism as Singer and Stone, though they are concerned to extend
principles of justice, committed to equality of rights assumptions.
Stone explicitly rejects equal distribution of rights; but the
principle that all natural objects are equal in having rights, which
really says no more than that they all have rights, is at best a very
weak egalitarian principle.
Singer offers (and presumably would offer)
no equality of rights principle, rejects an equality of treatment
principle, and proposes as a principle of equality a (near vacuous)
principle of equal consideration of interests.

Not, this time, knowledge. But amusingly "value empiricism" collapses
into empiricism proper given the Socratic identification: Value
(generalising Virtue) is knowledge.
The only natural stopping point under value empiricism is, of course,
with all creatures that have (or could have) the relevant experiences:
again not with humans.

46

�standard

objections to utilitarians,

subjectivisms,

etc.

Many

versions of Nature Moralism may than be defeated on rather conventional

grounds.
There emerges, further, a dilemma for extensions.

Either the crucial

notions of right and intrinsic value are extended to all sentient
creatures (experience-havers), in which case the objections just lodged

apply, or they are extended more sweepingly, e.g. to all natural objects.

But the latter involves attributing to such items attributes they do not

have, most obviously rights to such objects as stones;

it also violates

the conditions that have to be met for the holding of rights and for the
entitlement of rights.

Thus, for example, Stone considers underpinning

his extension of rights, beyond sentient creatures in the ordinary sense -

or of legal rights beyond recognised "legal persons" - by a postulate of
50
universal sentience or consciousness;
in short, by an unacceptable

metaphysics, or myth.
There are several further objections which work against many versions
of Natural Moralism to which Rodman draws attention:

(1)

Moral Extensions are 'inadequate to articulate the intention that

sustains the [environmental] movement'

wilderness preservation movements.

(p.88), specifically wilderness and

It takes but little argument to show

that utilitarian ethics, such as Singer's, so far from assisting the
environmental movement, can (if adopted) reinforce the case

wilderness and preservation of wild species.

But an extension like

Stone's extension of legal rights can help, and has helped, at least in
the courts where its meta-physical underpining is unlikely to be glimpsed.

The basic point is however that the rights talk does not connect with, and is
insensitive to, the experiential basis.

Mere extensions of moral notions

such as interest or right or justice are insufficient to treat and do just­
ice to the multi-dimensional depth of environmental issues, such as the

damming of a river (p.115). Part of the reason is said to be that the usual
moral aparatus, which was evolved in the case of certain person-to-person

50 See Rodman's discussion, pp.92-3.
But Rodman overstates his case m
claiming that 'some such postulate as universal consciousness is there­
fore necessary if the notion of rights for trees is not to seem a
rootless fancy'. For , as explained below, extended rights can be
defined by a rather "natural extension" of the familiar notion of right,
without any such postulate; and grounds of entitlement can be traced
back to value of the items.

Certainly extended rights sever what linkage there may have been between
rights and liabilities, but with the modern separations of rights from
responsibilities that linkage was already damaged or broken.

47

�*
relations, is inadequate for getting to grips with a new dimension of

moral experience, that concerned with environment, and inadequate to

reflect ecological sensibility.

Rodman tries to press, however, a much

stronger, and rather more dubious, theme, the
By adapting the moral/legal theory of 'rights',

[the movement] may

sell its soul, its roots in mythic and ritual experience, to get
easier judicial standing (p.88);

and more savagely,
the progressive extension

model

of ethics, while holding out the

promise of transcending the homocentric perspective of modern
culture, subtly fulfills and legitimates the basic project of

modernity - the total conquest of nature by man (p.97, also

'p.119)7*

"

While neither of these large claims is strictly true - soul-selling is
simply avoided through adoption of the notion of extended-right, which
can yield a conservative extension of the original position;

and even

utilitarians may be committed to blocking projects which threaten free
animals - each has a substantial point.

Part of the point behind the

latter claim is worth developing separately:-

(2)

Moral Extensions typically cast natural objects, notably animals, in

the role of inferior humans,

'legal incompetents', imbeciles, human

vegetables, and the like.

They

are ... degraded by our failure to respect them for having

their own existence, their own character and potentialities,

their own forms of excellence, their own integrity,
a degradation usually reflected in our reduction of 'them to the status of
instruments for our own ends', and not removed 'by "giving" them rights, by
assigning them to the status of inferior human beings'

(p.94).

Many of us know where the treatment of natural objects as mere means
for human ends tends to lead and has led.

The mistaken treatment of them

as inferior humans, a treatment which fails to see and 'respect the

otherness of nonhuman forms of life', leads in the same direction.

For

given that animals, for example, are inferior, it is legitimate to treat

them also as inferior;

a greater value principle, which moral extensions

typically endorse, yields a similar result.

The needs of increasing

populations of superior humans will eventually outweigh, if they do not
do so already, the cases of inferior inhabitants of this finite earth for
the retention of their natural habitats.
48

For their rights and their

�In the larger perspective, the Moral

values will be less than "ours".

Extensions, with their built-in greater value assumptions, do legitimate
the conquest of nature by humans.

Thus too they fail seriously, on what

will soon enough be quite practical grounds, as satisfactory environmental
ethics.
(3)

The extensions, like the parent ethics which they extend, are

narrowly individualistic, and insufficiently holistic. This is particularly

conspicuous in the case of utilitarianisms, which in principle arrive at
all assessments by some sort of calculations, e.g. summations and perhaps

averaging, from an initially given unit conforming to requisite equality
conditions, e.g. equal consideration, equal units of suffering.

In

practice of course the method is, almost invariably, to pretend that the
calculations will yield results which agree with alternatively and

previously arrived at, usually intuitive, often prejudiced, evaluations;
that is, in practice the method is not applied except in a handwaving

back-up fashion.

The method is not applied in part because there are

serious, well enough known, problems in applying it.

The individualistic

bias carried over in other moral extensions, e.g. any experiential theory,

likewise limits their satisfactoriness.

It is to understate the matter to

say merely that 'the moral atomism that focuses on individual animals and

their subjective experiences does not seem well adapted to coping with

ecological systems'

(p.89),

'to explore the notion of shared habitat and

the notion that an organism's relationship to its natural environment may

be an important part of the organism's character'

((b), p.52).

A moral atomism that focuses on individuals, discounting their
interrelations, is bound to result in ecological complexes that
matter
(such as ecosystems, wilderness, and species) getting seriously

short-changed.

To illustrate:-

Under atomism, the value of a complex, or

the rights of a complex, amount to no more than those of its individual

members;

but since these are, in isolation from the complex, no more

valuable than other things of their order, e.g. one gentian than another,

a bush rat from a Norwegian rat, there no special merit in a complex, or
rights attaching to it, in virtue of its rareity or uniqueness or special
features as a complex.

Thus, for instance, a utilitarianism under which

only individual animals count assigns, and can assign, no special value to
species, and can (as remarked) be used to argue against preservation of
species:

Since all animals are equal - or at least all animals of the

same genus are more or less equal - one can substitute for another.

For a

rare species of rat to die out painlessly cannot matter while there are

plenty of other rats.

A rights theory is in similar difficulties so long

49

�w

as rights are assigned only to individuals, taken in isolation from their

environmental setting (i.e. only to the usual separable individuals of

philosophical theory).

These problems may be avoided, in part, by assign­

ing rights to complexes (given the notion of rights will take that much

further stretching;

which it will not if right holders are assumed to be

conscious or to be preference-havers), and by attributing independent
value to complexes.

But, since the value of a whole is sometimes more

than the sum of the separable values of its individual members, this move

involves the rejection of usual atomism, utilitarianisms in particular.
The objection against the narrow individualism of the extensions - a

defect they share with standard ethics which do not admit of ready
extension, such as contract theories - soon broadens into an objection
that these extensions are built on an inadequate metaphysics, a metaphysics

of rather isolated individuals who (or which) are seriously depauperate in
An ethics presupposes a metaphysics at

their relations with other objects.

least through its choice of base class:

thus for example, usual homocen-

tric formulations of utilitarianisms and contract theories suppose a base
class of narrowly self-interested humans.

The remedy is not (as Rodman

suggests in various places in his elaboration of Ecological Resistance)
to move to holism:

to do so would be to accept the other half of a false

dichotomy mainstream philosophical thought engenders (cf. Routley (g), this
volume).

It is rather to move to a metaphysics that is built on a concept­

ion of objects (which may or may not be individuals) which are rich in

their interrelations and connections.
In summary, the moral extensions are the wrong direction in which to

seek a satisfactory environmental ethic.

But the failure of Nature

Moralism does not mean, as Rodman tends to assume, that all positions
51
that are moral in style are thereby ruled out.
For one thing, Nature

Moralism, as characterised (or generalised), is far from exhaustive of
the range of prima facie viable moral positions.

More satisfactory

positions will simply avoid the damaging assumptions of Nature Moralism

(and likewise those of inadequate ethical positions, such as contract

theories or naturalism, and those linking morality to legality;

For another, if the quest is for an
ruled out.

cf. p.103).

moral notions can hardly be

Even if it is assumed that the call for a 'new ethic' is 'to

guide the human/nature relationship (p.95) - a somewhat unfortunate way

of putting it - whereas what matters is the human/nature relationship

itself, and that in coping with that relation fixation on morality or
51 His thesis of the 'limitation of the moral/legal stage of unconscious­
ness' is investigated in more detail in what follows.

50

�G.

$

legality is a serious handicap, and may contribute to the problem of the

relationship rather than helping solve it (pp.103-4);

still part of the

problem is that of indicating entitlements of agents with respect to their
environment, what sort of exploitation, if any, is permissible, what the

limits on conventional morality are, and discovering 'a larger normative

order within which we and our species-specific moral and legal systems
have a niche'

(p.97).

Nor, in outlining Ecological Resistance, does

Rodman shrink from using - he could not avoid the effect of - axiological
terms such as 'good' and deontic terms such as 'should';

he does not

doubt, for example, that some of what is natural that is threatened is

valuable and that threats to it should be resisted;

and he admits that

'prudence, justice, and reverence may be essential parts of a[n ecologic­

ally] good life'.

Ecological Resistance, which is said to be the alternative 'most
faithful to the integrity of experience', exhibits indeed the negativity
of resistance.

The position is founded on action, resistance, and theory

only emerges retrospectively (if perhaps at all).

Its (insufficiently

qualified) central principle is 'that diversity is natural, good and

threatened by the forces of monoculture'.

The struggle between these

forces, diversity and monoculture - between (ecological) good and evil occurs in several different spheres of experience, i.e. at various levels,
which reflect one another.

Resistance is not undertaken for self-interest

or utilitarian reasons, or for moral reasons, or for religious or mystical
reasons (such as preventing profanation), but
because the threat to the [natural object or system]

... is perceived

aZso as a threat to the self, or rather to the principle of diversity
and spontaneity that is the endangered side of the basic balance that

defines and sustains the very nature of things ((b), p.54).
The disjunction,

'or', separates however two rather different (though combin­

able) reasons-cum-motives for resistance.

The second disjunct yields the

following reasons for resistance (which are linked by a metaphysical
assumption connecting diversity and spontaneity with the nature of things):

(i) The threat to the natural item is a threat to the principle of
diversity and spontaneity.

So, by the central principle, it is a threat

to what is good, etc.
(ii) The threat to the natural object 'is a threat to the very nature

of things':

(as to how consider the example of the wild river threatened

by a dam, p.115).

So - by an unstated, but nonetheless implied and

assumed, principle, that the very nature of things is good (and natural) it is a threat to the forces of good.
51

�W-

The first disjunct yields

a

further,

different, argument;

in simplest

form:

(iii) The threat to the natural object is a threat to oneself.

What

is a threat to oneself is bad and to be resisted, so what is a threat to

the natural object is bad and has to be resisted (since what is bad should,
in general, be resisted).

Although the arguments are valid, the underlying principles are
faulty;

for instance, the diversity (and spontaneity) principle because

it is too simple (and so too does not harmonize with the nature of things) ;
and the second principle, the intrinsic merit of the very nature of the

things, because not everything that is the case or is natural is meritor ­
ious, e.g. genuinely natural disasters.

Rodman plans to avoid obstacles

to adopting nature as an absolute standard and, at the same time, to

bridge the gap the principle spans, by resort to a version of naturalism

which equates 'the "natural" with the "moral"'

(pp.96-7).

But for well-

known reasons which can be supported (e.g. those telling against objective

ethics of the sort such naturalism would yield), substantive evaluative
assumptions cannot be removed in this fashion;

though they can be

suppressed, they reappear as soon as connections between empirical

grounds and evaluative judgments based upon them are queried.

The

trouble, characteristic of reductionism, arises from the mistaken attempt

to collapse a grounding, or founding, relation to an identity, to close
the gap - which is not problematic but is widely thought to be problem­

atic - between value and empirical fact by a reduction of value to fact,
of the thesis that evaluative features are grounded on natural features
to the thesis that evaluative features are nothing but certain natural
, 52
features (e.g. to be good is just to have certain natural features).

52 Rodman interprets naturalistically the statement of Jonas's that he
quotes approvingly (p.95):
Only an ethic which is grounded in the breadth of being, not merely
in the singularity or oddness of man, can have significance in the
scheme of things ... an ethics no longer founded on divine authority
[or upon human arete], must be founded on a principle discoverable
in the nature of things ... .

He interprets it in terms of 'an ontologically-grounded moral order in
the "the phenomenon of life" or "the nature of things".'
In this way
can be avoided the reduction of 'the quest for an ethics ... to prattle
about "values" taken in abstraction from the "facts" of experience'.
But Jonas's statement can be construed nonnaturalistically, by taking
the founding or grounding relation seriously, as connecting, but not
reducing, values to empirical facts.
So construed the statement does
help in delineating the sort of environmental ethics sought.

52

*

�C

Such reductions commit the naturalistic and prescriptive fallacies which can be avoided neither by thinking 'our way through or around them'
(p.97), nor by holistic assimilation of morality in a 'more encompassing

ethical life' (p.103 and note 66). But details of the fallacies need not
detain us, since we can consider immediately Rodman's important suggestion
53
for circumnavigating them (pp.103-4).
Under natural social conditions, such as are obtained in some
traditional societies and in some free animal societies (as ethological
studies reveal), but have been lost in modern societies, law and morality,

at least in their coercive aspects, would disappear, as they did in
William Morris's
yrow TVozj/zgre, and somewhat as they would in a Kantian
community of fully autonomous beings.

In terms of modern physics,

morality and law are not invariants but vary under transformation of axes,
and in fact vanish or prove eliminable under a suitable transformations,

e.g. to a natural condition.

There is a similar natural condition for

morality and legality,
a condition in which the prohibitions now prescribed

54

Conscience and the State would have operated "naturally

by God,
(i.e. from

inside the organism, as a matter of course) , and patterns now stated

prescriptively could have been stated descriptively. When the Way
is abandoned, then we get Humanity and Justice (T&lt;2&lt;9 T6
, #18)

(p.103).
Even if a change of social axes could place us back on the Way, or on the

way to the Way, morality is not really avoidable in our local frame where
we are far from the Way.
So ethical disputes over environmental matters
are also unavoidable;^ for those a satisfactory ethic is a desideratum,

and can help in bringing about a change of social axes.

Thus too, the

identity of the prescriptive with the descriptive, of "ought" with
(suitable) "is", is a merely contingent (extensional) one and fails in
The suggestion helps explain not only Rodman's naturalism, but his
thesis of the limitation of morality and legality;
it also introduces
the anarchistic social change view that suffuses much of the (very
uneven) later parts of (a): the view appears therein as the elabor
ation of what is 'unthinkable'.

Given prevailing socio-economic conditions it should be rather: that
would (ideally) be prescribed. Let us hope, for environmental reasons,
that the principles that are lived by in natural conditions bear not
too great a resemblance to those now prescribed.
Nor is there, in the local frame, much alternative but to resort to
legal strategies, where they can be applied (where standing is granted)
to delay "the war against nature".

53

�V

alternative situations;

*

hence, as always, there is no deduction of

"ought" from "is", since deducibility would require coincidence in the

alternative situations.

Nor would morality — as distinct from legality,

which requires some codification - strictly disappear under natural
conditions, though its coercive aspects would:

on the whole, as they ought to be.

things would simply be,

But while deontology would have a much

diminished role (as it does on the preferred environmental ethic),
axiology (the theory of value) would still have its place - some objects
(e.g. diverse landscapes) would be more valuable than others (monocultural
landscapes), some not valuable, etc.

(As things stand, of course,

axiology does have an important place in working out the theory of
Ecological Resistance, especially in assessing its central principle of

diversity.)
The upshot is that without much elaboration (like that indicated

below) of an axiological kind; which connects value through a grounding
relation, as distinct from an identity, with the run of things (but not

aZZ things) that are natural, reason (ii) for ecological resistance

fails.

Does reason (i), which is premissed on the central principle that

diversity is good and natural and threatened by monoculture, fare any
better?

While it is a matter of fact that that diversity is threatened,

indeed is being very rapidly reduced by the forces of monoculture, diver­

sity is not, as opponents of ecological values are wont to point out, an

entirely unqualified good.

Nor is diversity is always natural:

a

temperate rain forest can be "enriched" and rendered more diverse by

interplanting of exotics (a practice foresters have applied, e.g. in
New Zealand) but the result is not natural and sometimes at least bad.
Or, differently, ecological diversity can often be increased by increasing

edges between ecosystems, but the practice of increasing edges can easily
be unnatural and far from good, as, e.g. in rainforest logging with (say)
50% canopy retention.

So although a reduction of diversity is commonly

bad, since the reduction reduces the quality of an ecological whole, and
increase in diversity good, diversity can not be accepted as a solo
principle.
In fact, Rodman often couples diversity with other factors,
such as naturalness (inadmissible in determining, noncircularly, what is

good and natural), richness, spontaneity and integrity, which help to

remove various of the counterexamples to a diversity principle.
procedure points in the direction to be pursued:

The

replacement of the over-

simple principle of diversity by a principle combining all relevant
ecological factors. After all ecological sensibility - ecological resist­
ance is assumed to be the position of the person of ecological sensibility -

requires sensitivity to all such ecological factors.

54

Once it is determined,

�*

through consideration of a mix of ecological factors, that, or whether,
a natural object is good or valuable the reasons for resistance can be
restated:

(iv) Where a natural object is valuable - as

natural objects

are, a natural object does not have to be very ecologically distinctive
to be valuable - the threat to the natural object is a threat to what is
But, other things being equal, threats to what is valuable

valuable.

should be resisted.

So, similarly, threats to natural objects should

often be resisted - and always (on whatever level) resisted where the
objects are valuable and the costs of resisting are not overridingly high
(to begin to spell out the ceteris

paribus

clause).

It remains to tie in reason (iii), a key premiss of which can now
take the initial form that the threat to a valuable natural object is a

threat to oneself.

A threat to what is valuable, to what one as a valuer

values,

is athreat to the valuer, to oneself, for these are one's values.

To make

some of those connections good again requires an excursion into

axiology, one, this time, that connects what is valuable with a valuer's

values.

But Rodman, in trying to connect the threats to natural objects

and to oneself, is forced further
microcosm:

afield, and resorts to the myth of

'Ecological Resistance involves a ritual affirmation of the

Myth of Microcosm'

universe' (OED).

((b), p.5.4), i.e. the view of man 'as epitome of the

While such an affirmation - without the ritual - would

yield the requisite connection, it is a classic piece of anthropocentric-

ism, quite hostile to a nonchauvinistic position, and, fortunately,
inessential to genuine ecological resistance.

What Rodman reaches for

from the myth (which could be restated in terms of seZ/, without its
classic homocentric bias) is however extremely important:

account of the

it is an

which is not a separate subject

isolated from its (natural) environment (as a Humean individual is),

but

is connected intensionally and causally interrelated with that environment.
Rodman introduces this metaphysics in rather old-fashioned terms:

Ecological Resistance ... assumes a version of the theory of internal
relations:

the human personality discovers its structure through

interaction with the nonhuman order.

I am what I am at least partly

in my relation to my natural environment, and changes in that environ­
ment affect my own identity.

If I stand idly by and let it be

destroyed, a part of me is destroyed or seriously deranged ((b)
p. 54).

Not Man Apart, in the terms of Friends of the Earth.
55

�w

For among my interests are its interests, part of my welfare is its
welfare;
I am identified in part with it.^ The metaphysics deepens,

then, the reasons for resistance.

A resister 'does not stand over against

"his environment" as manager, sight-seer, or do-gooder;

he is an

integral part of [it]' ((b), p.56).
But the environmental metaphysics, that underlies and helps support
the ethics, that is part of a fuller environmental theory, need not be,
and should not be if it is to be coherent, as (Hegelian and) holistic as

Rodman immediately goes on to suppose that it is:
__ By making the principle of diversity central, Ecological

Resistance can incorporate the other three perspectives as moments
within the dialectic

of a larger whole.

an esthetic religiosity have

niches

Economics, morality, and

in the ecology of our experience

of nature, and each has its limits (p.56 continued).
But a principle of diversity which opposes the forces of monoculture will
not yield f/z-fs pluralism, unless illegitimately extrapolated to theories
where its merit is much less evident, especially when some of these
theories are not only mutually inconsistent but false. Rodman risks the

distinctive features of Ecological Resistance for a dubious synthesis.
It is only true that the positions can be combined if the first three
positions are verz/ limited indeed, and then a trivial combination with

each theory working where it works (which may be nowhere actual in the

case of the religious component) can be managed.

Moreover Ecological

Resistance properly developed, will lead to economic and ethical theories

which compete with the rather conventional, and environmentally defective

theories of, respectively, Resource Conservation and Natural Moralism.

Not only is Ecological Resistance severely handicapped by having
implausible holistic theses tacked in to it (not all of which have been

discussed);
further, Ecological Resistance is too negative. A more
positive theory - which includes a theory of value and, ultimately, for a
fuller environmental position, a metaphysics - is required, not only for

orientation and to meet felt needs of environmentalists already noted,

but for more effective, coherent and systematic resistance.

S'? it is but a short step to the ; fully ecological sensibility [which]
knows with Carl Sandburg that:

There is an eagle in me ... and the eagle flies among the Rocky
Mountains of my dreams and fights among the Sierra crags of what
I want ... . And I got the eagle ... from the wilderness, (p.118)
The poem almost admits of neutral logical formalisation.

56

�§5.

THE VIABILITY OF THE SORT OF ALTERNATIVE ENVIRONMENTAL ETHIC SELECTED

It is not necessary for an environmental ethic to take a set position

on all the issues so far raised for environmental ethics (or others, such
as whether, and if so which, ecological principles should be integrated

for example, it does not

with the ethical system) ;

to decide exactly

But it can hardly avoid determining

which items do or can have rights.

some of the boundaries in a way different from conventional ethics if it

is to count as an environmental ethic.

In particular, the issues of what

sort of items have or carry noninstrumental value, and how they obtain it,

cannot be escaped indefinitely.

Without the assignment of (intrinsic)

value to some items independent of the states and conditions of humans,

an ethic would remain within the confines of human chauvinism.

But how,

it is all too often asked, is such an assignment possible, or rational?

In any case, the environmental examples already relied upon (in §3) pre­

suppose
items.

the assignment of intrinsic value to nonhuman, and to nonsentient
So a theory of value is not only unavoidable but owed.

that can be adopted on an environmental

Of the many accounts of

ethic, the following has much to recommend it:-

Some values are instru­

mental, i.e. a means or an instrument to something else that has value,
and some are not, but are non-instrumental or intrinsic.

Some values at

least must be intrinsic, some objects valuable in themselves and not as a

means to other ends.
not, however, imply

That a value is (reckoned to be) intrinsic does

that

it

is

absolute

or system independent;

the

values that are intrinsic on one ethical theory may be instrumental or
relative on another. More controversially, values may be
in one

way or another, on other things, on other values or, importantly, on non­

values (such as experiences or felt needs, or facts or natural objects);
but while some values are reducible to others, others are not but are

That is, contrary to naturalism and to other forms of
For
reductionism such as subjectivism, some values are irreducible.
analogues of the naturalistic and prescriptive fallacies, formulated in

irreducible.

terms of 'valuable', are fallacies.

In particular, evaluative judgments,
such as those as to what is valuable, are not deducible from nonvaluative
judgments, such as those as to what is conventionally valued or what is
58
experienced.
That values in natural items are intrinsic does not imply

that they are naturalistic.
eliminating

or

Indeed intrinsic value cannot - on pain of
- amount to being natural, or reduce

to the experiences of humans or of sentient creatures, to their suffering

or happiness or preferences.

58

On next page.
57

�w

Although some of these things, some of these experiences,
some do not, but have no value, or a negative value or disvalue;

value,
59

and

some things, e.g. some experiences or some natural objects, have more
value (are more valuable) than others.
of value, but by no means everything is.

Almost anything can be an object
Value is distributed unevenly

throughout the universe in something the way that electrical charge is;
some items have positive quantities of varying degrees of intensity (e.g.
a thundercloud may carry a positive charge, and have positive value), some

negative, and some none.

There are however important differences:

elect­

rical charge is a quantitative notion, value a qualitative, comparative,
one;
charges are always commensurable, values less certainly or straight­
forwardly so;60 and the distribution of values (and especially of

intrinsic values) is much more theory (system, or viewpoint) relative than
.the di^sbributtdn of charges.

For example, on an environmental view, matiy

of the plants Mr Last Man eliminates have (intrinsic) value, whereas on

animal liberation (usual animal chauvinist) views the plants have no value
if no animals remain:

there would be no similar disagreement about

whether the plants were electrically charged.

Evaluative features such

as worth, merit, beauty are features which behave in rather the way that

philosophers of science now mistakenly suppose that

behave:

empirical features

they do not have a hard observational basis but are decidedly

theory-dependent, though the theories involved are evaluative in character
and not empirical.

To assert that value or redness or remoteness is distributed through
the universe is not to imply that these features, value or redness or

For an outline of how this nondeducibility thesis, which yields a
nondefinability thesis, may be proved (in limited contexts), see the
final section of R. and V. Routley, 'The semantics of first degree
entailment', ZVoMS, 6 (1972), pp. 335-59.

A simpler argument against naturalistic reducibility of values is a
consequence of the intensionality of values and the fact that intensional notions cannot be extensionally analysed (syntactically), which
is what naturalistism characteristically assumes.

Strictly the account of instrumental value should be widened if
disvalues as well as (positive) values are to be taken proper account
of.

That is, mcrg
may be at best a partial order, and so an
inadequate basis on which to define total utility functions, and on
which to rationally reconstruct modern economic theory.
If this is so,
as Godfrey Smith has suggested, and the orderings cannot be completed,
applications of the optimistisation models subsequently introduced will
have to work with partial functions.
58

�remoteness, exist,

or are to be found in the universe.

undermines much criticism of nonsubjective values;

The point alone

for example, Mackie's

empiricist case is premissed on the false assumption that the existence
of values

is necessary to objectivism, which he does not distinguish

from nonsubjectivism.

Mackie's "argument from queernessis similarly

broken at the outset:

since values are not entities at all, they are not

strange sorts of entities.

To see how unpersuasive Mackie's argument

should be, replace '(objective) values' throughout by, e.g.,
ordinals'.

universe;

'transfinite

They too would be 'utterly different from'anything in Mackie's
but that does not show that there are no transfinite ordinals.

Thus too, since values are not entities, the account of value being
developed is Met a reaZ-Zst one (in the ordinary sense).62
Values, of one sort or another, are features objects may have or

lack;

they are not subjective, they are not features which reduce to

states or conditions of subjects or valuers.

But no more are they object­

ive features, natural or empirical features of objects, features entirely

detached from valuers.

A largely unquestioned false dichotomy between

subjective and objective ethical theories has served to rule out important
options (it has been helped by a connected false dichotomy between

instrumental and detached accounts of value:

see Routley (b)).

In simplest terms, an objective account of value has values "located"

in objects entirely independently of valuers, in the way that (inertial)

mass is located in physical objects independently of observers;

more

satisfactorily, objects have values and masses irrespective of valuers or
observers.

Objectivism forces intuitionism, when it is inquired how

values are apprehended or known;

thus a fuller objective theory is almost

always accompanied by an account, so far always unsatisfactory,
61 The position is that for properties and relations argued in (e)
R. Routley,
EepcTX'd, RSSS, Australian
National University, 1979.
Such objects do not exist, but they have
important theoretical, explanatory, and other roles.

62 j.c. Mackie, Ft/zZcs.
especially pp.38-9.

F-ZpTzt

Penguin, 1977;

see

62 So undermining 0K6 part of D. Mannison's claim that we

want to defend a reaZ-Zst theory of values, i.e. a theory of values
that accounts for the truth of "x has value" with no ineliminable
reference to the interests and concerns of the evaluating group
('Critique of a proposal for an "environmental ethic'", this
volume).
The further parts of Mannison's claim are assessed in what immediately
follows. We are indebted to Mannison for forcing us to try to work
out what is wrong and right about detached value theses.
59

�3

characteristically modelled on sense perception, of the way in which
64
values are intuited or apprehended.
It is also regularly assumed on
objective accounts that values exist, in the world;
noneism) that is a separable assumption.

but evidently (given

By contrast, a subjective

account finds values in, or not independent of, actual subjects, and

commonly as linked with the pyschological states of valuers.

Although

subjectivism, like objectivism, comes in a variety of forms, it is always
required that where an item is valued there exists, at sometime or other,
a valuer who values it:

"no values without a valuer" holds, in a strong,

an excessively strong,implausible and erroneous, form;

namely, a world

without existing valuers in it is, by that very fact, a world without
values.

Fortunately - since both objectivisms and subjectivisms suffer

from serious, and mostly well-known, defects - the positions are not
exhaustive.
The way between is perhaps best revealed in terms of alter­
native worlds.65 Although values in a world (more precisely, that items

in that world a have evaluative features) always depend upon a valuer

existing in sows world, the valuer may not exist in the world of the
values

(i.e. the valuer may not exist in a).

For example, our claim that

a certain world without valuers, e.g. a pure plant world of botanically

rich form, is a fine world, depends on our existing in this world (in

order to make the claim, in fact);
"make sense"

but it does not demand in order to

(of course the claim is significant) or to be true, what is

ex hypothesis ruled out, the existence of valuers in the pure plant world.
That the world is a fine one, is dependent on a valuer in some world (and

that valuer's assessments of value and, if you like, theory or overview
of what is valuable and not);

by contrast, that the world contains only

plants of this or that leaf type, biomass or colour, does not depend upon
a perceiver.66 since values are not entirely independent of a valuer in
the way that empirical properties are independent of an observer, the

An important corollary is that

resulting account is not objective.

transworld evaluation does not require objectivism, nor (as we shall see)
intuitionism.

Call the resulting account, which is neither objective nor,
(short for, neither objective nor

as is evident, subjective,
subjective:

the term is ugly but memorable).

For a fuller account and worthwhile criticism, see N. Smith,
Penguin, 1954.
The use of worlds in ethical theorising, which is old, soon leads into
world semantical analyses of ethical notions, which is newer but will
also be taken for granted: it is ^problematic.
On next page.

60

�The replacement of the (no detachable values) thesis,

(1)
There are no values without a valuer,
by the revised thesis,
(1°) There are no values which are entirely independent of a valuer,

still affords the requisite semantical connections between values and

valuers subjectivists have been at pains to maintain, still allows for
the requisite theory dependence and cultural relativity of values, and

still avoids the extravagances of objectivism.

The replacement enables

the defeat of various sophistical arguments designed to show, in virtue

of the conceptual character of evaluative terms, that the case so far

presented against human (or person) chauvinism collapses.
argument of this sort

runs thus:

A simple

Objectivism is untenable;

but that

leaves subjectivism, which validates (1), as the only alternative; and
subjectivism undermines the counterexamples to chauvinism.6&amp;
One defect

of this argument lies in the assumption that a theory can just dispose of

counterexamples, when commonly examples are harder data than any theory.
Note that the difference between evaluative and empirical properties
is not adequately explained counterfactually:
if an appropriate valuer
- it cannot be an arbitrarily chosen valuer - were placed in the world
it would rate the world fine, to be sure; but equally a suitable
observer would perceive perceptual properties.
Both these things
objectivism can quite well allow. Partly for this reason Rescher's
attempt to maintain his initially subjectivist thesis that value must
be benefit-oriented, while admitting Moore's comparison of unoccupied
worlds, is unsuccessful.
Rescher's thesis really gets modified to:
value must be potential-benefit-oriented - with which an objectivist
might well agree, since it becomes a truism if 'benefit' is construed
sufficiently widely (e.g. as 'value'), once unscrambled counterfactually
thus:the unseen sunset has aesthetic value because of the potential
benefits it affords ... [i.e.]
someone were placed on to such a
world, he
be able to appreciate and enjoy this sunset.
(N. Rescher,
Prentice Hill, 1969 ,
pp.136-37.)
But insofar as Rescher wants to suggest that value comes down to
potential-benefit-orientation, that the unseen sunset has value jMst
because of the potential benefits, which are entirely captured counter­
factually, objectivists will rightly object; even if no one were
placed in this world, the sunset which delivered no benefits
the
world, would still have value, still be beautiful.
In short, a counterfactually-extended subjectivism remains inadequate.
The requisite relation of entire independence is explained semantically
in terms of worlds.
The truth of A is not entirely independent of b
iff, in every model, for every world of the model in which A holds
there is some world of the model in which b exists.
The valuer of (1°)
need not exist; it is only required (in each model) that it exist in
some world.

Such an argument appears, in essentials, in R. Elliot,
species?', this publication.
61

'Why preserve

�9

Such a procedure is methodologically unsound.
In this case the examples
tell against subjectivism, and point to another defect in the theoretical
argument, namely the reliance on the false objective/subjective dichotomy.
It has been objected 69 that the nonjective way between subjective and
objective is unsatisfactory, for the reason that (1°) results in
unacceptible assignments of value.

But the objection depends upon under­

standing 'a valuer' in (1°) not in the intended way, as 'a certain (or
definite) valuer' , the determination of valuer being

MpoM the

values concerned, but as a choice term, as 'an arbitrarily chosen valuer',
or 'some valuer or other (you choose)' - which would require, what can

never happen, that every hypothetical valuer agrees in the values assigned.
A precisely similar misunderstanding of (1) likewise gives strange results:
namely that any state of affairs, however environmentally appalling, is
valuable because we can find a valuer, e.g. a spokesman for your local

development association., who would account it valuable.
understood yields no such bizarre results:

But (1) properly

all it guarantees is that,

where a state of affairs has a value then there is a certain valuer
(zj/z^cT? depending upon the state of affairs and the value assigned, i.e.

the choice is heavily constrained) who assigns that value to that state.

Similarly in the case of (1°) choice of appropriate valuers is a dependent

choice, not an arbitrary one.
There are several, deeper (because metaphysically grounded),
sophistical arguments that conclude on the basis of (1) among other
70
things, that human, or at least person, chauvinism is unavoidable.

These arguments too fail with (1).

It is simply a (common) mistake to

think that values and rights do not have a meaning, or an application,

outside the human context or situation:

to establish this point (on

which Moore rightly insisted) it is enough to point out again that

(hypothetical) valuers, not necessarily human or persons, can assign
69

For example by R. Elliot op. cit.
Elliot's objection depends on a
misconstrual.
The original draft of this paper pointed out that
principle (1)
is strictly mistaken: it would be a little more accurate to assert
that there are no values without possible valuers. A world in which
there are no valuers extant may still contain valuable items.
It does not follow from this, what Elliot infers, that 'a state of
affairs has value if it is such that it would be valued by some
sentient individual if such an individual were to exist', with 'some'
read 'some or other'.

70 These arguments are examined in detail in Routley (a), and found
wanting.
The objections there lodged apply equally against variations
of the arguments built on (1°) . What follows in the text on sorne of
these arguments is largely a condensation of some of the points
developed more fully there.

62

�C

Q

values with respect to situations and worlds devoid of humans and of
persons altogether.

But though these deeper arguments strictly fail

with the demise of (1), they can be readily restated in terms of (1°),
which can equally be taken (given further assumptions) to support the

thesis that persons (or preference-havers)

are the primary items of

value or, more strongly, that persons are the ozzZ-y items of intrinsic
value.

One of these arguments relies on the idea that persons are the

source of value.

But the argument trades on an ambiguity.

A person is

the source of value-judgements and values in one sense, i.e. s/he is the
valuer;

but not in another, namely s/he is not responsible for valued

item having its valued properties.

Nor is there any licence for reducing

the values assigned to those that serve the interests of the valuer.

The

argument is likely to be given the following sort of initial elaboration:

By (1°), whatever has a value has its value in virtue of an assignment
from certain valuers.

But valuers are always persons.

The argument is however

ever has a value gets its value from persons.

defective.

Therefore what­

For even if values were always assigned by persons the items

their values from persons

assigned values do not thereby yet or

(or those of persons).

They have what value they have partly in virtue

of features of their own.
Nonetheless, the argument continues, the empirical features of

objects valued are relevant because they are taken into account in

preference rankings on which valuers base their assignments.

By (1°)

(or

a derivative) values are relational properties not properties simpliciter

as objectivism would have it.

They are relational properties which

depend on certain features of the related item.

Which features, of values?

Well, obviously, preferences and interests of valuers.

So, it is con­

cluded, values answer to, or reduce to, interests of persons:
no alternative to chauvinism.

there is

Rather similar arguments lead to such

(mistaken) conclusions as that rights are interest-oriented, that
71
obligations must answer to people's interests,
etc. etc.
The arguments

can furthermore - in case the transit seemed excessively swift - be
filled out, for example as follows:

By (1°),

Thus, e.g. K. Baier, T/ze AforczZ Po^yzt o/
Ithaca, 1958.

63

Cornell University Press,

�-B.

Values depend upon valuers, upon their value assignments
or rankings.

-A.

These value rankings depend upon valuers' preference
rankings.

A.

Hence

Values depend upon, or are determined through, the preference
rankings of valuers.

B.

Valuers' preference rankings are determined through valuers'

interests.
C.

Valuers are humans [persons].

Therefore

D.

Values are determined through, or depend upon, human [or
72
persons'] interests.

Hence, it is sometimes concluded, not only is it perfectly acceptable for
humans to reduce matters of value and morality to matters of human,
interest, there is no rational or feasible alternative to doing so:

any

alternative to chauvinism is simply incoherent.
With the replacement of (1) by (1°), premiss (C) is rendered

implausible unless 'human' is supplanted by 'person'

(where the variable

'person' is so characterised that all valuers are persons, something some

accounts of person would rule out).

Thus, without (1), the argument

leads at best to person chauvinism.

Nor does -B follow from (1°):

"not

entirely independent of" does not imply "dependent upon", but at best
"partially dependent upon".

However it does seem that values are, in a

sense, determined through value assignments - assignments made certainly

in virtue of features of the objects valued and of preference rankings of
valuers, that is having dual factual and attitudinal bases - but assign­

ments nevertheless.

Accordingly, the central part of the argument can be

reformulated, in a way which locates the main source of damage, thus

A'.

Values are determined through value assignments [preference
rankings] of valuers.

B'.

The value assignments [preference ranking] of valuers are

determined through valuers' interests.
In order to reach what amounts to chauvinism

73

from B', however,

'interest'

has to be narrowly construed, after the fashion of egoism, as 'own, self-

centred or selfish, interest'.
D'.

Otherwise the conclusion,

Values are determined through valuers' interests,

Many variations on this argument are considered in Routley (a); and
obviously there are yet other variations, e.g. value assignments could
be directly linked with interests.
On next page.

64

�c

Q

is innocuous;
valuers.

it does nothing to confine what determines value, to

For valuers' interests may concern almost anything, and in

particular may include the interests of nonvaluers(as in 'its interest
is among my interests') and the welfare of natural systems.
understood, is no more chauvinistic than:

D', so

Values are value-centred.

To

succeed the argument has to narrow the elements assessed in determining
value to features of the base class of persons [or humans];
their interests and welfare alone.

e.g. to

For if we have to look beyond this

class to assess value - even to determine interests and welfare - then
the argument to chauvinism fails. Thus the argument has, in order to suc­
ceed, to rely upon assumptions either of egoism - valuers' interests are

restricted to their own (perhaps enlightened) self-interest - or of a

group analogue - valuers' interests are restricted to those of the group,
the base class - where (to indicate the final trick in the argument)

there is, in each case, a slide on the elastic term 'interests', e.g.

from ^?z) f/z^r ozjzz
ozjyz Mses or purposes.

to

t/z^^r ozjzz u^urztape., or

t/ze^r

It is evident enough that in order to succeed the

argument has to assume one of the very points at issue, that interests,

which are progressively restricted to chauvinistic interests, are so
restricted.74 But consider, to expose the character of the assumptions
made, parallel arguments to egoism and groupism, i.e. group egoism:

AE.

Persons always act (in freely chosen cases, or rational cases)

in the way they prefer or choose, i.e. in accord with their

(revealed) preference rankings.
BE.

Individual [group] preference rankings are always determined

through (reflect) self [group] interest.

71 What amounts to chauvinism; for if a position were reached in
this
way by a sound argument, then the position would not be chauvinistic,
being justified. For this reason, it is absurd for a rational creature
to present itself (as some philosophers have) as a human chauvinist or
a person chauvinist.

There is however a descriptive analogue of chauvinism, in which the
justificatory clause is omitted; and this use of 'chauvinism' we have
resorted to ourselves (as the astute reader will have observed) as an
interim step.
In the end of course such descriptive-chauvinism is
chauvinism, since the discrimination involved is unwarranted.
74 The claim generalises: it is not possible to mount an argument for
person [or human] chauvinism on the basis of the meaning, or analysis,
of such notions as, o^Z^pa^o/z or r^pTzf or
without assuming, in
the analysis or the course of the argument, the very points at issue.
This is an outcome of the viability of nonchauvinistic analyses of
these notions, together with the content preservation character of
genuine deductive arguments.
65

�Therefore
DE.

Individual persons [groups of persons] always act in ways

determined in their own self [group] interests (or that

reflect their own interest^).
Thereafter follows the slide from "in their own interests" to "to their

own advantage", or "for their own uses or purposes".

The eventual con­

clusion of egoism, again parallelling the class chauvinism case, is not
only that the egoistic position is perfectly in order and thoroughly

rational, but that there are no alternatives;
least ought to be, no other way of acting,

that is, there is, or at

'that men can only choose to

do what is in their own interests or that it is only rational to do

Thus,person or (human) chauvinism, as based.on the central argument,
3
stands revealed as like group selfishness, "group egoism" one might

almost say.

Likewise the criticisms of the

as we shall now call the argument through D or D', parallel those of

egoism;

in particular, premiss B'

to those that defeat premiss BE.

(or B) succumbs to similar objections
Group selfishness is no more acceptable

than egoism, since it depends on exactly the same set of confusions
between values, preferences, interests, and advantages (encouraged by
slippery terms such as 'interests' and 'self-interest') as the arguments
on which egoism rests.
Briefly, because one may discern or select one's own preference or
value rankings, it does not follow that these rankings are set up or

selected in one's own selfish (or enlightened self) interests;

similarly

in group cases, because a group determines its own rankings, it does not
follow that it determines them in its own interests;

the group includes environmental individuals.

certainly not if

Thus just as BE is refuted,

at least prima facie, by a range of examples where preference, and value,

rankings run counter to self-regarding interest, e.g. cases of otherregarding interest or altruism, so prima facie at least, B is refuted by
examples where value, and also overall preference rankings, vary from

group interests, e.g. cases of group altruism and extra-group-regarding
interests, as in resistance movements, environmental action groups, and
so on.

It is often in selfish human interests (no less selfish because

pertaining to a group) to open up and develop the wilderness, strip mine
the earth, exploit animals, and so on, but ecological resistance workers
Nowell Smith, op. cit., p.140. Nowell-Smith's very appealing critique
of egoism (pp.140-44) may, by simple paraphrase, be converted into a
critique of group selfishness.
This is obvious once B' and BE are
compared.

66

�who oppose doing so are commonly not acting just out of (their own or)
human intragroup interests, but out of direct concern for the environment
and its welfare.

But, just as BE is not demolished by such counterexamples of
apparently other-regarding and altruistic action, neither is B:

in each

case it can be made out that further selfish (i.e. self-regarding) inter­
ests are involved, e.g., in the case of B, that an agent did what he did,

an altruistic action, because he
in the egoism case,

doing it.

As Nowell-Smith explains

'interest' is written in as an internal accusative,

thereby rendering such theses as BE true at the cost, however, of trivial-

More generally, valuing something gets written in as a
further sort of "interest"; whatever valuers value that does not seem to

ising them.

be in their interests is said to provide a further interest, either the
value itself or an invented value surrogate;

for example, the environ­

mentalist who works to retain a wilderness he never expects to see may be
said to be so acting only because he has an interest in or derives

benefit or advantage from just knowing it exists, just as he would be

said to in the egoist case.

"retained";

By such strategies the theses can be

for then a valued item really is in valuers' interests, in

the extended sense, even if they are in obvious ways seriously incon­

venienced by it, i.e. even if it is Mot in their narrow interests in the

customary sense.

Thus B, like BE, is preserved by stretching the

elastic term 'interests', in a way that it too readily admits, to include
values, or value surrogates, among interests.

Then however the conclus­

ion of the Group Selfishness argument loses its intended force, and
becomes the platitude that values are determined through valuers' values,
just as egoism, under the extension which makes us all covert egoists,

loses its sting and becomes a platitude.

Human chauvinism in this form,

like egoism, derives its plausibility from vacillation on the sense of

'interests', with a resulting fluctuation between a strong false thesis
when interests are narrowed through group interests to group restricted

interests - the real face of human chauvinism - and a trivial analytic

thesis, between paradox and platitude.
To reject the reductionist conclusion D, or D', is by no means to be
committed to the view that the valuers and their preference rankings play

%&lt;? role in determining values and that values are a further set of

In the sense of Wisdom's (meta)philosophy.
The technique of rescuing
philosophical theses by shifts, which begin with natural extensions of
terms, enforced by accompanying redefinitions of terms - including the
thesis "We're all selfish really" - is delightfully explained in
J. Wisdom, dt/zer
Blackwell, Oxford, 1952, especially chapter 1.
67

�mysterious independent items somehow perceived by valuers through a
special (even mystical and non-rational) moral sense.

An intuitionist

theory of value is not required, and is not lurking in the background.
One can simply admit that valuers' preference rankings play an important

role in evaluation;

one is not thereby committed to D unless one assumes

- what amounts to premiss B - that these preference rankings reflect, or
can be reduced to, valuers'

(narrow) interests.

Even so important

problems remain unresolved, in particular, precisely what role valuers'

preference-rankings play, and how this role enables the damaging features
of intuitionism to be avoided.
The arguments against genuinely environmental ethics from the

character of

are sometimes followed up by the objection that such

a ethic can be given no, or no satisfactory, theory of value (or metaethic, to.use the current, but questionable, jargon transferred from
logical theory).

It is true that several theories of value are quickly

ruled out, including mainstream noncognitive theories, which are objection­

ably chauvinistic, allowing no non-instrumental value to any non-sentient
natural items.

While an environmental ethic, like almost any other

normative ethic, ca?? be supplied with an intuitionist theory of value,

an environmental ethic, unlike most other ethics, wa?/ appear to have no
option to such a theory, though the theory is unsatisfactory and causes
especial problems for the ethic. 75 The unsatisfactoriness of intuitionism
is in part for the usual reasons:

apart from the perceptual comparison

which is problematic in several ways (e.g. evaluative properties are not

like perceptual properties, the moral sense is rather different from
other senses), the theory is (like a purely axiomatic theory) too much of
a black box, which gives no explanation of many things that call for

explanation, e.g. the semantics of value, how value judgements are based
on factual and emotional or attitudinal bases;

but it is in part because

intuitionism provides little guidance or assistance in accounting for the
intrinsic value of environmental objects.
These difficulties can be evaded and the problems largely resolved

through a semantical theory of value, and more generally of ethical terms.

Thus D. Mannison, 'the "new environmental ethic" is ... irredeemably
intuitionistic' (op. cit.), and H.J. McCloskey:

As far as I can see of the known, plausible meta-ethics, the only
one available ... is an intuitionist one.
... [There] would still
be ... the problem of associating it with a non-human-centred
normative ethic, one which did not locate all values in human
capacities states, goods, but accorded to environmental phenomena
value in their own right. ('Ecological ethics and its justification:
a critical appraisal', this volume.)
68

�For the truth-conditions, 7 8 and resulting interpretation conditions,

will supply an account of meaning not only of axiological expressions
but also of deontic expressions, and moreover in a way that is plainly

nonchauvinistic;

e.g., it enables natural items to be awarded intrinsic

value in much the way that states or conditions of humans are on
chauvinistic theories.

Something of the shape and character of the semantical analyses
emerges from the evaluation rules for important axiological and deontic
79
functions.
The semantics are set within the framework of the semantics
of entailment:

in this way several paradoxes possible world semantics

induces in deontic (and axiological) theory are automatically removed.

The semantical analyses of the central axiological functor,

'that ... is

better than that __ ', abbreviated 'Bt', and the key deontic predicate

'that ... is permissible', abbreviated 'P', restricted to sentential
terms, take respectively the following forms:
I(A Bt B, a) = 1 iff [B]

i.e.

[A], where [C] = {c e K:

I(C, c) =1},

[C] is the range of C, the class of situations where C holds, some­

times called the proposition C expresses.

In short, that A is better
than that B holds in world a iff from the perspective of a, the proposition
B expresses is less preferable than the proposition A expresses, where
the ordering relation is spelt out in terms of a preference ranking.

I(PA, a) = 1 iff, for some world b such that Tab, I(A, b) = 1;
i.e., that A is permissible holds in a iff for some world b permitted as

far as a is concerned, A holds in b - where the relation T is spelt out in

terms of a relative permittedness relation.
Enough of the semantical theory has been exposed to indicate some

important features.

Firstly, betterness - and something the same holds

for other value terms - is assessed semantically in terms of a world-

relativised preference ranking.

In the simplest case, where betterness is

assessed as to truth (rather than interpretation, or meaning), i.e. at

actual world T, the assessment just is in terms of a preference ranking
(so validating a form of premiss B above, for a technical sense of
70

Ethical judgements, both axiological and deontic, have truth values,
relative to their context of occurrence. By use of context, objections,
e.g. from relativity, to the attribution of truth-values to such
judgements can be straightforwardly avoided.

79 Full details of the semantics are presented elsewhere, in Routley (c),
and in R. Routley, R.K. Meyer, and others, PeZevuzzf
TZzeZr
P-ZfaZs, RSSS, Australian National University, 1979.
69

�'determined').

Secondly, the semantics of

can be given in

descriptive terms; similarly for deontic terms such as

The

semantical analysis bridges the fact-value gap, by a functional linkage,

without however closing it.

preferential basis.

For it provides no

of value to its

The linkage enables a simple explanation of how

environmental considerations can count:
criteria may be preferred.

worlds satisfying environmental

Sets of worlds where human interests or needs

are not met but ecosystems are maintained may, for example, be prefer­

entially ranked above worlds where human needs are met at the expense of
ecosystems.

The way in which the factual basis, which includes environ­

mental facts - the descriptive better-making characteristics - enters into
the evaluative judgments of quality, is in outline as follows:

factual

criteria delimit preference rankings on worlds in the same way that

descriptive features of objects delimit preference rankings of these
objects.
It is not the case, then, that we are unable to explain zj?zz/ a natural
item is valuable if we cannot point to some human interest or purpose
which is served.

This again assumes mistakenly, that because a valuer­

relative preference-ranking is involved, the evaluation must somehow be
reducible to the interests or purposes of the valuer.

That there is an

allusion in the semantical unpacking of value to the preference system of
a certain valuer no more requires that the items valued are valuable only
insofar as they serve the valuer's interests or preferences than it does

in more familiar cases such as valuing a work of art, a library or an old
building.

Valuers can and do value items because they perceive in them

properties they take to be valuable, and in the interests of other things
whose interests are their own, and not simply for what they can get out of
them or how far they serve their own interests.

The answer to the question

'Why is it valuable?', for a natural item, will not always be, as it must

always be on the instrumental view,

'Because it is good for such and such

purpose or end of the valuer or those of his group', but may be:

'Because

it has properties A, B and C which the valuer holds to be valuable in virtue
of considered preferences, including iterated (second order) preferences
which reflect the preferences of other preference-havers.

In the end, then, environmental value systems are

cvz different

How a seTnaTzt-fcaZ analysis - as distinct from a
analysis may make bridges without involving a reduction - but leaving everything
as it is - is more fully explained in R. Routley 'The semantical meta­
morphosis of metaphysics',
JoMruaZ
P/z^Zosop/zz/, 54 (1976),
187-205. For more on how the fact/value gap is semantically bridged
see Routley (c).

70

�preference rankings, which take into account different facts from the
chauvinistic systems they are beginning to compete with and aim to

supplant - a different group preference ranking and network (emanating

from the valuer and those like her) which is grounded in a different

perception and emotional presentation of nature.
The semantical meta-ethic is not as neutral as an intuitionistic
meta-ethic:

for the preference-rankings involved require a valuer, i.e.

thesis (1°) is applied, thereby excluding objective theories.

The fact

that the semantical theory will work (perhaps after minor adaptions) for

a range of normative theories is no serious objection.
not have to be precisely tailored to a given ethic:

A meta-ethic does

the same (sort of)

metalogic may work satisfactorily for many different logics.

It is not merely that the distinctiveness of the meta-ethic may be
what is more serious is that the

contested;

(normative) ethic, even

newness

of

the

within Western traditions, may be challenged.

It has been suggested, for instance, that such ethics are but versions

or minor variants of ideal utilitarianism
McCloskey, op. cit.).

(cf. Elliot, op. cit.;

To assess this claim, and to reveal how much the

preferred environmental ethic has in common with such utilitarianism and

how much it differs, considering what counts as ideal utilitarianism is
unavoidable.

In indicating what does count, there is real point in going

back to Rashdall's original explanation:
... all moral judgements are ultimately judgements as to the
value of ends.

This view of Ethics, which combines the utilitarian

principle that Ethics must be teleological with a non-hedonistic

view of the ethical end I propose to call Ideal Utilitarianism.

According to this view actions are right or wrong according as they

tend to produce for all mankind an ideal end or good, which includes
but is not limited to pleasure.

... The right action is always that

which (so far as the agent has means of knowing) will produce the
greatest amount of good upon the whole.

(H- Rashdall, TTze T/zeorz/ o/

Fzz-z^Z, Oxford University Press, 1907, p.184.)

Ideal utilitarianism is thus, according to Rashdall, nonhedonistic

utilitarianism, and so conforms to the core theses of utilitarianism,
namely:

(i) The ethical or ideal end (the good) is determined simply by

maximisation of net utility or value of certain factors or ends, typically
(but not invariably) experiences or states of consciousness such as
pleasure, enjoyment, satisfaction of desires or preferences

71

�!*

(ii) The ends or experiences are those of some given base class,

e.g. mankind, present persons, sentient creatures (Pase &lt;?Zass r^Z-az^z^sut-Zczz);
and
(iii) Other ethical notions, right in particular, are defined as

determined in terms of the ethical end (^eZeoZ-c^-ZcuZ re^zzc^-Zozz-Zsw).
A corollary of the reductionist assumption - which can take various forms,
e.g. act, rule, average utilitarianism - is that maximisation is uncon­

strained by deontic requirements.

The core principles are also readily

discerned in that other paradigmatic ideal utilitarian, Moore,

who like

Rashdall, objects to (hedonistic) utilitarianism on the grounds of its
hedonistic principle (e.g. p.184), and accordingly widens the ends

admitted in (i), and, again like Rashdall, takes the base class to
consist of humans.

as assessed through its

paradigm exponents *Zs thus chauvinistic, and zzo
e^zz-ZrczzwezztuZ.

sc/zewa /or azz

Human chauvinism is in fact integral to both

Rashdall'sand Moore's work.

For example, Rashdall characterises r-z^TzZ; in

terms of good for mankind, and endorses a strong form of the greater value

assumption (p.215).

And Moore

not only identifies the best poss-ZbZe

state of things in this world with Human Good (p.183), but considers 'by
far the most valuable things we can know or -z^azy-Z/ze, are certain states of

consciousness', Zzzz?n&lt;27z consciousness (p.188, my italics).
Each one of the core theses of utilitarianism is false (the case is
argued in detail in Routley (b)).

Contrary to (i) optimisation needs to

be constrained, deontically constrained, else serious injustices to and
ill-treatment of objects within the base class and, more important,
objects outside that class, are all too likely.

But, as against (iii)

this destroys prospects of successful deontic reductions, which are, on
independent grounds, improbable.

To avoid the chauvinism, typically built

See Pr-Zpzc-Zp-Zu Ez^/z^cu, Cambridge University Press, 1903, chapters V and
VI.
Moore does say (p.188) that

No one, probably, ... who has asked himself the question, has even
doubted that personal affection and appreciation of what is beautiful
in Art or Nature, are good in themselves.

But 'appreciation of what is beautiful' reduces, on Moore's account, to
'enjoyment of beautiful objects'; and any independent value in what is
beautiful is 'so small as to be negligible in comparison with that
which attaches to the cozzsu^ozzszzess of beauty', (p.189).
Moore's chauvinistic account thus appears open to familiar objections e.g. those based on enjoyment machines (cf. the wilderness experience
machine discussed above), and on beautiful worlds lacking conscious
beings-which help show that beauty is what counts and not just, or
primarily, experiences of beauty. Moore was not, however, entirely
unaware of such points:
cf. pp.194-95.
72

*

�into (ii),

(i) requires restatement in terms of factors which avoid base

class relativisation;

then clause (ii) is eliminated.

The need for con­

straints in optimisation modellings of utilitarian or economic sorts can
be seen from the phenomena of interrelated interests and preferences:
that my interests include, or depend upon, yours, means that these cannot

vary independently, but are interrelated.
Repairing the defects of ideal utilitarianism results in more

adequate optimisation modelling.
notion of

The recipe elementary analysis of the

item leads to is, in essence, as follows:

Maximise a

weighted function (e.g. a sum) of the factors that value a determines

subject to appropriate constraints:

symbolically, maximise n-place

function E = E(x) subject to constraining relations Rj(x)

and x = &lt;x^,...,x^&gt;).

(with j an index,

Special cases of such optimisation modellings are

familiar from engineering and economic applications (e.g. determination

of optimal social welfare in concave programming). What is more general
82
about the model indicated,
is, in particular, the form of constraints
permitted, which can include

that ... Xi ... X2 ..."
bounds for optimals).

deontic constraints, e.g. "It is forbidden

(which has the effect of putting a subspace out of

Since there is nothing to prevent moral prohibitions,

requirements of fairness, and the like, from appearing among the constraints

ethics, economics, and practical reasoning can in principle be success­

fully amalgamated.
The optimisation modelling of general value theory differs

significantly from that of (ideal) utilitarianism.

Although maximization

is fundamental in both, in utilitarianism value is characteristically
replaced by net utility, measured usually in terms of experiential units
of some sort, whereas in general value theory this reduction is rejected.

In each case there is a

of an ethical calculus, but the currency

is different, being values in one case and base class or individual
utilities (units of utility) in the other;

but in both cases the calculus

is so far (equally) unworkable except in very special cases.

In each

case there is an analysis into components of the objective (function)

maximized, but the analysis is very different.

In utilitarianism net

utility is broken down into individual utilities of members of some base

class.

In general value theory such a reduction is rejected (except

perhaps where appropriate hypothetical valuers are admitted);

analysis into factors that carry value is made.

instead an

(But in Moore's ideal

The general model is motivated, explained, illustrated, applied and
defended in Routley (b) and (d) and also in R. Routley, 'The choice of
logical foundations: nonclassical choices and the ultralogical choice',
L&lt;9&lt;2"f&lt;?a, 38 (1979).

73

�utilitarianism, unlike utilitarianism proper, the way is opened for
factors, such as beauty, which carry intrinsic value and are not reducible
to features of the base class or its members.)

In utilitarianism deontic

notions, such as right, are analysed in terms of the value theory;

general value theory deontic notions are taken as given
constraints are imposed on optimisations.

but in

and deontic

Whereas the maximisations of

utilitarianisms proper are (single element) unconstrained maximisations
(hence the injustice, unfairness, and ill-treatment such ethics condone),
general value theory optimisations are constrained.

in principle

While there is room

for constraints in ideal utilitarianism, as there is for a

switch to factors which are base-class independent - though the theory has

never been elaborated to the point where these things are done - deontic
constraints cannot be noncircularly imposed, given the teleological
reduction thesis (so the problems of unfairness and ill-treatment remain).

It is a fairly evident corollary of the differences that general

value theory removes leading objections to utilitarianisms.

It is not

perhaps so evident, however, how it applies to environmental cases or

what the factors of environmental relevance are.

To expose some of the

factors - and to indicate just how far an environmental ethics is dis­

tanced even from a comparatively liberal ethic like Moore's ideal
utilitarianism

- consider the very difficult optimisation problems as to

the determination of the Ideal.

Moore distinguishes (1) The Ideal,
from, what is more interesting,

state of things

the best possZbZe state of things in this world',

toward which our action should be directed'

absolute ideal'

(KI)

and (2)

'the

(2)

'the MZtZ/naZe end

(p.183).

Call (1)

'The

'the T ideal' or 'the this world ideal'

(TI).

A crucial difference between the two problems lies in the constraints:
determination of TI is constrained by features - many of them unknown -

of the actual world T (now and in the immediate future), by its populations
of humans and of various species of living things on its various earths,
by its natural features, by its physical and technological resources,

limitations of which will impose characteristic scarcity constraints.

By

That does not imply that no analyses can be given of deontic notions.
Although axiological reductions are ruled out, others are not.
Certainly semantical analysis, like that already sketched for permissib­
ility, can be supplied and elaborated.
Moore's teleological ethic is not far removed from Aristotle's ethic
more than 2000 years earlier (which exhibits features of ideal
utilitarianism) . From the point of view of this long relativelyunchanged base line, environmental ethics are not merely new and
radical, but represent a paradigm shift.

74

�-

contrast, KI is presumably not constrained by resources or technology
(in relation to populations);

this is just one reason why Leibnitz's

equations of TI with KI and with things as at present fails.

theless constrained.

8S

KI is none­

There will, for example, be constraints forbidding

unfair or ill-treatment of various sorts (given that such treatment is

possible), and there will be constraints interrelating factors that are
not independent.

The factors entering into the modelling will no doubt represent, in
some way, many of the positive goods, such as enjoyment of the "meritor­
ious" sorts that Moore managed to discern - positively weighted - and

many of the evils he found - but negatively weighted (but some of these
things are better represented through constraints). There remain,
86
however, many features
of ecological importance that Moore never con­

templated;

for example, diversity of systems and creatures, naturalness,
o7
integrity of systems, stability of systems, harmony of systems.

Optimising a mix of factors, which are mutually constrained, meets
constant reproaches made against such ecological values as diversity.

The objections take the form that enhancement of diversity as a sole
factor can lead to undesirable ecological results, indeed can diminish
Op
net value and so be wrong on utilitarianism grounds.
On the multiple

factor model diversity is constrained by naturalness and stability, for

example;

thus net value is not going to be increased through increasing

the diversity of a simple temperate rainforest by felling some of its

trees and replacing them with exotic species.

On the other hand, diver­

sity will be increased by planting the banks of a stream, eroded through

excess clearing and overgrazing, with suitable exotic species - then birds

Perhaps, moreover, there are no limiting natural laws, such as con­
servation principles, but the universe operates according to beneficient natural laws.
There are distinctions here between worlds and
physically possible worlds which Moore did not make.

There may also be, at least in the case of KI, as Moore observed,
factors that we are unaware of - at least under the intended construal
of 'conceivable'.
Rough and ready measures of such factors as diversity are not so
difficult to come by, and, in important respects, present fewer problems
than obtaining measures of pleasure that encompass, in ways that take
account of interspecies and interindividual comparisons, all sentient
creatures.

Compare the objections made in §4 to Rodman's reliance on the single
criteria of diversity; and also Passmore's points in (a) against
diversity as a single criterion in arguments for preservation.
75

�and other animals will increase as well as plant diversity - and in such

a case stability will also be increased in the longer term and natural­

ness not diminished (since already removed);

thus overall value will be

increased (it may also be increased by the enjoyment of conservationists
formerly appalled by the stream landscape).

Diversity,though (like enjoy­

ment or pleasure) good in itself, is (again like hedonistic values) not an
unconstrained value (compare, e.g., enjoyment obtained through secret
maltreatment of animals or by impoverishment of an unvisited streamside).

The multiple factor model also solves the problem of how to combine
traditional values, such as the virtues and creature enjoyment with what

many in the West are only beginning to discern, environmental values;
namely, by a constrained optimisation which takes due (i.e. weighted)
account of them
Thus in moving to an environmental (or nonchauvinist)
ethic one is not

ordinarily acknowledged welfare values for persons

or humans, but simply recognising a further set of values to which such
welfare values should be added.

welfare values are retained;

Nor is one

humans, for human

one is simply aiming to remove - through

constraints which may reduce assignments to human values in favour of

other values - the unwarranted privilege and chauvinism of the displaced
Western super-ethic.
One would not have come very far if, despite the claim to have

recognised environmental values, one assumed that wherever there is con­
flict between natural values and human values, the latter must always

prevail.

This would be equivalent to assigning them very low weight, or

even zero value, in all serious conflict cases.

One would not have

advanced far past rejection of axiological principle (A) if one then
accepted, in assessments as to how things should be done, the yreafer
namely that even though other things may have intrinsic
value, people or humans are more valuable than anything else, and rank

more highly (no matter how large their number).To allow that sows

in human welfare values may sometimes - or even often,
especially with increasing human populations - have to be accepted in
cases of conflict is an essential part of assigning a genuine positive
value to nonhuman factors.
Sometimes humans, their states and conditions,

do not come first:

the greater value assumption should be rejected.

Such an assumption - in popular form, that people come first - is
extrgTMgZ-z/ widespread and is even included in animal liberation theory;
cf. Singer, op. cit.
For striking examples of the damaging assumption
at work, see the (chauvinistic) resolutions of the United Nations
Conference on the Human Environment.

�o

4

There are many kinds of examples.

Conspicuous examples are provided by

recognisedly evil people (there are, under current social arrangements,
plenty), whose welfare, or even lives, do not rank above, for example,

valuable natural items, or the welfare of future persons.

More con­

troversial are evaluations which rank the preservation of an animal

species, such as the tiger, above the increase (or even retention) of
human population in given areas.91 But, for the most part, the compar­
ative value of humans as opposed to other creatures and things has been
greatly exaggerated.
The arguments used in support of the greater value assumption are

but variations of those for human chauvinism already considered, and

largely rejected (in §1).

Thus, for instance, Keller argues for a greater

value thesis on the ground that a 'human being is the most complex thing
which we know; its depth and range of experience far transcend that of

any other known living thing'

(p.209)

Ecological Concern', Zz/^o/z, vol.6

(J.A. Keller,

(1971), pp.197-209).

complexity the claim is almost certainly false:
are much more complex.

'Types of Motives for

As regards pure

tropical forest ecosystems

The claim about range of experience is open to

doubt, even for "normal" humans, since many animals have a much wider

range of such sensory experiences as smells; and it is false of many
humans.

More important, range and "depth" of experience, of certain

have) , does not, on its own,

select sorts (those that normally

establish greater value in any routine or regular way.

Often enough it

is no good basis for assigning greater value.
The generalised optimisation model will commonly give way, in

applications less sweeping and more feasible than that of the determining
TI, to such special cases of it as Bayesian decision theory and cost­

benefit analysis, where these analyses allow properly for environmental
values and duly incorporate ethical constraints (see Routley (a)).
90

91

It

The fact of the matter is that prevailing unqualified attitudes to
human welfare or the "sanctity" of human life - as opposed to other
life - are shot through with inconsistency. For instance, despite
common claims that human life is sacrosanct, neither the largely
unquestioned military ethics nor medical ethics nor the state or "the
law" take such a position: most individual humans are regarded as
expendible, replaceable, and not particularly or uniquely valuable.
On the prevailing ethic quite a different evaluation is taken for
granted: e.g.
It would be unrealistic to agree, of course, that preservation of
wildlife should take precedence over providing for human needs.
(S. Richardson, writing in T/ze CuTZ&amp;erru
November 29, 1974 ,
p.12)

On an environmental ethic, while it might not be politically expedient,
it would not be at all "unrealistic", to so agree.
77

�&amp;

is these more special methods that should normally be applied in trying
to determine a best course of action in a range of difficult decision

cases thrown up for an environmental ethics, especially cases where there
is a conflict (i.e. constraining conditions) between retention of natural
values (e.g. preserving a wilderness or a national park) and maintenance

of humanistic values (e.g. keeping some humans alive, commonly reckoned

one of the highest human-values).

But for a cost-benefit weigh-up to be

attempted such cases have to be described in

more detail

usually provided by chauvinistic philosophers who

than is

to direct such

examples against environmental evaluations - as if furthermore, the

examples were quite conclusive, when they almost always presuppose from
the very beginning what is in dispute, a greater value assumption.

In

connection with such intended counterexamples to properly environmental

ethics, two further points are worth recording:
firstly, resort to such
analytical methods is the rational procedure in such cases (unless a time

urgency intrudes, as seldom happens, or should happen, in philosophy);
secondly, an environmental ethic should not, any more than other ethics
or economics, be expected to provide a decision procedure for any and
every case that may arise:

the theory (and accompanying intuitions) may

have to be developed to resolve some cases, while other cases may go
(cheerfully) undecided.
On similar test or decision cases, e.g. one
group of starving people versus another group in a situation of limited

resources, or quality of life versus number of humans, conventional ethical
theories may offer no quick, or clearcut, resolutions, etc.
The optimisation model indicates, among many other things, how
axiological principle (A) is to be modified.

For best choice and best

course of action are now determined by taking account of the further
range of values, not just those that are human-based.
Then (A) vanishes

into the truism that only those objects that are of intrinsic value are
of intrinsic value, or need be taken into account in the values of the
optimisation model.
How to rectify the deontic principle (D) is rather less obvious than
how to adjust (A).

An obvious strategy, is, however, to add further

92 Even when a case is more fully described there will, of course be
(unavoidable) difficulties in quantifying some of the values, e.g.
those of "intangible" factors; but these difficulties are not sub­
stantially worse than those already encountered in routine business
accounting in quantifying such assets as good-will and such matters as
wage relativities for different work.
As L. Tribe has pointed out
(in 'Ways not to think about plastic trees:
new foundations for
environmental law', YaZ-e AuzJ
vol.83 (1974) , pp.1315-1348) the
difficulties of transferring or adapting rather standard methods of
assessment, such as decision theory and cost-benefit analyses, to pro
vide rational decision methods in the case of environmental matters has
been much exaggerated, to the detriment of the environment.
78

*

�provisos.
way;

But it is unsatisfactory to do this in a piecemeal sort of

it hardly suffices, for example, to simply add further riders

excluding unnecessary cruelty to animals, speciescide, etc.

What has to

is unwarranted interference with other preference­

be ruled out

havers (and goal-possessors)

and the degrading of items of value.

A

revised principle appears then to go something like this:-

DN.

One is free to act as one wishes provided that (i) one does not

unwarrantedly interfere with other preference-havers, and

(ii) one does not damage or ill-treat or devalue anything of

value.
Though the revised principle has a rather more complex and restrictive

character than freedom principle (D) and Western variants thereon, it
still does the requisite task (D) set out to do, namely to state that out­
side certain prescribed areas one is free, that select behaviour is
permissible.93 it is simply that the proscribed area is far larger than
inadequate homocentric ethics have envisaged.

But perhaps the whole conception underlying (D), and the way it
fixes onus of proof, should be stood on its head.

On the view behind (D),

one starts from an unlimited position permitting unlimited interference
and exploitation;

restrictions are added primarily because other ones

(again ones of the privileged class) are also starting from a similar
unlimited position whose freedom of action may be (impermissibly) curtailed
by one's own.

So results the initial position, e.g. of (D).

For inter­

ference in others' projects (no matter how exploitative) beyond this

"evident" initial position,good reasons have always to be offered.
alternative thoroughgoing

On the

respect view, which is illustrated by various

nonexploitative non-Western ethics, one starts from a restricted position,

a position of no interference and no exploitation, a position at peace with

the natural world so to say, and allows interference - not as on

thinking, restricts interference - for good reasons.
thus entirely inverted:

stop interference.

Western

The onus of proof is

good reasons are required y&lt;2r interference, not

The good reasons include the collecting of fruit

and nuts (and other natural "produce") for life support purposes, but not,
for example, the collection of a substantial surplus of forest orchids on

whim or in the hope that they may be sold at a profit.
A theory of value like that outlined, though it takes it for granted,
93 The revised freedom principle is not incompatible with, but can be
combined with and supplemented by, a bill of rights, charter or catechism specifying positively types of rights and of permissible
conduct.

79

�A

in the constraints imposed in optimisation, that there are deontic

principles limiting what is done to many objects other than persons,
leaves main deontic issues open, and in particular does not thereby imply

that such objects have rights.

For woraZ

forbidding certain

actions with respect to an object (fo not, in general,
that object a
94
corretattle r-^p/zt.
That it would be wrong to mutilate a given oak or

landscape painting does not entail that the tree or painting has a correl­

ative right not to be mutilated - without (what has a point) stretching
the notion of r^p*7z^.

An environmental ethic like the respect ethic being

advanced does not automatically commit one to the view that natural

objects or artifacts sometimes have rights.
It is sometimes held that some such objects do have rights, e.g.

under the influence of pantheism.

But construed literally, pantheism is

false, since artefacts, and other inanimate objects, are not alive.

The

view that the class of right-holders extends beyond the class of

preference-havers can however be placed on bases less extravagant than
pantheism - most obviously in terms of a suitable deontic analysis of
r^p?zt, for instance along the following lines:
others

d has a right to

iff

(obligation-holders) are not entitled to interfere with d's cj)ing

(if d (f)'s or were to (j)).

Under this account, of

which

emerges straight-forwardly from modern analyses of r^p/zt, a painting or a

tree may indeed have "rights", such as to continue existing.

Although

the term 'right' can no doubt be 6^ctezz&lt;ie(i along some such lines, the

analysis leaves out essential elements of the normal notion, namely the

involvement of choice.

There are, once again, various competing environ­

mental ethics, some simple extensions of Western ethics which extrapolate
the notion of r^p/zt, some not, some rationalistic, some not, and so on.

Environmental positions can - but need not - adhere to the familiar
assumption that rights divide into the following two broad classes:First, there are rights held by those (persons, in o?z6 sense) who can

duly claim their rights themselves, a class which excludes many humans

So rejected also is the s^rozz^ correlation thesis, presented e.g. in
S.I. Benn and R.S. Peters, Pocz^aZ Pr^Tzc^pZes a7z&lt;i ^Tze Pew&lt;9&lt;?r&lt;2^&lt;?
Allen and Unwin/1959, pp.89-9, according to which 'right and duty are
different names for the same normative relation, according to the point
of view from which it is regarded' (thereby also elevating what is at
best a coentailment into a stronger identity relation).
For example,
that d has a duty to look after the painting does not entail that the
painting has a right to be looked after by d, in any sense of 'right'
Benn and Peters are prepared to acknowledge.

The weaker correlation thesis - that d has a right to R entails that
at least someone else has a duty with respect to R - is not at issue.

80

&amp;

�and (so far as we know) almost all nonhuman animals.

Such rights are

often supposed to carry with them various responsibilities.

Secondly,

there are rights held by certain other (sometime sentient) creatures;

though the extent of this subclass of right-holders is a controversial
matter, it is generally taken to include at least infants, mentally

defective humans, dead humans, and some animals.

These rights do not

carry corresponding responsibilities, though they are, of course, the
However the assumption that certain rights -

ground for various claims.

the really central rights - are restricted to those who can claim them on

their OM% behalf, seems to be based on the faulty idea of private (or
separable) individuals as the basic metaphysical units.

In a community

of socio-environmental individuals there is no reason why one creature's

rights should not be claimed, as infants' and animals' rights frequently

are, by another:

these rights are others' responsibilities.

right-holder has itself no specific responsibilities.

Often a

Moreover the

supposed division leaves it quite vague what responsibilities "central"
often, it seems, they have none that

right-holders are supposed to have;

connect relevantly with their rights.

be put on the alleged division:
a primary nonderivative way).

Accordingly but little weight will

any preference-haver can hold rights (in
That any preference-haver can hold rights

is a consequence of the account of rt&lt;y72t that usage of 'right to' appears
to lead to, namely for very many (action-type) predicates cj), d has a

right to

iff, for every other (obligation-holder) z, z is not entitled

to interfere with d if d chooses or would choose to &lt;&amp;.

Thus that d holds

rights requires of d only that it be the sort of creature that can make
choices, that it be a preference-haver.

The result holds good generally.

Consider the other main case, where the right is to some object b:

d has

a right to b iff, for certain ot (a class of obligation holders, which may

consist of a single person), members of a have an obligation to cede b to
d if a chooses or would choose (to have) b (cf. Benn and Peters, op. cit.,

p.89).

To be sure, there are other cases where rights to are attributed,

but these appear to reduce to the cases given;
which seems to amount to something like:
to work.

e.g. a has a right to work,

a has a right to an opportunity

Similar analyses - again with significance restrictions on the

class of (])S and bs - apply to rights ??ot to, e.g. an animal has a right
not to be kept in a cage.

Rights of this sort can likewise be held by any

preference-haver (but once again such rights

be extended beyond this

class to all natural objects).
Not every right-holder bears responsibilities or carries obligations :
infants for instance do not.

Responsibility-bearers and obligation­

holders are a very proper subclass of humans and may only overlap the

81

�A

t*

class of humans, and likewise the class of potential responsibility­

bearers only overlaps the class of humans.

Thus more demanding deontic

notions afford no point of access for human chauvinism.

To be responsible

for something requires more than ability to have preferences or capacity to
make choices;

it implies liability to be called to account for the thing,

answerability for it.

Similarly, the undertaking of obligations involves

entering into binding relations which imply answerability.

Responsibility­

bearers and obligation-holders are thus a subclass of preference-havers,
in accord with the annular theory.

For answerability and accountability

involve some level of linguistic competence - at the very least an ability
to answer, in some language (usually presumed

to be translatable, easily?,

into some human language) - which many preference-havers do not possess.
But responsibility and obligation lead a kind of a double life.

For a

creature that does not have responsibilities, may nonetheless be responsible
for various things, in the sense of having done them, and sometimes done

them deliberately;

as, e.g., the wallaby who breaks down protecting

netting and branches time and again is responsible for the demise of a
Japanese plumtree.

Rather similar oz^p/zf-statements hold true of subjects

who do not carry obligations;

consider, e.g., "wombats ought to be more

careful in crossing roads".

The upshot is that an environmental ethic can - despite its very

different value theory - retain, in large measure, and sharpen, rather

standard accounts of, and distinctions concerning, rights and obligations.
It is in this respect, however, that the sort of environmental ethic being
advanced differs markedly from alternative environmental ethics, e.g.
those which would, implausibly, confer rights to trees, assign obligations

to the soil, and so on.

JM&lt;?7z 6J?fe?zs^o?z pos^f^o/zs, of which Leopold's

would be a leading example,

^Tzaf &lt;2% eM^iro^z/??6?zfaZ ef/z^c

znz^sf yoZZozJ i/zg paffgru cy hosier?? ef/z^&lt;?s

&amp;ase &lt;?^uss.

orzZz/

a zzzzzcTz

The way to a satisfactory, environmental, ethic is to reject

the pattern of the Western super-ethic, not to simply extend it.

The way

is through some sort of annular theory which recognises categorial distinc­
tions between different sorts of things, not through a theory which would

delete the legitimate distinctions between the sorts of things.
latter mistaken way is unnecessary.

The

For example, in order to reject the

instrumental view of value, and to assign natural objects intrinsic value,
it is unnecessary to take Leopold's course of viewing all natural objects
as having r^p/zfs in the same way as persons and preference-havers are

regarded as having rights, or of persons as having obligations

natural

objects such as trees in the same sort of way as to other persons.
Thus too there is no need to see the rejection of the instrumental

82

�&lt;!

view as mystical or anti-rational, or as reverting to the view that
trees and other natural items house spirits (a view which in any case may

have simply been a way of expressing an allotment of value to natural
items), and hence as gross superstition.

An environmental ethic can be as

tough, practical, rational and secular as prevailing Western ethics.

so such an ethics will

lose much

Even

if it loses contact with its felt bases

in natural things and appreciation of natural things.

An environmental ethic will be much the poorer too if it limits

itself to the moral terminology, and variations of the categories, of
chauvinistically shaped ethics.
There will much more as to care, concern
and respect in the presentation and main principles of such an ethic than,
what occupies standard Western ethics, duties, obligations and rights.

In

this way too, further problems and puzzles for environmental ethics can
be resolved.

For example, the view that ethical concepts can apply to the

non-human world in an irreducible way is often seen as very puzzling.

Much of this puzzlement is generated by attempting to transfer intact a
strongly legalistic and person-oriented category of moral concepts, such
as rights, moral obligations, duties, and so on, to items in the natural

world where they give rise to such apparg^tZ-y problematic questions as
'Do stones have rights?', 'What are our moral obligations to trees?', and

so on.

If we attempt instead to apply a broader, less legalistic class of

moral concepts, such as care, concern, responsibility and respect, much of
the puzzling character of these still essentially moral attributions

vanishes.
There is no great problem for example about how we can legitimately

apply notions such as respect to natural items, once a few distinctions
are made.

The view that the land, animals, and the natural world should

be treated with respect was a common one in many hunting and gathering
societies, and it is clear that this respect was not seen as generated
merely by moral obligations to other persons.

dimension to relations

with

Respect adds a moral

the natural world.

Respect - or the lack of

it - comes out in everyday actions concerning the natural world.

The

following passage contrasts the Western treatment of the land which lacks
respect with the careful and respectful treatment of some American

Indians:
The White people never cared for land or dear or bear.
we Indians kill meat, we eat it all up.

little holes.

When we dig roots we make

When we built houses, we make little holes.

burn grass for grasshoppers, we don't ruin things.
acorns and pinenuts.

dead wood.

When

We don't chop down the trees.

When we

We shake down
We only use

But the White people plow up the ground, pull down the
83

�St

trees, kill everything

(Tozzck ike Furik,

(ed. T.C. McLuhan,

Sphere Books, London, 1973, p.15).
The great care with which so many of the Indians utilized

every portion of the carcass of a hunted animal was an expression,
not of economic thrift, but of courtesy and respect

(D. Lee, in

Tonck ike Forik, p.15)What the respect position is based on is the fact that it is possible
to make use of something without treating it as something which is no more

than a means to one's ends.

That is, it is possible to make use of some­

thing in limited, constrained ways - with constraints which may

not

derive entirely from considerations of the welfare of other humans, as in
the case of the Indians' use of animals - without treating it as available

for any kind of use.

To so use something without treating it as available

for unlimited or unconstrained use for human ends is characteristic of
use.

In contrast non-respectful use treats the use of the item

as constrained by no considerations arising from the item itself and the
user's relationship to it, but as constrained only in a derivative way, by

considerations of the convenience, welfare and so forth of other humans.
The Western view, as the Indians realised, is the non-respect position,

that the world is available for unconstrained human use.

People who hold

respect positions, such as the Indians, see such a position as indicative

of a lack of moral sensitivity, and sometimes in even stronger terms.
The conventional wisdom of Western society tends to offer a false

dichotomy of use versus respectful nonuse - a false choice which comes
out especially clearly again in the treatment of animals.

Here the choice

presented in Western thought is typically one of eiiker use without respect
or serious constraint, of using animals for example in the ways character­

istic of large-scale mass-production farming and a market economic system

which are incompatible with respect, or on the other hand of not making

any use of animals at all, for example, never making use of animals for
food or for farming purposes.

What is left out in this choice is the

alternative the Indians and other non-Western people have recognised, the
alternative of limited and respectful use, which enables use to be made of

animals, but does not allow animals to be used in an unconstrained way or

merely as a means to human ends.

Such an alternative can have some applic­

ation in a Western context (for some limited examples of respectful use
in the operations of a small farmer, see John Seymour, Tke Cowpiete Rook

of

Faber, London, 1976).

A limited and respectful use

position would condemn the infliction of unnecessary pain on animals, and
also the treatment of animals as machines, as in factory farming.

84

It

�would also condemn unecessary and wasteful killing and especially killing
for amusement or "sport", which is incompatible with respect and assumes

that animals can be used merely as a means for ZrZz?ZuZ human ends.

But

it would not necessarily oppose the use of animals in the case of approp­

riate non-trivial need, e.g. for food, although here again it would
insist that the ways in which use can be made are limited, and not just

by considerations of effect on other humans.
The limited and respectful use position avoids some of the serious

problems of the no-use position of the animal liberationists, although it

shares many of the same beliefs concerning the illegitimacy of factory
farming and similar disrespectful methods of making use of and exploiting
animals.

The no-use position faces the problem that it proposes that

humans should treat animals in ways which are quite different from the

ways in which animals treat one another, for example, prohibiting needful

use for food.

Thus the no-use position seems obliged to say either that

the world would be a better place without carnivores, or else that
carnivorous animals themselves are inferior, immoral,

moral creatures - whichever

alternative

amoral or non-

is taken here the bulk of

animals emerge as inferior to humans, or at least vegetarian humans.

It

implies too that an impoverished natural order which lacked carnivores -

and given what we know of ecology this would be a very highly impoverished

one indeed, not to say an unworkable "natural" order - is preferable to a
rich natural one with a normal proportion of carnivorous and partly
carnivorous species.

carnivores,

Since it would imply the moral inferiority of

the no-use position appears to arrive at the negation of its

own starting point,

(as regards e.g., the equality consideration) of all

animals, human and non-human.

In thus seeing humans as capable of a moral

existence which most animals are not capable of, it sees man as apart from
a largely

amoral (or immoral) natural world, denies community with the

animal and natural world,and indirectly reinforces human chauvinism.

§6.

TOWARDS AN ENVIRONMENTAL PHILOSOPHY: A PRELIMINARY SKETCH
OF THE EXTENT OF PHILOSOPHICAL REVISION ENSUING ON
ABANDONMENT OF CHAUVINISTIC ETHICS

A radical change in a theory not uncommonly forces changes elsewhere
- conceptual revision which affects not only the theory itself but many

neighbouring areas.

The phenomenon is well-known in the case of major

physical theories, but it holds as well for ethical and philosophical

theories;

for example, a logical theory which rejects the Reference

Theory in a thoroughgoing way has important repercussions throughout much
of the rest of philosophy, and requires modification not only of logical

85

�systems and their semantics, but also, for instance, of the usual meta­

theory which also accepts the Reference Theory and indeed which is
95
tailored to cater only for logics which do conform.
A

thorough-going environmental ethics likewise has a substantial

impact and forces many changes.

The escape from human chauvinism not

only involves sweeping changes in ethical principles and value theory but
it induces substantial reverberations elsewhere - both inwards, for

example in metaphysics, in epistemology, and in the philosophy and method­

ology of science, and outwards (in subjects that presuppose value theory)
in social theory, in politics, in economics and in law, and beyond.

For

human chauvinism is deeply embedded in Western culture, and affects not
only the ideology and the institutions but the arts.

Thus, for example,

much of literature, and especially of ballet and film, is given over to a

celebration :of things' human,', of .'the species. ,-;Eveh the. ti.RfeLy herw,eYnphas.is,
for instance of the counterculture, on-human relations (a-s opposed to selfcontained private individuals of social theories)

remains well within

the inherited chauvinistic framework.

As to the changes, let us begin again with ethics.

As we have begun

to see, an environmental ethic can retain, though in a much amended
theoretical framework (which affects meanings of terms), virtually all

the standard ethical terminology.

But even at a superficial syntactical

level, there will be conspicuous alterations:

firstly, ethical terminology

will be enriched with new environmental terms, drawn in particular from
ecology, somewhat as it was expanded in the late nineteenth century by

terminology from evolutionary theories;

and secondly, accompanying the

attitudinal shifts the new ethic involves, there will be a marked shift

in ethical terminology, away from the predominance of such terms as (and

examples associated with)

'obligation',

to such expressions as 'care',

'respect',

'consciousness'.

'duty',

'concern',

'promise',

'contract',

'responsibility', 'trust',

Because the theoretical and attitudinal

frame is changed, an environmental ethic forces - as we have already

found with such notions as z)oZ-Me, cZzotce, interference and (Zowa^e reexamination of, and modified analyses of, characteristic ethical notions.
It requires, furthermore, reassessment of traditional and conventional
analyses of such notions as nctnraZ- ri^/zt, ^ronn^Z of ri^Zzt^ and perznissib-

iZitz/., especially where these are based on chauvinist assumptions - much

as it requires the rejection of most of the more prominent meta-ethical

These points are explained in detail in Routley (e);
and also in
L. Goddard and R. Routley, TZze Lopic of Cipnificonce an^Z Context,
Vol. 1, Scottish Academic Press, 1973, chapters 3 and 4.

86

�0

46

positions.

Cursory examination of recent accounts of TzuZ^ruZ rZpTzZ^

zzzoruZ-Ztz/-,

and

ucf-Zczz will help illustrate and confirm these

points.
Hart, for example, accepts (subject to defeating conditions which
are here irrelevant) the classical doctrine of natural rights according
to which, among other things,

any adult human ... capable of choice is at liberty to do (i.e. is

under no obligation to abstain from) any action which is not one

coercing or restraining or designed to injure other persons
Hart,

(H.L.A.

'Are there any natural rights?', reprinted in PcZ-ZZ-ZcuZ

P/z-fZoscpZzz/,

(ed. A. Quinton), Blackwell, Oxford 1967).

But this sufficient condition for a human natural right depends on
accepting the basic chauvinist principle - a variant of (D) - environmental
ethics reject;

since if a person has a natural right he has a right.

So

too the definition of a natural right adopted by classical theorists and

accepted with minor qualifications by Hart presupposes the same defective
principle.

Accordingly an environmental ethic would have to amend the

classical notion of a natural right, a far from straightforward matter now

that human rights with respect to animals and the natural environment are,

like those with respect to slaves not all that long ago, undergoing major
re-evaluation.
Another example of chauvinism at work in the very setting up of the

field of discussion and problems in ethics is provided by recent accounts
of woruZ-ZZy, where it is simply taken for granted that 'moral' distinguishes
96
among ZzMzzzu?z actions, policies, motives and reasons,
and that what is

moral refers essentially to human well-being (contentment, happiness or something of this general sort, tied with appropriate states or
97
conditions of humans).
Such criteria for what is moral are chauvinistically based, assuming that what does not bear on human states or conditions

cannot be a moral matter.

What happens in worlds without humans,

how animals fare or are treated, what is done or what happens to plants

or other natural objects - none of these are directly moral matters,

except insofar as they impinge on human welfare.

That is human

96 Thus for instance, B. Williams, AfcruZ-Ztp; 24% P^z^rodMcf-Zo^ fo Ff/z-Zcs^
Harper &amp; Row, New York, 1972, p.79. Williams does, however, remark in
his Preface (p.xiv) how 'shaky and problematic' the distinction - which
he subsequently takes for granted - is.
97 See, for example, P.R. Foot, TZzeor'Zes
Ft/z-Zcs, Oxford University
Press, London, 1967, and G.J. Warnock, Ccwfewporurz/ AforuZ P/z-ZZosop/zz/,
Macmillan, London, 1967, and also TZzg
o.f MoraZ-Zfz/, Methuen,
London, 1971.

87

�t*

chauvinism at work, and is at the same time a reductio
such criteria.

s-

ad absurdum of

A different nonchauvinistic account of what is moral is

required (a beginning can be made by adopting certain of the maligned

formal criteria).

It is evident that any account which meets even weak

conditions of adequacy will serve to meet the objection that an environ­
mental ethic is not concerned with what is moral but is really an aesthetic
theory.

For the objection as usually presented depends squarely on a

chauvinistic restriction on morality, all the rest of value theory being
classed, or dismissed, as "(mere) aesthetics".

The case of morality

illustrates the characteristic way in which theories - in this case

chauvinistic ethics - redefine crucial notions in their own terms to suit
their own ends, such as entrenchment and fortification of the theories

against objections.
Further corollaries of the rejection of chauvinism include the

inadequacy of recent fashionable attempts, mainly derivative from Hobhouse,
at characterising a^naZf^z/ and justifying it in ways that argue from man's
humanity^98 and the inadequacy of much recent, largely chauvinistic, work
in the philosophy of actdan, which takes it for granted that action and
99
rationality requirements on action are bound up with human nature.
The abandonment of chauvinism implies the rejection not only of much

ethical analysis, but of all current major ethical positions.

The bias of

prevailing ethical positions, and also of economic positions, which aim to

make principles of conduct or reasonable economic behaviour calculable is

especially evident.

These positions typically employ a single criterion

p, such as preference or happiness, as a summum bonum;

characteristically

each individual of some base class, almost always humans, but perhaps
including future humans, is supposed to have (at least) an ordinal p-

ranking of the states in question (e.g. of affairs, of the economy);

then

some principle is supplied to determine a collective p-ranking of these
states in terms of individual p-rankings, and what is best or ought to be
done is determined either directly, as in act-utilitarianism under the

Greatest Happiness principle, or indirectly, as in rule-utilitarianism in
terms of some optimization principle applied to the collective ranking.

The species bias is transparent from the selection of the base class.

And

98 Among such unsatisfactory liberal egalitarian positions are those
presented in G. Vlastos, 'Justice and equality' in SacZaZ JnstZae
(ed. R.B. Brandt), Prentice-Hall, Englewood Cliffs, N.J., 1962, and
B.A.O. Williams, 'The idea of equality' in P^Zasap/zz^., PaZfZfcs and
JacZafz/, Second series (ed. P. Laslett and W.G. Runciman), Blackwell,
Oxford, 1963.

99 see, e.g.^T. Nagel, T/ze Pass-Z&amp;'ZZ'Ztz/ a/ ^ZZrnZszzz, Clarendon Press,
Oxford, 1970.
88

�even if the base class is extended to include persons or some animals

(at the cost, like that of including remotely future humans, of losing
testability), the positions are open to familiar criticism, namely that

the whole of the base class may be prejudiced in a way which leads to

unjust principles.

To take a simple example, if every member of the base

class detests dingoes, on the basis of mistaken data as to dingoes'
behaviour, then by the Pareto ranking test the collective ranking will

rank states where dingoes are exterminated very highly, from which it will

generally be concluded that dingoes ought to be exterminated (still

unfortunately the evaluation of most Australian farmers, though it lacks
any requisite empirical basis).

Likewise it would just be a happy

accident, it seems, if collective demand (horizontally summed from
individual demand) for a state of the economy with sperm whales as a

mixed good, were to succeed in outweighing private whaling demands;

for

if but few in the base class happened to know that sperm whales exist or

cared a jot that they do, then even the most "rational" economic decision­
making would do nothing to prevent their extinction.

But whether the

sperm whale survives should not have to depend on what humans know or what

they see on television.

Summed human interests, or preferences of certain

private individuals, are far too parochial to provide a satisfactory basis

for deciding upon what is environmentally desirable.

Nor would such

accidental bases be adequate.
Moreover ways out of the problem do not bear much investigation.
It cannot be assumed, for instance, that the base class is on the whole

good, and hence will not enjoin reprehensible behaviour, because such an

assumption seems false, would at best be contingently true (so that the
theory would fail for different circumstances to which it should apply),

and would involve a deep problem in the theory, since it would then seem

to admit the determination of goodness - that of the base class, on the
whole - independently of what the theory was set up to determine, among

other things, goodness.

Nor can it be assumed, without serious circularity,

that the optimisation is constrained by requirements of justice or fairness

(see Routley (b) and §5 above).
The ethical and economic theories just singled out (which are based
on optimisation over select features of the base class) are not alone in

their species chauvinism;

much the same applies to west going meta-

ethical theories which, unlike intuitionistic theories, try to offer some
rationale for their basic principles.

That is, the argument against

utilitarian—type ethical and economic theories generalises.

For instance,

on social contract positions, obligations are a matter of mutual agreement

89

�between individuals of a given (but again problematic) base class;

on a

social justice picture, rights and obligations spring from the application

of symmetrical fairness principles to members of the base class, usually
a rather special class of persons;^00 while on a Kantian position, which
has some vogue, obligations somehow arise from respect for members of the

base class, persons.In each case, if members of the base class happen
to be ill-disposed to items outside the base class, then that is unfortun­
ate for them: that is (rough) justice.
Looking outwards from the ethics, the abandonment of chauvinism has

likewise a wide set of consequences, both theoretical and practical, in
economics, politics and law, and generally in the social sciences.

One

major practical economic impact of environmental ethics is in the extent
to which free enterprise can operate unimpeded or unchanged.

of business and enterpreneurial activity - to

But

consider &lt;9722 option - will

involve, in turn, either legal constraints, or reallocation of activity

by such devices as environmental pricing, which directs activity away from

environmentally undesirable pursuits.

For example, if it is wrong to

destroy a rare ecosystem in order to make a few more dollars, then
restrictions should be imposed on business activity by one method or

another.

To some limited extent this is already happening in the field of

pollution, but primarily because of the likely effects, direct or not too

far removed, that pollution comes to have on other humans, not for a wider

set of reasons, and often not for the right reasons.

With a wider environ­

mental code, the public and legal intrusion into areas typically regarded
as "private" and open to the free enterprise operations (of "open go")

would be much more extensive.

The same applies in the case of private

Thus for example,
[Rawls'] original position seems to presuppose not just a neutral
theory of the good, but a liberal, individualistic conception
according to which the best that can be wished for someone is the
unimpeded pursuit of his own path, provided it does not interfere
with the rights of others.
This view is persuasively developed in
the later portions of the book, but without a sense of its controver­
sial character (T. Nagel, 'Rawls on justice' , P/z^Zcsop/ztcczZ
82 (1973), p.228).
Nagel also effectively argues that Rawls' original position is not
neutrally determined but involves substantial moral assumptions (e.g.
pp.232, 233); they are mostly, as it happens, of a chauvinistic cast.

While the first of Kant's maxims is not so restricted in actual form­
ulation, others are (see H.J. Paton,
AforuZ P&lt;2M, Hutchinson, London,
1947) . And, firstly, such maxims are s^ppast?^ to be equivalent to ones
formulated in terms of persons; secondly, they are supposed to be
derived from features of, or connected with, people.

90

�-4

property;

for example, given that it is not permissible to erode hill­

sides then there should, in this setting, be (legal) restrictions on
farmers' and foresters' activities.

Although the impact on the practice of economics of a thoroughgoing

environmental ethic would be drastic - market negotiations, firms'
activities, international trade, all would be affected - the impact on
the underlying theories of preference and choice is comparatively

For much of economics is squarely founded

but still far from negligible.
on chauvinism.

less,

The theoretical bias follows directly from the utilitarian

bases of the theory, which is fairly explicit in welfare theory and rather

heavily disguised in neoclassical theory.

But although choice and value

theory are, as characteristically presented in economics and elsewhere,

damagingly chauvinistic, they do not have to be.

For the theories can be

reformulated in a non-chauvinistic way, as was indicated (in §5) above

for utilitarianism - upon which economic theory is modelled.

On such a

revamped foundation an environmental economics to match the chosen

environmental ethic can be built (for some preliminaries on this approach,
see Routley (d), appendices 1 and 6).
Several of the objections to base class theories such as utilitar­

ianism apply not merely against orthodox economic theory, but also to
voting theory, to representative democratic systems of determination of
political action.

If, for, example, the base class consists of private

individuals motivated by their own self-contained interest then such
procedures can readily lead to most undesirable results, especially if

these individuals

compromise

representative individuals.

their autonomy through the election of
For the more powerful of these representative

individuals can be - and typically are, as their behaviour if not their
protestations show - not favourably disposed to (the welfare of) things

outside the base class or even to many members of the base class.
Nearer the theoretical surface, especially in such branches of

economics as "resource management", the chauvinism is more conspicuous.

The following narrowly utilitarian assumption is quite typical:

The goal of resource managers should be to communicate and act in
ways that maximize human satisfaction (H.J. Campbell, 'Economic and
social significance of upstream aquatic resources' in Forest
Fs^s
Oregon State University, Corcallis,

1971, p.14, also p.17).

When

management - where such is

management becomes

needed at all - the goals will be changed from such chauvinistic ones.

91

�The method of interference in

"free economic enterprise", of

controls and regulations, of legal and political constraints, is only one
way in which leading principles of an environmental ethics can be put
into effect.

A quite different, and ultimately far more appealing,

approach is by way of structural change, by changing the socio-economic

structure in such a way that it comes to reflect on environmental ethics

(by altering the frame of reference, or axes, to use the physical picture
of §4, so that major problems vanish).
Requisite structural change is
.
102
far-reaching, both practically and theoretically
in every reach of

social science.

For example, while on the

position,

capitalist markets are subject to further regulation, either directly
imposed or by way of suitable pricing policies, in the s^rz^g^raZ. c/zaMgre

position, capitalist markets are eliminated;

while under state

regulation private property is subject to further Controls,given approp­
riate structural change private property disappears.

Looking inwards, an environmental ethic has an impact on the
practice of many sciences other than the social sciences - what they do

experimentally with natural objects (e.g. the treatment of animals in
laboratory testing);

how their research programmes are organised and

directed (consider,e.g., projects involving irradiation or broadscale
herbicide treatments of rainforests);

the way classifications are made

and which are made (consider, e.g. the extent to which human perception
enters into classifications in botany);

recommended on the basis of such sciences.

and, of course, what is
For as it stands human

chauvinism is deeply embedded in the practice of science, directly in
research and experimentation and in shaping classifications, theses and

theories.

Indeed the effect of a different ethic may extend even to the

theory of such sciences, in particular through the bearing the ethic has
103
on metaphysics which m turn influences the foundations of such sciences.

Such a new ethic would quite properly upset (as §1 should indicate) the
extent to which humans are seen at the centre of things and things as
accountable through them and scientific theories as 'human constructions

wrestled from a hostile nature'

(after Popper).

It would help overthrow

the pernicious chauvinistic idea that, apart from certain elementary facts,
4ZZ-es

value.

Me?zs&lt;?/ze?zzjgr^, all necessity, all intensionality,

all

It should result too in the shattering of still widespread

As (g) V. and R. Routley, 'Social theories, self management and
environmental problems', this volume, begins to explain.
Cf. R. Harre, TTza P/z^Zosop/ztes c/ S'c^eyzcg, Oxford University Press,
1972;
and also Routley (e).

92

�*****

assumptions as to the nature of animals and plants, for instance that
their apparently goal—directed and intensional behaviour can be explained
(away) mechanistically, and the deeply-rooted idea that some sort of
Cartesian metaphysical picture of natural, as distinct from spiritual or
rational, objects can be maintained (cf. again §1).
In metaphysics there are at least two further important classes of

effects. Firstly, the orthodox views of man's relation to nature, the
dominant and modified dominant and lesser traditions, have to be abandoned
and new positions worked out.

In this sense, a new environmental ethic

implies a similarly new metaphysic redefining Man's place in nature and
human/nature relationships.104 Such a new philosophy of nature will

recognise various natural objects other than humans as of independent
value, so it will not be naturalistic.
Nor will it view natural objects
as simply available for the use, wise or otherwise, of humans.

Several

principles derived from the orthodox metaphysical positions will have to
be abandoned and replacements worked out (as in the case of (D) in ethics)
Thus superseded, for example, will be the principles of total use of

natural areas for human use and of maximum long-term productivity of the

earth's resources (principles criticised in their application in forestry
in Routley (d)). At a deeper level, such a philosophy of nature will
involve a turning away from the leading ideological principles of both the
Renaissance and the Enlightenment and of much that went with them (e.g.
with the Renaissance,
the rise of commerce, bureaucracy, professionalism,

formal education, and subsequently, with the Enlightenment, the rise of
the modern state, capitalism and scientific enlightenment).

For it means

the dismissal of the chauvinistic principles of theRenaissance,with 'Man

as the kernel of the Universe', a creature 'half-earthly and half-divine,
his body and soul form[ing] a microcosm enabling him to understand and
control Nature ...'.1°5
It means too removal of the humanism of the

Enlightenment, the reduction of what formerly was assigned to the religious,
such as ethical and political principles, to the human, a reduction which

104 As Passmore has observed - inconsistently with what is claimed m his
(a) - in 'Attitudes to Nature', Roz/aZ
of PTz^oscp/zy Lectures,
volume 8, Macmillan, London, 1975. As against Passmore (a) p.3, such
new ethics and metaphysics need involve no abandonment of 'the
analytical, critical approach which is the glory of the West : on the
contrary, they may well mean a more thoroughly critical and analytical
approach than hitherto.
105 goth quotations are from T^ze
&lt;?y tTzg 7?e7z&lt;2^ss(2%&lt;3g (ed. D. Hay)
Thames and Hudson, London 1967, pp.7-10, where too main movements,
practical and ideological, of the Renaissance are usefully
indicated.

93

�was based on the false dichotomy, which has still not lost its hpld:,

religious or humanistic.
Secondly, the removal of humans from a dominant position JhT the

natural order renders immediately suspect a range of familiar philosophical
positions of a verificationistic or idealistic kind such as phenomenalism

in epistemology (how can what exists depend on what is perceived by
members of such a transitory and perhaps not so important species or ^on
whether there exist
perceivers?), intuitionism in mathematics, con­
ventionalism in logical theory, the Copenhagen interpretation ir^ micr&lt;^-

physics, and subjectivisms not only in ethics but in every other*

*
True, most of these positions are defeated on t^e
basis of other considerations anyway; but it is an immediate and fur,t^ier

philosophical sphere.

point against them that they are damagingly chauvinistic.
Thus a corollary of the thoroughgoing rejection of human chauvinism,

of very considerable philosophical importance, is the rejection of all
the

usual forms of idealism, i.e. all positions which accord primacy to

the human subject and make the existence of a world of things or the

nature of things dependent upon such subjects.

A paradigmatic example is

phenomenalism; other examples are Kantian idealisms, Hegelianisms and
later German idealisms, Christian philosophies based on the primacy of
human (and superhuman)

consciousness, existentialisms;

more surprising

examples are empiricisms - inasmuch as all knowledge and truth is supposed
to be ultimately derived from human experience - and their holistic

images, dialectical materialisms and Marxisms.

A satisfactory environ­

mental philosophy will be significantly different from all these
positions.

94

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              <text>—

?HUMAN CHAUVINISM AND.ENVIRONMENTAL.ETHICS*

Richard and Vai Routley

/

*

.

*

Class chauvinism has been and remains a cardinal weakness of most

.

moral codes - including, so it will°be argued, Western ethics.
*

A most

serious failure 6f Western ethics is its human chauvinism or anthropo^centricism - a chauvinism which emerges in a refined, and apparently more

reds&amp;n*able, form as person chauvinism in much modern ethical theory.
*

w

What is chauvinism?
$

*

Class chauvinism, in the relevant sense, is

sz^Etant^aZ-Z-z/ differential, discriminatory and inferior treatment (by

sufficiently many members of the class) for items outside the class, for
which there is not enff-ZcZen^ justification.

Pnwan chauvinism is class

chauvinism where the class is humans, wuZ-e chauvinism where the class is
human males, an-Z/zzaZ. chauvinism where the class is animals, etc.
It would be bazf, to say the least, if Western ethics, in its various

strands, were to turn out to rest on human, or person, chauvinism.

For

Western ethics would then have no better foundation than, and be open to

the same sorts of objections as, moral codes based on other sorts of

chauvinisms, e.g. on familial, national, sexual, racial or socio-economic
class chauvinism - in particular it would be open to the objection that

This paper (which considerably elaborates R. Routley 'Is There a need
for a new, an environmental, ethic?', Procee^-Znps of Zz/ze XPt/z ^orZ^
Ccnpress of PTz^Z-cscp/zz/, 1 (1973), pp.205-10), was drafted in 1973 and
read in 1974 at the University of Indiana, Bloomington, at Notre Dame
University, and at the Conference on The Good Society held at the
University of Victoria, Canada. Since the main virtue of the paper has
been that it'has generated much interesting discussion, the original
form has been retained, though the authors are no longer especially
happy with the form, and many theses remain insufficiently developed or
defended. But in order not to remove the previous and continuing
criticism, no substantial deletions have been made, even though the
paper has been raided and segments of it presented in improved form
elsewhere, especially (a) R. and V. Routley, 'Against the inevitability
of human chauvinism', in MoraZ P/z-ZZosopTzz/ an&lt;7 t?ze Tzjentp-F-Zrst Centnrz/
(edited by K. Goodpaster and K. Sayre), Notre Dame University Press,
1979, and (b) R. and V. Routley, 'An expensive repair-kit for
utilitarianism', paper presented at the Colloquium on Preferences CTzo^ce
an&lt;i FaZzve, RSSS, Australian National University, 1977. However some
sizeable additions have been made, with a view to increasing the
intelligibility and enlarging the scope of the original draft, and meet­
ing some of the many objections.

1

it discriminated against nonhumans in a prejudiced and unwarranted way,
and would thereby stand condemned.

For it is hard to see how an ethic

based on simple spoo-Zes loyalty could have any greater claim to absolute­
ness or deserve any more respect than moral codes based on simple loyalty

to national, sexual, or racial classes.

Such an ethic could no more

command allegiance - once the facts are brought into clear view - than
other normally-deplored examples of localised class chauvinism, such as

the Mafia or protection agencies or rackets or enclaves of slavery.
Unfortunately prevailing Western ethics appear to be of just this sort.
§1.

THE WESTERN CASE FOR ITS HUMAN (OR PERSON) CHAUVINISM:
THE FIRST LINES OF DEFENCE

It is important, then, for defenders of the Western ideology to be
able to show - *Zf it can be shown - that an ethic which discriminates
strongly in favour of humans, as Western ethics apparently does, is not

chauvinistic.

Otherwise the ethic stands condemned.

Of course not every

distinction in treatment qualifies as chauvinistic - the distinction in

treatment may not be substantial or systematic, and there may be an
adequate and explicable basis for the distinction, so that some discrimin­

ation is warranted.

In order to escape the charge of human chauvinism,

it has to be shown how and why the drastic and general discrimination in
favour of humans sanctioned and enjoined by modern (as by historical)

Western ethical systems is warranted, and that it has an adequate basis.
The extent of this chauvinism, especially with respect to animals, is at

last - after centuries of a priori prejudice and gross distortion of the

characteristics of wild animals and wilderness - beginning to be spelt
1
out.
It is at least clear from the outset that an adequate justification

cannot be provided which simply selects all and only these members of the
species human (i.e. /zowo sap*Zo?zs) as zoologically defined.

There is

nothing about the characteristic of TzMwazzZZp itself (as distinct perhaps
from its accompanying properties) which could provide a justification for
overwhelmingly favourable treatment for humans (and unfavourable treatment

for nonhumans)

as opposed to other possible, and possibly some actual,

nonhuman creatures.

Once again, an adequate ethic and justification can­

not possibly be based on blind and unthinking species loyalty.

The same

1 See, e.g., S. and R. Godlovitch and J. Harris (eds),
Mor azzd
Morals.
-Z^Zo Z/ze zzzaZ^roat/TzozzZ of yzorz-ZzMwaMS, Gollancz,
London, 1971;
P. Singer, ?l?z-Z7na:Z f-Z^oraf-ZoM.
pzezj o^/z-Zos for OMr
of azz*Z/??aZs, Cape, London, 1976; S.R.L. Clark, y/zo A7oraZ
of ^H-ZwaZs, Clarendon, Oxford, 1977.

2

CB

objection applies against the simple

need's argument:

the commonly

assumed domination of human needs over all else (e.g. over all environ­

mental considerations) has, if it is to have any merit, to be based on
more than speciesism.^
We shall have to look then for some other not

merely taxonomic characteristic to provide the sought justification.

It

will emerge however, that any such characteristic is held or may be held

by nonhumans, and is not held, or potentially not held, by all items of
the species human.
Of course there are many characteristics which can, as a contingent

matter, be used to distinguish human beings as a general class from other
higher animals - although in fact with increasing knowledge of animals it

is no longer clear that some of these characteristics distinguish as
clearly as was assumed a priori in the past.

For example, humans have a

language, and a culture of a certain sort and even various logics.

And,

as we are accustomed to have people point out, other terrestrial animals

do not conduct philosophical discussions on environmental ethics.

However

not only is participation in these activities potentially available to
nonhuman creatures, and these characteristics possibly possessed by some,
but these activities are not generally engaged in even by humans
(particularly the power elite), many humans lack the requisite competence,

and even among those who do qualify, such activities are carried out to a
very varying extent. We run the risk, then, in applying such demanding

criteria, of ruling out, of classing as deserving of "sub-human" or "sub­
person" treatment, a considerable class of human beings — items most

humans would consider as worthy of better treatment than that normally

accorded by humans to nonhuman animals.
What is more important however is that such criteria as human
language, culture, human civilization, human intentionality, or whatever,

appear to provide no satisfactory

for the substantially

unfavourable treatment allotted those falling outside the privileged
class.
should there be such strong discrimination in favour of
creatures having a (certain sort of)^ language or a higher level of

intelligence and against creatures or items which do not, in favour of
things with a certain sort of culture or a certain logic and against
those without?

Especially when some of these criteria are clearly, and

2 As McCloskey remarked (in a letter dated 5.7.77 containing many helpful
comments) 'talking about needs does little but obscure the problem, as
needs, to be normatively relevant, involve reference to goods;
and
that merely transfers the problem'.
3

On next page.

3

*3

unjustifiably,loaded in favour of human interests, achievements and

By
contrast the very many respects in which some
or sorts of animals
are
superior bo bMfnans (many are noted in V.B. Droscher, Tbe
abilities (cf. the cultural loading of various intelligence tests).

4?ibmaZ Parcaptbo^, Allen, London,

of tbe Sassos.

1969) are rarely considered;

yet some of these features would, if taken

in the same serious way as some respects in which humans excell, justify

a reverse chauvinism (which could be reflected as, for exampZ-e, in the

Hindu treatment of cows).
The only sort of justification for the discrimination that might
appear convincing - that those who have the given characteristic (e.g.
those that are more intelligent, or more rational, or richer) are more
valuable or worth special treatment - is vitiated by the fact that were
it accepted by Western ethics it would warrant similar discrimination

humans (or persons).
For how do we show that the allegedly
warranted discrimination is sufficiently different from making substantial
(class) distinctions between humans in terms of their level of intelli­

gence, linguistic or logical ability, or level or kind of cultural

achievement - so that those with "lower" levels of these valued abilities
are treated in a consistently inferior way and regarded as available for

the use of the others?

In short, these characteristics do not provide

adequate justification for the substantially inferior treatment accorded

those not having them, and so the charge of chauvinism is not escaped by
producing them.
A similar set of points applies against a number of other criteria^
traditionally or recently proposed to distinguish the privileged class.

Often these are propounded in terms of personhood and criteria for being
a parson (the class marked out for privileged treatment being the class

of persons) rather than criteria for being bz^wan - in order to escape
difficulties raised by young, senile, decrepit, stupid, irrational,
3 For undoubtedly many mammals, birds and insects can communicate, some
times in ways analogous to language, even if the honorific term
'language' is withheld (see - to select an unfavourable source
the
discussion in E.O. Wilson, SocZobboZ-opp.
Belknap,
Cambridge Mass., 1975, chapter 8 ff.).
It is becoming increasingly
evident, however, that the ascription of some linguistic ability, and
of elementary languages, to nonhuman creatures should not be withheld,
see e.q. the details assembled in E. Linden, 4p&lt;2s_,
Penguin,New York, 1976.
(But contrast Wilson, op. cit., pp.555 59,
and to set this in proper perspective, consider Wilson s discussion of
ethics and aesthetics a few pages later, pp.562-65.)
4 Many of the criteria that have been proposed are assessed, and found
wanting, in Routley (a).

4

damaged and defective humans, extraterrestrial creatures, and super

animals;

to avoid the merely contingent connections between being human

and having requisite person-determining characteristics (such as ration­

ality or knowledge) supposed to warrant discriminatory treatment;

and t

defeat, though it is a pyrrhic victory, the charge of human chauvinism

(or

equivalents of the charge, such as anthropocentricism or

speciesism).
But much the same problems then arise in terms of criteria for

u person, and the chauvinism problem reappears as the problem of furnish­
ing criteria which are suitably clearcut, and do separate persons from

assumed nonpersons, and which would provide an adequate justification for
substantially privileged treatment for persons and inferior treatment for

nonpersons.

Unless such a justification is forthcoming the charge of

person

is not escaped.

Most of the criteria proposed for

personhood fall down in just these sorts of ways, e.g. being autonomous,
the having of projects, the producing of junk, the assessing of some of

one's performances as successful or not, the awareness of oneself as an

agent or initiator.

Not only does it appear that (the more worthy of)

such criteria apply (or could apply) to many nonhuman animals - thus

animals are generally more autonomous (in main senses of the term) than

humans, many animals have projects (e.g. home and nest building), and they
are well aware of themselves, as opposed to rivals, as initiators of
5
projects - and that they do not apply uniformly to humans or indeed to
persons in any ordinary sense; but again it is extremely difficult to
see what there is in these characteristics which would warrant or justify

the vast difference in treatment between the privileged and nonprivileged

classes, or justify regarding the non-privileged class as something

available for the
of the privileged class.
Similar objections can be lodged against the proposal that knowledge
or the possession of knowledge, provides
feature.

(or u crMc^uZ) distinguishing

It can hardly provide the appropriate filter, since it not only

gives no sharp cut-off point,but does not even always rank humans or
persons above nonhumans or nonpersons.

Moreover, taken seriously it

should lead to substantial moral differentiation between persons, a
person's moral rating also fluctuating during his lifetime.

In any case,

For example, the shiftless intelligent person, or the primitive person,
who has no projects and engages in no moral reflection, and thus offends
protestant ethics, is not thereby deregisterable as a person, any more
than an intelligent animal with projects can join the union.

On next page.
5

4

why rank knowledge so highly:

for (pace Socrates) knowledge is not the

foundation of virtue, but is frequently turned to evil ends, and even
where it is meritorious it is not the sole (or even a crucial) criterion
of worth.
Similar difficulties apply too to the historic criterion of

ratZozzaZZZp, along with the added problem that it is -very difficult to say
what it is in any clear or generally acceptable way, or to prevent it from

degenerating into a simple "pro" word.

If a hallmark of rationality is

commitment to the consequences of what one believes and seriously says,
then many humans fail the test.
If, on the other hand rationality i^, for
example, the ability to discover and pursue courses and actions likely to

achieve desired goals (direct action toward goals), ability to solve
problems concerned, etc., then plainly many animals have it, and possibly
to a greater extent than humans in some cases (and of certain humans in

almost all cases).
If it were the ability, e.g. to do ZopZc (say propositional calculus) or to assess reasoning verbally, then the (biassed)
criterion would be far too strong and rule out many humans.

Again, why

should one make such a marked discrimination on this basis? What is so
meritorious about this characteristic, that it warrants such a marked
distinction?

Nothing (at least in the ordinary academic's view, or

logicians would receive more favoured treatment).
Other criteria, which yield an analytic connection between being a
person and enjoying freedom or having rationality, in part beg the
question.
For in D?zat respect is it that persons - or worse, just
persons - are free.

Also the justificatory problem, as to how the

claimed freedom or rationality warrants such differential treatment,

remains.

Characterisations of parsons vary enormously, from so strong

that they rule out suburban humans who are not "self-made" enterpreneurs,
to so weak that they admit very wa^z/ animals. An (unintentional) example
of the latter is the following:
persons, that is, ... beings who are not only sentient but also
capable of intensional autonomous action, beings that must be

ascribed not only states of consciousness but also states of
belief, thought and intention (A. Townsend,

'Radical vegetarians ,

4zzstraZasZa?z JoMrzzaZ of P/zZZosop/zz/, 57 (1979), p.89).

6 in addition, the relation "a has at least as much knowledge as b is
only a partial ordering.
For example, a dog's and a child s knowledge
may be incomparable, because they know about different matters how to
do quite different sorts of things, etc.
(The idea that knowledge is
the key to moral discrimination, that it is what makes humans rank t
way Western ethics ranks them, may be found in C.B. Daniels,
PaaZMaZZoK of FZTzZcaZ T/zoorZes, Philosophy in Canada Monograph, Halifax,
Nova Scotia, 1975.)
6

O)

Most rats and rabbits satisfy the conditions:
conscious animals that have intentions

they are sentient,

(e.g. to get through some barrier

such as a floor or a fence), beliefs and thoughts (e.g. that there is

For his further argument Townsend

preferred food beyond the barrier).

shifts - without notice, but in a way that is quite typical of this
scene - to wzzcTz stronger requirements upon being a person (such that one

who does not meet them is incapacitated as a person) which rule out many

humans, e.g.

'The person must recognise canons of evidence and inference

warranting changes in his beliefs, and be capable of changing his beliefs
7
accordingly' (op. cit., p.90).

In meeting hypothetical objections, Townsend slips in a further require
ment of rationality, but the characterisation of person given does not
include any such requirement. Subsequently, however, Townsend commits
himself, without argument, to the thesis that 'a fairly high degree of
rationality is prerequisite' to attributing 'intensionality' (as dis­
tinct from 'intentionality'). This is not going to help much.
For,
firstly, rationality is very much a notion which admits of degrees,
without the relatively sharp cut-off stages required for person as a
notion of orthodox moral relevance, or possessed by the notion of /zzzwczzz
to which Townsend sneaks back in his chauvinistic conclusion (p.93).
Secondly, Tzozj high a degree is prerequisite for being a person? If
only enough to satisfy the conditions for being a person, then the
animals that are persons have it.
If more, then either the initial
characterisation of a person fails or the thesis breaks down.

The much stronger requirements upon being a person that Townsend sub­
sequently appeals to are said to derive from S.I. Benn.
But, if any­
thing they strengthen one of the stronger of several zzozze^zz-Zz^uZezzf
characterisations of (zzatz^raZ) person - none of them equivalent to
/zzzzzzuzz - that Benn has at various times offered. While Benn's weaker
characterisations appear to admit at least many "higher" animals, e.g.
that of a
natural person as a chooser, conscious of himself as able to make
a difference to the way the world goes, by deciding to do this
rather than that, having projects, therefore, of his own, whose life
experience may consequently be understood, not simply as a chronicle
of events, but as an enterprise, on which he puts his own construct­
ion ((a) 'The protection and limitation of privacy, Part I',
^MstraZ-Zazz Lazj JozzrzzczZ, 52 (1978), p.605);

the stronger characterisations which invoke (rather vaguely specified,
and cZ-Z//ere?zt) minimum conditions of rationality in belief and action said to imply respoTzs-Zb-ZZ-Ztz/ on the part of the person for what s/he
does, though they do zzcf - exclude many of the creatures admitted by
weaker characterisations. For such stronger characterisations see
'Individuality, autonomy and community' in CozzzzzzMzz-Ztz/ (ed. E. Kamenka)
Edward Arnold (forthcoming) and (c) 'Freedom, autonomy and the concept
of a person', ProceecZ-Zzzps o/ t?ze ^r-Zs^oteZ-Zuzz Society, 76 (1976),
pp.109-30.

7

D

The foregoing points, taken together, support our contention that it

is not possible to provide criteria which would

distinguishing,

in the sharp way standard Western ethics do, between humans and certain

nonhuman creatures, and particularly those creatures which have prefer­
ences or preferred states.For such criteria appear to depend upon the

mistaken assumption that moral respect for other creatures is due only
when they can be shown to measure up to some rather
and
tests for membership of a privileged class (essentially an
elitist view), instead of upon, say, respect for the preferences of other

creatures.
Accordingly fka skarp woraZ
ethics by philosophers and others alike,

commonly accepted m
aZZ
ofkar

a^-fmaZ speafas, Zacks a safZsfacforz/ cokarazif bcsZs.
The distinction,
which historically rested on the assumption that humans possessed a soul

(or higher reason) but that other animals, brutes, did not, appears to

have been uncritically retained even after the religious beliefs or
philosophical theories underpinning it have been abandoned.
Given that the distinction underlying human chauvinism fails, is
there anywhere satisfactory demarcations of moral relevance can be made
among things? Yes, several divisions^ of mcraZ
can be made;

but
of these coincides with a division into human and others.
Consider, first, the question of consideration fiards others, and the

matter of which offers are to be taken into account in cases where
others' interests and preferences are affected by some action. Insofar

as moral consideration for others (among sentient items) is based on
analogical

(empathetic, and essentially inductive) principles, such as

taking account of their worthwhile preferences, objectives, interests etc.,

8 There are of course further arguments for the contention, for example
from the anatomical and physiological affinities of human and other
animals, from their common evolutionary history, and so on. The
arguments are of varying force;
for example, evolutionary arguments
can be arrested, temporarily, by the claim that there was a quantum
jump" in human evolutionary development which did not occur with other
creatures with a previously shared evolutionary history (cf. Wilson,

op. cit.).
9 Although the divisions may be conceptually sharp enough, they are any­
thing but sharp when applied in the field to the variety of creature
and circumstances that occur.
For example, preference-havers is, so
far at least, sharp enough, but it is far from clear which creatures
qualify, e.g. which, if any, Crustacea? For the present most of t ese
potential decision cases are cases for cheerful indecision; _ u ,
alternatively, the divisions may be viewed - perhaps better
not a
sharp boundaries, but as gradation states, as where two colours m a
rainbow meet.
8

*

c-

it is difficult to see how such consideration can fail to apply to all
(including nonhuman) preference-having creatures;

and one does not need

to apply criteria such as linguistic ability, navigational ability,

intelligence, piano-playing, hunting skill, etc., to obtain a basis for
such consideration (indeed one cannot).

The /zuzzz^zz^ a/* pr^yerezzces

(and

of preferences revealed through choices) is however a quite sufficient

basis for z^/zz^s

of consideration and concern.

It is at this point,

we suggest, that the requisite, important and non-arbitrary distinction

is to be drawn which marks out the class of creatures towards which
obligations may be held;

that is, the usually recognised principles of

consideration towards others (of the privileged class) properly extend or

should be generalised to consideration for other creatures having prefer­

ences, and t/ze correspazz^zzy pezzaraZ
zza^ to putt afTzars

a/zZ-^pa^azz pr^zzc^pZ-e

("at/zer preyerezzce-TzuzJersJ tzzto a c%spreyerra&lt;^ stato y*ar

zza paa&lt;i raasazz.

Insofar as moral behaviour is based on consideration for others and
not harming others, preference-having provides an adequate basis, and

does appear to provide a sufficient justification for substantially
different treatment for preference-having over non-preference-having

items - because items without preference cannot (literally) be put into a
dispreferred state.

Thus preference-having appears to tie in with an

important basis for moral obligation, and appears to provide a superior

criterion, for a

sort of moral consideration, to other criteria

sometimes proposed such as sentience - or, differently, intelligence -

especially since in the absence of preferences such notions as /zurzzztzz^

something (in a way that does affect it) and damaging its interests
become difficult of application (not to say nonsignificant, except in

extended senses).

The unsatisfactoriness of the sentience criterion for

what one can hold obligations ^azJarzis can be grasped from the case of the

sentient machine or purely sentient creature which does not have preferen­
ces, does not care what state it is in or whether it is destroyed,etc.
The sentience criterion is often converted by utilitarians into a suffer­

ing criterion, by taking pain as a paradigm of sentience:

but plainly

the two criteria diverge since some sentient creatures may never feel

pain or suffer.

Suffering is even less satisfactory than sentience;

for

suffering is neither necessary nor sufficient for being in a dispreferred
state (consider masochists who suffer but are not in a dispreferred state,

and well-treated workers who are in a dispreferred state but do not

suffer).
Preference-having provides a lower bound;

it is a sufficient but

zzat zzecassurz/ condition for being an object of this sort of moral

9

consideration and concern.

That it is not necessary is revealed,

independently of environmental examples, by the following sorts of cases:
the treatment of "human vegetables", successful stoics, and science­

fiction cases in which people are brain-washed into performing certain
goals and having no dispreferred states apart from the programmed goals.

In all three cases the question of dispreferences does not arise, but
relevant moral issues can.*^
The necessary condition, that corresponds
to preference-having as a sufficient condition, appears to be capability
at some time (e.g. previously, when developed) for preference-having.
It has been taken for granted that many animals (from species higher

on the evolutionary scale) have preferences, make choices, and the like.
This is the merest commonsense, which can be readily confirmed in a
scientific way.
For example, some of the preference-rankings of a black­
tail wallaby as to types of foliage to eat are readily established by

observation, and it is fairly straightforward verifying that bushrats
prefer cheese to soap, this preference being revealed by regular choices.
It has however been claimed by some recent philosophers, for reasons
apparently different from those offered by traditional philosophers such
as Aristotle, Aquinas and Descartes,that animals do not have intentions,

or at least do not have them in a full sense.

It is unclear whether these

intentions, which are taken to include thoughts and beliefs and, perhaps,

desires, include preferences; but it is hard to see how preferences,
which are intentional, are excluded if desires are included in intentions.
The recent arguments to show that animals do not really have intentions,

which do not bear much investigation even in such central cases as
belief,12 appear extremely feeble when applied to preference. For the

arguments start from the claim that we cannot say zjTzat it is that animals

As N Griffin, who supplied the examples, remarked a similar thing
happens also in less extreme cases of the type brought in to prominence,
e.q. by the women's movement:
that it is possible, by means of
indoctrination, to limit the range of someone's dispreferences;
treatment of such persons may still remain immoral even when it does
not place them outside the (artificially widened) range of their
preferred states.
11 The traditional reasons look slight also in the case of preferences
and choices.
It would have been claimed - the theory forces the claim
Interestingly, choices
- that animals' choices could not be rational,
of many animals conform to behavioural criteria for rationality pro
posed in economics.
(forthcoming)
12 See J. Bishop, 'More thought on thought and talk',
and R Routley, 'Alleged problems in attributing beliefs to anima s ,
paper'prepared for the B.Ztef conference, University of Queensland,

1979.

10

believe (of course very often we can, and unproblematically) and fall back

on the claim that animals lack concepts of a fit sort.

In the case of

preferences, however, there is often no problem in saying what it is
animals prefer, or in confirming the claim.

Nor is it that we cannot

attribute propositional-style preferences to animals;

if black-tail

wallabies prefer, as they do, new foliage to old then they prefer the

foliage's being new over the foliage's being old. As for the concept
claim, in the sense in which
is delineated in psychology, animals

have concepts.

And if a philosopher's notion of "concept

gets in the

way of the claim that free dogs prefer bones to carrots (or other
vegetables) then it is not the claim that requires revision, but the

philosopher's notion.
The preference-having criteria appear to distinguish non-arbitrarily

and sharply enough between higher animals and other items, and to rule out
of the relevant class elementary animals, trees, rocks and also some human

items, e.g. human kidneys.

The criteria plainly exclude inanimate objects,

and they separate animate objects.

For while living creatures such as

plants and elementary animals can be said in an extended sense to have

and also optimal living conditions, e.g., for healthy develop­

ment, and in

sense to have preferred states or environments, they do

not have preferences, and cannot be put into states they disprefer.
All
that is required for an 'interest' or 'welfare' in the broad sense is a
telos or life-goal, as possessed by living things, or an equilibrium or

system goal, as possessed by living ecosystems.

At the same time the criteria indicate another important division.
For in a wider sense, animate objects which do not (significantly) have

preferences or make choices, are sometimes said to have

or 'preferred environments'

(as, e.g., in 'the plant prefers a sunny

frost-free location with a well drained soil').

us say that the

or

preferred states

To avoid confusion let

of animate objects and also such

biological items as ecosystems can be affected in one way or another, e.g.

increased, decreased, upset.For instance, the wellbeing of a coastal
community and of the individual trees in it can be reduced to zero by

sandmining, and it can be seriously threatened by pumping waste detergent

13 in this broad sense too, living things, things that participate in the
growth process, have interests.
However under a narrower and more
common determinate of the slippery term 'interests', only preference­
havers have interests (again sentient creatures do not provide the
boundary). Because the term 'interests' so readily admits of high
redefinition, and the infiltration of chauvinism, its use is better
limited (or even avoided), in favour of other more stable terms.

11

There is a general obligation principle

into the nearby ocean.

corresponding likewise to this more comprehensive class of welfare

bearers, namely,
sz/sf67??s

ohjecfs &lt;9r
^&lt;90&lt;i reason.

Moral
does not of course end with what is in some way
animate, much as the class of valuable objects is not tied to what relates
suitably to central preference-havers. In suitable settings, a
(virtually) dead landscape, a rare stone, a cave, can be items of moral
or aesthetic concern;

indeed any object of value can in principle be of

such concern, and

in principle at least,

value or disvalue, and so of woraZ concern.

almost any sort of object.

&lt;2% object of

There can then be obligations

Naturally only a fraction of the

things that exist have especial value, and only a few of the things that

exist will be things concerning which some of us have obligations.
Furthermore these sorts of obligations do not in general reduce to the
conditions or arrangements (e.g. contractual or joint welfare arrangements)
of preference-havers or some select subclass thereof (what will sub­
sequently be called, as the argument is developed, the base cZass).

Just as there are relevant divisions beyond the class of preference­
havers, so there are within the class.
Thus the suggestion that the class

towards which moral obligations (and a corresponding sort of moral concern
which takes account of creatures' states) may be held is bounded by the

class of preference-havers, does not of course imply that
d^st^^ot^o^s
can be made
the class of preference-havers with respect to the kind
of behaviour appropriate to them.

For example,

obligations

which by no means exhaust obligations - can only be held directly (as

distinct from by way of a representative) with respect to a much narrower
class of creatures, from which many humans are excluded. The class is

also distinct from the class of persons, at least as 'person' is usually

characterised.
What emerges is an

of types of objects of moral

relevance, some matched by types of moral obligation (described toward the

end of Routley (a)), with nested zones representing respectively different
sorts of objects - such as, objects of moral concern, welfare-having

objects, preference-havers (and choice-makers), right-holders, obligationholders and responsibility-bearers, those contractually-comnitted-and the
different sorts of obligations that can significantly apply to such

objects.

Not all the types of objects indicated are distinct, nor is the

listing intended to be exhaustive but rather illustrative.

For strictly

the labels given should be expanded, as the distinctions are categorial

ones, so that what matters is not whether an object is, for instance,
12

contractually committed in some fashion but whether it is the sort of

thing that can be, whether it can significantly enter into or be committed
by arrangements of a contractual kind.

is to

Similarly

function as a categorial marker, that marks out the sorts of things that

can (significantly) have preferences: the assumption that preference­
havers coincide with choice-makers is based on this categorial reading.
Although the annular picture is (as will become clear in §5) important
for the environmental alternative to be elaborated, and in meeting object­

ions to it, the countercharge has been laid that it reintroduces chauvin­
ism through its inegalitarian distinctions.

This is a mistake:

not

every sort of ethical distinction, certainly not a justified distinction,
involves chauvinism.
Chauvinism is exhibited where, for example, objects
of a favoured class are treated in a preferential way to superior items
of an excluded class,e.g. defective humans as against apes, degenerate

French against normal Pygmies.

The annular picture neither involves nor

encourages such differences in treatment:
it is neutral and unchauvinistic, for the reason that it relies only on categorial distinctions
which tie analytically with ethical notions (see the semantical analyses
of §5). It is certainly in no way species chauvinist or human chauvinist

For none of the zones of the annular picture comprises the class of
humans (or its minor variant the class of persons); for this class is
not of moral relevance. The reason is that the human/nonhuman distinction

is not an ethically significant one, and can, and should, be demoted from
its dominant, and damaging, position in ethical theory.
notion of

But dropping the

out of ethics, is only part of the ethical change that is

called for: taking due account of nonhumans is also required.
In particular - to return to the theme - what is quite unacceptable,
14
and based on a set of distinctions which are arbitrary and unjustifiable,
differential treatment enjoined nonpersons as distinct
is the ex
from persons under Western ethics, and the view that only persons or
humans have any (nonderivative) right to moral consideration and concern
as preference-havers and that there are obligations towards other creatures
such a criticism
of
chauvinism
is based firmly
14 According to Q. Gibson
----- ----.
.
.
.
'
"
This is simply
on Western ethical equality and egalitarian principles,.
___
The general argument
not so: there is no reliance on such principles,
feature -f cannot
be what justifies
the
differential
takes the form;
----- —
- . .
.
treatment of humans and nonhumans, because either f is not morally
relevant or not all humans have f or some nonhumans have f., Neither
Nei__.
equality nor substitutions based upon equality are invoked at any
stage.

13

only insofar as these are or reduce to obligations to persons or humans.

§2.

THE EXTENT OF CHAUVINISM, AND FURTHER LINES OF DEFENCE

Western ethics are, then, human chauvinist in that they characterist

ically take humans (or, to make a slight improvement, persons) to be the

only items worthy of proper moral consideration, and sanction or even
enjoin substantially inferior treatment for the class of non-human

preference-having creatures, without - so it certainly appears - adequate
justification. The prevailing nineteenth century Western attitude to wild

creatures is evident from Judge Blackstone (quoted approvingly in
Penguin, London, 1967, pp.431):

W. Cobbett, E^raZ

With regard likewise to wild animals, aZZ rT?a%kZ%&lt;7

arZ^ZnaZ

bz/ the

the Creator a right to pursue and take away

any fowl or insect of the air, any fish or inhabitant of the
waters, and any beast or reptile of the field:

and this

natural right still continues in every individual, unless

where it is restrained by the civil laws of the country.
And when a man has once so seized them, they become, while
living his qualified property, or if dead, are absolutely
his own.

Prevailing Western attitudes have not shifted markedly since that time;
for example, foresters, widely regarded as socially responsible, think
nothing of dislodging from their homes and environment, or even destroying,
communities of animals which do not directly interfere with human welfare.

But there is another very important broader respect in which

Western ethics are human (or person) chauvinistic, namely in the treat­
ment accorded to and attitude taken towards the broader class of natural

items such as trees and forests, herbs, grasslands and swamps, soils and

waterways and ecosystems.

Unlike higher animals such items cannot liter­

ally be put into dispreferred states (and in Z/zZs obvious sense, as
opposed to the wider sense of 'interests' tied to welfare, they have no
interests), but they can be damaged or destroyed or have their
eroded or impaired. The Western, chauvinistic, assumption is that this
can only happen where human interests are affected.

The basic assumption

is that value attaches essentially only to humans or to what serves or
bears on human interests, or derivatively, to items which derive from
human skill, ingenuity or labour.

Since natural items have no other value,

there is no restriction on the way they are treated insofar as this does
not interfere with others;

as far

as ZsoZate^ natural things are con­

cerned anything is permissible.
14

It is, at base, because of these chauvinistic features of Western ethics
that there is a need for a new ethic and value theory (and so derivatively for
a new economics, and new politics, etc.)

setting out not just people's

relations to preference-havers generally but also (along with many other

things) people's relations to the natural environment - in Leopold's
words 'an ethic dealing with man's relation to land and to the animals
and plants which grow upon it'

ct/zer essuz/s

(A. Leopold, A

Coz^/ztz/

New York, 1966, p.238).

/Uzzzu^zuc

It is not of course

that old and prevailing ethics do not deal with man's relation to nature:
they do, and on the prevailing view man is free to deal with nature as he

pleases, i.e. his relations with nature - insofar at least as they do not
affect others, as pollution and vandalism do - are not subject to moral

censure.

Thus assertions such as 'Crusoe ought not to be mutilating

those trees' are significant and morally determinate but inasmuch at least
as Crusoe's actions do not interfere with others, they are false or do not

hold - and trees are not, in a good sense, moral objects.

It is to this,

to the values and evaluations of the prevailing ethics, that Leopold,

Fraser Darling and many others, both earlier and later, take exception.

Leopold regards as subject to moral criticism, as wrong, behaviour that on
prevailing views is morally permissible.

But it is not, then, as Leopold

seems to think, that such behaviour is beyond the scope of the prevailing
ethics and that merely an extension of traditional morality is required

to cover such cases, to fill a moral void.

If Leopold is right in his

criticism of prevailing conduct, what is required is a change in the

ethics, in attitudes, values and evaluations;

for example, what is

permissible on the prevailing ethics will be no longer permissible on the
new.

For as matters stand, as Leopold himself explains, humans generally

do not feel morally ashamed if they interfere with a wilderness, if they

maltreat the land, extract from it whatever will yield, and then move on;
and such conduct is not taken to interfere with and does not rouse the

moral indignation of others, and is accordingly permissible on prevailing

ethics.

As Leopold says:

A farmer who clears the woods off a 75% slope, turns his cows

into the clearing, and dumps its rainfall, rocks, and soil into
the coi^munity creek, is still (if otherwise decent) a respected
member of society (op. cit., p.245).

Only recently has such behaviour begun to be seriously questioned and
become the subject of criticism,e.g. by environmentalists.

Under what

will be accounted an eyz^trozi/TzeMtuZ gtTz^c, however, such traditionally

15

permissible conduct would be accounted morally wrong, and the farmer
subject to proper moral criticism.
That ethics and morality are not, and never have been, restricted to

human concerns, or exclusively to relations between persons, is important
in rebutting objections to the very idea of an environmental ethic, based
on the premiss that morality just is restricted (definitionally) to human

relationships (and connected values) and is not significant beyond that.
The problem of moral relations with respect to preference-havers other

than persons and to inanimate items cannot be resolved or escaped simply
by declaring morality to apply solely,or as a matter of meaning or defin­

ition only to humans (or to persons).

For first, such a solution would

run counter to the common view that humans are subject to some moral con­
straints, even if comparatively minor ones, towards other creatures;
the

having of such constraints cannot be ruled out definitionally, and corres

pondingly the judgments formulating these constraints or prohibitions
cannot be ruled out as nonsignificant, yet they are surely moral. The
only way in the end, that the claim gets support is by a narrow, and no
longer acceptable, account of what is moral in terms of concern with

humans alone (cf. S6). Likewise, the question of the moral interrelations
of humans with intelligent nonhuman extraterrestrial beings, even if at
present hypothetical, is certainly a meaningful one, and some interesting
and clearly moral issues of this sort are frequently raised in science

fiction.
Only if the extent of morality is, somewhat misleadingly, reconstrue

in terms of the class of constraints on the behaviour of those it applies
to - that is, in terms of limitations, as distinct from moral freedom does the claim that Western morality is restricted to humans (or persons)
begin to gain plausibility.

For it is true that beyond the favoured base

class, humans or persons, few constraints are supposed to operate (and ad

hoc ones at that) unless the welfare of members of the base class is
adversely affected.

Under an environmental ethic, such as that Leopold

advocates, this would change:

previously unconstrained behaviour would

be morally circumscribed, and in this sense the scope of morality would
be extended.
It is not evident, however, that a

ethic

ethic, an

in the case at hand, is required to accommodate even radical new judgments

seriously constraining traditionally approved conduct, i.e. imposing

limitations on behaviour previously considered morally permissible.

For

one reason it is none too clear what is going to count as a new ethic,

much as it is often unclear whether a new development in physics counts as
a new physics or just as a modification or extension of the old.

16

For,

notoriously, ethics are not clearly articulated or at all well worked

out, so that the application of identity criteria for ethics may remain
obscure.

They are nonetheless (pace Quineans) perfectly good objects for

investigation.

Furthermore, there is a tendency to cluster a family of

ethical systems which do not differ on core or fundamental principles

together as the one ethic:

e.g. the Christian ethic, which is an umbrella

notion covering a cluster of differing and even competing systems.
There are two other possibilities, apart from a new environmental
ethic, which might cater for the new principles and evaluations;

that of

an extension or modification of the prevailing ethic, and that of the

development of principles that are already encompassed or latent within
the prevailing ethic.

The possibility that environmental evaluations can

be incorporated within (and ecological problems solved within) the not
inflexible framework of prevailing Western ethics, may appear open because

there is not a single ethical system uniquely assumed in Western civiliz­

ation:

on many issues, and especially on controversial issues such as

infanticide, women's rights and drugs, there are competing sets of

principles.

Talk of a new ethic and prevailing ethics tends to suggest a

sort of monolithic structure, a uniformity, that prevailing ethics, and
even a single ethic, need not have.

The Western ethic is not so monolithic.

In particular, three important traditions in Western ethical views
n ,been mapped
.3 out:
4. 15 a
concerning man's relation to nature have recently

dominant tradition, the despotic position, with man as despot (or tyrant),
and two lesser traditions, the stewardship position, with man as custod­
ian, and the cooperative position with man as perfector.

the only traditions;

Nor are these

primitivism is another, and both romanticism and

mysticism have influenced Western views.
The dominant Western view is simply inconsistent with an environmental
ethic;

for according to it nature is the dominion of man and he is free

to deal with it as he pleases (since - at least on the mainstream StoicAugustine view - it exists only for his sake^^), whereas on an

See especially (a) J. Passmore, Man's Fespons^btZ^^z/ for
Duckworth, London, 1974;
also R. Nash, ^tZderness an^ t/ze
Yale University Press, New Haven, 1973.
(All further references
to Passmore's work are, unless otherwise indicated, to Passmore (a).)
The
dominant position has also been sketched in many other recent
texts, e.g. I. McHarg, Z)es^&lt;yn
Doubleday, New York, 1969,
while the lesser traditions have been appealed to in meeting criticisms
of the Western ethic as involving the dominant view.
The masculine particles are appropriate;

so is the resulting tone.

environmental ethic man is not so free to do as s/he pleases.

But it is

not quite so obvious that an environmental ethic cannot be coupled with
one of the lesser traditions.

Part of the problem is that the lesser

traditions are by no means adequately characterised anywhere, especially

when the religious backdrop is removed, e.g.

(as further considered in

§4) who is man steward for and responsible to?

However both traditions

are inconsistent with a deeper environmental ethic because they imply
policies of complete interference, whereas on an environmental ethic some

worthwhile parts of the earth's surface should be preserved from sub­

stantial human interference, whether of the "improving" sort or not.
Both traditions would in fact prefer to see the earth's land surfaces
reshaped along the lines of the tame and comfortable but ecologically
impoverished European small farm and village langscape.

According to the

cooperative position man's proper role is to develop, cultivate and
perfect nature - all nature eventually - by bringing out its potential­

ities, the test of perfection being basically

purposes;

/or

while on the stewardship view man's role, like that of a farm

manager, is to make nature productive by his efforts though not by means

that will deliberately degrade its resources.

Thus these positions

figure among those of the shallow ecological movement (as depicted by
A. Naess,
16

'The shallow and the deep, long-range ecology movement', Tr^M^rz/

(1973), 95-100):

longer term.

they are typically exploitative, even if only in the

Although these lesser positions both depart from the dominant

position in a way which enables the incorporation of some evaluations of

an environmental ethic, e.g. some of those concerning the irresponsible

farmer, and allow for some of the modern extensions of the Western ethic

that have been made, e.g. concerning the treatment of animals and

criticisms of vandalism, they are not well-developed, fit poorly into the
prevailing framework, and do zzof p&lt;9 /ar orozz^Zz.

For in the present

situation of expanding populations confined to finite natural areas, they
will lead to, and enjoin the perfecting, farming and utilizing of all

natural areas.

Indeed these lesser traditions lead to, what a thorough­

going environmental ethic would reject, a principle of total use, implying
17
that every natural area should be cultivated or otherwise used
for /zzzzzzor

17 if 'use' is extended, somewhat illicitly, to include use for
preservation, this total use principle is rendered innocuous at least
as regards it actual effects.

Note that the total use principle, in the usual sense, is tied to the
resource view of nature (cf. (d) R. and V. Routley,
F-z^/zt /or z^/ze
Forests, Third Edition, Research School of Social Sciences, Australian
National University, 1975).
Such a principle, like the requirement of
economic growth, emerges directly from - it is an integral part of neoclassical economic theory.
18

18
"humanized".
As the important Western traditions mentioned exclude an

environ­

mental ethic, it would appear, at first glance anyway, that such an ethic
- not primitive, mystical or romantic - would be new alright - or at
least new from a Western perspective.
For, from a wider perspective,
which takes due account of traditional societies (such as those of some
American Indians, Australian Aboriginals, and Pygmies), there is, it will

turn out, nothing so very new about what is included in (as distinct from

the theoretical setting of) the "new" ethics. Even from the narrow
Western perspective, the matter is not so straightforward.
for the

dominant ethic has been substantially qualified, in particular by the
rider that one is not always entitled to do as one pleases where this
physically interferes with others.^ It may be that some such non-inter­
ference proviso was implicit all along (despite evidence to the contrary);
and that it was simply assumed that doing what one pleased vn.th natural

items would not affect others (a^oT^terfereMcg assMwpf^^).
it may, the

Be this as

appears, at least for many thinkers

to have supplanted the dominant position;
and the modified position can
undoubtedly go much further towards an environmental ethic.
For example

the farmer's polluting of a community stream may be ruled immoral on the

grounds that it physically interferes with others who use or would use the

stream.

Likewise business enterprises which destroy the natural environ­

ment for no satisfactory (taxable) returns or which cause pollution
deleterious to the health of future humans can be criticised on the sort

of welfare basis (e.g. that of P.W. Barkley and D.W. Seckier,
18 Humanization, and humanitarian measures, may be a cloak for human
chauvinism - in which case, far from being virtuous, they may be
positively undesirable.
19 Also, as Leopold has observed, the class of
has been
ively widened, e.g. from the family group, to the tribe, to the nation
or race, even to all humans including often enough future humans
but
rarely further in the West until recently.
of
20 The assumption is not the same as its relative, Benn's
'that no one may legitimately frustrate or prevent
(or interfere with) a person's doing what he chooses to do, ^nles
there is some reason for preventing him
(Benn (c), op. cit.,
in
from (a) P.605).
The principle is said to derive from 'the notion of
a person' ^e.g. (a), p.605), but it only so derives given commission
ofPfhe fallacy of conversion of an A-proposition. Moreover even
reduced to a 'formal principle ... locating the onus of justification
(cf (a))
the principle is dubious, especially given principles of
respect for objects other than persons, with which persons may be
interfering.
It is, however, a formal principle that will help to
keep entreprenuerial humans happy.

*

GrozjZ/z &lt;2%^

Dgcaz/,

T/ze ^oZz^ZZc^ ^gcowgs

York, 1972) that blends with the modified position;
be criticised on welfare grounds;

and so on.

Fr^hZ^w^

New

vandalism can usually

The modified position may

even serve to restrict the sort of family size one is entitled to have,

since in a finite situation excessive population levels will interfere
with future people.

Nonetheless neither the modified dominant position

nor its Western variants, obtained by combining it with the lesser trad­
itions, is adequate as an environmental ethic.

chauvinism.

None moves outside human

They are all encompassed under the

t^es-Zs

- the

view that the earth and all its non-human contents exist or are available
for human benefit or to serve human interests, and hence that humans are

entitled to manipulate the world and its systems as they want, in their
own interests - which is but the ecological restatement of the strong
thesis of human chauvinism, according to which items outside the privil­

eged human class have no value except one as instrumental value (both
theses are criticised in Routley (a)).

To escape from chauvinism, and from

its thesis, a new ethic -Zs wanted, as we now try to show.

§3.

GENERAL ENVIRONMENTAL ARGUMENTS AGAINST WESTERN ETHICS

The main argument is directed primarily against the modified

dominant position, but will incidentally show the inadequacy of the lesser
Western traditions.

The strategy is to locate core features of Western

ethics, and to reveal through examples their thoroughgoing chauvinism
and class bias, and in this way to provide decisive grounds for rejecting
For the general argument some more technical points have to be made

them.
first.

(An)
spgcZyZc ethic,

is ambiguous, as between a specific ethical system, a

and a more generic notion, a

specific ethics are grouped.

under which

(As usual, a weZu-ethic is a theory about

ethics, super-ethics, their features and fundamental notions.)

An ^Z/zZcaZ sz/sZsw s

is, near enough, a propositional system (i.e.

a structured set of propositions) or a theory which includes (like
individuals of a theory) a set of values and (like postulates of a theory)

a set of general evaluative judgments concerning conduct, typically of

what is obligatory, permissible and wrong, of what are rights and
responsibilities, what is valued, and so forth,

(On newer perceptions an

ethical system will include rather less in the way of prescriptions, of
duties, obligations and the like, and more as to what are matters of care

and of concern and for respect.)

Since an ethical system is propositional

in character, such notions as consistency, coherence, independence of

20

a

assumptions, and the like, apply to it without further ado.

It is

evident, from a consideration of competing or incompatible values and

principles, that

are

sz/s^ews.

Moreover

appropriately general criteria for rationality will not reduce this

class to a singleton.

Accordingly, there is logical space for a^terrzaf^re

A general or lawlike proposition of a system (characterised along
similar lines to a scientific law) is a pr^Mc^pZe;

and certainly if

systems Si and S2 contain different principles, they they are different

systems.

It will follow then that an environmental ethic differs from

the important traditional ethics outlined if it differs on some principles.

Moreover if environmental ethics differ from each Western ethical system
on some core principle or other embedded in that Western system, then
these systems differ from the Western super-ethic (assuming, what seems

to be so, that that ethic can be sufficiently characterised) - in which

case if an environmental ethic is needed then a new ethic is wanted.

It

would suffice then to locate a common core principle and to provide

environmental counterexamples to it.
It is illuminating (and necessary, so it will emerge) to attempt to

do a little more than this minimum, with a view to bringing out the basic

assumptions of the Western super-ethic.

Two major classes of evaluative

statements, commonly distinguished, are axiological statements, concerning

what is good, worthwhile, valuable, best, etc., and deontological state­

ments, which concern what is obligatory, permissible, wrong, etc.

Now

there appear to be core principles of Western ethics on both axiological
and deontic fronts, principles, for example, as to what is valuable and

as to what is permissible.

Naturally these principles are interconnected,

because anything is permitted with respect to what has no value except

insofar as it interferes with what does have value.
A strong historical case can be made out for what is commonly

assumed, that there are, what amount to, core principles of Western
ethical systems, principles that will accordingly belong to the super-

ethic.
example.

The fairness principle inscribed in the Golden Rule provides one

Directly relevant here, as a good stab at a core deontic

principle, is the commonly formulated liberal principle of the modified
A recent formulation of this principle runs as
21
follows (Barkley and Seckier, op. cit., p.58):

dominant position.

On next page.

21

The liberal philosophy of the Western world holds that (D) one

should be able to do what he wishes, providing (1) that he
does not harm others {and (2) that he is not likely to harm
himself irreparably}.
The principle, which is built into or derivable from most traditional

ethical theories, may be alternatively formulated in terms of permissib­

ility, as the principle that &lt;2 person's
(foes no^ ^n^er/ere zJ-^/z o^/zers,

^s perw^ss^&amp;^e provt^e^

(i.e. other people, including perhaps the

A related economic principle is that free enterprise can operate

agent).

within similar limits.

It is because of these permissibility formulations

that the principle - which incorporates fundamental features of (human or

person) chauvinism - is sometimes hailed as a freedom principle;

for it

gives permission to perform a wide range of actions (including actions

which degrade the environment and natural things) providing they do not
harm others.
others.

In fact it tends to cunningly shift the onus of proof to

It is worth remarking that 'harming others' in the restriction

is narrower than a restriction to the (usual) interests of others;

it is

not enough that it is in my interests, because I detest you, that you stop
breathing;

you are free to breath, for the time being anyway, because it

does not harm me.

There remains a problem however as to exactly what

counts as harm or interference.

Moreover the width of the principle is

so far obscure, because 'other' may be filled out in significantly

different ways:
21

it makes a difference to the extent - and privilege - of

The principle is attributed by Barkley and Seckier to Mill, though
something like it was fairly common currency in nineteenth century
European thought. It appears, furthermore, that Mill would have
rejected the principle on account of clause (2): thus, for example:

Those interests, I contend, authorise the subjection of
individual spontaneity to external control, ozzZz/ in respect of
those actions of each, which concern the interest of o^Zzer
people (J.S. Mill, (/^^Z^^ar^uzz^szzzj L^&amp;gr^z/ az-z^f 7?eprese?z^az^zze
^ozz6r?z777g?z^, Everyman's Library, Dent, London, 1910, p.74,
emphasis added).
The deletion of clause (2) from (D) does not affect the general
argument: hence the braces.
(We owe this reference and the points in
the next footnote to N. Griffin.)

A similarly modified form of (D) is found in much recent Western
literature, even radical literature which purports to make due allow­
ance for environmental concerns. A good example of the latter is
I. Illich, TcoZs /cr Cofz^ttz^uZ-z^z/, Calder &amp; Boyers, London, 1973,
where Mill's (D) appears, in various forms, at several places (e.g.
p.xii, p.41). What this indicates is that Illich's "convivial society"
will not - if its principles are taken seriously - move beyond
chauvinism in its treatment of animals and the natural environment; it
will at best yield some form of resource conservation.
22

a

the chauvinism whether 'other' expands to 'other human' - which is too
restrictive - or to 'other person' or to 'other sentient being';

and it

makes a difference to the adequacy of the principle, and inversely to its

economic applicability, to which class of other persons it is intended to
apply, whether to future as well as to present others, whether to remote

future others or only to nondiscountable future others, and whether to
poss^bZe others.

The latter would make the principle untestable and com­
and it is generally assumed that it

pletely unworkable in practice;

applies at most to present and (some) future others, to those to whom it
would make a (fairly immediate) difference (thus excluding past others ).
For the purposes of the general argument however, the problems in specify­
ing the class of others is not material, so long as the class includes no
23
more than persons that at some time exist.
Fortunately the main argument is not very sensitive to the precise

formulation of principle (D). Not only can clause (2) be deleted, and
'other' left rather unspecific, but additions can be made; then even if
the main argument does not succeed, m-z^or

succeed.

o/ t/ze zzzu^M arpz^g?^

An important case concerns the treatment of animals.

Unless (D) is construed widely (extending 'other'), or hedged by further
qualifying clauses,24 the basic principle fails to take proper account of
concern for animals, especially that one should not inflict "unnecessary
cruelty or "impermissible" harm.
animals then comes to matter;

these issues can be avoided.

What counts as per^ss^Me Tzurzzz to

and familiar conflict issues arise.

But

For the core principle (D), of basic

chauvinism, can be modified to include (historically recent) moral concern
for higher animals by adding, after 'harm others', something like 'or harm

animals unnecessarily'.

Then however the new principle succumbs to the

22 Although the interests and preferences of past others are excluded in
conventional utilitarianism, as in (welfare) economic theory and vot
inq theory, these are often respected in ethical and legal settings,
e.g. in wills, last wishes, etc.
Similarly (as N. Griffin also point­
ed out), in the treatment of "human vegetables", past preferences of
the person when capable of making decisions are often taken to be
morally relevant, or even decisive, to the question as to whether to
keep the body alive.

23 if merely possible persons are included then the valuational rankings
of environmental ethics, indeed of virtually any ethics, can be
reflected in a "utilitarian" fashion. The argument of (c) R. and V.
Routley, 'Semantical foundations for value theory',
(accepted
for publication in 1974; still forthcoming?), can be used to show this.

24 or unless it can be made out, what seems entirely implausible, that
what is wrong with torturing animals is not what it does to them but
the way it affects other people (the Aquinas-Kant thesis).
23

main argument - upon at most simple variation of the counterexamples to
be given.
Modification becomes more important in the case of standard ethical

theories which lead to principles conflicting with (D), such as utilitar­
ianism does unless (D) and the maximisation principle of utilitarianism
are appropriately segregated, e.g. by severing connections at some point

in the chain connecting entitlement, permissibility, right, maximum

utility.

For, as in widely recognised, net utility may be increased in

ways that violate (D), e.g. by injustice to, or the infliction of suffer­
ing upon, or harming, some individual by others.

Thus utilitarianisms in

the tradition of Mill, which both include (D) and characterise entitlement

in utilitarian terms, are inconsistent (as simple hypothetical cases show).
To avoid counterexamples it is not enough merely to distinguish higher and
lower utilities, though this is an initial step in what is required, namely
- ideally by constraints (as is explained in §5) - o/

unconstrained

Although qualification of utilitar­

ianism principles to ensure (D), as a restriction (but not the orzZz/

restriction) on what is permissible,is the proper course, it is a course
not all utilitarians are prepared to follow.

To defeat

isms, it is not enough to adduce counterexamples to (D).

utilitarian­

Counterexamples

to some other core principle of such utilitarianisms must be located;
otherwise the main argument fails against a quite standard, and important,
class of positions supporting chauvinism and the Dominion thesis.

Fortunately,

again,

neither a suitable core principle nor appropriate

counterexamples are hard to find.

The common utilitarian principle

provides such a core, and several of the examples directed against (D)
serve to counter it (in its various forms).
An axiological principle corresponding to (D)

(%72&lt;i to some of its

variants) runs along these lines:
(A) Only those objects which are of use or concern to humans

(or persons), or which are the product of human (or person)
labour or ingenuity, are of value;

thus these are all that

need to be taken into account in determining best choice or
best course of action, what is good, etc.

Roughly, value consists in answering back to certain features of human (or
person) involvement.

No calculus of value or what is best need look

beyond human values.

According to a matching value-ranking thesis, item

a is better than b only if a serves human concerns more than b.

A

narrower version of principle (A) embedded in main forms of Marxism is

24

the human labour theory of value.

25

Thus a corollary will be that

Marxism is certainly - unless severely modified - no direction in which

to seek an environmental ethic or social theory.
There may appear to be exceptions to principle (A) in such objects

But although values are assigned to works of art where

as works of art.

these may not positively affect human welfare, the basis for assigning

value is usually taken to be the human skill or ingenuity involved in

their production.
principle (A).

Hence such assignments do not extend, or violate,

Indeed the problem raised by natural objects which cost

nothing to produce and involved nothing human is very different from the
matter of valuing art objects.

objects rctse &lt;2

problem.

There are also other important differences between natural objects and

works of art, apart from the characteristic

noninvolvement of humans,

namely those turning on the issues of replaceability and the reversibility

of destruction.

Human artefacts are always replaceable by similar objects,

e.g. modern cities, especially concrete jungles are all too similar and

replaceable, and using modern techniques paintings can be substanially
duplicated;

whereas there is no possibility of replicating, even remotely,

such as extinct species or real

damaged or destroyed natural objects

jungles (or lost or vanishing cultures).

In terms of replacement costs,

these are much more valuable than such human artefacts as material works

of art.

Thus attempts to assimilate natural objects to material works of

art break down.

There is an additional reason for rejecting a now familiar

approach to natural objects through works of art, namely that it is

premissed on the assumption that some sort of chauvinistic account of

works of art is adequate:

that is not so, as the (intermediate) situation

of objet trouve begins to reveal.
It is in connection with principles

qualification to

(D) and especially (A) that the

ethics (already required at several points)

becomes important for the argument;

for various non-Western ethics have

not adopted these principles, e.g. both American Indians and Australian

Aborigines appear to recognise clearly values in natural items which are

not reducible (simply or at all) to human values - and apparently not
essentially theistic (supra-human).

In any case Western ethics and

25 According to some Marxists, and apparently to Marx, the labour theory
is superceded when the period of accumulation is completed and the post­
scarcity era reached.
But by the time this high-energy high-tech
stage is reached, if ever, irreparable and frequently irreversible
environmental damage will have been wreaked.
26

On next page.

25

p

attitudes, and more comprehensively the associated ideologies, are of

critical importance;

for it is to these and Western influence that the

world's main - serious and very extensive - environmental problems can be
ascribed.

Hypothetical situations are introduced in designing counterexamples

to core principles (D) and (A).

The basis of the method lies in the

semantical analyses of permissibility, obligation and value statements

which stretch out over ideal situations (which may be incomplete or even
inconsistent), so that what is permissible holds in some permitted
situation, what is obligatory in every such situation, and what is wrong

is excluded m every such situation.

But the main point to grasp for

the counterexamples that follow, is that ethical principles if correct are

universal and are assessed over a class of situations.

Thus hypothetical

cases are logically perfectly legitimate and cannot be ruled out on one
pretext or another, e.g. as rare, as desert island cases, as hypothetical,

The counterexamples to (D) and (A) presented depend largely on

etc.

designing situations different from the actual where there are either too

few or too many humans or persons.

But alternative special situations

where interference with others is minimized or is immaterial are readily
devised.

(i) The

example.

The last man (or woman or person)

surviving the collapse of the world system sets to work eliminating, as

far as he can, every living thing, animal or plant (but painlessly if you

like, as at the best abattoirs).

What he does is quite permissible

according to principle (D) but on environmental grounds what he does is
wrong.

Moreover one does not have to be committed to esoteric values to

regard Mr. Last Man as behaving badly and destroying things of value (the
reason being perhaps that radical thinking and values have shifted in an
environmental direction in advance of corresponding shifts in the

Characteristically Westerners have attempted to recast these value
systems, sometimes misleadingly, in a religious guise - probably because
it was thought that there was no non-religious way of presenting them so
as to make them intelligible or have them comprehended.
Thus they get
represented as basically chauvinistic in view of the relations of Man
and God.

On these semantical analyses, which avoid all the usual problems of
modal theories of axiological and deontic terms, see R. Routley,
R.K. Meyer, and others,
RSSS,
Australian National University, 1979, chapters 7 and 8. A sketch is
given in §5 below.
The situations or worlds with respect to which the interpretation is
made permit of different construals; e.g. instead of permitted situ­
ations, the situations can be construed evaluatively as ideal
situations.

26

3

Q

formulation of fundamental evaluative principles).
The usual vandalism charge does not apply against Mr. Last Man

since he does no damage to others.

Moreover, Mr. Last Man's activities

may be toned down to avoid any vandalism charge, yet succumb to the

(extended) chauvinist charge, e.g. he may simply destroy sows environ­
mentally valuable things unnecessarily (without due reason or some need).

(ii) The Zest pgopZe example.
to the last people example.

The last man example can be extended

We can assume that they know they are the

last people, e.g. because they are aware that radiation effects have

One considers the last people in

blocked any chance of reproduction.

order to rule out the possibility that what these people do harms or

somehow physically interferes with later people.

Otherwise one could as

well consider science fiction cases where people arrive at a new planet
and destroy its ecosystems, whether with good intentions such as perfect­

ing the planet for their ends and making it more fruitful or, forgetting
the lesser traditions, just for the sheer enjoyment of it.

Let us assume that the last people are very numerous.

They humanely

exterminate every wild animal and they eliminate the fish of the seas,

they put all arable land under intensive cultivation, and all remaining
natural forests disappear in favour of pastures or plantations,and so on.

They may give various familiar reasons for this, e.g. they believe it is
the way to salvation or to perfection, or they are simply satisfying

reasonable needs, or even that it is needed to keep the last people

employed or occupied so that they do not worry too much about their
impending extinction.
behaved badly;

of value;

On an environmental ethic the last people have

they have done what is impermissible and destroyed much

for they have simplified and largely destroyed all the natural

ecosystems, and with their demise the world will soon be an ugly and
largely wrecked place.

But this conduct may conform with the core

principles (D) and (A), and as well with the principles enjoined by the
lesser traditions under more obvious construals of these principles.

Indeed the main point of elaborating this extension of the last man
example is because principles (D) and (A) may, as they stand, appear to

conflict with stewardship, cooperation and perfection positions, as the
last man example reveals.

The apparent conflict between these positions

and principle (D) may be definitively removed, it seems, by conjoining a

further proviso to the principle, to the effect (3) that he does not
wilfully destroy natural resources.

But as the last people who are not

vandals do not destroy resources wilfully, but perhaps "for the best of
28
reasons", the variant is still environmentally inadequate.
28

On next page.

27

(iii) The ^reu^ eTz^repr^KeMr example.

The last man example can be

adjusted so as to not fall foul of clause (3).
industrialist;

The last man is an

he runs a giant complex of automated factories and farms

which he proceeds to extend.

He produces automobiles among other things,

from renewable and recyclable resources of course, only he dumps and
recycles these shortly after manufacture and sale to a dummy buyer instead
of putting them on the road for a short time as we do.

Of course he has

the best of reasons for his activity, e.g. he is increasing gross world
product, or he is improving output to fulfil some plan, and he will be

increasing his own and general welfare since he much prefers increased
output and productivity.

The entrepreneur's behaviour is on the Western

ethic quite permissible;

indeed his conduct is commonly thought to be

quite fine and even meets Pareto optimality requirements given prevailing

notions of being "better off".
It may be objected, however, that there is no reason or warrant for
the great entrepreneur's production and it is simply wasteful.

But we

can easily amend the example by adding consumers who want to use the out­

put.

Just as we can extend the last man example to a class of last

people, so we can extend (iii) to the

socket!/ example (iv):

the society looks depressingly like ours except for its reproductive

incapacity.
(v) The

species example.
The blue whale (reduced to a
29
mixed good on the economic picture )
is on the verge of extinction
because of its qualities as a private good, as a profitable source of oil

and meat.
whalers;

The catching and marketing of blue whales does not harm the

it does not harm or physically interfere with others in any

good sense, though it may upset them and they may be prepared to compen­
sate the whalers if they desist;
destruction.

nor need whale hunting be wilful

(Slightly different examples which eliminate the hunting

aspect of the blue whale example are provided by cases where a species
is eliminated or threatened through destruction of its habitat by man's

28 There are however elements in the lesser traditions - especially if
'cooperation' and 'perfection' are reconstrued in less chauvinistic
and homocentric terms - which point the way to a more satisfactory
ethic.

29 The example is adapted from Barkley and Seckier, op. cit., who nicely
expose the orthodox economic picture.
To make the example more difficult for utilitarians in the tradition
of Bentham, it can be further supposed that the killing of the whalesis
near instantaneous and painless, the whale products are very valuable
to humans and indeed irreplaceable, and that the whales led a good
life while they lived.
(Would the killing of remote groups of humans
under similar conditions be then so much worse?).
28

*

activity or the activities of animals he has introduced, e.g. many
plains-dwelling Australian marsupials and the Arabian oryx.)

The

behaviour of the whalers in eliminating this magnificent species of whale

is accordingly quite permissible - at least according to basic chauvinism.
But on an environmental ethic it is not.

However the free-market

mechanism did not cease allocating whales to commercial uses, as a
satisfactory environmental economics would:
instead the market system
ground inexorably (for the sorts of reasons well-explained in Barkley and
Seckier, op. cit.) along the private demand curve until the blue whale
population was no longer viable.
It has been objected that the operation of the free market is

restrained by ethical principles - or rather legally enforced copies

thereof;

for example, it would be profitable to exploit child labour,

but moral prohibitions, legally enforced, exclude such exploitation of

children.

But the case is quite different;

children, unlike young

animals such as vealers, are already shielded under the modified dominant
position.
If anything, the "objection" is a further illustration of
chauvinism at work.^O

Although the vanishing species example given does not apply decisively
against extended utilitarianisms, such as that of Bentham, which widen the

base class to all sentient creatures, the case is easily varied so that it
does:

class of tropical plant species

simply select one of the

currently threatened with extinction.
(vi) The /actorz/ /arm example.

On the farm animals of various sorts

are kept under artificial, confined conditions and simply used for the
market goods they deliver, e.g. eggs in the case of battery hens, milk in
the case of rotor cows, veal in the case of calves.

The animals are

subject to whatever conditions (e.g. forced feeding, iron deficient diets,
constant lighting) will deliver maximal quantities of desired goods for

the human commodity market.

The animals do not necessarily suffer pain

(and insofar as they do in behaviourally conspicuous ways the problem can

For the most part the operation of the free market is only constrained
by chauvinistic principles: otherwise enterpreneurs tend to undertake
whatever apparently profitable business activity they can get away with,
including substantial exploitation of animals and widespread environ­
mental destruction, and their lack of concern is illustrated by such
facts as that they are generally prepared to pay taxes (e.g.
to
compensate other humans) rather than to forgo their activities in
cases such as river and lake pollution and forest removal.
In fact,
of course, fairly unfettered operation of the market tends to
encourage more restricted chauvinisms, e.g. the exploitation of cheap
foreign or female labour in the secondary labour market.

29

be met by antibiotics), but they are imprisoned under dispreferred

conditions.

The threatment of the animals on the "farm" is perfectly

permissible according to the core principle (or at least minor adjustments
to exclude unnecessary suffering will ensure conformity), but on an
The treatment of the animals on the farm

environmental ethic it is not.

also seems to conform to the principles of the lesser traditions, insofar
as these principles are spelled out in a way that can be applied to the

example, that is so long as cooperation and perfection are construed in
intended chauvinistic fashion.

(vii) The

example.

The wilderness, though isolated and

rarely visited or thought about by environmentalists, is known to contain
nothing of use to humans, such as seed or drug supplies, that is not

adequately replicated elsewhere.

It does contain however some "low

quality" forest that could supply pulpwood on a commercial basis were the
local government to provide subsidies on the usual basis.

The logging

would destroy the wilderness in a largely irreversible way (e.g. it grows

on high sand dune country or on lateritic soils)

and kill many animals

which live in the forest.

sees

The prevailing

with the destruction of such

ethic

wrong

nothing

a wilderness, nor do the lesser traditions:

a deeper environmental ethic does.
Again the example requires variation, e.g. to a wilderness devoid of

sentient individuals, if it is to counter clearly such extensions of
Western ethics as those of animal liberationists.

For this sort of reason

we do not want to overstate or overrate the role of
as distinct from variations upon such examples.

examples -

Firstly, people deeply

committed to human chauvinism - as many, perhaps most, people are - will
find some of the examples unconvincing because they depend on non-

chauvinistic assumptions.

Secondly, there are rejoinders to some of the

examples based on the prevailing ethic.

In this case what we claim is

that there are variations on, and elaborations of the examples which meet
such considerations.

In connection with this we do not want to deny that

there are other strands supplementing the prevailing ethic which are

critical of some activities of the sort described in the examples, e.g.
anti-vandalism principles and strictures against conspicuous consumption
But, as remarked, these principles

as reflected, e.g. in sumptuary laws.

have not been adequately incorporated in the prevailing ethic in such a

way as to meet variations on the examples or to serve environmental

purposes;

and if the attempt were made to fully incorporate such princi­

ples once again a new ethic would be the upshot.

(Compare the situation

before the change from an ethic which sanctioned Tzu/na??. slavery.)

30

*

In summary,what the examples show is that core axiological and

deontic assumptions of the Western super-ethic are environmentally
inadequate;

and accordingly Western ethics should be superseded by a

more environmentally adequate ethic.

The class of permissible actions

that rebound on the environment is more narrowly circumscribed on such an
environmental ethic than it is in the Western superethic, and the class

of noninstrumentally valuable objects is correspondingly wider than it is

on the Western super-ethic.
But is not an environmentalist ethic going too far in implying that
these people - those of the examples and respected entrepreneurs and

industrialists and bureaucrats, farmers and fishermen and foresters - are
behaving, when engaging in environmentally degrading activities of the
sort described, in a morally impermissible way?

No, what these people do

is to a greater or lesser extent evil, since destructive of what is

valuable, and hence in serious cases morally impermissible.

For example,

insofar as the killing or forced displacement of primitive peoples who
stand in the way of an industrial development is morally indefensible and
impermissible, so also is the destruction of the forest where the people
may live, or the slaughter of remaining blue whales, or the gross

exploitation of experimental or factory-farm animals for private profit

or as part of the latest 5 year plan.

Those who organise or engage in

such activities are (to a greater or lesser extent, depending on their

mode of engagement) morally culpable.

Models of permissible respected

life styles and of the good life (for others to emulate) depend upon

what the underlying ethic accounts good and evil, permissible or not,
and so forth;

and changes with change of ethic.

A new ethic is needed not merely to accommodate the evaluations,

prescriptions and models indicated, in a way decidedly different from

Western ethics, but in order to cope with a much wider range of more
practical, and often more controversial, cases where Western ethics yield
(without epicycling, i.e. extensive resort to theory-saving strategems)

unacceptable or inadequately grounded results.

An alternative ethic is

also needed by a growing number of valuers because they have values,

interests and new concerns of ecological sorts which do not fit in with,

but conflict with, central features of prevailing Western ethics.

There

is occurring, it seems, a far-reaching cultural, and ethical change, a
change in consciousness, and in particular a change in attitudes to what

is natural and the natural environment (a change which may eventually be
as fundamental as, and partly overturn, the humanist changes of the

Enlightenment).

A new ethic is accordingly needed to reflect and formul­

ate, and enable the defence and application of, a new, increasingly felt,

31

a

but not so far well-articulated system of values, in much the same way

that a system of probability was needed and formulated to articulate and
systematise likelihood and probability principles, and relevant logic

systems required to capture pre-analytic views of entailment.

The

explication of environmental ethics is a similar theoretical concern;
again, as commonly, theory lags behind the facts of change and the felt

data.

Furthermore, just as entailment systems are not uniquely determined,

or desired or accepted by every thinker, so ezzzz*Zr&lt;9zzwe7zfaZ.
be %%-z^MeZz/ (ie^grzzz-Zzzg^, or adopted by every valuer.

will zzct

On the contrary, as

is plain enough, their adaption and furtherance will be vigorously

resisted by many vested interests, as - to take just one instance - the
furtherance of programmes for the elimination

of environmental sources

of cancer is vigorously opposed by industrial chemical companies.
The matter of persuading other, valuers to accept values and

principles of a new ethic is of course a further and somewhat separate

issue from the question of need for such an ethic.

The procedures for

trying to effect changes in values are but variations on the usual pro­

cedures, and like them are not fully effective:

excluding coercion and

education, they include, for example, argumentation, and propaganda, in

each case of many sorts.As usual, too, where there is a broad common
32
basis, especially in felt evaluations and emotional presentation,
effecting a change, or a conversion, will generally be an easier task.

In the case of transformation to environmental values, what is often

important are distinctive features regarding the factual bases of many of
the evaluations.

correcting

In particular, there is the matter of removing or

/zz^scozzcept^oTZS on a broad range of matters of

Some of these sorts are considered in more detail in (c) J. Passmore,
'Ecological problems and persuasion' in PpnaZ^fz/
ipz^erTzaz^ozzaZ u?Z(Z Comparative t/vrisprz/devce (ed. G. Dorsey) , Oceana
Publications, New York, 1977, pp.431-42.
The apposite term 'emotional presentation' is adapted from Meinong;
see especially Ov FmotiozzaZ Presentation (trans. M.L. Schubert-Kalsi),
Northwestern University Press, 1972. The notion of emotional present­
ation can play an important role in the explanation of how emotions
enter into (environmental) evaluations, the objects evaluated (canyons,
mountains, giant trees) often being emotionally presented. A little
more precisely, the connections are these: A value ranking (e.g. c is
better, more valuable, than d) of a valuer is explained emotionally
through - it does not reduce to - certain preference rankings of the
valuer;
and the preference rankings have in turn dual factual and
emotional bases, in the same sort of way that an item may be preferred
or chosen in virtue of its factual features and the valuer's emotional
responses to those.
The main details of such a semantical analysis of
value, which is discussed in §5, are given in Routley (c).

32

environmental concern;

for example, about animals, their various

behaviour, abilities, etc;

about the alleged gulf between humans and

other animals and the uniqueness of humans and each human;

about the

profitability, or desirability, or necessity, of environmentally destruct­
ive enterprises;

about the inevitability of current Western social

arrangements and about the history of the way these particular arrange­
ments developed.

There is, moreover, the matter of sheer information,

for example as to how free animals live together and what they do;

about

how factory and experimental animals are treated, and in the latter case

for what:

about the sources and effects of various forms of pollution

and the reasons for it;

about how natural creatures such as whales or

environments such as forests are commonly dealt with, for what products,
by what interests, for what ends.

Naturally (given a fact/value division)

none of this information is entirely conclusive support for a change in
ethic;

for many of the evaluations the data helps support can be included

in other ethics (including sometimes modifications of prevailing ethics),
while remaining evaluations can, at worst, be simply rejected (as e.g.,
those utilitarians who extend consideration just to sentient creatures are

obliged to reject versions of the last man argument where no sentient
creatures are affected).

Althouth a new ethic is needed, for the reasons indicated, and

although such an ethic can,furthermore, be a considerable asset in

practical environmental argument (e.g., as to the point of trying to
33
retain a piece of not-especially-unique near-wilderness),
for many
practical ecological purposes, there is no need to apply it or to fall

back on it.

For example, virtually the whole environmental issue of

destructive forestry in Australia can be argued without invoking any
unconventional ethical principles or values at all, i.e. entirely within

the prevailing chauvinistic framework.

environmental disputes.

The same sort of point applies to

But, it by no means applies to all.

A

corollary is an inadequacy in the presentation of environmental problems
and suggested solutions in standard (human) ecology texts

(such as P. and

JssMss

A. Erlich's

Freeman, San Francisco, 1970, to select one example), which are set
34
e/zf-ZreZz/ within the chauvinistic framework.

Also, differently, in the way that theories are in enabling one to see
how to move and argue in a discussion.

Quite properly given prevailing sentiments, according to some erring
conservationists, who account themselves "realists".
33

Since it is sometimes charged - despite all that has been said

that

an environmental ethic does not differ in practice from that of more
conventional "chauvinistic" ethics, there is point in spelling out in
Firstly, many conventional

yet other ways how it can differ in practice:

positions, in particular social contract and sympathy theories, cannot
take proper account of moral obligation to future humans (who are not in

the immediate future).

Since the usual attempt to argue, in terms of

value and benefit to humans, that natural areas

ecosystems
generally should not be destroyed or degraded depends critically on
introducing possible future humans who will suffer or be worse off as a
result of its destruction or degradation, it is plain that an environ­
and

mental ethic will differ radically from such conventional positions.

That

is, the usual argument depends on the reduction of value of a natural
item to the interests of present and /nfure humans, in which reduction

future humans must play a critical role if conclusions not blatantly
opposed to conservation are to be reached. Hence there will usually be
a very great gulf between the practical value judgements of conservation

ethics and those of conventional positions which discount the (non-

immediate) future.
Secondly, as we have already seen through examples, there are
practical differences between an environmental ethic and conventional

instrumental views which do take account of the interests of past,
present and future humans, differences which emerge sharply at the
It is, however, unnecessary to

hypothetical (possible world) level.

turn to possible world examples to see that normally there would be very

great differences in the practical valuations and behaviour of those who
believe that natural items can have value and create obligations not
reducible (in any way) to human interests and those who do not, as the
following further examples show.

Example 1.

We need only consider the operation of
zJorZd, for example, the concept of damapo to a natural

item, and the associated notion of coTnpeMsafdoM for that damage.

C. Stone, for instance, in STzo^Zd Troes

^fuTid^Mp?

Thus

Towards LepaZ.

/"or ZVufMraZ- Objocfs (Avon Books, New York, 1975) notes the
practical legal differences between taking the damage to a polluted river
as affecting its intrinsic value, and taking it as just affecting human

river users.

In the one case one will see adequate compensation as

restoring the original state of the river (rectifying the wrong to the
river) and in the other as compensating those present (or future) humans

who will suffer from its pollution.

As Stone points out, the sum

34

adequate to compensate the latter may well be much less than that
required to restore the river to its unpolluted state, thus making it
economic, and in terms of the human chauvinist theory, fair and reason­

able, to compensate those damaged and continue pollution of the river.

In the first case, of course, adequate compensation or restoration for
the harm done would have to consist in restoring the river to its
unpolluted condition and will not just be paid to the people affected.
Compare here Stone's example of compensation for injury to a Greek slave;

in the instrumentalist case this will involve compensating the slave's
owner for the loss of his slave's working time;

in the other, where the

slave is regarded as not merely an instrument for his owner, it will

compensate the sZuue not the

for this compensation will also take

account of the pain and suffering of the slave, even where this has not
affected his working ability.

There is a difference not only in the

amount of compensation, but to zj/zow it is directed.

In the case of a

natural item damage may be compensated by payment to a trust set up to

protect and restore it.

Example 2.
The believer in intrinsic values may avoid making unnecessary
and excessive noise in the forest, out of respect for the forest and its
nonhuman inhabitants.

She will do this even when it is certain that

there is no other human around to know the difference.

For one to whom

the forest and its inhabitants are merely another conventional utility,

however, there will be no such constraint.

He may avoid unnecessary noise

if he thinks it will disturb other humans, but if he is certain none are
about to hear him he will feel at liberty to make as much and as loud a

noise as he chooses, and this will affect his behaviour.

Examples like

this cannot be dealt with by the introduction of future humans, since

they will be unable to hear the noise in question.

To claim that the

making of noise in such circumstances is a matter of no importance, and
therefore there is no important difference in behaviour, is of course to

assess the matter through human chauvinist eyes.
question-begging.

From the intrinsic viewpoint it

So such a claim is
make a

difference, and be reflected in practical behavioural difference.
Example 3.

Consider an aboriginal tribe which holds a particular place

to be sacred, and where this sanctity and intrinsic valuableness and
beauty is celebrated by a number of beautiful cave paintings.

A typically

"progressive" instrumentalist Western view would hold the cave (and

perhaps place) to be worth preservation because of its value to the
aboriginal people, and because of the artistic merit of the human arti­

facts, the cave paintings the cave contained.

35

To the "enlightened"

Westerner, if the tribe should cease to exist, and the paintings be

i

destroyed, it would be permissible to destroy the place if this should
be in what is judged to be the best interests of human kind, e.g. to get
at the uranium underneath.

To the aboriginal the human artifacts, the

cave paintings would be irrelevant, a celebration of the value of the

place, but certainly not a surrogate for it, and the obligation to the
place would not die because the tribe disappeared or declined.

Similarly

no ordinary sum of money would be able to compensate for the loss of
such a place, in the way that it might for something conceived of as a
utility or convenience, as having value only because of the benefits it

confers on the "users" of it.
There is an enormous

or

difference between feeling that

a place should be valued or respected for itself, for its perceived
beauty and character., and.feeling that it should not be defaced because
it is valued by one's fellow humans, and provides pleasurable sensations

or money or convenience for them.

Compare too the differences between

feeling that a yellow robin, say, is a fellow creature in many ways akin

to oneself, and feeling that it is a nice little yellow and grey, basically

clockwork, aesthetic object.

These differences in emotional presentation

are accompanied by or expressed by an enormous range of behavioural

differences, of which the examples given represent only a very small
sample.

The sort of behaviour

by each viewpoint and thought

by it, the concept of what one is free to do, for example, will
normally be very different.
It is certainly no coincidence that cultures
holding to the intrinsic view have normally been far less destructive of
nature than the dominant Western human chauvinist culture.

In summary, the claim that there is no

difference,

that the intrinsic value viewpoint is empty verbalisation, does not stand

up to examination.
The capacity - no doubt exaggerated, but nonetheless far from
negligible - of Western industrial societies to solve their ecological

problems (at least to their own pathetically low standards) within a
chauvinistic framework, does considerably complicate, and obstruct, an

alternative more practical argument to the need for a new ethic,

/row
that in no other way ...

[than] prepared[ness] to accept a

"new ethic", as distinct even from adding one or two new moral

principles to an accepted common ... can modern industrial
35
societies solve their ecological problems.

On next page.
36

Not only does the argument encounter various objections - most obviously

that many of the problems can be solved, if not within Western ethics, in

immediate extensions of them - but the case suggested would hardly be a
satisfactory basis for the type of ethic sought.

It is not so much that

it would be a chauvinistic way of arriving at a supposedly nonchauvinistic

ethic, for bad procedures can lead to good results;

rather it is that

important ecological problems, shaping environmental ethics, such as

preservation of substantial tracts of wilderness and just treatment of

animals, tend to be written off in industrial societies as not serious
problems.

But even if the argument suggested has too narrow a problem

base, and so may yield too limited a change in attitudes as compared with

the main theoretical argument, the argument merits fuller formulation and
further investigation.

The argument to need for ethical revision is as

follows:

(1)

A satisfactory solution to environmental problems (of modern

industrial societies) implies (the adoption of) an alternative
environmental ethic.

(2)

A satisfactory solution to environmental problems is needed.
Therefore, an alternative environmental ethic is needed.36

The argument is valid, given, what seems correct, that pimplies q implies
that p is needed implies that q is needed.

The second premiss is or can

be made analytic, on the sense of 'satisfactory'
'satisfactory' imply 'needed');

(e.g. by having

so the case is complete if the first

premiss can be established (in the same sense of 'satisfactory'), and the

conclusion is then plausible to at least the extent the premiss is. Al37
though the first premiss, or something like it, is widely endorsed,
cogent
35

Passmore (c) op. cit., p.438.

According to Passmore (p.431),

By common consent, there are four major ecological problems:
pollution, the exhaustion of resources, the destruction of
species, and overpopulation ...
To solve such problems involves finding a way either of altering
types of human conduct or of preventing that human conduct from
having its present consequences.

In what follows the assumption that 'there are four major ecological
problems' gets rejected.
36 This implies only, that a new ethic is necessary for solving
environmental problems, and not of course that it is

37 Even Passmore, though previously (e.g. in (a)) highly critical of
proposals for new ethics, gives qualified endorsement to an assumption
of this sort ((c), p.441).
... I do not doubt, all the same, that our attitudes to nature
stand badly in need of revision and that, as they stand, they form
a major obstacle to the solution of ecological problems.

37

#

arguments for it are few and it is no simple matter rendering the

premiss plausible.

Moreover rendering it plausible involves a substant­

ial detour through social theory;

for the case for the premiss proceeds

along these sorts of lines:

(3)

Unless there are (certain) major changes in socio-economic structure,

environmental problems will not be satisfactorily solved.
(4)

The major changes in socio-economic structure involve
ethic.

an alternative

A much stronger thesis than (3) has been argued for using systems analysis,

namely that without very extensive socio-economic changes, modern

industrial society will collapse;

but several of the assumptions made

in the analysis are doubtful or disputed.
independently of that stronger thesis;

But (3) has been argued

for example, it will follow from

the thesis (of Falk, Commoner and others) 'that the modern industrial
ethic as we have known it is not sustainable on ecological grounds'.^
In a sense,

(3) is obvious;

for it is present socio-economic arrangements

that have produced many of the present serious environmental problems;
without major changes in those arrangements most of the problems will
What is not immediately evident is

persist or, more likely, intensify.

that the major changes called for, in satisfying (3), suffice for (4).

However reflection on the specific types of changes required - for example
at a superficial level, human population limitation, reduction of poll­

ution, more sensible resource usage, selective economic growth - reveals
that significant changes in value, and also in what is considered

permissible, are bound to be involved in the changes.
plausible, and

therewith the intended conclusion.

So (4) is decidedly

But the argument

leaves the detailed character of the needed alternative ethic rather

obscure;

and it may well be that the ethic so yielded is somewhat

chauvinistic in character.

The more practical argument cannot entirely

supplant the main theoretical argument.
In sum, there are good and pressing reasons to investigate the

alternatives to chauvinistic ethics, especially human chauvinism, because

such chauvinistic ethics are discriminatory, because the case for them

38

39

See, in particular, D. Meadows and others,
Potomac Associates, Washington, D.C., 1972.

PtwZts to CrozjtT?,

R.A. Falk, 'Anarchism and world order', Pornos IX, 1978, p.66. Falk
refers for the case to B.Commoner, TPs CZosZ^p CZroZo, Knopf, New York,
1971;
R.A. Falk, T/zZs
PZo^ot, Random House, New York. 1971;
E. Goldsmith and others EZMoprZut /or F^rvZ^aZ, Houghton and Miflin,
Boston, 1972, and Meadows et aZ., op. cit.

38

O

does not stand up to examination, and because they have been involved in
the destruction of much of value and now threaten the viability of much

that is valuable.
§ 4 . ENVIRONMENTAL ALTERNATIVES :

NARROWING THE CHOICE AMONG ENVIRONMENTAL ETHICS .

The basic - and basically mistaken - doctrine of the Western super-ethic

is, as we have seen, that people, humans of whatever shape or form, are
the fundamental carriers or objects of value and that all other items are

valuable only in an instrumental or derivative way.

It is important, in­

deed mandatory in a genuine environmental ethic, to reject this view and
allow natural items to have a value in their own right, ^yz i/ze sazzze /as/z^oM
as

peopZ-e, both for the reasons outlined above, of the theoret­

ical unsatisfactoriness and arbitrariness of the traditional view, and for

more practical reasons, namely, to help ensure the ecological sustain­
ability of modern society, and in optimising human welfare.

It has often

been pointed out that 'a totally humanised world would diminish us as
40
human beings',
that the traditional view of humans, or classes of humans,

as dominant, and of natural items as without value except where they serve

human or class interests - a view that often carries contempt for nature leads not only to the destruction of much that is of value but (paradoxic­
ally) to counterproductive results even with respect to human welfare.
Thus McHarg (in attractively coloured rhetoric)
Show me a man-oriented society in which it is believed that reality
exists only because man can perceive it, that the cosmos is a struct­

ure erected to support man on its pinnacle, that man exclusively is
divine and given dominion over all things, indeed that God is made in

the image of man, and I will predict the nature of its cities and
their landscape.

I need not look far for we have seen them-the hot­

dog stands, the neon shill, the ticky-tacky houses, dysgenic city and

mined landscapes.
centric man;

This is the image of the anthropomorphic, anthropo­

he seeks not unity with nature but conquest (op. cit.).

The rejection of this view and its replacement by a view in which
natural items can be regarded as of value and as worthy of our respect for
themselves and not merely for what we can get out of them or what use we

40 see e.g. the discussion at pp.116-17 of (a) J. Rodman, 'The Liberation
of nature', Irz^z^rz/, 20 (1977) 83-145. All subsequent references to
Rodman's work without further indication are to this article.
Note well that the rejection of human chauvinism does Moi imply that no
chauvinistic arguments - or rafTzsr, arguments that are usually stated
in chauvinistic form - carry weight. On the contrary, some chauvinistic
arguments (e.g. those supporting wilderness retention and species
preservation) carry considerable weight; and, since the prevailing
industrial ethics remain chauvinistic, environmentalists would be rash
not to use them.

39

&amp;

can make of them, is becoming increasingly widespread in parts of the

environmental movement. It is this primarily that makes for an important
ideological split in the conservation movement, between what Naess (op.
cit.) called sTzaZZozj and Fesp ecology, between those who see conservation
as just a matter of wiser, better-controlled

exploitation of

the environment — something which is compatible with denying value to

everything except man

and those who see it at least in part as involving

a recognition of value for natural items independent of man, and hence as
involving (at least to some extent) a
The
gzEpZo^a^opz view, which is

first view, the long-term or

closely tied to prevailing more enlightened economic assumptions, tends to

make heavy use of the watershed term 'resource';

the problem of conserv­

ation is seen as one of 'zjFss Mse oy resoMrcss', a resource being something

of use to humans or persons.

On this view, which does not get beyond the

confines of human chauvinism, and so is no direction for.a satisfactory
environmental ethic to take, items which have no perceivable use to man,
i.e. non-resources, can be destroyed without loss;

and the environmental

problem is viewed as largely one of making people aware of the extent to

which natural items and processes have Fustrz^gnPaZ- value, i.e. of how
far we are dependent on them and they are of

to us.

There is no

recognition either that some items might be valuable precisely
they are independent of man.
Resource Conservation, or the shallow position, is the first of the
42
four ideal types that Rodman
discerns in his investigation of the

contemporary environmental movement.

The deeper ecological position gets

split under Rodman's division into three ideological positions - though

Rodman prefers to put the matter in symbolic or experiential terms, in

terms of forms of consciousness - namely Wilderness Preservation, Nature
Moralism, and Ecological Resistance.

Though the positions discerned are

neither characterised in an exclusive fashion, nor exhaustive of ecological
positions, and though we shall have to look beyond all the positions for a

satisfactory environmental ethic, nonetheless they afford an excellent
perspective on the main types of alternative positions that have been
adopted by those within environmental movements.

It is not uncommon to encounter attempts to write the shallow position
into the very meaning or definition of
e.g. 'conservation
is the use of resources to the greatest advantage of man', 4 Furvez/ py
Fcrgsz^rz/
T^FMSz^r^es.
ParP FT.
Foresfrz/ Pe^gZ.opz7?e?2^ PZ-arz. Draft (31 October, 1974), p.ll - a
blatantly chauvinistic account.
On next page.

40

According to (Wilderness) Preservation, which focusses on
wilderness, wilderness is to be preserved for the wilderness experience,
wilderness offers a natural cathedral,

a sacred place where human beings can transcend the limitations
of everyday experience and become renewed through contact with

the power of creation ((b), p.49).
The values discerned in wilderness and natural landscape are primarily

aesthetic and quasi-religious, or mystical,

'the experience of the holy

is esthetically mediated'; what is valuable remains human experiences.
Thus the Wilderness Preservation position does not move outside the
sphere of human chauvinism, and can no more than Resource Conservation

offer a frame for an environmental ethic.

Rodman reaches a similar

conclusion:
Resource Conservation and Wilderness Preservation appear

variations on the theme of wise use, the former oriented to the
[efficient] production of commodities for human consumption, the
latter to providing human amenities ((b), p.50).

For this reason, the Wilderness Preservation position fails even on the
score of justifying the preservation of wilderness - on the very task it

was designed to accomplish - in a range of circumstances.

Like other

See especially (b) J. Rodman, 'Theory and practice in the environmental
movement: notes towards an ecology of experience', in
Search for
VuZzzes
a
International Cultural Foundation,
New York, 1978, pp.45-56. Some of the types are portrayed in greater
detail in other Rodman papers.
The remainder of this largely new section on environmental ethical
alternatives is heavily indebted, in ways the references mostly make
plain, to Rodman's work. His work covers a vast range of interlinked
topics; only those of immediate relevance have been touched upon.
But there is very much in the remainder that repays careful reading,
and zzzMc/z to think about and to question or reject, reaching perhaps
its lowest point in the paradoxical themes:

Just as our statements about other people tend also to be
concealed statements about ourselves, so statements about non­
human nature tend to be concealed statements about the human
condition, and movements to liberate nonhuman nature tend also
to be movements to liberate the repressed potentials of human
nature (p.105).
In part because these themes and the related myth of microcosm are
taken seriously, and not for the evident falsehoods they are, in part
because the ethical adequacy of the human/nonhuman distinction is
never seriously questioned (e.g. it is taken for granted, what is not
the case, that rights apply to humans and are problematic beyond them),
and in part because of the characteristically chauvinistic emphasis on
human experience and the endeavour to bring everything within that
experiential purvue, and the associated weight assigned to human
symbolic, mythic and ritual activities, one is left with the feeling,
at the end of all the investigations one can profitably follow Rodman
through, that one has not got beyond the confines of human chauvinism.

41

instrumentalist accounts of wilderness value, it breaks down entirely

with examples like the Last Man, assuming that Mr. Last Man is never
turned on by natural spendour.

More alarmingly, under readily conceivable

developments, it would allow the elimination of wilderness entirely.

For

consider the Wilderness Experience Machine, a low-impact low-tech

philosophical machine, recently patented by I.M. Diabolic, which can
duplicate entirely, even for groups of people, wilderness experiences,

but in a downtown room.

As far as the psychological experience goes, this

machine can provide a complete substitute for any actual wilderness, and

were the value of wilderness to reside in the experience it afforded,
could entirely replace it and eliminate the alleged need for it.
Most environmentalists would be (rightly) dissatisfied with, not to

say appalled by, the idea that Wilderness Experience Machines could sub­
stitute for wildernesses, since they provided the same experiences.
what else they wanted, the answer would of course be:

Asked

Wildernesses, not

merely wilderness experiences. Wildernesses are valuable in their own
right, over and above the experiences they can afford.43 Really, that is,

they consider wildernesses intrinsically valuable, but have been pushed
by the prevailing ethical ethos

into stating, and misrepresenting, their

position in experiential terms.

There is some independent evidence that

the Wilderness Preservation position is frequently a disguised intrinsic
value position, in the attitude taken to examples like the Last Man case,

that purely hypothetical experiencers

(who may vanish into counterfactuals)

are good enough, and that in some real-life cases it is enough that

wilderness is there to be contemplated, whether or not anyone actually
takes advantage of its presence to gain experiences, or indeed whether or
not it is in fact contemplated.

Such examples remove the disguise and

reveal the position as at bottom an intrinsic value position.

In that

event it is however better to avoid the disguise; for the case for wilder­

ness preservation which starts from the position that some wilderness
tracts have intrinsic as well as merely instrumental value is substantially
stronger than any position which assigns them merely instrumental value.

Wilderness lovers and nature conservationists have in fact worked out
- or concocted - a set of arguments to show why wildernesses and nature

conservation are of benefit to humans, to argue for their instrumental
—
The concept of zjfZ-demess too can vary with the operative ideology,
e.g. on certain views, such as Wilderness Preservation, wilderness
comprises areas that are
(or provide the opportunity for use), e.g.
used for experiential enrichment. By contrast, on a genuine Environ­
mental Resistance view, wilderness is a wild area, use of which is not
implied:
it may never be used, and it may not matter that it affords
no opportunity for (human) use.
(Under popular high redefinition of
'wilderness', there are of course no wildernesses remaining on the
earth, and wilderness vanishes as soon as humanly experienced.)
42

value.

For example, there are various arguments from the scientific

value, or usefulness, of wilderness, e.g. for the study of natural eco­

systems, for the investigation of plant history and evolution, as a
repository of genetic diversity, etc.

These arguments, which (like

parallel arguments for species preservation) are not to be
especially as regards persuasive force, can be put in nonchauvinistic

form;

for science and knowledge are not linked essentially with, for

example, the feature of being human.

Often however - e.g. where the

wilderness defended has, so far as it is known, little that is very
special to offer - such arguments appear to be merely a conventional front

for the real (or deeper) reasons - and in sofne instances, correspondingly
weak and unpersuasive (as Fraser Darling has remarked, and Passmore has

tried to show in (a)) - the real reasons being based on the perception of

nonuseful properties of value.

This is particularly marked in the case

of arguments for preserving the most complex and beautiful of the world's
plant communities, tropical rainforest.

Such arguments as that various

uninvestigated rainforest trees may at some time be found to contain

useful drugs, by no means exhaust the true value of the rainforest.

For it

is in the intrinsic, i.e. noninstrumental, value of the rainforest that
the main reason for not unduly interfering with it, e.g. not interfering

in ways that threaten its stability or viability, lies.

In particular,

destruction of a wilderness, such as a rainforest, would significantly

diminish intrinsic value, and so should (in general) be resisted.
Environmentalists who are aware of these sorts of problems and

dangers with resource use approaches to wilderness preservation sometimes
attempt to formulate their alternative view in terms of one of the lesser

traditions, most popularly in terms of the

image, in

which man is seen as the steward of the earth - an analogy which, as
Passmore points out (in (a)), is problematic outside a religious context.

For who is man steward to?

If not to God, then how is the analogy to be

unpacked, and what conditions must "stewardship" conform to?

If "good

stewardship" is management in the interests of humans, or humanity, then

the position does not go beyond Resource Conservation; if it is manage44
ment to serve intrinsic values, or God,
then good stewardship is but a
cover for the recognition of intrinsic values, which are better introduced
directly.

Thus admitting values which are not instrumental, which do not

answer back in some way to states or conditions of humans is a feature of
all satisfactory deeper ecological alternatives.

In order to allow for

such intrinsic values and/or associated attitudes of respect, e.g. for
44 on some interpretations;
chauvinism.

on others theism may serve to reinforce human

43

nature and various

natural things, it is however unnecessary to adopt a

religious backdrop such as the "Good Stewardship" image suggests, or even
a semi-religious framework such as a mystical or superstitious one with

taboos and sacred places as symbolic and ritual elements.

A theory of

intrinsic value which assigns intrinsic value to wilderness and species

of free animals, for good reasons, can be entirely naturalistic (in a
main sense of that much-abused term).
The third, somewhat amorphous, cluster of positions Rodman describes,

Nature Moralisms, do just that, assign intrinsic,

noninstrumental,

value to natural items, such as - on some versions of the position wilderness.

[An] alternative perspective ...

[to] the theme of wise use

45

...

is provided by the tradition growing out of the humane movement,

recently radicalised by animal liberationists, and sometimes
generalised to embrace non-animal beings as well.
to the economic ethos of Resource

In contrast

Conservation and the religious/

esthetic character of Wilderness Preservation, this perspective is

strikingly moral in style.

Its notion of human virtue is not

prudence or reverence, but justice.

In contrast to the caste­

bound universe of the Resource Conservationist, the Natural

Moralist affirms the democratic principle that all natural entities

(or, more narrowly, all forms of life) have intrinsic value, and

that wild animals, plants, rivers, and whole ecosystems have a
right to exist, flourish and reproduce - or at least that human

beings have no right to exploit or unnecessarily harm or destroy
other members of the biotic community.

In contrast to the aristo­

cratic universe of Wilderness Preservation, where some places

(and

some forms of recreation) are holier than others and certain types
of natural entities ... are traditionally more worthy of being

saved than others ..., the world of the Nature Moralist is

characterised by an apparent egalitarianism ((b), p.50, my
rearrangement).
Each of the sweep of environmental alternatives indicated can be seen as

an

of conventional Western ethics:

intrinsic value is extended

uniformly to all animals or certain favoured features of all these, e.g.

their experience, happiness, avoidance of suffering, or is extended to all
living creatures or systems, or is extended to all natural items or even

to objects - it may or may

45

be distributed uniformly or equally;

Human use and human experience, it might be added.

44

rather independently, rights may be ceded to all animals, or to some or

all living things, or to all things, or, alternatively and differently,
right-holders' rights with respect to some or other of these classes are
restricted;

and similarly other deontic notions, justice, obligation,

even perhaps duty, may extend to apply to larger classes of items than all
humans or persons.
The sweep, which is impressive, is intended to include both extended

utilitarianisms, e.g. Bentham's utilitarianism as revamped by Singer
according to which all sentient creatures are entitled to equal consider­

ation of interest, and extended (legal) rights doctrines, e.g. the
assignment of rights or legal standing to all natural objects as suggested
by, for instance, Stone. 46 It also includes Darwin's ethic and Leopold s
47
"land ethic".
In order to capture some of the intended examples of
Nature Moralists, and all the Moral Extension positions, Rodman's
characterisation requires some adjustment - which will be taken for

granted in what follows.

For example, Singer and other animal liberation-

ists do not assign intrinsic value to all forms of life, or even to all

animals;

but (as Rodman is well aware) to all sentient creatures;

that

is, further classifications have to be taken into account.

The egalitarian, or uniformity, assumptions that serve in character­
ising Natural Moralism are mistaken.

Not all objects are of equal value;

some are more valuable then others, while some have little or no value
(and some have a negative value).4^

Impressive though the sweep of extensions is, all the positions

indicated should be rejected on one ground or another, and sometimes on
several grounds.

Against positions which do not extend the class of

objects of moral concern and candidates for value to include all objects,

variants of the counterexamples to the Western super-ethic can be
directed.

Consider, for instance, the positions (of usual animal liber-

ationists) which extend the moral boundaries just to include sentient
creatures (or e.g. preference-havers).

Adapt the Last Man and Last

People examples, the Wilderness example, etc., by removing all
(inessential) animals from the examples, e.g. the wilderness contains no

animals, in the Last People situation there are no other animals than the
46 p. Singer,
.4 ZVozJ
Random House, New York, 1975;

for (7%r
C. Stone, op. cit.

&lt;?y

47 At least on a straightforward reading of Leopold's eventual position,
but not according to Rodman; see his contrast of Leopold with Stone,,
p.110.
Darwin's ethic, which anticipates Leopold's, is presented m
C. Darwin,
of Muzz, Second edition, J. Murray, London, 1883.
4 8 On next page.

45

1*

Then the counterexamples apply as before

last people themselves.

against the liberation positions.

It is unnecessary to go quite so far afield to fault such positions,
at least in practice:

as Rodman might put it, they are countered by the

facts of experience:

... I need only to stand in the midst of a clear-cut forest, a
strip-mined hillside, a defoliated jungle, or a dammed canyon

to feel uneasy with assumptions that could yield the conclusion

that no human action can make any difference to the welfare of
anything but sentient animals (p.89).
But an advantage of the counterexamples is that the same examples, among

many others (e.g. situations devoid of sentient creatures, situations
where the message of experience conflicts with justice or fairness),
reveals the erroneousness of the well-sponsored thesis, a simple analogue

of empiricism, that all value
or sentient, objects).

derives from experience (of experiential,

A corollary is that value is not to be assessed

either, in any simple way, in terms of the facts of experience.

Insofar as Nature Moralism relies upon simple extensions of

utilitarianisms, or of subjectivisms, to include a larger class of
subjects,

(a larger base class), such as all present sentient creatures,

or all preference-havers at any one time, etc., it is open not merely to
adaptations of the argument against chauvinism (animal chauvinism is not

that much more satisfactory than human chauvinism), but most of the
Nor, on Moral Extensions, need all objects that have rights have equal
rights.
Rights may not be very democratically distributed. Some things
have rights, e.g. as a result of agreements, of a sort others do not
hold or are not capable of holding. Even rights to exist, to flourish
and to reproduce (each case is different) are in much doubt where there
is scarcity or conflict and where some right holders are taken to be
worth much more than others. Nor are such leading examplars of Natural
Moralism as Singer and Stone, though they are concerned to extend
principles of justice, committed to equality of rights assumptions.
Stone explicitly rejects equal distribution of rights; but the
principle that all natural objects are equal in having rights, which
really says no more than that they all have rights, is at best a very
weak egalitarian principle.
Singer offers (and presumably would offer)
no equality of rights principle, rejects an equality of treatment
principle, and proposes as a principle of equality a (near vacuous)
principle of equal consideration of interests.

Not, this time, knowledge. But amusingly "value empiricism" collapses
into empiricism proper given the Socratic identification: Value
(generalising Virtue) is knowledge.
The only natural stopping point under value empiricism is, of course,
with all creatures that have (or could have) the relevant experiences:
again not with humans.

46

standard

objections to utilitarians,

subjectivisms,

etc.

Many

versions of Nature Moralism may than be defeated on rather conventional

grounds.
There emerges, further, a dilemma for extensions.

Either the crucial

notions of right and intrinsic value are extended to all sentient
creatures (experience-havers), in which case the objections just lodged

apply, or they are extended more sweepingly, e.g. to all natural objects.

But the latter involves attributing to such items attributes they do not

have, most obviously rights to such objects as stones;

it also violates

the conditions that have to be met for the holding of rights and for the
entitlement of rights.

Thus, for example, Stone considers underpinning

his extension of rights, beyond sentient creatures in the ordinary sense -

or of legal rights beyond recognised "legal persons" - by a postulate of
50
universal sentience or consciousness;
in short, by an unacceptable

metaphysics, or myth.
There are several further objections which work against many versions
of Natural Moralism to which Rodman draws attention:

(1)

Moral Extensions are 'inadequate to articulate the intention that

sustains the [environmental] movement'

wilderness preservation movements.

(p.88), specifically wilderness and

It takes but little argument to show

that utilitarian ethics, such as Singer's, so far from assisting the
environmental movement, can (if adopted) reinforce the case

wilderness and preservation of wild species.

But an extension like

Stone's extension of legal rights can help, and has helped, at least in
the courts where its meta-physical underpining is unlikely to be glimpsed.

The basic point is however that the rights talk does not connect with, and is
insensitive to, the experiential basis.

Mere extensions of moral notions

such as interest or right or justice are insufficient to treat and do just­
ice to the multi-dimensional depth of environmental issues, such as the

damming of a river (p.115). Part of the reason is said to be that the usual
moral aparatus, which was evolved in the case of certain person-to-person

50 See Rodman's discussion, pp.92-3.
But Rodman overstates his case m
claiming that 'some such postulate as universal consciousness is there­
fore necessary if the notion of rights for trees is not to seem a
rootless fancy'. For , as explained below, extended rights can be
defined by a rather "natural extension" of the familiar notion of right,
without any such postulate; and grounds of entitlement can be traced
back to value of the items.

Certainly extended rights sever what linkage there may have been between
rights and liabilities, but with the modern separations of rights from
responsibilities that linkage was already damaged or broken.

47

*
relations, is inadequate for getting to grips with a new dimension of

moral experience, that concerned with environment, and inadequate to

reflect ecological sensibility.

Rodman tries to press, however, a much

stronger, and rather more dubious, theme, the
By adapting the moral/legal theory of 'rights',

[the movement] may

sell its soul, its roots in mythic and ritual experience, to get
easier judicial standing (p.88);

and more savagely,
the progressive extension

model

of ethics, while holding out the

promise of transcending the homocentric perspective of modern
culture, subtly fulfills and legitimates the basic project of

modernity - the total conquest of nature by man (p.97, also

'p.119)7*

"

While neither of these large claims is strictly true - soul-selling is
simply avoided through adoption of the notion of extended-right, which
can yield a conservative extension of the original position;

and even

utilitarians may be committed to blocking projects which threaten free
animals - each has a substantial point.

Part of the point behind the

latter claim is worth developing separately:-

(2)

Moral Extensions typically cast natural objects, notably animals, in

the role of inferior humans,

'legal incompetents', imbeciles, human

vegetables, and the like.

They

are ... degraded by our failure to respect them for having

their own existence, their own character and potentialities,

their own forms of excellence, their own integrity,
a degradation usually reflected in our reduction of 'them to the status of
instruments for our own ends', and not removed 'by "giving" them rights, by
assigning them to the status of inferior human beings'

(p.94).

Many of us know where the treatment of natural objects as mere means
for human ends tends to lead and has led.

The mistaken treatment of them

as inferior humans, a treatment which fails to see and 'respect the

otherness of nonhuman forms of life', leads in the same direction.

For

given that animals, for example, are inferior, it is legitimate to treat

them also as inferior;

a greater value principle, which moral extensions

typically endorse, yields a similar result.

The needs of increasing

populations of superior humans will eventually outweigh, if they do not
do so already, the cases of inferior inhabitants of this finite earth for
the retention of their natural habitats.
48

For their rights and their

In the larger perspective, the Moral

values will be less than "ours".

Extensions, with their built-in greater value assumptions, do legitimate
the conquest of nature by humans.

Thus too they fail seriously, on what

will soon enough be quite practical grounds, as satisfactory environmental
ethics.
(3)

The extensions, like the parent ethics which they extend, are

narrowly individualistic, and insufficiently holistic. This is particularly

conspicuous in the case of utilitarianisms, which in principle arrive at
all assessments by some sort of calculations, e.g. summations and perhaps

averaging, from an initially given unit conforming to requisite equality
conditions, e.g. equal consideration, equal units of suffering.

In

practice of course the method is, almost invariably, to pretend that the
calculations will yield results which agree with alternatively and

previously arrived at, usually intuitive, often prejudiced, evaluations;
that is, in practice the method is not applied except in a handwaving

back-up fashion.

The method is not applied in part because there are

serious, well enough known, problems in applying it.

The individualistic

bias carried over in other moral extensions, e.g. any experiential theory,

likewise limits their satisfactoriness.

It is to understate the matter to

say merely that 'the moral atomism that focuses on individual animals and

their subjective experiences does not seem well adapted to coping with

ecological systems'

(p.89),

'to explore the notion of shared habitat and

the notion that an organism's relationship to its natural environment may

be an important part of the organism's character'

((b), p.52).

A moral atomism that focuses on individuals, discounting their
interrelations, is bound to result in ecological complexes that
matter
(such as ecosystems, wilderness, and species) getting seriously

short-changed.

To illustrate:-

Under atomism, the value of a complex, or

the rights of a complex, amount to no more than those of its individual

members;

but since these are, in isolation from the complex, no more

valuable than other things of their order, e.g. one gentian than another,

a bush rat from a Norwegian rat, there no special merit in a complex, or
rights attaching to it, in virtue of its rareity or uniqueness or special
features as a complex.

Thus, for instance, a utilitarianism under which

only individual animals count assigns, and can assign, no special value to
species, and can (as remarked) be used to argue against preservation of
species:

Since all animals are equal - or at least all animals of the

same genus are more or less equal - one can substitute for another.

For a

rare species of rat to die out painlessly cannot matter while there are

plenty of other rats.

A rights theory is in similar difficulties so long

49

w

as rights are assigned only to individuals, taken in isolation from their

environmental setting (i.e. only to the usual separable individuals of

philosophical theory).

These problems may be avoided, in part, by assign­

ing rights to complexes (given the notion of rights will take that much

further stretching;

which it will not if right holders are assumed to be

conscious or to be preference-havers), and by attributing independent
value to complexes.

But, since the value of a whole is sometimes more

than the sum of the separable values of its individual members, this move

involves the rejection of usual atomism, utilitarianisms in particular.
The objection against the narrow individualism of the extensions - a

defect they share with standard ethics which do not admit of ready
extension, such as contract theories - soon broadens into an objection
that these extensions are built on an inadequate metaphysics, a metaphysics

of rather isolated individuals who (or which) are seriously depauperate in
An ethics presupposes a metaphysics at

their relations with other objects.

least through its choice of base class:

thus for example, usual homocen-

tric formulations of utilitarianisms and contract theories suppose a base
class of narrowly self-interested humans.

The remedy is not (as Rodman

suggests in various places in his elaboration of Ecological Resistance)
to move to holism:

to do so would be to accept the other half of a false

dichotomy mainstream philosophical thought engenders (cf. Routley (g), this
volume).

It is rather to move to a metaphysics that is built on a concept­

ion of objects (which may or may not be individuals) which are rich in

their interrelations and connections.
In summary, the moral extensions are the wrong direction in which to

seek a satisfactory environmental ethic.

But the failure of Nature

Moralism does not mean, as Rodman tends to assume, that all positions
51
that are moral in style are thereby ruled out.
For one thing, Nature

Moralism, as characterised (or generalised), is far from exhaustive of
the range of prima facie viable moral positions.

More satisfactory

positions will simply avoid the damaging assumptions of Nature Moralism

(and likewise those of inadequate ethical positions, such as contract

theories or naturalism, and those linking morality to legality;

For another, if the quest is for an
ruled out.

cf. p.103).

moral notions can hardly be

Even if it is assumed that the call for a 'new ethic' is 'to

guide the human/nature relationship (p.95) - a somewhat unfortunate way

of putting it - whereas what matters is the human/nature relationship

itself, and that in coping with that relation fixation on morality or
51 His thesis of the 'limitation of the moral/legal stage of unconscious­
ness' is investigated in more detail in what follows.

50

G.

$

legality is a serious handicap, and may contribute to the problem of the

relationship rather than helping solve it (pp.103-4);

still part of the

problem is that of indicating entitlements of agents with respect to their
environment, what sort of exploitation, if any, is permissible, what the

limits on conventional morality are, and discovering 'a larger normative

order within which we and our species-specific moral and legal systems
have a niche'

(p.97).

Nor, in outlining Ecological Resistance, does

Rodman shrink from using - he could not avoid the effect of - axiological
terms such as 'good' and deontic terms such as 'should';

he does not

doubt, for example, that some of what is natural that is threatened is

valuable and that threats to it should be resisted;

and he admits that

'prudence, justice, and reverence may be essential parts of a[n ecologic­

ally] good life'.

Ecological Resistance, which is said to be the alternative 'most
faithful to the integrity of experience', exhibits indeed the negativity
of resistance.

The position is founded on action, resistance, and theory

only emerges retrospectively (if perhaps at all).

Its (insufficiently

qualified) central principle is 'that diversity is natural, good and

threatened by the forces of monoculture'.

The struggle between these

forces, diversity and monoculture - between (ecological) good and evil occurs in several different spheres of experience, i.e. at various levels,
which reflect one another.

Resistance is not undertaken for self-interest

or utilitarian reasons, or for moral reasons, or for religious or mystical
reasons (such as preventing profanation), but
because the threat to the [natural object or system]

... is perceived

aZso as a threat to the self, or rather to the principle of diversity
and spontaneity that is the endangered side of the basic balance that

defines and sustains the very nature of things ((b), p.54).
The disjunction,

'or', separates however two rather different (though combin­

able) reasons-cum-motives for resistance.

The second disjunct yields the

following reasons for resistance (which are linked by a metaphysical
assumption connecting diversity and spontaneity with the nature of things):

(i) The threat to the natural item is a threat to the principle of
diversity and spontaneity.

So, by the central principle, it is a threat

to what is good, etc.
(ii) The threat to the natural object 'is a threat to the very nature

of things':

(as to how consider the example of the wild river threatened

by a dam, p.115).

So - by an unstated, but nonetheless implied and

assumed, principle, that the very nature of things is good (and natural) it is a threat to the forces of good.
51

W-

The first disjunct yields

a

further,

different, argument;

in simplest

form:

(iii) The threat to the natural object is a threat to oneself.

What

is a threat to oneself is bad and to be resisted, so what is a threat to

the natural object is bad and has to be resisted (since what is bad should,
in general, be resisted).

Although the arguments are valid, the underlying principles are
faulty;

for instance, the diversity (and spontaneity) principle because

it is too simple (and so too does not harmonize with the nature of things) ;
and the second principle, the intrinsic merit of the very nature of the

things, because not everything that is the case or is natural is meritor ­
ious, e.g. genuinely natural disasters.

Rodman plans to avoid obstacles

to adopting nature as an absolute standard and, at the same time, to

bridge the gap the principle spans, by resort to a version of naturalism

which equates 'the "natural" with the "moral"'

(pp.96-7).

But for well-

known reasons which can be supported (e.g. those telling against objective

ethics of the sort such naturalism would yield), substantive evaluative
assumptions cannot be removed in this fashion;

though they can be

suppressed, they reappear as soon as connections between empirical

grounds and evaluative judgments based upon them are queried.

The

trouble, characteristic of reductionism, arises from the mistaken attempt

to collapse a grounding, or founding, relation to an identity, to close
the gap - which is not problematic but is widely thought to be problem­

atic - between value and empirical fact by a reduction of value to fact,
of the thesis that evaluative features are grounded on natural features
to the thesis that evaluative features are nothing but certain natural
, 52
features (e.g. to be good is just to have certain natural features).

52 Rodman interprets naturalistically the statement of Jonas's that he
quotes approvingly (p.95):
Only an ethic which is grounded in the breadth of being, not merely
in the singularity or oddness of man, can have significance in the
scheme of things ... an ethics no longer founded on divine authority
[or upon human arete], must be founded on a principle discoverable
in the nature of things ... .

He interprets it in terms of 'an ontologically-grounded moral order in
the "the phenomenon of life" or "the nature of things".'
In this way
can be avoided the reduction of 'the quest for an ethics ... to prattle
about "values" taken in abstraction from the "facts" of experience'.
But Jonas's statement can be construed nonnaturalistically, by taking
the founding or grounding relation seriously, as connecting, but not
reducing, values to empirical facts.
So construed the statement does
help in delineating the sort of environmental ethics sought.

52

*

C

Such reductions commit the naturalistic and prescriptive fallacies which can be avoided neither by thinking 'our way through or around them'
(p.97), nor by holistic assimilation of morality in a 'more encompassing

ethical life' (p.103 and note 66). But details of the fallacies need not
detain us, since we can consider immediately Rodman's important suggestion
53
for circumnavigating them (pp.103-4).
Under natural social conditions, such as are obtained in some
traditional societies and in some free animal societies (as ethological
studies reveal), but have been lost in modern societies, law and morality,

at least in their coercive aspects, would disappear, as they did in
William Morris's
yrow TVozj/zgre, and somewhat as they would in a Kantian
community of fully autonomous beings.

In terms of modern physics,

morality and law are not invariants but vary under transformation of axes,
and in fact vanish or prove eliminable under a suitable transformations,

e.g. to a natural condition.

There is a similar natural condition for

morality and legality,
a condition in which the prohibitions now prescribed

54

Conscience and the State would have operated "naturally

by God,
(i.e. from

inside the organism, as a matter of course) , and patterns now stated

prescriptively could have been stated descriptively. When the Way
is abandoned, then we get Humanity and Justice (T&lt;2&lt;9 T6
, #18)

(p.103).
Even if a change of social axes could place us back on the Way, or on the

way to the Way, morality is not really avoidable in our local frame where
we are far from the Way.
So ethical disputes over environmental matters
are also unavoidable;^ for those a satisfactory ethic is a desideratum,

and can help in bringing about a change of social axes.

Thus too, the

identity of the prescriptive with the descriptive, of "ought" with
(suitable) "is", is a merely contingent (extensional) one and fails in
The suggestion helps explain not only Rodman's naturalism, but his
thesis of the limitation of morality and legality;
it also introduces
the anarchistic social change view that suffuses much of the (very
uneven) later parts of (a): the view appears therein as the elabor
ation of what is 'unthinkable'.

Given prevailing socio-economic conditions it should be rather: that
would (ideally) be prescribed. Let us hope, for environmental reasons,
that the principles that are lived by in natural conditions bear not
too great a resemblance to those now prescribed.
Nor is there, in the local frame, much alternative but to resort to
legal strategies, where they can be applied (where standing is granted)
to delay "the war against nature".

53

V

alternative situations;

*

hence, as always, there is no deduction of

"ought" from "is", since deducibility would require coincidence in the

alternative situations.

Nor would morality — as distinct from legality,

which requires some codification - strictly disappear under natural
conditions, though its coercive aspects would:

on the whole, as they ought to be.

things would simply be,

But while deontology would have a much

diminished role (as it does on the preferred environmental ethic),
axiology (the theory of value) would still have its place - some objects
(e.g. diverse landscapes) would be more valuable than others (monocultural
landscapes), some not valuable, etc.

(As things stand, of course,

axiology does have an important place in working out the theory of
Ecological Resistance, especially in assessing its central principle of

diversity.)
The upshot is that without much elaboration (like that indicated

below) of an axiological kind; which connects value through a grounding
relation, as distinct from an identity, with the run of things (but not

aZZ things) that are natural, reason (ii) for ecological resistance

fails.

Does reason (i), which is premissed on the central principle that

diversity is good and natural and threatened by monoculture, fare any
better?

While it is a matter of fact that that diversity is threatened,

indeed is being very rapidly reduced by the forces of monoculture, diver­

sity is not, as opponents of ecological values are wont to point out, an

entirely unqualified good.

Nor is diversity is always natural:

a

temperate rain forest can be "enriched" and rendered more diverse by

interplanting of exotics (a practice foresters have applied, e.g. in
New Zealand) but the result is not natural and sometimes at least bad.
Or, differently, ecological diversity can often be increased by increasing

edges between ecosystems, but the practice of increasing edges can easily
be unnatural and far from good, as, e.g. in rainforest logging with (say)
50% canopy retention.

So although a reduction of diversity is commonly

bad, since the reduction reduces the quality of an ecological whole, and
increase in diversity good, diversity can not be accepted as a solo
principle.
In fact, Rodman often couples diversity with other factors,
such as naturalness (inadmissible in determining, noncircularly, what is

good and natural), richness, spontaneity and integrity, which help to

remove various of the counterexamples to a diversity principle.
procedure points in the direction to be pursued:

The

replacement of the over-

simple principle of diversity by a principle combining all relevant
ecological factors. After all ecological sensibility - ecological resist­
ance is assumed to be the position of the person of ecological sensibility -

requires sensitivity to all such ecological factors.

54

Once it is determined,

*

through consideration of a mix of ecological factors, that, or whether,
a natural object is good or valuable the reasons for resistance can be
restated:

(iv) Where a natural object is valuable - as

natural objects

are, a natural object does not have to be very ecologically distinctive
to be valuable - the threat to the natural object is a threat to what is
But, other things being equal, threats to what is valuable

valuable.

should be resisted.

So, similarly, threats to natural objects should

often be resisted - and always (on whatever level) resisted where the
objects are valuable and the costs of resisting are not overridingly high
(to begin to spell out the ceteris

paribus

clause).

It remains to tie in reason (iii), a key premiss of which can now
take the initial form that the threat to a valuable natural object is a

threat to oneself.

A threat to what is valuable, to what one as a valuer

values,

is athreat to the valuer, to oneself, for these are one's values.

To make

some of those connections good again requires an excursion into

axiology, one, this time, that connects what is valuable with a valuer's

values.

But Rodman, in trying to connect the threats to natural objects

and to oneself, is forced further
microcosm:

afield, and resorts to the myth of

'Ecological Resistance involves a ritual affirmation of the

Myth of Microcosm'

universe' (OED).

((b), p.5.4), i.e. the view of man 'as epitome of the

While such an affirmation - without the ritual - would

yield the requisite connection, it is a classic piece of anthropocentric-

ism, quite hostile to a nonchauvinistic position, and, fortunately,
inessential to genuine ecological resistance.

What Rodman reaches for

from the myth (which could be restated in terms of seZ/, without its
classic homocentric bias) is however extremely important:

account of the

it is an

which is not a separate subject

isolated from its (natural) environment (as a Humean individual is),

but

is connected intensionally and causally interrelated with that environment.
Rodman introduces this metaphysics in rather old-fashioned terms:

Ecological Resistance ... assumes a version of the theory of internal
relations:

the human personality discovers its structure through

interaction with the nonhuman order.

I am what I am at least partly

in my relation to my natural environment, and changes in that environ­
ment affect my own identity.

If I stand idly by and let it be

destroyed, a part of me is destroyed or seriously deranged ((b)
p. 54).

Not Man Apart, in the terms of Friends of the Earth.
55

w

For among my interests are its interests, part of my welfare is its
welfare;
I am identified in part with it.^ The metaphysics deepens,

then, the reasons for resistance.

A resister 'does not stand over against

"his environment" as manager, sight-seer, or do-gooder;

he is an

integral part of [it]' ((b), p.56).
But the environmental metaphysics, that underlies and helps support
the ethics, that is part of a fuller environmental theory, need not be,
and should not be if it is to be coherent, as (Hegelian and) holistic as

Rodman immediately goes on to suppose that it is:
__ By making the principle of diversity central, Ecological

Resistance can incorporate the other three perspectives as moments
within the dialectic

of a larger whole.

an esthetic religiosity have

niches

Economics, morality, and

in the ecology of our experience

of nature, and each has its limits (p.56 continued).
But a principle of diversity which opposes the forces of monoculture will
not yield f/z-fs pluralism, unless illegitimately extrapolated to theories
where its merit is much less evident, especially when some of these
theories are not only mutually inconsistent but false. Rodman risks the

distinctive features of Ecological Resistance for a dubious synthesis.
It is only true that the positions can be combined if the first three
positions are verz/ limited indeed, and then a trivial combination with

each theory working where it works (which may be nowhere actual in the

case of the religious component) can be managed.

Moreover Ecological

Resistance properly developed, will lead to economic and ethical theories

which compete with the rather conventional, and environmentally defective

theories of, respectively, Resource Conservation and Natural Moralism.

Not only is Ecological Resistance severely handicapped by having
implausible holistic theses tacked in to it (not all of which have been

discussed);
further, Ecological Resistance is too negative. A more
positive theory - which includes a theory of value and, ultimately, for a
fuller environmental position, a metaphysics - is required, not only for

orientation and to meet felt needs of environmentalists already noted,

but for more effective, coherent and systematic resistance.

S'? it is but a short step to the ; fully ecological sensibility [which]
knows with Carl Sandburg that:

There is an eagle in me ... and the eagle flies among the Rocky
Mountains of my dreams and fights among the Sierra crags of what
I want ... . And I got the eagle ... from the wilderness, (p.118)
The poem almost admits of neutral logical formalisation.

56

§5.

THE VIABILITY OF THE SORT OF ALTERNATIVE ENVIRONMENTAL ETHIC SELECTED

It is not necessary for an environmental ethic to take a set position

on all the issues so far raised for environmental ethics (or others, such
as whether, and if so which, ecological principles should be integrated

for example, it does not

with the ethical system) ;

to decide exactly

But it can hardly avoid determining

which items do or can have rights.

some of the boundaries in a way different from conventional ethics if it

is to count as an environmental ethic.

In particular, the issues of what

sort of items have or carry noninstrumental value, and how they obtain it,

cannot be escaped indefinitely.

Without the assignment of (intrinsic)

value to some items independent of the states and conditions of humans,

an ethic would remain within the confines of human chauvinism.

But how,

it is all too often asked, is such an assignment possible, or rational?

In any case, the environmental examples already relied upon (in §3) pre­

suppose
items.

the assignment of intrinsic value to nonhuman, and to nonsentient
So a theory of value is not only unavoidable but owed.

that can be adopted on an environmental

Of the many accounts of

ethic, the following has much to recommend it:-

Some values are instru­

mental, i.e. a means or an instrument to something else that has value,
and some are not, but are non-instrumental or intrinsic.

Some values at

least must be intrinsic, some objects valuable in themselves and not as a

means to other ends.
not, however, imply

That a value is (reckoned to be) intrinsic does

that

it

is

absolute

or system independent;

the

values that are intrinsic on one ethical theory may be instrumental or
relative on another. More controversially, values may be
in one

way or another, on other things, on other values or, importantly, on non­

values (such as experiences or felt needs, or facts or natural objects);
but while some values are reducible to others, others are not but are

That is, contrary to naturalism and to other forms of
For
reductionism such as subjectivism, some values are irreducible.
analogues of the naturalistic and prescriptive fallacies, formulated in

irreducible.

terms of 'valuable', are fallacies.

In particular, evaluative judgments,
such as those as to what is valuable, are not deducible from nonvaluative
judgments, such as those as to what is conventionally valued or what is
58
experienced.
That values in natural items are intrinsic does not imply

that they are naturalistic.
eliminating

or

Indeed intrinsic value cannot - on pain of
- amount to being natural, or reduce

to the experiences of humans or of sentient creatures, to their suffering

or happiness or preferences.

58

On next page.
57

w

Although some of these things, some of these experiences,
some do not, but have no value, or a negative value or disvalue;

value,
59

and

some things, e.g. some experiences or some natural objects, have more
value (are more valuable) than others.
of value, but by no means everything is.

Almost anything can be an object
Value is distributed unevenly

throughout the universe in something the way that electrical charge is;
some items have positive quantities of varying degrees of intensity (e.g.
a thundercloud may carry a positive charge, and have positive value), some

negative, and some none.

There are however important differences:

elect­

rical charge is a quantitative notion, value a qualitative, comparative,
one;
charges are always commensurable, values less certainly or straight­
forwardly so;60 and the distribution of values (and especially of

intrinsic values) is much more theory (system, or viewpoint) relative than
.the di^sbributtdn of charges.

For example, on an environmental view, matiy

of the plants Mr Last Man eliminates have (intrinsic) value, whereas on

animal liberation (usual animal chauvinist) views the plants have no value
if no animals remain:

there would be no similar disagreement about

whether the plants were electrically charged.

Evaluative features such

as worth, merit, beauty are features which behave in rather the way that

philosophers of science now mistakenly suppose that

behave:

empirical features

they do not have a hard observational basis but are decidedly

theory-dependent, though the theories involved are evaluative in character
and not empirical.

To assert that value or redness or remoteness is distributed through
the universe is not to imply that these features, value or redness or

For an outline of how this nondeducibility thesis, which yields a
nondefinability thesis, may be proved (in limited contexts), see the
final section of R. and V. Routley, 'The semantics of first degree
entailment', ZVoMS, 6 (1972), pp. 335-59.

A simpler argument against naturalistic reducibility of values is a
consequence of the intensionality of values and the fact that intensional notions cannot be extensionally analysed (syntactically), which
is what naturalistism characteristically assumes.

Strictly the account of instrumental value should be widened if
disvalues as well as (positive) values are to be taken proper account
of.

That is, mcrg
may be at best a partial order, and so an
inadequate basis on which to define total utility functions, and on
which to rationally reconstruct modern economic theory.
If this is so,
as Godfrey Smith has suggested, and the orderings cannot be completed,
applications of the optimistisation models subsequently introduced will
have to work with partial functions.
58

remoteness, exist,

or are to be found in the universe.

undermines much criticism of nonsubjective values;

The point alone

for example, Mackie's

empiricist case is premissed on the false assumption that the existence
of values

is necessary to objectivism, which he does not distinguish

from nonsubjectivism.

Mackie's "argument from queernessis similarly

broken at the outset:

since values are not entities at all, they are not

strange sorts of entities.

To see how unpersuasive Mackie's argument

should be, replace '(objective) values' throughout by, e.g.,
ordinals'.

universe;

'transfinite

They too would be 'utterly different from'anything in Mackie's
but that does not show that there are no transfinite ordinals.

Thus too, since values are not entities, the account of value being
developed is Met a reaZ-Zst one (in the ordinary sense).62
Values, of one sort or another, are features objects may have or

lack;

they are not subjective, they are not features which reduce to

states or conditions of subjects or valuers.

But no more are they object­

ive features, natural or empirical features of objects, features entirely

detached from valuers.

A largely unquestioned false dichotomy between

subjective and objective ethical theories has served to rule out important
options (it has been helped by a connected false dichotomy between

instrumental and detached accounts of value:

see Routley (b)).

In simplest terms, an objective account of value has values "located"

in objects entirely independently of valuers, in the way that (inertial)

mass is located in physical objects independently of observers;

more

satisfactorily, objects have values and masses irrespective of valuers or
observers.

Objectivism forces intuitionism, when it is inquired how

values are apprehended or known;

thus a fuller objective theory is almost

always accompanied by an account, so far always unsatisfactory,
61 The position is that for properties and relations argued in (e)
R. Routley,
EepcTX'd, RSSS, Australian
National University, 1979.
Such objects do not exist, but they have
important theoretical, explanatory, and other roles.

62 j.c. Mackie, Ft/zZcs.
especially pp.38-9.

F-ZpTzt

Penguin, 1977;

see

62 So undermining 0K6 part of D. Mannison's claim that we

want to defend a reaZ-Zst theory of values, i.e. a theory of values
that accounts for the truth of "x has value" with no ineliminable
reference to the interests and concerns of the evaluating group
('Critique of a proposal for an "environmental ethic'", this
volume).
The further parts of Mannison's claim are assessed in what immediately
follows. We are indebted to Mannison for forcing us to try to work
out what is wrong and right about detached value theses.
59

3

characteristically modelled on sense perception, of the way in which
64
values are intuited or apprehended.
It is also regularly assumed on
objective accounts that values exist, in the world;
noneism) that is a separable assumption.

but evidently (given

By contrast, a subjective

account finds values in, or not independent of, actual subjects, and

commonly as linked with the pyschological states of valuers.

Although

subjectivism, like objectivism, comes in a variety of forms, it is always
required that where an item is valued there exists, at sometime or other,
a valuer who values it:

"no values without a valuer" holds, in a strong,

an excessively strong,implausible and erroneous, form;

namely, a world

without existing valuers in it is, by that very fact, a world without
values.

Fortunately - since both objectivisms and subjectivisms suffer

from serious, and mostly well-known, defects - the positions are not
exhaustive.
The way between is perhaps best revealed in terms of alter­
native worlds.65 Although values in a world (more precisely, that items

in that world a have evaluative features) always depend upon a valuer

existing in sows world, the valuer may not exist in the world of the
values

(i.e. the valuer may not exist in a).

For example, our claim that

a certain world without valuers, e.g. a pure plant world of botanically

rich form, is a fine world, depends on our existing in this world (in

order to make the claim, in fact);
"make sense"

but it does not demand in order to

(of course the claim is significant) or to be true, what is

ex hypothesis ruled out, the existence of valuers in the pure plant world.
That the world is a fine one, is dependent on a valuer in some world (and

that valuer's assessments of value and, if you like, theory or overview
of what is valuable and not);

by contrast, that the world contains only

plants of this or that leaf type, biomass or colour, does not depend upon
a perceiver.66 since values are not entirely independent of a valuer in
the way that empirical properties are independent of an observer, the

An important corollary is that

resulting account is not objective.

transworld evaluation does not require objectivism, nor (as we shall see)
intuitionism.

Call the resulting account, which is neither objective nor,
(short for, neither objective nor

as is evident, subjective,
subjective:

the term is ugly but memorable).

For a fuller account and worthwhile criticism, see N. Smith,
Penguin, 1954.
The use of worlds in ethical theorising, which is old, soon leads into
world semantical analyses of ethical notions, which is newer but will
also be taken for granted: it is ^problematic.
On next page.

60

The replacement of the (no detachable values) thesis,

(1)
There are no values without a valuer,
by the revised thesis,
(1°) There are no values which are entirely independent of a valuer,

still affords the requisite semantical connections between values and

valuers subjectivists have been at pains to maintain, still allows for
the requisite theory dependence and cultural relativity of values, and

still avoids the extravagances of objectivism.

The replacement enables

the defeat of various sophistical arguments designed to show, in virtue

of the conceptual character of evaluative terms, that the case so far

presented against human (or person) chauvinism collapses.
argument of this sort

runs thus:

A simple

Objectivism is untenable;

but that

leaves subjectivism, which validates (1), as the only alternative; and
subjectivism undermines the counterexamples to chauvinism.6&amp;
One defect

of this argument lies in the assumption that a theory can just dispose of

counterexamples, when commonly examples are harder data than any theory.
Note that the difference between evaluative and empirical properties
is not adequately explained counterfactually:
if an appropriate valuer
- it cannot be an arbitrarily chosen valuer - were placed in the world
it would rate the world fine, to be sure; but equally a suitable
observer would perceive perceptual properties.
Both these things
objectivism can quite well allow. Partly for this reason Rescher's
attempt to maintain his initially subjectivist thesis that value must
be benefit-oriented, while admitting Moore's comparison of unoccupied
worlds, is unsuccessful.
Rescher's thesis really gets modified to:
value must be potential-benefit-oriented - with which an objectivist
might well agree, since it becomes a truism if 'benefit' is construed
sufficiently widely (e.g. as 'value'), once unscrambled counterfactually
thus:the unseen sunset has aesthetic value because of the potential
benefits it affords ... [i.e.]
someone were placed on to such a
world, he
be able to appreciate and enjoy this sunset.
(N. Rescher,
Prentice Hill, 1969 ,
pp.136-37.)
But insofar as Rescher wants to suggest that value comes down to
potential-benefit-orientation, that the unseen sunset has value jMst
because of the potential benefits, which are entirely captured counter­
factually, objectivists will rightly object; even if no one were
placed in this world, the sunset which delivered no benefits
the
world, would still have value, still be beautiful.
In short, a counterfactually-extended subjectivism remains inadequate.
The requisite relation of entire independence is explained semantically
in terms of worlds.
The truth of A is not entirely independent of b
iff, in every model, for every world of the model in which A holds
there is some world of the model in which b exists.
The valuer of (1°)
need not exist; it is only required (in each model) that it exist in
some world.

Such an argument appears, in essentials, in R. Elliot,
species?', this publication.
61

'Why preserve

9

Such a procedure is methodologically unsound.
In this case the examples
tell against subjectivism, and point to another defect in the theoretical
argument, namely the reliance on the false objective/subjective dichotomy.
It has been objected 69 that the nonjective way between subjective and
objective is unsatisfactory, for the reason that (1°) results in
unacceptible assignments of value.

But the objection depends upon under­

standing 'a valuer' in (1°) not in the intended way, as 'a certain (or
definite) valuer' , the determination of valuer being

MpoM the

values concerned, but as a choice term, as 'an arbitrarily chosen valuer',
or 'some valuer or other (you choose)' - which would require, what can

never happen, that every hypothetical valuer agrees in the values assigned.
A precisely similar misunderstanding of (1) likewise gives strange results:
namely that any state of affairs, however environmentally appalling, is
valuable because we can find a valuer, e.g. a spokesman for your local

development association., who would account it valuable.
understood yields no such bizarre results:

But (1) properly

all it guarantees is that,

where a state of affairs has a value then there is a certain valuer
(zj/z^cT? depending upon the state of affairs and the value assigned, i.e.

the choice is heavily constrained) who assigns that value to that state.

Similarly in the case of (1°) choice of appropriate valuers is a dependent

choice, not an arbitrary one.
There are several, deeper (because metaphysically grounded),
sophistical arguments that conclude on the basis of (1) among other
70
things, that human, or at least person, chauvinism is unavoidable.

These arguments too fail with (1).

It is simply a (common) mistake to

think that values and rights do not have a meaning, or an application,

outside the human context or situation:

to establish this point (on

which Moore rightly insisted) it is enough to point out again that

(hypothetical) valuers, not necessarily human or persons, can assign
69

For example by R. Elliot op. cit.
Elliot's objection depends on a
misconstrual.
The original draft of this paper pointed out that
principle (1)
is strictly mistaken: it would be a little more accurate to assert
that there are no values without possible valuers. A world in which
there are no valuers extant may still contain valuable items.
It does not follow from this, what Elliot infers, that 'a state of
affairs has value if it is such that it would be valued by some
sentient individual if such an individual were to exist', with 'some'
read 'some or other'.

70 These arguments are examined in detail in Routley (a), and found
wanting.
The objections there lodged apply equally against variations
of the arguments built on (1°) . What follows in the text on sorne of
these arguments is largely a condensation of some of the points
developed more fully there.

62

C

Q

values with respect to situations and worlds devoid of humans and of
persons altogether.

But though these deeper arguments strictly fail

with the demise of (1), they can be readily restated in terms of (1°),
which can equally be taken (given further assumptions) to support the

thesis that persons (or preference-havers)

are the primary items of

value or, more strongly, that persons are the ozzZ-y items of intrinsic
value.

One of these arguments relies on the idea that persons are the

source of value.

But the argument trades on an ambiguity.

A person is

the source of value-judgements and values in one sense, i.e. s/he is the
valuer;

but not in another, namely s/he is not responsible for valued

item having its valued properties.

Nor is there any licence for reducing

the values assigned to those that serve the interests of the valuer.

The

argument is likely to be given the following sort of initial elaboration:

By (1°), whatever has a value has its value in virtue of an assignment
from certain valuers.

But valuers are always persons.

The argument is however

ever has a value gets its value from persons.

defective.

Therefore what­

For even if values were always assigned by persons the items

their values from persons

assigned values do not thereby yet or

(or those of persons).

They have what value they have partly in virtue

of features of their own.
Nonetheless, the argument continues, the empirical features of

objects valued are relevant because they are taken into account in

preference rankings on which valuers base their assignments.

By (1°)

(or

a derivative) values are relational properties not properties simpliciter

as objectivism would have it.

They are relational properties which

depend on certain features of the related item.

Which features, of values?

Well, obviously, preferences and interests of valuers.

So, it is con­

cluded, values answer to, or reduce to, interests of persons:
no alternative to chauvinism.

there is

Rather similar arguments lead to such

(mistaken) conclusions as that rights are interest-oriented, that
71
obligations must answer to people's interests,
etc. etc.
The arguments

can furthermore - in case the transit seemed excessively swift - be
filled out, for example as follows:

By (1°),

Thus, e.g. K. Baier, T/ze AforczZ Po^yzt o/
Ithaca, 1958.

63

Cornell University Press,

-B.

Values depend upon valuers, upon their value assignments
or rankings.

-A.

These value rankings depend upon valuers' preference
rankings.

A.

Hence

Values depend upon, or are determined through, the preference
rankings of valuers.

B.

Valuers' preference rankings are determined through valuers'

interests.
C.

Valuers are humans [persons].

Therefore

D.

Values are determined through, or depend upon, human [or
72
persons'] interests.

Hence, it is sometimes concluded, not only is it perfectly acceptable for
humans to reduce matters of value and morality to matters of human,
interest, there is no rational or feasible alternative to doing so:

any

alternative to chauvinism is simply incoherent.
With the replacement of (1) by (1°), premiss (C) is rendered

implausible unless 'human' is supplanted by 'person'

(where the variable

'person' is so characterised that all valuers are persons, something some

accounts of person would rule out).

Thus, without (1), the argument

leads at best to person chauvinism.

Nor does -B follow from (1°):

"not

entirely independent of" does not imply "dependent upon", but at best
"partially dependent upon".

However it does seem that values are, in a

sense, determined through value assignments - assignments made certainly

in virtue of features of the objects valued and of preference rankings of
valuers, that is having dual factual and attitudinal bases - but assign­

ments nevertheless.

Accordingly, the central part of the argument can be

reformulated, in a way which locates the main source of damage, thus

A'.

Values are determined through value assignments [preference
rankings] of valuers.

B'.

The value assignments [preference ranking] of valuers are

determined through valuers' interests.
In order to reach what amounts to chauvinism

73

from B', however,

'interest'

has to be narrowly construed, after the fashion of egoism, as 'own, self-

centred or selfish, interest'.
D'.

Otherwise the conclusion,

Values are determined through valuers' interests,

Many variations on this argument are considered in Routley (a); and
obviously there are yet other variations, e.g. value assignments could
be directly linked with interests.
On next page.

64

c

Q

is innocuous;
valuers.

it does nothing to confine what determines value, to

For valuers' interests may concern almost anything, and in

particular may include the interests of nonvaluers(as in 'its interest
is among my interests') and the welfare of natural systems.
understood, is no more chauvinistic than:

D', so

Values are value-centred.

To

succeed the argument has to narrow the elements assessed in determining
value to features of the base class of persons [or humans];
their interests and welfare alone.

e.g. to

For if we have to look beyond this

class to assess value - even to determine interests and welfare - then
the argument to chauvinism fails. Thus the argument has, in order to suc­
ceed, to rely upon assumptions either of egoism - valuers' interests are

restricted to their own (perhaps enlightened) self-interest - or of a

group analogue - valuers' interests are restricted to those of the group,
the base class - where (to indicate the final trick in the argument)

there is, in each case, a slide on the elastic term 'interests', e.g.

from ^?z) f/z^r ozjzz
ozjyz Mses or purposes.

to

t/z^^r ozjzz u^urztape., or

t/ze^r

It is evident enough that in order to succeed the

argument has to assume one of the very points at issue, that interests,

which are progressively restricted to chauvinistic interests, are so
restricted.74 But consider, to expose the character of the assumptions
made, parallel arguments to egoism and groupism, i.e. group egoism:

AE.

Persons always act (in freely chosen cases, or rational cases)

in the way they prefer or choose, i.e. in accord with their

(revealed) preference rankings.
BE.

Individual [group] preference rankings are always determined

through (reflect) self [group] interest.

71 What amounts to chauvinism; for if a position were reached in
this
way by a sound argument, then the position would not be chauvinistic,
being justified. For this reason, it is absurd for a rational creature
to present itself (as some philosophers have) as a human chauvinist or
a person chauvinist.

There is however a descriptive analogue of chauvinism, in which the
justificatory clause is omitted; and this use of 'chauvinism' we have
resorted to ourselves (as the astute reader will have observed) as an
interim step.
In the end of course such descriptive-chauvinism is
chauvinism, since the discrimination involved is unwarranted.
74 The claim generalises: it is not possible to mount an argument for
person [or human] chauvinism on the basis of the meaning, or analysis,
of such notions as, o^Z^pa^o/z or r^pTzf or
without assuming, in
the analysis or the course of the argument, the very points at issue.
This is an outcome of the viability of nonchauvinistic analyses of
these notions, together with the content preservation character of
genuine deductive arguments.
65

Therefore
DE.

Individual persons [groups of persons] always act in ways

determined in their own self [group] interests (or that

reflect their own interest^).
Thereafter follows the slide from "in their own interests" to "to their

own advantage", or "for their own uses or purposes".

The eventual con­

clusion of egoism, again parallelling the class chauvinism case, is not
only that the egoistic position is perfectly in order and thoroughly

rational, but that there are no alternatives;
least ought to be, no other way of acting,

that is, there is, or at

'that men can only choose to

do what is in their own interests or that it is only rational to do

Thus,person or (human) chauvinism, as based.on the central argument,
3
stands revealed as like group selfishness, "group egoism" one might

almost say.

Likewise the criticisms of the

as we shall now call the argument through D or D', parallel those of

egoism;

in particular, premiss B'

to those that defeat premiss BE.

(or B) succumbs to similar objections
Group selfishness is no more acceptable

than egoism, since it depends on exactly the same set of confusions
between values, preferences, interests, and advantages (encouraged by
slippery terms such as 'interests' and 'self-interest') as the arguments
on which egoism rests.
Briefly, because one may discern or select one's own preference or
value rankings, it does not follow that these rankings are set up or

selected in one's own selfish (or enlightened self) interests;

similarly

in group cases, because a group determines its own rankings, it does not
follow that it determines them in its own interests;

the group includes environmental individuals.

certainly not if

Thus just as BE is refuted,

at least prima facie, by a range of examples where preference, and value,

rankings run counter to self-regarding interest, e.g. cases of otherregarding interest or altruism, so prima facie at least, B is refuted by
examples where value, and also overall preference rankings, vary from

group interests, e.g. cases of group altruism and extra-group-regarding
interests, as in resistance movements, environmental action groups, and
so on.

It is often in selfish human interests (no less selfish because

pertaining to a group) to open up and develop the wilderness, strip mine
the earth, exploit animals, and so on, but ecological resistance workers
Nowell Smith, op. cit., p.140. Nowell-Smith's very appealing critique
of egoism (pp.140-44) may, by simple paraphrase, be converted into a
critique of group selfishness.
This is obvious once B' and BE are
compared.

66

who oppose doing so are commonly not acting just out of (their own or)
human intragroup interests, but out of direct concern for the environment
and its welfare.

But, just as BE is not demolished by such counterexamples of
apparently other-regarding and altruistic action, neither is B:

in each

case it can be made out that further selfish (i.e. self-regarding) inter­
ests are involved, e.g., in the case of B, that an agent did what he did,

an altruistic action, because he
in the egoism case,

doing it.

As Nowell-Smith explains

'interest' is written in as an internal accusative,

thereby rendering such theses as BE true at the cost, however, of trivial-

More generally, valuing something gets written in as a
further sort of "interest"; whatever valuers value that does not seem to

ising them.

be in their interests is said to provide a further interest, either the
value itself or an invented value surrogate;

for example, the environ­

mentalist who works to retain a wilderness he never expects to see may be
said to be so acting only because he has an interest in or derives

benefit or advantage from just knowing it exists, just as he would be

said to in the egoist case.

"retained";

By such strategies the theses can be

for then a valued item really is in valuers' interests, in

the extended sense, even if they are in obvious ways seriously incon­

venienced by it, i.e. even if it is Mot in their narrow interests in the

customary sense.

Thus B, like BE, is preserved by stretching the

elastic term 'interests', in a way that it too readily admits, to include
values, or value surrogates, among interests.

Then however the conclus­

ion of the Group Selfishness argument loses its intended force, and
becomes the platitude that values are determined through valuers' values,
just as egoism, under the extension which makes us all covert egoists,

loses its sting and becomes a platitude.

Human chauvinism in this form,

like egoism, derives its plausibility from vacillation on the sense of

'interests', with a resulting fluctuation between a strong false thesis
when interests are narrowed through group interests to group restricted

interests - the real face of human chauvinism - and a trivial analytic

thesis, between paradox and platitude.
To reject the reductionist conclusion D, or D', is by no means to be
committed to the view that the valuers and their preference rankings play

%&lt;? role in determining values and that values are a further set of

In the sense of Wisdom's (meta)philosophy.
The technique of rescuing
philosophical theses by shifts, which begin with natural extensions of
terms, enforced by accompanying redefinitions of terms - including the
thesis "We're all selfish really" - is delightfully explained in
J. Wisdom, dt/zer
Blackwell, Oxford, 1952, especially chapter 1.
67

mysterious independent items somehow perceived by valuers through a
special (even mystical and non-rational) moral sense.

An intuitionist

theory of value is not required, and is not lurking in the background.
One can simply admit that valuers' preference rankings play an important

role in evaluation;

one is not thereby committed to D unless one assumes

- what amounts to premiss B - that these preference rankings reflect, or
can be reduced to, valuers'

(narrow) interests.

Even so important

problems remain unresolved, in particular, precisely what role valuers'

preference-rankings play, and how this role enables the damaging features
of intuitionism to be avoided.
The arguments against genuinely environmental ethics from the

character of

are sometimes followed up by the objection that such

a ethic can be given no, or no satisfactory, theory of value (or metaethic, to.use the current, but questionable, jargon transferred from
logical theory).

It is true that several theories of value are quickly

ruled out, including mainstream noncognitive theories, which are objection­

ably chauvinistic, allowing no non-instrumental value to any non-sentient
natural items.

While an environmental ethic, like almost any other

normative ethic, ca?? be supplied with an intuitionist theory of value,

an environmental ethic, unlike most other ethics, wa?/ appear to have no
option to such a theory, though the theory is unsatisfactory and causes
especial problems for the ethic. 75 The unsatisfactoriness of intuitionism
is in part for the usual reasons:

apart from the perceptual comparison

which is problematic in several ways (e.g. evaluative properties are not

like perceptual properties, the moral sense is rather different from
other senses), the theory is (like a purely axiomatic theory) too much of
a black box, which gives no explanation of many things that call for

explanation, e.g. the semantics of value, how value judgements are based
on factual and emotional or attitudinal bases;

but it is in part because

intuitionism provides little guidance or assistance in accounting for the
intrinsic value of environmental objects.
These difficulties can be evaded and the problems largely resolved

through a semantical theory of value, and more generally of ethical terms.

Thus D. Mannison, 'the "new environmental ethic" is ... irredeemably
intuitionistic' (op. cit.), and H.J. McCloskey:

As far as I can see of the known, plausible meta-ethics, the only
one available ... is an intuitionist one.
... [There] would still
be ... the problem of associating it with a non-human-centred
normative ethic, one which did not locate all values in human
capacities states, goods, but accorded to environmental phenomena
value in their own right. ('Ecological ethics and its justification:
a critical appraisal', this volume.)
68

For the truth-conditions, 7 8 and resulting interpretation conditions,

will supply an account of meaning not only of axiological expressions
but also of deontic expressions, and moreover in a way that is plainly

nonchauvinistic;

e.g., it enables natural items to be awarded intrinsic

value in much the way that states or conditions of humans are on
chauvinistic theories.

Something of the shape and character of the semantical analyses
emerges from the evaluation rules for important axiological and deontic
79
functions.
The semantics are set within the framework of the semantics
of entailment:

in this way several paradoxes possible world semantics

induces in deontic (and axiological) theory are automatically removed.

The semantical analyses of the central axiological functor,

'that ... is

better than that __ ', abbreviated 'Bt', and the key deontic predicate

'that ... is permissible', abbreviated 'P', restricted to sentential
terms, take respectively the following forms:
I(A Bt B, a) = 1 iff [B]

i.e.

[A], where [C] = {c e K:

I(C, c) =1},

[C] is the range of C, the class of situations where C holds, some­

times called the proposition C expresses.

In short, that A is better
than that B holds in world a iff from the perspective of a, the proposition
B expresses is less preferable than the proposition A expresses, where
the ordering relation is spelt out in terms of a preference ranking.

I(PA, a) = 1 iff, for some world b such that Tab, I(A, b) = 1;
i.e., that A is permissible holds in a iff for some world b permitted as

far as a is concerned, A holds in b - where the relation T is spelt out in

terms of a relative permittedness relation.
Enough of the semantical theory has been exposed to indicate some

important features.

Firstly, betterness - and something the same holds

for other value terms - is assessed semantically in terms of a world-

relativised preference ranking.

In the simplest case, where betterness is

assessed as to truth (rather than interpretation, or meaning), i.e. at

actual world T, the assessment just is in terms of a preference ranking
(so validating a form of premiss B above, for a technical sense of
70

Ethical judgements, both axiological and deontic, have truth values,
relative to their context of occurrence. By use of context, objections,
e.g. from relativity, to the attribution of truth-values to such
judgements can be straightforwardly avoided.

79 Full details of the semantics are presented elsewhere, in Routley (c),
and in R. Routley, R.K. Meyer, and others, PeZevuzzf
TZzeZr
P-ZfaZs, RSSS, Australian National University, 1979.
69

'determined').

Secondly, the semantics of

can be given in

descriptive terms; similarly for deontic terms such as

The

semantical analysis bridges the fact-value gap, by a functional linkage,

without however closing it.

preferential basis.

For it provides no

of value to its

The linkage enables a simple explanation of how

environmental considerations can count:
criteria may be preferred.

worlds satisfying environmental

Sets of worlds where human interests or needs

are not met but ecosystems are maintained may, for example, be prefer­

entially ranked above worlds where human needs are met at the expense of
ecosystems.

The way in which the factual basis, which includes environ­

mental facts - the descriptive better-making characteristics - enters into
the evaluative judgments of quality, is in outline as follows:

factual

criteria delimit preference rankings on worlds in the same way that

descriptive features of objects delimit preference rankings of these
objects.
It is not the case, then, that we are unable to explain zj?zz/ a natural
item is valuable if we cannot point to some human interest or purpose
which is served.

This again assumes mistakenly, that because a valuer­

relative preference-ranking is involved, the evaluation must somehow be
reducible to the interests or purposes of the valuer.

That there is an

allusion in the semantical unpacking of value to the preference system of
a certain valuer no more requires that the items valued are valuable only
insofar as they serve the valuer's interests or preferences than it does

in more familiar cases such as valuing a work of art, a library or an old
building.

Valuers can and do value items because they perceive in them

properties they take to be valuable, and in the interests of other things
whose interests are their own, and not simply for what they can get out of
them or how far they serve their own interests.

The answer to the question

'Why is it valuable?', for a natural item, will not always be, as it must

always be on the instrumental view,

'Because it is good for such and such

purpose or end of the valuer or those of his group', but may be:

'Because

it has properties A, B and C which the valuer holds to be valuable in virtue
of considered preferences, including iterated (second order) preferences
which reflect the preferences of other preference-havers.

In the end, then, environmental value systems are

cvz different

How a seTnaTzt-fcaZ analysis - as distinct from a
analysis may make bridges without involving a reduction - but leaving everything
as it is - is more fully explained in R. Routley 'The semantical meta­
morphosis of metaphysics',
JoMruaZ
P/z^Zosop/zz/, 54 (1976),
187-205. For more on how the fact/value gap is semantically bridged
see Routley (c).

70

preference rankings, which take into account different facts from the
chauvinistic systems they are beginning to compete with and aim to

supplant - a different group preference ranking and network (emanating

from the valuer and those like her) which is grounded in a different

perception and emotional presentation of nature.
The semantical meta-ethic is not as neutral as an intuitionistic
meta-ethic:

for the preference-rankings involved require a valuer, i.e.

thesis (1°) is applied, thereby excluding objective theories.

The fact

that the semantical theory will work (perhaps after minor adaptions) for

a range of normative theories is no serious objection.
not have to be precisely tailored to a given ethic:

A meta-ethic does

the same (sort of)

metalogic may work satisfactorily for many different logics.

It is not merely that the distinctiveness of the meta-ethic may be
what is more serious is that the

contested;

(normative) ethic, even

newness

of

the

within Western traditions, may be challenged.

It has been suggested, for instance, that such ethics are but versions

or minor variants of ideal utilitarianism
McCloskey, op. cit.).

(cf. Elliot, op. cit.;

To assess this claim, and to reveal how much the

preferred environmental ethic has in common with such utilitarianism and

how much it differs, considering what counts as ideal utilitarianism is
unavoidable.

In indicating what does count, there is real point in going

back to Rashdall's original explanation:
... all moral judgements are ultimately judgements as to the
value of ends.

This view of Ethics, which combines the utilitarian

principle that Ethics must be teleological with a non-hedonistic

view of the ethical end I propose to call Ideal Utilitarianism.

According to this view actions are right or wrong according as they

tend to produce for all mankind an ideal end or good, which includes
but is not limited to pleasure.

... The right action is always that

which (so far as the agent has means of knowing) will produce the
greatest amount of good upon the whole.

(H- Rashdall, TTze T/zeorz/ o/

Fzz-z^Z, Oxford University Press, 1907, p.184.)

Ideal utilitarianism is thus, according to Rashdall, nonhedonistic

utilitarianism, and so conforms to the core theses of utilitarianism,
namely:

(i) The ethical or ideal end (the good) is determined simply by

maximisation of net utility or value of certain factors or ends, typically
(but not invariably) experiences or states of consciousness such as
pleasure, enjoyment, satisfaction of desires or preferences

71

!*

(ii) The ends or experiences are those of some given base class,

e.g. mankind, present persons, sentient creatures (Pase &lt;?Zass r^Z-az^z^sut-Zczz);
and
(iii) Other ethical notions, right in particular, are defined as

determined in terms of the ethical end (^eZeoZ-c^-ZcuZ re^zzc^-Zozz-Zsw).
A corollary of the reductionist assumption - which can take various forms,
e.g. act, rule, average utilitarianism - is that maximisation is uncon­

strained by deontic requirements.

The core principles are also readily

discerned in that other paradigmatic ideal utilitarian, Moore,

who like

Rashdall, objects to (hedonistic) utilitarianism on the grounds of its
hedonistic principle (e.g. p.184), and accordingly widens the ends

admitted in (i), and, again like Rashdall, takes the base class to
consist of humans.

as assessed through its

paradigm exponents *Zs thus chauvinistic, and zzo
e^zz-ZrczzwezztuZ.

sc/zewa /or azz

Human chauvinism is in fact integral to both

Rashdall'sand Moore's work.

For example, Rashdall characterises r-z^TzZ; in

terms of good for mankind, and endorses a strong form of the greater value

assumption (p.215).

And Moore

not only identifies the best poss-ZbZe

state of things in this world with Human Good (p.183), but considers 'by
far the most valuable things we can know or -z^azy-Z/ze, are certain states of

consciousness', Zzzz?n&lt;27z consciousness (p.188, my italics).
Each one of the core theses of utilitarianism is false (the case is
argued in detail in Routley (b)).

Contrary to (i) optimisation needs to

be constrained, deontically constrained, else serious injustices to and
ill-treatment of objects within the base class and, more important,
objects outside that class, are all too likely.

But, as against (iii)

this destroys prospects of successful deontic reductions, which are, on
independent grounds, improbable.

To avoid the chauvinism, typically built

See Pr-Zpzc-Zp-Zu Ez^/z^cu, Cambridge University Press, 1903, chapters V and
VI.
Moore does say (p.188) that

No one, probably, ... who has asked himself the question, has even
doubted that personal affection and appreciation of what is beautiful
in Art or Nature, are good in themselves.

But 'appreciation of what is beautiful' reduces, on Moore's account, to
'enjoyment of beautiful objects'; and any independent value in what is
beautiful is 'so small as to be negligible in comparison with that
which attaches to the cozzsu^ozzszzess of beauty', (p.189).
Moore's chauvinistic account thus appears open to familiar objections e.g. those based on enjoyment machines (cf. the wilderness experience
machine discussed above), and on beautiful worlds lacking conscious
beings-which help show that beauty is what counts and not just, or
primarily, experiences of beauty. Moore was not, however, entirely
unaware of such points:
cf. pp.194-95.
72

*

into (ii),

(i) requires restatement in terms of factors which avoid base

class relativisation;

then clause (ii) is eliminated.

The need for con­

straints in optimisation modellings of utilitarian or economic sorts can
be seen from the phenomena of interrelated interests and preferences:
that my interests include, or depend upon, yours, means that these cannot

vary independently, but are interrelated.
Repairing the defects of ideal utilitarianism results in more

adequate optimisation modelling.
notion of

The recipe elementary analysis of the

item leads to is, in essence, as follows:

Maximise a

weighted function (e.g. a sum) of the factors that value a determines

subject to appropriate constraints:

symbolically, maximise n-place

function E = E(x) subject to constraining relations Rj(x)

and x = &lt;x^,...,x^&gt;).

(with j an index,

Special cases of such optimisation modellings are

familiar from engineering and economic applications (e.g. determination

of optimal social welfare in concave programming). What is more general
82
about the model indicated,
is, in particular, the form of constraints
permitted, which can include

that ... Xi ... X2 ..."
bounds for optimals).

deontic constraints, e.g. "It is forbidden

(which has the effect of putting a subspace out of

Since there is nothing to prevent moral prohibitions,

requirements of fairness, and the like, from appearing among the constraints

ethics, economics, and practical reasoning can in principle be success­

fully amalgamated.
The optimisation modelling of general value theory differs

significantly from that of (ideal) utilitarianism.

Although maximization

is fundamental in both, in utilitarianism value is characteristically
replaced by net utility, measured usually in terms of experiential units
of some sort, whereas in general value theory this reduction is rejected.

In each case there is a

of an ethical calculus, but the currency

is different, being values in one case and base class or individual
utilities (units of utility) in the other;

but in both cases the calculus

is so far (equally) unworkable except in very special cases.

In each

case there is an analysis into components of the objective (function)

maximized, but the analysis is very different.

In utilitarianism net

utility is broken down into individual utilities of members of some base

class.

In general value theory such a reduction is rejected (except

perhaps where appropriate hypothetical valuers are admitted);

analysis into factors that carry value is made.

instead an

(But in Moore's ideal

The general model is motivated, explained, illustrated, applied and
defended in Routley (b) and (d) and also in R. Routley, 'The choice of
logical foundations: nonclassical choices and the ultralogical choice',
L&lt;9&lt;2"f&lt;?a, 38 (1979).

73

utilitarianism, unlike utilitarianism proper, the way is opened for
factors, such as beauty, which carry intrinsic value and are not reducible
to features of the base class or its members.)

In utilitarianism deontic

notions, such as right, are analysed in terms of the value theory;

general value theory deontic notions are taken as given
constraints are imposed on optimisations.

but in

and deontic

Whereas the maximisations of

utilitarianisms proper are (single element) unconstrained maximisations
(hence the injustice, unfairness, and ill-treatment such ethics condone),
general value theory optimisations are constrained.

in principle

While there is room

for constraints in ideal utilitarianism, as there is for a

switch to factors which are base-class independent - though the theory has

never been elaborated to the point where these things are done - deontic
constraints cannot be noncircularly imposed, given the teleological
reduction thesis (so the problems of unfairness and ill-treatment remain).

It is a fairly evident corollary of the differences that general

value theory removes leading objections to utilitarianisms.

It is not

perhaps so evident, however, how it applies to environmental cases or

what the factors of environmental relevance are.

To expose some of the

factors - and to indicate just how far an environmental ethics is dis­

tanced even from a comparatively liberal ethic like Moore's ideal
utilitarianism

- consider the very difficult optimisation problems as to

the determination of the Ideal.

Moore distinguishes (1) The Ideal,
from, what is more interesting,

state of things

the best possZbZe state of things in this world',

toward which our action should be directed'

absolute ideal'

(KI)

and (2)

'the

(2)

'the MZtZ/naZe end

(p.183).

Call (1)

'The

'the T ideal' or 'the this world ideal'

(TI).

A crucial difference between the two problems lies in the constraints:
determination of TI is constrained by features - many of them unknown -

of the actual world T (now and in the immediate future), by its populations
of humans and of various species of living things on its various earths,
by its natural features, by its physical and technological resources,

limitations of which will impose characteristic scarcity constraints.

By

That does not imply that no analyses can be given of deontic notions.
Although axiological reductions are ruled out, others are not.
Certainly semantical analysis, like that already sketched for permissib­
ility, can be supplied and elaborated.
Moore's teleological ethic is not far removed from Aristotle's ethic
more than 2000 years earlier (which exhibits features of ideal
utilitarianism) . From the point of view of this long relativelyunchanged base line, environmental ethics are not merely new and
radical, but represent a paradigm shift.

74

-

contrast, KI is presumably not constrained by resources or technology
(in relation to populations);

this is just one reason why Leibnitz's

equations of TI with KI and with things as at present fails.

theless constrained.

8S

KI is none­

There will, for example, be constraints forbidding

unfair or ill-treatment of various sorts (given that such treatment is

possible), and there will be constraints interrelating factors that are
not independent.

The factors entering into the modelling will no doubt represent, in
some way, many of the positive goods, such as enjoyment of the "meritor­
ious" sorts that Moore managed to discern - positively weighted - and

many of the evils he found - but negatively weighted (but some of these
things are better represented through constraints). There remain,
86
however, many features
of ecological importance that Moore never con­

templated;

for example, diversity of systems and creatures, naturalness,
o7
integrity of systems, stability of systems, harmony of systems.

Optimising a mix of factors, which are mutually constrained, meets
constant reproaches made against such ecological values as diversity.

The objections take the form that enhancement of diversity as a sole
factor can lead to undesirable ecological results, indeed can diminish
Op
net value and so be wrong on utilitarianism grounds.
On the multiple

factor model diversity is constrained by naturalness and stability, for

example;

thus net value is not going to be increased through increasing

the diversity of a simple temperate rainforest by felling some of its

trees and replacing them with exotic species.

On the other hand, diver­

sity will be increased by planting the banks of a stream, eroded through

excess clearing and overgrazing, with suitable exotic species - then birds

Perhaps, moreover, there are no limiting natural laws, such as con­
servation principles, but the universe operates according to beneficient natural laws.
There are distinctions here between worlds and
physically possible worlds which Moore did not make.

There may also be, at least in the case of KI, as Moore observed,
factors that we are unaware of - at least under the intended construal
of 'conceivable'.
Rough and ready measures of such factors as diversity are not so
difficult to come by, and, in important respects, present fewer problems
than obtaining measures of pleasure that encompass, in ways that take
account of interspecies and interindividual comparisons, all sentient
creatures.

Compare the objections made in §4 to Rodman's reliance on the single
criteria of diversity; and also Passmore's points in (a) against
diversity as a single criterion in arguments for preservation.
75

and other animals will increase as well as plant diversity - and in such

a case stability will also be increased in the longer term and natural­

ness not diminished (since already removed);

thus overall value will be

increased (it may also be increased by the enjoyment of conservationists
formerly appalled by the stream landscape).

Diversity,though (like enjoy­

ment or pleasure) good in itself, is (again like hedonistic values) not an
unconstrained value (compare, e.g., enjoyment obtained through secret
maltreatment of animals or by impoverishment of an unvisited streamside).

The multiple factor model also solves the problem of how to combine
traditional values, such as the virtues and creature enjoyment with what

many in the West are only beginning to discern, environmental values;
namely, by a constrained optimisation which takes due (i.e. weighted)
account of them
Thus in moving to an environmental (or nonchauvinist)
ethic one is not

ordinarily acknowledged welfare values for persons

or humans, but simply recognising a further set of values to which such
welfare values should be added.

welfare values are retained;

Nor is one

humans, for human

one is simply aiming to remove - through

constraints which may reduce assignments to human values in favour of

other values - the unwarranted privilege and chauvinism of the displaced
Western super-ethic.
One would not have come very far if, despite the claim to have

recognised environmental values, one assumed that wherever there is con­
flict between natural values and human values, the latter must always

prevail.

This would be equivalent to assigning them very low weight, or

even zero value, in all serious conflict cases.

One would not have

advanced far past rejection of axiological principle (A) if one then
accepted, in assessments as to how things should be done, the yreafer
namely that even though other things may have intrinsic
value, people or humans are more valuable than anything else, and rank

more highly (no matter how large their number).To allow that sows

in human welfare values may sometimes - or even often,
especially with increasing human populations - have to be accepted in
cases of conflict is an essential part of assigning a genuine positive
value to nonhuman factors.
Sometimes humans, their states and conditions,

do not come first:

the greater value assumption should be rejected.

Such an assumption - in popular form, that people come first - is
extrgTMgZ-z/ widespread and is even included in animal liberation theory;
cf. Singer, op. cit.
For striking examples of the damaging assumption
at work, see the (chauvinistic) resolutions of the United Nations
Conference on the Human Environment.

o

4

There are many kinds of examples.

Conspicuous examples are provided by

recognisedly evil people (there are, under current social arrangements,
plenty), whose welfare, or even lives, do not rank above, for example,

valuable natural items, or the welfare of future persons.

More con­

troversial are evaluations which rank the preservation of an animal

species, such as the tiger, above the increase (or even retention) of
human population in given areas.91 But, for the most part, the compar­
ative value of humans as opposed to other creatures and things has been
greatly exaggerated.
The arguments used in support of the greater value assumption are

but variations of those for human chauvinism already considered, and

largely rejected (in §1).

Thus, for instance, Keller argues for a greater

value thesis on the ground that a 'human being is the most complex thing
which we know; its depth and range of experience far transcend that of

any other known living thing'

(p.209)

Ecological Concern', Zz/^o/z, vol.6

(J.A. Keller,

(1971), pp.197-209).

complexity the claim is almost certainly false:
are much more complex.

'Types of Motives for

As regards pure

tropical forest ecosystems

The claim about range of experience is open to

doubt, even for "normal" humans, since many animals have a much wider

range of such sensory experiences as smells; and it is false of many
humans.

More important, range and "depth" of experience, of certain

have) , does not, on its own,

select sorts (those that normally

establish greater value in any routine or regular way.

Often enough it

is no good basis for assigning greater value.
The generalised optimisation model will commonly give way, in

applications less sweeping and more feasible than that of the determining
TI, to such special cases of it as Bayesian decision theory and cost­

benefit analysis, where these analyses allow properly for environmental
values and duly incorporate ethical constraints (see Routley (a)).
90

91

It

The fact of the matter is that prevailing unqualified attitudes to
human welfare or the "sanctity" of human life - as opposed to other
life - are shot through with inconsistency. For instance, despite
common claims that human life is sacrosanct, neither the largely
unquestioned military ethics nor medical ethics nor the state or "the
law" take such a position: most individual humans are regarded as
expendible, replaceable, and not particularly or uniquely valuable.
On the prevailing ethic quite a different evaluation is taken for
granted: e.g.
It would be unrealistic to agree, of course, that preservation of
wildlife should take precedence over providing for human needs.
(S. Richardson, writing in T/ze CuTZ&amp;erru
November 29, 1974 ,
p.12)

On an environmental ethic, while it might not be politically expedient,
it would not be at all "unrealistic", to so agree.
77

&amp;

is these more special methods that should normally be applied in trying
to determine a best course of action in a range of difficult decision

cases thrown up for an environmental ethics, especially cases where there
is a conflict (i.e. constraining conditions) between retention of natural
values (e.g. preserving a wilderness or a national park) and maintenance

of humanistic values (e.g. keeping some humans alive, commonly reckoned

one of the highest human-values).

But for a cost-benefit weigh-up to be

attempted such cases have to be described in

more detail

usually provided by chauvinistic philosophers who

than is

to direct such

examples against environmental evaluations - as if furthermore, the

examples were quite conclusive, when they almost always presuppose from
the very beginning what is in dispute, a greater value assumption.

In

connection with such intended counterexamples to properly environmental

ethics, two further points are worth recording:
firstly, resort to such
analytical methods is the rational procedure in such cases (unless a time

urgency intrudes, as seldom happens, or should happen, in philosophy);
secondly, an environmental ethic should not, any more than other ethics
or economics, be expected to provide a decision procedure for any and
every case that may arise:

the theory (and accompanying intuitions) may

have to be developed to resolve some cases, while other cases may go
(cheerfully) undecided.
On similar test or decision cases, e.g. one
group of starving people versus another group in a situation of limited

resources, or quality of life versus number of humans, conventional ethical
theories may offer no quick, or clearcut, resolutions, etc.
The optimisation model indicates, among many other things, how
axiological principle (A) is to be modified.

For best choice and best

course of action are now determined by taking account of the further
range of values, not just those that are human-based.
Then (A) vanishes

into the truism that only those objects that are of intrinsic value are
of intrinsic value, or need be taken into account in the values of the
optimisation model.
How to rectify the deontic principle (D) is rather less obvious than
how to adjust (A).

An obvious strategy, is, however, to add further

92 Even when a case is more fully described there will, of course be
(unavoidable) difficulties in quantifying some of the values, e.g.
those of "intangible" factors; but these difficulties are not sub­
stantially worse than those already encountered in routine business
accounting in quantifying such assets as good-will and such matters as
wage relativities for different work.
As L. Tribe has pointed out
(in 'Ways not to think about plastic trees:
new foundations for
environmental law', YaZ-e AuzJ
vol.83 (1974) , pp.1315-1348) the
difficulties of transferring or adapting rather standard methods of
assessment, such as decision theory and cost-benefit analyses, to pro
vide rational decision methods in the case of environmental matters has
been much exaggerated, to the detriment of the environment.
78

*

provisos.
way;

But it is unsatisfactory to do this in a piecemeal sort of

it hardly suffices, for example, to simply add further riders

excluding unnecessary cruelty to animals, speciescide, etc.

What has to

is unwarranted interference with other preference­

be ruled out

havers (and goal-possessors)

and the degrading of items of value.

A

revised principle appears then to go something like this:-

DN.

One is free to act as one wishes provided that (i) one does not

unwarrantedly interfere with other preference-havers, and

(ii) one does not damage or ill-treat or devalue anything of

value.
Though the revised principle has a rather more complex and restrictive

character than freedom principle (D) and Western variants thereon, it
still does the requisite task (D) set out to do, namely to state that out­
side certain prescribed areas one is free, that select behaviour is
permissible.93 it is simply that the proscribed area is far larger than
inadequate homocentric ethics have envisaged.

But perhaps the whole conception underlying (D), and the way it
fixes onus of proof, should be stood on its head.

On the view behind (D),

one starts from an unlimited position permitting unlimited interference
and exploitation;

restrictions are added primarily because other ones

(again ones of the privileged class) are also starting from a similar
unlimited position whose freedom of action may be (impermissibly) curtailed
by one's own.

So results the initial position, e.g. of (D).

For inter­

ference in others' projects (no matter how exploitative) beyond this

"evident" initial position,good reasons have always to be offered.
alternative thoroughgoing

On the

respect view, which is illustrated by various

nonexploitative non-Western ethics, one starts from a restricted position,

a position of no interference and no exploitation, a position at peace with

the natural world so to say, and allows interference - not as on

thinking, restricts interference - for good reasons.
thus entirely inverted:

stop interference.

Western

The onus of proof is

good reasons are required y&lt;2r interference, not

The good reasons include the collecting of fruit

and nuts (and other natural "produce") for life support purposes, but not,
for example, the collection of a substantial surplus of forest orchids on

whim or in the hope that they may be sold at a profit.
A theory of value like that outlined, though it takes it for granted,
93 The revised freedom principle is not incompatible with, but can be
combined with and supplemented by, a bill of rights, charter or catechism specifying positively types of rights and of permissible
conduct.

79

A

in the constraints imposed in optimisation, that there are deontic

principles limiting what is done to many objects other than persons,
leaves main deontic issues open, and in particular does not thereby imply

that such objects have rights.

For woraZ

forbidding certain

actions with respect to an object (fo not, in general,
that object a
94
corretattle r-^p/zt.
That it would be wrong to mutilate a given oak or

landscape painting does not entail that the tree or painting has a correl­

ative right not to be mutilated - without (what has a point) stretching
the notion of r^p*7z^.

An environmental ethic like the respect ethic being

advanced does not automatically commit one to the view that natural

objects or artifacts sometimes have rights.
It is sometimes held that some such objects do have rights, e.g.

under the influence of pantheism.

But construed literally, pantheism is

false, since artefacts, and other inanimate objects, are not alive.

The

view that the class of right-holders extends beyond the class of

preference-havers can however be placed on bases less extravagant than
pantheism - most obviously in terms of a suitable deontic analysis of
r^p?zt, for instance along the following lines:
others

d has a right to

iff

(obligation-holders) are not entitled to interfere with d's cj)ing

(if d (f)'s or were to (j)).

Under this account, of

which

emerges straight-forwardly from modern analyses of r^p/zt, a painting or a

tree may indeed have "rights", such as to continue existing.

Although

the term 'right' can no doubt be 6^ctezz&lt;ie(i along some such lines, the

analysis leaves out essential elements of the normal notion, namely the

involvement of choice.

There are, once again, various competing environ­

mental ethics, some simple extensions of Western ethics which extrapolate
the notion of r^p/zt, some not, some rationalistic, some not, and so on.

Environmental positions can - but need not - adhere to the familiar
assumption that rights divide into the following two broad classes:First, there are rights held by those (persons, in o?z6 sense) who can

duly claim their rights themselves, a class which excludes many humans

So rejected also is the s^rozz^ correlation thesis, presented e.g. in
S.I. Benn and R.S. Peters, Pocz^aZ Pr^Tzc^pZes a7z&lt;i ^Tze Pew&lt;9&lt;?r&lt;2^&lt;?
Allen and Unwin/1959, pp.89-9, according to which 'right and duty are
different names for the same normative relation, according to the point
of view from which it is regarded' (thereby also elevating what is at
best a coentailment into a stronger identity relation).
For example,
that d has a duty to look after the painting does not entail that the
painting has a right to be looked after by d, in any sense of 'right'
Benn and Peters are prepared to acknowledge.

The weaker correlation thesis - that d has a right to R entails that
at least someone else has a duty with respect to R - is not at issue.

80

&amp;

and (so far as we know) almost all nonhuman animals.

Such rights are

often supposed to carry with them various responsibilities.

Secondly,

there are rights held by certain other (sometime sentient) creatures;

though the extent of this subclass of right-holders is a controversial
matter, it is generally taken to include at least infants, mentally

defective humans, dead humans, and some animals.

These rights do not

carry corresponding responsibilities, though they are, of course, the
However the assumption that certain rights -

ground for various claims.

the really central rights - are restricted to those who can claim them on

their OM% behalf, seems to be based on the faulty idea of private (or
separable) individuals as the basic metaphysical units.

In a community

of socio-environmental individuals there is no reason why one creature's

rights should not be claimed, as infants' and animals' rights frequently

are, by another:

these rights are others' responsibilities.

right-holder has itself no specific responsibilities.

Often a

Moreover the

supposed division leaves it quite vague what responsibilities "central"
often, it seems, they have none that

right-holders are supposed to have;

connect relevantly with their rights.

be put on the alleged division:
a primary nonderivative way).

Accordingly but little weight will

any preference-haver can hold rights (in
That any preference-haver can hold rights

is a consequence of the account of rt&lt;y72t that usage of 'right to' appears
to lead to, namely for very many (action-type) predicates cj), d has a

right to

iff, for every other (obligation-holder) z, z is not entitled

to interfere with d if d chooses or would choose to &lt;&amp;.

Thus that d holds

rights requires of d only that it be the sort of creature that can make
choices, that it be a preference-haver.

The result holds good generally.

Consider the other main case, where the right is to some object b:

d has

a right to b iff, for certain ot (a class of obligation holders, which may

consist of a single person), members of a have an obligation to cede b to
d if a chooses or would choose (to have) b (cf. Benn and Peters, op. cit.,

p.89).

To be sure, there are other cases where rights to are attributed,

but these appear to reduce to the cases given;
which seems to amount to something like:
to work.

e.g. a has a right to work,

a has a right to an opportunity

Similar analyses - again with significance restrictions on the

class of (])S and bs - apply to rights ??ot to, e.g. an animal has a right
not to be kept in a cage.

Rights of this sort can likewise be held by any

preference-haver (but once again such rights

be extended beyond this

class to all natural objects).
Not every right-holder bears responsibilities or carries obligations :
infants for instance do not.

Responsibility-bearers and obligation­

holders are a very proper subclass of humans and may only overlap the

81

A

t*

class of humans, and likewise the class of potential responsibility­

bearers only overlaps the class of humans.

Thus more demanding deontic

notions afford no point of access for human chauvinism.

To be responsible

for something requires more than ability to have preferences or capacity to
make choices;

it implies liability to be called to account for the thing,

answerability for it.

Similarly, the undertaking of obligations involves

entering into binding relations which imply answerability.

Responsibility­

bearers and obligation-holders are thus a subclass of preference-havers,
in accord with the annular theory.

For answerability and accountability

involve some level of linguistic competence - at the very least an ability
to answer, in some language (usually presumed

to be translatable, easily?,

into some human language) - which many preference-havers do not possess.
But responsibility and obligation lead a kind of a double life.

For a

creature that does not have responsibilities, may nonetheless be responsible
for various things, in the sense of having done them, and sometimes done

them deliberately;

as, e.g., the wallaby who breaks down protecting

netting and branches time and again is responsible for the demise of a
Japanese plumtree.

Rather similar oz^p/zf-statements hold true of subjects

who do not carry obligations;

consider, e.g., "wombats ought to be more

careful in crossing roads".

The upshot is that an environmental ethic can - despite its very

different value theory - retain, in large measure, and sharpen, rather

standard accounts of, and distinctions concerning, rights and obligations.
It is in this respect, however, that the sort of environmental ethic being
advanced differs markedly from alternative environmental ethics, e.g.
those which would, implausibly, confer rights to trees, assign obligations

to the soil, and so on.

JM&lt;?7z 6J?fe?zs^o?z pos^f^o/zs, of which Leopold's

would be a leading example,

^Tzaf &lt;2% eM^iro^z/??6?zfaZ ef/z^c

znz^sf yoZZozJ i/zg paffgru cy hosier?? ef/z^&lt;?s

&amp;ase &lt;?^uss.

orzZz/

a zzzzzcTz

The way to a satisfactory, environmental, ethic is to reject

the pattern of the Western super-ethic, not to simply extend it.

The way

is through some sort of annular theory which recognises categorial distinc­
tions between different sorts of things, not through a theory which would

delete the legitimate distinctions between the sorts of things.
latter mistaken way is unnecessary.

The

For example, in order to reject the

instrumental view of value, and to assign natural objects intrinsic value,
it is unnecessary to take Leopold's course of viewing all natural objects
as having r^p/zfs in the same way as persons and preference-havers are

regarded as having rights, or of persons as having obligations

natural

objects such as trees in the same sort of way as to other persons.
Thus too there is no need to see the rejection of the instrumental

82

&lt;!

view as mystical or anti-rational, or as reverting to the view that
trees and other natural items house spirits (a view which in any case may

have simply been a way of expressing an allotment of value to natural
items), and hence as gross superstition.

An environmental ethic can be as

tough, practical, rational and secular as prevailing Western ethics.

so such an ethics will

lose much

Even

if it loses contact with its felt bases

in natural things and appreciation of natural things.

An environmental ethic will be much the poorer too if it limits

itself to the moral terminology, and variations of the categories, of
chauvinistically shaped ethics.
There will much more as to care, concern
and respect in the presentation and main principles of such an ethic than,
what occupies standard Western ethics, duties, obligations and rights.

In

this way too, further problems and puzzles for environmental ethics can
be resolved.

For example, the view that ethical concepts can apply to the

non-human world in an irreducible way is often seen as very puzzling.

Much of this puzzlement is generated by attempting to transfer intact a
strongly legalistic and person-oriented category of moral concepts, such
as rights, moral obligations, duties, and so on, to items in the natural

world where they give rise to such apparg^tZ-y problematic questions as
'Do stones have rights?', 'What are our moral obligations to trees?', and

so on.

If we attempt instead to apply a broader, less legalistic class of

moral concepts, such as care, concern, responsibility and respect, much of
the puzzling character of these still essentially moral attributions

vanishes.
There is no great problem for example about how we can legitimately

apply notions such as respect to natural items, once a few distinctions
are made.

The view that the land, animals, and the natural world should

be treated with respect was a common one in many hunting and gathering
societies, and it is clear that this respect was not seen as generated
merely by moral obligations to other persons.

dimension to relations

with

Respect adds a moral

the natural world.

Respect - or the lack of

it - comes out in everyday actions concerning the natural world.

The

following passage contrasts the Western treatment of the land which lacks
respect with the careful and respectful treatment of some American

Indians:
The White people never cared for land or dear or bear.
we Indians kill meat, we eat it all up.

little holes.

When we dig roots we make

When we built houses, we make little holes.

burn grass for grasshoppers, we don't ruin things.
acorns and pinenuts.

dead wood.

When

We don't chop down the trees.

When we

We shake down
We only use

But the White people plow up the ground, pull down the
83

St

trees, kill everything

(Tozzck ike Furik,

(ed. T.C. McLuhan,

Sphere Books, London, 1973, p.15).
The great care with which so many of the Indians utilized

every portion of the carcass of a hunted animal was an expression,
not of economic thrift, but of courtesy and respect

(D. Lee, in

Tonck ike Forik, p.15)What the respect position is based on is the fact that it is possible
to make use of something without treating it as something which is no more

than a means to one's ends.

That is, it is possible to make use of some­

thing in limited, constrained ways - with constraints which may

not

derive entirely from considerations of the welfare of other humans, as in
the case of the Indians' use of animals - without treating it as available

for any kind of use.

To so use something without treating it as available

for unlimited or unconstrained use for human ends is characteristic of
use.

In contrast non-respectful use treats the use of the item

as constrained by no considerations arising from the item itself and the
user's relationship to it, but as constrained only in a derivative way, by

considerations of the convenience, welfare and so forth of other humans.
The Western view, as the Indians realised, is the non-respect position,

that the world is available for unconstrained human use.

People who hold

respect positions, such as the Indians, see such a position as indicative

of a lack of moral sensitivity, and sometimes in even stronger terms.
The conventional wisdom of Western society tends to offer a false

dichotomy of use versus respectful nonuse - a false choice which comes
out especially clearly again in the treatment of animals.

Here the choice

presented in Western thought is typically one of eiiker use without respect
or serious constraint, of using animals for example in the ways character­

istic of large-scale mass-production farming and a market economic system

which are incompatible with respect, or on the other hand of not making

any use of animals at all, for example, never making use of animals for
food or for farming purposes.

What is left out in this choice is the

alternative the Indians and other non-Western people have recognised, the
alternative of limited and respectful use, which enables use to be made of

animals, but does not allow animals to be used in an unconstrained way or

merely as a means to human ends.

Such an alternative can have some applic­

ation in a Western context (for some limited examples of respectful use
in the operations of a small farmer, see John Seymour, Tke Cowpiete Rook

of

Faber, London, 1976).

A limited and respectful use

position would condemn the infliction of unnecessary pain on animals, and
also the treatment of animals as machines, as in factory farming.

84

It

would also condemn unecessary and wasteful killing and especially killing
for amusement or "sport", which is incompatible with respect and assumes

that animals can be used merely as a means for ZrZz?ZuZ human ends.

But

it would not necessarily oppose the use of animals in the case of approp­

riate non-trivial need, e.g. for food, although here again it would
insist that the ways in which use can be made are limited, and not just

by considerations of effect on other humans.
The limited and respectful use position avoids some of the serious

problems of the no-use position of the animal liberationists, although it

shares many of the same beliefs concerning the illegitimacy of factory
farming and similar disrespectful methods of making use of and exploiting
animals.

The no-use position faces the problem that it proposes that

humans should treat animals in ways which are quite different from the

ways in which animals treat one another, for example, prohibiting needful

use for food.

Thus the no-use position seems obliged to say either that

the world would be a better place without carnivores, or else that
carnivorous animals themselves are inferior, immoral,

moral creatures - whichever

alternative

amoral or non-

is taken here the bulk of

animals emerge as inferior to humans, or at least vegetarian humans.

It

implies too that an impoverished natural order which lacked carnivores -

and given what we know of ecology this would be a very highly impoverished

one indeed, not to say an unworkable "natural" order - is preferable to a
rich natural one with a normal proportion of carnivorous and partly
carnivorous species.

carnivores,

Since it would imply the moral inferiority of

the no-use position appears to arrive at the negation of its

own starting point,

(as regards e.g., the equality consideration) of all

animals, human and non-human.

In thus seeing humans as capable of a moral

existence which most animals are not capable of, it sees man as apart from
a largely

amoral (or immoral) natural world, denies community with the

animal and natural world,and indirectly reinforces human chauvinism.

§6.

TOWARDS AN ENVIRONMENTAL PHILOSOPHY: A PRELIMINARY SKETCH
OF THE EXTENT OF PHILOSOPHICAL REVISION ENSUING ON
ABANDONMENT OF CHAUVINISTIC ETHICS

A radical change in a theory not uncommonly forces changes elsewhere
- conceptual revision which affects not only the theory itself but many

neighbouring areas.

The phenomenon is well-known in the case of major

physical theories, but it holds as well for ethical and philosophical

theories;

for example, a logical theory which rejects the Reference

Theory in a thoroughgoing way has important repercussions throughout much
of the rest of philosophy, and requires modification not only of logical

85

systems and their semantics, but also, for instance, of the usual meta­

theory which also accepts the Reference Theory and indeed which is
95
tailored to cater only for logics which do conform.
A

thorough-going environmental ethics likewise has a substantial

impact and forces many changes.

The escape from human chauvinism not

only involves sweeping changes in ethical principles and value theory but
it induces substantial reverberations elsewhere - both inwards, for

example in metaphysics, in epistemology, and in the philosophy and method­

ology of science, and outwards (in subjects that presuppose value theory)
in social theory, in politics, in economics and in law, and beyond.

For

human chauvinism is deeply embedded in Western culture, and affects not
only the ideology and the institutions but the arts.

Thus, for example,

much of literature, and especially of ballet and film, is given over to a

celebration :of things' human,', of .'the species. ,-;Eveh the. ti.RfeLy herw,eYnphas.is,
for instance of the counterculture, on-human relations (a-s opposed to selfcontained private individuals of social theories)

remains well within

the inherited chauvinistic framework.

As to the changes, let us begin again with ethics.

As we have begun

to see, an environmental ethic can retain, though in a much amended
theoretical framework (which affects meanings of terms), virtually all

the standard ethical terminology.

But even at a superficial syntactical

level, there will be conspicuous alterations:

firstly, ethical terminology

will be enriched with new environmental terms, drawn in particular from
ecology, somewhat as it was expanded in the late nineteenth century by

terminology from evolutionary theories;

and secondly, accompanying the

attitudinal shifts the new ethic involves, there will be a marked shift

in ethical terminology, away from the predominance of such terms as (and

examples associated with)

'obligation',

to such expressions as 'care',

'respect',

'consciousness'.

'duty',

'concern',

'promise',

'contract',

'responsibility', 'trust',

Because the theoretical and attitudinal

frame is changed, an environmental ethic forces - as we have already

found with such notions as z)oZ-Me, cZzotce, interference and (Zowa^e reexamination of, and modified analyses of, characteristic ethical notions.
It requires, furthermore, reassessment of traditional and conventional
analyses of such notions as nctnraZ- ri^/zt, ^ronn^Z of ri^Zzt^ and perznissib-

iZitz/., especially where these are based on chauvinist assumptions - much

as it requires the rejection of most of the more prominent meta-ethical

These points are explained in detail in Routley (e);
and also in
L. Goddard and R. Routley, TZze Lopic of Cipnificonce an^Z Context,
Vol. 1, Scottish Academic Press, 1973, chapters 3 and 4.

86

0

46

positions.

Cursory examination of recent accounts of TzuZ^ruZ rZpTzZ^

zzzoruZ-Ztz/-,

and

ucf-Zczz will help illustrate and confirm these

points.
Hart, for example, accepts (subject to defeating conditions which
are here irrelevant) the classical doctrine of natural rights according
to which, among other things,

any adult human ... capable of choice is at liberty to do (i.e. is

under no obligation to abstain from) any action which is not one

coercing or restraining or designed to injure other persons
Hart,

(H.L.A.

'Are there any natural rights?', reprinted in PcZ-ZZ-ZcuZ

P/z-fZoscpZzz/,

(ed. A. Quinton), Blackwell, Oxford 1967).

But this sufficient condition for a human natural right depends on
accepting the basic chauvinist principle - a variant of (D) - environmental
ethics reject;

since if a person has a natural right he has a right.

So

too the definition of a natural right adopted by classical theorists and

accepted with minor qualifications by Hart presupposes the same defective
principle.

Accordingly an environmental ethic would have to amend the

classical notion of a natural right, a far from straightforward matter now

that human rights with respect to animals and the natural environment are,

like those with respect to slaves not all that long ago, undergoing major
re-evaluation.
Another example of chauvinism at work in the very setting up of the

field of discussion and problems in ethics is provided by recent accounts
of woruZ-ZZy, where it is simply taken for granted that 'moral' distinguishes
96
among ZzMzzzu?z actions, policies, motives and reasons,
and that what is

moral refers essentially to human well-being (contentment, happiness or something of this general sort, tied with appropriate states or
97
conditions of humans).
Such criteria for what is moral are chauvinistically based, assuming that what does not bear on human states or conditions

cannot be a moral matter.

What happens in worlds without humans,

how animals fare or are treated, what is done or what happens to plants

or other natural objects - none of these are directly moral matters,

except insofar as they impinge on human welfare.

That is human

96 Thus for instance, B. Williams, AfcruZ-Ztp; 24% P^z^rodMcf-Zo^ fo Ff/z-Zcs^
Harper &amp; Row, New York, 1972, p.79. Williams does, however, remark in
his Preface (p.xiv) how 'shaky and problematic' the distinction - which
he subsequently takes for granted - is.
97 See, for example, P.R. Foot, TZzeor'Zes
Ft/z-Zcs, Oxford University
Press, London, 1967, and G.J. Warnock, Ccwfewporurz/ AforuZ P/z-ZZosop/zz/,
Macmillan, London, 1967, and also TZzg
o.f MoraZ-Zfz/, Methuen,
London, 1971.

87

t*

chauvinism at work, and is at the same time a reductio
such criteria.

s-

ad absurdum of

A different nonchauvinistic account of what is moral is

required (a beginning can be made by adopting certain of the maligned

formal criteria).

It is evident that any account which meets even weak

conditions of adequacy will serve to meet the objection that an environ­
mental ethic is not concerned with what is moral but is really an aesthetic
theory.

For the objection as usually presented depends squarely on a

chauvinistic restriction on morality, all the rest of value theory being
classed, or dismissed, as "(mere) aesthetics".

The case of morality

illustrates the characteristic way in which theories - in this case

chauvinistic ethics - redefine crucial notions in their own terms to suit
their own ends, such as entrenchment and fortification of the theories

against objections.
Further corollaries of the rejection of chauvinism include the

inadequacy of recent fashionable attempts, mainly derivative from Hobhouse,
at characterising a^naZf^z/ and justifying it in ways that argue from man's
humanity^98 and the inadequacy of much recent, largely chauvinistic, work
in the philosophy of actdan, which takes it for granted that action and
99
rationality requirements on action are bound up with human nature.
The abandonment of chauvinism implies the rejection not only of much

ethical analysis, but of all current major ethical positions.

The bias of

prevailing ethical positions, and also of economic positions, which aim to

make principles of conduct or reasonable economic behaviour calculable is

especially evident.

These positions typically employ a single criterion

p, such as preference or happiness, as a summum bonum;

characteristically

each individual of some base class, almost always humans, but perhaps
including future humans, is supposed to have (at least) an ordinal p-

ranking of the states in question (e.g. of affairs, of the economy);

then

some principle is supplied to determine a collective p-ranking of these
states in terms of individual p-rankings, and what is best or ought to be
done is determined either directly, as in act-utilitarianism under the

Greatest Happiness principle, or indirectly, as in rule-utilitarianism in
terms of some optimization principle applied to the collective ranking.

The species bias is transparent from the selection of the base class.

And

98 Among such unsatisfactory liberal egalitarian positions are those
presented in G. Vlastos, 'Justice and equality' in SacZaZ JnstZae
(ed. R.B. Brandt), Prentice-Hall, Englewood Cliffs, N.J., 1962, and
B.A.O. Williams, 'The idea of equality' in P^Zasap/zz^., PaZfZfcs and
JacZafz/, Second series (ed. P. Laslett and W.G. Runciman), Blackwell,
Oxford, 1963.

99 see, e.g.^T. Nagel, T/ze Pass-Z&amp;'ZZ'Ztz/ a/ ^ZZrnZszzz, Clarendon Press,
Oxford, 1970.
88

even if the base class is extended to include persons or some animals

(at the cost, like that of including remotely future humans, of losing
testability), the positions are open to familiar criticism, namely that

the whole of the base class may be prejudiced in a way which leads to

unjust principles.

To take a simple example, if every member of the base

class detests dingoes, on the basis of mistaken data as to dingoes'
behaviour, then by the Pareto ranking test the collective ranking will

rank states where dingoes are exterminated very highly, from which it will

generally be concluded that dingoes ought to be exterminated (still

unfortunately the evaluation of most Australian farmers, though it lacks
any requisite empirical basis).

Likewise it would just be a happy

accident, it seems, if collective demand (horizontally summed from
individual demand) for a state of the economy with sperm whales as a

mixed good, were to succeed in outweighing private whaling demands;

for

if but few in the base class happened to know that sperm whales exist or

cared a jot that they do, then even the most "rational" economic decision­
making would do nothing to prevent their extinction.

But whether the

sperm whale survives should not have to depend on what humans know or what

they see on television.

Summed human interests, or preferences of certain

private individuals, are far too parochial to provide a satisfactory basis

for deciding upon what is environmentally desirable.

Nor would such

accidental bases be adequate.
Moreover ways out of the problem do not bear much investigation.
It cannot be assumed, for instance, that the base class is on the whole

good, and hence will not enjoin reprehensible behaviour, because such an

assumption seems false, would at best be contingently true (so that the
theory would fail for different circumstances to which it should apply),

and would involve a deep problem in the theory, since it would then seem

to admit the determination of goodness - that of the base class, on the
whole - independently of what the theory was set up to determine, among

other things, goodness.

Nor can it be assumed, without serious circularity,

that the optimisation is constrained by requirements of justice or fairness

(see Routley (b) and §5 above).
The ethical and economic theories just singled out (which are based
on optimisation over select features of the base class) are not alone in

their species chauvinism;

much the same applies to west going meta-

ethical theories which, unlike intuitionistic theories, try to offer some
rationale for their basic principles.

That is, the argument against

utilitarian—type ethical and economic theories generalises.

For instance,

on social contract positions, obligations are a matter of mutual agreement

89

between individuals of a given (but again problematic) base class;

on a

social justice picture, rights and obligations spring from the application

of symmetrical fairness principles to members of the base class, usually
a rather special class of persons;^00 while on a Kantian position, which
has some vogue, obligations somehow arise from respect for members of the

base class, persons.In each case, if members of the base class happen
to be ill-disposed to items outside the base class, then that is unfortun­
ate for them: that is (rough) justice.
Looking outwards from the ethics, the abandonment of chauvinism has

likewise a wide set of consequences, both theoretical and practical, in
economics, politics and law, and generally in the social sciences.

One

major practical economic impact of environmental ethics is in the extent
to which free enterprise can operate unimpeded or unchanged.

of business and enterpreneurial activity - to

But

consider &lt;9722 option - will

involve, in turn, either legal constraints, or reallocation of activity

by such devices as environmental pricing, which directs activity away from

environmentally undesirable pursuits.

For example, if it is wrong to

destroy a rare ecosystem in order to make a few more dollars, then
restrictions should be imposed on business activity by one method or

another.

To some limited extent this is already happening in the field of

pollution, but primarily because of the likely effects, direct or not too

far removed, that pollution comes to have on other humans, not for a wider

set of reasons, and often not for the right reasons.

With a wider environ­

mental code, the public and legal intrusion into areas typically regarded
as "private" and open to the free enterprise operations (of "open go")

would be much more extensive.

The same applies in the case of private

Thus for example,
[Rawls'] original position seems to presuppose not just a neutral
theory of the good, but a liberal, individualistic conception
according to which the best that can be wished for someone is the
unimpeded pursuit of his own path, provided it does not interfere
with the rights of others.
This view is persuasively developed in
the later portions of the book, but without a sense of its controver­
sial character (T. Nagel, 'Rawls on justice' , P/z^Zcsop/ztcczZ
82 (1973), p.228).
Nagel also effectively argues that Rawls' original position is not
neutrally determined but involves substantial moral assumptions (e.g.
pp.232, 233); they are mostly, as it happens, of a chauvinistic cast.

While the first of Kant's maxims is not so restricted in actual form­
ulation, others are (see H.J. Paton,
AforuZ P&lt;2M, Hutchinson, London,
1947) . And, firstly, such maxims are s^ppast?^ to be equivalent to ones
formulated in terms of persons; secondly, they are supposed to be
derived from features of, or connected with, people.

90

-4

property;

for example, given that it is not permissible to erode hill­

sides then there should, in this setting, be (legal) restrictions on
farmers' and foresters' activities.

Although the impact on the practice of economics of a thoroughgoing

environmental ethic would be drastic - market negotiations, firms'
activities, international trade, all would be affected - the impact on
the underlying theories of preference and choice is comparatively

For much of economics is squarely founded

but still far from negligible.
on chauvinism.

less,

The theoretical bias follows directly from the utilitarian

bases of the theory, which is fairly explicit in welfare theory and rather

heavily disguised in neoclassical theory.

But although choice and value

theory are, as characteristically presented in economics and elsewhere,

damagingly chauvinistic, they do not have to be.

For the theories can be

reformulated in a non-chauvinistic way, as was indicated (in §5) above

for utilitarianism - upon which economic theory is modelled.

On such a

revamped foundation an environmental economics to match the chosen

environmental ethic can be built (for some preliminaries on this approach,
see Routley (d), appendices 1 and 6).
Several of the objections to base class theories such as utilitar­

ianism apply not merely against orthodox economic theory, but also to
voting theory, to representative democratic systems of determination of
political action.

If, for, example, the base class consists of private

individuals motivated by their own self-contained interest then such
procedures can readily lead to most undesirable results, especially if

these individuals

compromise

representative individuals.

their autonomy through the election of
For the more powerful of these representative

individuals can be - and typically are, as their behaviour if not their
protestations show - not favourably disposed to (the welfare of) things

outside the base class or even to many members of the base class.
Nearer the theoretical surface, especially in such branches of

economics as "resource management", the chauvinism is more conspicuous.

The following narrowly utilitarian assumption is quite typical:

The goal of resource managers should be to communicate and act in
ways that maximize human satisfaction (H.J. Campbell, 'Economic and
social significance of upstream aquatic resources' in Forest
Fs^s
Oregon State University, Corcallis,

1971, p.14, also p.17).

When

management - where such is

management becomes

needed at all - the goals will be changed from such chauvinistic ones.

91

The method of interference in

"free economic enterprise", of

controls and regulations, of legal and political constraints, is only one
way in which leading principles of an environmental ethics can be put
into effect.

A quite different, and ultimately far more appealing,

approach is by way of structural change, by changing the socio-economic

structure in such a way that it comes to reflect on environmental ethics

(by altering the frame of reference, or axes, to use the physical picture
of §4, so that major problems vanish).
Requisite structural change is
.
102
far-reaching, both practically and theoretically
in every reach of

social science.

For example, while on the

position,

capitalist markets are subject to further regulation, either directly
imposed or by way of suitable pricing policies, in the s^rz^g^raZ. c/zaMgre

position, capitalist markets are eliminated;

while under state

regulation private property is subject to further Controls,given approp­
riate structural change private property disappears.

Looking inwards, an environmental ethic has an impact on the
practice of many sciences other than the social sciences - what they do

experimentally with natural objects (e.g. the treatment of animals in
laboratory testing);

how their research programmes are organised and

directed (consider,e.g., projects involving irradiation or broadscale
herbicide treatments of rainforests);

the way classifications are made

and which are made (consider, e.g. the extent to which human perception
enters into classifications in botany);

recommended on the basis of such sciences.

and, of course, what is
For as it stands human

chauvinism is deeply embedded in the practice of science, directly in
research and experimentation and in shaping classifications, theses and

theories.

Indeed the effect of a different ethic may extend even to the

theory of such sciences, in particular through the bearing the ethic has
103
on metaphysics which m turn influences the foundations of such sciences.

Such a new ethic would quite properly upset (as §1 should indicate) the
extent to which humans are seen at the centre of things and things as
accountable through them and scientific theories as 'human constructions

wrestled from a hostile nature'

(after Popper).

It would help overthrow

the pernicious chauvinistic idea that, apart from certain elementary facts,
4ZZ-es

value.

Me?zs&lt;?/ze?zzjgr^, all necessity, all intensionality,

all

It should result too in the shattering of still widespread

As (g) V. and R. Routley, 'Social theories, self management and
environmental problems', this volume, begins to explain.
Cf. R. Harre, TTza P/z^Zosop/ztes c/ S'c^eyzcg, Oxford University Press,
1972;
and also Routley (e).

92

*****

assumptions as to the nature of animals and plants, for instance that
their apparently goal—directed and intensional behaviour can be explained
(away) mechanistically, and the deeply-rooted idea that some sort of
Cartesian metaphysical picture of natural, as distinct from spiritual or
rational, objects can be maintained (cf. again §1).
In metaphysics there are at least two further important classes of

effects. Firstly, the orthodox views of man's relation to nature, the
dominant and modified dominant and lesser traditions, have to be abandoned
and new positions worked out.

In this sense, a new environmental ethic

implies a similarly new metaphysic redefining Man's place in nature and
human/nature relationships.104 Such a new philosophy of nature will

recognise various natural objects other than humans as of independent
value, so it will not be naturalistic.
Nor will it view natural objects
as simply available for the use, wise or otherwise, of humans.

Several

principles derived from the orthodox metaphysical positions will have to
be abandoned and replacements worked out (as in the case of (D) in ethics)
Thus superseded, for example, will be the principles of total use of

natural areas for human use and of maximum long-term productivity of the

earth's resources (principles criticised in their application in forestry
in Routley (d)). At a deeper level, such a philosophy of nature will
involve a turning away from the leading ideological principles of both the
Renaissance and the Enlightenment and of much that went with them (e.g.
with the Renaissance,
the rise of commerce, bureaucracy, professionalism,

formal education, and subsequently, with the Enlightenment, the rise of
the modern state, capitalism and scientific enlightenment).

For it means

the dismissal of the chauvinistic principles of theRenaissance,with 'Man

as the kernel of the Universe', a creature 'half-earthly and half-divine,
his body and soul form[ing] a microcosm enabling him to understand and
control Nature ...'.1°5
It means too removal of the humanism of the

Enlightenment, the reduction of what formerly was assigned to the religious,
such as ethical and political principles, to the human, a reduction which

104 As Passmore has observed - inconsistently with what is claimed m his
(a) - in 'Attitudes to Nature', Roz/aZ
of PTz^oscp/zy Lectures,
volume 8, Macmillan, London, 1975. As against Passmore (a) p.3, such
new ethics and metaphysics need involve no abandonment of 'the
analytical, critical approach which is the glory of the West : on the
contrary, they may well mean a more thoroughly critical and analytical
approach than hitherto.
105 goth quotations are from T^ze
&lt;?y tTzg 7?e7z&lt;2^ss(2%&lt;3g (ed. D. Hay)
Thames and Hudson, London 1967, pp.7-10, where too main movements,
practical and ideological, of the Renaissance are usefully
indicated.

93

was based on the false dichotomy, which has still not lost its hpld:,

religious or humanistic.
Secondly, the removal of humans from a dominant position JhT the

natural order renders immediately suspect a range of familiar philosophical
positions of a verificationistic or idealistic kind such as phenomenalism

in epistemology (how can what exists depend on what is perceived by
members of such a transitory and perhaps not so important species or ^on
whether there exist
perceivers?), intuitionism in mathematics, con­
ventionalism in logical theory, the Copenhagen interpretation ir^ micr&lt;^-

physics, and subjectivisms not only in ethics but in every other*

*
True, most of these positions are defeated on t^e
basis of other considerations anyway; but it is an immediate and fur,t^ier

philosophical sphere.

point against them that they are damagingly chauvinistic.
Thus a corollary of the thoroughgoing rejection of human chauvinism,

of very considerable philosophical importance, is the rejection of all
the

usual forms of idealism, i.e. all positions which accord primacy to

the human subject and make the existence of a world of things or the

nature of things dependent upon such subjects.

A paradigmatic example is

phenomenalism; other examples are Kantian idealisms, Hegelianisms and
later German idealisms, Christian philosophies based on the primacy of
human (and superhuman)

consciousness, existentialisms;

more surprising

examples are empiricisms - inasmuch as all knowledge and truth is supposed
to be ultimately derived from human experience - and their holistic

images, dialectical materialisms and Marxisms.

A satisfactory environ­

mental philosophy will be significantly different from all these
positions.

94

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                    <text>�HUMAN CHAUVINISM AND ENVIRONMENTAL ETHICS
*

Richard and Vai Routley

Class chauvinism has been and remains a cardinal weakness of most
moral codes - including, so it will be argued, Western ethics.

A most

serious failure of Western ethics is its human chauvinism or anthropocentricism - a chauvinism which emerges in a refined, and apparently more

reasonable, form as person chauvinism in much modern ethical theory.
What is chauvinism?

Class chauvinism, in the relevant sense, is

differential, discriminatory and inferior treatment (by

sufficiently many members of the class) for items outside the class, for
which there is not
justification. PLzwan chauvinism is class
chauvinism where the class is humans, zzzuZe chauvinism where the class is
human males,
chauvinism where the class is animals, etc.
It would be bud, to say the least, if Western ethics, in its various

strands, were to turn out to rest on human, or person, chauvinism.

For
Western ethics would then have no better foundation than, and be open to

the same sorts of objections as, moral codes based on other sorts of
chauvinisms, e.g. on familial, national, sexual, racial or socio-economic

class chauvinism - in particular it would be open to the objection that

*

This paper (which considerably elaborates R. Routley 'Is There a need
for d ew, an environmental, ethic?',
of f/ze XVfb VorZd
P3 1 (1973), pp.205-10), was drafted in 1973 and
read in 19
he University of Indiana, Bloomington, at Notre Dame
University, an
t the Conference on The Good Society held at the
University of
Canada. Since the main virtue of the paper has
been that it h
ed much interesting discussion, the original
form has been retained,
the authors are no longer especially
happy with the form, an
theses remain insufficiently developed or
e the previous and continuing
defended.
But in order
have been made, even though the
criticism, no substanti
paper has been raided and segments o it presented in improved form
'Against the inevitability
elsewhere, especially (a) R. and V. Rou
of human chauvinism', in MoruZ P/zfZosopbz/
e University Press,
(edited by K. Goodpaster and K. Sayre), Notre
1978, and (b) R. and V. Routley, 'An expensiv
, Choice
utilitarianism', paper presented at the Colloquium on
some
u?zd VuZz^g, RSSS, Australian National University, 1977.
sizeable additions have been made, with a view to incre
intelligibility and enlarging the scope of the original draft,
ing some of the many objections.

1

�v'

it discriminated against nonhumans in a prejudiced and unwarranted way,
and would thereby stand condemned.

For it is hard to see how an ethic

based on simple species loyalty could have any greater claim to absolute­

ness or deserve any more respect than moral codes based on simple loyalty
to national, sexual, or racial classes.

Such an ethic could no more

command allegiance - once the facts are brought into clear view - than

other normally-deplored examples of localised class chauvinism, such as
the Mafia or protection agencies or rackets or enclaves of slavery.

Unfortunately prevailing Western ethics appear to be of just this sort.
§1.

THE WESTERN CASE FOR ITS HUMAN (OR PERSON) CHAUVINISM:

THE FIRST LINES OF DEFENCE

It is important, then, for defenders of the Western ideology to be

able to show - i/ it can be shown - that an ethic which discriminates
strongly in favour of humans, as Western ethics apparently does, is not
chauvinistic.

Otherwise the ethic stands condemned.

Of course not every

distinction in treatment qualifies as chauvinistic - the distinction in

treatment may not be substantial or systematic, and there may be an
adequate and explicable basis for the distinction, so that some discrimin­
ation is warranted.

In order to escape the charge of human chauvinism,

it has to be shown how and why the drastic and general discrimination in

favour of humans sanctioned and enjoined by modern (as by historical)
Western ethical systems is warranted, and that it has an adequate basis.
The extent of this chauvinism, especially with respect to animals, is at

last - after centuries of a priori prejudice and gross distortion of the
characteristics of wild animals and wilderness - beginning to be spelt
'x
out. 1
'X

It is at least clear from the outset that an adequate justification

cannot be provided which simply selects all and only these members of the

species human (i.e. Zzcmo sup^e^s) as zoologically defined.

nothing about the characteristic of

There is

itself (as distinct perhaps

from its accompanying properties) which could provide a justification for

overwhelmingly favourable treatment for humans (and unfavourable treatment
for nonhumans) as opposed to other possible, and possibly some actual,

nonhuman creatures.

Once again, an adequate ethic and justification can­

not possibly be based on blind and unthinking species loyalty.

The same

1 See, e.g., S. and R. Godlovitch and J. Harris (eds), 4^iwcZs^
and*
Morals.
4%
&lt;?y
Gollancz,
London, 1971; P. Singer,
4 net.)
/or
cy
Cape, London, 1976; S.R.L. Clark, 7'Zie
-Staffs &lt;?y 4^iwaZs, Clarendon, Oxford, 1977.

2

�Meeds argument:

objection applies against the simple

the commonly

assumed domination of human needs over all else (e.g. over all environ­

mental considerations) has, if it is to have any merit, to be based on
2
more than speciesism.
We shall have to look then for some other not

merely taxonomic characteristic to provide the sought justification.
It
will emerge however, that any such characteristic is held or may be held
by nonhumans, and is not held, or potentially not held, by all items of
the species human.
Of course there are many characteristics which can, as a contingent
matter, be used to distinguish human beings as a general class from other

higher animals - although in fact with increasing knowledge of animals it

is no longer clear that some of these characteristics distinguish as
clearly as was assumed a priori in the past.

For example, humans have a

language, and a culture of a certain sort and even various logics.

And,

as we are accustomed to have people point out, other terrestrial animals

do not conduct philosophical discussions on environmental ethics.

However

not only is participation in these activities potentially available to
nonhuman creatures, and these characteristics possibly possessed by some,
but these activities are not generally engaged in even by humans

(particularly the power elite), many humans lack the requisite competence,
and even among those who do qualify, such activities are carried out to a

very varying extent.

We run the risk, then, in applying such demanding

criteria, of ruling out, of classing as deserving of "sub-human" or "sub­
person" treatment, a considerable class of human beings - items most

humans would consider as worthy of better treatment than that normally

accorded by humans to nonhuman animals.
What is more important however is that such criteria as human
language, culture, human civilization, human intentionality, or whatever,

appear to provide no satisfactory

for the substantially

unfavourable treatment allotted those falling outside the privileged

class.

should there be such strong discrimination in favour of
language or a higher level of

creatures having a (certain sort of)

intelligence and against creatures or items which do not, in favour of

things with a certain sort of culture or a certain logic and against

those without?

Especially when some of these criteria are clearly, and

As McCloskey remarked (in a letter dated 5.7.77 containing many helpful
comments) 'talking about needs does little but obscure the problem, as
needs, to be normatively relevant, involve reference to goods;
and
that merely transfers the problem'.
On next page.

3

�unjustifiably,loaded in favour of human interests, achievements and

abilities (cf. the cultural loading of various intelligence tests).

By

contrast the very many respects in which some uvimuT-s or sorts of animals
are corsftierabZi/ s^pericr to /zMwars (many are noted in V.B. Droscher, T^e

Mayic o/
*

t^e Senses.

/VeM Diseorerfes tn ^nfmat Perception, Allen, London,

1969) are rarely considered;

yet some of these features would, if taken

in the same serious way as some respects in which humans excell, justify
a reverse chauvinism (which could be reflected as, /or example, in the
Hindu treatment of cows).
The only sort of justification for the discrimination that might

appear convincing - that those who have the given characteristic (e.g.
those that are more intelligent, or more rational, or richer) are more

valuable or worth special treatment - is vitiated by the fact that were
it accepted by Western ethics it would warrant similar discrimination

hcfMccv humans (or persons).

For how do we show that the allegedly

warranted discrimination is sufficiently different from making substantial

(class) distinctions between humans in terms of their level of intelli­
gence, linguistic or logical ability, or level or kind of cultural
achievement - so that those with "lower" levels of these valued abilities
are treated in a consistently inferior way and regarded as available for
the use of the others?

In short, these characteristics do not provide

adequate justification for the substantially inferior treatment accorded

those not having them, and so the charge of chauvinism is not escaped by
producing them.
A similar set of points applies against a number of other criteria
traditionally or recently proposed to distinguish the privileged class.

4

Often these are propounded in terms of personhood and criteria for being

a pgrscyz (the class marked out for privileged treatment being the class
of persons) rather than criteria for being /zvmuTZ - in order to escape

difficulties raised by young, senile, decrepit, stupid, irrational,
For undoubtedly many mammals, birds and insects can communicate, some­
times in ways analogous to language, even if the honorific term
'language' is withheld (see - to select an unfavourable source - the
discussion in E.O. Wilson,
TZze ZVetJ SpvtTzesis, Belknap,
Cambridge Mass., 1975, chapter 8 ff.).
It is becoming increasingly
evident, however, that the ascription of some linguistic ability, and
of elementary languages, to nonhuman creatures should not be withheld;
see, e.g. the details assembled in E. Linden, 4pes^ Mev
Lavpvupe,
Penguin, New York, 1976.
(But contrast Wilson, op. cit., pp.555-59,
and to set this in proper perspective, consider Wilson's discussion of
ethics and aesthetics a few pages later, pp.562-65.)
Many of the criteria that have been proposed are assessed, and found
wanting, in Routley (a).

4

�damaged and defective humans, extraterrestrial creatures, and super

animals;

to avoid the merely contingent connections between being human

and having requisite person-determining characteristics (such as ration­

ality or knowledge) supposed to warrant discriminatory treatment;

and to

defeat, though it is a pyrrhic victory, the charge of human chauvinism

(or

equivalents of the charge, such as anthropocentricism or

speciesism).
But much the same problems then arise in terms of criteria for

a person, and the chauvinism problem reappears as the problem of furnish­
ing criteria which are suitably clearcut, and do separate persons from

assumed nonpersons, and which would provide an adequate justification for

substantially privileged treatment for persons and inferior treatment for
nonpersons.

Unless such a justification is forthcoming the charge of

person c^unrin^sm is not escaped.

Most of the criteria proposed for

personhood fall down in just these sorts of ways, e.g. being autonomous,
the having of projects, the producing of junk, the assessing of some of

one's performances as successful or not, the awareness of oneself as an
Not only does it appear that (the more worthy of)
such criteria apply (or could apply) to many nonhuman animals - thus
agent or initiator.

animals are generally more autonomous (in main senses of the term) than

humans, many animals have projects (e.g. home and nest building), and they
are well aware of themselves, as opposed to rivals, as initiators of
5
projects - and that they do not apply uniformly to humans or indeed to

persons in any ordinary sense;

but again it is extremely difficult to

see what there is in these characteristics which would warrant or justify

the vast difference in treatment between the privileged and nonprivileged
classes, or justify regarding the non-privileged class as something

available for the
of the privileged class.
Similar objections can be lodged against the proposal that knowledge
or the possession of knowledge, provides f/zg (or a ur^c-Lai!-) distinguishing

It can hardly provide the appropriate filter, since it not only
gives no sharp cut-off point, 6 but does not even always rank humans or
feature.

persons above nonhumans or nonpersons.

Moreover, taken seriously it

should lead to substantial moral differentiation between persons, a
person's moral rating also fluctuating during his lifetime.

In any case,

For example, the shiftless intelligent person, or the primitive person,
who has no projects and engages in no moral reflection, and thus offends
protestant ethics, is not thereby deregisterable as a person, any more
than an intelligent animal with projects can join the union.
.6 on next page.

5

�why rank knowledge so highly:

for (paca Socrates) knowledge is not the

foundation of virtue, but is frequently turned to evil ends, and even

where it is meritorious it is not the sole (or even a crucial) criterion

of worth.
Similar difficulties apply too to the historic criterion of

along with the added problem that it is very difficult to say
what it is in any clear or generally acceptable way, or to prevent it from
degenerating into a simple "pro" word.

If a hallmark of rationality is

commitment to the consequences of what one believes and seriously says,

then many humans fail the test.

If, on the other hand rationality is, for

example, the ability to discover and pursue courses and actions likely to

achieve desired goals (direct action toward goals), ability to solve
problems concerned, etc., then plainly many animals have it, and possibly

to a greater extent than humans in some cases (and of certain humans in

If it were the ability, e.g. to do

(say propositional calculus) or to assess reasoning verbally, then the (biassed)
almost all cases).

criterion would be far too strong and rule out many humans.

Again, why

should one make such a marked discrimination on this basis?

What is so

meritorious about this characteristic, that it warrants such a marked

distinction?

Nothing (at least in the ordinary academic's view, or

logicians would receive more favoured treatment).
Other criteria, which yield an analytic connection between being a

person and enjoying freedom or having rationality, in part beg the

question.

For in

persons - are free.

respect is it that persons - or worse, just

Also the justificatory problem, as to how the

claimed freedom or rationality warrants such differential treatment,
remains.

Characterisations of persons vary enormously, from so strong

that they rule out suburban humans who are not "self-made" enterpreneurs,

to so weak that they admit very /nanp animals.

An (unintentional) example

of the latter is the following:
persons, that is, ... beings who are not only sentient but also

capable of intensional autonomous action, beings that must be

ascribed not only states of consciousness but also states of
belief, thought and intention (A. Townsend,

/iMstraZasfar

'Radical vegetarians',

PAfZosopTip, 57 (1979), p.89).

6 In addition, the relation "a has at least as much knowledge as b" is
only a partial ordering.
For example, a dog's and a child's knowledge
may be incomparable, because they know about different matters, how to
do quite different sorts of things, etc.
(The idea that knowledge is
the key to moral discrimination, that it is what makes humans rank the
way Western ethics ranks them, may be found in C.B. Daniels, TZze
6&gt;y FZ^fcaZ Y'/ieorfgs, Philosophy in Canada Monograph, Halifax,
Nova Scotia, 1975.)
6

�Most rats and rabbits satisfy the conditions:

they are sentient,

conscious animals that have intentions (e.g. to get through some barrier

such as a floor or a fence), beliefs and thoughts

preferred food beyond the barrier).

(e.g. that there is

For his further argument Townsend

shifts - without notice, but in a way that is quite typical of this

scene - to

stronger requirements upon being a person (such that one

who does not meet them is incapacitated as a person) which rule out many

humans, e.g. 'The person must recognise canons of evidence and inference
warranting changes in his beliefs, and be capable of changing his beliefs
7
accordingly' (op. cit., p.90).

In meeting hypothetical objections, Townsend slips in a further require­
ment of rationality, but the characterisation of person given does not
include any such requirement. Subsequently, however, Townsend commits
himself, without argument, to the thesis that 'a fairly high degree of
rationality is prerequisite' to attributing 'intensionality' (as dis­
tinct from 'intentionality').
This is not going to help much.
For,
firstly, rationality is very much a notion which admits of degrees,
without the relatively sharp cut-off stages required for pgrscvz as a
notion of orthodox moral relevance, or possessed by the notion of
to which Townsend sneaks back in his chauvinistic conclusion (p.93).
Secondly, TzozJ high a degree is prerequisite for being a person? If
only enough to satisfy the conditions for being a person, then the
animals that are persons have it.
If more, then either the initial
characterisation of a person fails or the thesis breaks down.
The much stronger requirements upon being a person that Townsend sub­
sequently appeals to are said to derive from S.I. Benn.
But, if any­
thing they strengthen one of the stronger of several KOHegtcZvaZenf
characterisations of (%afMruZ) person - none of them equivalent to
- that Benn has at various times offered. While Benn's weaker
characterisations appear to admit at least many "higher" animals, e.g.
that of a

natural person as a chooser, conscious of himself as able to make
a difference to the way the world goes, by deciding to do this
rather than that, having projects, therefore, of his own, whose life
experience may consequently be understood, not simply as a chronicle
of events, but as an enterprise, on which he puts his own construct­
ion ((a) 'The protection and limitation of privacy, Part I',
LazJ &lt;7a^r?za:Z, 52 (1978), p.605);

the stronger characterisations which invoke (rather vaguely specified,
and (Ziy/greuf) minimum conditions of rationality in belief and action said to imply respcHsfbiZitp on bhe part of the person for what s/he
does, though they do
- exclude many of the creatures admitted by
weaker characterisations. For such stronger characterisations see
'Individuality, autonomy and community' in CowwL/yrZfp (ed. E. Kamenka)
Edward Arnold (forthcoming) and (c) 'Freedom, autonomy and the concept
of a person',
c/ thg
PocZefp, 76 (1976),
pp.109-30.

7

�The foregoing points, taken together, support our contention that it
is not possible to provide criteria which would

distinguishing,

in the sharp way standard Western ethics do, between humans and certain
nonhuman creatures, and particularly those creatures which have preferg
ences or preferred states.
For such criteria appear to depend upon the

mistaken assumption that moral respect for other creatures is due only
when they can be shown to measure up to some rather
and traded tests for membership of a privileged class (essentially an

elitist view), instead of upon, say, respect for the preferences of other
creatures.

Accordingly

sk&lt;2rp nzoraZ

commonly accepted in

ethics by philosophers and others alike, hgfzjggzz uZZ Tztzwuzzs

Zacks a satfs/cctcr^ cokcrcrzt basfs.

anZmaZ

aZZ ofker

The distinction,

which historically rested on the assumption that humans possessed a soul
(or higher reason) but that other animals, brutes, did not, appears to
have been uncritically retained even after the religious beliefs or

philosophical theories underpinning it have been abandoned.
Given that the distinction underlying human chauvinism fails, is

there anywhere satisfactory demarcations of moral relevance can be made
9
among things? Yes, several divisions of wcrcZ
can be made;
but

of these coincides with a division into human and others.

Consider, first, the question of consideration

others, and the

matter of which offers are to be taken into account in cases where

others' interests and preferences are affected by some action.

Insofar

as moral consideration for others (among sentient items) is based on
analogical

(empathetic, and essentially inductive) principles, such as

taking account of their worthwhile preferences, objectives, interests etc.,

There are of course further arguments for the contention, for example
from the anatomical and physiological affinities of human and other
animals, from their common evolutionary history, and so on. These
arguments are of varying force;
for example, evolutionary arguments
can be arrested, temporarily, by the claim that there was a "quantum
jump" in human evolutionary development which did not occur with other
creatures with a previously shared evolutionary history (cf. Wilson,
op. cit.).
Although the divisions may be conceptually sharp enough, they are any­
thing but sharp when applied in the field to the variety of creatures
and circumstances that occur.
For example, preference-havers is, so
far at least, sharp enough, but it is far from clear which creatures
qualify, e.g. which, if any, Crustacea? For the present most of these
potential decision cases are cases for cheerful indecision; but,
alternatively, the divisions may be viewed - perhaps better - not as
sharp boundaries, but as gradation states, as where two colours in a
rainbow meet.

8

�it is difficult to see how such consideration can fail to apply to all
(including nonhuman) preference-having creatures;

and one does not need

to apply criteria such as linguistic ability, navigational ability,
intelligence, piano-playing, hunting skill, etc., to obtain a basis for
such consideration (indeed one cannot).

of preferences (and

The

of preferences revealed through choices) is however a quite sufficient
basis for

sort of consideration and concern.

It is at this point,

we suggest, that the requisite, important and non-arbitrary distinction
is to be drawn which marks out the class of creatures towards which

obligations may be held;

that is, the usually recognised principles of

consideration towards others (of the privileged class) properly extend or

should be generalised to consideration for other creatures having prefer­
ences, and t/ze corresponding penerut defecsihZe odtipution principle is
not to pnt others ("ot/zer pre/erence-Zzurers? into a dispre/erred state for

no pood reason.
Insofar as moral behaviour is based on consideration for others and
not harming others, preference-having provides an adequate basis, and
does appear to provide a sufficient justification for substantially
different treatment for preference-having over non-preference-having
items - because items without preference cannot (literally) be put into a

dispreferred state.

Thus preference-having appears to tie in with an

important basis for moral obligation, and appears to provide a superior

criterion, for a certain serf of moral consideration, to other criteria

sometimes proposed such as sentience - or, differently, intelligence especially since in the absence of preferences such notions as Jzurminp
something (in a way that does affect it) and damaging its interests
become difficult of application (not to say nonsignificant, except in

extended senses).

The unsatisfactoriness of the sentience criterion for

what one can hold obligations towards can be grasped from the case of the

sentient machine or purely sentient creature which does not have preferen­
ces, does not care what state it is in or whether it is destroyed,etc.

The sentience criterion is often converted by utilitarians into a suffer­
ing criterion, by taking pain as a paradigm of sentience:

but plainly

the two criteria diverge since some sentient creatures may never feel
pain or suffer.

Suffering is even less satisfactory than sentience;

for

suffering is neither necessary nor sufficient for being in a dispreferred

state (consider masochists who suffer but are not in a dispreferred state,
and well-treated workers who are in a dispreferred state but do not
suffer).
Preference-having provides a lower bound;

it is a sufficient but

-not necessary condition for being an object of this sort of moral
9

�consideration and concern.

That it is not necessary is revealed,

independently of environmental examples, by the following sorts of cases:

the treatment of "human vegetables", successful stoics, and science­

fiction cases in which people are brain-washed into performing certain
goals and having no dispreferred states apart from the programmed goals.

In all three cases the question of dispreferences does not arise, but
relevant moral issues can.^^
The necessary condition, that corresponds
to preference-having as a sufficient condition, appears to be capability

at some time (e.g. previously, when developed) for preference-having.
It has been taken for granted that many animals (from species higher
on the evolutionary scale) have preferences, make choices, and the like.

This is the merest commonsense, which can be readily confirmed in a
scientific way.

For example, some of the preference-rankings of a black­

tail wallaby as to types of foliage to eat are readily established by
observation, and it is fairly straightforward verifying that bushrats
prefer cheese to soap, this preference being revealed by regular choices.

It has however been claimed by some recent philosophers, for reasons

apparently different from those offered by traditional philosophers such
as Aristotle, Aquinas and Descartes,H that animals do not have intentions,
or at least do not have them in a full sense.

It is unclear whether these

intentions, which are taken to include thoughts and beliefs and, perhaps,
desires, include preferences;

but it is hard to see how preferences,

which are intentional, are excluded if desires are included in intentions.

The recent arguments to show that animals do not really have intentions,

which do not bear much investigation even in such central cases as
12
belief,
appear extremely feeble when applied to preference. For the
arguments start from the claim that we cannot say zj/zuf it is that animals
As N. Griffin, who supplied the examples, remarked a similar thing
happens also in less extreme cases of the type brought in to prominence,
e.g., by the women's movement: that it is possible, by means of
indoctrination, to limit the range of someone's dispreferences;
treatment of such persons may still remain immoral even when it does
not place them outside the (artificially widened) range of their
preferred states.

The traditional reasons look slight also in the case of preferences
and choices.
It would have been claimed - the theory forces the claim
- that animals' choices could not be rational.
Interestingly, choices
of many animals conform to behavioural criteria for rationality pro­
posed in economics.
See J. Bishop, 'More thought on thought and talk',
(forthcoming)
and R. Routley, 'Alleged problems in attributing beliefs to animals',
paper prepared for the FeZig/ conference, University of Queensland,
1979.
10

�believe (of course very often we can, and unproblematically) and fall back
on the claim that animals lack concepts of a fit sort.

In the case of

preferences, however, there is often no problem in saying what it is
animals prefer, or in confirming the claim.

Nor is it that we cannot

attribute propositional-style preferences to animals; if black-tail
wallabies prefer, as they do, new foliage to old then they prefer the
foliage's being new over the foliage's being old.

As for the concept

claim, in the sense in which concept is delineated in psychology, animals

have concepts.

And if a philosopher's notion of "concept" gets in the

way of the claim that free dogs prefer bones to carrots (or other

vegetables) then it is not the claim that requires revision, but the
philosopher's notion.
The preference-having criteria appear to distinguish non-arbitrarily
and sharply enough between higher animals and other items, and to rule out

of the relevant class elementary animals, trees, rocks and also some human

items, e.g. human kidneys.

The criteria plainly exclude inanimate objects,

and they separate animate objects.

For while living creatures such as

plants and elementary animals can be said in an extended sense to have

and also optimal living conditions, e.g., for healthy develop­
ment, and in
sense to have preferred states or environments, they do
not have preferences, and cannot strictly be harmed or have their welfare

affected, in that they can be put into states they disprefer.

Nor do

empathy and analogical considerations extend beyond preference-having
creatures:
for only these can care about how they are treated.
At the same time the criteria indicate another important division.

For in a wider sense, animate objects which do not (significantly) have

preferences or make choices, are sometimes said to have 'preferred states'

or 'preferred environments'

(as, e.g., in 'the plant prefers a sunny

frost-free location with a well drained soil').
us say that the

or

To avoid confusion let

of animate objects and also such

biological items as ecosystems can be affected in one way or another, e.g.

increased, decreased, upset.

For instance, the wellbeing of a coastal

community and of the individual trees in it can be reduced to zero by

sandmining, and it can be seriously threatened by pumping waste detergent

In this broad sense too, living things, things that participate in the
growth process, have interests. However under a narrower and more
common determinate of the slippery term 'interests', only preference­
havers have interests (again sentient creatures do not provide the
boundary).
Because the term 'interests' so readily admits of high
redefinition, and the infiltration of chauvinism, its use is better
limited (or even avoided), in favour of other more stable terms.

11

�into the nearby ocean.

There is a general obligation principle

corresponding likewise to this more comprehensive class of welfare­
bearers, namely, z-zat fa jaaparjise tTze zJaHhefzzp a_f ?zatzzraZ abjaafs or
sz/sfews zjft/zaz^t paad reasor.
Moral coroerr does not of course end with what is in some way

animate, much as the class of valuable objects is not tied to what relates
suitably to central preference-havers.

In suitable settings, a

(virtually) dead landscape, a rare stone, a cave, can be items of moral
or aesthetic concern;

indeed any object of value can in principle be of

such concern, and arzp abjact car., in principle at least, be ar object a/

value or disvalue, and so of morat corcerr.

corcerrfry almost any sort of object.

There can then be obligations

Naturally only a fraction of the

things that exist have especial value, and only a few of the things that
exist will be things concerning which some of us have obligations.
Furthermore these sorts of obligations do not in general reduce to the

conditions or arrangements (e.g. contractual or joint welfare arrangements)
of preference-havers or some select subclass thereof (what will sub­

sequently be called, as the argument is developed, the base c^ass).

Just as there are relevant divisions beyond the class of preference­
havers, so there are within the class.
Thus the suggestion that the class
hazards which moral obligations (and a corresponding serf of moral concern

which takes account of creatures' states) may be held is bounded by the
class of preference-havers, does not of course imply that %a dfsfizzcfiazzs

can be made zjffbfrz the class of preference-havers with respect to the kind
of behaviour appropriate to them.

For example, cazifracfzzaT- obligations -

which by no means exhaust obligations - can only be held directly (as

distinct from by way of a representative) with respect to a much narrower

class of creatures, from which many humans are excluded.

The class is

also distinct from the class of persons, at least as 'person' is usually

characterised.

What emerges is an ann^Zar pfcfzzra of types of objects of moral
relevance, some matched by types of moral obligation (described toward the
end of Routley (a)), with nested zones representing respectively different

sorts of objects - such as, objects of moral concern, welfare-having
objects, preference-havers (and choice-makers), right-holders, obligation­
holders and responsibility-bearers, those contractually-committed-and the
different sorts of obligations that can significantly apply to such

objects.

Not all the types of objects indicated are distinct, nor is the

listing intended to be exhaustive but rather illustrative.

For strictly

the labels given should be expanded, as the distinctions are categorial

ones, so that what matters is not whether an object is, for instance,
12

�contractually committed in some fashion but whether it is the sort of

thing that can be, whether it can significantly enter into or be committed
by arrangements of a contractual kind.

is to

Similarly

function as a categorial marker, that marks out the sorts of things that
can (significantly) have preferences:

the assumption that preference­

havers coincide with choice-makers is based on this categorial reading.
Although the annular picture is (as will become clear in §5) important
for the environmental alternative to be elaborated, and in meeting object­

ions to it, the countercharge has been laid that it reintroduces chauvin­
ism through its inegalitarian distinctions.

This is a mistake:

not

every sort of ethical distinction, certainly not a justified distinction,
involves chauvinism.

Chauvinism is exhibited where, for example, objects

of a favoured class are treated in a preferential way to superior items

of an exluded class, e.g. defective humans as against apes, degenerate
French against normal Pygmies.

The annular picture neither involves nor

encourages such differences in treatment:

it is neutral and unchauvin-

istic, for the reason that it relies only on categorial distinctions
which tie analytically with ethical notions (see the semantical analyses
of §5).

It is certainly in no way species chauvinist or human chauvinist.

For none of the zones of the annular picture comprises the class of

humans (or its minor variant the class of persons); for this class is
not of moral relevance. The reason is that the human/nonhuman distinction
is not an ethically significant one, and can, and should, be demoted from

its dominant, and damaging, position in ethical theory. But dropping the
notion of
out of ethics, is only part of the ethical change that is
called for:

taking due account of nonhumans is also required.

In particular - to return to the theme - what is quite unacceptable,
. .
14
and based on a set of distinctions which are arbitrary and unjustifiable,
is the

differential treatment enjoined nonpersons as distinct

from persons under Western ethics, and the view that only persons or
humans have any (nonderivative) right to moral consideration and concern

as preference-havers and that there are obligations towards other creatures
14 According to Q. Gibson such a criticism of chauvinism is based firmly
on Western ethical equality and egalitarian principles. This is simply
not so:
there is no reliance on such principles. The general argument
takes the form;
feature f cannot be what justifies the differential
treatment of humans and nonhumans, because either f is not morally
relevant or not all humans have f or some nonhumans have f. Neither
equality nor substitutions based upon equality are invoked at any
stage. Moreover Western equality principles - at least as convention­
ally formulated - are in serious doubt, especially with the rejection
of human chauvinism (see further §6).

13

�only insofar as these are or reduce to obligations to persons or humans.
§2.

THE EXTENT OF CHAUVINISM, AND FURTHER LINES OF DEFENCE

Western ethics are, then, human chauvinist in that they characterist­

ically take humans (or, to make a slight improvement, persons) to be the

only items worthy of proper moral consideration, and sanction or even
enjoin substantially inferior treatment for the class of non-human

preference-having creatures, without - so it certainly appears - adequate
justification.

The prevailing nineteenth century Western attitude to wild

creatures is evident from Judge Blackstone (quoted approvingly in
W. Cobbett,
Penguin, London, 1967, pp.431):
With regard likewise to wild animals, aZZ

bub by tbe

o/ ZTzg Creator a right to pursue and take away
any fowl or insect of the air, any fish or inhabitant of the
waters, and any beast or reptile of the field:

and this

natural right still continues in every individual, unless
where it is restrained by the civil laws of the country.

And when a man has once so seized them, they become, while
living his qualified property, or if dead, are absolutely
his own.

Prevailing Western attitudes have not shifted markedly since that time;
for example, foresters, widely regarded as socially responsible, think
nothing of dislodging from their homes and environment, or even destroying,
communities of animals which do not directly interfere with human welfare.

But there is another very important broader respect in which

Western ethics are human (or person) chauvinistic, namely in the treat­

ment accorded to and attitude taken towards the broader class of natural
items such as trees and forests, herbs, grasslands and swamps, soils and

waterways and ecosystems.

Unlike higher animals such items cannot liter­

ally be put into dispreferred states (and in fbbs obvious sense, as

opposed to the wider sense of 'interests' tied to welfare, they have no

interests), but they can be damaged or destroyed or have their uaZ^e
eroded or impaired.

The Western, chauvinistic, assumption is that this

can only happen where human interests are affected.

The basic assumption

is that value attaches essentially only to humans or to what serves or
bears on human interests, or derivatively, to items which derive from
human skill, ingenuity or labour.

Since natural items have no other value,

there is no restriction on the way they are treated insofar as this does

not interfere with others;

as far

as -ZsoZufgb natural things are con­

cerned anything is permissible.
14

�It is, at base, because of these chauvinistic features of Western ethics

that there is a need for a new ethic and value theory (and so derivatively for
a new economics, and new politics, etc.) setting out not just people's
relations to preference-havers generally but also (along with many other
things) people's relations to the natural environment - in Leopold's
words 'an ethic dealing with man's relation to land and to the animals
and plants which grow upon it'

(A. Leopold,

SuTzd"

zlZ-muzzur? zjvt/z

ot/zer essays on Conservation, New York, 1966, p.238).
It is not of course
that old and prevailing ethics do not deal with man's relation to nature:

they do, and on the prevailing view man is free to deal with nature as he

pleases, i.e. his relations with nature - insofar at least as they do not
affect others, as pollution and vandalism do - are not subject to moral
censure.

Thus assertions such as 'Crusoe ought not to be mutilating

those trees' are significant and morally determinate but inasmuch at least
as Crusoe's actions do not interfere with others, they are false or do not

hold - and trees are not, in a good sense, moral objects.

It is to this,

to the values and evaluations of the prevailing ethics, that Leopold,

Fraser Darling and many others, both earlier and later, take exception.

Leopold regards as subject to moral criticism, as wrong, behaviour that on
prevailing views is morally permissible.

But it is not, then, as Leopold

seems to think, that such behaviour is beyond the scope of the prevailing

ethics and that merely an extension of traditional morality is required
to cover such cases, to fill a moral void.
If Leopold is right in his
criticism of prevailing conduct, what is required is a change in the
ethics, in attitudes, values and evaluations;

for example, what is

permissible on the prevailing ethics will be no longer permissible on the
new.

For as matters stand, as Leopold himself explains, humans generally

do not feel morally ashamed if they interfere with a wilderness, if they
maltreat the land, extract from it whatever will yield, and then move on;

and such conduct is not taken to interfere with and does not rouse the

moral indignation of others, and is accordingly permissible on prevailing
ethics.

As Leopold says:

A farmer who clears the woods off a 75% slope, turns his cows
into the clearing, and dumps its rainfall, rocks, and soil into
the community creek, is still (if otherwise decent) a respected

member of society (op. cit., p.245).

Only recently has such behaviour begun to be seriously questioned and

become the subject of criticism, e.g. by environmentalists.

Under what

will be accounted an erzvvroHwgutaZ. et/zvc, however, such traditionally

15

�permissible conduct would be accounted morally wrong, and the farmer
subject to proper moral criticism.

That ethics and morality are not, and never have been, restricted to
human concerns, or exclusively to relations between persons, is important
in rebutting objections to the very idea of an environmental ethic, based

on the premiss that morality just is restricted (definitionally) to human
relationships (and connected values) and is not significant beyond that.

The problem of moral relations with respect to preference-havers other

than persons and to inanimate items cannot be resolved or escaped simply
by declaring morality to apply solely,or as a matter of meaning or defin­
ition only to humans (or to persons).

For first, such a solution would

run counter to the common view that humans are subject to seme moral con­

straints, even if comparatively minor ones, towards other creatures;

the

having of such constraints cannot be ruled out definitionally, and corres­

pondingly the judgments formulating these constraints or prohibitions
cannot be ruled out as nonsignificant, yet they are surely moral.

The

only way in the end, that the claim gets support is by a narrow, and no

longer acceptable, account of what is mcraZ in terms of concern with
humans alone (cf. §6).

Likewise, the question of the moral interrelations

of humans with intelligent nonhuman extraterrestrial beings, even if at
present hypothetical, is certainly a meaningful one, and some interesting
and clearly moral issues of this sort are frequently raised in science

fiction.

Only if the extent of morality is, somewhat misleadingly, reconstrued
in terms of the class of constraints on the behaviour of those it applies

to - that is, in terms of limitations, as distinct from moral freedom does the claim that Western morality is restricted to humans (or persons)

begin to gain plausibility.

For it is true that beyond the favoured base

class, humans or persons, few constraints are supposed to operate (and ad
hoc ones at that) unless the welfare of members of the base class is

adversely affected.

Under an environmental ethic, such as that Leopold

advocates, this would change:

previously unconstrained behaviour would
sense the scope of morality would

be morally circumscribed, and in
be extended.

It is not evident, however, that a

ethic, an

ethic

in the case at hand, is required to accommodate even radical new judgments

seriously constraining traditionally approved conduct, i.e. imposing
limitations on behaviour previously considered morally permissible.

For

one reason it is none too clear what is going to count as a new ethic,
much as it is often unclear whether a new development in physics counts as
a new physics or just as a modification or extension of the old.
16

For,

�notoriously, ethics are not clearly articulated or at all well worked
out, so that the application of identity criteria for ethics may remain

obscure.

They are nonetheless (pace Quineans) perfectly good objects for

investigation.

Furthermore, there is a tendency to cluster a family of

ethical systems which do not differ on core or fundamental principles
together as the one ethic:

e.g. the Christian ethic, which is an umbrella

notion covering a cluster of differing and even competing systems.
There are two other possibilities, apart from a new environmental
ethic, which might cater for the new principles and evaluations;

that of

an extension or modification of the prevailing ethic, and that of the

development of principles that are already encompassed or latent within

the prevailing ethic.

The possibility that environmental evaluations can

be incorporated within (and ecological problems solved within) the not

inflexible framework of prevailing Western ethics, may appear open because

there is not a single ethical system uniquely assumed in Western civiliz­
ation:

on many issues, and especially on controversial issues such as

infanticide, women's rights and drugs, there are competing sets of

principles.

Talk of a new ethic and prevailing ethics tends to suggest a

sort of monolithic structure, a uniformity, that prevailing ethics, and
even a single ethic, need not have. The Western ethic is not so monolithic
In particular, three important traditions in Western ethical views
15
concerning man's relation to nature have recently been mapped out:
a
dominant tradition, the despotic position, with man as despot (or tyrant),
and two lesser traditions, the stewardship position, with man as custod­

ian, and the cooperative position with man as perfector.

the only traditions;

Nor are these

primitivism is another, and both romanticism and

mysticism have influenced Western views.
The dominant Western view is simply inconsistent with an environmental
ethic;

for according to it nature is the dominion of man and he is free

to deal with it as he pleases

(since - at least on the mainstream Stoic16
Augustine view - it exists only for his sake ), whereas on an

See especially (a) J. Passmore, Afurz's
Duckworth, London, 1974;
also R. Nash,
Affzzd, Yale University Press, New Haven, 1973.
(All further references
to Passmore's work are, unless otherwise indicated, to Passmore (a).)
The
dominant position has also been sketched in many other recent
texts, e.g. I. McHarg,
Doubleday, New York, 1969,
while the lesser traditions have been appealed to in meeting criticisms
of the Western ethic as involving the dominant view.
The masculine particles are appropriate;

17

so is the resulting tone.

�environmental ethic man is not so free to do as s/he pleases.

But it is

not quite so obvious that an environmental ethic cannot be coupled with
one of the lesser traditions.

Part of the problem is that the lesser

traditions are by no means adequately characterised anywhere, especially
when the religious backdrop is removed, e.g.

(as further considered in

§4) who is man steward for and responsible to?

However both traditions

are inconsistent with a deeper environmental ethic because they imply

policies of complete interference, whereas on an environmental ethic some
worthwhile parts of the earth's surface should be preserved from sub­

stantial human interference, whether of the "improving" sort or not.

Both traditions would in fact prefer to see the earth's land surfaces
reshaped along the lines of the tame and comfortable but ecologically

impoverished European small farm and village langscape.

According to the

cooperative position man's proper role is to develop, cultivate and

perfect nature - all nature eventually - by bringing out its potential­
ities, the test of perfection being basically
/ur

while on the stewardship view man's role, like that of a farm
manager, is to make nature productive by his efforts though not by means
that will deliberately degrade its resources.

Thus these positions

figure among those of the shallow ecological movement (as depicted by

A. Naess,

'The shallow and the deep, long-range ecology movement',

16 (1973), 95-100):
longer term.

they are typically exploitative, even if only in the

Although these lesser positions both depart from the dominant

position in a way which enables the incorporation of some evaluations of

an environmental ethic, e.g. some of those concerning the irresponsible
farmer, and allow for some of the modern extensions of the Western ethic

that have been made, e.g. concerning the treatment of animals and
criticisms of vandalism, they are not well-developed, fit poorly into the
prevailing framework, and do

^&lt;9 /ar

For in the present

situation of expanding populations confined to finite natural areas, they
will lead to, and enjoin the perfecting, farming and utilizing of all

natural areas.

Indeed these lesser traditions lead to, what a thorough­

going environmental ethic would reject, a principle of total use, implying

that every natural area should be cultivated or otherwise used

for

17 if 'use' is extended, somewhat illicitly, to include use for
preservation, this total use principle is rendered innocuous at least
as regards it actual effects.
Note that the total use principle, in the usual sense, is tied to the
resource view of nature (cf. (d) R. and V. Routley, T/ze
/or f/ze
Forests, Third Edition, Research School of Social Sciences, Australian
National University, 1975).
Such a principle, like the requirement of
economic growth, emerges directly from - it is an integral part of neoclassical economic theory.

18

�"humanized".
As the important Western traditions mentioned exclude an

environ­

mental ethic, it would appear, at first glance anyway, that such an ethic
- not primitive, mystical or romantic - would be new alright - or at
least new from a Western perspective.

For, from a wider perspective,

which takes due account of traditional societies (such as those of some

American Indians, Australian Aboriginals, and Pygmies), there is, it will
turn out, nothing so very new about what is included in (as distinct from

the theoretical setting of) the "new" ethics.

Even from the narrow

Western perspective, the matter is not so straightforward:

for the

dominant ethic has been substantially qualified, in particular by the
rider that one is not always entitled to do as one pleases where this
19
physically interferes with others. " It may be that some such non-inter­

ference proviso was implicit all along (despite evidence to the contrary);
and that it was simply assumed that doing what one pleased with natural
20
items would not affect others (a?2CMfnfcr/cre?Ycc cssz^npffcyz).
Be this as
it may, the wcdfyfeti
pcsfffoz? appears, at least for many thinkers,
to have supplanted the dominant position;

and the modified position can

undoubtedly go much further towards an environmental ethic.

For example

the farmer's polluting of a community stream may be ruled immoral on the

grounds that it physically interferes with others who use or would use the

stream.

Likewise business enterprises which destroy the natural environ­

ment for no satisfactory (taxable) returns or which cause pollution

deleterious to the health of future humans can be criticised on the sort

of welfare basis (e.g. that of P.W. Barkley and D.W. Seckier, Economic

Humanization, and humanitarian measures, may be a cloak for human
chauvinism - in which case, far from being virtuous, they may be
positively undesirable.
Also, as Leopold has observed, the class of others has been progress­
ively widened, e.g. from the family group, to the tribe, to the nation
or race, even to all humans including often enough future humans - but
rarely further in the West until recently.
20 The assumption is not the same as its relative, Benn's principle of
rzo^-i^fcrycrcuce, 'that no one may legitimately frustrate or prevent
(or interfere with) a person's doing what he chooses to do, unless
there is some reason for preventing him' (Benn (c), op. cit.;
inset
from (a), p.605). The principle is said to derive from 'the notion of
a person' (e.g. (a), p.605), but it only so derives given commission
of the fallacy of conversion of an A-proposition. Moreover even
reduced to a 'formal principle ... locating the onus of justification'
(cf.(a)), the principle is dubious, especially cyiven principles of
respect for objects other than persons, with which persons may be
interfering.
It is, however, a formal principle that will help to
keep entreprenuerial humans happy.

19

�Pggg:2/,

Grczjf??

T^g S
c7Mf7c??
*

f-ggcwgs f/zg PrchZgw^

York, 1972) that blends with the modified position;

be criticised on welfare grounds;

and so on.

New

vandalism can usually

The modified position may

even serve to restrict the sort of family size one is entitled to have,
since in a finite situation excessive population levels will interfere

with future people.

Nonetheless neither the modified dominant position

nor its Western variants, obtained by combining it with the lesser trad­

itions, is adequate as an environmental ethic.
chauvinism.

None moves outside human

They are all encompassed under the Dowz'nic?? t??gsis - the

view that the earth and all its non-human contents exist or are available
for human benefit or to serve human interests, and hence that humans are
entitled to manipulate the world and its systems as they want, in their

own interests - which is but the ecological restatement of the strong
thesis of human chauvinism, according to which items outside the privil­

eged human class have no value except one as instrumental value (both
theses are criticised in Routley (a)).

To escape from chauvinism, and from

its thesis, a new ethic 7s wanted, as we now try to show.
§3.

GENERAL ENVIRONMENTAL ARGUMENTS AGAINST WESTERN ETHICS

The main argument is directed primarily against the modified

dominant position, but will incidentally show the inadequacy of the lesser
Western traditions.

The strategy is to locate core features of Western

ethics, and to reveal through examples their thoroughgoing chauvinism

and class bias, and in this way to provide decisive grounds for rejecting

For the general argument some more technical points have to be made

them.

first.

(An) gf^7g is ambiguous, as between a specific ethical system, a
spgcffiu ethic, and a more generic notion, a SMpgr-gf^fg, under which
specific ethics are grouped.

(As usual, a wgfu-ethic is a theory about

ethics, super-ethics, their features and fundamental notions.)

An

sz/sfgm s

is, near enough, a propositional system (i.e.

a structured set of propositions) or a theory which includes (like
individuals of a theory) a set of values and (like postulates of a theory)

a set of general evaluative judgments concerning conduct, typically of

what is obligatory, permissible and wrong, of what are rights and
responsibilities, what is valued, and so forth.

(On newer perceptions an

ethical system will include rather less in the way of prescriptions, of

duties, obligations and the like, and more as to what are matters of care

and of concern and for respect.)

Since an ethical system is propositional

in character, such notions as consistency, coherence, independence of

20

�assumptions, and the like, apply to it without further ado.

It is

evident, from a consideration of competing or incompatible values and

principles, that t/zgre are Z^z/iz-z-ZteZz/ wary gf/zZcuZ sz/stezns.

Moreover

appropriately general criteria for rationality will not reduce this

class to a singleton. . Accordingly, there is logical space for aZferratire
ratiaraZ etTzies.
A general or lawlike proposition of a system (characterised along
similar lines to a scientific law) is a pr-ZzzcZpZe;

and certainly if

systems Si and S2 contain different principles, they they are different

systems.

It will follow then that an environmental ethic differs from

the important traditional ethics outlined if it differs on some principles.

Moreover if environmental ethics differ from each Western ethical system

on some core principle or other embedded in that Western system, then

these systems differ from the Western super-ethic (assuming, what seems
to be so, that that ethic can be sufficiently characterised) - in which
case if an environmental ethic is needed then a new ethic is wanted.
It

would suffice then to locate a common core principle and to provide
environmental counterexamples to it.
It is illuminating (and necessary, so it will emerge) to attempt to
do a little more than this minimum, with a view to bringing out the basic
assumptions of the Western super-ethic.

Two major classes of evaluative

statements, commonly distinguished, are axiological statements, concerning

what is good, worthwhile, valuable, best, etc., and deontological state­

ments, which concern what is obligatory, permissible, wrong, etc.

Now

there appear to be core principles of Western ethics on both axiological
and deontic fronts, principles, for example, as to what is valuable and
as to what is permissible.

Naturally these principles are interconnected,

because anything is permitted with respect to what has no value except

insofar as it interferes with what does have value.
A strong historical case can be made out for what is commonly

assumed, that there are, what amount to, core principles of Western
ethical systems, principles that will accordingly belong to the superethic.

example.

The fairness principle inscribed in the Golden Rule provides one

Directly relevant here, as a good stab at a core deontic

principle, is the commonly formulated liberal principle of the modified
dominant position. A recent formulation of this principle runs as
21
follows (Barkley and Seckier, op. cit., p.58):

21

On next page.

21

�The liberal philosophy of the Western world holds that (D) one

should be able to do what he wishes, providing (1) that he
does not harm others {and (2) that he is not likely to harm
himself irreparably}.
The principle, which is built into or derivable from most traditional

ethical theories, may be alternatively formulated in terms of permissib­

ility, as the principle that a pgrscu's action is

&lt;ioos not intor/ere zjit/z others,

profide&lt;i if

(i.e. other people, including perhaps the

A related economic principle is that free enterprise can operate

agent).

within similar limits.

It is because of these permissibility formulations

that the principle - which incorporates fundamental features of (human or
person) chauvinism - is sometimes hailed as a freedom principle;

for it

gives permission to perform a wide range of actions (including actions
which degrade the environment and natural things) providing they do not

harm others.
others.

In fact it tends to cunningly shift the onus of proof to

It is worth remarking that 'harming others' in the restriction

is narrower than a restriction to the (usual) interests of others;

it is

not enough that it is in my interests, because I detest you, that you stop

breathing;

you are free to breath, for the time being anyway, because it

does not harm me.

There remains a problem however as to exactly what

counts as harm or interference.

Mo'reover the width of the principle is

so far obscure, because 'other' may be filled out in significantly
different ways:

it makes a difference to the extent - and privilege - of

The principle is attributed by Barkley and Seckier to Mill, though
something like it was fairly common currency in nineteenth century
European thought. It appears, furthermore, that Mill would have
rejected the principle on account of clause (2): thus, for example:
Those interests, I contend, authorise the subjection of
individual spontaneity to external control, ouZi/ in respect of
those actions of each, which concern the interest of
people (J.S. Mill,
f-Zbgrfy
Everyman's Library, Dent, London, 1910, p.74,
emphasis added).
The deletion of clause (2) from (D) does not affect the general
argument: hence the braces.
(We owe this reference and the points in
the next footnote to N. Griffin.)

A similarly modified form of (D) is found in much recent Western
literature, even radical literature which purports to make due allow­
ance for environmental concerns. A good example of the latter is
I. Illich, TcoZs /or
Calder &amp; Boyers, London, 1973,
where Mill's (D) appears, in various forms, at several places (e.g.
p.xii, p.41). What this indicates is that Illich's "convivial society"
will not - if its principles are taken seriously - move beyond
chauvinism in its treatment of animals and the natural environment;
it
will at best yield some form of resource conservation.
22

�the chauvinism whether 'other' expands to 'other human' - which is too
restrictive - or to 'other person' or to 'other sentient being';

and it

makes a difference to the adequacy of the principle, and inversely to its

economic applicability, to which class of other persons it is intended to

apply, whether to future as well as to present others, whether to remote

future others or only to nondiscountable future others, and whether to
possible others.

The latter would make the principle untestable and com­

and it is generally assumed that it

pletely unworkable in practice;

applies at most to present and (some) future others, to those to whom it
22
would make a (fairly immediate) difference (thus excluding past others ).
For the purposes of the general argument however, the problems in specify­

ing the class of others is not material, so long as the class includes no
23
more than persons that at some time exist.
Fortunately the main argument is not very sensitive to the precise

formulation of principle (D).

Not only can clause (2) be deleted, and

'other' left rather unspecific, but additions can be made;

then even if

the main argument does not succeed, minor oarianfs a/ fba main argument
zjiZ^ snccooti.

An important case concerns the treatment of animals.

Unless (D) is construed widely (extending 'other'), or hedged by further
qualifying clauses,the basic principle fails to take proper account of

concern for animals, especially that one should not inflict "unnecessary"
cruelty or "impermissible" harm.
animals then comes to matter;
these issues can be avoided.

What counts as permissible harm to

and familiar conflict issues arise.

But

For the core principle (0), of basic

chauvinism, can be modified to include (historically recent) moral concern
for higher animals by adding, after 'harm others', something like 'or harm

animals unnecessarily'.

Then however the new principle succumbs to the

Although the interests and preferences of past others are excluded in
conventional utilitarianism, as in (welfare) economic theory and vot­
ing theory, these are often respected in ethical and legal settings,
e.g. in wills, last wishes, etc. Similarly (as N. Griffin also point­
ed out), in the treatment of "human vegetables", past preferences of
the person when capable of making decisions are often taken to be
morally relevant, or even decisive, to the question as to whether to
keep the body alive.

If merely possible persons are included then the valuational rankings
of environmental ethics, indeed of virtually any ethics, can be
reflected in a "utilitarian" fashion. The argument of (c) R. and V.
Routley, 'Semantical foundations for value theory', /Vaas (accepted
for publication in 1974;
still forthcoming?), can be used to show this.

Or unless it can be made out, what seems entirely implausible, that
what is wrong with torturing animals is not what it does to them but
the way it affects other people (the Aquinas-Kant thesis).

23

�attitudes, and more comprehensively the associated ideologies, are of
critical importance;

for it is to these and Western influence that the

world's main - serious and very extensive - environmental problems can be
ascribed.
Hypothetical situations are introduced in designing counterexamples
to core principles (D) and (A).

The basis of the method lies in the

semantical analyses of permissibility, obligation and value statements
which stretch out over ideal situations (which may be incomplete or even

inconsistent), so that what is permissible holds in some permitted
situation, what is obligatory in every such situation, and what is wrong
is excluded in every such situation.

'

But the main point to grasp for

the counterexamples that follow, is that ethical principles if correct are

universal and are assessed over a class of situations.

Thus hypothetical

cases are logically perfectly legitimate and cannot be ruled out on one

pretext or another, e.g. as rare, as desert island cases, as hypothetical,
The counterexamples to (D) and (A) presented depend largely on

etc.

designing situations different from the actual where there are either too
few or too many humans or persons. But alternative special situations

where interference with others is minimized or is immaterial are readily
devised.
(i) The

example.

The last man (or woman or person)

surviving the collapse of the world system sets to work eliminating, as

far as he can, every living thing, animal or plant (but painlessly if you
like, as at the best abattoirs).

What he does is quite permissible

according to principle (D) but on environmental grounds what he does is

wrong.

Moreover one does not have to be committed to esoteric values to

regard Mr. Last Man as behaving badly and destroying things of value (the
reason being perhaps that radical thinking and values have shifted in an

environmental direction in advance of corresponding shifts in the

Characteristically Westerners have attempted to recast these value
systems, sometimes misleadingly, in a religious guise - probably because
it was thought that there was no non-religious way of presenting them so
as to make them intelligible or have them comprehended.
Thus they get
represented as basically chauvinistic in view of the relations of Man
and God.
On these semantical analyses, which avoid all the usual problems of
modal theories of axiological and deontic terms, see R. Routley,
R.K. Meyer, and others,
T/zefr
RSSS,
Australian National University, 1979, chapters 7 and 8. A sketch is
given in §5 below.
The situations or worlds with respect to which the interpretation is
made permit of different construals;
e.g. instead of permitted situ­
ations, the situations can be construed evaluatively as ideal
situations.

26

�formulation of fundamental evaluative principles).
The usual vandalism charge does not apply against Mr. Last Man
since he does no damage to others.

Moreover, Mr. Last Man's activities

may be toned down to avoid any vandalism charge, yet succumb to the

(extended) chauvinist charge, e.g. he may simply destroy seme environ­
mentally valuable things unnecessarily (without due reason or some need).

(ii) The Zusf pecpZe example.
to the last people example.

The last man example can be extended

We can assume that they know they are the

last people, e.g. because they are aware that radiation effects have

blocked any chance of reproduction.

One considers the last people in

order to rule out the possibility that what these people do harms or
somehow physically interferes with later people.

Otherwise one could as

well consider science fiction cases where people arrive at a new planet
and destroy its ecosystems, whether with good intentions such as perfect­

ing the planet for their ends and making it more fruitful or, forgetting

the lesser traditions, just for the sheer enjoyment of it.
Let us assume that the last people are very numerous.

They humanely

exterminate every wild animal and they eliminate the fish of the seas,

they put all arable land under intensive cultivation, and all remaining
natural forests disappear in favour of pastures or plantations,and so on.
They may give various familiar reasons for this, e.g. they believe it is

the way to salvation or to perfection, or they are simply satisfying

reasonable needs, or even that it is needed to keep the last people
employed or occupied so that they do not worry too much about their
impending extinction.

behaved badly;

of value;

On an environmental ethic the last people have

they have done what is impermissible and destroyed much

for they have simplified and largely destroyed all the natural

ecosystems, and with their demise the world will soon be an ugly and
largely wrecked place.

But this conduct may conform with the core

principles (D) and (A), and as well with the principles enjoined by the
lesser traditions under more obvious construals of these principles.

Indeed the main point of elaborating this extension of the last man

example is because principles (D) and (A) may, as they stand, appear to
conflict with stewardship, cooperation and perfection positions, as the

last man example reveals.

The apparent conflict between these positions

and principle (D) may be definitively removed, it seems, by conjoining a

further proviso to the principle, to the effect (3) that he does not
wilfully destroy natural resources.

But as the last people who are not

vandals do not destroy resources wilfully, but perhaps "for the best of
28
reasons", the variant is still environmentally inadequate.
2 8 On next page.

27

�(iii) The grreat e^frgpre^gz/r example.

The last man example can be

adjusted so as to not fall foul of clause (3).
industrialist;

The last man is an

he runs a giant complex of automated factories and farms

which he proceeds to extend.

He produces automobiles among other things,

from renewable and recyclable resources of course, only he dumps and
recycles these shortly after manufacture and sale to a dummy buyer instead

of putting them on the road for a short time as we do.

Of course he has

the best of reasons for his activity, e.g. he is increasing gross world

product, or he is improving output to fulfil some plan, and he will be
increasing his own and general welfare since he much prefers increased
output and productivity.

The entrepreneur's behaviour is on the Western

ethic quite permissible;

indeed his conduct is commonly thought to be

quite fine and even meets Pareto optimality requirements given prevailing

notions of being "better off".
It may be objected, however, that there is no reason or warrant for

the great entrepreneur's production and it is simply wasteful.

But we

can easily amend the example by adding consumers who want to use the out­

put.

Just as we can extend the last man example to a class of last

people, so we can extend (iii) to the

sociefz/ example (iv):

the society looks depressingly like ours except for its reproductive
incapacity.
(v) The

example. The blue whale (reduced to a
29
mixed good on the economic picture )
is on the verge of extinction
because of its qualities as a private good, as a profitable source of oil
and meat.

whalers;

The catching and marketing of blue whales does not harm the

it does not harm or physically interfere with others in any

good sense, though it may upset them and they may be prepared to compen­
sate the whalers if they desist;

destruction.

nor need whale hunting be wilful

(Slightly different examples which eliminate the hunting

aspect of the blue whale example are provided by cases where a species

is eliminated or threatened through destruction of its habitat by man's
2 8 There are however elements in the lesser traditions - especially if
'cooperation' and 'perfection' are reconstrued in less chauvinistic
and homocentric terms - which point the way to a more satisfactory
ethic.

29

The example is adapted from Barkley and Seckier, op. cit., who nicely
expose the orthodox economic picture.
To make the example more difficult for utilitarians in the tradition
of Bentham, it can be further supposed that the killing of the whalesis
near instantaneous and painless, the whale products are very valuable
to humans and indeed irreplaceable, and that the whales led a good
life while they lived.
(Would the killing of remote groups of humans
under similar conditions be then so much worse?).

28

�activity or the activities of animals he has introduced, e.g. many

plains-dwelling Australian marsupials and the Arabian oryx.)

The

behaviour of the whalers in eliminating this magnificent species of whale

is accordingly quite permissible - at least according to basic chauvinism.
But on an environmental ethic it is not.

However the free-market

mechanism did not cease allocating whales to commercial uses, as a
satisfactory environmental economics would:

instead the market system

ground inexorably (for the tragedy-of-the-privatised-commons type

reasons well-explained in Barkley and Seckier, op. cit.) along the
private demand curve until the blue whale population was no longer viable.

It has been objected that the operation of the free market is
restrained by ethical principles - or rather legally enforced copies

thereof;

for example, it would be profitable to exploit child labour,

but moral prohibitions, legally enforced, exclude such exploitation of

children.

But the case is quite different;

children, unlike young

animals such as vealers, are already shielded under the modified dominant
position.
If anything, the "objection" is a further illustration of
chauvinism at work. 30

Although the vanishing species example given does not apply decisively
against extended utilitarianisms, such as that of Bentham, which widen the

base class to all sentient creatures, the case is easily varied so that it
does:

class of tropical plant species

simply select one of the

currently threatened with extinction.

(vi) The fuufory farw example.

On the farm animals of various sorts

are kept under artificial, confined conditions and simply used for the
market goods they deliver, e.g. eggs in the case of battery hens, milk in
the case of rotor cows, veal in the case of calves.

The animals are

subject to whatever conditions (e.g. forced feeding, iron deficient diets,

constant lighting) will deliver maximal quantities of desired goods for
the human commodity market.

The animals do not necessarily suffer pain

(and insofar as they do in behaviourally conspicuous ways the problem can

For the most part the operation of the free market is only constrained
by chauvinistic principles: otherwise enterpreneurs tend to undertake
whatever apparently profitable business activity they can get away with,
including substantial exploitation of animals and widespread environ­
mental destruction, and their lack of concern is illustrated by such
facts as that they are generally prepared to pay taxes (e.g.
to
compensate other humans) rather than to forgo their activities in
cases such as river and lake pollution and forest removal.
In fact,
of course, fairly unfettered operation of the market tends to
encourage more restricted chauvinisms, e.g. the exploitation of cheap
foreign or female labour in the secondary labour market.

29

�be met by antibiotics), but they are imprisoned under dispreferred
conditions.

The threatment of the animals on the "farm" is perfectly

permissible according to the core principle (or at least minor adjustments

to exclude unnecessary suffering will ensure conformity), but on an
environmental ethic it is not.

The treatment of the animals on the farm

also seems to conform to the principles of the lesser traditions, insofar

as these principles are spelled out in a way that can be applied to the

example, that is so long as cooperation and perfection are construed in
intended chauvinistic fashion.
(vii) The MiZderness example.

The wilderness, though isolated and

rarely visited or thought about by environmentalists, is known to contain

nothing of use to humans, such as seed or drug supplies, that is not
adequately replicated elsewhere.

It does contain however some "low

quality" forest that could supply pulpwood on a commercial basis were the

local government to provide subsidies on the usual basis.

The logging

would destroy the wilderness in a largely irreversible way (e.g. it grows

on high sand dune country or on lateritic soils)

and kill many animals

which live in the forest.
The prevailing ethic sees nothing wrong
with the destruction of such a wilderness, nor do the lesser traditions:
a deeper environmental ethic does.

Again the example requires variation, e.g. to a wilderness devoid of
sentient individuals, if it is to counter clearly such extensions of
Western ethics as those of animal liberationists.

For this sort of reason

we do not want to overstate or overrate the role of
as distinct from variations upon such examples.

examples -

Firstly, people deeply

committed to human chauvinism - as many, perhaps most, people are - will
find some of the examples unconvincing because they depend on non-

chauvinistic assumptions.

Secondly, there are rejoinders to some of the

examples based on the prevailing ethic.

In this case what we claim is

that there are variations on, and elaborations of the examples which meet

such considerations.

In connection with this we do not want to deny that

there are other strands supplementing the prevailing ethic which are

critical of some activities of the sort described in the examples, e.g.

anti-vandalism principles and strictures against conspicuous consumption

But, as remarked, these principles

as reflected, e.g. in sumptuary laws.

have not been adequately incorporated in the prevailing ethic in such a

way as to meet variations on the examples or to serve environmental

purposes;

and if the attempt were made to fully incorporate such princi­

ples once again a new ethic would be the upshot.
before the change from an ethic which sanctioned

30

(Compare the situation

slavery.)

�In summary,what the examples show is that core axiological and

deontic assumptions of the Western super-ethic are environmentally
inadequate;

and accordingly Western ethics should be superseded by a

more environmentally adequate ethic.

The class of permissible actions

that rebound on the environment is more narrowly circumscribed on such an

environmental ethic than it is in the Western superethic, and the class
of noninstrumentally valuable objects is correspondingly wider than it is

on the Western super-ethic.
But is not an environmentalist ethic going too far in implying that

these people - those of the examples and respected entrepreneurs and
industrialists and bureaucrats, farmers and fishermen and foresters - are

behaving, when engaging in environmentally degrading activities of the

sort described, in a morally impermissible way?

No, what these people do

is to a greater or lesser extent evil, since destructive of what is

valuable, and hence in serious cases morally impermissible.

For example,

insofar as the killing or forced displacement of primitive peoples who

stand in the way of an industrial development is morally indefensible and

impermissible, so also is the destruction of the forest where the people
may live, or the slaughter of remaining blue whales, or the gross

exploitation of experimental or factory-farm animals for private profit

or as part of the latest 5 year plan.

Those who organise or engage in

such activities are (to a greater or lesser extent, depending on their

mode of engagement) morally culpable.

Models of permissible respected

life styles and of the good life (for others to emulate) depend upon
what the underlying ethic accounts good and evil, permissible or not,
and changes with change of ethic.
A new ethic is needed not merely to accommodate the evaluations,

and so forth;

prescriptions and models indicated, in a way decidedly different from
Western ethics, but in order to cope with a much wider range of more

practical, and often more controversial, cases where Western ethics yield
(without epicycling, i.e. extensive resort to theory-saving strategems)

unacceptable or inadequately grounded results.

An alternative ethic is

also needed by a growing number of valuers because they have values,
interests and new concerns of ecological sorts which do not fit in with,
but conflict with, central features of prevailing Western ethics.

There

is occurring, it seems, a far-reaching cultural, and ethical change, a
change in consciousness, and in particular a change in attitudes to what

is natural and the natural environment (a change which may eventually be
as fundamental as, and partly overturn, the humanist changes of the

Enlightenment).

A new ethic is accordingly needed to reflect and formul­

ate, and enable the defence and application of, a new, increasingly fel,t,

31

�but not so far well-articulated system of values, in much the same way
that a system of probability was needed and formulated to articulate and

systematise likelihood and probability principles, and relevant logic
systems required to capture pre-analytic views of entailment.

The

explication of environmental ethics is a similar theoretical concern;
again, as commonly, theory lags behind the facts of change and the felt
data.

Furthermore, just as entailment systems are not uniquely determined,

or desired or accepted by every thinker, so enoironwontuZ gt/zios will not
be nnip^otp detorwZng&lt;i, or adopted by every valuer.

On the contrary, as

is plain enough, their adaption and furtherance will be vigorously

resisted by many vested interests, as - to take just one instance - the
furtherance of programmes for the determination of environmental sources
of cancer is vigorously opposed by industrial chemical companies.

The matter of persuading other valuers to accept values and
principles of a new ethic is of course a further and somewhat separate

issue from the question of need for such an ethic.

The procedures for

trying to effect changes in values are but variations on the usual pro­
cedures, and like them are not fully effective:

excluding coercion and

education, they include, for example, argumentation, and propaganda, in

each case of many sorts. 31

As usual, too, where there is a broad common
32
basis, especially in felt evaluations and emotional presentation,

effecting a change, or a conversion, will generally be an easier task.
In the case of transformation to environmental values, what is often
important are distinctive features regarding the factual bases of many of

the evaluations.
correcting

In particular, there is the matter of removing or
/Tztsoonooptions on a broad range of matters of

Some of these sorts are considered in more detail in (c) J. Passmore,
'Ecological problems and persuasion' in FpnoZZtp arid Freedom.
*
JntornutZonoZ and Comparattvo c/nr-Zoprz/donoo (ed. G. Dorsey), Oceana
Publications, New York, 1977, pp.431-42.
The apposite term 'emotional presentation' is adapted from Meinong;
see especially
FwotZonaZ Prosentatton (trans. M.L. Schubert-Kalsi),
Northwestern University Press, 1972. The notion of emotional present­
ation can play an important role in the explanation of how emotions
enter into (environmental) evaluations, the objects evaluated (canyons,
mountains, giant trees) often being emotionally presented. A little
more precisely, the connections are these: A value ranking (e.g. c is
better, more valuable, than d) of a valuer is explained emotionally
through - it does not reduce to - certain preference rankings of the
valuer;
and the preference rankings have in turn dual factual and
emotional bases, in the same sort of way that an item may be preferred
or chosen in virtue of its factual features and the valuer's emotional
responses to those. The main details of such a semantical analysis of
value, which is discussed in §5, are given in Routley (c).

32

�environmental concern;

for example, about animals, their various

behaviour, abilities, etc;

about the alleged gulf between humans and

other animals and the uniqueness of humans and each human;

about the

profitability, or desirability, or necessity, of environmentally destruct­

ive enterprises;

about the inevitability of current Western social

arrangements and about the history of the way these particular arrange­
ments developed. There is, moreover, the matter of sheer information,
for example as to how free animals live together and what they do;

about

how factory and experimental animals are treated, and in the latter case
for what:

about the sources and effects of various forms of pollution

and the reasons for it;

about how natural creatures such as whales or

environments such as forests are commonly dealt with, for what products,
by what interests, for what ends.

Naturally (given a fact/value division)

none of this information is entirely conclusive support for a change in
ethic;

for many of the evaluations the data helps support can be included

in other ethics (including sometimes modifications of prevailing ethics),
while remaining evaluations can, at worst, be simply rejected (as e.g.,

those utilitarians who extend consideration just to sentient creatures are

obliged to reject versions of the last man argument where no sentient
creatures are affected).
Although a new ethic is needed, for the reasons indicated, and

although such an ethic can,furthermore, be a considerable asset in
practical environmental argument (e.g., as to the point of trying to
retain a piece of not-especially-unique near-wilderness),
for many
practical ecological purposes, there is no need to apply it or to fall

back on it.

For example, virtually the whole environmental issue of

destructive forestry in Australia can be argued without invoking any
unconventional ethical principles or values at all, i.e. entirely within

the prevailing chauvinistic framework.
wap??/ environmental disputes.

The same sort of point applies to

But, it by no means applies to all.

A

corollary is an inadequacy in the presentation of environmental problems
and suggested solutions in standard (human) ecology texts

Tssz^gs

A. Erlich's

(such as P. and
FuoZ-Ctyz/,

Freeman, San Francisco, 1970, to select one example), which are set
erzf-freZz/ within the chauvinistic framework.^4

Also, differently, in the way that theories are in enabling one to see
how to move and argue in a discussion.

Quite properly given prevailing sentiments, according to some erring
conservationists, who account themselves "realists".
33

�Since it is sometimes charged - despite all that has been said - that

an environmental ethic does not differ in practice from that of more

conventional "chauvinistic" ethics, there is point in spelling out in
yet other ways how it can differ in practice:

Firstly, many conventional

positions, in particular social contract and sympathy theories, cannot
take proper account of moral obligation to future humans (who are not in
the immediate future).

Since the usual attempt to argue, in terms of

value and benefit to humans, that natural areas

and

ecosystems

generally should not be destroyed or degraded depends critically on

introducing possible future humans who will suffer or be worse off as a

result of its destruction or degradation, it is plain that an environ­
mental ethic will differ radically from such conventional positions. That
is, the usual argument depends on the reduction of value of a natural
item to the interests of present and /Izf^re humans, in which reduction

future humans must play a critical role if conclusions not blatantly
opposed to conservation are to be reached.

Hence there will usually be

a very great gulf between the practical value judgements of conservation

ethics and those of conventional positions which discount the (nonimmediate) future.
Secondly, as we have already seen through examples, there are
practical differences between an environmental ethic and conventional

instrumental views which dr take account of the interests of past,

present and future humans, differences which emerge sharply at the
It is, however, unnecessary to

hypothetical (possible world) level.

turn to possible world examples to see that normally there would be very
great differences in the practical valuations and behaviour of those who

believe that natural items can have value and create obligations not
reducible (in any way) to human interests and those who do not, as the
following further examples show.

We need only consider the operation of irtersioraZ- corcepfs

Example 1.

Mif/zizz

uctz^^Z- zjerZ-d, for example, the concept of duwupe to a natural

item, and the associated notion of campezzsaffrr for that damage.

C. Stone, for instance, in S/za^Zd Trees #are Sfardirp?
Tdp^fs /dr /Vaf^raZ. dhj^efs

Thus

Tabards L^pcZ

(Avon Books, New York, 1975) notes the

practical legal differences between taking the damage to a polluted river

as affecting its intrinsic value, and taking it as just affecting human
river users.

In the one case one will see adequate compensation as

restoring the original state of the river (rectifying the wrong to the

river) and in the other as compensating those present (or future) humans
who will suffer from its pollution.

As Stone points out, the sum

34

�adequate to compensate the latter may well be much less than that
required to restore the river to its unpolluted state, thus making it
economic, and in terms of the human chauvinist theory, fair and reason­

able, to compensate those damaged and continue pollution of the river.
In the first case, of course, adequate compensation or restoration for

the harm done would have to consist in restoring the river to its
unpolluted condition and will not just be paid to the people affected.

Compare here Stone's example of compensation for injury to a Greek slave;

in the instrumentalist case this will involve compensating the slave's
owner for the loss of his slave's working time;

in the other, where the

slave is regarded as not merely an instrument for his owner, it will

compensate the sZaue not the ozjyzer, for this compensation will also take
account of the pain and suffering of the slave, even where this has not
affected his working ability.

There is a difference not only in the

amount of compensation, but to zj/zow it is directed.

In the case of a

natural item damage may be compensated by payment to a trust set up to

protect and restore it.
The believer in intrinsic values may avoid making unnecessary
and excessive noise in the forest, out of respect for the forest and its

Example 2.

nonhuman inhabitants.

She will do this even when it is certain that

there is no other human around to know the difference.

For one to whom

the forest and its inhabitants are merely another conventional utility,
however, there will be no such constraint.

He may avoid unnecessary noise

if he thinks it will disturb other humans, but if he is certain none are

about to hear him he will feel at liberty to make as much and as loud a
noise as he chooses, and this will affect his behaviour.

Examples like

this cannot be dealt with by the introduction of future humans, since

they will be unable to hear the noise in question.

To claim that the

making of noise in such circumstances is a matter of no importance, and
therefore there is no important difference in behaviour, is of course to

assess the matter through human chauvinist eyes.
question-begging.

From the intrinsic viewpoint it

So such a claim is

make a

difference, and be reflected in practical behavioural difference.
Example 3.

Consider an aboriginal tribe which holds a particular place

to be sacred, and where this sanctity and intrinsic valuableness and

beauty is celebrated by a number of beautiful cave paintings.

A typically

"progressive" instrumentalist Western view would hold the cave (and

perhaps place) to be worth preservation because of its value to the

aboriginal people, and because of the artistic merit of the human arti­
facts, the cave paintings the cave contained.

35

To the "enlightened"

�Westerner, if the tribe should cease to exist, and the paintings be

destroyed, it would be permissible to destroy the place if this should
be in what is judged to be the best interests of human kind, e.g. to get

at the uranium underneath.
To the aboriginal the human artifacts, the
cave paintings would be irrelevant, a celebration of the value of the
place, but certainly not a surrogate for it, and the obligation to the
place would not die because the tribe disappeared or declined.

Similarly

no ordinary sum of money would be able to compensate for the loss of

such a place, in the way that it might for something conceived of as a
utility or convenience, as having value only because of the benefits it
confers on the "users" of it.
There is an enormous /gZt or

difference between feeling that

a place should be valued or respected for itself, for its perceived

beauty and character, and feeling that it should not be defaced because
it is valued by one's fellow humans, and provides pleasurable sensations
or money or convenience for them.
Compare too the differences between
feeling that a yellow robin, say, is a fellow creature in many ways akin

to oneself, and feeling that it is a nice little yellow and grey, basically
clockwork, aesthetic object.
These differences in emotional presentation
are accompanied by or expressed by an enormous range of behavioural
differences, of which the examples given represent only a very small
The sort of behaviour uurrarzteti by each viewpoint and thought
by it, the concept of what one is free to do, for example, will
normally be very different. It is certainly no coincidence that cultures
sample.

holding to the intrinsic view have normally been far less destructive of

nature than the dominant Western human chauvinist culture.
In summary, the claim that there is no reaZ practical difference,
that the intrinsic value viewpoint is empty verbalisation, does not stand

up to examination.
The capacity - no doubt exaggerated, but nonetheless far from

negligible - of Western industrial societies to solve their ecological
problems (at least to their own pathetically low standards) within a
chauvinistic framework, does considerably complicate, and obstruct, an

alternative more practical argument to the need for a new ethic, t/ze

arpMwezzt yrcm

problems,

that in no other way ...

[than] prepared[ness] to accept a

"new ethic", as distinct even from adding one or two new moral
principles to an accepted common ... can modern industrial
35
societies solve their ecological problems.
On next page.

36

�Not only does the argument encounter various objections - most obviously
that many of the problems can be solved, if not within Western ethics, in
immediate extensions of them - but the case suggested would hardly be a

satisfactory basis for the type of ethic sought.

It is not so much that

it would be a chauvinistic way of arriving at a supposedly nonchauvinistic
ethic, for bad procedures can lead to good results;

rather it is that

important ecological problems, shaping environmental ethics, such as

preservation of substantial tracts of wilderness and just treatment of

animals, tend to be written off in industrial societies as not serious
problems.

But even if the argument suggested has too narrow a problem

base, and so may yield too limited a change in attitudes as compared with
the main theoretical argument, the argument merits fuller formulation and

further investigation.

The argument to need for ethical revision is as

follows:
(1)

A satisfactory solution to environmental problems (of modern
industrial societies) implies (the adoption of) an alternative

(2)

environmental ethic.
A satisfactory solution to environmental problems is needed.
Therefore, an alternative environmental ethic is needed.

The argument is valid, given, what seems correct, that pimplies q implies

that p is needed implies that q is needed.

The second premiss is or can

be made analytic, on the sense of 'satisfactory'
'satisfactory' imply 'needed');

(e.g. by having

so the case is complete if the first

premiss can be established (in the same sense of 'satisfactory'), and the

conclusion is then plausible to at least the extent the premiss is.
Al37
though the first premiss, or something like it, is widely endorsed,
cogent
3 5 Passmore (c) op. cit., p.438.

According to Passmore (p.431),

By common consent, there are four major
pollution, the exhaustion of resources,
species, and overpopulation ...
To solve such problems involves finding
types of human conduct or of preventing
having its present consequences.

ecological problems:
the destruction of

a way either of altering
that human conduct from

In what follows the assumption that 'there are four major ecological
problems' gets rejected.
36 Here and elsewhere, 'environmental'
less interchangeably.

and 'ecological' are used more or

37 Even Passmore, though previously (e.g. in (a)) highly critical of
proposals for new ethics, gives qualified endorsement to an assumption
of this sort ((c), p.441).
... I do not doubt, all the same, that our attitudes to nature
stand badly in need of revision and that, as they stand, they form
a major obstacle to the solution of ecological problems.

37

�arguments for it are few and it is no simple matter rendering the
premiss plausible.

Moreover rendering it plausible involves a substant­

ial detour through social theory;

for the case for the premiss proceeds

along these sorts of lines:
(3)

Unless there are (certain) major changes in socio-economic structure,
environmental problems will not be satisfactorily solved.

(4)

The major changes in socio-economic structure involve

an alternative

ethic.

A much stronger thesis than (3) has been argued for using systems analysis,

namely that without very extensive socio-economic changes, modern
industrial society will collapse;

but several of the assumptions made

in the analysis are doubtful or disputed.
independently of that stronger thesis;

But (3) has been argued

for example, it will follow from

the thesis (of Falk, Commoner and others)

'that the modern industrial
ethic as we have known it is not sustainable on ecological grounds'. 39
In a sense,

(3) is obvious;

for it is present socio-economic arrangements

that have produced many of the present serious environmental problems;

without major changes in those arrangements most of the problems will

persist or, more likely, intensify.

What is not immediately evident is

that the major changes called for, in satisfying (3), suffice for (4).

However reflection on the specific 'types of changes required - for example
at a superficial level, human population limitation, reduction of poll­

ution, more sensible resource usage, selective economic growth - reveals
that significant changes in value, and also in what is considered
permissible, are bound to be involved in the changes.

plausible, and

therewith the intended conclusion.

So (4) is decidedly

But the argument

leaves the detailed character of the needed alternative ethic rather

obscure;

and it may well be that the ethic so yielded is somewhat

chauvinistic in character.

The more practical argument cannot entirely

supplant the main theoretical argument.
In sum, there are good and pressing reasons to investigate the

alternatives to chauvinistic ethics, especially human chauvinism, because

such chauvinistic ethics are discriminatory, because the case for them
38
39

See, in particular, D. Meadows and others, T/ze Limits fa GrgzjfZz,
Potomac Associates, Washington, D.C., 1972.

R.A. Falk, 'Anarchism and world order', FVozncs IX, 1978, p.66.
Falk
refers for the case to B.Commoner, TTze CZrsizzy Circle, Knopf, New York,
1971;
R.A. Falk,
PZuzzef, Random House, New York. 1971;
E. Goldsmith and others
/or SMrrfzJuZ, Houghton and Miflin,
Boston, 1972, and Meadows of uZ-., op. cit.

38

�does not stand up to examination, and because they have been involved in
the destruction of much of value and now threaten the viability of much

that is valuable.
§4 . ENVIRONMENTAL ALTERNATIVES :

NARROWING THE CHOICE AMONG ENVIRONMENTAL ETHIC

The basic-and basically mistaken-doctrine of the Western super-ethic

is, as we have seen, that people, humans of whatever shape or form, are
the fundamental carriers or objects of value and that all other items are

valuable only in an instrumental or derivative way.

It is important, in­

deed mandatory in a genuine environmental ethic, to reject this view and
allow natural items to have a value in their own right, iz? t/ze same /as/ziazz

as CzzaZzza^Ze? peapZe, both for the reasons outlined above, of the theoret­
ical unsatisfactoriness and arbitrariness of the traditional view, and for
more practical reasons, namely, to help ensure the ecological sustain­

ability of modern society, and in optimising human welfare.
It has often
been pointed out that 'a totally humanised world would diminish us as
40
human beings',
that the traditional view of humans, or classes of humans,

as dominant, and of natural items as without value except where they serve
human or class interests-a view that often carries contempt for nature leads not only to the destruction of much that is of value but (paradoxic­
ally) to counterproductive results even with respect to human welfare.

Thus McHarg (in attractively coloured rhetoric):-

Show me a man-oriented society inwhich it is believed that reality
exists only because man can perceive it, that the cosmos is a struct­
ure erected to support man on its pinnacle, that man exclusively is

divine and given dominion over all things, indeed that God is made in
the image of man, and I will predict the nature of its cities and
their landscape.

I need not look far for we have seen them-the hot­

dog stands, the neon shill, the ticky-tacky houses, dysgenic city and

mined landscapes.

centric man;

This is the image of the anthropomorphic, anthropo­

he seeks not unity with nature but conquest (op. cit.).

The rejection of this view and its replacement by a view in which

natural items can be regarded as of value and as worthy of our respect for

themselves and not merely for what we can get out of them or what use we
40 See e.g. the discussion at pp.116-17 of (a) J. Rodman, 'The Liberation
of nature', IzzgMfrz/, 20 (1977) 83-145. All subsequent references to
Rodman's work without further indication are to this article.
Note well that the rejection of human chauvinism does z?ot imply that no
chauvinistic arguments - or rather, arguments that are usually stated
in chauvinistic form - carry weight. On the contrary, some chauvinistic
arguments (e.g. those supporting wilderness retention and species
preservation) carry considerable weight; and, since the prevailing
industrial ethics remain chauvinistic, environmentalists would be rash
not to use them.

39

�can make of them, is becoming increasingly widespread in parts of the

environmental movement.

It is this primarily that makes for an important

ideological split in the conservation movement, between what Naess (op.

cit.) called

and Teep ecology, between those who see conservation

as just a matter of wiser, better-controlled topper-term exploitation of
the environment - something which is compatible with denying value to
42
...
everything except man ' and those who see it at least in part as involving

a recognition of value for natural items independent of man, and hence as
involving (at least to some extent) a Ttf^erept uttitp(7e to Mature.

The

first view, the long-term or erttpbteped e^ptoitatior view, which is
closely tied to prevailing more enlightened economic assumptions, tends to
make heavy use of the watershed term 'resource';

the problem of conserv­

ation is seen as one of 'zjfse pse of resources', a resource being something
of use to humans or persons.

On this view, which does not get beyond the

confines of human chauvinism, and so is no direction for a satisfactory
environmental ethic to take, items which have no perceivable use to man,

i.e. non-resources, can be destroyed without loss;

and the environmental

problem is viewed as largely one of making people aware of the extent to
which natural items and processes have frstr^meptut value, i.e. of how

far we are dependent on them and they are of pse to us.

There is no

recognition either that some items might be valuable precisely because

they are independent of man.
Resource Conservation, or the shallow position, is the first of the
42
four ideal types that Rodman
discerns in his investigation of the
contemporary environmental movement.

The deeper ecological position gets

split under Rodman's division into three ideological positions - though
Rodman prefers to put the matter in symbolic or experiential terms, in

terms of forms of consciousness - namely Wilderness Preservation, Nature
Moralism, and Ecological Resistance.

Though the positions discerned are

neither characterised in an exclusive fashion, nor exhaustive of ecological
positions, and though we shall have to look beyond all the positions for a

satisfactory environmental ethic, nonetheless they afford an excellent
perspective on the main types of alternative positions that have been
adopted by those within environmental movements.

It is not uncommon to encounter attempts to write the shallow position
into the very meaning or definition of copseraotiop, e.g. 'conservation
is the use of resources to the greatest advantage of man', 4 Sprrep of
/Ipstrotfap Forestry and tVood-Fused Ipd^strfes.
Part PT. Prodpcttop
Forestry Peretopmept PZup.
Draft (31 October, 1974), p.ll - a
blatantly chauvinistic account.
On next page.

40

�According to (Wilderness) Preservation, which focusses on
wilderness, wilderness is to be preserved for the wilderness experience,

wilderness offers a natural cathedral,

a sacred place where human beings can transcend the limitations
of everyday experience and become renewed through contact with
the power of creation ((b), p.49).
The values discerned in wilderness and natural landscape are primarily

aesthetic and quasi-religious, or mystical,

'the experience of the holy

is esthetically mediated'; what is valuable remains human experiences.

Thus the Wilderness Preservation position does not move outside the
sphere of human chauvinism, and can no more than Resource Conservation
offer a frame for an environmental ethic.
conclusion:

Rodman reaches a similar

Resource Conservation and Wilderness Preservation appear

variations on the theme of wise use, the former oriented to the
[efficient] production of commodities for human consumption, the

latter to providing human amenities ((b), p.50).
For this reason, the Wilderness Preservation position fails even on the

score of justifying the preservation of wilderness - on the very task it

was designed to accomplish - in a range of circumstances.

Like other

See especially (b) J. Rodman, 'Theory and practice in the environmental
movement: notes towards an ecology of experience', in
Search /or
i?? a
^orZ-d^ International Cultural Foundation,
New York, 1978, pp.45-56. Some of the types are portrayed in greater
detail in other Rodman papers.
The remainder of this largely new section on environmental ethical
alternatives is heavily indebted, in ways the references mostly make
plain, to Rodman's work. His work covers a vast range of interlinked
topics; only those of immediate relevance have been touched upon.
But there is very much in the remainder that repays careful reading,
and TnMc/z to think about and to question or reject, reaching perhaps
its lowest point in the paradoxical themes:

Just as our statements about other people tend also to be
concealed statements about ourselves, so statements about non­
human nature tend to be concealed statements about the human
condition, and movements to liberate nonhuman nature tend also
to be movements to liberate the repressed potentials of human
nature (p.105).

In part because these themes and the related myth of microcosm are
taken seriously, and not for the evident falsehoods they are, in part
because the ethical adequacy of the human/nonhuman distinction is
never seriously questioned (e.g. it is taken for granted, what is not
the case, that rights apply to humans and are problematic beyond them),
and in part because of the characteristically chauvinistic emphasis on
human experience and the endeavour to bring everything within that
experiential purvue, and the associated weight assigned to human
symbolic, mythic and ritual activities, one is left with the feeling,
at the end of all the investigations one can profitably follow Rodman
through, that one has not got beyond the confines of human chauvinism.

41

�instrumentalist accounts of wilderness value, it breaks down entirely
With examples like the Last Man, assuming that Mr. Last Man is never

turned on by natural spendour.

More alarmingly, under readily conceivable

developments, it would allow the elimination of wilderness entirely.

For

consider the Wilderness Experience Machine, a low-impact low-tech
philosophical machine, recently patented by I.M. Diabolic, which can

duplicate entirely, even for groups of people, wilderness experiences,
but in a downtown room.

As far as the psychological experience goes, this

machine can provide a complete substitute for any actual wilderness, and
were the value of wilderness to reside in the experience it afforded,

could entirely replace it and eliminate the alleged need for it.
Most environmentalists would be (rightly) dissatisfied with, not to
say appalled by, the idea that Wilderness Experience Machines could sub­

stitute for wildernesses, since they provided the same experiences.

what else they wanted, the answer would of course be:

Asked

Wildernesses, not

merely wilderness experiences.

Wildernesses are valuable in their own
right, over and above the experiences they can afford. 4 3 Really, that is,

they consider wildernesses intrinsically valuable, but have been pushed

by the prevailing ethical ethics into stating, and misrepresenting, their
position in experiential terms.

There is some independent evidence that

the Wilderness Preservation position is frequently a disguised intrinsic

value position, in the attitude taken to examples like the Last Man case,
that purely hypothetical experiencers (who may vanish into counterfactuals)

are good enough, and that in some real-life cases it is enough that

wilderness is there to be contemplated, whether or not anyone actually
takes advantage of its presence to gain experiences, or indeed whether or

not it is in fact contemplated.

Such examples remove the disguise and

reveal the position as at bottom an intrinsic value position.

In that

event it is however better to avoid the disguise; for the case for wilder­
ness preservation which starts from the position that some wilderness

tracts have intrinsic as well as merely instrumental value is substantially
stronger than any position which assigns them merely instrumental value.
Wilderness lovers and nature conservationists have in fact worked out
- or concocted - a set of arguments to show why wildernesses and nature

conservation are of benefit to humans, to argue for their instrumental
The concept of
too can vary with the operative ideology,
e.g. on certain views, such as Wilderness Preservation, wilderness
comprises areas that are
(or provide the opportunity for use), e.g.
used for experiential enrichment. By contrast, on a genuine Environ­
mental Resistance view, wilderness is a wild area, use of which is not
implied:
it may never be used, and it may not matter that it affords
no opportunity for (human) use.
(Under popular high redefinition of
'wilderness', there are of course no wildernesses remaining on the
earth, and wilderness vanishes as soon as humanly experienced.)

42

�value.

For example, there are various arguments from the scientific

value, or usefulness, of wilderness, e.g. for the study of natural eco­

systems, for the investigation of plant history and evolution, as a
repository of genetic diversity, etc.

These arguments, which (like

parallel arguments for species preservation) are not to be
especially as regards persuasive force, can be put in nonchauvinistic

form;

for science and knowledge are not linked essentially with, for

example, the feature of being human.

Often however - e.g. where the

wilderness defended has, so far as it is known, little that is very

special to offer - such arguments appear to be merely a conventional front
for the real (or deeper) reasons - and in seme instances, correspondingly
weak and unpersuasive (as Fraser Darling has remarked, and Passmore has
tried to show in (a)) - the real reasons being based on the perception of

nonuseful properties of value.

This is particularly marked in the case

of arguments for preserving the most complex and beautiful of the world's

plant communities, tropical rainforest.

Such arguments as that various

uninvestigated rainforest trees may at some time be found to contain
useful drugs, by no means exhaust the true value of the rainforest.

For it

is in the intrinsic, i.e. noninstrumental, value of the rainforest that

the main reason for not unduly interfering with it, e.g. not interfering
in ways that threaten its stability or viability, lies.

In particular,

destruction of a wilderness, such as a rainforest, would significantly

diminish intrinsic value, and so should (in general) be resisted.
Environmentalists who are aware of these sorts of problems and
dangers with resource use approaches to wilderness preservation sometimes

attempt to formulate their alternative view in terms of one of the lesser
traditions, most popularly in terms of the

image, in

which man is seen as the steward of the earth - an analogy which, as
Passmore points out (in (a)), is problematic outside a religious context.

For who is man steward to?

If not to God, then how is the analogy to be

unpacked, and what conditions must "stewardship" conform to?

If "good

stewardship" is management in the interests of humans, or humanity, then

the position does not go beyond Resource Conservation;
if it is manage4
4
ment to serve intrinsic values, or God,
then good stewardship is but a
cover for the recognition of intrinsic values, which are better introduced

directly.
Thus admitting values which are not instrumental, which do not
answer back in some way to states or conditions of humans is a feature of

all satisfactory deeper ecological alternatives.

In order to allow for

such intrinsic values and/or associated attitudes of respect, e.g. for
On some interpretations;
chauvinism.

on others theism may serve to reinforce human
43

�nature and various

natural things, it is however unnecessary to adopt a

religious backdrop such as the "Good Stewardship" image suggests, or even

a semi-religious framework such as a mystical or superstitious one with
taboos and sacred places as symbolic and ritual elements.

A theory of

intrinsic value which assigns intrinsic value to wilderness and species

of free animals, for good reasons, can be entirely naturalistic (in a
main sense of that much-abused term).
The third, somewhat amorphous, cluster of positions Rodman describes,

noninstrumental,
value to natural items, such as - on some versions of the position wilderness.
Nature Moralisms, do just that, assign intrinsic, f/zat

[An] alternative perspective ...

[to] the theme of wise use 4 5 ...

is provided by the tradition growing out of the humane movement,

recently radicalised by animal liberationists, and sometimes

generalised to embrace non-animal beings as well.

In contrast

to the economic ethos of Resource Conservation and the religious/
esthetic character of Wilderness Preservation, this perspective is
strikingly moral in style.

Its notion of human virtue is not

prudence or reverence, but justice.

In contrast to the caste­

bound universe of the Resource Conservationist, the Natural
Moralist affirms the democratic principle that all natural entities

(or, more narrowly, all forms of life) have intrinsic value, and
that wild animals, plants, rivers, and whole ecosystems have a

right to exist, flourish and reproduce - or at least that human
beings have no right to exploit or unnecessarily harm or destroy

other members of the biotic community.

In contrast to the aristo­

cratic universe of Wilderness Preservation, where some places (and

some forms of recreation) are holier than others and certain types
of natural entities ... are traditionally more worthy of being
saved than others ..., the world of the Nature Moralist is

characterised by an apparent egalitarianism ((b), p.50^ my
rearrangement).

Each of the sweep of environmental alternatives indicated can be seen as
an
of conventional Western ethics: intrinsic value is extended
uniformly to all animals or certain favoured features of all these, e.g.
their experience, happiness, avoidance of suffering, or is extended to all

living creatures or systems, or is extended to all natural items or even
to objects - it may or may
be distributed uniformly or equally;
Human use and human experience, it might be added.

44

�rather independently, rights may be ceded to all animals, or to some or
all living things, or to all things, or, alternatively and differently,

right-holders' rights with respect to some or other of these classes are

restricted;

and similarly other deontic notions, justice, obligation,

even perhaps duty, may extend to apply to larger classes of items than all
humans or persons.

The sweep, which is impressive, is intended to include both extended

utilitarianisms, e.g. Bentham's utilitarianism as revamped by Singer
according to which all sentient creatures are entitled to equal consider­
ation of interest, and extended (legal) rights doctrines, e.g. the

assignment of rights or legal standing to all natural objects as suggested
by, for instance, Stone.it also includes Darwin's ethic and Leopold's
"land ethic". 4 7 In order to capture some of the intended examples of
Nature Moralists, and all the Moral Extension positions, Rodman's

characterisation requires some adjustment - which will be taken for

granted in what follows.

For example, Singer and other animal liberation-

ists do not assign intrinsic value to all forms of life, or even to all
animals;

but (as Rodman is well aware) to all sentient creatures;

that

is, further classifications have to be taken into account.

The egalitarian, or uniformity, assumptions that serve in character­
ising Natural Moralism are mistaken.

Not all objects are of equal value;

some are more valuable then others, while some have little or no value
(and some have a negative value).

Impressive though the sweep of extensions is, all the positions
indicated should be rejected on one ground or another, and sometimes on

several grounds.

Against positions which do not extend the class of

objects of moral concern and candidates for value to include all objects,
variants of the counterexamples to the Western super-ethic can be
directed.

Consider, for instance, the positions (of usual animal liber-

ationists) which extend the moral boundaries just to include sentient

creatures (or e.g. preference-havers).

Adapt the Last Man and Last

People examples, the Wilderness example, etc., by removing all

(inessential) animals from the examples, e.g. the wilderness contains no
animals, in the Last People situation there are no other animals than the
46 p. singer,
*??;
E-ZEerafZc
/VeD
Random House, New York, 1975;

C. Stone, op. cit.

47 at least on a straightforward reading of Leopold's eventual position:
but not according to Rodman;
see his contrast of Leopold with Stone,
p.110.
Darwin's ethic, which anticipates Leopold's, is presented in
C. Darwin,
Second edition, J. Murray, London, 1883.

48 On next page.
45

�last people themselves. Then the counterexamples apply as before
against the liberation positions.
It is unnecessary to go quite so far afield to fault such positions,
at least in practice:
facts of experience:

as.Rodman might put it, they are countered by the

... I need only to stand in the midst of a clear-cut forest, a

strip-mined hillside, a defoliated jungle, or a dammed canyon
to feel uneasy with assumptions that could yield the conclusion

that no human action can make any difference to the welfare of
anything but sentient animals (p.89).
But an advantage of the counterexamples is that the same examples, among
many others (e.g. situations devoid of sentient creatures, situations
where the message of experience conflicts with justice or fairness),
reveals the erroneousness of the well-sponsored thesis, a simple analogue
of empiricism, that all value 49 derives from experience (of experiential,

or sentient, objects). A corollary is that value is not to be assessed
either, in any simple way, in terms of the facts of experience.
Insofar as Nature Moralism relies upon simple extensions of
utilitarianisms, or of subjectivisms, to include a larger class of
subjects,

(a larger base class), such as all present sentient creatures,

or all preference-havers at any one
time,
*

etc., it is open not merely to

adaptations of the argument against chauvinism (animal chauvinism is not
that much more satisfactory than human chauvinism), but most of the
Nor, on Moral Extensions, need all objects that have rights have equal
rights.
Rights may not be very democratically distributed. Some things
have rights, e.g. as a result of agreements, of a sort others do not
hold or are not capable of holding. Even rights to exist, to flourish
and to reproduce (each case is different) are in much doubt where there
is scarcity or conflict and where some right holders are taken to be
worth much more than others.
Nor are such leading examplars of Natural
Moralism as Singer and Stone, though they are concerned to extend
principles of justice, committed to equality of rights assumptions.
Stone explicitly rejects equal distribution of rights; but the
principle that all natural objects are equal in having rights, which
really says no more than that they all have rights, is at best a very
weak egalitarian principle.
Singer offers (and presumably would offer)
no equality of rights principle, rejects an equality of treatment
principle, and proposes as a principle of equality a (near vacuous)
principle of equal consideration of interests.

Not, this time, knowledge. But amusingly "value empiricism" collapses
into empiricism proper given the Socratic identification: Value
(generalising Virtue) is knowledge.
The only natural stopping point under value empiricism is, of course,
with all creatures that have (or could have) the relevant experiences:
again not with humans.

46

�standard

objections to utilitarians,

subjectivisms,

etc.

Many

versions of Nature Moralism may than be defeated on rather conventional
grounds.
There emerges, further, a dilemma for extensions.

Either the crucial

notions of right and intrinsic value are extended to all sentient

creatures (experience-havers), in which case the objections just lodged
apply, or they are extended more sweepingly, e.g. to all natural objects.
But the latter involves attributing to such items attributes they do not

have, most obviously rights to such objects as stones;

it also violates

the conditions that have to be met for the holding of rights and for the
entitlement of rights.

Thus, for example, Stone considers underpinning

his extension of rights, beyond sentient creatures in the ordinary sense -

or of legal rights beyond recognised "legal persons" - by a postulate of
50
universal sentience or consciousness;
in short, by an unacceptable

metaphysics, or myth.
There are several further objections which work against many versions

of Natural Moralism to which Rodman draws attention:
(1)

Moral Extensions are 'inadequate to articulate the intention that

sustains the [environmental] movement'

wilderness preservation movements.

(p.88), specifically wilderness and

It takes but little argument to show

that utilitarian ethics, such as Singer's, so far from assisting the
environmental movement, can (if adopted) reinforce the case
wilderness and preservation of wild species.

But an extension like

Stone's extension of legal rights can help, and has helped, at least in
the courts where its meta-physical underpining is unlikely to be glimpsed.
The basic point is however that the rights talk does not connect with, and is
insensitive to, the experiential basis.

Mere extensions of moral notions

such as interest or right or justice are insufficient to treat and do just­

ice to the multi-dimensional depth of environmental issues, such as the

damming of a river (p.115). Part of the reason is said to be that the usual
moral aparatus, which was evolved in the case of certain person-to-person
See Rodman's discussion, pp.92-3. But Rodman overstates his case in
claiming that 'some such postulate as universal consciousness is there­
fore necessary if the notion of rights for trees is not to seem a
rootless fancy'. For, as explained below, extended rights can be
defined by a rather "natural extension" of the familiar notion of right,
without any such postulate;
and grounds of entitlement can be traced
back to value of the items.
Certainly extended rights sever what linkage there may have been between
rights and liabilities, but with the modern separations of rights from
responsibilities that linkage was already damaged or broken.

47

�relations, is inadequate for getting to grips with a new dimension of

moral experience, that concerned with environment, and inadequate to
reflect ecological sensibility.

Rodman tries to press, however, a much

stronger, and rather more dubious, theme, the SsZZ-onf thesis:

By adapting the moral/legal theory of 'rights',

[the movement] may

sell its soul, its roots in mythic and ritual experience, to get

easier judicial standing (p.88);
and more savagely,
the progressive extension

model

of ethics, while holding out the

promise of transcending the homocentric perspective of modern
culture, subtly fulfills and legitimates the basic project of
modernity - the total conquest of nature by man (p.97, also
p.119).

While neither of these large claims is strictly true - soul-selling is
simply avoided through adoption of the notion of extended-right, which
can yield a conservative extension of the original position;

and even

utilitarians may be committed to blocking projects which threaten free

animals - each has a substantial point.

Part of the point behind the

latter claim is worth developing separately:(2)

Moral Extensions typically cast natural objects, notably animals, in

the role of inferior humans,

'legal incompetents', imbeciles, human

vegetables, and the like.
They

are ... degraded by our failure to respect them for having

their own existence, their own character and potentialities,
their own forms of excellence, their own integrity,

a degradation usually reflected in our reduction of 'them to the status of

instruments for our own ends', and not removed 'by "giving" them rights, by
assigning them to the status of inferior human beings'

(p.94).

Many of us know where the treatment of natural objects as mere means

The mistaken treatment of them

for human ends tends to lead and has led.

as inferior humans, a treatment which fails to see and 'respect the

otherness of nonhuman forms of life', leads in the same direction.

For

given that animals, for example, are inferior, it is legitimate to treat

them also as inferior;

a greater value principle, which moral extensions

typically endorse, yields a similar result.

The needs of increasing

populations of superior humans will eventually outweigh, if they do not

do so already, the cases of inferior inhabitants of this finite earth for
the retention of their natural habitats.

48

For their rights and their

�In the larger perspective, the Moral

values will be less than "ours".

Extensions, with their built-in greater value assumptions, do legitimate
the conquest of nature by humans.

Thus too they fail seriously, on what

will soon enough be quite practical grounds, as satisfactory environmental
ethics.
(3)

The extensions, like the parent ethics which they extend, are

narrowly individualistic, and insufficiently holistic. This is particularly

conspicuous in the case of utilitarianisms, which in principle arrive at
all assessments by some sort of calculations, e.g. summations and perhaps
averaging, from an initially given unit conforming to requisite equality
conditions, e.g. equal consideration, equal units of suffering.

In

practice of course the method is, almost invariably, to pretend that the
calculations will yield results which agree with alternatively and
previously arrived at, usually intuitive, often prejudiced, evaluations;

that is, in practice the method is not applied except in a handwaving
back-up fashion.

The method is not applied in part because there are

serious, well enough known, problems in applying it.

The individualistic

bias carried over in other moral extensions, e.g. any experiential theory,
likewise limits their satisfactoriness. It is to understate the matter to
say merely that 'the moral atomism that focuses on individual animals and

their subjective experiences does not seem well adapted to coping with
ecological systems'

(p.89),

'to explore the notion of shared habitat and

the notion that an organism's relationship to its natural environment may

be an important part of the organism's character'

((b), p.52).

A moral atomism that focuses on individuals, discounting their
interrelations, is bound to result in ecological complexes that
matter
(such as ecosystems, wilderness, and species) getting seriously

short-changed.

To illustrate:-

Under atomism, the value of a complex, or

the rights of a complex, amount to no more than those of its individual

members;

but since these are, in isolation from the complex, no more

valuable than other things of their order, e.g. one gentian than another,

a bush rat from a Norwegian rat, there no special merit in a complex, or
rights attaching to it, in virtue of its rareity or uniqueness or special
features as a complex.
Thus, for instance, a utilitarianism under which
only individual animals count assigns, and can assign, no special value to
species, and can (as remarked) be used to argue against preservation of

species:

Since all animals are equal - or at least all animals of the

same genus are more or less equal - one can substitute for another.

Fora

rare species of rat to die out painlessly cannot matter while there are

plenty of other rats.

A rights theory is in similar difficulties so long
49

�as rights are assigned only to individuals, taken in isolation from their

environmental setting (i.e. only to the usual separable individuals of
philosophical theory).

These problems may be avoided, in part, by assign­

ing rights to complexes

(given the notion of rights will take that much

further stretching;

which it will not if right holders are assumed to be

conscious or to be preference-havers), and by attributing independent

value to complexes.

But, since the value of a whole is sometimes more

than the sum of the separable values of its individual members, this move

involves the rejection of usual atomism, utilitarianisms in particular.
The objection against the narrow individualism of the extensions - a

defect they share with standard ethics which do not admit of ready
extension, such as contract theories - soon broadens into an objection

that these extensions are built on an inadequate metaphysics, a metaphysics
of rather isolated individuals who (or which) are seriously depauperate in

An ethics presupposes a metaphysics at

their relations with other objects.

least through its choice of base class:

thus for example, usual homocen-

tric formulations of utilitarianisms and contract theories suppose a base

class of narrowly self-interested humans.

The remedy is not (as Rodman

suggests in various places in his elaboration of Ecological Resistance)

to move to holism:

to do so would be to accept the other half of a false

dichotomy mainstream philosophical thought engenders (cf. Routley (g), this

volume).

It is rather to move to a metaphysics that is built on a concept­

ion of objects (which may or may not be individuals) which are rich in

their interrelations and connections.
In summary, the moral extensions are the wrong direction in which to

seek a satisfactory environmental ethic.

But the failure of Nature

Moralism does not mean, as Rodman tends to assume, that all positions
that are moral in style are thereby ruled out. 51 For one thing, Nature
Moralism, as characterised (or generalised), is far from exhaustive of

the range of prima facie viable moral positions.

More satisfactory

positions will simply avoid the damaging assumptions of Nature Moralism
(and likewise those of inadequate ethical positions, such as contract
theories or naturalism, and those linking morality to legality;
For another, if the quest is for an

ruled out.

cf. p.103).

moral notions can hardly be

Even if it is assumed that the call for a 'new ethic' is 'to

guide the human/nature relationship (p.95) - a somewhat unfortunate way
of putting it - whereas what matters is the human/nature relationship

itself, and that in coping with that relation fixation on morality or
51

His thesis of the 'limitation of the moral/legal stage of unconscious­
ness' is investigated in more detail in what follows.
50

�legality is a serious handicap, and may contribute to the problem of the

relationship rather than helping solve it (pp.103-4);

still part of the

problem is that of indicating entitlements of agents with respect to their

environment, what sort of exploitation, if any, is permissible, what the

limits on conventional morality are, and discovering 'a larger normative
order within which we and our species-specific moral and legal systems

(p.97).

have a niche'

Nor, in outlining Ecological Resistance, does

Rodman shrink from using - he could not avoid the effect of - axiological

terms such as 'good' and deontic terms such as 'should';

he does not

doubt, for example, that some of what is natural that is threatened is
valuable and that threats to it should be resisted; and he admits that
'prudence, justice, and reverence may be essential parts of a[n ecologic­
ally] good life'.
Ecological Resistance, which is said to be the alternative 'most
faithful to the integrity of experience', exhibits indeed the negativity

of resistance.

The position is founded on action, resistance, and theory

only emerges retrospectively (if perhaps at all).

Its (insufficiently
qualified) central principle is 'that diversity is natural, good and
threatened by the forces of monoculture'.

The struggle between these

forces, diversity and monoculture - between (ecological) good and evil -

occurs in several different spheres of experience, i.e. at various levels,
which reflect one another. Resistance is not undertaken for self-interest
or utilitarian reasons, or for moral reasons, or for religious or mystical
reasons (such as preventing profanation), but
because the threat to the [natural object or system]

... is perceived

aZso as a threat to the self, or rather to the principle of diversity
and spontaneity that is the endangered side of the basic balance that
defines and sustains the very nature of things ((b), p.54).
The disjunction, 'or', separates however two rather different (though combin­

able) reasons-cum-motives for resistance.

The second disjunct yields the

following reasons for resistance (which are linked by a metaphysical
assumption connecting diversity and spontaneity with the nature of things):

(i) The threat to the natural item is a threat to the principle of
diversity and spontaneity.

So, by the central principle, it is a threat

to what is good, etc.
(ii) The threat to the natural object 'is a threat to the very nature
of things':

(as to how consider the example of the wild river threatened

by a dam, p.115).

So - by an unstated, but nonetheless implied and

assumed, principle, that the very nature of things is good (and natural) it is a threat to the forces of good.

51

�The first disjunct yields
form:

a

further,

different, argument;

in simplest

(iii) The threat to the natural object is a threat to oneself.

What

is a threat to oneself is bad and to be resisted, so what is a threat to
the natural object is bad and has to be resisted (since what is bad should,
in general, be resisted).
Although the arguments are valid, the underlying principles are
faulty;

for instance, the diversity (and spontaneity) principle because

it is too simple (and so too does not harmonize with the nature of things);
and the second principle, the intrinsic merit of the very nature of the
things, because not everything that is the case or is natural is meritor­
ious, e.g. genuinely natural disasters.

Rodman plans to avoid obstacles

to adopting nature as an absolute standard and, at the same time, to
bridge the gap the principle spans, by resort to a version of naturalism

which equates 'the "natural" with the "moral"'

(pp.96-7).

But for well-

known reasons which can be supported (e.g. those telling against objective

ethics of the sort such naturalism would yield), substantive evaluative
assumptions cannot be removed in this fashion;

though they can be

suppressed, they reappear as soon as connections between empirical

The
trouble, characteristic of reductionism, arises from the mistaken attempt
grounds and evaluative judgments based upon them are queried.

to collapse a grounding, or founding, relation to an identity, to close

the gap - which is not problematic but is widely thought to be problem­
atic - between value and empirical fact by a reduction of value to fact,

of the thesis that evaluative features are grounded on natural features
to the thesis that evaluative features are nothing but certain natural
52
features (e.g. to be good is just to have certain natural features).

52

Rodman interprets naturalistically the statement of Jonas's that he
quotes approvingly (p.95):
Only an ethic which is grounded in the breadth of being, not merely
in the singularity or oddness of man, can have significance in the
scheme of things ... an ethics no longer founded on divine authority
[or upon human arete], must be founded on a principle discoverable
in the nature of things ... .

He interprets it in terms of 'an ontologically-grounded moral order in
the "the phenomenon of life" or "the nature of things".'
In this way
can be avoided the reduction of 'the quest for an ethics ... to prattle
about "values" taken in abstraction from the "facts" of experience'.
But Jonas's statement can be construed nonnaturalistically, by taking
the founding or grounding relation seriously, as connecting, but not
reducing, values to empirical facts. So construed the statement does
help in delineating the sort of environmental ethics sought.

52

�Such reductions commit the naturalistic and prescriptive fallacies -

which can be avoided neither by thinking 'our way through or around them'

(p.97), nor by holistic assimilation of morality in a 'more encompassing
ethical life'

(p.103 and note 66).

But details of the fallacies need not

detain us, since we can consider immediately Rodman's important suggestion
53
for circumnavigating them (pp.103-4).
Under natural social conditions, such as are obtained in some

traditional societies and in some free animal societies (as ethological

studies reveal), but have been lost in modern societies, law and morality,
at least in their coercive aspects, would disappear, as they did in
William Morris's

/row

and somewhat as they would in a Kantian

community of fully autonomous beings.

In terms of modern physics,

morality and law are not invariants but vary under transformation of axes,
and in fact vanish or prove eliminable under a suitable transformations,

e.g. to a natural condition.

There is a similar natural condition for

morality and legality,

a condition in which the prohibitions now prescribed

54

by God,

Conscience and the State would have operated "naturally"

(i.e. from

inside the organism, as a matter of course), and patterns now stated
prescriptively could have been stated descriptively.

When the Way

is abandoned, then we get Humanity and Justice (Tac Te

#18)

(p.103).
Even if a change of social axes could place us back on the Way, or on the

way to the Way, morality is not really avoidable in our local frame where

we are far from the Way.
So ethical disputes over environmental matters
55
are also unavoidable; *
for those a satisfactory ethic is a desideratum,
and can help in bringing about a change of social axes.

Thus too, the

identity of the prescriptive with the descriptive, of "ought" with
(suitable)

"is", is a merely contingent (extensional) one and fails in

53 The suggestion helps explain not only Rodman's naturalism, but his
thesis of the limitation of morality and legality; it also introduces
the anarchistic social change view that suffuses much of the (very
uneven) later parts of (a): the view appears therein as the elabor­
ation of what is 'unthinkable'.
54 Given prevailing socio-economic conditions it should be rather:
that
would (ideally) be prescribed. Let us hope, for environmental reasons,
that the principles that are lived by in natural conditions bear not
too great a resemblance to those now prescribed.

55 Nor is there, in the local frame, much alternative but to resort to
legal strategies, where they can be applied (where standing is granted),
to delay "the war against nature".

53

�alternative situations;

hence, as always, there is no deduction of

"ought" from "is", since deducibility would require coincidence in the

alternative situations.

Nor would morality - as distinct from legality,

which requires some codification - strictly disappear under natural

conditions, though its coercive aspects would:
on the whole, as they ought to be.

things would simply be,

But while deontology would have a much

diminished role (as it does on the preferred environmental ethic),
axiology (the theory of value) would still have its place - some objects
(e.g. diverse landscapes) would be more valuable than others (monocultural

landscapes), some not valuable, etc.

(As things stand, of course,

axiology does have an important place in working out the theory of
Ecological Resistance, especially in assessing its central principle of

diversity.)
The upshot is that without much elaboration (like that indicated

below) of an axiological kind, which connects value through a grounding
relation, as distinct from an identity, with the run of things (but not

aZZ things) that are natural, reason (ii) for ecological resistance

fails.

Does reason (i), which is premissed on the central principle that

diversity is good and natural and threatened by monoculture, fare any

better?

While it is a matter of fact that that diversity is threatened,

indeed is being very rapidly reduced by the forces of monoculture, diver­
sity is not, as opponents of ecological values are wont to point out, an

entirely unqualified good.

Nor is diversity is always natural:

a

temperate rain forest can be "enriched" and rendered more diverse by

interplanting of exotics (a practice foresters have applied, e.g. in
New Zealand) but the result is not natural and sometimes at least bad.

Or, differently, ecological diversity can often be increased by increasing

edges between ecosystems, but the practice of increasing edges can easily

be unnatural and far from good, as, e.g. in rainforest logging with (say)

50% canopy retention.

So although a reduction of diversity is commonly

bad, since the reduction reduces the quality of an ecological whole, and

increase in diversity good, diversity can not be accepted as a solo
principle.
In fact, Rodman often couples diversity with other factors,
such as naturalness (inadmissible in determining, noncircularly,

what is

good and natural), richness, spontaneity and integrity, which help to

remove various of the counterexamples to a diversity principle. The
procedure points in the direction to be pursued: replacement of the oversimple principle of diversity by a principle combining all relevant

ecological factors.

After all ecological sensibility - ecological resist­

ance is assumed to be the position of the person of ecological sensibility requires sensitivity to all such ecological factors.

54

Once it is determined

�through consideration of a mix of ecological factors, that, or whether,
a natural object is good or valuable the reasons for resistance can be
restated:

(iv) Where a natural object is valuable - as c/fe?? natural objects

are, a natural object does not have to be very ecologically distinctive

to be valuable - the threat to the natural object is a threat to what is

But, other things being equal, threats to what is valuable

valuable.

should be resisted.

So, similarly, threats to natural objects should

often be resisted - and always (on whatever level) resisted where the
objects are valuable and the costs of resisting are not overridingly high

(to begin to spell out the ceteris

paribus

clause).

It remains to tie in reason (iii), a key premiss of which can now

take the initial form that the threat to a valuable natural object is a
threat to oneself.

A threat to what is valuable, to what one as a valuer

values,

is a threat to the valuer, to oneself, for these are one's values.

To make

some of those connections good again requires an excursion into

axiology, one, this time, that connects what is valuable with a valuer's

values.

But Rodman, in trying to connect the threats to natural objects

and to oneself, is forced further afield, and resorts to the myth of
microcosm:

'Ecological Resistance involves a ritual affirmation of the

Myth of Microcosm'

universe' (OED).

((b), p.5.4), i.e'. the view of man 'as epitome of the

While such an affirmation - without the ritual - would

yield the requisite connection, it is a classic piece of anthropocentric-

ism, quite hostile to a nonchauvinistic position, and, fortunately,
inessential to genuine ecological resistance.

What Rodman reaches for

from the myth (which could be restated in terms of

without its

classic homocentric bias) is however extremely important:
it is an
account of the
which is not a separate subject
isolated from its (natural) environment (as a Humean individual is),56 but
is connected intensionally and causally interrelated with that environment.

Rodman introduces this metaphysics in rather old-fashioned terms:
Ecological Resistance ... assumes a version of the theory of internal
relations:

the human personality discovers its structure through

interaction with the nonhuman order.

I am what I am at least partly

in my relation to my natural environment, and changes in that environ­

ment affect my own identity.

If I stand idly by and let it be

destroyed, a part of me is destroyed or seriously deranged ((b)

p. 54).

Not Man Apart, in the terms of Friends of the Earth.

55

�For among my interests are its interests, part of my welfare is its
57
welfare;
I am identified in part with it.
The metaphysics deepens,

A resister 'does not stand over against

then, the reasons for resistance.

"his environment" as manager, sight-seer, or do-gooder;
integral part of [it]'

he is an

((b), p.56).

But the environmental metaphysics, that underlies and helps support
the ethics, that is part of a fuller environmental theory, need not be,

and should not be if it is to be coherent, as (Hegelian and) holistic as

Rodman immediately goes on to suppose that it is:
... By making the principle of diversity central, Ecological
Resistance can incorporate the other three perspectives as moments
within the dialectic

of a larger whole. Economics, morality, and
an esthetic religiosity have niches in the ecology of our experience

of nature, and each has its limits (p.56 continued).
But a principle of diversity which opposes the forces of monoculture will

not yield

pluralism, unless illegitimately extrapolated to theories

where its merit is much less evident, especially when some of these

theories are not only mutually inconsistent but false.

Rodman risks the

distinctive features of Ecological Resistance for a dubious synthesis.
It is only true that the positions can be combined if the first three
positions are
limited indeed, and then a trivial combination with
each theory working where it works (which may be nowhere actual in the

case of the religious component) can be managed.

Moreover Ecological

Resistance properly developed, will lead to economic and ethical theories

which compete with the rather conventional, and environmentally defective
theories of, respectively, Resource Conservation and Natural Moralism.

Not only is Ecological Resistance severely handicapped by having
implausible holistic theses tacked in to it (not all of which have been
discussed);

further, Ecological Resistance is too negative.

A more

positive theory - which includes a theory of value and, ultimately, for a
fuller environmental position, a metaphysics - is required, not only for

orientation and to meet felt needs of environmentalists already noted,
but for more effective, coherent and systematic resistance.

It is but a short step to the 'fully ecological sensibility [which]
knows with Carl Sandburg that:'
There is an eagle in me ... and the eagle flies among the Rocky
Mountains of my dreams and fights among the Sierra crags of what
I want ... . And I got the eagle ... from the wilderness, (p.118)
The poem almost admits of neutral logical formalisation.

56

�trees, kill everything

f/xe Farf/z,

(ed. T.C. McLuhan,

Sphere Books, London, 1973, p.15).
The great care with which so many of the Indians utilized
every portion of the carcass of a hunted animal was an expression,

not of economic thrift, but of courtesy and respect

(D. Lee, in

Farf/z, p.15)-

What the respect position is based on is the fact that it is possible
to make use of something without treating it as something which is no more

than a means to one's ends.

That is, it is possible to make use of some­

thing in limited, constrained ways - with constraints which may

not

derive entirely from considerations of the welfare of other humans, as in
the case of the Indians' use of animals - without treating it as available
for any kind of use.

To so use something without treating it as available

for unlimited or unconstrained use for human ends is characteristic of

use.

In contrast non-respectful use treats the use of the item

as constrained by no considerations arising from the item itself and the
user's relationship to it, but as constrained only in a derivative way, by

considerations of the convenience, welfare and so forth of other humans.

The Western view, as the Indians realised, is the non-respect position,
that the world is available for unconstrained human use.

People who hold

respect positions, such as the Indians, see such a position as indicative
of a lack of moral sensitivity, and sometimes in even stronger terms.
The conventional wisdom of Western society tends to offer a false

dichotomy of use versus respectful nonuse - a false choice which comes
out especially clearly again in the treatment of animals.

Here the choice

presented in Western thought is typically one of edf/zer use without respect

or serious constraint, of using animals for example in the ways character­
istic of large-scale mass-production farming and a market economic system

which are incompatible with respect, or on the other hand of not making
any use of animals at all, for example, never making use of animals for
food or for farming purposes.

What is left out in this choice is the

alternative the Indians and other non-Western people have recognised, the

alternative of limited and respectful use, which enables use to be made of
animals, but does not allow animals to be used in an unconstrained way or
merely as a means to human ends.
Such an alternative can have some applic­

ation in a Western context (for some limited examples of respectful use
in the operations of a small farmer, see John Seymour,
CompZtsfe
Faber, London, 1976). A limited and respectful use

position would condemn the infliction of unnecessary pain on animals, and
also the treatment of animals as machines, as in factory farming.

84

It

�would also condemn unecessary and wasteful killing and especially killing

for amusement or "sport", which is incompatible with respect and assumes

that animals can be used merely as a means for
human ends. But
it would not necessarily oppose the use of animals in the case of approp­

riate non-trivial need, e.g. for food, although here again it would
insist that the ways in which use can be made are limited, and not just
by considerations of effect on other humans.
The limited and respectful use position avoids some of the serious
problems of the no-use position of the animal liberationists, although it

shares many of the same beliefs concerning the illegitimacy of factory
farming and similar disrespectful methods of making use of and exploiting

animals.

The no-use position faces the problem that it proposes that

humans should treat animals in ways which are quite different from the

ways in which animals treat one another, for example, prohibiting needful
use for food.

Thus the no-use position seems obliged to say either that

the world would be a better place without carnivores, or else that

carnivorous animals themselves are inferior, immoral,
moral creatures - whichever, alternative

amoral or non-

is taken here the bulk of

animals emerge as inferior to humans, or at least vegetarian humans.
It
implies too that an impoverished natural order which lacked carnivores -

and given what we know of ecology this would be a very highly impoverished
one indeed, not to say an unworkable "natural" order - is preferable to a

rich natural one with a normal proportion of carnivorous and partly
carnivorous species.

carnivores,

Since it would imply the moral inferiority of

the no-use position appears to arrive at the negation of its

own starting point,

(as regards e.g., the equality consideration) of all

animals, human and non-human.

In thus seeing humans as capable of a moral

existence which most animals are not capable of, it sees man as apart from
a largely amoral, (or immoral) natural world, denies community with the
animal and natural world,and indirectly reinforces human chauvinism.

§6.

TOWARDS AN ENVIRONMENTAL PHILOSOPHY: A PRELIMINARY SKETCH
OF THE EXTENT OF PHILOSOPHICAL REVISION ENSUING ON
ABANDONMENT OF CHAUVINISTIC ETHICS

A radical change in a theory not uncommonly forces changes elsewhere

- conceptual revision which affects not only the theory itself but many

neighbouring areas.

The phenomenon is well-known in the case of major

physical theories, but it holds as well for ethical and philosophical
theories;

for example, a logical theory which rejects the Reference

Theory in a thoroughgoing way has important repercussions throughout much

of the rest of philosophy, and requires modification not only of logical

85

�systems and their semantics, but also, for instance, of the usual meta­
theory which also accepts the Reference Theory and indeed which is
95
tailored to cater only for logics which do conform.

A

thorough-going environmental ethics likewise has a substantial

impact and forces many changes.

The escape from human chauvinism not

only involves sweeping changes in ethical principles and value theory but
it induces substantial'reverberations elsewhere - both inwards, for

example in metaphysics, in epistemology, and in the philosophy and method­
ology of science, and outwards (in subjects that presuppose value theory)

in social theory, in politics, in economics and in law, and beyond.

For

human chauvinism is deeply embedded in Western culture, and affects not
only the ideology and the institutions but the arts.

Thus, for example,

much of literature, and especially of ballet and film, is given over to a
celebration of things human, of the species. Even the timely new emphasis,
for instance of the counterculture, on human relations (as opposed to self-

contained private individuals of social theories)

remains well within

the inherited chauvinistic framework.
As to the changes, let us begin again with ethics.

As we have begun

to see, an environmental ethic can retain, though in a much amended

theoretical framework (which affects meanings of terms), virtually all
the standard ethical terminology.

But even at a superficial syntactical

level, there will be conspicuous alterations:

firstly, ethical terminology

will be enriched with new environmental terms, drawn in particular from

ecology, somewhat as it was expanded in the late nineteenth century by
terminology from evolutionary theories;

and secondly, accompanying the

attitudinal shifts the new ethic involves, there will be a marked shift
in ethical terminology, away from the predominance of such terms as (and
examples associated with)

'obligation',

to such expressions as 'care',
'respect',

'consciousness'.

'duty',

'concern',

'promise',

'responsibility',

'contract',
'trust',

Because the theoretical and attitudinal

frame is changed, an environmental ethic forces - as we have already
found with such notions as

and

-

reexamination of, and modified analyses of, characteristic ethical notions.
It requires, furthermore, reassessment of traditional and conventional
analyses of such notions as natural right, ground of right, and permissib­

ility, especially where these are based on chauvinist assumptions - much

as it requires the rejection of most of the more prominent meta-ethical
gr

These points are explained in detail in Routley (e); and also in
L. Goddard and R. Routley, T/ze
py
urui Context,
Vol. 1, Scottish Academic Press, 1973, chapters 3 and 4.

86

�positions.
Cursory examination of recent accounts of nutMruZ
wcrcZZtpj jMst-Zce and cctfc?? will help illustrate and confirm these

points.
Hart, for example, accepts (subject to defeating conditions which
are here irrelevant) the classical doctrine of natural rights according

to which, among other things,
any adult human ... capable of choice is at liberty to do (i.e. is

under no obligation to abstain from) any action which is not one
coercing or restraining or designed to injure other persons (H.L.A.
Hart,

'Are there any natural rights?', reprinted in PcZZticuZ

PbiZoscpbp,

(ed. A. Quinton), Blackwell, Oxford 1967).

But this sufficient condition for a human natural right depends on

accepting the basic chauvinist principle - a variant of (D) - environmental
ethics reject;

since if a person has a natural right he has a right.

So

too the definition of a natural right adopted by classical theorists and
accepted with minor qualifications by Hart presupposes the same defective

principle. Accordingly an environmental ethic would have to amend the
classical notion of a natural right, a far from straightforward matter now

that human rights with respect to animals and the natural environment are,
like those with respect to slaves not all that long ago, undergoing major

re-evaluation.
Another example of chauvinism at work in the very setting up of the
field of discussion and problems in ethics is provided by recent accounts

of .^ercZ'Ztp, where it is simply taken for granted that 'moral' distinguishe
96
among
actions, policies, motives and reasons,
and that what is

moral refers essentially to human well-being (contentment, happiness
or something of this general sort, tied with appropriate states or

conditions of humans).

Such criteria for what is moral are chauvinistic-

ally based, assuming that what does not bear on human states or conditions
cannot be a moral matter.

What happens in worlds without humans,

how animals fare or are treated, what is done or what happens to plants

or other natural objects - none of these are directly moral matters,
except insofar as they impinge on human welfare.

That is human

96 Thus for instance, B. Williams, ^eruZitz/.- Xx
tc Effies,
Harper &amp; Row, New York, 1972, p.79. Williams does, however, remark in
his Preface (p.xiv) how 'shaky and problematic' the distinction - which
he subsequently takes for granted - is.
97 see, for example, P.R. Foot, Tbecries cf FtZrZcs, Oxford University
Press, London, 1967,and G.J. Warnock, Oc^tewpcrcrp McraZ PhZZcscpbp,
Macmillan, London, 1967, and also The Object cf AfcrcZZty, Methuen,
London, 1971.

87

�chauvinism at work, and is at the same time a reductio

such criteria.

ad absurdum of

A different nonchauvinistic account of what is moral is

required (a beginning can be made by adopting certain of the maligned
formal criteria). It is evident that any account which meets even weak

conditions of adequacy will serve to meet the objection that an environmental ethic is not concerned with what is moral but is really an aesthetic
theory.
For the objection as usually presented depends squarely on a
chauvinistic restriction on morality, all the rest of value theory being

classed, or dismissed, as "(mere) aesthetics".

The case of morality

illustrates the characteristic way in which theories - in this case
chauvinistic ethics - redefine crucial notions in their own terms to suit
their own ends, such as entrenchment and fortification of the theories

against objections.
Further corollaries of the rejection of chauvinism include the

inadequacy of recent fashionable attempts, mainly derivative from Hobhouse,

at characterising eguuZitp and justifying it in ways that argue from man's
humanity,98 and the inadequacy of much recent, largely chauvinistic, work
which takes it for granted that action and
99
rationality requirements on action are bound up with human nature.

in the philosophy of

The abandonment of chauvinism implies the rejection not only of much
ethical analysis, but of all current major ethical positions.

The bias of

prevailing ethical positions, and also of economic positions, which aim to

make principles of conduct or reasonable economic behaviour calculable is
especially evident.

These positions typically employ a single criterion

p, such as preference or happiness, as a summum bonum;

characteristically

each individual of some base class, almost always humans, but perhaps

including future humans, is supposed to have (at least) an ordinal p-

ranking of the states in question (e.g. of affairs, of the economy);

then

some principle is supplied to determine a collective p-ranking of these

states in terms of individual p-rankings, and what is best or ought to be
done is determined either directly, as in act-utilitarianism under the
Greatest Happiness principle, or indirectly, as in rule-utilitarianism in
terms of some optimization principle applied to the collective ranking,

The species bias is transparent from the selection of the base class.
go

And

Among such unsatisfactory liberal egalitarian positions are those
presented in G. Vlastos, 'Justice and equality' in JooiuZ
(ed. R.B. Brandt), Prentice-Hall, Englewood Cliffs, N.J., 1962, and
B.A.O. Williams, ' The idea of equality' in P^i^osoph^, Pacifies artJ
Jpcietz/, Second series (ed. P. Laslett and W.G. Runciman), Blackwell,
Oxford, 1963.

99 gee, e.g. T. Nagel, TTns PossiM7-7fi/ of
Oxford, 1970.
88

Clarendon Press,

�even if the base class is extended to include persons or some animals
(at the cost, like that of including remotely future humans, of losing

testability), the positions are open to familiar criticism, namely that

the whole of the base class may be prejudiced in a way which leads to
unjust principles.

To take a simple example, if every member of the base

class detests dingoes, on the basis of mistaken data as to dingoes'
behaviour, then by the Pareto ranking test the collective ranking will
rank states where dingoes are exterminated very highly, from which it will
generally be concluded that dingoes ought to be exterminated (still
unfortunately the evaluation of most Australian farmers, though it lacks

any requisite empirical basis).

Likewise it would just be a happy

accident, it seems, if collective demand (horizontally summed from
individual demand) for a state of the economy with sperm whales as a
mixed good, were to succeed in outweighing private whaling demands;

for

if but few in the base class happened to know that sperm whales exist or

cared a jot that they do, then even the most "rational

economic decision­

making would do nothing to prevent their extinction. But whether the
sperm whale survives should not have to depend on what humans know or what

they see on television.

Summed human interests, or preferences of certain

private individuals, are far too parochial to provide a satisfactory basis
for deciding upon what is environmentally desirable.

Nor would such

accidental bases be adequate.
Moreover ways out of the problem do not bear much investigation.

It cannot be assumed, for instance, that the base class is on the whole
good, and hence will not enjoin reprehensible behaviour, because such an

assumption seems false, would at best be contingently true (so that the
theory would fail for different circumstances to which it should apply),
and would involve a deep problem in the theory, since it would then seem

to admit the determination of goodness - that of the base class, on the

whole - independently of what the theory was set up to determine, among
other things, goodness. Nor can it be assumed, without serious circularity
that the optimisation is constrained by requirements of justice or fairness
(see Routley (b) and §5 above).
The ethical and economic theories just singled out (which are based

on optimisation over select features of the base class) are not alone in
their species chauvinism;

much the same applies to mosf going meta-

ethical theories which, unlike intuitionistic theories, try to offer some
rationale for their basic principles.

That is, the argument against

utilitarian-type ethical and economic theories generalises.

For instance,

on social contract positions, obligations are a matter of mutual agreement

89

�between individuals of a given (but again problematic) base class;

on a

social justice picture, rights and obligations spring from the application
of symmetrical fairness principles to members of the base class, usually
a rather special class of persons;while on a Kantian position, which
has some vogue, obligations somehow arise from respect for members of the

base class, persons.In each case, if members of the base class happen
to be ill-disposed to items outside the base class, then that is unfortun­
ate for them:
that is (rough) justice.
Looking outwards from the ethics, the abandonment of chauvinism has

likewise a wide set of consequences, both theoretical and practical, in
One
economics, politics and law, and generally in the social sciences

major practical economic impact of environmental ethics is in the extent
to which free enterprise can operate unimpeded or unchanged.

of business and enterpreneurial activity - to

But

consider one option - will

involve, in turn, either legal constraints, or reallocation of activity
by such devices as environmental pricing, which directs activity away from

environmentally undesirable pursuits.

For example, if it is wrong to

destroy a rare ecosystem in order to make a few more dollars, then

restrictions should be imposed on business activity by one method or
another. To some limited extent this is already happening in the field of
pollution, but primarily because of the likely effects, direct or not too
far removed, that pollution comes to have on other humans, not for a wider

set of reasons, and often not for the right reasons.

With a wider environ

mental code, the public and legal intrusion into areas typically regarded

as "private" and open to the free enterprise operations (of "open go")

would be much more extensive.

The same applies in the case of private

100 Thus for example,
[Rawls'] original position seems to presuppose not just a neutral
theory of the good, but a liberal, individualistic conception
according to which the best that can be wished for someone is the
unimpeded pursuit of his own path, provided it does not interfere
with the rights of others.
This view is persuasively developed in
the later portions of the book, but without a sense of its controver­
sial character (T. Nagel, 'Rawls on justice', PkiZcscphicuZ
82 (1973), p.228).
Nagel also effectively argues that Rawls' original position is not
neutrally determined but involves substantial moral assumptions (e.g.
pp.232, 233);
they are mostly, as it happens, of a chauvinistic cast.

10^ While the first of Kant's maxims is not so restricted in actual form­
ulation, others are (see H.J. Paton, TPe
Hutchinson, London,
1947. And, firstly, such maxims are s^pp&lt;9se^ to be equivalent to ones
formulated in terms of persons; secondly, they are supposed to be
derived from features of, or connected with, people.

90

�property;

for example, given that it is not permissible to erode hill­

sides then there should, in this setting, be (legal) restrictions on

farmers' and foresters' activities.
Although the impact on the practice of economics of a thoroughgoing
environmental ethic would be drastic - market negotiations, firms'
activities,-international trade, all would be affected - the impact on

the underlying theories of preference and choice is comparatively

less,

but still far from negligible. For much of economics is squarely founded
on chauvinism.
The theoretical bias follows directly from the utilitarian

bases of the theory, which is fairly explicit in welfare theory and rather
heavily disguised in neoclassical theory.

But although choice and value

theory are, as characteristically presented in economics and elsewhere,
damagingly chauvinistic, they do not have to be.
For the theories can be

reformulated in a non-chauvinistic way, as was indicated (in §5) above
for utilitarianism - upon which economic theory is modelled.

On such a

revamped foundation an environmental economics to match the chosen
environmental ethic can be built (for some preliminaries on this approach,
see Routley (d), appendices 1 and 6).
Several of the objections to base class theories such as utilitar­
ianism apply not merely against orthodox economic theory, but also to
voting theory, to representative democratic systems of determination of
political action.

If, for, example, the base class consists of private

individuals motivated by their own self-contained interest then such

procedures can readily lead to most undesirable results, especially if

these individuals

compromise

representative individuals.

their autonomy through the election of
For the more powerful of these representative

individuals can be - and typically are, as their behaviour if not their

protestations show - not favourably disposed to (the welfare of) things

outside the base class or even to many members of the base class.
Nearer the theoretical surface, especially in such branches of

economics as "resource management", the chauvinism is more conspicuous.
The following narrowly utilitarian assumption is quite typical:

The goal of resource managers should be to communicate and act in
ways that maximize human satisfaction (H.J. Campbell, 'Economic and
social significance of upstream aquatic resources' in Forest
Fses
Oregon State University, Corcallis,

1971, p-14, also p.17).
When

management - where such is

management becomes

needed at all - the goals will be changed from such chauvinistic ones.

91

�The method of interference in

"free economic enterprise", of

controls and regulations, of legal and political constraints, is only one

way in which leading principles of an environmental ethics can be put

into effect.

A quite different, and ultimately far more appealing,

approach is by way of structural change, by changing the socio-economic

structure in such a way that it comes to reflect on environmental ethics

(by altering the frame of reference, or axes, to use the physical picture
of §4, so.that major problems vanish).

Requisite structural change is
102 .
far-reaching, both practically and theoretically'
in every reach of

social science.

For example, while on the

position,

capitalist markets are subject to further regulation, either directly
imposed or by way of suitable pricing policies, in the sfrzzcfLzraZ-

position, capitalist markets are eliminated;

while under state

regulation private property is subject to further controls,given approp­

riate structural change private property disappears.
Looking inwards, an environmental ethic has an impact on the

practice of many sciences other than the social sciences - what they do

experimentally with natural objects (e.g. the treatment of animals in
laboratory testing);

how their research programmes are organised and

directed (consider, e.g., projects involving irradiation or broadscale

herbicide treatments of rainforests);

the way classifications are made

and which are made (consider, e.g. the extent to which human perception

enters into classifications in botany);
recommended on the basis of such sciences.

and, of course, what is
For as it stands human

chauvinism is deeply embedded in the practice of science, directly in

research and experimentation and in shaping classifications, theses and
theories.

Indeed the effect of a different ethic may extend even to the

theory of such sciences, in particular through the bearing the ethic has
103
on metaphysics which in turn influences the foundations or such sciences.

Such a new ethic would quite properly upset (as §1 should indicate) the
extent to which humans are seen at the centre of things and things as

accountable through them and scientific theories as 'human constructions
wrestled from a hostile nature'

(after Popper).

It would help overthrow

the pernicious chauvinistic idea that, apart from certain elementary facts,

AZZes
value.

isf AfeyzscZzoMMor^., all necessity, all intensionality,

all

It should result too in the shattering of still widespread

As (g) V. and R. Routley, 'Social theory, self management and
environmental problems', this volume, begins to explain.

Cf. R. Harre,
P/zi^osop?zies of
1972;
and also Routley (e).
92

Oxford University Press,

�assumptions as to the nature of animals and plants, for instance that
their apparently goal-directed and intensional behaviour can be explained

(away) mechanistically, and the deeply-rooted idea that some sort of

Cartesian metaphysical picture of natural, as distinct from spiritual or
rational, objects can be maintained (cf. again §1).

In metaphysics there are at least two further important classes of
effects.

Firstly, the orthodox views of man's relation to nature, the

dominant and modified dominant and lesser traditions, have to be abandoned

and new positions worked out.

In this sense, a new environmental ethic

implies a similarly new metaphysic redefining Man's place in nature and
human/nature relationships.^^4 such a new philosophy of nature will
recognise various natural objects other than humans as of independent
value, so it will not be naturalistic.

Nor will it view natural objects

as simply available for the use, wise or otherwise, of humans.

Several

principles derived from the orthodox metaphysical positions will have to

be abandoned and replacements worked out (as in the case of (D) in ethics).

Thus superseded, for example, will be the principles of total use of
natural areas for human use and of maximum long-term productivity of the
earth's resources (principles criticised in their application in forestry
in Routley (d)).

At a deeper level, such a philosophy of nature will

involve a turning away from the leading ideological principles of both the

Renaissance and the Enlightenment and of much that went with them (e.g.
with the Rennaissance, the rise of commerce, bureaucracy, professionalism,
formal education, and subsequently, with the Enlightenment, the rise of

the modern state, capitalism and scientific enlightenment).

For it means

the dismissal of the chauvinistic principles of the Renaissance, with 'Man

as the kernel of the Universe', a creature 'half-earthly and half—divine,
his body and soul form[ing] a microcosm enabling him to understand and
control Nature . ..'.^O-^
It means too removal of the humanism of the

Enlightenment, the reduction of what formerly was assigned to the religious,
such as ethical and political principles, to the human, a reduction which

404

Passmore has observed - inconsistently with what is claimed in his
(a) - in 'Attitudes to Nature', Poz/aZ. Irzstitz^te
P/ziZ-csopTzz/ lectures,
volume 8, Macmillan, London, 1975. As against Passmore (a) p.3, such
new ethics and metaphysics need involve no abandonment of 'the
analytical, critical approach which is the glory of the West': on the
contrary, they may well mean a more thoroughly critical and analytical
approach than hitherto.

104 goth quotations are from ?7ze
&lt;9/ t/z&lt;3 Pgrzaissa^cg (ed. D. Hay)
Thames and Hudson, London 1967, pp.7-10, where too main movements,
practical and ideological, of the Renaissance are usefully
indicated.

93

�was based on the false dichotomy, which has still not lost its hold:

reli.gious or humanistic.
Secondly, the removal of humans from a dominant position in the
natural order renders immediately suspect a range of familiar philosophical

positions of a verificationistic or idealistic kind such as phenomenalism
in epistemology (how can what exists depend on what is perceived by

members of such a transitory and perhaps not so important species or on
whether there exist &lt;2722/ perceivers?), intuitionism in mathematics, con­

ventionalism in logical theory, the Copenhagen interpretation in micro­
physics, and subjectivisms not only in ethics but in every other

philosophical sphere.

True, most of these positions are defeated on the

basis of other considerations anyway;

but it is an immediate and further

point against them that they are damagingly chauvinistic.

Thus a corollary of the thoroughgoing rejection of human chauvinism,
of very considerable philosophical importance, is the rejection of all

'the

usual forms of idealism, i.e. all positions which accord primacy to

the human subject and make the existence of a world of things or the

nature of things dependent upon such subjects.

A paradigmatic example is

phenomenalism; other examples are Kantian idealisms, Hegelianisms and
later German idealisms, Christian philosophies based on the primacy of
human (and superhuman) consciousness, existentialisms;

more surprising

examples are empiricisms - inasmuch as all knowledge and truth is supposed

to be ultimately derived from human experience - and their holistic

images, dialectical materialisms and Marxisms.

A satisfactory environ­

mental philosophy will be significantly different from all these
positions.

94

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              <text>HUMAN CHAUVINISM AND ENVIRONMENTAL ETHICS
*

Richard and Vai Routley

Class chauvinism has been and remains a cardinal weakness of most
moral codes - including, so it will be argued, Western ethics.

A most

serious failure of Western ethics is its human chauvinism or anthropocentricism - a chauvinism which emerges in a refined, and apparently more

reasonable, form as person chauvinism in much modern ethical theory.
What is chauvinism?

Class chauvinism, in the relevant sense, is

differential, discriminatory and inferior treatment (by

sufficiently many members of the class) for items outside the class, for
which there is not
justification. PLzwan chauvinism is class
chauvinism where the class is humans, zzzuZe chauvinism where the class is
human males,
chauvinism where the class is animals, etc.
It would be bud, to say the least, if Western ethics, in its various

strands, were to turn out to rest on human, or person, chauvinism.

For
Western ethics would then have no better foundation than, and be open to

the same sorts of objections as, moral codes based on other sorts of
chauvinisms, e.g. on familial, national, sexual, racial or socio-economic

class chauvinism - in particular it would be open to the objection that

*

This paper (which considerably elaborates R. Routley 'Is There a need
for d ew, an environmental, ethic?',
of f/ze XVfb VorZd
P3 1 (1973), pp.205-10), was drafted in 1973 and
read in 19
he University of Indiana, Bloomington, at Notre Dame
University, an
t the Conference on The Good Society held at the
University of
Canada. Since the main virtue of the paper has
been that it h
ed much interesting discussion, the original
form has been retained,
the authors are no longer especially
happy with the form, an
theses remain insufficiently developed or
e the previous and continuing
defended.
But in order
have been made, even though the
criticism, no substanti
paper has been raided and segments o it presented in improved form
'Against the inevitability
elsewhere, especially (a) R. and V. Rou
of human chauvinism', in MoruZ P/zfZosopbz/
e University Press,
(edited by K. Goodpaster and K. Sayre), Notre
1978, and (b) R. and V. Routley, 'An expensiv
, Choice
utilitarianism', paper presented at the Colloquium on
some
u?zd VuZz^g, RSSS, Australian National University, 1977.
sizeable additions have been made, with a view to incre
intelligibility and enlarging the scope of the original draft,
ing some of the many objections.

1

v'

it discriminated against nonhumans in a prejudiced and unwarranted way,
and would thereby stand condemned.

For it is hard to see how an ethic

based on simple species loyalty could have any greater claim to absolute­

ness or deserve any more respect than moral codes based on simple loyalty
to national, sexual, or racial classes.

Such an ethic could no more

command allegiance - once the facts are brought into clear view - than

other normally-deplored examples of localised class chauvinism, such as
the Mafia or protection agencies or rackets or enclaves of slavery.

Unfortunately prevailing Western ethics appear to be of just this sort.
§1.

THE WESTERN CASE FOR ITS HUMAN (OR PERSON) CHAUVINISM:

THE FIRST LINES OF DEFENCE

It is important, then, for defenders of the Western ideology to be

able to show - i/ it can be shown - that an ethic which discriminates
strongly in favour of humans, as Western ethics apparently does, is not
chauvinistic.

Otherwise the ethic stands condemned.

Of course not every

distinction in treatment qualifies as chauvinistic - the distinction in

treatment may not be substantial or systematic, and there may be an
adequate and explicable basis for the distinction, so that some discrimin­
ation is warranted.

In order to escape the charge of human chauvinism,

it has to be shown how and why the drastic and general discrimination in

favour of humans sanctioned and enjoined by modern (as by historical)
Western ethical systems is warranted, and that it has an adequate basis.
The extent of this chauvinism, especially with respect to animals, is at

last - after centuries of a priori prejudice and gross distortion of the
characteristics of wild animals and wilderness - beginning to be spelt
'x
out. 1
'X

It is at least clear from the outset that an adequate justification

cannot be provided which simply selects all and only these members of the

species human (i.e. Zzcmo sup^e^s) as zoologically defined.

nothing about the characteristic of

There is

itself (as distinct perhaps

from its accompanying properties) which could provide a justification for

overwhelmingly favourable treatment for humans (and unfavourable treatment
for nonhumans) as opposed to other possible, and possibly some actual,

nonhuman creatures.

Once again, an adequate ethic and justification can­

not possibly be based on blind and unthinking species loyalty.

The same

1 See, e.g., S. and R. Godlovitch and J. Harris (eds), 4^iwcZs^
and*
Morals.
4%
&lt;?y
Gollancz,
London, 1971; P. Singer,
4 net.)
/or
cy
Cape, London, 1976; S.R.L. Clark, 7'Zie
-Staffs &lt;?y 4^iwaZs, Clarendon, Oxford, 1977.

2

Meeds argument:

objection applies against the simple

the commonly

assumed domination of human needs over all else (e.g. over all environ­

mental considerations) has, if it is to have any merit, to be based on
2
more than speciesism.
We shall have to look then for some other not

merely taxonomic characteristic to provide the sought justification.
It
will emerge however, that any such characteristic is held or may be held
by nonhumans, and is not held, or potentially not held, by all items of
the species human.
Of course there are many characteristics which can, as a contingent
matter, be used to distinguish human beings as a general class from other

higher animals - although in fact with increasing knowledge of animals it

is no longer clear that some of these characteristics distinguish as
clearly as was assumed a priori in the past.

For example, humans have a

language, and a culture of a certain sort and even various logics.

And,

as we are accustomed to have people point out, other terrestrial animals

do not conduct philosophical discussions on environmental ethics.

However

not only is participation in these activities potentially available to
nonhuman creatures, and these characteristics possibly possessed by some,
but these activities are not generally engaged in even by humans

(particularly the power elite), many humans lack the requisite competence,
and even among those who do qualify, such activities are carried out to a

very varying extent.

We run the risk, then, in applying such demanding

criteria, of ruling out, of classing as deserving of "sub-human" or "sub­
person" treatment, a considerable class of human beings - items most

humans would consider as worthy of better treatment than that normally

accorded by humans to nonhuman animals.
What is more important however is that such criteria as human
language, culture, human civilization, human intentionality, or whatever,

appear to provide no satisfactory

for the substantially

unfavourable treatment allotted those falling outside the privileged

class.

should there be such strong discrimination in favour of
language or a higher level of

creatures having a (certain sort of)

intelligence and against creatures or items which do not, in favour of

things with a certain sort of culture or a certain logic and against

those without?

Especially when some of these criteria are clearly, and

As McCloskey remarked (in a letter dated 5.7.77 containing many helpful
comments) 'talking about needs does little but obscure the problem, as
needs, to be normatively relevant, involve reference to goods;
and
that merely transfers the problem'.
On next page.

3

unjustifiably,loaded in favour of human interests, achievements and

abilities (cf. the cultural loading of various intelligence tests).

By

contrast the very many respects in which some uvimuT-s or sorts of animals
are corsftierabZi/ s^pericr to /zMwars (many are noted in V.B. Droscher, T^e

Mayic o/
*

t^e Senses.

/VeM Diseorerfes tn ^nfmat Perception, Allen, London,

1969) are rarely considered;

yet some of these features would, if taken

in the same serious way as some respects in which humans excell, justify
a reverse chauvinism (which could be reflected as, /or example, in the
Hindu treatment of cows).
The only sort of justification for the discrimination that might

appear convincing - that those who have the given characteristic (e.g.
those that are more intelligent, or more rational, or richer) are more

valuable or worth special treatment - is vitiated by the fact that were
it accepted by Western ethics it would warrant similar discrimination

hcfMccv humans (or persons).

For how do we show that the allegedly

warranted discrimination is sufficiently different from making substantial

(class) distinctions between humans in terms of their level of intelli­
gence, linguistic or logical ability, or level or kind of cultural
achievement - so that those with "lower" levels of these valued abilities
are treated in a consistently inferior way and regarded as available for
the use of the others?

In short, these characteristics do not provide

adequate justification for the substantially inferior treatment accorded

those not having them, and so the charge of chauvinism is not escaped by
producing them.
A similar set of points applies against a number of other criteria
traditionally or recently proposed to distinguish the privileged class.

4

Often these are propounded in terms of personhood and criteria for being

a pgrscyz (the class marked out for privileged treatment being the class
of persons) rather than criteria for being /zvmuTZ - in order to escape

difficulties raised by young, senile, decrepit, stupid, irrational,
For undoubtedly many mammals, birds and insects can communicate, some­
times in ways analogous to language, even if the honorific term
'language' is withheld (see - to select an unfavourable source - the
discussion in E.O. Wilson,
TZze ZVetJ SpvtTzesis, Belknap,
Cambridge Mass., 1975, chapter 8 ff.).
It is becoming increasingly
evident, however, that the ascription of some linguistic ability, and
of elementary languages, to nonhuman creatures should not be withheld;
see, e.g. the details assembled in E. Linden, 4pes^ Mev
Lavpvupe,
Penguin, New York, 1976.
(But contrast Wilson, op. cit., pp.555-59,
and to set this in proper perspective, consider Wilson's discussion of
ethics and aesthetics a few pages later, pp.562-65.)
Many of the criteria that have been proposed are assessed, and found
wanting, in Routley (a).

4

damaged and defective humans, extraterrestrial creatures, and super

animals;

to avoid the merely contingent connections between being human

and having requisite person-determining characteristics (such as ration­

ality or knowledge) supposed to warrant discriminatory treatment;

and to

defeat, though it is a pyrrhic victory, the charge of human chauvinism

(or

equivalents of the charge, such as anthropocentricism or

speciesism).
But much the same problems then arise in terms of criteria for

a person, and the chauvinism problem reappears as the problem of furnish­
ing criteria which are suitably clearcut, and do separate persons from

assumed nonpersons, and which would provide an adequate justification for

substantially privileged treatment for persons and inferior treatment for
nonpersons.

Unless such a justification is forthcoming the charge of

person c^unrin^sm is not escaped.

Most of the criteria proposed for

personhood fall down in just these sorts of ways, e.g. being autonomous,
the having of projects, the producing of junk, the assessing of some of

one's performances as successful or not, the awareness of oneself as an
Not only does it appear that (the more worthy of)
such criteria apply (or could apply) to many nonhuman animals - thus
agent or initiator.

animals are generally more autonomous (in main senses of the term) than

humans, many animals have projects (e.g. home and nest building), and they
are well aware of themselves, as opposed to rivals, as initiators of
5
projects - and that they do not apply uniformly to humans or indeed to

persons in any ordinary sense;

but again it is extremely difficult to

see what there is in these characteristics which would warrant or justify

the vast difference in treatment between the privileged and nonprivileged
classes, or justify regarding the non-privileged class as something

available for the
of the privileged class.
Similar objections can be lodged against the proposal that knowledge
or the possession of knowledge, provides f/zg (or a ur^c-Lai!-) distinguishing

It can hardly provide the appropriate filter, since it not only
gives no sharp cut-off point, 6 but does not even always rank humans or
feature.

persons above nonhumans or nonpersons.

Moreover, taken seriously it

should lead to substantial moral differentiation between persons, a
person's moral rating also fluctuating during his lifetime.

In any case,

For example, the shiftless intelligent person, or the primitive person,
who has no projects and engages in no moral reflection, and thus offends
protestant ethics, is not thereby deregisterable as a person, any more
than an intelligent animal with projects can join the union.
.6 on next page.

5

why rank knowledge so highly:

for (paca Socrates) knowledge is not the

foundation of virtue, but is frequently turned to evil ends, and even

where it is meritorious it is not the sole (or even a crucial) criterion

of worth.
Similar difficulties apply too to the historic criterion of

along with the added problem that it is very difficult to say
what it is in any clear or generally acceptable way, or to prevent it from
degenerating into a simple "pro" word.

If a hallmark of rationality is

commitment to the consequences of what one believes and seriously says,

then many humans fail the test.

If, on the other hand rationality is, for

example, the ability to discover and pursue courses and actions likely to

achieve desired goals (direct action toward goals), ability to solve
problems concerned, etc., then plainly many animals have it, and possibly

to a greater extent than humans in some cases (and of certain humans in

If it were the ability, e.g. to do

(say propositional calculus) or to assess reasoning verbally, then the (biassed)
almost all cases).

criterion would be far too strong and rule out many humans.

Again, why

should one make such a marked discrimination on this basis?

What is so

meritorious about this characteristic, that it warrants such a marked

distinction?

Nothing (at least in the ordinary academic's view, or

logicians would receive more favoured treatment).
Other criteria, which yield an analytic connection between being a

person and enjoying freedom or having rationality, in part beg the

question.

For in

persons - are free.

respect is it that persons - or worse, just

Also the justificatory problem, as to how the

claimed freedom or rationality warrants such differential treatment,
remains.

Characterisations of persons vary enormously, from so strong

that they rule out suburban humans who are not "self-made" enterpreneurs,

to so weak that they admit very /nanp animals.

An (unintentional) example

of the latter is the following:
persons, that is, ... beings who are not only sentient but also

capable of intensional autonomous action, beings that must be

ascribed not only states of consciousness but also states of
belief, thought and intention (A. Townsend,

/iMstraZasfar

'Radical vegetarians',

PAfZosopTip, 57 (1979), p.89).

6 In addition, the relation "a has at least as much knowledge as b" is
only a partial ordering.
For example, a dog's and a child's knowledge
may be incomparable, because they know about different matters, how to
do quite different sorts of things, etc.
(The idea that knowledge is
the key to moral discrimination, that it is what makes humans rank the
way Western ethics ranks them, may be found in C.B. Daniels, TZze
6&gt;y FZ^fcaZ Y'/ieorfgs, Philosophy in Canada Monograph, Halifax,
Nova Scotia, 1975.)
6

Most rats and rabbits satisfy the conditions:

they are sentient,

conscious animals that have intentions (e.g. to get through some barrier

such as a floor or a fence), beliefs and thoughts

preferred food beyond the barrier).

(e.g. that there is

For his further argument Townsend

shifts - without notice, but in a way that is quite typical of this

scene - to

stronger requirements upon being a person (such that one

who does not meet them is incapacitated as a person) which rule out many

humans, e.g. 'The person must recognise canons of evidence and inference
warranting changes in his beliefs, and be capable of changing his beliefs
7
accordingly' (op. cit., p.90).

In meeting hypothetical objections, Townsend slips in a further require­
ment of rationality, but the characterisation of person given does not
include any such requirement. Subsequently, however, Townsend commits
himself, without argument, to the thesis that 'a fairly high degree of
rationality is prerequisite' to attributing 'intensionality' (as dis­
tinct from 'intentionality').
This is not going to help much.
For,
firstly, rationality is very much a notion which admits of degrees,
without the relatively sharp cut-off stages required for pgrscvz as a
notion of orthodox moral relevance, or possessed by the notion of
to which Townsend sneaks back in his chauvinistic conclusion (p.93).
Secondly, TzozJ high a degree is prerequisite for being a person? If
only enough to satisfy the conditions for being a person, then the
animals that are persons have it.
If more, then either the initial
characterisation of a person fails or the thesis breaks down.
The much stronger requirements upon being a person that Townsend sub­
sequently appeals to are said to derive from S.I. Benn.
But, if any­
thing they strengthen one of the stronger of several KOHegtcZvaZenf
characterisations of (%afMruZ) person - none of them equivalent to
- that Benn has at various times offered. While Benn's weaker
characterisations appear to admit at least many "higher" animals, e.g.
that of a

natural person as a chooser, conscious of himself as able to make
a difference to the way the world goes, by deciding to do this
rather than that, having projects, therefore, of his own, whose life
experience may consequently be understood, not simply as a chronicle
of events, but as an enterprise, on which he puts his own construct­
ion ((a) 'The protection and limitation of privacy, Part I',
LazJ &lt;7a^r?za:Z, 52 (1978), p.605);

the stronger characterisations which invoke (rather vaguely specified,
and (Ziy/greuf) minimum conditions of rationality in belief and action said to imply respcHsfbiZitp on bhe part of the person for what s/he
does, though they do
- exclude many of the creatures admitted by
weaker characterisations. For such stronger characterisations see
'Individuality, autonomy and community' in CowwL/yrZfp (ed. E. Kamenka)
Edward Arnold (forthcoming) and (c) 'Freedom, autonomy and the concept
of a person',
c/ thg
PocZefp, 76 (1976),
pp.109-30.

7

The foregoing points, taken together, support our contention that it
is not possible to provide criteria which would

distinguishing,

in the sharp way standard Western ethics do, between humans and certain
nonhuman creatures, and particularly those creatures which have preferg
ences or preferred states.
For such criteria appear to depend upon the

mistaken assumption that moral respect for other creatures is due only
when they can be shown to measure up to some rather
and traded tests for membership of a privileged class (essentially an

elitist view), instead of upon, say, respect for the preferences of other
creatures.

Accordingly

sk&lt;2rp nzoraZ

commonly accepted in

ethics by philosophers and others alike, hgfzjggzz uZZ Tztzwuzzs

Zacks a satfs/cctcr^ cokcrcrzt basfs.

anZmaZ

aZZ ofker

The distinction,

which historically rested on the assumption that humans possessed a soul
(or higher reason) but that other animals, brutes, did not, appears to
have been uncritically retained even after the religious beliefs or

philosophical theories underpinning it have been abandoned.
Given that the distinction underlying human chauvinism fails, is

there anywhere satisfactory demarcations of moral relevance can be made
9
among things? Yes, several divisions of wcrcZ
can be made;
but

of these coincides with a division into human and others.

Consider, first, the question of consideration

others, and the

matter of which offers are to be taken into account in cases where

others' interests and preferences are affected by some action.

Insofar

as moral consideration for others (among sentient items) is based on
analogical

(empathetic, and essentially inductive) principles, such as

taking account of their worthwhile preferences, objectives, interests etc.,

There are of course further arguments for the contention, for example
from the anatomical and physiological affinities of human and other
animals, from their common evolutionary history, and so on. These
arguments are of varying force;
for example, evolutionary arguments
can be arrested, temporarily, by the claim that there was a "quantum
jump" in human evolutionary development which did not occur with other
creatures with a previously shared evolutionary history (cf. Wilson,
op. cit.).
Although the divisions may be conceptually sharp enough, they are any­
thing but sharp when applied in the field to the variety of creatures
and circumstances that occur.
For example, preference-havers is, so
far at least, sharp enough, but it is far from clear which creatures
qualify, e.g. which, if any, Crustacea? For the present most of these
potential decision cases are cases for cheerful indecision; but,
alternatively, the divisions may be viewed - perhaps better - not as
sharp boundaries, but as gradation states, as where two colours in a
rainbow meet.

8

it is difficult to see how such consideration can fail to apply to all
(including nonhuman) preference-having creatures;

and one does not need

to apply criteria such as linguistic ability, navigational ability,
intelligence, piano-playing, hunting skill, etc., to obtain a basis for
such consideration (indeed one cannot).

of preferences (and

The

of preferences revealed through choices) is however a quite sufficient
basis for

sort of consideration and concern.

It is at this point,

we suggest, that the requisite, important and non-arbitrary distinction
is to be drawn which marks out the class of creatures towards which

obligations may be held;

that is, the usually recognised principles of

consideration towards others (of the privileged class) properly extend or

should be generalised to consideration for other creatures having prefer­
ences, and t/ze corresponding penerut defecsihZe odtipution principle is
not to pnt others ("ot/zer pre/erence-Zzurers? into a dispre/erred state for

no pood reason.
Insofar as moral behaviour is based on consideration for others and
not harming others, preference-having provides an adequate basis, and
does appear to provide a sufficient justification for substantially
different treatment for preference-having over non-preference-having
items - because items without preference cannot (literally) be put into a

dispreferred state.

Thus preference-having appears to tie in with an

important basis for moral obligation, and appears to provide a superior

criterion, for a certain serf of moral consideration, to other criteria

sometimes proposed such as sentience - or, differently, intelligence especially since in the absence of preferences such notions as Jzurminp
something (in a way that does affect it) and damaging its interests
become difficult of application (not to say nonsignificant, except in

extended senses).

The unsatisfactoriness of the sentience criterion for

what one can hold obligations towards can be grasped from the case of the

sentient machine or purely sentient creature which does not have preferen­
ces, does not care what state it is in or whether it is destroyed,etc.

The sentience criterion is often converted by utilitarians into a suffer­
ing criterion, by taking pain as a paradigm of sentience:

but plainly

the two criteria diverge since some sentient creatures may never feel
pain or suffer.

Suffering is even less satisfactory than sentience;

for

suffering is neither necessary nor sufficient for being in a dispreferred

state (consider masochists who suffer but are not in a dispreferred state,
and well-treated workers who are in a dispreferred state but do not
suffer).
Preference-having provides a lower bound;

it is a sufficient but

-not necessary condition for being an object of this sort of moral
9

consideration and concern.

That it is not necessary is revealed,

independently of environmental examples, by the following sorts of cases:

the treatment of "human vegetables", successful stoics, and science­

fiction cases in which people are brain-washed into performing certain
goals and having no dispreferred states apart from the programmed goals.

In all three cases the question of dispreferences does not arise, but
relevant moral issues can.^^
The necessary condition, that corresponds
to preference-having as a sufficient condition, appears to be capability

at some time (e.g. previously, when developed) for preference-having.
It has been taken for granted that many animals (from species higher
on the evolutionary scale) have preferences, make choices, and the like.

This is the merest commonsense, which can be readily confirmed in a
scientific way.

For example, some of the preference-rankings of a black­

tail wallaby as to types of foliage to eat are readily established by
observation, and it is fairly straightforward verifying that bushrats
prefer cheese to soap, this preference being revealed by regular choices.

It has however been claimed by some recent philosophers, for reasons

apparently different from those offered by traditional philosophers such
as Aristotle, Aquinas and Descartes,H that animals do not have intentions,
or at least do not have them in a full sense.

It is unclear whether these

intentions, which are taken to include thoughts and beliefs and, perhaps,
desires, include preferences;

but it is hard to see how preferences,

which are intentional, are excluded if desires are included in intentions.

The recent arguments to show that animals do not really have intentions,

which do not bear much investigation even in such central cases as
12
belief,
appear extremely feeble when applied to preference. For the
arguments start from the claim that we cannot say zj/zuf it is that animals
As N. Griffin, who supplied the examples, remarked a similar thing
happens also in less extreme cases of the type brought in to prominence,
e.g., by the women's movement: that it is possible, by means of
indoctrination, to limit the range of someone's dispreferences;
treatment of such persons may still remain immoral even when it does
not place them outside the (artificially widened) range of their
preferred states.

The traditional reasons look slight also in the case of preferences
and choices.
It would have been claimed - the theory forces the claim
- that animals' choices could not be rational.
Interestingly, choices
of many animals conform to behavioural criteria for rationality pro­
posed in economics.
See J. Bishop, 'More thought on thought and talk',
(forthcoming)
and R. Routley, 'Alleged problems in attributing beliefs to animals',
paper prepared for the FeZig/ conference, University of Queensland,
1979.
10

believe (of course very often we can, and unproblematically) and fall back
on the claim that animals lack concepts of a fit sort.

In the case of

preferences, however, there is often no problem in saying what it is
animals prefer, or in confirming the claim.

Nor is it that we cannot

attribute propositional-style preferences to animals; if black-tail
wallabies prefer, as they do, new foliage to old then they prefer the
foliage's being new over the foliage's being old.

As for the concept

claim, in the sense in which concept is delineated in psychology, animals

have concepts.

And if a philosopher's notion of "concept" gets in the

way of the claim that free dogs prefer bones to carrots (or other

vegetables) then it is not the claim that requires revision, but the
philosopher's notion.
The preference-having criteria appear to distinguish non-arbitrarily
and sharply enough between higher animals and other items, and to rule out

of the relevant class elementary animals, trees, rocks and also some human

items, e.g. human kidneys.

The criteria plainly exclude inanimate objects,

and they separate animate objects.

For while living creatures such as

plants and elementary animals can be said in an extended sense to have

and also optimal living conditions, e.g., for healthy develop­
ment, and in
sense to have preferred states or environments, they do
not have preferences, and cannot strictly be harmed or have their welfare

affected, in that they can be put into states they disprefer.

Nor do

empathy and analogical considerations extend beyond preference-having
creatures:
for only these can care about how they are treated.
At the same time the criteria indicate another important division.

For in a wider sense, animate objects which do not (significantly) have

preferences or make choices, are sometimes said to have 'preferred states'

or 'preferred environments'

(as, e.g., in 'the plant prefers a sunny

frost-free location with a well drained soil').
us say that the

or

To avoid confusion let

of animate objects and also such

biological items as ecosystems can be affected in one way or another, e.g.

increased, decreased, upset.

For instance, the wellbeing of a coastal

community and of the individual trees in it can be reduced to zero by

sandmining, and it can be seriously threatened by pumping waste detergent

In this broad sense too, living things, things that participate in the
growth process, have interests. However under a narrower and more
common determinate of the slippery term 'interests', only preference­
havers have interests (again sentient creatures do not provide the
boundary).
Because the term 'interests' so readily admits of high
redefinition, and the infiltration of chauvinism, its use is better
limited (or even avoided), in favour of other more stable terms.

11

into the nearby ocean.

There is a general obligation principle

corresponding likewise to this more comprehensive class of welfare­
bearers, namely, z-zat fa jaaparjise tTze zJaHhefzzp a_f ?zatzzraZ abjaafs or
sz/sfews zjft/zaz^t paad reasor.
Moral coroerr does not of course end with what is in some way

animate, much as the class of valuable objects is not tied to what relates
suitably to central preference-havers.

In suitable settings, a

(virtually) dead landscape, a rare stone, a cave, can be items of moral
or aesthetic concern;

indeed any object of value can in principle be of

such concern, and arzp abjact car., in principle at least, be ar object a/

value or disvalue, and so of morat corcerr.

corcerrfry almost any sort of object.

There can then be obligations

Naturally only a fraction of the

things that exist have especial value, and only a few of the things that
exist will be things concerning which some of us have obligations.
Furthermore these sorts of obligations do not in general reduce to the

conditions or arrangements (e.g. contractual or joint welfare arrangements)
of preference-havers or some select subclass thereof (what will sub­

sequently be called, as the argument is developed, the base c^ass).

Just as there are relevant divisions beyond the class of preference­
havers, so there are within the class.
Thus the suggestion that the class
hazards which moral obligations (and a corresponding serf of moral concern

which takes account of creatures' states) may be held is bounded by the
class of preference-havers, does not of course imply that %a dfsfizzcfiazzs

can be made zjffbfrz the class of preference-havers with respect to the kind
of behaviour appropriate to them.

For example, cazifracfzzaT- obligations -

which by no means exhaust obligations - can only be held directly (as

distinct from by way of a representative) with respect to a much narrower

class of creatures, from which many humans are excluded.

The class is

also distinct from the class of persons, at least as 'person' is usually

characterised.

What emerges is an ann^Zar pfcfzzra of types of objects of moral
relevance, some matched by types of moral obligation (described toward the
end of Routley (a)), with nested zones representing respectively different

sorts of objects - such as, objects of moral concern, welfare-having
objects, preference-havers (and choice-makers), right-holders, obligation­
holders and responsibility-bearers, those contractually-committed-and the
different sorts of obligations that can significantly apply to such

objects.

Not all the types of objects indicated are distinct, nor is the

listing intended to be exhaustive but rather illustrative.

For strictly

the labels given should be expanded, as the distinctions are categorial

ones, so that what matters is not whether an object is, for instance,
12

contractually committed in some fashion but whether it is the sort of

thing that can be, whether it can significantly enter into or be committed
by arrangements of a contractual kind.

is to

Similarly

function as a categorial marker, that marks out the sorts of things that
can (significantly) have preferences:

the assumption that preference­

havers coincide with choice-makers is based on this categorial reading.
Although the annular picture is (as will become clear in §5) important
for the environmental alternative to be elaborated, and in meeting object­

ions to it, the countercharge has been laid that it reintroduces chauvin­
ism through its inegalitarian distinctions.

This is a mistake:

not

every sort of ethical distinction, certainly not a justified distinction,
involves chauvinism.

Chauvinism is exhibited where, for example, objects

of a favoured class are treated in a preferential way to superior items

of an exluded class, e.g. defective humans as against apes, degenerate
French against normal Pygmies.

The annular picture neither involves nor

encourages such differences in treatment:

it is neutral and unchauvin-

istic, for the reason that it relies only on categorial distinctions
which tie analytically with ethical notions (see the semantical analyses
of §5).

It is certainly in no way species chauvinist or human chauvinist.

For none of the zones of the annular picture comprises the class of

humans (or its minor variant the class of persons); for this class is
not of moral relevance. The reason is that the human/nonhuman distinction
is not an ethically significant one, and can, and should, be demoted from

its dominant, and damaging, position in ethical theory. But dropping the
notion of
out of ethics, is only part of the ethical change that is
called for:

taking due account of nonhumans is also required.

In particular - to return to the theme - what is quite unacceptable,
. .
14
and based on a set of distinctions which are arbitrary and unjustifiable,
is the

differential treatment enjoined nonpersons as distinct

from persons under Western ethics, and the view that only persons or
humans have any (nonderivative) right to moral consideration and concern

as preference-havers and that there are obligations towards other creatures
14 According to Q. Gibson such a criticism of chauvinism is based firmly
on Western ethical equality and egalitarian principles. This is simply
not so:
there is no reliance on such principles. The general argument
takes the form;
feature f cannot be what justifies the differential
treatment of humans and nonhumans, because either f is not morally
relevant or not all humans have f or some nonhumans have f. Neither
equality nor substitutions based upon equality are invoked at any
stage. Moreover Western equality principles - at least as convention­
ally formulated - are in serious doubt, especially with the rejection
of human chauvinism (see further §6).

13

only insofar as these are or reduce to obligations to persons or humans.
§2.

THE EXTENT OF CHAUVINISM, AND FURTHER LINES OF DEFENCE

Western ethics are, then, human chauvinist in that they characterist­

ically take humans (or, to make a slight improvement, persons) to be the

only items worthy of proper moral consideration, and sanction or even
enjoin substantially inferior treatment for the class of non-human

preference-having creatures, without - so it certainly appears - adequate
justification.

The prevailing nineteenth century Western attitude to wild

creatures is evident from Judge Blackstone (quoted approvingly in
W. Cobbett,
Penguin, London, 1967, pp.431):
With regard likewise to wild animals, aZZ

bub by tbe

o/ ZTzg Creator a right to pursue and take away
any fowl or insect of the air, any fish or inhabitant of the
waters, and any beast or reptile of the field:

and this

natural right still continues in every individual, unless
where it is restrained by the civil laws of the country.

And when a man has once so seized them, they become, while
living his qualified property, or if dead, are absolutely
his own.

Prevailing Western attitudes have not shifted markedly since that time;
for example, foresters, widely regarded as socially responsible, think
nothing of dislodging from their homes and environment, or even destroying,
communities of animals which do not directly interfere with human welfare.

But there is another very important broader respect in which

Western ethics are human (or person) chauvinistic, namely in the treat­

ment accorded to and attitude taken towards the broader class of natural
items such as trees and forests, herbs, grasslands and swamps, soils and

waterways and ecosystems.

Unlike higher animals such items cannot liter­

ally be put into dispreferred states (and in fbbs obvious sense, as

opposed to the wider sense of 'interests' tied to welfare, they have no

interests), but they can be damaged or destroyed or have their uaZ^e
eroded or impaired.

The Western, chauvinistic, assumption is that this

can only happen where human interests are affected.

The basic assumption

is that value attaches essentially only to humans or to what serves or
bears on human interests, or derivatively, to items which derive from
human skill, ingenuity or labour.

Since natural items have no other value,

there is no restriction on the way they are treated insofar as this does

not interfere with others;

as far

as -ZsoZufgb natural things are con­

cerned anything is permissible.
14

It is, at base, because of these chauvinistic features of Western ethics

that there is a need for a new ethic and value theory (and so derivatively for
a new economics, and new politics, etc.) setting out not just people's
relations to preference-havers generally but also (along with many other
things) people's relations to the natural environment - in Leopold's
words 'an ethic dealing with man's relation to land and to the animals
and plants which grow upon it'

(A. Leopold,

SuTzd"

zlZ-muzzur? zjvt/z

ot/zer essays on Conservation, New York, 1966, p.238).
It is not of course
that old and prevailing ethics do not deal with man's relation to nature:

they do, and on the prevailing view man is free to deal with nature as he

pleases, i.e. his relations with nature - insofar at least as they do not
affect others, as pollution and vandalism do - are not subject to moral
censure.

Thus assertions such as 'Crusoe ought not to be mutilating

those trees' are significant and morally determinate but inasmuch at least
as Crusoe's actions do not interfere with others, they are false or do not

hold - and trees are not, in a good sense, moral objects.

It is to this,

to the values and evaluations of the prevailing ethics, that Leopold,

Fraser Darling and many others, both earlier and later, take exception.

Leopold regards as subject to moral criticism, as wrong, behaviour that on
prevailing views is morally permissible.

But it is not, then, as Leopold

seems to think, that such behaviour is beyond the scope of the prevailing

ethics and that merely an extension of traditional morality is required
to cover such cases, to fill a moral void.
If Leopold is right in his
criticism of prevailing conduct, what is required is a change in the
ethics, in attitudes, values and evaluations;

for example, what is

permissible on the prevailing ethics will be no longer permissible on the
new.

For as matters stand, as Leopold himself explains, humans generally

do not feel morally ashamed if they interfere with a wilderness, if they
maltreat the land, extract from it whatever will yield, and then move on;

and such conduct is not taken to interfere with and does not rouse the

moral indignation of others, and is accordingly permissible on prevailing
ethics.

As Leopold says:

A farmer who clears the woods off a 75% slope, turns his cows
into the clearing, and dumps its rainfall, rocks, and soil into
the community creek, is still (if otherwise decent) a respected

member of society (op. cit., p.245).

Only recently has such behaviour begun to be seriously questioned and

become the subject of criticism, e.g. by environmentalists.

Under what

will be accounted an erzvvroHwgutaZ. et/zvc, however, such traditionally

15

permissible conduct would be accounted morally wrong, and the farmer
subject to proper moral criticism.

That ethics and morality are not, and never have been, restricted to
human concerns, or exclusively to relations between persons, is important
in rebutting objections to the very idea of an environmental ethic, based

on the premiss that morality just is restricted (definitionally) to human
relationships (and connected values) and is not significant beyond that.

The problem of moral relations with respect to preference-havers other

than persons and to inanimate items cannot be resolved or escaped simply
by declaring morality to apply solely,or as a matter of meaning or defin­
ition only to humans (or to persons).

For first, such a solution would

run counter to the common view that humans are subject to seme moral con­

straints, even if comparatively minor ones, towards other creatures;

the

having of such constraints cannot be ruled out definitionally, and corres­

pondingly the judgments formulating these constraints or prohibitions
cannot be ruled out as nonsignificant, yet they are surely moral.

The

only way in the end, that the claim gets support is by a narrow, and no

longer acceptable, account of what is mcraZ in terms of concern with
humans alone (cf. §6).

Likewise, the question of the moral interrelations

of humans with intelligent nonhuman extraterrestrial beings, even if at
present hypothetical, is certainly a meaningful one, and some interesting
and clearly moral issues of this sort are frequently raised in science

fiction.

Only if the extent of morality is, somewhat misleadingly, reconstrued
in terms of the class of constraints on the behaviour of those it applies

to - that is, in terms of limitations, as distinct from moral freedom does the claim that Western morality is restricted to humans (or persons)

begin to gain plausibility.

For it is true that beyond the favoured base

class, humans or persons, few constraints are supposed to operate (and ad
hoc ones at that) unless the welfare of members of the base class is

adversely affected.

Under an environmental ethic, such as that Leopold

advocates, this would change:

previously unconstrained behaviour would
sense the scope of morality would

be morally circumscribed, and in
be extended.

It is not evident, however, that a

ethic, an

ethic

in the case at hand, is required to accommodate even radical new judgments

seriously constraining traditionally approved conduct, i.e. imposing
limitations on behaviour previously considered morally permissible.

For

one reason it is none too clear what is going to count as a new ethic,
much as it is often unclear whether a new development in physics counts as
a new physics or just as a modification or extension of the old.
16

For,

notoriously, ethics are not clearly articulated or at all well worked
out, so that the application of identity criteria for ethics may remain

obscure.

They are nonetheless (pace Quineans) perfectly good objects for

investigation.

Furthermore, there is a tendency to cluster a family of

ethical systems which do not differ on core or fundamental principles
together as the one ethic:

e.g. the Christian ethic, which is an umbrella

notion covering a cluster of differing and even competing systems.
There are two other possibilities, apart from a new environmental
ethic, which might cater for the new principles and evaluations;

that of

an extension or modification of the prevailing ethic, and that of the

development of principles that are already encompassed or latent within

the prevailing ethic.

The possibility that environmental evaluations can

be incorporated within (and ecological problems solved within) the not

inflexible framework of prevailing Western ethics, may appear open because

there is not a single ethical system uniquely assumed in Western civiliz­
ation:

on many issues, and especially on controversial issues such as

infanticide, women's rights and drugs, there are competing sets of

principles.

Talk of a new ethic and prevailing ethics tends to suggest a

sort of monolithic structure, a uniformity, that prevailing ethics, and
even a single ethic, need not have. The Western ethic is not so monolithic
In particular, three important traditions in Western ethical views
15
concerning man's relation to nature have recently been mapped out:
a
dominant tradition, the despotic position, with man as despot (or tyrant),
and two lesser traditions, the stewardship position, with man as custod­

ian, and the cooperative position with man as perfector.

the only traditions;

Nor are these

primitivism is another, and both romanticism and

mysticism have influenced Western views.
The dominant Western view is simply inconsistent with an environmental
ethic;

for according to it nature is the dominion of man and he is free

to deal with it as he pleases

(since - at least on the mainstream Stoic16
Augustine view - it exists only for his sake ), whereas on an

See especially (a) J. Passmore, Afurz's
Duckworth, London, 1974;
also R. Nash,
Affzzd, Yale University Press, New Haven, 1973.
(All further references
to Passmore's work are, unless otherwise indicated, to Passmore (a).)
The
dominant position has also been sketched in many other recent
texts, e.g. I. McHarg,
Doubleday, New York, 1969,
while the lesser traditions have been appealed to in meeting criticisms
of the Western ethic as involving the dominant view.
The masculine particles are appropriate;

17

so is the resulting tone.

environmental ethic man is not so free to do as s/he pleases.

But it is

not quite so obvious that an environmental ethic cannot be coupled with
one of the lesser traditions.

Part of the problem is that the lesser

traditions are by no means adequately characterised anywhere, especially
when the religious backdrop is removed, e.g.

(as further considered in

§4) who is man steward for and responsible to?

However both traditions

are inconsistent with a deeper environmental ethic because they imply

policies of complete interference, whereas on an environmental ethic some
worthwhile parts of the earth's surface should be preserved from sub­

stantial human interference, whether of the "improving" sort or not.

Both traditions would in fact prefer to see the earth's land surfaces
reshaped along the lines of the tame and comfortable but ecologically

impoverished European small farm and village langscape.

According to the

cooperative position man's proper role is to develop, cultivate and

perfect nature - all nature eventually - by bringing out its potential­
ities, the test of perfection being basically
/ur

while on the stewardship view man's role, like that of a farm
manager, is to make nature productive by his efforts though not by means
that will deliberately degrade its resources.

Thus these positions

figure among those of the shallow ecological movement (as depicted by

A. Naess,

'The shallow and the deep, long-range ecology movement',

16 (1973), 95-100):
longer term.

they are typically exploitative, even if only in the

Although these lesser positions both depart from the dominant

position in a way which enables the incorporation of some evaluations of

an environmental ethic, e.g. some of those concerning the irresponsible
farmer, and allow for some of the modern extensions of the Western ethic

that have been made, e.g. concerning the treatment of animals and
criticisms of vandalism, they are not well-developed, fit poorly into the
prevailing framework, and do

^&lt;9 /ar

For in the present

situation of expanding populations confined to finite natural areas, they
will lead to, and enjoin the perfecting, farming and utilizing of all

natural areas.

Indeed these lesser traditions lead to, what a thorough­

going environmental ethic would reject, a principle of total use, implying

that every natural area should be cultivated or otherwise used

for

17 if 'use' is extended, somewhat illicitly, to include use for
preservation, this total use principle is rendered innocuous at least
as regards it actual effects.
Note that the total use principle, in the usual sense, is tied to the
resource view of nature (cf. (d) R. and V. Routley, T/ze
/or f/ze
Forests, Third Edition, Research School of Social Sciences, Australian
National University, 1975).
Such a principle, like the requirement of
economic growth, emerges directly from - it is an integral part of neoclassical economic theory.

18

"humanized".
As the important Western traditions mentioned exclude an

environ­

mental ethic, it would appear, at first glance anyway, that such an ethic
- not primitive, mystical or romantic - would be new alright - or at
least new from a Western perspective.

For, from a wider perspective,

which takes due account of traditional societies (such as those of some

American Indians, Australian Aboriginals, and Pygmies), there is, it will
turn out, nothing so very new about what is included in (as distinct from

the theoretical setting of) the "new" ethics.

Even from the narrow

Western perspective, the matter is not so straightforward:

for the

dominant ethic has been substantially qualified, in particular by the
rider that one is not always entitled to do as one pleases where this
19
physically interferes with others. " It may be that some such non-inter­

ference proviso was implicit all along (despite evidence to the contrary);
and that it was simply assumed that doing what one pleased with natural
20
items would not affect others (a?2CMfnfcr/cre?Ycc cssz^npffcyz).
Be this as
it may, the wcdfyfeti
pcsfffoz? appears, at least for many thinkers,
to have supplanted the dominant position;

and the modified position can

undoubtedly go much further towards an environmental ethic.

For example

the farmer's polluting of a community stream may be ruled immoral on the

grounds that it physically interferes with others who use or would use the

stream.

Likewise business enterprises which destroy the natural environ­

ment for no satisfactory (taxable) returns or which cause pollution

deleterious to the health of future humans can be criticised on the sort

of welfare basis (e.g. that of P.W. Barkley and D.W. Seckier, Economic

Humanization, and humanitarian measures, may be a cloak for human
chauvinism - in which case, far from being virtuous, they may be
positively undesirable.
Also, as Leopold has observed, the class of others has been progress­
ively widened, e.g. from the family group, to the tribe, to the nation
or race, even to all humans including often enough future humans - but
rarely further in the West until recently.
20 The assumption is not the same as its relative, Benn's principle of
rzo^-i^fcrycrcuce, 'that no one may legitimately frustrate or prevent
(or interfere with) a person's doing what he chooses to do, unless
there is some reason for preventing him' (Benn (c), op. cit.;
inset
from (a), p.605). The principle is said to derive from 'the notion of
a person' (e.g. (a), p.605), but it only so derives given commission
of the fallacy of conversion of an A-proposition. Moreover even
reduced to a 'formal principle ... locating the onus of justification'
(cf.(a)), the principle is dubious, especially cyiven principles of
respect for objects other than persons, with which persons may be
interfering.
It is, however, a formal principle that will help to
keep entreprenuerial humans happy.

19

Pggg:2/,

Grczjf??

T^g S
c7Mf7c??
*

f-ggcwgs f/zg PrchZgw^

York, 1972) that blends with the modified position;

be criticised on welfare grounds;

and so on.

New

vandalism can usually

The modified position may

even serve to restrict the sort of family size one is entitled to have,
since in a finite situation excessive population levels will interfere

with future people.

Nonetheless neither the modified dominant position

nor its Western variants, obtained by combining it with the lesser trad­

itions, is adequate as an environmental ethic.
chauvinism.

None moves outside human

They are all encompassed under the Dowz'nic?? t??gsis - the

view that the earth and all its non-human contents exist or are available
for human benefit or to serve human interests, and hence that humans are
entitled to manipulate the world and its systems as they want, in their

own interests - which is but the ecological restatement of the strong
thesis of human chauvinism, according to which items outside the privil­

eged human class have no value except one as instrumental value (both
theses are criticised in Routley (a)).

To escape from chauvinism, and from

its thesis, a new ethic 7s wanted, as we now try to show.
§3.

GENERAL ENVIRONMENTAL ARGUMENTS AGAINST WESTERN ETHICS

The main argument is directed primarily against the modified

dominant position, but will incidentally show the inadequacy of the lesser
Western traditions.

The strategy is to locate core features of Western

ethics, and to reveal through examples their thoroughgoing chauvinism

and class bias, and in this way to provide decisive grounds for rejecting

For the general argument some more technical points have to be made

them.

first.

(An) gf^7g is ambiguous, as between a specific ethical system, a
spgcffiu ethic, and a more generic notion, a SMpgr-gf^fg, under which
specific ethics are grouped.

(As usual, a wgfu-ethic is a theory about

ethics, super-ethics, their features and fundamental notions.)

An

sz/sfgm s

is, near enough, a propositional system (i.e.

a structured set of propositions) or a theory which includes (like
individuals of a theory) a set of values and (like postulates of a theory)

a set of general evaluative judgments concerning conduct, typically of

what is obligatory, permissible and wrong, of what are rights and
responsibilities, what is valued, and so forth.

(On newer perceptions an

ethical system will include rather less in the way of prescriptions, of

duties, obligations and the like, and more as to what are matters of care

and of concern and for respect.)

Since an ethical system is propositional

in character, such notions as consistency, coherence, independence of

20

assumptions, and the like, apply to it without further ado.

It is

evident, from a consideration of competing or incompatible values and

principles, that t/zgre are Z^z/iz-z-ZteZz/ wary gf/zZcuZ sz/stezns.

Moreover

appropriately general criteria for rationality will not reduce this

class to a singleton. . Accordingly, there is logical space for aZferratire
ratiaraZ etTzies.
A general or lawlike proposition of a system (characterised along
similar lines to a scientific law) is a pr-ZzzcZpZe;

and certainly if

systems Si and S2 contain different principles, they they are different

systems.

It will follow then that an environmental ethic differs from

the important traditional ethics outlined if it differs on some principles.

Moreover if environmental ethics differ from each Western ethical system

on some core principle or other embedded in that Western system, then

these systems differ from the Western super-ethic (assuming, what seems
to be so, that that ethic can be sufficiently characterised) - in which
case if an environmental ethic is needed then a new ethic is wanted.
It

would suffice then to locate a common core principle and to provide
environmental counterexamples to it.
It is illuminating (and necessary, so it will emerge) to attempt to
do a little more than this minimum, with a view to bringing out the basic
assumptions of the Western super-ethic.

Two major classes of evaluative

statements, commonly distinguished, are axiological statements, concerning

what is good, worthwhile, valuable, best, etc., and deontological state­

ments, which concern what is obligatory, permissible, wrong, etc.

Now

there appear to be core principles of Western ethics on both axiological
and deontic fronts, principles, for example, as to what is valuable and
as to what is permissible.

Naturally these principles are interconnected,

because anything is permitted with respect to what has no value except

insofar as it interferes with what does have value.
A strong historical case can be made out for what is commonly

assumed, that there are, what amount to, core principles of Western
ethical systems, principles that will accordingly belong to the superethic.

example.

The fairness principle inscribed in the Golden Rule provides one

Directly relevant here, as a good stab at a core deontic

principle, is the commonly formulated liberal principle of the modified
dominant position. A recent formulation of this principle runs as
21
follows (Barkley and Seckier, op. cit., p.58):

21

On next page.

21

The liberal philosophy of the Western world holds that (D) one

should be able to do what he wishes, providing (1) that he
does not harm others {and (2) that he is not likely to harm
himself irreparably}.
The principle, which is built into or derivable from most traditional

ethical theories, may be alternatively formulated in terms of permissib­

ility, as the principle that a pgrscu's action is

&lt;ioos not intor/ere zjit/z others,

profide&lt;i if

(i.e. other people, including perhaps the

A related economic principle is that free enterprise can operate

agent).

within similar limits.

It is because of these permissibility formulations

that the principle - which incorporates fundamental features of (human or
person) chauvinism - is sometimes hailed as a freedom principle;

for it

gives permission to perform a wide range of actions (including actions
which degrade the environment and natural things) providing they do not

harm others.
others.

In fact it tends to cunningly shift the onus of proof to

It is worth remarking that 'harming others' in the restriction

is narrower than a restriction to the (usual) interests of others;

it is

not enough that it is in my interests, because I detest you, that you stop

breathing;

you are free to breath, for the time being anyway, because it

does not harm me.

There remains a problem however as to exactly what

counts as harm or interference.

Mo'reover the width of the principle is

so far obscure, because 'other' may be filled out in significantly
different ways:

it makes a difference to the extent - and privilege - of

The principle is attributed by Barkley and Seckier to Mill, though
something like it was fairly common currency in nineteenth century
European thought. It appears, furthermore, that Mill would have
rejected the principle on account of clause (2): thus, for example:
Those interests, I contend, authorise the subjection of
individual spontaneity to external control, ouZi/ in respect of
those actions of each, which concern the interest of
people (J.S. Mill,
f-Zbgrfy
Everyman's Library, Dent, London, 1910, p.74,
emphasis added).
The deletion of clause (2) from (D) does not affect the general
argument: hence the braces.
(We owe this reference and the points in
the next footnote to N. Griffin.)

A similarly modified form of (D) is found in much recent Western
literature, even radical literature which purports to make due allow­
ance for environmental concerns. A good example of the latter is
I. Illich, TcoZs /or
Calder &amp; Boyers, London, 1973,
where Mill's (D) appears, in various forms, at several places (e.g.
p.xii, p.41). What this indicates is that Illich's "convivial society"
will not - if its principles are taken seriously - move beyond
chauvinism in its treatment of animals and the natural environment;
it
will at best yield some form of resource conservation.
22

the chauvinism whether 'other' expands to 'other human' - which is too
restrictive - or to 'other person' or to 'other sentient being';

and it

makes a difference to the adequacy of the principle, and inversely to its

economic applicability, to which class of other persons it is intended to

apply, whether to future as well as to present others, whether to remote

future others or only to nondiscountable future others, and whether to
possible others.

The latter would make the principle untestable and com­

and it is generally assumed that it

pletely unworkable in practice;

applies at most to present and (some) future others, to those to whom it
22
would make a (fairly immediate) difference (thus excluding past others ).
For the purposes of the general argument however, the problems in specify­

ing the class of others is not material, so long as the class includes no
23
more than persons that at some time exist.
Fortunately the main argument is not very sensitive to the precise

formulation of principle (D).

Not only can clause (2) be deleted, and

'other' left rather unspecific, but additions can be made;

then even if

the main argument does not succeed, minor oarianfs a/ fba main argument
zjiZ^ snccooti.

An important case concerns the treatment of animals.

Unless (D) is construed widely (extending 'other'), or hedged by further
qualifying clauses,the basic principle fails to take proper account of

concern for animals, especially that one should not inflict "unnecessary"
cruelty or "impermissible" harm.
animals then comes to matter;
these issues can be avoided.

What counts as permissible harm to

and familiar conflict issues arise.

But

For the core principle (0), of basic

chauvinism, can be modified to include (historically recent) moral concern
for higher animals by adding, after 'harm others', something like 'or harm

animals unnecessarily'.

Then however the new principle succumbs to the

Although the interests and preferences of past others are excluded in
conventional utilitarianism, as in (welfare) economic theory and vot­
ing theory, these are often respected in ethical and legal settings,
e.g. in wills, last wishes, etc. Similarly (as N. Griffin also point­
ed out), in the treatment of "human vegetables", past preferences of
the person when capable of making decisions are often taken to be
morally relevant, or even decisive, to the question as to whether to
keep the body alive.

If merely possible persons are included then the valuational rankings
of environmental ethics, indeed of virtually any ethics, can be
reflected in a "utilitarian" fashion. The argument of (c) R. and V.
Routley, 'Semantical foundations for value theory', /Vaas (accepted
for publication in 1974;
still forthcoming?), can be used to show this.

Or unless it can be made out, what seems entirely implausible, that
what is wrong with torturing animals is not what it does to them but
the way it affects other people (the Aquinas-Kant thesis).

23

attitudes, and more comprehensively the associated ideologies, are of
critical importance;

for it is to these and Western influence that the

world's main - serious and very extensive - environmental problems can be
ascribed.
Hypothetical situations are introduced in designing counterexamples
to core principles (D) and (A).

The basis of the method lies in the

semantical analyses of permissibility, obligation and value statements
which stretch out over ideal situations (which may be incomplete or even

inconsistent), so that what is permissible holds in some permitted
situation, what is obligatory in every such situation, and what is wrong
is excluded in every such situation.

'

But the main point to grasp for

the counterexamples that follow, is that ethical principles if correct are

universal and are assessed over a class of situations.

Thus hypothetical

cases are logically perfectly legitimate and cannot be ruled out on one

pretext or another, e.g. as rare, as desert island cases, as hypothetical,
The counterexamples to (D) and (A) presented depend largely on

etc.

designing situations different from the actual where there are either too
few or too many humans or persons. But alternative special situations

where interference with others is minimized or is immaterial are readily
devised.
(i) The

example.

The last man (or woman or person)

surviving the collapse of the world system sets to work eliminating, as

far as he can, every living thing, animal or plant (but painlessly if you
like, as at the best abattoirs).

What he does is quite permissible

according to principle (D) but on environmental grounds what he does is

wrong.

Moreover one does not have to be committed to esoteric values to

regard Mr. Last Man as behaving badly and destroying things of value (the
reason being perhaps that radical thinking and values have shifted in an

environmental direction in advance of corresponding shifts in the

Characteristically Westerners have attempted to recast these value
systems, sometimes misleadingly, in a religious guise - probably because
it was thought that there was no non-religious way of presenting them so
as to make them intelligible or have them comprehended.
Thus they get
represented as basically chauvinistic in view of the relations of Man
and God.
On these semantical analyses, which avoid all the usual problems of
modal theories of axiological and deontic terms, see R. Routley,
R.K. Meyer, and others,
T/zefr
RSSS,
Australian National University, 1979, chapters 7 and 8. A sketch is
given in §5 below.
The situations or worlds with respect to which the interpretation is
made permit of different construals;
e.g. instead of permitted situ­
ations, the situations can be construed evaluatively as ideal
situations.

26

formulation of fundamental evaluative principles).
The usual vandalism charge does not apply against Mr. Last Man
since he does no damage to others.

Moreover, Mr. Last Man's activities

may be toned down to avoid any vandalism charge, yet succumb to the

(extended) chauvinist charge, e.g. he may simply destroy seme environ­
mentally valuable things unnecessarily (without due reason or some need).

(ii) The Zusf pecpZe example.
to the last people example.

The last man example can be extended

We can assume that they know they are the

last people, e.g. because they are aware that radiation effects have

blocked any chance of reproduction.

One considers the last people in

order to rule out the possibility that what these people do harms or
somehow physically interferes with later people.

Otherwise one could as

well consider science fiction cases where people arrive at a new planet
and destroy its ecosystems, whether with good intentions such as perfect­

ing the planet for their ends and making it more fruitful or, forgetting

the lesser traditions, just for the sheer enjoyment of it.
Let us assume that the last people are very numerous.

They humanely

exterminate every wild animal and they eliminate the fish of the seas,

they put all arable land under intensive cultivation, and all remaining
natural forests disappear in favour of pastures or plantations,and so on.
They may give various familiar reasons for this, e.g. they believe it is

the way to salvation or to perfection, or they are simply satisfying

reasonable needs, or even that it is needed to keep the last people
employed or occupied so that they do not worry too much about their
impending extinction.

behaved badly;

of value;

On an environmental ethic the last people have

they have done what is impermissible and destroyed much

for they have simplified and largely destroyed all the natural

ecosystems, and with their demise the world will soon be an ugly and
largely wrecked place.

But this conduct may conform with the core

principles (D) and (A), and as well with the principles enjoined by the
lesser traditions under more obvious construals of these principles.

Indeed the main point of elaborating this extension of the last man

example is because principles (D) and (A) may, as they stand, appear to
conflict with stewardship, cooperation and perfection positions, as the

last man example reveals.

The apparent conflict between these positions

and principle (D) may be definitively removed, it seems, by conjoining a

further proviso to the principle, to the effect (3) that he does not
wilfully destroy natural resources.

But as the last people who are not

vandals do not destroy resources wilfully, but perhaps "for the best of
28
reasons", the variant is still environmentally inadequate.
2 8 On next page.

27

(iii) The grreat e^frgpre^gz/r example.

The last man example can be

adjusted so as to not fall foul of clause (3).
industrialist;

The last man is an

he runs a giant complex of automated factories and farms

which he proceeds to extend.

He produces automobiles among other things,

from renewable and recyclable resources of course, only he dumps and
recycles these shortly after manufacture and sale to a dummy buyer instead

of putting them on the road for a short time as we do.

Of course he has

the best of reasons for his activity, e.g. he is increasing gross world

product, or he is improving output to fulfil some plan, and he will be
increasing his own and general welfare since he much prefers increased
output and productivity.

The entrepreneur's behaviour is on the Western

ethic quite permissible;

indeed his conduct is commonly thought to be

quite fine and even meets Pareto optimality requirements given prevailing

notions of being "better off".
It may be objected, however, that there is no reason or warrant for

the great entrepreneur's production and it is simply wasteful.

But we

can easily amend the example by adding consumers who want to use the out­

put.

Just as we can extend the last man example to a class of last

people, so we can extend (iii) to the

sociefz/ example (iv):

the society looks depressingly like ours except for its reproductive
incapacity.
(v) The

example. The blue whale (reduced to a
29
mixed good on the economic picture )
is on the verge of extinction
because of its qualities as a private good, as a profitable source of oil
and meat.

whalers;

The catching and marketing of blue whales does not harm the

it does not harm or physically interfere with others in any

good sense, though it may upset them and they may be prepared to compen­
sate the whalers if they desist;

destruction.

nor need whale hunting be wilful

(Slightly different examples which eliminate the hunting

aspect of the blue whale example are provided by cases where a species

is eliminated or threatened through destruction of its habitat by man's
2 8 There are however elements in the lesser traditions - especially if
'cooperation' and 'perfection' are reconstrued in less chauvinistic
and homocentric terms - which point the way to a more satisfactory
ethic.

29

The example is adapted from Barkley and Seckier, op. cit., who nicely
expose the orthodox economic picture.
To make the example more difficult for utilitarians in the tradition
of Bentham, it can be further supposed that the killing of the whalesis
near instantaneous and painless, the whale products are very valuable
to humans and indeed irreplaceable, and that the whales led a good
life while they lived.
(Would the killing of remote groups of humans
under similar conditions be then so much worse?).

28

activity or the activities of animals he has introduced, e.g. many

plains-dwelling Australian marsupials and the Arabian oryx.)

The

behaviour of the whalers in eliminating this magnificent species of whale

is accordingly quite permissible - at least according to basic chauvinism.
But on an environmental ethic it is not.

However the free-market

mechanism did not cease allocating whales to commercial uses, as a
satisfactory environmental economics would:

instead the market system

ground inexorably (for the tragedy-of-the-privatised-commons type

reasons well-explained in Barkley and Seckier, op. cit.) along the
private demand curve until the blue whale population was no longer viable.

It has been objected that the operation of the free market is
restrained by ethical principles - or rather legally enforced copies

thereof;

for example, it would be profitable to exploit child labour,

but moral prohibitions, legally enforced, exclude such exploitation of

children.

But the case is quite different;

children, unlike young

animals such as vealers, are already shielded under the modified dominant
position.
If anything, the "objection" is a further illustration of
chauvinism at work. 30

Although the vanishing species example given does not apply decisively
against extended utilitarianisms, such as that of Bentham, which widen the

base class to all sentient creatures, the case is easily varied so that it
does:

class of tropical plant species

simply select one of the

currently threatened with extinction.

(vi) The fuufory farw example.

On the farm animals of various sorts

are kept under artificial, confined conditions and simply used for the
market goods they deliver, e.g. eggs in the case of battery hens, milk in
the case of rotor cows, veal in the case of calves.

The animals are

subject to whatever conditions (e.g. forced feeding, iron deficient diets,

constant lighting) will deliver maximal quantities of desired goods for
the human commodity market.

The animals do not necessarily suffer pain

(and insofar as they do in behaviourally conspicuous ways the problem can

For the most part the operation of the free market is only constrained
by chauvinistic principles: otherwise enterpreneurs tend to undertake
whatever apparently profitable business activity they can get away with,
including substantial exploitation of animals and widespread environ­
mental destruction, and their lack of concern is illustrated by such
facts as that they are generally prepared to pay taxes (e.g.
to
compensate other humans) rather than to forgo their activities in
cases such as river and lake pollution and forest removal.
In fact,
of course, fairly unfettered operation of the market tends to
encourage more restricted chauvinisms, e.g. the exploitation of cheap
foreign or female labour in the secondary labour market.

29

be met by antibiotics), but they are imprisoned under dispreferred
conditions.

The threatment of the animals on the "farm" is perfectly

permissible according to the core principle (or at least minor adjustments

to exclude unnecessary suffering will ensure conformity), but on an
environmental ethic it is not.

The treatment of the animals on the farm

also seems to conform to the principles of the lesser traditions, insofar

as these principles are spelled out in a way that can be applied to the

example, that is so long as cooperation and perfection are construed in
intended chauvinistic fashion.
(vii) The MiZderness example.

The wilderness, though isolated and

rarely visited or thought about by environmentalists, is known to contain

nothing of use to humans, such as seed or drug supplies, that is not
adequately replicated elsewhere.

It does contain however some "low

quality" forest that could supply pulpwood on a commercial basis were the

local government to provide subsidies on the usual basis.

The logging

would destroy the wilderness in a largely irreversible way (e.g. it grows

on high sand dune country or on lateritic soils)

and kill many animals

which live in the forest.
The prevailing ethic sees nothing wrong
with the destruction of such a wilderness, nor do the lesser traditions:
a deeper environmental ethic does.

Again the example requires variation, e.g. to a wilderness devoid of
sentient individuals, if it is to counter clearly such extensions of
Western ethics as those of animal liberationists.

For this sort of reason

we do not want to overstate or overrate the role of
as distinct from variations upon such examples.

examples -

Firstly, people deeply

committed to human chauvinism - as many, perhaps most, people are - will
find some of the examples unconvincing because they depend on non-

chauvinistic assumptions.

Secondly, there are rejoinders to some of the

examples based on the prevailing ethic.

In this case what we claim is

that there are variations on, and elaborations of the examples which meet

such considerations.

In connection with this we do not want to deny that

there are other strands supplementing the prevailing ethic which are

critical of some activities of the sort described in the examples, e.g.

anti-vandalism principles and strictures against conspicuous consumption

But, as remarked, these principles

as reflected, e.g. in sumptuary laws.

have not been adequately incorporated in the prevailing ethic in such a

way as to meet variations on the examples or to serve environmental

purposes;

and if the attempt were made to fully incorporate such princi­

ples once again a new ethic would be the upshot.
before the change from an ethic which sanctioned

30

(Compare the situation

slavery.)

In summary,what the examples show is that core axiological and

deontic assumptions of the Western super-ethic are environmentally
inadequate;

and accordingly Western ethics should be superseded by a

more environmentally adequate ethic.

The class of permissible actions

that rebound on the environment is more narrowly circumscribed on such an

environmental ethic than it is in the Western superethic, and the class
of noninstrumentally valuable objects is correspondingly wider than it is

on the Western super-ethic.
But is not an environmentalist ethic going too far in implying that

these people - those of the examples and respected entrepreneurs and
industrialists and bureaucrats, farmers and fishermen and foresters - are

behaving, when engaging in environmentally degrading activities of the

sort described, in a morally impermissible way?

No, what these people do

is to a greater or lesser extent evil, since destructive of what is

valuable, and hence in serious cases morally impermissible.

For example,

insofar as the killing or forced displacement of primitive peoples who

stand in the way of an industrial development is morally indefensible and

impermissible, so also is the destruction of the forest where the people
may live, or the slaughter of remaining blue whales, or the gross

exploitation of experimental or factory-farm animals for private profit

or as part of the latest 5 year plan.

Those who organise or engage in

such activities are (to a greater or lesser extent, depending on their

mode of engagement) morally culpable.

Models of permissible respected

life styles and of the good life (for others to emulate) depend upon
what the underlying ethic accounts good and evil, permissible or not,
and changes with change of ethic.
A new ethic is needed not merely to accommodate the evaluations,

and so forth;

prescriptions and models indicated, in a way decidedly different from
Western ethics, but in order to cope with a much wider range of more

practical, and often more controversial, cases where Western ethics yield
(without epicycling, i.e. extensive resort to theory-saving strategems)

unacceptable or inadequately grounded results.

An alternative ethic is

also needed by a growing number of valuers because they have values,
interests and new concerns of ecological sorts which do not fit in with,
but conflict with, central features of prevailing Western ethics.

There

is occurring, it seems, a far-reaching cultural, and ethical change, a
change in consciousness, and in particular a change in attitudes to what

is natural and the natural environment (a change which may eventually be
as fundamental as, and partly overturn, the humanist changes of the

Enlightenment).

A new ethic is accordingly needed to reflect and formul­

ate, and enable the defence and application of, a new, increasingly fel,t,

31

but not so far well-articulated system of values, in much the same way
that a system of probability was needed and formulated to articulate and

systematise likelihood and probability principles, and relevant logic
systems required to capture pre-analytic views of entailment.

The

explication of environmental ethics is a similar theoretical concern;
again, as commonly, theory lags behind the facts of change and the felt
data.

Furthermore, just as entailment systems are not uniquely determined,

or desired or accepted by every thinker, so enoironwontuZ gt/zios will not
be nnip^otp detorwZng&lt;i, or adopted by every valuer.

On the contrary, as

is plain enough, their adaption and furtherance will be vigorously

resisted by many vested interests, as - to take just one instance - the
furtherance of programmes for the determination of environmental sources
of cancer is vigorously opposed by industrial chemical companies.

The matter of persuading other valuers to accept values and
principles of a new ethic is of course a further and somewhat separate

issue from the question of need for such an ethic.

The procedures for

trying to effect changes in values are but variations on the usual pro­
cedures, and like them are not fully effective:

excluding coercion and

education, they include, for example, argumentation, and propaganda, in

each case of many sorts. 31

As usual, too, where there is a broad common
32
basis, especially in felt evaluations and emotional presentation,

effecting a change, or a conversion, will generally be an easier task.
In the case of transformation to environmental values, what is often
important are distinctive features regarding the factual bases of many of

the evaluations.
correcting

In particular, there is the matter of removing or
/Tztsoonooptions on a broad range of matters of

Some of these sorts are considered in more detail in (c) J. Passmore,
'Ecological problems and persuasion' in FpnoZZtp arid Freedom.
*
JntornutZonoZ and Comparattvo c/nr-Zoprz/donoo (ed. G. Dorsey), Oceana
Publications, New York, 1977, pp.431-42.
The apposite term 'emotional presentation' is adapted from Meinong;
see especially
FwotZonaZ Prosentatton (trans. M.L. Schubert-Kalsi),
Northwestern University Press, 1972. The notion of emotional present­
ation can play an important role in the explanation of how emotions
enter into (environmental) evaluations, the objects evaluated (canyons,
mountains, giant trees) often being emotionally presented. A little
more precisely, the connections are these: A value ranking (e.g. c is
better, more valuable, than d) of a valuer is explained emotionally
through - it does not reduce to - certain preference rankings of the
valuer;
and the preference rankings have in turn dual factual and
emotional bases, in the same sort of way that an item may be preferred
or chosen in virtue of its factual features and the valuer's emotional
responses to those. The main details of such a semantical analysis of
value, which is discussed in §5, are given in Routley (c).

32

environmental concern;

for example, about animals, their various

behaviour, abilities, etc;

about the alleged gulf between humans and

other animals and the uniqueness of humans and each human;

about the

profitability, or desirability, or necessity, of environmentally destruct­

ive enterprises;

about the inevitability of current Western social

arrangements and about the history of the way these particular arrange­
ments developed. There is, moreover, the matter of sheer information,
for example as to how free animals live together and what they do;

about

how factory and experimental animals are treated, and in the latter case
for what:

about the sources and effects of various forms of pollution

and the reasons for it;

about how natural creatures such as whales or

environments such as forests are commonly dealt with, for what products,
by what interests, for what ends.

Naturally (given a fact/value division)

none of this information is entirely conclusive support for a change in
ethic;

for many of the evaluations the data helps support can be included

in other ethics (including sometimes modifications of prevailing ethics),
while remaining evaluations can, at worst, be simply rejected (as e.g.,

those utilitarians who extend consideration just to sentient creatures are

obliged to reject versions of the last man argument where no sentient
creatures are affected).
Although a new ethic is needed, for the reasons indicated, and

although such an ethic can,furthermore, be a considerable asset in
practical environmental argument (e.g., as to the point of trying to
retain a piece of not-especially-unique near-wilderness),
for many
practical ecological purposes, there is no need to apply it or to fall

back on it.

For example, virtually the whole environmental issue of

destructive forestry in Australia can be argued without invoking any
unconventional ethical principles or values at all, i.e. entirely within

the prevailing chauvinistic framework.
wap??/ environmental disputes.

The same sort of point applies to

But, it by no means applies to all.

A

corollary is an inadequacy in the presentation of environmental problems
and suggested solutions in standard (human) ecology texts

Tssz^gs

A. Erlich's

(such as P. and
FuoZ-Ctyz/,

Freeman, San Francisco, 1970, to select one example), which are set
erzf-freZz/ within the chauvinistic framework.^4

Also, differently, in the way that theories are in enabling one to see
how to move and argue in a discussion.

Quite properly given prevailing sentiments, according to some erring
conservationists, who account themselves "realists".
33

Since it is sometimes charged - despite all that has been said - that

an environmental ethic does not differ in practice from that of more

conventional "chauvinistic" ethics, there is point in spelling out in
yet other ways how it can differ in practice:

Firstly, many conventional

positions, in particular social contract and sympathy theories, cannot
take proper account of moral obligation to future humans (who are not in
the immediate future).

Since the usual attempt to argue, in terms of

value and benefit to humans, that natural areas

and

ecosystems

generally should not be destroyed or degraded depends critically on

introducing possible future humans who will suffer or be worse off as a

result of its destruction or degradation, it is plain that an environ­
mental ethic will differ radically from such conventional positions. That
is, the usual argument depends on the reduction of value of a natural
item to the interests of present and /Izf^re humans, in which reduction

future humans must play a critical role if conclusions not blatantly
opposed to conservation are to be reached.

Hence there will usually be

a very great gulf between the practical value judgements of conservation

ethics and those of conventional positions which discount the (nonimmediate) future.
Secondly, as we have already seen through examples, there are
practical differences between an environmental ethic and conventional

instrumental views which dr take account of the interests of past,

present and future humans, differences which emerge sharply at the
It is, however, unnecessary to

hypothetical (possible world) level.

turn to possible world examples to see that normally there would be very
great differences in the practical valuations and behaviour of those who

believe that natural items can have value and create obligations not
reducible (in any way) to human interests and those who do not, as the
following further examples show.

We need only consider the operation of irtersioraZ- corcepfs

Example 1.

Mif/zizz

uctz^^Z- zjerZ-d, for example, the concept of duwupe to a natural

item, and the associated notion of campezzsaffrr for that damage.

C. Stone, for instance, in S/za^Zd Trees #are Sfardirp?
Tdp^fs /dr /Vaf^raZ. dhj^efs

Thus

Tabards L^pcZ

(Avon Books, New York, 1975) notes the

practical legal differences between taking the damage to a polluted river

as affecting its intrinsic value, and taking it as just affecting human
river users.

In the one case one will see adequate compensation as

restoring the original state of the river (rectifying the wrong to the

river) and in the other as compensating those present (or future) humans
who will suffer from its pollution.

As Stone points out, the sum

34

adequate to compensate the latter may well be much less than that
required to restore the river to its unpolluted state, thus making it
economic, and in terms of the human chauvinist theory, fair and reason­

able, to compensate those damaged and continue pollution of the river.
In the first case, of course, adequate compensation or restoration for

the harm done would have to consist in restoring the river to its
unpolluted condition and will not just be paid to the people affected.

Compare here Stone's example of compensation for injury to a Greek slave;

in the instrumentalist case this will involve compensating the slave's
owner for the loss of his slave's working time;

in the other, where the

slave is regarded as not merely an instrument for his owner, it will

compensate the sZaue not the ozjyzer, for this compensation will also take
account of the pain and suffering of the slave, even where this has not
affected his working ability.

There is a difference not only in the

amount of compensation, but to zj/zow it is directed.

In the case of a

natural item damage may be compensated by payment to a trust set up to

protect and restore it.
The believer in intrinsic values may avoid making unnecessary
and excessive noise in the forest, out of respect for the forest and its

Example 2.

nonhuman inhabitants.

She will do this even when it is certain that

there is no other human around to know the difference.

For one to whom

the forest and its inhabitants are merely another conventional utility,
however, there will be no such constraint.

He may avoid unnecessary noise

if he thinks it will disturb other humans, but if he is certain none are

about to hear him he will feel at liberty to make as much and as loud a
noise as he chooses, and this will affect his behaviour.

Examples like

this cannot be dealt with by the introduction of future humans, since

they will be unable to hear the noise in question.

To claim that the

making of noise in such circumstances is a matter of no importance, and
therefore there is no important difference in behaviour, is of course to

assess the matter through human chauvinist eyes.
question-begging.

From the intrinsic viewpoint it

So such a claim is

make a

difference, and be reflected in practical behavioural difference.
Example 3.

Consider an aboriginal tribe which holds a particular place

to be sacred, and where this sanctity and intrinsic valuableness and

beauty is celebrated by a number of beautiful cave paintings.

A typically

"progressive" instrumentalist Western view would hold the cave (and

perhaps place) to be worth preservation because of its value to the

aboriginal people, and because of the artistic merit of the human arti­
facts, the cave paintings the cave contained.

35

To the "enlightened"

Westerner, if the tribe should cease to exist, and the paintings be

destroyed, it would be permissible to destroy the place if this should
be in what is judged to be the best interests of human kind, e.g. to get

at the uranium underneath.
To the aboriginal the human artifacts, the
cave paintings would be irrelevant, a celebration of the value of the
place, but certainly not a surrogate for it, and the obligation to the
place would not die because the tribe disappeared or declined.

Similarly

no ordinary sum of money would be able to compensate for the loss of

such a place, in the way that it might for something conceived of as a
utility or convenience, as having value only because of the benefits it
confers on the "users" of it.
There is an enormous /gZt or

difference between feeling that

a place should be valued or respected for itself, for its perceived

beauty and character, and feeling that it should not be defaced because
it is valued by one's fellow humans, and provides pleasurable sensations
or money or convenience for them.
Compare too the differences between
feeling that a yellow robin, say, is a fellow creature in many ways akin

to oneself, and feeling that it is a nice little yellow and grey, basically
clockwork, aesthetic object.
These differences in emotional presentation
are accompanied by or expressed by an enormous range of behavioural
differences, of which the examples given represent only a very small
The sort of behaviour uurrarzteti by each viewpoint and thought
by it, the concept of what one is free to do, for example, will
normally be very different. It is certainly no coincidence that cultures
sample.

holding to the intrinsic view have normally been far less destructive of

nature than the dominant Western human chauvinist culture.
In summary, the claim that there is no reaZ practical difference,
that the intrinsic value viewpoint is empty verbalisation, does not stand

up to examination.
The capacity - no doubt exaggerated, but nonetheless far from

negligible - of Western industrial societies to solve their ecological
problems (at least to their own pathetically low standards) within a
chauvinistic framework, does considerably complicate, and obstruct, an

alternative more practical argument to the need for a new ethic, t/ze

arpMwezzt yrcm

problems,

that in no other way ...

[than] prepared[ness] to accept a

"new ethic", as distinct even from adding one or two new moral
principles to an accepted common ... can modern industrial
35
societies solve their ecological problems.
On next page.

36

Not only does the argument encounter various objections - most obviously
that many of the problems can be solved, if not within Western ethics, in
immediate extensions of them - but the case suggested would hardly be a

satisfactory basis for the type of ethic sought.

It is not so much that

it would be a chauvinistic way of arriving at a supposedly nonchauvinistic
ethic, for bad procedures can lead to good results;

rather it is that

important ecological problems, shaping environmental ethics, such as

preservation of substantial tracts of wilderness and just treatment of

animals, tend to be written off in industrial societies as not serious
problems.

But even if the argument suggested has too narrow a problem

base, and so may yield too limited a change in attitudes as compared with
the main theoretical argument, the argument merits fuller formulation and

further investigation.

The argument to need for ethical revision is as

follows:
(1)

A satisfactory solution to environmental problems (of modern
industrial societies) implies (the adoption of) an alternative

(2)

environmental ethic.
A satisfactory solution to environmental problems is needed.
Therefore, an alternative environmental ethic is needed.

The argument is valid, given, what seems correct, that pimplies q implies

that p is needed implies that q is needed.

The second premiss is or can

be made analytic, on the sense of 'satisfactory'
'satisfactory' imply 'needed');

(e.g. by having

so the case is complete if the first

premiss can be established (in the same sense of 'satisfactory'), and the

conclusion is then plausible to at least the extent the premiss is.
Al37
though the first premiss, or something like it, is widely endorsed,
cogent
3 5 Passmore (c) op. cit., p.438.

According to Passmore (p.431),

By common consent, there are four major
pollution, the exhaustion of resources,
species, and overpopulation ...
To solve such problems involves finding
types of human conduct or of preventing
having its present consequences.

ecological problems:
the destruction of

a way either of altering
that human conduct from

In what follows the assumption that 'there are four major ecological
problems' gets rejected.
36 Here and elsewhere, 'environmental'
less interchangeably.

and 'ecological' are used more or

37 Even Passmore, though previously (e.g. in (a)) highly critical of
proposals for new ethics, gives qualified endorsement to an assumption
of this sort ((c), p.441).
... I do not doubt, all the same, that our attitudes to nature
stand badly in need of revision and that, as they stand, they form
a major obstacle to the solution of ecological problems.

37

arguments for it are few and it is no simple matter rendering the
premiss plausible.

Moreover rendering it plausible involves a substant­

ial detour through social theory;

for the case for the premiss proceeds

along these sorts of lines:
(3)

Unless there are (certain) major changes in socio-economic structure,
environmental problems will not be satisfactorily solved.

(4)

The major changes in socio-economic structure involve

an alternative

ethic.

A much stronger thesis than (3) has been argued for using systems analysis,

namely that without very extensive socio-economic changes, modern
industrial society will collapse;

but several of the assumptions made

in the analysis are doubtful or disputed.
independently of that stronger thesis;

But (3) has been argued

for example, it will follow from

the thesis (of Falk, Commoner and others)

'that the modern industrial
ethic as we have known it is not sustainable on ecological grounds'. 39
In a sense,

(3) is obvious;

for it is present socio-economic arrangements

that have produced many of the present serious environmental problems;

without major changes in those arrangements most of the problems will

persist or, more likely, intensify.

What is not immediately evident is

that the major changes called for, in satisfying (3), suffice for (4).

However reflection on the specific 'types of changes required - for example
at a superficial level, human population limitation, reduction of poll­

ution, more sensible resource usage, selective economic growth - reveals
that significant changes in value, and also in what is considered
permissible, are bound to be involved in the changes.

plausible, and

therewith the intended conclusion.

So (4) is decidedly

But the argument

leaves the detailed character of the needed alternative ethic rather

obscure;

and it may well be that the ethic so yielded is somewhat

chauvinistic in character.

The more practical argument cannot entirely

supplant the main theoretical argument.
In sum, there are good and pressing reasons to investigate the

alternatives to chauvinistic ethics, especially human chauvinism, because

such chauvinistic ethics are discriminatory, because the case for them
38
39

See, in particular, D. Meadows and others, T/ze Limits fa GrgzjfZz,
Potomac Associates, Washington, D.C., 1972.

R.A. Falk, 'Anarchism and world order', FVozncs IX, 1978, p.66.
Falk
refers for the case to B.Commoner, TTze CZrsizzy Circle, Knopf, New York,
1971;
R.A. Falk,
PZuzzef, Random House, New York. 1971;
E. Goldsmith and others
/or SMrrfzJuZ, Houghton and Miflin,
Boston, 1972, and Meadows of uZ-., op. cit.

38

does not stand up to examination, and because they have been involved in
the destruction of much of value and now threaten the viability of much

that is valuable.
§4 . ENVIRONMENTAL ALTERNATIVES :

NARROWING THE CHOICE AMONG ENVIRONMENTAL ETHIC

The basic-and basically mistaken-doctrine of the Western super-ethic

is, as we have seen, that people, humans of whatever shape or form, are
the fundamental carriers or objects of value and that all other items are

valuable only in an instrumental or derivative way.

It is important, in­

deed mandatory in a genuine environmental ethic, to reject this view and
allow natural items to have a value in their own right, iz? t/ze same /as/ziazz

as CzzaZzza^Ze? peapZe, both for the reasons outlined above, of the theoret­
ical unsatisfactoriness and arbitrariness of the traditional view, and for
more practical reasons, namely, to help ensure the ecological sustain­

ability of modern society, and in optimising human welfare.
It has often
been pointed out that 'a totally humanised world would diminish us as
40
human beings',
that the traditional view of humans, or classes of humans,

as dominant, and of natural items as without value except where they serve
human or class interests-a view that often carries contempt for nature leads not only to the destruction of much that is of value but (paradoxic­
ally) to counterproductive results even with respect to human welfare.

Thus McHarg (in attractively coloured rhetoric):-

Show me a man-oriented society inwhich it is believed that reality
exists only because man can perceive it, that the cosmos is a struct­
ure erected to support man on its pinnacle, that man exclusively is

divine and given dominion over all things, indeed that God is made in
the image of man, and I will predict the nature of its cities and
their landscape.

I need not look far for we have seen them-the hot­

dog stands, the neon shill, the ticky-tacky houses, dysgenic city and

mined landscapes.

centric man;

This is the image of the anthropomorphic, anthropo­

he seeks not unity with nature but conquest (op. cit.).

The rejection of this view and its replacement by a view in which

natural items can be regarded as of value and as worthy of our respect for

themselves and not merely for what we can get out of them or what use we
40 See e.g. the discussion at pp.116-17 of (a) J. Rodman, 'The Liberation
of nature', IzzgMfrz/, 20 (1977) 83-145. All subsequent references to
Rodman's work without further indication are to this article.
Note well that the rejection of human chauvinism does z?ot imply that no
chauvinistic arguments - or rather, arguments that are usually stated
in chauvinistic form - carry weight. On the contrary, some chauvinistic
arguments (e.g. those supporting wilderness retention and species
preservation) carry considerable weight; and, since the prevailing
industrial ethics remain chauvinistic, environmentalists would be rash
not to use them.

39

can make of them, is becoming increasingly widespread in parts of the

environmental movement.

It is this primarily that makes for an important

ideological split in the conservation movement, between what Naess (op.

cit.) called

and Teep ecology, between those who see conservation

as just a matter of wiser, better-controlled topper-term exploitation of
the environment - something which is compatible with denying value to
42
...
everything except man ' and those who see it at least in part as involving

a recognition of value for natural items independent of man, and hence as
involving (at least to some extent) a Ttf^erept uttitp(7e to Mature.

The

first view, the long-term or erttpbteped e^ptoitatior view, which is
closely tied to prevailing more enlightened economic assumptions, tends to
make heavy use of the watershed term 'resource';

the problem of conserv­

ation is seen as one of 'zjfse pse of resources', a resource being something
of use to humans or persons.

On this view, which does not get beyond the

confines of human chauvinism, and so is no direction for a satisfactory
environmental ethic to take, items which have no perceivable use to man,

i.e. non-resources, can be destroyed without loss;

and the environmental

problem is viewed as largely one of making people aware of the extent to
which natural items and processes have frstr^meptut value, i.e. of how

far we are dependent on them and they are of pse to us.

There is no

recognition either that some items might be valuable precisely because

they are independent of man.
Resource Conservation, or the shallow position, is the first of the
42
four ideal types that Rodman
discerns in his investigation of the
contemporary environmental movement.

The deeper ecological position gets

split under Rodman's division into three ideological positions - though
Rodman prefers to put the matter in symbolic or experiential terms, in

terms of forms of consciousness - namely Wilderness Preservation, Nature
Moralism, and Ecological Resistance.

Though the positions discerned are

neither characterised in an exclusive fashion, nor exhaustive of ecological
positions, and though we shall have to look beyond all the positions for a

satisfactory environmental ethic, nonetheless they afford an excellent
perspective on the main types of alternative positions that have been
adopted by those within environmental movements.

It is not uncommon to encounter attempts to write the shallow position
into the very meaning or definition of copseraotiop, e.g. 'conservation
is the use of resources to the greatest advantage of man', 4 Sprrep of
/Ipstrotfap Forestry and tVood-Fused Ipd^strfes.
Part PT. Prodpcttop
Forestry Peretopmept PZup.
Draft (31 October, 1974), p.ll - a
blatantly chauvinistic account.
On next page.

40

According to (Wilderness) Preservation, which focusses on
wilderness, wilderness is to be preserved for the wilderness experience,

wilderness offers a natural cathedral,

a sacred place where human beings can transcend the limitations
of everyday experience and become renewed through contact with
the power of creation ((b), p.49).
The values discerned in wilderness and natural landscape are primarily

aesthetic and quasi-religious, or mystical,

'the experience of the holy

is esthetically mediated'; what is valuable remains human experiences.

Thus the Wilderness Preservation position does not move outside the
sphere of human chauvinism, and can no more than Resource Conservation
offer a frame for an environmental ethic.
conclusion:

Rodman reaches a similar

Resource Conservation and Wilderness Preservation appear

variations on the theme of wise use, the former oriented to the
[efficient] production of commodities for human consumption, the

latter to providing human amenities ((b), p.50).
For this reason, the Wilderness Preservation position fails even on the

score of justifying the preservation of wilderness - on the very task it

was designed to accomplish - in a range of circumstances.

Like other

See especially (b) J. Rodman, 'Theory and practice in the environmental
movement: notes towards an ecology of experience', in
Search /or
i?? a
^orZ-d^ International Cultural Foundation,
New York, 1978, pp.45-56. Some of the types are portrayed in greater
detail in other Rodman papers.
The remainder of this largely new section on environmental ethical
alternatives is heavily indebted, in ways the references mostly make
plain, to Rodman's work. His work covers a vast range of interlinked
topics; only those of immediate relevance have been touched upon.
But there is very much in the remainder that repays careful reading,
and TnMc/z to think about and to question or reject, reaching perhaps
its lowest point in the paradoxical themes:

Just as our statements about other people tend also to be
concealed statements about ourselves, so statements about non­
human nature tend to be concealed statements about the human
condition, and movements to liberate nonhuman nature tend also
to be movements to liberate the repressed potentials of human
nature (p.105).

In part because these themes and the related myth of microcosm are
taken seriously, and not for the evident falsehoods they are, in part
because the ethical adequacy of the human/nonhuman distinction is
never seriously questioned (e.g. it is taken for granted, what is not
the case, that rights apply to humans and are problematic beyond them),
and in part because of the characteristically chauvinistic emphasis on
human experience and the endeavour to bring everything within that
experiential purvue, and the associated weight assigned to human
symbolic, mythic and ritual activities, one is left with the feeling,
at the end of all the investigations one can profitably follow Rodman
through, that one has not got beyond the confines of human chauvinism.

41

instrumentalist accounts of wilderness value, it breaks down entirely
With examples like the Last Man, assuming that Mr. Last Man is never

turned on by natural spendour.

More alarmingly, under readily conceivable

developments, it would allow the elimination of wilderness entirely.

For

consider the Wilderness Experience Machine, a low-impact low-tech
philosophical machine, recently patented by I.M. Diabolic, which can

duplicate entirely, even for groups of people, wilderness experiences,
but in a downtown room.

As far as the psychological experience goes, this

machine can provide a complete substitute for any actual wilderness, and
were the value of wilderness to reside in the experience it afforded,

could entirely replace it and eliminate the alleged need for it.
Most environmentalists would be (rightly) dissatisfied with, not to
say appalled by, the idea that Wilderness Experience Machines could sub­

stitute for wildernesses, since they provided the same experiences.

what else they wanted, the answer would of course be:

Asked

Wildernesses, not

merely wilderness experiences.

Wildernesses are valuable in their own
right, over and above the experiences they can afford. 4 3 Really, that is,

they consider wildernesses intrinsically valuable, but have been pushed

by the prevailing ethical ethics into stating, and misrepresenting, their
position in experiential terms.

There is some independent evidence that

the Wilderness Preservation position is frequently a disguised intrinsic

value position, in the attitude taken to examples like the Last Man case,
that purely hypothetical experiencers (who may vanish into counterfactuals)

are good enough, and that in some real-life cases it is enough that

wilderness is there to be contemplated, whether or not anyone actually
takes advantage of its presence to gain experiences, or indeed whether or

not it is in fact contemplated.

Such examples remove the disguise and

reveal the position as at bottom an intrinsic value position.

In that

event it is however better to avoid the disguise; for the case for wilder­
ness preservation which starts from the position that some wilderness

tracts have intrinsic as well as merely instrumental value is substantially
stronger than any position which assigns them merely instrumental value.
Wilderness lovers and nature conservationists have in fact worked out
- or concocted - a set of arguments to show why wildernesses and nature

conservation are of benefit to humans, to argue for their instrumental
The concept of
too can vary with the operative ideology,
e.g. on certain views, such as Wilderness Preservation, wilderness
comprises areas that are
(or provide the opportunity for use), e.g.
used for experiential enrichment. By contrast, on a genuine Environ­
mental Resistance view, wilderness is a wild area, use of which is not
implied:
it may never be used, and it may not matter that it affords
no opportunity for (human) use.
(Under popular high redefinition of
'wilderness', there are of course no wildernesses remaining on the
earth, and wilderness vanishes as soon as humanly experienced.)

42

value.

For example, there are various arguments from the scientific

value, or usefulness, of wilderness, e.g. for the study of natural eco­

systems, for the investigation of plant history and evolution, as a
repository of genetic diversity, etc.

These arguments, which (like

parallel arguments for species preservation) are not to be
especially as regards persuasive force, can be put in nonchauvinistic

form;

for science and knowledge are not linked essentially with, for

example, the feature of being human.

Often however - e.g. where the

wilderness defended has, so far as it is known, little that is very

special to offer - such arguments appear to be merely a conventional front
for the real (or deeper) reasons - and in seme instances, correspondingly
weak and unpersuasive (as Fraser Darling has remarked, and Passmore has
tried to show in (a)) - the real reasons being based on the perception of

nonuseful properties of value.

This is particularly marked in the case

of arguments for preserving the most complex and beautiful of the world's

plant communities, tropical rainforest.

Such arguments as that various

uninvestigated rainforest trees may at some time be found to contain
useful drugs, by no means exhaust the true value of the rainforest.

For it

is in the intrinsic, i.e. noninstrumental, value of the rainforest that

the main reason for not unduly interfering with it, e.g. not interfering
in ways that threaten its stability or viability, lies.

In particular,

destruction of a wilderness, such as a rainforest, would significantly

diminish intrinsic value, and so should (in general) be resisted.
Environmentalists who are aware of these sorts of problems and
dangers with resource use approaches to wilderness preservation sometimes

attempt to formulate their alternative view in terms of one of the lesser
traditions, most popularly in terms of the

image, in

which man is seen as the steward of the earth - an analogy which, as
Passmore points out (in (a)), is problematic outside a religious context.

For who is man steward to?

If not to God, then how is the analogy to be

unpacked, and what conditions must "stewardship" conform to?

If "good

stewardship" is management in the interests of humans, or humanity, then

the position does not go beyond Resource Conservation;
if it is manage4
4
ment to serve intrinsic values, or God,
then good stewardship is but a
cover for the recognition of intrinsic values, which are better introduced

directly.
Thus admitting values which are not instrumental, which do not
answer back in some way to states or conditions of humans is a feature of

all satisfactory deeper ecological alternatives.

In order to allow for

such intrinsic values and/or associated attitudes of respect, e.g. for
On some interpretations;
chauvinism.

on others theism may serve to reinforce human
43

nature and various

natural things, it is however unnecessary to adopt a

religious backdrop such as the "Good Stewardship" image suggests, or even

a semi-religious framework such as a mystical or superstitious one with
taboos and sacred places as symbolic and ritual elements.

A theory of

intrinsic value which assigns intrinsic value to wilderness and species

of free animals, for good reasons, can be entirely naturalistic (in a
main sense of that much-abused term).
The third, somewhat amorphous, cluster of positions Rodman describes,

noninstrumental,
value to natural items, such as - on some versions of the position wilderness.
Nature Moralisms, do just that, assign intrinsic, f/zat

[An] alternative perspective ...

[to] the theme of wise use 4 5 ...

is provided by the tradition growing out of the humane movement,

recently radicalised by animal liberationists, and sometimes

generalised to embrace non-animal beings as well.

In contrast

to the economic ethos of Resource Conservation and the religious/
esthetic character of Wilderness Preservation, this perspective is
strikingly moral in style.

Its notion of human virtue is not

prudence or reverence, but justice.

In contrast to the caste­

bound universe of the Resource Conservationist, the Natural
Moralist affirms the democratic principle that all natural entities

(or, more narrowly, all forms of life) have intrinsic value, and
that wild animals, plants, rivers, and whole ecosystems have a

right to exist, flourish and reproduce - or at least that human
beings have no right to exploit or unnecessarily harm or destroy

other members of the biotic community.

In contrast to the aristo­

cratic universe of Wilderness Preservation, where some places (and

some forms of recreation) are holier than others and certain types
of natural entities ... are traditionally more worthy of being
saved than others ..., the world of the Nature Moralist is

characterised by an apparent egalitarianism ((b), p.50^ my
rearrangement).

Each of the sweep of environmental alternatives indicated can be seen as
an
of conventional Western ethics: intrinsic value is extended
uniformly to all animals or certain favoured features of all these, e.g.
their experience, happiness, avoidance of suffering, or is extended to all

living creatures or systems, or is extended to all natural items or even
to objects - it may or may
be distributed uniformly or equally;
Human use and human experience, it might be added.

44

rather independently, rights may be ceded to all animals, or to some or
all living things, or to all things, or, alternatively and differently,

right-holders' rights with respect to some or other of these classes are

restricted;

and similarly other deontic notions, justice, obligation,

even perhaps duty, may extend to apply to larger classes of items than all
humans or persons.

The sweep, which is impressive, is intended to include both extended

utilitarianisms, e.g. Bentham's utilitarianism as revamped by Singer
according to which all sentient creatures are entitled to equal consider­
ation of interest, and extended (legal) rights doctrines, e.g. the

assignment of rights or legal standing to all natural objects as suggested
by, for instance, Stone.it also includes Darwin's ethic and Leopold's
"land ethic". 4 7 In order to capture some of the intended examples of
Nature Moralists, and all the Moral Extension positions, Rodman's

characterisation requires some adjustment - which will be taken for

granted in what follows.

For example, Singer and other animal liberation-

ists do not assign intrinsic value to all forms of life, or even to all
animals;

but (as Rodman is well aware) to all sentient creatures;

that

is, further classifications have to be taken into account.

The egalitarian, or uniformity, assumptions that serve in character­
ising Natural Moralism are mistaken.

Not all objects are of equal value;

some are more valuable then others, while some have little or no value
(and some have a negative value).

Impressive though the sweep of extensions is, all the positions
indicated should be rejected on one ground or another, and sometimes on

several grounds.

Against positions which do not extend the class of

objects of moral concern and candidates for value to include all objects,
variants of the counterexamples to the Western super-ethic can be
directed.

Consider, for instance, the positions (of usual animal liber-

ationists) which extend the moral boundaries just to include sentient

creatures (or e.g. preference-havers).

Adapt the Last Man and Last

People examples, the Wilderness example, etc., by removing all

(inessential) animals from the examples, e.g. the wilderness contains no
animals, in the Last People situation there are no other animals than the
46 p. singer,
*??;
E-ZEerafZc
/VeD
Random House, New York, 1975;

C. Stone, op. cit.

47 at least on a straightforward reading of Leopold's eventual position:
but not according to Rodman;
see his contrast of Leopold with Stone,
p.110.
Darwin's ethic, which anticipates Leopold's, is presented in
C. Darwin,
Second edition, J. Murray, London, 1883.

48 On next page.
45

last people themselves. Then the counterexamples apply as before
against the liberation positions.
It is unnecessary to go quite so far afield to fault such positions,
at least in practice:
facts of experience:

as.Rodman might put it, they are countered by the

... I need only to stand in the midst of a clear-cut forest, a

strip-mined hillside, a defoliated jungle, or a dammed canyon
to feel uneasy with assumptions that could yield the conclusion

that no human action can make any difference to the welfare of
anything but sentient animals (p.89).
But an advantage of the counterexamples is that the same examples, among
many others (e.g. situations devoid of sentient creatures, situations
where the message of experience conflicts with justice or fairness),
reveals the erroneousness of the well-sponsored thesis, a simple analogue
of empiricism, that all value 49 derives from experience (of experiential,

or sentient, objects). A corollary is that value is not to be assessed
either, in any simple way, in terms of the facts of experience.
Insofar as Nature Moralism relies upon simple extensions of
utilitarianisms, or of subjectivisms, to include a larger class of
subjects,

(a larger base class), such as all present sentient creatures,

or all preference-havers at any one
time,
*

etc., it is open not merely to

adaptations of the argument against chauvinism (animal chauvinism is not
that much more satisfactory than human chauvinism), but most of the
Nor, on Moral Extensions, need all objects that have rights have equal
rights.
Rights may not be very democratically distributed. Some things
have rights, e.g. as a result of agreements, of a sort others do not
hold or are not capable of holding. Even rights to exist, to flourish
and to reproduce (each case is different) are in much doubt where there
is scarcity or conflict and where some right holders are taken to be
worth much more than others.
Nor are such leading examplars of Natural
Moralism as Singer and Stone, though they are concerned to extend
principles of justice, committed to equality of rights assumptions.
Stone explicitly rejects equal distribution of rights; but the
principle that all natural objects are equal in having rights, which
really says no more than that they all have rights, is at best a very
weak egalitarian principle.
Singer offers (and presumably would offer)
no equality of rights principle, rejects an equality of treatment
principle, and proposes as a principle of equality a (near vacuous)
principle of equal consideration of interests.

Not, this time, knowledge. But amusingly "value empiricism" collapses
into empiricism proper given the Socratic identification: Value
(generalising Virtue) is knowledge.
The only natural stopping point under value empiricism is, of course,
with all creatures that have (or could have) the relevant experiences:
again not with humans.

46

standard

objections to utilitarians,

subjectivisms,

etc.

Many

versions of Nature Moralism may than be defeated on rather conventional
grounds.
There emerges, further, a dilemma for extensions.

Either the crucial

notions of right and intrinsic value are extended to all sentient

creatures (experience-havers), in which case the objections just lodged
apply, or they are extended more sweepingly, e.g. to all natural objects.
But the latter involves attributing to such items attributes they do not

have, most obviously rights to such objects as stones;

it also violates

the conditions that have to be met for the holding of rights and for the
entitlement of rights.

Thus, for example, Stone considers underpinning

his extension of rights, beyond sentient creatures in the ordinary sense -

or of legal rights beyond recognised "legal persons" - by a postulate of
50
universal sentience or consciousness;
in short, by an unacceptable

metaphysics, or myth.
There are several further objections which work against many versions

of Natural Moralism to which Rodman draws attention:
(1)

Moral Extensions are 'inadequate to articulate the intention that

sustains the [environmental] movement'

wilderness preservation movements.

(p.88), specifically wilderness and

It takes but little argument to show

that utilitarian ethics, such as Singer's, so far from assisting the
environmental movement, can (if adopted) reinforce the case
wilderness and preservation of wild species.

But an extension like

Stone's extension of legal rights can help, and has helped, at least in
the courts where its meta-physical underpining is unlikely to be glimpsed.
The basic point is however that the rights talk does not connect with, and is
insensitive to, the experiential basis.

Mere extensions of moral notions

such as interest or right or justice are insufficient to treat and do just­

ice to the multi-dimensional depth of environmental issues, such as the

damming of a river (p.115). Part of the reason is said to be that the usual
moral aparatus, which was evolved in the case of certain person-to-person
See Rodman's discussion, pp.92-3. But Rodman overstates his case in
claiming that 'some such postulate as universal consciousness is there­
fore necessary if the notion of rights for trees is not to seem a
rootless fancy'. For, as explained below, extended rights can be
defined by a rather "natural extension" of the familiar notion of right,
without any such postulate;
and grounds of entitlement can be traced
back to value of the items.
Certainly extended rights sever what linkage there may have been between
rights and liabilities, but with the modern separations of rights from
responsibilities that linkage was already damaged or broken.

47

relations, is inadequate for getting to grips with a new dimension of

moral experience, that concerned with environment, and inadequate to
reflect ecological sensibility.

Rodman tries to press, however, a much

stronger, and rather more dubious, theme, the SsZZ-onf thesis:

By adapting the moral/legal theory of 'rights',

[the movement] may

sell its soul, its roots in mythic and ritual experience, to get

easier judicial standing (p.88);
and more savagely,
the progressive extension

model

of ethics, while holding out the

promise of transcending the homocentric perspective of modern
culture, subtly fulfills and legitimates the basic project of
modernity - the total conquest of nature by man (p.97, also
p.119).

While neither of these large claims is strictly true - soul-selling is
simply avoided through adoption of the notion of extended-right, which
can yield a conservative extension of the original position;

and even

utilitarians may be committed to blocking projects which threaten free

animals - each has a substantial point.

Part of the point behind the

latter claim is worth developing separately:(2)

Moral Extensions typically cast natural objects, notably animals, in

the role of inferior humans,

'legal incompetents', imbeciles, human

vegetables, and the like.
They

are ... degraded by our failure to respect them for having

their own existence, their own character and potentialities,
their own forms of excellence, their own integrity,

a degradation usually reflected in our reduction of 'them to the status of

instruments for our own ends', and not removed 'by "giving" them rights, by
assigning them to the status of inferior human beings'

(p.94).

Many of us know where the treatment of natural objects as mere means

The mistaken treatment of them

for human ends tends to lead and has led.

as inferior humans, a treatment which fails to see and 'respect the

otherness of nonhuman forms of life', leads in the same direction.

For

given that animals, for example, are inferior, it is legitimate to treat

them also as inferior;

a greater value principle, which moral extensions

typically endorse, yields a similar result.

The needs of increasing

populations of superior humans will eventually outweigh, if they do not

do so already, the cases of inferior inhabitants of this finite earth for
the retention of their natural habitats.

48

For their rights and their

In the larger perspective, the Moral

values will be less than "ours".

Extensions, with their built-in greater value assumptions, do legitimate
the conquest of nature by humans.

Thus too they fail seriously, on what

will soon enough be quite practical grounds, as satisfactory environmental
ethics.
(3)

The extensions, like the parent ethics which they extend, are

narrowly individualistic, and insufficiently holistic. This is particularly

conspicuous in the case of utilitarianisms, which in principle arrive at
all assessments by some sort of calculations, e.g. summations and perhaps
averaging, from an initially given unit conforming to requisite equality
conditions, e.g. equal consideration, equal units of suffering.

In

practice of course the method is, almost invariably, to pretend that the
calculations will yield results which agree with alternatively and
previously arrived at, usually intuitive, often prejudiced, evaluations;

that is, in practice the method is not applied except in a handwaving
back-up fashion.

The method is not applied in part because there are

serious, well enough known, problems in applying it.

The individualistic

bias carried over in other moral extensions, e.g. any experiential theory,
likewise limits their satisfactoriness. It is to understate the matter to
say merely that 'the moral atomism that focuses on individual animals and

their subjective experiences does not seem well adapted to coping with
ecological systems'

(p.89),

'to explore the notion of shared habitat and

the notion that an organism's relationship to its natural environment may

be an important part of the organism's character'

((b), p.52).

A moral atomism that focuses on individuals, discounting their
interrelations, is bound to result in ecological complexes that
matter
(such as ecosystems, wilderness, and species) getting seriously

short-changed.

To illustrate:-

Under atomism, the value of a complex, or

the rights of a complex, amount to no more than those of its individual

members;

but since these are, in isolation from the complex, no more

valuable than other things of their order, e.g. one gentian than another,

a bush rat from a Norwegian rat, there no special merit in a complex, or
rights attaching to it, in virtue of its rareity or uniqueness or special
features as a complex.
Thus, for instance, a utilitarianism under which
only individual animals count assigns, and can assign, no special value to
species, and can (as remarked) be used to argue against preservation of

species:

Since all animals are equal - or at least all animals of the

same genus are more or less equal - one can substitute for another.

Fora

rare species of rat to die out painlessly cannot matter while there are

plenty of other rats.

A rights theory is in similar difficulties so long
49

as rights are assigned only to individuals, taken in isolation from their

environmental setting (i.e. only to the usual separable individuals of
philosophical theory).

These problems may be avoided, in part, by assign­

ing rights to complexes

(given the notion of rights will take that much

further stretching;

which it will not if right holders are assumed to be

conscious or to be preference-havers), and by attributing independent

value to complexes.

But, since the value of a whole is sometimes more

than the sum of the separable values of its individual members, this move

involves the rejection of usual atomism, utilitarianisms in particular.
The objection against the narrow individualism of the extensions - a

defect they share with standard ethics which do not admit of ready
extension, such as contract theories - soon broadens into an objection

that these extensions are built on an inadequate metaphysics, a metaphysics
of rather isolated individuals who (or which) are seriously depauperate in

An ethics presupposes a metaphysics at

their relations with other objects.

least through its choice of base class:

thus for example, usual homocen-

tric formulations of utilitarianisms and contract theories suppose a base

class of narrowly self-interested humans.

The remedy is not (as Rodman

suggests in various places in his elaboration of Ecological Resistance)

to move to holism:

to do so would be to accept the other half of a false

dichotomy mainstream philosophical thought engenders (cf. Routley (g), this

volume).

It is rather to move to a metaphysics that is built on a concept­

ion of objects (which may or may not be individuals) which are rich in

their interrelations and connections.
In summary, the moral extensions are the wrong direction in which to

seek a satisfactory environmental ethic.

But the failure of Nature

Moralism does not mean, as Rodman tends to assume, that all positions
that are moral in style are thereby ruled out. 51 For one thing, Nature
Moralism, as characterised (or generalised), is far from exhaustive of

the range of prima facie viable moral positions.

More satisfactory

positions will simply avoid the damaging assumptions of Nature Moralism
(and likewise those of inadequate ethical positions, such as contract
theories or naturalism, and those linking morality to legality;
For another, if the quest is for an

ruled out.

cf. p.103).

moral notions can hardly be

Even if it is assumed that the call for a 'new ethic' is 'to

guide the human/nature relationship (p.95) - a somewhat unfortunate way
of putting it - whereas what matters is the human/nature relationship

itself, and that in coping with that relation fixation on morality or
51

His thesis of the 'limitation of the moral/legal stage of unconscious­
ness' is investigated in more detail in what follows.
50

legality is a serious handicap, and may contribute to the problem of the

relationship rather than helping solve it (pp.103-4);

still part of the

problem is that of indicating entitlements of agents with respect to their

environment, what sort of exploitation, if any, is permissible, what the

limits on conventional morality are, and discovering 'a larger normative
order within which we and our species-specific moral and legal systems

(p.97).

have a niche'

Nor, in outlining Ecological Resistance, does

Rodman shrink from using - he could not avoid the effect of - axiological

terms such as 'good' and deontic terms such as 'should';

he does not

doubt, for example, that some of what is natural that is threatened is
valuable and that threats to it should be resisted; and he admits that
'prudence, justice, and reverence may be essential parts of a[n ecologic­
ally] good life'.
Ecological Resistance, which is said to be the alternative 'most
faithful to the integrity of experience', exhibits indeed the negativity

of resistance.

The position is founded on action, resistance, and theory

only emerges retrospectively (if perhaps at all).

Its (insufficiently
qualified) central principle is 'that diversity is natural, good and
threatened by the forces of monoculture'.

The struggle between these

forces, diversity and monoculture - between (ecological) good and evil -

occurs in several different spheres of experience, i.e. at various levels,
which reflect one another. Resistance is not undertaken for self-interest
or utilitarian reasons, or for moral reasons, or for religious or mystical
reasons (such as preventing profanation), but
because the threat to the [natural object or system]

... is perceived

aZso as a threat to the self, or rather to the principle of diversity
and spontaneity that is the endangered side of the basic balance that
defines and sustains the very nature of things ((b), p.54).
The disjunction, 'or', separates however two rather different (though combin­

able) reasons-cum-motives for resistance.

The second disjunct yields the

following reasons for resistance (which are linked by a metaphysical
assumption connecting diversity and spontaneity with the nature of things):

(i) The threat to the natural item is a threat to the principle of
diversity and spontaneity.

So, by the central principle, it is a threat

to what is good, etc.
(ii) The threat to the natural object 'is a threat to the very nature
of things':

(as to how consider the example of the wild river threatened

by a dam, p.115).

So - by an unstated, but nonetheless implied and

assumed, principle, that the very nature of things is good (and natural) it is a threat to the forces of good.

51

The first disjunct yields
form:

a

further,

different, argument;

in simplest

(iii) The threat to the natural object is a threat to oneself.

What

is a threat to oneself is bad and to be resisted, so what is a threat to
the natural object is bad and has to be resisted (since what is bad should,
in general, be resisted).
Although the arguments are valid, the underlying principles are
faulty;

for instance, the diversity (and spontaneity) principle because

it is too simple (and so too does not harmonize with the nature of things);
and the second principle, the intrinsic merit of the very nature of the
things, because not everything that is the case or is natural is meritor­
ious, e.g. genuinely natural disasters.

Rodman plans to avoid obstacles

to adopting nature as an absolute standard and, at the same time, to
bridge the gap the principle spans, by resort to a version of naturalism

which equates 'the "natural" with the "moral"'

(pp.96-7).

But for well-

known reasons which can be supported (e.g. those telling against objective

ethics of the sort such naturalism would yield), substantive evaluative
assumptions cannot be removed in this fashion;

though they can be

suppressed, they reappear as soon as connections between empirical

The
trouble, characteristic of reductionism, arises from the mistaken attempt
grounds and evaluative judgments based upon them are queried.

to collapse a grounding, or founding, relation to an identity, to close

the gap - which is not problematic but is widely thought to be problem­
atic - between value and empirical fact by a reduction of value to fact,

of the thesis that evaluative features are grounded on natural features
to the thesis that evaluative features are nothing but certain natural
52
features (e.g. to be good is just to have certain natural features).

52

Rodman interprets naturalistically the statement of Jonas's that he
quotes approvingly (p.95):
Only an ethic which is grounded in the breadth of being, not merely
in the singularity or oddness of man, can have significance in the
scheme of things ... an ethics no longer founded on divine authority
[or upon human arete], must be founded on a principle discoverable
in the nature of things ... .

He interprets it in terms of 'an ontologically-grounded moral order in
the "the phenomenon of life" or "the nature of things".'
In this way
can be avoided the reduction of 'the quest for an ethics ... to prattle
about "values" taken in abstraction from the "facts" of experience'.
But Jonas's statement can be construed nonnaturalistically, by taking
the founding or grounding relation seriously, as connecting, but not
reducing, values to empirical facts. So construed the statement does
help in delineating the sort of environmental ethics sought.

52

Such reductions commit the naturalistic and prescriptive fallacies -

which can be avoided neither by thinking 'our way through or around them'

(p.97), nor by holistic assimilation of morality in a 'more encompassing
ethical life'

(p.103 and note 66).

But details of the fallacies need not

detain us, since we can consider immediately Rodman's important suggestion
53
for circumnavigating them (pp.103-4).
Under natural social conditions, such as are obtained in some

traditional societies and in some free animal societies (as ethological

studies reveal), but have been lost in modern societies, law and morality,
at least in their coercive aspects, would disappear, as they did in
William Morris's

/row

and somewhat as they would in a Kantian

community of fully autonomous beings.

In terms of modern physics,

morality and law are not invariants but vary under transformation of axes,
and in fact vanish or prove eliminable under a suitable transformations,

e.g. to a natural condition.

There is a similar natural condition for

morality and legality,

a condition in which the prohibitions now prescribed

54

by God,

Conscience and the State would have operated "naturally"

(i.e. from

inside the organism, as a matter of course), and patterns now stated
prescriptively could have been stated descriptively.

When the Way

is abandoned, then we get Humanity and Justice (Tac Te

#18)

(p.103).
Even if a change of social axes could place us back on the Way, or on the

way to the Way, morality is not really avoidable in our local frame where

we are far from the Way.
So ethical disputes over environmental matters
55
are also unavoidable; *
for those a satisfactory ethic is a desideratum,
and can help in bringing about a change of social axes.

Thus too, the

identity of the prescriptive with the descriptive, of "ought" with
(suitable)

"is", is a merely contingent (extensional) one and fails in

53 The suggestion helps explain not only Rodman's naturalism, but his
thesis of the limitation of morality and legality; it also introduces
the anarchistic social change view that suffuses much of the (very
uneven) later parts of (a): the view appears therein as the elabor­
ation of what is 'unthinkable'.
54 Given prevailing socio-economic conditions it should be rather:
that
would (ideally) be prescribed. Let us hope, for environmental reasons,
that the principles that are lived by in natural conditions bear not
too great a resemblance to those now prescribed.

55 Nor is there, in the local frame, much alternative but to resort to
legal strategies, where they can be applied (where standing is granted),
to delay "the war against nature".

53

alternative situations;

hence, as always, there is no deduction of

"ought" from "is", since deducibility would require coincidence in the

alternative situations.

Nor would morality - as distinct from legality,

which requires some codification - strictly disappear under natural

conditions, though its coercive aspects would:
on the whole, as they ought to be.

things would simply be,

But while deontology would have a much

diminished role (as it does on the preferred environmental ethic),
axiology (the theory of value) would still have its place - some objects
(e.g. diverse landscapes) would be more valuable than others (monocultural

landscapes), some not valuable, etc.

(As things stand, of course,

axiology does have an important place in working out the theory of
Ecological Resistance, especially in assessing its central principle of

diversity.)
The upshot is that without much elaboration (like that indicated

below) of an axiological kind, which connects value through a grounding
relation, as distinct from an identity, with the run of things (but not

aZZ things) that are natural, reason (ii) for ecological resistance

fails.

Does reason (i), which is premissed on the central principle that

diversity is good and natural and threatened by monoculture, fare any

better?

While it is a matter of fact that that diversity is threatened,

indeed is being very rapidly reduced by the forces of monoculture, diver­
sity is not, as opponents of ecological values are wont to point out, an

entirely unqualified good.

Nor is diversity is always natural:

a

temperate rain forest can be "enriched" and rendered more diverse by

interplanting of exotics (a practice foresters have applied, e.g. in
New Zealand) but the result is not natural and sometimes at least bad.

Or, differently, ecological diversity can often be increased by increasing

edges between ecosystems, but the practice of increasing edges can easily

be unnatural and far from good, as, e.g. in rainforest logging with (say)

50% canopy retention.

So although a reduction of diversity is commonly

bad, since the reduction reduces the quality of an ecological whole, and

increase in diversity good, diversity can not be accepted as a solo
principle.
In fact, Rodman often couples diversity with other factors,
such as naturalness (inadmissible in determining, noncircularly,

what is

good and natural), richness, spontaneity and integrity, which help to

remove various of the counterexamples to a diversity principle. The
procedure points in the direction to be pursued: replacement of the oversimple principle of diversity by a principle combining all relevant

ecological factors.

After all ecological sensibility - ecological resist­

ance is assumed to be the position of the person of ecological sensibility requires sensitivity to all such ecological factors.

54

Once it is determined

through consideration of a mix of ecological factors, that, or whether,
a natural object is good or valuable the reasons for resistance can be
restated:

(iv) Where a natural object is valuable - as c/fe?? natural objects

are, a natural object does not have to be very ecologically distinctive

to be valuable - the threat to the natural object is a threat to what is

But, other things being equal, threats to what is valuable

valuable.

should be resisted.

So, similarly, threats to natural objects should

often be resisted - and always (on whatever level) resisted where the
objects are valuable and the costs of resisting are not overridingly high

(to begin to spell out the ceteris

paribus

clause).

It remains to tie in reason (iii), a key premiss of which can now

take the initial form that the threat to a valuable natural object is a
threat to oneself.

A threat to what is valuable, to what one as a valuer

values,

is a threat to the valuer, to oneself, for these are one's values.

To make

some of those connections good again requires an excursion into

axiology, one, this time, that connects what is valuable with a valuer's

values.

But Rodman, in trying to connect the threats to natural objects

and to oneself, is forced further afield, and resorts to the myth of
microcosm:

'Ecological Resistance involves a ritual affirmation of the

Myth of Microcosm'

universe' (OED).

((b), p.5.4), i.e'. the view of man 'as epitome of the

While such an affirmation - without the ritual - would

yield the requisite connection, it is a classic piece of anthropocentric-

ism, quite hostile to a nonchauvinistic position, and, fortunately,
inessential to genuine ecological resistance.

What Rodman reaches for

from the myth (which could be restated in terms of

without its

classic homocentric bias) is however extremely important:
it is an
account of the
which is not a separate subject
isolated from its (natural) environment (as a Humean individual is),56 but
is connected intensionally and causally interrelated with that environment.

Rodman introduces this metaphysics in rather old-fashioned terms:
Ecological Resistance ... assumes a version of the theory of internal
relations:

the human personality discovers its structure through

interaction with the nonhuman order.

I am what I am at least partly

in my relation to my natural environment, and changes in that environ­

ment affect my own identity.

If I stand idly by and let it be

destroyed, a part of me is destroyed or seriously deranged ((b)

p. 54).

Not Man Apart, in the terms of Friends of the Earth.

55

For among my interests are its interests, part of my welfare is its
57
welfare;
I am identified in part with it.
The metaphysics deepens,

A resister 'does not stand over against

then, the reasons for resistance.

"his environment" as manager, sight-seer, or do-gooder;
integral part of [it]'

he is an

((b), p.56).

But the environmental metaphysics, that underlies and helps support
the ethics, that is part of a fuller environmental theory, need not be,

and should not be if it is to be coherent, as (Hegelian and) holistic as

Rodman immediately goes on to suppose that it is:
... By making the principle of diversity central, Ecological
Resistance can incorporate the other three perspectives as moments
within the dialectic

of a larger whole. Economics, morality, and
an esthetic religiosity have niches in the ecology of our experience

of nature, and each has its limits (p.56 continued).
But a principle of diversity which opposes the forces of monoculture will

not yield

pluralism, unless illegitimately extrapolated to theories

where its merit is much less evident, especially when some of these

theories are not only mutually inconsistent but false.

Rodman risks the

distinctive features of Ecological Resistance for a dubious synthesis.
It is only true that the positions can be combined if the first three
positions are
limited indeed, and then a trivial combination with
each theory working where it works (which may be nowhere actual in the

case of the religious component) can be managed.

Moreover Ecological

Resistance properly developed, will lead to economic and ethical theories

which compete with the rather conventional, and environmentally defective
theories of, respectively, Resource Conservation and Natural Moralism.

Not only is Ecological Resistance severely handicapped by having
implausible holistic theses tacked in to it (not all of which have been
discussed);

further, Ecological Resistance is too negative.

A more

positive theory - which includes a theory of value and, ultimately, for a
fuller environmental position, a metaphysics - is required, not only for

orientation and to meet felt needs of environmentalists already noted,
but for more effective, coherent and systematic resistance.

It is but a short step to the 'fully ecological sensibility [which]
knows with Carl Sandburg that:'
There is an eagle in me ... and the eagle flies among the Rocky
Mountains of my dreams and fights among the Sierra crags of what
I want ... . And I got the eagle ... from the wilderness, (p.118)
The poem almost admits of neutral logical formalisation.

56

trees, kill everything

f/xe Farf/z,

(ed. T.C. McLuhan,

Sphere Books, London, 1973, p.15).
The great care with which so many of the Indians utilized
every portion of the carcass of a hunted animal was an expression,

not of economic thrift, but of courtesy and respect

(D. Lee, in

Farf/z, p.15)-

What the respect position is based on is the fact that it is possible
to make use of something without treating it as something which is no more

than a means to one's ends.

That is, it is possible to make use of some­

thing in limited, constrained ways - with constraints which may

not

derive entirely from considerations of the welfare of other humans, as in
the case of the Indians' use of animals - without treating it as available
for any kind of use.

To so use something without treating it as available

for unlimited or unconstrained use for human ends is characteristic of

use.

In contrast non-respectful use treats the use of the item

as constrained by no considerations arising from the item itself and the
user's relationship to it, but as constrained only in a derivative way, by

considerations of the convenience, welfare and so forth of other humans.

The Western view, as the Indians realised, is the non-respect position,
that the world is available for unconstrained human use.

People who hold

respect positions, such as the Indians, see such a position as indicative
of a lack of moral sensitivity, and sometimes in even stronger terms.
The conventional wisdom of Western society tends to offer a false

dichotomy of use versus respectful nonuse - a false choice which comes
out especially clearly again in the treatment of animals.

Here the choice

presented in Western thought is typically one of edf/zer use without respect

or serious constraint, of using animals for example in the ways character­
istic of large-scale mass-production farming and a market economic system

which are incompatible with respect, or on the other hand of not making
any use of animals at all, for example, never making use of animals for
food or for farming purposes.

What is left out in this choice is the

alternative the Indians and other non-Western people have recognised, the

alternative of limited and respectful use, which enables use to be made of
animals, but does not allow animals to be used in an unconstrained way or
merely as a means to human ends.
Such an alternative can have some applic­

ation in a Western context (for some limited examples of respectful use
in the operations of a small farmer, see John Seymour,
CompZtsfe
Faber, London, 1976). A limited and respectful use

position would condemn the infliction of unnecessary pain on animals, and
also the treatment of animals as machines, as in factory farming.

84

It

would also condemn unecessary and wasteful killing and especially killing

for amusement or "sport", which is incompatible with respect and assumes

that animals can be used merely as a means for
human ends. But
it would not necessarily oppose the use of animals in the case of approp­

riate non-trivial need, e.g. for food, although here again it would
insist that the ways in which use can be made are limited, and not just
by considerations of effect on other humans.
The limited and respectful use position avoids some of the serious
problems of the no-use position of the animal liberationists, although it

shares many of the same beliefs concerning the illegitimacy of factory
farming and similar disrespectful methods of making use of and exploiting

animals.

The no-use position faces the problem that it proposes that

humans should treat animals in ways which are quite different from the

ways in which animals treat one another, for example, prohibiting needful
use for food.

Thus the no-use position seems obliged to say either that

the world would be a better place without carnivores, or else that

carnivorous animals themselves are inferior, immoral,
moral creatures - whichever, alternative

amoral or non-

is taken here the bulk of

animals emerge as inferior to humans, or at least vegetarian humans.
It
implies too that an impoverished natural order which lacked carnivores -

and given what we know of ecology this would be a very highly impoverished
one indeed, not to say an unworkable "natural" order - is preferable to a

rich natural one with a normal proportion of carnivorous and partly
carnivorous species.

carnivores,

Since it would imply the moral inferiority of

the no-use position appears to arrive at the negation of its

own starting point,

(as regards e.g., the equality consideration) of all

animals, human and non-human.

In thus seeing humans as capable of a moral

existence which most animals are not capable of, it sees man as apart from
a largely amoral, (or immoral) natural world, denies community with the
animal and natural world,and indirectly reinforces human chauvinism.

§6.

TOWARDS AN ENVIRONMENTAL PHILOSOPHY: A PRELIMINARY SKETCH
OF THE EXTENT OF PHILOSOPHICAL REVISION ENSUING ON
ABANDONMENT OF CHAUVINISTIC ETHICS

A radical change in a theory not uncommonly forces changes elsewhere

- conceptual revision which affects not only the theory itself but many

neighbouring areas.

The phenomenon is well-known in the case of major

physical theories, but it holds as well for ethical and philosophical
theories;

for example, a logical theory which rejects the Reference

Theory in a thoroughgoing way has important repercussions throughout much

of the rest of philosophy, and requires modification not only of logical

85

systems and their semantics, but also, for instance, of the usual meta­
theory which also accepts the Reference Theory and indeed which is
95
tailored to cater only for logics which do conform.

A

thorough-going environmental ethics likewise has a substantial

impact and forces many changes.

The escape from human chauvinism not

only involves sweeping changes in ethical principles and value theory but
it induces substantial'reverberations elsewhere - both inwards, for

example in metaphysics, in epistemology, and in the philosophy and method­
ology of science, and outwards (in subjects that presuppose value theory)

in social theory, in politics, in economics and in law, and beyond.

For

human chauvinism is deeply embedded in Western culture, and affects not
only the ideology and the institutions but the arts.

Thus, for example,

much of literature, and especially of ballet and film, is given over to a
celebration of things human, of the species. Even the timely new emphasis,
for instance of the counterculture, on human relations (as opposed to self-

contained private individuals of social theories)

remains well within

the inherited chauvinistic framework.
As to the changes, let us begin again with ethics.

As we have begun

to see, an environmental ethic can retain, though in a much amended

theoretical framework (which affects meanings of terms), virtually all
the standard ethical terminology.

But even at a superficial syntactical

level, there will be conspicuous alterations:

firstly, ethical terminology

will be enriched with new environmental terms, drawn in particular from

ecology, somewhat as it was expanded in the late nineteenth century by
terminology from evolutionary theories;

and secondly, accompanying the

attitudinal shifts the new ethic involves, there will be a marked shift
in ethical terminology, away from the predominance of such terms as (and
examples associated with)

'obligation',

to such expressions as 'care',
'respect',

'consciousness'.

'duty',

'concern',

'promise',

'responsibility',

'contract',
'trust',

Because the theoretical and attitudinal

frame is changed, an environmental ethic forces - as we have already
found with such notions as

and

-

reexamination of, and modified analyses of, characteristic ethical notions.
It requires, furthermore, reassessment of traditional and conventional
analyses of such notions as natural right, ground of right, and permissib­

ility, especially where these are based on chauvinist assumptions - much

as it requires the rejection of most of the more prominent meta-ethical
gr

These points are explained in detail in Routley (e); and also in
L. Goddard and R. Routley, T/ze
py
urui Context,
Vol. 1, Scottish Academic Press, 1973, chapters 3 and 4.

86

positions.
Cursory examination of recent accounts of nutMruZ
wcrcZZtpj jMst-Zce and cctfc?? will help illustrate and confirm these

points.
Hart, for example, accepts (subject to defeating conditions which
are here irrelevant) the classical doctrine of natural rights according

to which, among other things,
any adult human ... capable of choice is at liberty to do (i.e. is

under no obligation to abstain from) any action which is not one
coercing or restraining or designed to injure other persons (H.L.A.
Hart,

'Are there any natural rights?', reprinted in PcZZticuZ

PbiZoscpbp,

(ed. A. Quinton), Blackwell, Oxford 1967).

But this sufficient condition for a human natural right depends on

accepting the basic chauvinist principle - a variant of (D) - environmental
ethics reject;

since if a person has a natural right he has a right.

So

too the definition of a natural right adopted by classical theorists and
accepted with minor qualifications by Hart presupposes the same defective

principle. Accordingly an environmental ethic would have to amend the
classical notion of a natural right, a far from straightforward matter now

that human rights with respect to animals and the natural environment are,
like those with respect to slaves not all that long ago, undergoing major

re-evaluation.
Another example of chauvinism at work in the very setting up of the
field of discussion and problems in ethics is provided by recent accounts

of .^ercZ'Ztp, where it is simply taken for granted that 'moral' distinguishe
96
among
actions, policies, motives and reasons,
and that what is

moral refers essentially to human well-being (contentment, happiness
or something of this general sort, tied with appropriate states or

conditions of humans).

Such criteria for what is moral are chauvinistic-

ally based, assuming that what does not bear on human states or conditions
cannot be a moral matter.

What happens in worlds without humans,

how animals fare or are treated, what is done or what happens to plants

or other natural objects - none of these are directly moral matters,
except insofar as they impinge on human welfare.

That is human

96 Thus for instance, B. Williams, ^eruZitz/.- Xx
tc Effies,
Harper &amp; Row, New York, 1972, p.79. Williams does, however, remark in
his Preface (p.xiv) how 'shaky and problematic' the distinction - which
he subsequently takes for granted - is.
97 see, for example, P.R. Foot, Tbecries cf FtZrZcs, Oxford University
Press, London, 1967,and G.J. Warnock, Oc^tewpcrcrp McraZ PhZZcscpbp,
Macmillan, London, 1967, and also The Object cf AfcrcZZty, Methuen,
London, 1971.

87

chauvinism at work, and is at the same time a reductio

such criteria.

ad absurdum of

A different nonchauvinistic account of what is moral is

required (a beginning can be made by adopting certain of the maligned
formal criteria). It is evident that any account which meets even weak

conditions of adequacy will serve to meet the objection that an environmental ethic is not concerned with what is moral but is really an aesthetic
theory.
For the objection as usually presented depends squarely on a
chauvinistic restriction on morality, all the rest of value theory being

classed, or dismissed, as "(mere) aesthetics".

The case of morality

illustrates the characteristic way in which theories - in this case
chauvinistic ethics - redefine crucial notions in their own terms to suit
their own ends, such as entrenchment and fortification of the theories

against objections.
Further corollaries of the rejection of chauvinism include the

inadequacy of recent fashionable attempts, mainly derivative from Hobhouse,

at characterising eguuZitp and justifying it in ways that argue from man's
humanity,98 and the inadequacy of much recent, largely chauvinistic, work
which takes it for granted that action and
99
rationality requirements on action are bound up with human nature.

in the philosophy of

The abandonment of chauvinism implies the rejection not only of much
ethical analysis, but of all current major ethical positions.

The bias of

prevailing ethical positions, and also of economic positions, which aim to

make principles of conduct or reasonable economic behaviour calculable is
especially evident.

These positions typically employ a single criterion

p, such as preference or happiness, as a summum bonum;

characteristically

each individual of some base class, almost always humans, but perhaps

including future humans, is supposed to have (at least) an ordinal p-

ranking of the states in question (e.g. of affairs, of the economy);

then

some principle is supplied to determine a collective p-ranking of these

states in terms of individual p-rankings, and what is best or ought to be
done is determined either directly, as in act-utilitarianism under the
Greatest Happiness principle, or indirectly, as in rule-utilitarianism in
terms of some optimization principle applied to the collective ranking,

The species bias is transparent from the selection of the base class.
go

And

Among such unsatisfactory liberal egalitarian positions are those
presented in G. Vlastos, 'Justice and equality' in JooiuZ
(ed. R.B. Brandt), Prentice-Hall, Englewood Cliffs, N.J., 1962, and
B.A.O. Williams, ' The idea of equality' in P^i^osoph^, Pacifies artJ
Jpcietz/, Second series (ed. P. Laslett and W.G. Runciman), Blackwell,
Oxford, 1963.

99 gee, e.g. T. Nagel, TTns PossiM7-7fi/ of
Oxford, 1970.
88

Clarendon Press,

even if the base class is extended to include persons or some animals
(at the cost, like that of including remotely future humans, of losing

testability), the positions are open to familiar criticism, namely that

the whole of the base class may be prejudiced in a way which leads to
unjust principles.

To take a simple example, if every member of the base

class detests dingoes, on the basis of mistaken data as to dingoes'
behaviour, then by the Pareto ranking test the collective ranking will
rank states where dingoes are exterminated very highly, from which it will
generally be concluded that dingoes ought to be exterminated (still
unfortunately the evaluation of most Australian farmers, though it lacks

any requisite empirical basis).

Likewise it would just be a happy

accident, it seems, if collective demand (horizontally summed from
individual demand) for a state of the economy with sperm whales as a
mixed good, were to succeed in outweighing private whaling demands;

for

if but few in the base class happened to know that sperm whales exist or

cared a jot that they do, then even the most "rational

economic decision­

making would do nothing to prevent their extinction. But whether the
sperm whale survives should not have to depend on what humans know or what

they see on television.

Summed human interests, or preferences of certain

private individuals, are far too parochial to provide a satisfactory basis
for deciding upon what is environmentally desirable.

Nor would such

accidental bases be adequate.
Moreover ways out of the problem do not bear much investigation.

It cannot be assumed, for instance, that the base class is on the whole
good, and hence will not enjoin reprehensible behaviour, because such an

assumption seems false, would at best be contingently true (so that the
theory would fail for different circumstances to which it should apply),
and would involve a deep problem in the theory, since it would then seem

to admit the determination of goodness - that of the base class, on the

whole - independently of what the theory was set up to determine, among
other things, goodness. Nor can it be assumed, without serious circularity
that the optimisation is constrained by requirements of justice or fairness
(see Routley (b) and §5 above).
The ethical and economic theories just singled out (which are based

on optimisation over select features of the base class) are not alone in
their species chauvinism;

much the same applies to mosf going meta-

ethical theories which, unlike intuitionistic theories, try to offer some
rationale for their basic principles.

That is, the argument against

utilitarian-type ethical and economic theories generalises.

For instance,

on social contract positions, obligations are a matter of mutual agreement

89

between individuals of a given (but again problematic) base class;

on a

social justice picture, rights and obligations spring from the application
of symmetrical fairness principles to members of the base class, usually
a rather special class of persons;while on a Kantian position, which
has some vogue, obligations somehow arise from respect for members of the

base class, persons.In each case, if members of the base class happen
to be ill-disposed to items outside the base class, then that is unfortun­
ate for them:
that is (rough) justice.
Looking outwards from the ethics, the abandonment of chauvinism has

likewise a wide set of consequences, both theoretical and practical, in
One
economics, politics and law, and generally in the social sciences

major practical economic impact of environmental ethics is in the extent
to which free enterprise can operate unimpeded or unchanged.

of business and enterpreneurial activity - to

But

consider one option - will

involve, in turn, either legal constraints, or reallocation of activity
by such devices as environmental pricing, which directs activity away from

environmentally undesirable pursuits.

For example, if it is wrong to

destroy a rare ecosystem in order to make a few more dollars, then

restrictions should be imposed on business activity by one method or
another. To some limited extent this is already happening in the field of
pollution, but primarily because of the likely effects, direct or not too
far removed, that pollution comes to have on other humans, not for a wider

set of reasons, and often not for the right reasons.

With a wider environ

mental code, the public and legal intrusion into areas typically regarded

as "private" and open to the free enterprise operations (of "open go")

would be much more extensive.

The same applies in the case of private

100 Thus for example,
[Rawls'] original position seems to presuppose not just a neutral
theory of the good, but a liberal, individualistic conception
according to which the best that can be wished for someone is the
unimpeded pursuit of his own path, provided it does not interfere
with the rights of others.
This view is persuasively developed in
the later portions of the book, but without a sense of its controver­
sial character (T. Nagel, 'Rawls on justice', PkiZcscphicuZ
82 (1973), p.228).
Nagel also effectively argues that Rawls' original position is not
neutrally determined but involves substantial moral assumptions (e.g.
pp.232, 233);
they are mostly, as it happens, of a chauvinistic cast.

10^ While the first of Kant's maxims is not so restricted in actual form­
ulation, others are (see H.J. Paton, TPe
Hutchinson, London,
1947. And, firstly, such maxims are s^pp&lt;9se^ to be equivalent to ones
formulated in terms of persons; secondly, they are supposed to be
derived from features of, or connected with, people.

90

property;

for example, given that it is not permissible to erode hill­

sides then there should, in this setting, be (legal) restrictions on

farmers' and foresters' activities.
Although the impact on the practice of economics of a thoroughgoing
environmental ethic would be drastic - market negotiations, firms'
activities,-international trade, all would be affected - the impact on

the underlying theories of preference and choice is comparatively

less,

but still far from negligible. For much of economics is squarely founded
on chauvinism.
The theoretical bias follows directly from the utilitarian

bases of the theory, which is fairly explicit in welfare theory and rather
heavily disguised in neoclassical theory.

But although choice and value

theory are, as characteristically presented in economics and elsewhere,
damagingly chauvinistic, they do not have to be.
For the theories can be

reformulated in a non-chauvinistic way, as was indicated (in §5) above
for utilitarianism - upon which economic theory is modelled.

On such a

revamped foundation an environmental economics to match the chosen
environmental ethic can be built (for some preliminaries on this approach,
see Routley (d), appendices 1 and 6).
Several of the objections to base class theories such as utilitar­
ianism apply not merely against orthodox economic theory, but also to
voting theory, to representative democratic systems of determination of
political action.

If, for, example, the base class consists of private

individuals motivated by their own self-contained interest then such

procedures can readily lead to most undesirable results, especially if

these individuals

compromise

representative individuals.

their autonomy through the election of
For the more powerful of these representative

individuals can be - and typically are, as their behaviour if not their

protestations show - not favourably disposed to (the welfare of) things

outside the base class or even to many members of the base class.
Nearer the theoretical surface, especially in such branches of

economics as "resource management", the chauvinism is more conspicuous.
The following narrowly utilitarian assumption is quite typical:

The goal of resource managers should be to communicate and act in
ways that maximize human satisfaction (H.J. Campbell, 'Economic and
social significance of upstream aquatic resources' in Forest
Fses
Oregon State University, Corcallis,

1971, p-14, also p.17).
When

management - where such is

management becomes

needed at all - the goals will be changed from such chauvinistic ones.

91

The method of interference in

"free economic enterprise", of

controls and regulations, of legal and political constraints, is only one

way in which leading principles of an environmental ethics can be put

into effect.

A quite different, and ultimately far more appealing,

approach is by way of structural change, by changing the socio-economic

structure in such a way that it comes to reflect on environmental ethics

(by altering the frame of reference, or axes, to use the physical picture
of §4, so.that major problems vanish).

Requisite structural change is
102 .
far-reaching, both practically and theoretically'
in every reach of

social science.

For example, while on the

position,

capitalist markets are subject to further regulation, either directly
imposed or by way of suitable pricing policies, in the sfrzzcfLzraZ-

position, capitalist markets are eliminated;

while under state

regulation private property is subject to further controls,given approp­

riate structural change private property disappears.
Looking inwards, an environmental ethic has an impact on the

practice of many sciences other than the social sciences - what they do

experimentally with natural objects (e.g. the treatment of animals in
laboratory testing);

how their research programmes are organised and

directed (consider, e.g., projects involving irradiation or broadscale

herbicide treatments of rainforests);

the way classifications are made

and which are made (consider, e.g. the extent to which human perception

enters into classifications in botany);
recommended on the basis of such sciences.

and, of course, what is
For as it stands human

chauvinism is deeply embedded in the practice of science, directly in

research and experimentation and in shaping classifications, theses and
theories.

Indeed the effect of a different ethic may extend even to the

theory of such sciences, in particular through the bearing the ethic has
103
on metaphysics which in turn influences the foundations or such sciences.

Such a new ethic would quite properly upset (as §1 should indicate) the
extent to which humans are seen at the centre of things and things as

accountable through them and scientific theories as 'human constructions
wrestled from a hostile nature'

(after Popper).

It would help overthrow

the pernicious chauvinistic idea that, apart from certain elementary facts,

AZZes
value.

isf AfeyzscZzoMMor^., all necessity, all intensionality,

all

It should result too in the shattering of still widespread

As (g) V. and R. Routley, 'Social theory, self management and
environmental problems', this volume, begins to explain.

Cf. R. Harre,
P/zi^osop?zies of
1972;
and also Routley (e).
92

Oxford University Press,

assumptions as to the nature of animals and plants, for instance that
their apparently goal-directed and intensional behaviour can be explained

(away) mechanistically, and the deeply-rooted idea that some sort of

Cartesian metaphysical picture of natural, as distinct from spiritual or
rational, objects can be maintained (cf. again §1).

In metaphysics there are at least two further important classes of
effects.

Firstly, the orthodox views of man's relation to nature, the

dominant and modified dominant and lesser traditions, have to be abandoned

and new positions worked out.

In this sense, a new environmental ethic

implies a similarly new metaphysic redefining Man's place in nature and
human/nature relationships.^^4 such a new philosophy of nature will
recognise various natural objects other than humans as of independent
value, so it will not be naturalistic.

Nor will it view natural objects

as simply available for the use, wise or otherwise, of humans.

Several

principles derived from the orthodox metaphysical positions will have to

be abandoned and replacements worked out (as in the case of (D) in ethics).

Thus superseded, for example, will be the principles of total use of
natural areas for human use and of maximum long-term productivity of the
earth's resources (principles criticised in their application in forestry
in Routley (d)).

At a deeper level, such a philosophy of nature will

involve a turning away from the leading ideological principles of both the

Renaissance and the Enlightenment and of much that went with them (e.g.
with the Rennaissance, the rise of commerce, bureaucracy, professionalism,
formal education, and subsequently, with the Enlightenment, the rise of

the modern state, capitalism and scientific enlightenment).

For it means

the dismissal of the chauvinistic principles of the Renaissance, with 'Man

as the kernel of the Universe', a creature 'half-earthly and half—divine,
his body and soul form[ing] a microcosm enabling him to understand and
control Nature . ..'.^O-^
It means too removal of the humanism of the

Enlightenment, the reduction of what formerly was assigned to the religious,
such as ethical and political principles, to the human, a reduction which

404

Passmore has observed - inconsistently with what is claimed in his
(a) - in 'Attitudes to Nature', Poz/aZ. Irzstitz^te
P/ziZ-csopTzz/ lectures,
volume 8, Macmillan, London, 1975. As against Passmore (a) p.3, such
new ethics and metaphysics need involve no abandonment of 'the
analytical, critical approach which is the glory of the West': on the
contrary, they may well mean a more thoroughly critical and analytical
approach than hitherto.

104 goth quotations are from ?7ze
&lt;9/ t/z&lt;3 Pgrzaissa^cg (ed. D. Hay)
Thames and Hudson, London 1967, pp.7-10, where too main movements,
practical and ideological, of the Renaissance are usefully
indicated.

93

was based on the false dichotomy, which has still not lost its hold:

reli.gious or humanistic.
Secondly, the removal of humans from a dominant position in the
natural order renders immediately suspect a range of familiar philosophical

positions of a verificationistic or idealistic kind such as phenomenalism
in epistemology (how can what exists depend on what is perceived by

members of such a transitory and perhaps not so important species or on
whether there exist &lt;2722/ perceivers?), intuitionism in mathematics, con­

ventionalism in logical theory, the Copenhagen interpretation in micro­
physics, and subjectivisms not only in ethics but in every other

philosophical sphere.

True, most of these positions are defeated on the

basis of other considerations anyway;

but it is an immediate and further

point against them that they are damagingly chauvinistic.

Thus a corollary of the thoroughgoing rejection of human chauvinism,
of very considerable philosophical importance, is the rejection of all

'the

usual forms of idealism, i.e. all positions which accord primacy to

the human subject and make the existence of a world of things or the

nature of things dependent upon such subjects.

A paradigmatic example is

phenomenalism; other examples are Kantian idealisms, Hegelianisms and
later German idealisms, Christian philosophies based on the primacy of
human (and superhuman) consciousness, existentialisms;

more surprising

examples are empiricisms - inasmuch as all knowledge and truth is supposed

to be ultimately derived from human experience - and their holistic

images, dialectical materialisms and Marxisms.

A satisfactory environ­

mental philosophy will be significantly different from all these
positions.

94

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                    <text>PARADIGMATIC ROOTS
OF
ENVIRONMENTAL PROBLEMS
Abstract. Virtually all diagnoses of the roots, and sources, of environmental
problems are defective. While defective diagnoses persist, problems will not
be adequately addressed.
Focal questions ask why human communities so frequently degrade,
impoverish or even destroy their own environments, and more generally why
the whole earth is now in jeopardy through human enterprise. More
immediate answers, sometimes correct so far as they go (which is not deep
enough), look to components of environmental impact equations. More
thorough-going answers fall into two classes: first those that do not question
entrenched paradigms, but seek (unsuccessfully) to explain widespread
problems simply through defective practice, and secondly those that, rightly
recognising that defective practice is no adequate answer, look to deeper
paradigmatic sources of problems. A fatal flaw in most of the latter answers
lies in their monistic concentration on a single paradigm, or single narrow
band of paradigms. These flaws are exposed, whence a wider, more
satisfactory answer can be broached.
Background busy work includes firstly, explaining problems and relevant
paradigms and how paradigms operate regarding environmental problems,
and secondly, detailed disentangling of proposed and alleged sources of the
problems. With this done, it is argued that none of these answers,
fashionable or other, to the focal questions is satisfactory. Here lies the
important hard, but very negative and decidedly incomplete, work of the
present investigation.
A different more complex investigation is accordingly instigated. An initial
answer is located through broader classes of paradigms : environmentally
friendly and unfriendly. Further effort is expended, profitably, in trying to
characterize these classes. Among significant corollaries, one is striking:
philosophy as portrayed through its standard history is dismal environmental
news.

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                  <text>Sylvan's literary executor encountered an archive in which “all his projects were current", since manuscripts were undated and unattributed.</text>
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              <text>PARADIGMATIC ROOTS
OF
ENVIRONMENTAL PROBLEMS
Abstract. Virtually all diagnoses of the roots, and sources, of environmental
problems are defective. While defective diagnoses persist, problems will not
be adequately addressed.
Focal questions ask why human communities so frequently degrade,
impoverish or even destroy their own environments, and more generally why
the whole earth is now in jeopardy through human enterprise. More
immediate answers, sometimes correct so far as they go (which is not deep
enough), look to components of environmental impact equations. More
thorough-going answers fall into two classes: first those that do not question
entrenched paradigms, but seek (unsuccessfully) to explain widespread
problems simply through defective practice, and secondly those that, rightly
recognising that defective practice is no adequate answer, look to deeper
paradigmatic sources of problems. A fatal flaw in most of the latter answers
lies in their monistic concentration on a single paradigm, or single narrow
band of paradigms. These flaws are exposed, whence a wider, more
satisfactory answer can be broached.
Background busy work includes firstly, explaining problems and relevant
paradigms and how paradigms operate regarding environmental problems,
and secondly, detailed disentangling of proposed and alleged sources of the
problems. With this done, it is argued that none of these answers,
fashionable or other, to the focal questions is satisfactory. Here lies the
important hard, but very negative and decidedly incomplete, work of the
present investigation.
A different more complex investigation is accordingly instigated. An initial
answer is located through broader classes of paradigms : environmentally
friendly and unfriendly. Further effort is expended, profitably, in trying to
characterize these classes. Among significant corollaries, one is striking:
philosophy as portrayed through its standard history is dismal environmental
news.

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                    <text>3.7.95

GRAND PHILOSOPHIES AND ENVIRONMENTAL CRISES:

an initial reports
Much of what follows is organised around the following

thesis, which it

aims to further, to sharpen and to support:
mainstream Western philosophy is dismal environmental news,
or still more colloquially and generally, mainstream philosophy continues to be bad socio-

environmental news. Presumably that expands, in tum, to something like: grander mainstream
Western philosophy continues to be a significant factor in the ideologies (or paradigms) that

inform destructive social and environmental practices. There are some striking corollaries,

among them that, like dialectical material in Eastern Europe, such Western philosophy should
be substantially abandoned, its furthering and frequent celebration in the schools and

universities discontinued, its place taken by more benign humble alternatives.
Sharpening the anti-mainstream thesis.
All the qualifications prove to be important.

because there are lesser or

recessive traditions that are comparatively benign.
because small-scale analytic
philosophy for example, while likely operating within a damaging paradigm, may have little or
no impact on its own (consider the impact of a philosopher who spends all research time on the

unexpected examination problem).

because classical Taoism affords a counter­

example to the anti-mainstream thesis, virtually however it is sharpened.^ However the
qualification
is decidedly narrower than need be, and moreover gives a misleading
impression. For conspicuous non-Western philosophy, such as Confucianism and Islam, is
also dismal news. Other major philosophies can, and do, drive environmental destruction as

well. Accordingly too what uniqueness there is to the Western role has to be differently made
out, in terms of its special (though perhaps inessential) linkage to industrialization.
Although it is expositionally advantageous to highlight present serious predicaments in
terms of
one thing should be clarified at the outset. It is not essential, or even crm'ca/, to
the main arguments outlined that there should be environmental or other crises. It is enough
that severe

or the like is occurring. Some sort of responsibility for this will afford

a solid basis for criticism of a doctrine or practice.

1

The main title evolved from that of Caidera, P/n/o-yo/y/iy
C7in.y, who was searching (rather
unsuccessfuiiy) for a Latin-American phiiosophy. Some of this report was thought through in
Brasi!, under the partial support of FASPEC.

2

See, for instance, the expiication of Taoism in UTD.

�2

But, as it happens, conditions for crises are satisfied.^ There are crises conditions in
in wany
(some of which we will simply allude to, as there is copious
documentation). Elsewhere, where crises have not yet broken, there are often near crises

conditions.
Many there are, of course, conspicuously politicians and economists, still labouring
under the impression that the current dominant ideology and its development model is not
obsolete, that all is more or less well. They imagine That we are passing through an unusually
severe but still cyclical crisis. That all we have to do is stimulate demand through public
investment and build up enough business confidence so that there is a recovery of private
investment and production. Then we can afford to resume efforts to control environmental and

social problems.^ They have misread the signs. The problems are not merely cyclic or
temporary; they are intensifying (if in a wavelike pattern, with deterioration surging in, then
ebbing somewhat before the next bigger wave).
Nor are larger ideological cycles quite the same, though much of the rhetoric is similar
from cycle to cycle. No longer is it imagined that social or environmental problems can be
substantially resolved next times around business cycles (though the illusion that most of us
will be 'better off persists, conveniently buttressed by loaded statistics).

Comparisons, features and pedigree.
Of course European civilization has more to answer for than its environmental practice,

and its extraordinarily destructive impact on natural systems, especially non-European systems.
It has to answer also for its impact upon humans, in particular classes, cultures or races marked
out as inferior (persisting prominently into this century, emanating from sources of high
Western culture). But for many of these human impacts Western philosophy does aat have to

answer, by contrast with other impacts.
Indicative of dominant environmental attitudes are attitudes towards and treatment of what

were, and often still are, seen as lesser humans: slaves, blacks, women, yokels, children, or so
on. Take women. Among significant philosophers, virtually the only exception before
contemporary times is J.S. Mill, who, under feminine influence, deplored the subjection of
women. Unfortunately, for all the brilliant and oft-quoted Millean anti-mainstream passages,

Mill himself did not swim far out of the mainstream. Most notably he did not amend his
utilitarianism in the direction already contemplated by Bentham, to take passing account of the

3

For definitional details, see GE. For one of numerous summaries of present dire circumstances, see
Paleocrassas.

4

Paleocrassas p. 12: one among many voices.

�3
interests and sufferings of other animals. Human chauvinism survived, relatively unscathed,

for all that Mill deplored loss of flowers and habitats, throughout his works.
Features of the anti-mainstream thesis, its justification and relevant qualifications, can be

brought out by considering its pedigree. Partial versions of, or variations upon, an anti­
mainstream thesis can be found in several sources; for instance in the deeper-environmental and
rival-paradigms productions of the 70s. Consider the following examples:
* the contrast of the Cartesian technocratic paradigm with the person planetary paradigm, where

destructive environmental attitudes and practices are ascribed to adherence to the CartesianEnlightenment analytic-reductionist mind-set.^
Similar related clusters of contrasts appeared across social sciences, in political science,

sociology and economics. For example
* the dominant modern paradigm, essentially the same as the Cartesian technocratic paradigm
was contrasted, by Rodman, with a benign classical paradigm.
* the dominant social paradigm, another version of the same environmentally oppressive

schema, was contrasted, by Cotgrove and Duff, with the alternative environmental paradigm.
All these and other similar examples were duly elaborated in work on the roles (and limits) of

paradigms in environmental thought and action.6 A critical point is that what social scientists
were digging up (and reditching) was pretty much what mainstream philosophy was espousing

or assuming (and, despite the new global wave of environmentalism, not that much has

changed philosophically).
It is worth recording that restricted versions of these contrasts (which do not touch basic

shallow utilitarian assumptions) are now being presented and considered not only by academic
theorists but by bureaucrats and working politicians and economists. Thus for example

* a new development model, as contrasted with the current development model, outlined by a
member of the European Commission (I. Paleocrassus)—who incidently devotes much space to

documenting the present environmental crises (environment construed in a wide sense, to
encompass decaying and dangerous urban environments often unfit for human habitation).
Many features of the crisis are attributed to a faulty development model, portrayed as once

perhaps appropriate, but no longer so? But there is more, much more to it than that.
5

Just such a contrast was elaborated by Drengson, drawing heavily upon Roszak.
documentation then, see their work.

6

Thus Routley in an exercise with just that title. Needless to add, paradigms are rough and uneven.
Some components of them have much more to answer for than others. For example, possessive
individualism with its self-interest hypothesis, has been a particularly damaging part of dominant social
ideology.

7

Curiously, though his entire discussion circulates around 'the current development model', what
went wrong with it and what might replace it, Paleocrassus never bothers to explain that model or

For

�4
The current ubiquitous development model did not derive from nothing, but is, in main,

an Enlightenment parcel, fuelled by ideals of material progress and the like, which is duly

underpinned by the dominant social paradigm.s It is not enough to simply change the
development model; what drives it has also to be changed, namely the supporting philosophy.

Development of anti-mainstreamism in recent critical philosophy.
Differently, impacts of thorough-going (deep) environmental ethics, and of deep ecology,
on philosophy and social theory were being assessed. It was observed that very much in
mainstream philosophy would have to be jettisoned or substantially modified.^ Heavily
targetted were forms of idealism, including phenomenalism and existentialism, and forms of

empiricism. But the criticism swept much further, to prevailing metaphysics and 'the limiting
ideological principles of both the Renaissance and the Enlightenment". In effect the criticisms

extended to mainstream Western civilization.
But no doubt claims here are technically different, because, for all the merits of deep
positions, it is not usually being suggested that environmental storms could not be weathered to

some extent under shallow cover, 10 or that duly environmental but shallow philosophies are in
some way responsible for gathering environmental crises.
More sweeping anti-mainstream theses have been stated however by Hargrove, by Gare,

and by others, including famous philosophers in their latter days.n To the late Heidegger we

appear to owe a rather interesting (if abominable) argument, which runs as follows:
Western philosophy
-&gt;
technological mastery (supremacy, dominance)
-*
environmental destruction
— or some such, with

' symbolising leads to, or yields (granted

faces a validity

issue).

to supply its components. But what can be gleaned indicates that it is a submodel of the dominant
social paradigm. For instance, we are informed that natural resources are treated as "expendable raw
materials or even worse as free goods' (p.24), in effect as without initial value.

8

For details see DP, and in condensed form Sylvan 95.

9

Notably at the end of EE, pp. 188-9.

10

Deep positions
significantly on this issue. For it is now widely argued that shallow environmentalism
heavy technofix— a common position among scientists—is not going to succeed.

11

See Hargrove and Gare, and the ensuing discussion below in the text.

It is a little tempting to suggest that Hargrove presents his thesis as it were by accident, given how
little he actually does to defend it. In the main, Hargrove looks as if he is repeating Roszak and
Drengson rather than proceeding to a larger sounder claim.

�5
If something like this enjoyed plausibility, it would support a
philosophy
end. 12 That argument is by contraposition, and then

thesis: Western
transmission

from an evident premiss. (Thatcherites and Wittgensteinians and others of a decidedly mixed
company, reached a similar conclusion, that philosophy should end, by entirely different, very
dubious by-roads.) There are several problems with the Heidegger schema. For one thing, the
argument leaves out other critical components of an important environmental impact equation:
notably excess human population and excess human consumption.
In any event, Heidegger certainly thought that philosophy—as distinct from a quasi-

mystical "thought"—should end. But he exaggerated the importance of such an outcome by

exaggerating, in characteristic German style, the importance of philosophy, the importance of
German philosophy above all. For example he supposed that modern German philosophy
influenced the rise of industrialism and all it brought in train. It can be plausibly contended,
however, in characteristic disparaging British style, that philosophy had comparatively little
influence in such ultimately damaging development as European agricultural and industrial

revolutions (for example, technology, but not philosophy, played a role in the invention of

artificial dyes, a development which can be seen as setting European industrialization in train:)
But such examples do not penetrate deep enough to the conditions of and preparation for
change.
There are myriad ways in which philosophy has shaped historical developments: through
its major input into (other) ideologies such as religions, through its place in politics and law.
With Protestant philosophy, in particular, basic ground for industrialism was prepared: the
further development of highly exploitative Christian attitudes to nature (and to pagans) and of

appropriate attitudes to technology, disciplined education and inculcation of a work ethic, and
so on. Or consider, for instance, the fairly direct role of philosophy in the formulation of
modern appropriation theories of property (notably by Locke), which enabled dispossession

and displacement of native peoples in colonized lands, and are now ceding undue power to
exploitative corporations. Consider its less direct role in the preparing ground for
industrialization, the presumption that the earth, its habitats and other inhabitants, its natural
landforms and its matter were and are of no value, but of value only as transformed by
industrial activity, that entrepreneurs were free to do whatever they liked with them. No doubt

12

The form of the argument is extracted from Passmore's end-of-philosophy address (thanks to
Passmore too for further comments). The argument is much harder to find in Heidegger's later
work. But rudiments are present. The first linkage of philosophy and technology is managed by an
extraordinary redefinition of technology (see p.17?). For the second linkage, Heidegger was
presumably reflecting upon high destructive technology of war, nuclear weapons and so on. Note
however that the middle term has changed; so the argument fails, courtesy of the ancient fallacy of
equivocation.

�6

many untoward things would have happened without much philosophy, where for instance
philosophy had little influence (as with habitat destruction by excessive populations of animals).

Unfortunately such examples are exceptions; as a rule, noticed philosophy appears to have
helped in underwriting, shaping and even fostering dominant practices. It could regularly have
been different: wherever theory operated to influence practice, philosophy could have served
negatively, as a prime element of
That too could be a significant role for
philosophy today.
Whatever the extent—arguably, then, very substantial—to which they actually impinge,
main philosophical traditions and ideologies do have very negative implications for

environmental theory and practice. So much has been argued or alleged, in one fashion or
another, in several contemporary sources. 14 For example, Hargrove has recently investigated,

in uneven detail, negative implications of mainstream philosophy for three environmental
reaches: environmental attitudes concerned with nature and creature preservation, with nature
appreciation, and with development of a proper ecological perspective. However Hargrove has
ventured some of his particularly challenging themes in insufficiently careful form, thereby
leaving himself unnecessarily vulnerable to criticism and counter-claims. These include the
criticisms assembled by Attfield, who, though not unsympathetic to Hargrove's case, has
excessively weakened the themes. For example, what Attfield presents as 'substantially

correct* is Hargrove's 'verdict that the history of philosophy has discouraged preservationist

attitudes', vastly less than Hargrove's actual negative verdict which comprehended considerably
more than just "preservationist attitudes", and recorded a situation conspicuously worse than

mere "discouragement" of nature and creature preservation, as well as much else. Indeed it is
worse than Hargrove has charged; Hargrove's indictment of mainstream philosophy is itself
weaker than that here ventured, which takes mainstream philosophy as thoroughly implicated in

the present escalating environmental mess, through its roles as a major source and supplier of
operative ideas and paradigms.
There is a single qualification, invoked incidentally by Attfield himself, that would

remove much of Attfield's criticism: a restriction to

philosophy (or differently, to

dominant philosophy in a region). Consider Attfield's exceptions to 'the adverse impacts of

Western philosophy', those alleged 'philosophical traditions that have encouraged taking nature
seriously':FiryfZy, insofar as the Church Fathers, medieval Christians and others that Attfield alludes to are

13

On the place in philosophy, and in environmental thought in particular, of resistance, see the
discussion of Rodman's preferred fourth ideal type, Ecological Resistance, in EE, p.!46ff.

14

For example, see Hargrove, p.21.

�7
philosophers at all, they are entirely minor figures, unlikely to be known to many philosophers,
and but rarely or never referred to in regular philosophy courses; they do not form part of
mainstream philosophy. Consider the sorts of exceptions:
* minor philosophers, many of whom we know very little about, outside gossip and

speculation, such as Theophrastus, early Stoics, and lesser Epicureans.
* figures who are only secondarily or marginally philosophers, such as Hooke, Boyle, Ray and
Evelyn.
* medieval and early modem Christians, who typically are not significant philosophers, and in

fact were usually not committed to nature preservation and the like, but to nature management

or perfection.
5&lt;?C(?K(7Zy, these minor figures do not afford the clear support for his claims that Attfield has
regularly assumed.^ Many of the statements supposed to offer support are ambivalent, or

environmentally dubious, supporting some form of managerialism (e.g. perfectionism or
stewardship). And in any case they have to be set against the remainder of what a figure says
and does (so far as that can be ascertained), often telling against substantial environmental
sensitivity and concern.
As regards the latter matter, there are, inversely, isolated claims in major philosophers
(Plato is regularly cited in this regard) which may make them appear environmentally aware and

even sympathetic.
Although Plato's philosophy generally suggests that he neither knew or
cared about environmental problems, one passage in the
shows that
he was very much aware of at least one problem: the effect of deforestation
on soil quality in Greece during his own lifetime.^
Unfortunately Hargrove does but a comparatively poor job in accounting for what he alleges,
Plato's indifference and lack of ecological concern. 17
The reasons for Plato's indifference to serious ecological degradation of forests and soils
in Greece can be ascribed to a combination of several elements of Plato's philosophy (a natural­
world-dismissive ideology) including: elevation of transcendental forms as what was truly real
and really of value; denigration and dismissal of the everyday natural world as utterly inferior,
of entirely lower existence or even illusory, and certainly not of rational concern. This dualistic
15

In work referred to on p. 127. The main historical claims, many of them based on secondary sources,
are stated in his 77:c EtAZcj of EnvZronwcnto/ Concern. A more detailed criticism of these claims
will be attempted elsewhere.

16

Hargrove, p.29.

17

This sort of problem arises not merely in regard to Plato, as Attfield observes, with decided relish.
There is little doubt but that what Attfield pronounces as Hargrove's historical "excess" needs to be
sharpened and much elaborated, and, in some critical areas, rectified.

�8

ontology and axiology—a wonderfully valuable world of forms standing in complete contrast
with the illusory material world of perception—was supplemented and reinforced by a
corresponding epistemology. Under a tripartite theory of mind, the higher rational part, which

gave epistemic access to the forms, a part exhibited only by humans and more elevated beings,
was sharply separated from the two lower animal parts. Thus under Plato's conception of the

human, humans and especially the important rational component of the human, stood in
opposition to nature; the distinctively human task is completely separate from nature and
concerned with control of it and its unruly elements. It is because what really has value—
rational selves cavorting among the forms—is separate from nature, transcending it, with nature
at best comprising very inferior copies, of lower existence, that it does not matter what happens
to the earth and earthly things, to mere matter. That is a matter of indifference.

A significantly better critical exercise, as regards not merely Plato, but the extensive and
important neo-Platonic tradition, is effected by Gare, who also advances however an
insufficiently specified version of the anti-mainstream thesis. In fact Gare tends to slide back
and forth from Western civilization and metaphysics, both of which are too wide, to

mechanistic materialism (and social Darwinism), which is much too narrow, particularly if
social Darwinism is included (about which Gare vacillates). The latter leaves out such
damaging sources as Cartesianism and contemporary idealism; the former would include the

recessive Western metaphysical tradition Gare wants to refurbish, what has grown into

process" philosophy. So while there is a great deal of worthwhile historical documentation to
be found in Gare, the target thesis has so far eluded his critical exercise.

While the restriction of the anti-mainstream thesis to Western doctrine is both somewhat
misleading and more confining than need be, that to mainstream is different. Something of the
sort is essential. But it itself raises other difficulties, beginning with: what counts as
How is the image cashed out? A contextual explication is conveniently
straightforward, an abstract definition of 'mainstream' in terms of the principal course or flow

less helpful.

By mainstream Western Philosophy—Western philosophy providing the

context—is meant the principal movements in that philosophy, the chief philosophers and

schools and their relevant philosophical interrelations. And who and what these are gets
shown, nearly ostensively in some cases (with portraits and diagrams), in histories of Western
philosophy. 19 Shorter and less encyclopaedia histories in fact tend to portray just the sought

18

On this classical polarisation of nature and higher humanity, see Plumwood.
elaboration, see Gare.

19

One admirable example in this regard is B. Russell's
of r/ic
a popular work with a
title that should be viewed henceforth, given that Russell was serious, with some incredulity.

For requisite

�9
mainstream (that they differ somewhat in coverage does not matter, but emphasizes, in a super-

valuational fashion, the blurred edges of this typically vague mainstream). Long histories
usually indicate the mainstream both by the way they apportion their space, and also in their
judgements as to what is important, which were principal movements, and so on.

The essential qualification, to mainstream or similar, is independently grasped by Singer
. in his account of the dominant Western paradigm and his brief but pointed criticism of
Aristotelianism and mainstream Hebrew and Christian philosophy.
The biblical story of creation, in Genesis, makes clear the Hebrew view of
the special place of human beings in the divine plan:
And God said, Let us make man in our image, after our likeness: and
let them have dominion over the fish of the sea, and over the fowl of
the air, and over the earth, and over every creeping thing that creepeth
upon the earth.
And God blessed them, and God said upon them, Be fruitful, and
multiply, and replenish the earth, and subdue it; and have dominion
over the fish of the sea and over the fowl of the air, and over every
living thing that moveth upon the earth.
Today Christians debate the meaning of this grant of 'dominion'; and those
concerned about the environment claim that it should be regarded not as a license
to do as we will with other living things, but rather as a directive to look after
them on God's behalf, and be answerable to God for the way in which we treat
them. There is, however, little justification in the text itself for such an
interpretation; and given the example God set when he drowned almost every
animal on earth in order to punish human beings for their wickedness, it is no
wonder that people should think the flooding of a single river valley is nothing
worth worrying about. After the flood there is a repetition of the grant of
dominion in more ominous language:
And the fear of you and the dread of you shall be upon every beast of
the earth, and upon every fowl of the air, upon all that moveth upon
the earth, and upon all the fishes of the sea; into your hand are they
delivered.
The implication is clear: to act in a way that causes fear and dread to everything
that moves on the earth is not improper; it is, in fact, in accordance with a God­
given decree.
The most influential early Christian thinkers had no doubts about how man's
dominion was to be understood. 'Doth God care for oxen?' asked Paul, in the
course of a discussion of an Old Testament command to rest one's ox on the
sabbath, but it was only a rhetorical question—he took it for granted that the
answer must be negative, and the command was to be explained in terms of
some benefit to humans. Augustine shared this line of thought; referring to
stories in the New Testament in which Jesus destroyed a fig tree and caused a
herd of pigs to drown, Augustine explained these puzzling incidents as intended
to teach us that 'to refrain from the killing of animals and the destroying of
plants is the height of superstition'.

It is a little surprising, too, that the usual uncritical apriorism about the natural world and its other
inhabitants, should pervade Russell's work. But consider, to take just one example, the inaccurate
and demeaning comparison of animals with humans that fires up his neglected analysis

�10
When Christianity prevailed in the Roman Empire, it also absorbed elements of
the ancient Greek attitude to the natural world. The Greek influence was
entrenched in Christian philosophy by the greatest of the medieval scholastics,
Thomas Aquinas, whose life work was the melding of Christian theology with
the thought of Aristotle. Aristotle regarded nature as a hierarchy in which those
with less reasoning ability exist for the sake of those with more:
Plants exist for the sake of animals, and brute beasts for the sake of
man—domestic animals for his use and food, wild ones (or at any
rate most of them) for food and other accessories of life, such as
clothing and various tools.
Since nature makes nothing purposeless or in vain, it is undeniably
true that she has made all animals for sake of man.
In his own major work, the -Sr/Twym
Aquinas followed this passage
from Aristotle almost word for word, adding that the position accords with
God's command, as given in Genesis. In his classification of sins, Aquinas has
room only for sins against God, ourselves, or our neighbours. There is no
possibility of sinning against non-human animals, or against the natural world.
This was the thinking of
CArz-sTzamry for at least its Erst eighteen
centuries. There were gentler spirits, certainly, like Basil, John Chrysostom,
and Francis of Assisi, but for most of Christian history they have had no
significant impact on the dominant tradition. It is therefore worth emphasising
... major features of this
because these features can
serve as a point of comparison when we discuss different views of the natural
environment.
According to the dominant Western tradition, the natural world exists for the
benefit of human beings. God gave human beings dominion over the natural
world, and God does not care how we treat it. Human beings are the only
morally important members of this world. Nature itself is of no intrinsic value,
and the destruction of plants and animals cannot be sinful, unless by this
destruction we harm humans beings.^

Singer goes on to labour the familiar point that anthropocentrism of this harsh tradition
need not exclude some concern for the preservation of nature. But for most of recorded history
it has not included much concern. Moreover, lesser Christian alternatives, notably stewardship

and perfectionism, whiie they lessen some of the brutal impact of domination upon the natural

world, offer little improvement upon longer term invidious environmental erosion, or as regards
retention of now emphasized desiderata: retention of wilderness, and maintenance and
enhancement of biodiversity.
As disturbingly, the rival humanist paradigm of modem times, running from the French

enlightenment through 20th century Anglo-American empiricism, as exemplified in Russell,

Ayer and Quine among many other luminaries, differs from mainstream Christianity only in
leaving God out of the account (as He does not exist, He is utterly impotent, so to illicitly say).
Exceptional human features themselves, naturalistically achieved, justify dominion and
domination.

20

Singer pp.265-8, itals added. Singer prefers
(historical linkage diminished)
discourse.

discourse to the substantially equivalent

�11
Outline of a main argument
Detailed argument for the anti-mainstream thesis, as refined, is, so to say, case by case,

through cases in the mainstream history, considering main philosophers and main schools.
Some of this hard piecemeal work, some already illustrated, has been carried out, in more or
less detail by others: Drengson, Gare, Hargrove, Heidegger and Passmore, among many
others. But, within that uneven treatment, there remain conspicuous gaps. For example,
among the principal 17th century rationalists, while there is much material upon Descartes
(along now with a conservative back-lash defending Descartes), and some increasingly divisive

material upon Spinoza, there is little at all on Leibnitz.
As there is no prospect here of reworking the dismal history of Western philosophy, case
by case, let us consider a few illustrative examples, which help plug some obvious gaps. Take

again the distinguished early modern rationalists—Descartes, Leibnitz and Spinoza— as

examples. Descartes' significant negative contribution is now well-known, so much so that
Descartes is sometimes represented as the main villain of the environmental pieced Owing to
the premature enthusiasm of various deep ecologists for Spinoza's contribution, the blacker
environmental feature of Spinoza's theory have been enthusiastically exposed to view by a
jubilant opposition. As a result, some deep ecologists have back-tracked, but only a little:
Some Spinoza scholars have recently claimed that an ecological interpretation
of Spinozism is not justified. There are notes in the
where Spinoza
says that we can treat other animals in any way which best suits us. [These
authors] have argued that although the metaphysics is nonanthropocentric,
the ethics is rightfully anthropocentric. Schopenhauer, who was steeped in
Eastern philosophy, was quick to pick up on the anomolous attitude of
Spinoza toward other animals: "Spinoza's contempt for animals, as mere
things for our use, and declared by him to be without right, is thoroughly
Jewish, and in conjunction with pantheism is at the same time absurd and
abominable." Ame Naess and I agree that Schopenhauer was correct in his
criticism of Spinoza. Naess admits that although Spinoza himself was what
we would now call a "speciesist", his system is not speciesist.^
If Spinoza's system includes his anthropocentric ethics (and is not illegitimately restricted to an
ecologically convenient selection from his holistic metaphysics), then it seems Naess is astray.
The negative character of Spinoza's contribution was rediscovered by Bookchin (unversed in

basic deep ecological texts), who applies this finding to lambast deep ecology regarding "double

standards' in its
one-sided treatment of philosophers and philosophical traditions. Spinoza,
for example is cast frequently as a nouveau Taoist and is interpreted more in
the romantic tradition than in the scholastic one to which he has more
affinities, despite his many differences with medieval thinkers. That this
great thinker was militantly anthropocentric is consistently ignored by deep
21

Thus for example by Drengson.

22

Session, in Appendix D to Devall and Sessions, p.240.

�12
ecologists, as far as I have been able to ascertain. I have yet to encounter
any attempt to explain Spinoza's extraordinary statement: "Besides man, we
know of no particular thing in nature in whose mind we may rejoice, and
whom we can associate with ourselves in friendship or any sort of
fellowship; therefore, whatsoever there be in nature besides man, a regard
for our advantage does not call on us to preserve, but to preserve or destroy
according to its various capabilities, and to adapt to our use as best we
may."23
So much for sensitive treatment of natural environments and their other inhabitants! Spinoza

appears to have irreparably damaged any claim to exceptional positive standing.

So far the third of the great rationalist trio, Leibnitz, appears to have escaped critical re­
appraisal (in an overdue
history of philosophy). Yet, as it happens, Leibnitz's position
can be applied to illustrate features of considerable green generality. In brief, any philosophy is
liable to be environmentally unfriendly that guarantees satisfaction of all or enough elements of

the consumption impact equation, and so would generate excessive impacts. Leibnitz's overall
position does just that. Consider what might be called
in honour of Leibnitz

(though Leibnitz's fragmentary work did not initiate any genuine historic school). Leibnitz was
heavily committed to all of human population growth, unfettered technological advance, and
human lifestyles of consumption, in short, to precisely those factors that combine in the familiar
impact recipe to produce excessive human impacts upon environments. There is fair evidence

for these contentions. First, Leibnitz was an early exponent of utilitarianism, indeed he was all­
round an enthusiastic maximizer. From his formulation of utilitarianism, he drew an immediate
obvious corollary: the directive to increase human population (maximizing on aggregate human
pleasure is most obviously achieved by production of more happy humans, other aspects of

which technology and affluence can assure).24 Secondly, Leibnitz was a technology enthusiast:
he was heavily committed to the development and use of scientific technology, for which he had

all sorts of schemes (e.g. not only the

intended to encapsulate all of

knowledge in an accessible useable form, a complete calculus duly mechanised, but as well
numerous technological projects.25). Thirdly, he was committed to an affluent lifestyle for
himself and (through symmetry and basic assumptions of utilitarianism) for others. For his

own part, he abandoned an academic career at an obscure German university 'in favour of the
23

Bookchin, p.261. The quotation from Spinoza's

24

For Leibnitz's anticipation of utilitarianism, see Hruschka. For Leibnitz's immediate application
of the principle, to support human population increase, see p. 172.

25

'Leibnitz's interest in machinery is illustrated by his complicated plan to drain the Harz mines,
which involved the construction of a new type of windmill, and a virtually friction-free pump',
Cottingham p. 193. For a detailed account of Leibnitz's extensive entrepreneurial and technological
activities, see Aiton.

is fully cited in Bookchin.

�13
more active and lucrative pursuits of the courtier and diplomat and, so it turned out, the bright
lights of major European cities and grand tours of Europe.26 No doubt Leibnitz's lifestyle

commitments need not (and may not) be reflected in his philosophy, which may have
independent environmental merit, for example as stimulation or input for later developments.
There is unfortunately little evidence that that is so. Nonetheless, substantial fragments of
Leibnitz's philosophy—of a different unauthentic subphilosophy—do admit environmental

bending and adaptation, in a way that Descartes' philosophy does not at all easily.
Leibnitz has sometimes been accounted environmentally friendly. Some of that apparent
friendliness appears due rather to scholastic conservativism. Thus he was opposed to
mechanism; he was sympathetic to the organic and teleological, which did not contract to

isolated human and superhuman loci. His metaphysical theory of monads, which are centres of
living energy, effectively distributed life everywhere, though not equally. Harmony and order
too prevailed throughout the universe, though under God's maximizing management, the
presence of which they duly established! But even this life-expanding harmonious order,
variants of which are now familiar from Whiteheadian and deep ecological quarters, was not as
benign as it has superficially appeared.
Leibnitz supposed that, by virtue of pre-established harmony and final causes governing

inevitable progress, humans would not go wrong in the longer term in their environmental
activities, that they could not
make undesirable changes in nature'.27 Leibnitz
joyfully foresaw more and more of the Earth coming under cultivation, and its long-term

advancement to a complete intensive garden, even if there were occasional relapses where parts
deteriorated back temporarily towards wild state. Leibnitz even criticised Cartesianism, now

widely regarded as prime villain of the environmental piece, as/^'Zing 'to provide the modal

stimulus ... to the control of nature' ... 'to scientific advance'. The idea of control, advancing
to total control, total management, is prophesized in Leibnitz (in a sort of chauvinistic Gaia
hypothesis). He saw 'order as progressively increasing, with the help of man [as] a finisher of
nature. He boldly applauded the idea of progress to the earth as a unit, assuming both an
orderliness on earth and an orderliness in the changes it had undergone by man'.28
An important corollary does emerge: that a promising new partial metaphysics is no
panacea for improved environmental performance or paradigms.

Not merely neutral

26

Cottingham p.24, p.26.

27

Glacken p.478. As he remarks, these bold assumptions made by Leibnitz have proved wrong. The
preposterous infallibility-in-practice assumption has resurfaced recently in a less attractive aspect of
the Gaia hypothesis as peddled by Lovelock.

28

Glacken p.506.

�14
metaphysics, but even positive metaphysics, such as certain organic and process theories, are
compatible with, and can be coupled with, damaging philosophies, social theories and life­

styles. It is almost enough to consider the theories and practices, commitments and lifestyles of

Aristotle, Leibnitz and Whitehead.29
Things even deteriorated on many fronts under the main philosophical movements that
succeeded Leibnitz in Germany, and overwhelmed European and much of Western philosophy
for more than a century, namely Kantianism and subsequent German idealism. Virtually all the
prominent positions in this philosophical galaxy, in the main strongly supportive of a
supposedly enlightened Protestantism, presumed and imposed a blanketing human chauvinism
and associated social reductionism. For example, the universal universe of Kantian ethics
comprosed the circle of humans (and perhaps super humans) only; nothing else counted, and
even the proper treatment of animals (which was at least not entirely neglected) was supposed
reduced to that of interhuman relations. Regrettably human chauvinistic assumptions also

underlay and handicapped more benign reccessive alternatives in Germany, such as those
afforded by Herder and through the much heralded nature romanticism movement. As is

widely appreciated now, later parts of the broad German mainstream flowing on from Kant
were much more deleterious, neglecting Enlightenment advances and sponsoring elements of
Aryan or super-race chauvinism.
Things were certainly rather different off the Continent in modern England, but in most

environmental respects hardly better. But no doubt a different example is furnished by
mainstream British philosophy, a philosophy which has influenced most of the English
speaking world for the worse, environmentally and also otherwise. This philosophy is highly
empiricist in orientation, a reductionistic ideas, impressions or sense-data empiricism
characteristically sharing the anthropocentrism of idealism,. Worse, this empiricism normally
expands through ethics and social theory in the form of utilitarianism, typically a possessive

individualistic human chauvinistic utilitarianism.30
Despite appearances and propaganda, there has been comparatively little improvement in
recent times. For positivism and its irrationalist successors, all ecologically shallow, all

committed to technofix and for the most part to social engineering, have been prime

29

Leibnitz's standing in the history of philosophy is somewhat curious. His main achievement,
setting aside his reputation as an intellectual wizard with /otj of ideas, appears to be spasmodic
work upon a beautiful ruin, an incomplete (and incompletable) metaphysics, of which only
tantalizing fragmentary structures were ever available. It is not even as if there is a surviving
supply of challenging bad arguments that can be put before baffled students, as with Descartes and
Berkeley for instance.

30

For elaboration and defence of these stark claims, see Sylvan 94.

�15
philosophical inputs into the physical sciences and also into mainstream economics. Shallow
utilitarianism persists as the main philosophical informant of and input into social sciences,
including fashionable new areas such as ecological economics, public choice theory, and so on.

Incidentally, not much is to be expected in the way of deeper change from contemporary
universities and research institutions from where these new fashions emanate. For these places
are, by and large, part of the advanced industrial problematic; they are, almost without
exception, urbanocentric conjectural-information factories. Unfortunately, the other main
movements in Anglo-American philosophy are even more conservative, for example analytic
philosophy and its variants, such as conceptual analysis, and Wittgensteinianism. For they
leave almost everything as it is, as environmentally unsatisfactory as it is.31
Nor is recent Continental philosophy, a main contrast class, any better, but in many

respects worse. Anthropocentric emphases remain heavy in both French and German
philosophy, which are the predominant forms. Both existentialism and phenomenalism, as well
as passe-isms such as Marxism, are mired in human chauvinism. Social criticism, which has at
least seriously addressed wider environmental problems, remains shallow. For example, the
communicational theory of Habermas is heavily biassed in favour of articulate humans, and
excludes other animals and the rest of creation from any but very secondary roles.
Modest out-faH.

No doubt the anti-mainstream thesis is not the sort of proposition that most philosophers
care to encounter. For one reason, it may seem like offering free ammunition to those who
would like to put an end to philosophy, for political or ideological purposes. But it does not:
not without a serious confusion of

—or end m present dominant form—with

end

period. Similarly, it may appear to give reinforcement to those who, with scant justification,
have prematurely pronounced the end of philosophy.32 But this makes a similar confusion.

Spectacular conclusions such as those that have sometimes been drawn from
considerations like those assembled—such as, again, the end of philosophy, the demise of
grand philosophy, the deconstruction of metaphysics— do not then emerge. For one reason, it
is not philosophy that leads to disaster, but only certain sorts of grand philosophy, gray and

brown sorts, which accordingly are liable to critical rejection. No end is implied to less grand
and greener regional philosophies, recessive metaphysics, or the like.

31

Such a theme is developed, though poorly and in a social setting, by Gellner. His case applies,
with even more force, to environmental matters.

32

Later authors tend to appeal back to earlier false prophets, notably Heidegger, who really had no
viable arguments for his floated claims. There are other, quite different, equally poor, arguments to
an end to philosophy, for instance those to an end of ideology, from the fall of one awful
alternative, soviet "communism". And so on; see also above.

�16

Development of some recessive alternative or other—different ones—is now a favoured
alternative idea (thus Gare and others advocating elaboration of process philosophy,
environmentalists favouring ecological paradigms, etc.). But a more effective course, duly
pluralistic, looks to locally and regionally based philosophies, with worthwhile linkages with
local aspirations and regional cultures.33 Once again, there are philosophies and
philosophies—and appalling regional philosophies (e.g. business philosophies, as promoted by
local chambers of commerce; fundamentalist philosophies stoked by organised religions).

Ways out, if they can be found, lie not through reproduction of dominant destructive ideologies
at local levels, but through less damaging alternatives, fitted to ecoregional circumstances.

Some broad corollaries of the anti-mainstream thesis are accordingly evident. Philosophy

teaching and practice should be drastically reorganised, almost everywhere. Many features of
historical approaches would be transformed. "Great thinker" and like series would vanish.
Celebratory aspects of philosophy approached through its history would be abandoned: both the
mainstream historic emphasis and the celebration. Grand but invariably flawed figures from

history would no longer be revered, or celebrated in the same way, even if some of their
arguments are retained for exhibition or criticism. There would be new histories of philosophy,

different in different regions, with their own pantheons of prominent philosophers, pantheons
not set in stone. Nor would systematic philosophy remain unscathed. For its usual operational
framework is that of the dominant social paradigm. It would be relocated and reoriented.
There woM/J be an end to the transfer of inappropriate models, technology (including
logical) and practices (as of temperate agriculture to tropical regions). There would be a

reduction in borrowing and unseemly imitations. Borrowed philosophy is inappropriate for
Latin America, or elsewhere in the South. Consider French philosophy, which along with

Catholicism and Marxism, still tends to swamp what little happens in Latin America. The
mileau in which French philosophy occurs is not established, the infrastucture is not in place,
namely a variety of literary criticism and like mags, an active cafe society, and so on. French

philosophy does not export that well and, by and large, should not be imported, for all its
flashy fashionability.
Regions should try to do their own appropriate intellectual things, importing only what

they really need. Regional philosophies do not, after all, have to start from nothing or
nowhere; they can draw upon and adapt what already has some local basis, perhaps a strong

base. What is more, they can be directly applied to prevent or delay outside destructive
incursions. For illustration, consider the place of tribally recognised values of forests in
delaying grand pulpwood and integrated forestry [integrated destruction] projects. Through a
33

No doubt this is an intended idea in Caldera, for all that it is scarcely articulated or developed.
Similarly in other productions on Latin-American philosophy.

�17

regional network, a mesh of constraints can be introduced, controlling intrusions of unregulated
or prejudically regulated international capitalism. Compare a promising strategy for trying to
achieve a nuclear free world, building up by free or freed regions.
Nor does a c&lt;x.s^ for ideological regionalism have to start from nothing. Some of the
arguments for regionalism in organisation also support or suggest regionalization in reaches of

ideas, including philosophy. For example, many of the advantages of subsidizarization
transfer. Naturalism regionalism does not preclude global linkages; what it should resist are
forms of imperialism.^
None of this will be easy, or achieved without effort. Change is generally hard to achieve
against inertia. And most intellectuals, for all their craving to be first in little approved ideas,
are resistant to extensive change. Moreover the changes modestly proposed will not be simple;
there is not, and cannot be, a simple uniform alternative. What is needed is fragmentation,

pluralisation, regionalisation—unpopular, unfashionable ideas.
References
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Attfield, R.,
TiTyfory
env/ronwenf? , Environmental

Ethics 13(1991) 127-137.
Attfield, R., The Ethics of Environmental Concern, Second edition, University of
Georgia Press, Athens, 1991.
Bookchin, M.,
evo/Mf/on', Environmental Ethics 12(1990) c.261.

Caldera, A.J., Filosofia e Crise, Pela filosofia latino-americana, Editora Vozes,
Petropolis, Brasil, 1984.
Devall, B., and Sessions G., Deep Ecology, Salt Lake City, Utah 1985.
Drengson, A, Beyond Environmental Crisis: from Techocratic to Planetary

Person, Peter Lang, New York, 1989.
Gare, A., Nihilism Incorporated, Eco-logical Press, Bungendore N.S.W., 1993.
Gellner, E., Words &amp; Things: a critical account of linguistic philosophy and a
study of ideology, V. Gollancz, London, 1959.
Glacken, C.J., Traces on the Rhodian Shore, University of California Press, Berkeley,

1967.
Hargrove, E., Foundations of Environmental Ethics, Prentice Hall, New Jersey, 1989.
Heidegger, M., The End of Philosophy, Harper &amp; Row, New York, 1973.
34

Fortunately we have not yet ascended to an edified world philosophy, any more than the worfd car
(despite American efforts at globalization, including Solomon and Higgins), but the number of
mainstream models is now rather small, and almost all so far are noisy and polluting.

�18

Hruschka, J., '77z^

/z^z/z/zzzz^^ /zrzzzcz/?/^ z2zzz7 or/z^r ^z*Zy G^z*z7z#zz azz^zczparzozzj o/

zzrz/z^z*z^zzz r/z^ozy\ UtiHtas 3(2)(1991) 165-177.
Passmore, J., '77z^ ^zzz7 o/ ^/zzZojz?/?/zy\ address on the occasion of his 80th birthday,
Australian National University, 1994.
Paleocrassas, Y., Environmental crime and punishment. Towards a new

development model, Austemb, Brussells, 1994.
Plumwood, V., Feminism and the Mastery of Nature, Routledge, London, 1993.
Roszak, T., Where the Wasteland Ends, Doubleday, Garden City New York, 1972.
Russell, B., Wisdom of the West: a historical survey of western philosophy in its
social and political setting, Ed. P. Foulkes, MacDonald, London, 1959.
Routley, R.,
azzzZ Zzzzzzt^ o/^r^zgzzz^ zzz ^zzvzrozzzzz^zzrzz/ r/zozzg/zr &lt;xzz&lt;7 acfzozz',Green Series

#1, Research School of Social Science, Australian National University, 1982.
Solomon, R., and Higgins, K., (eds ), From Africa to Zen, An Invitation to World
Philosophy, Rowman &amp; Littlefield Publishers, Maryland, 1993.
Sylvan, R., 'Dozzzzzzazzf 2?rzz7s7z z^o/ogy, wzlTz r^Z^v&lt;azzZ gzzvzrozzzzz^zz^Z coroZZz7z*z^\ typescript,
Canberra, 1994.
Sylvan, R., 7zzz/?a!cr o/^ZfezTzarzve ^ys't^zzz^ ozz z/z^ EzzZzg/zr^zzzzz^zzy Pro/^cf', typescript, Canberra,

1995.
Sylvan, R., Deep Plurallism, typescript, Canberra, 1992: referred to as DP.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse, Cambridge, 1994:
referred to as GE.
Sylvan, R. and Bennett, D.,

Uropzzzj, 7ho azz&lt;7
Eco/ogy', Green Series #19, Research
School of Social Science Australian National University, 1990; referred to as UTD.

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              <text>3.7.95

GRAND PHILOSOPHIES AND ENVIRONMENTAL CRISES:

an initial reports
Much of what follows is organised around the following

thesis, which it

aims to further, to sharpen and to support:
mainstream Western philosophy is dismal environmental news,
or still more colloquially and generally, mainstream philosophy continues to be bad socio-

environmental news. Presumably that expands, in tum, to something like: grander mainstream
Western philosophy continues to be a significant factor in the ideologies (or paradigms) that

inform destructive social and environmental practices. There are some striking corollaries,

among them that, like dialectical material in Eastern Europe, such Western philosophy should
be substantially abandoned, its furthering and frequent celebration in the schools and

universities discontinued, its place taken by more benign humble alternatives.
Sharpening the anti-mainstream thesis.
All the qualifications prove to be important.

because there are lesser or

recessive traditions that are comparatively benign.
because small-scale analytic
philosophy for example, while likely operating within a damaging paradigm, may have little or
no impact on its own (consider the impact of a philosopher who spends all research time on the

unexpected examination problem).

because classical Taoism affords a counter­

example to the anti-mainstream thesis, virtually however it is sharpened.^ However the
qualification
is decidedly narrower than need be, and moreover gives a misleading
impression. For conspicuous non-Western philosophy, such as Confucianism and Islam, is
also dismal news. Other major philosophies can, and do, drive environmental destruction as

well. Accordingly too what uniqueness there is to the Western role has to be differently made
out, in terms of its special (though perhaps inessential) linkage to industrialization.
Although it is expositionally advantageous to highlight present serious predicaments in
terms of
one thing should be clarified at the outset. It is not essential, or even crm'ca/, to
the main arguments outlined that there should be environmental or other crises. It is enough
that severe

or the like is occurring. Some sort of responsibility for this will afford

a solid basis for criticism of a doctrine or practice.

1

The main title evolved from that of Caidera, P/n/o-yo/y/iy
C7in.y, who was searching (rather
unsuccessfuiiy) for a Latin-American phiiosophy. Some of this report was thought through in
Brasi!, under the partial support of FASPEC.

2

See, for instance, the expiication of Taoism in UTD.

2

But, as it happens, conditions for crises are satisfied.^ There are crises conditions in
in wany
(some of which we will simply allude to, as there is copious
documentation). Elsewhere, where crises have not yet broken, there are often near crises

conditions.
Many there are, of course, conspicuously politicians and economists, still labouring
under the impression that the current dominant ideology and its development model is not
obsolete, that all is more or less well. They imagine That we are passing through an unusually
severe but still cyclical crisis. That all we have to do is stimulate demand through public
investment and build up enough business confidence so that there is a recovery of private
investment and production. Then we can afford to resume efforts to control environmental and

social problems.^ They have misread the signs. The problems are not merely cyclic or
temporary; they are intensifying (if in a wavelike pattern, with deterioration surging in, then
ebbing somewhat before the next bigger wave).
Nor are larger ideological cycles quite the same, though much of the rhetoric is similar
from cycle to cycle. No longer is it imagined that social or environmental problems can be
substantially resolved next times around business cycles (though the illusion that most of us
will be 'better off persists, conveniently buttressed by loaded statistics).

Comparisons, features and pedigree.
Of course European civilization has more to answer for than its environmental practice,

and its extraordinarily destructive impact on natural systems, especially non-European systems.
It has to answer also for its impact upon humans, in particular classes, cultures or races marked
out as inferior (persisting prominently into this century, emanating from sources of high
Western culture). But for many of these human impacts Western philosophy does aat have to

answer, by contrast with other impacts.
Indicative of dominant environmental attitudes are attitudes towards and treatment of what

were, and often still are, seen as lesser humans: slaves, blacks, women, yokels, children, or so
on. Take women. Among significant philosophers, virtually the only exception before
contemporary times is J.S. Mill, who, under feminine influence, deplored the subjection of
women. Unfortunately, for all the brilliant and oft-quoted Millean anti-mainstream passages,

Mill himself did not swim far out of the mainstream. Most notably he did not amend his
utilitarianism in the direction already contemplated by Bentham, to take passing account of the

3

For definitional details, see GE. For one of numerous summaries of present dire circumstances, see
Paleocrassas.

4

Paleocrassas p. 12: one among many voices.

3
interests and sufferings of other animals. Human chauvinism survived, relatively unscathed,

for all that Mill deplored loss of flowers and habitats, throughout his works.
Features of the anti-mainstream thesis, its justification and relevant qualifications, can be

brought out by considering its pedigree. Partial versions of, or variations upon, an anti­
mainstream thesis can be found in several sources; for instance in the deeper-environmental and
rival-paradigms productions of the 70s. Consider the following examples:
* the contrast of the Cartesian technocratic paradigm with the person planetary paradigm, where

destructive environmental attitudes and practices are ascribed to adherence to the CartesianEnlightenment analytic-reductionist mind-set.^
Similar related clusters of contrasts appeared across social sciences, in political science,

sociology and economics. For example
* the dominant modern paradigm, essentially the same as the Cartesian technocratic paradigm
was contrasted, by Rodman, with a benign classical paradigm.
* the dominant social paradigm, another version of the same environmentally oppressive

schema, was contrasted, by Cotgrove and Duff, with the alternative environmental paradigm.
All these and other similar examples were duly elaborated in work on the roles (and limits) of

paradigms in environmental thought and action.6 A critical point is that what social scientists
were digging up (and reditching) was pretty much what mainstream philosophy was espousing

or assuming (and, despite the new global wave of environmentalism, not that much has

changed philosophically).
It is worth recording that restricted versions of these contrasts (which do not touch basic

shallow utilitarian assumptions) are now being presented and considered not only by academic
theorists but by bureaucrats and working politicians and economists. Thus for example

* a new development model, as contrasted with the current development model, outlined by a
member of the European Commission (I. Paleocrassus)—who incidently devotes much space to

documenting the present environmental crises (environment construed in a wide sense, to
encompass decaying and dangerous urban environments often unfit for human habitation).
Many features of the crisis are attributed to a faulty development model, portrayed as once

perhaps appropriate, but no longer so? But there is more, much more to it than that.
5

Just such a contrast was elaborated by Drengson, drawing heavily upon Roszak.
documentation then, see their work.

6

Thus Routley in an exercise with just that title. Needless to add, paradigms are rough and uneven.
Some components of them have much more to answer for than others. For example, possessive
individualism with its self-interest hypothesis, has been a particularly damaging part of dominant social
ideology.

7

Curiously, though his entire discussion circulates around 'the current development model', what
went wrong with it and what might replace it, Paleocrassus never bothers to explain that model or

For

4
The current ubiquitous development model did not derive from nothing, but is, in main,

an Enlightenment parcel, fuelled by ideals of material progress and the like, which is duly

underpinned by the dominant social paradigm.s It is not enough to simply change the
development model; what drives it has also to be changed, namely the supporting philosophy.

Development of anti-mainstreamism in recent critical philosophy.
Differently, impacts of thorough-going (deep) environmental ethics, and of deep ecology,
on philosophy and social theory were being assessed. It was observed that very much in
mainstream philosophy would have to be jettisoned or substantially modified.^ Heavily
targetted were forms of idealism, including phenomenalism and existentialism, and forms of

empiricism. But the criticism swept much further, to prevailing metaphysics and 'the limiting
ideological principles of both the Renaissance and the Enlightenment". In effect the criticisms

extended to mainstream Western civilization.
But no doubt claims here are technically different, because, for all the merits of deep
positions, it is not usually being suggested that environmental storms could not be weathered to

some extent under shallow cover, 10 or that duly environmental but shallow philosophies are in
some way responsible for gathering environmental crises.
More sweeping anti-mainstream theses have been stated however by Hargrove, by Gare,

and by others, including famous philosophers in their latter days.n To the late Heidegger we

appear to owe a rather interesting (if abominable) argument, which runs as follows:
Western philosophy
-&gt;
technological mastery (supremacy, dominance)
-*
environmental destruction
— or some such, with

' symbolising leads to, or yields (granted

faces a validity

issue).

to supply its components. But what can be gleaned indicates that it is a submodel of the dominant
social paradigm. For instance, we are informed that natural resources are treated as "expendable raw
materials or even worse as free goods' (p.24), in effect as without initial value.

8

For details see DP, and in condensed form Sylvan 95.

9

Notably at the end of EE, pp. 188-9.

10

Deep positions
significantly on this issue. For it is now widely argued that shallow environmentalism
heavy technofix— a common position among scientists—is not going to succeed.

11

See Hargrove and Gare, and the ensuing discussion below in the text.

It is a little tempting to suggest that Hargrove presents his thesis as it were by accident, given how
little he actually does to defend it. In the main, Hargrove looks as if he is repeating Roszak and
Drengson rather than proceeding to a larger sounder claim.

5
If something like this enjoyed plausibility, it would support a
philosophy
end. 12 That argument is by contraposition, and then

thesis: Western
transmission

from an evident premiss. (Thatcherites and Wittgensteinians and others of a decidedly mixed
company, reached a similar conclusion, that philosophy should end, by entirely different, very
dubious by-roads.) There are several problems with the Heidegger schema. For one thing, the
argument leaves out other critical components of an important environmental impact equation:
notably excess human population and excess human consumption.
In any event, Heidegger certainly thought that philosophy—as distinct from a quasi-

mystical "thought"—should end. But he exaggerated the importance of such an outcome by

exaggerating, in characteristic German style, the importance of philosophy, the importance of
German philosophy above all. For example he supposed that modern German philosophy
influenced the rise of industrialism and all it brought in train. It can be plausibly contended,
however, in characteristic disparaging British style, that philosophy had comparatively little
influence in such ultimately damaging development as European agricultural and industrial

revolutions (for example, technology, but not philosophy, played a role in the invention of

artificial dyes, a development which can be seen as setting European industrialization in train:)
But such examples do not penetrate deep enough to the conditions of and preparation for
change.
There are myriad ways in which philosophy has shaped historical developments: through
its major input into (other) ideologies such as religions, through its place in politics and law.
With Protestant philosophy, in particular, basic ground for industrialism was prepared: the
further development of highly exploitative Christian attitudes to nature (and to pagans) and of

appropriate attitudes to technology, disciplined education and inculcation of a work ethic, and
so on. Or consider, for instance, the fairly direct role of philosophy in the formulation of
modern appropriation theories of property (notably by Locke), which enabled dispossession

and displacement of native peoples in colonized lands, and are now ceding undue power to
exploitative corporations. Consider its less direct role in the preparing ground for
industrialization, the presumption that the earth, its habitats and other inhabitants, its natural
landforms and its matter were and are of no value, but of value only as transformed by
industrial activity, that entrepreneurs were free to do whatever they liked with them. No doubt

12

The form of the argument is extracted from Passmore's end-of-philosophy address (thanks to
Passmore too for further comments). The argument is much harder to find in Heidegger's later
work. But rudiments are present. The first linkage of philosophy and technology is managed by an
extraordinary redefinition of technology (see p.17?). For the second linkage, Heidegger was
presumably reflecting upon high destructive technology of war, nuclear weapons and so on. Note
however that the middle term has changed; so the argument fails, courtesy of the ancient fallacy of
equivocation.

6

many untoward things would have happened without much philosophy, where for instance
philosophy had little influence (as with habitat destruction by excessive populations of animals).

Unfortunately such examples are exceptions; as a rule, noticed philosophy appears to have
helped in underwriting, shaping and even fostering dominant practices. It could regularly have
been different: wherever theory operated to influence practice, philosophy could have served
negatively, as a prime element of
That too could be a significant role for
philosophy today.
Whatever the extent—arguably, then, very substantial—to which they actually impinge,
main philosophical traditions and ideologies do have very negative implications for

environmental theory and practice. So much has been argued or alleged, in one fashion or
another, in several contemporary sources. 14 For example, Hargrove has recently investigated,

in uneven detail, negative implications of mainstream philosophy for three environmental
reaches: environmental attitudes concerned with nature and creature preservation, with nature
appreciation, and with development of a proper ecological perspective. However Hargrove has
ventured some of his particularly challenging themes in insufficiently careful form, thereby
leaving himself unnecessarily vulnerable to criticism and counter-claims. These include the
criticisms assembled by Attfield, who, though not unsympathetic to Hargrove's case, has
excessively weakened the themes. For example, what Attfield presents as 'substantially

correct* is Hargrove's 'verdict that the history of philosophy has discouraged preservationist

attitudes', vastly less than Hargrove's actual negative verdict which comprehended considerably
more than just "preservationist attitudes", and recorded a situation conspicuously worse than

mere "discouragement" of nature and creature preservation, as well as much else. Indeed it is
worse than Hargrove has charged; Hargrove's indictment of mainstream philosophy is itself
weaker than that here ventured, which takes mainstream philosophy as thoroughly implicated in

the present escalating environmental mess, through its roles as a major source and supplier of
operative ideas and paradigms.
There is a single qualification, invoked incidentally by Attfield himself, that would

remove much of Attfield's criticism: a restriction to

philosophy (or differently, to

dominant philosophy in a region). Consider Attfield's exceptions to 'the adverse impacts of

Western philosophy', those alleged 'philosophical traditions that have encouraged taking nature
seriously':FiryfZy, insofar as the Church Fathers, medieval Christians and others that Attfield alludes to are

13

On the place in philosophy, and in environmental thought in particular, of resistance, see the
discussion of Rodman's preferred fourth ideal type, Ecological Resistance, in EE, p.!46ff.

14

For example, see Hargrove, p.21.

7
philosophers at all, they are entirely minor figures, unlikely to be known to many philosophers,
and but rarely or never referred to in regular philosophy courses; they do not form part of
mainstream philosophy. Consider the sorts of exceptions:
* minor philosophers, many of whom we know very little about, outside gossip and

speculation, such as Theophrastus, early Stoics, and lesser Epicureans.
* figures who are only secondarily or marginally philosophers, such as Hooke, Boyle, Ray and
Evelyn.
* medieval and early modem Christians, who typically are not significant philosophers, and in

fact were usually not committed to nature preservation and the like, but to nature management

or perfection.
5&lt;?C(?K(7Zy, these minor figures do not afford the clear support for his claims that Attfield has
regularly assumed.^ Many of the statements supposed to offer support are ambivalent, or

environmentally dubious, supporting some form of managerialism (e.g. perfectionism or
stewardship). And in any case they have to be set against the remainder of what a figure says
and does (so far as that can be ascertained), often telling against substantial environmental
sensitivity and concern.
As regards the latter matter, there are, inversely, isolated claims in major philosophers
(Plato is regularly cited in this regard) which may make them appear environmentally aware and

even sympathetic.
Although Plato's philosophy generally suggests that he neither knew or
cared about environmental problems, one passage in the
shows that
he was very much aware of at least one problem: the effect of deforestation
on soil quality in Greece during his own lifetime.^
Unfortunately Hargrove does but a comparatively poor job in accounting for what he alleges,
Plato's indifference and lack of ecological concern. 17
The reasons for Plato's indifference to serious ecological degradation of forests and soils
in Greece can be ascribed to a combination of several elements of Plato's philosophy (a natural­
world-dismissive ideology) including: elevation of transcendental forms as what was truly real
and really of value; denigration and dismissal of the everyday natural world as utterly inferior,
of entirely lower existence or even illusory, and certainly not of rational concern. This dualistic
15

In work referred to on p. 127. The main historical claims, many of them based on secondary sources,
are stated in his 77:c EtAZcj of EnvZronwcnto/ Concern. A more detailed criticism of these claims
will be attempted elsewhere.

16

Hargrove, p.29.

17

This sort of problem arises not merely in regard to Plato, as Attfield observes, with decided relish.
There is little doubt but that what Attfield pronounces as Hargrove's historical "excess" needs to be
sharpened and much elaborated, and, in some critical areas, rectified.

8

ontology and axiology—a wonderfully valuable world of forms standing in complete contrast
with the illusory material world of perception—was supplemented and reinforced by a
corresponding epistemology. Under a tripartite theory of mind, the higher rational part, which

gave epistemic access to the forms, a part exhibited only by humans and more elevated beings,
was sharply separated from the two lower animal parts. Thus under Plato's conception of the

human, humans and especially the important rational component of the human, stood in
opposition to nature; the distinctively human task is completely separate from nature and
concerned with control of it and its unruly elements. It is because what really has value—
rational selves cavorting among the forms—is separate from nature, transcending it, with nature
at best comprising very inferior copies, of lower existence, that it does not matter what happens
to the earth and earthly things, to mere matter. That is a matter of indifference.

A significantly better critical exercise, as regards not merely Plato, but the extensive and
important neo-Platonic tradition, is effected by Gare, who also advances however an
insufficiently specified version of the anti-mainstream thesis. In fact Gare tends to slide back
and forth from Western civilization and metaphysics, both of which are too wide, to

mechanistic materialism (and social Darwinism), which is much too narrow, particularly if
social Darwinism is included (about which Gare vacillates). The latter leaves out such
damaging sources as Cartesianism and contemporary idealism; the former would include the

recessive Western metaphysical tradition Gare wants to refurbish, what has grown into

process" philosophy. So while there is a great deal of worthwhile historical documentation to
be found in Gare, the target thesis has so far eluded his critical exercise.

While the restriction of the anti-mainstream thesis to Western doctrine is both somewhat
misleading and more confining than need be, that to mainstream is different. Something of the
sort is essential. But it itself raises other difficulties, beginning with: what counts as
How is the image cashed out? A contextual explication is conveniently
straightforward, an abstract definition of 'mainstream' in terms of the principal course or flow

less helpful.

By mainstream Western Philosophy—Western philosophy providing the

context—is meant the principal movements in that philosophy, the chief philosophers and

schools and their relevant philosophical interrelations. And who and what these are gets
shown, nearly ostensively in some cases (with portraits and diagrams), in histories of Western
philosophy. 19 Shorter and less encyclopaedia histories in fact tend to portray just the sought

18

On this classical polarisation of nature and higher humanity, see Plumwood.
elaboration, see Gare.

19

One admirable example in this regard is B. Russell's
of r/ic
a popular work with a
title that should be viewed henceforth, given that Russell was serious, with some incredulity.

For requisite

9
mainstream (that they differ somewhat in coverage does not matter, but emphasizes, in a super-

valuational fashion, the blurred edges of this typically vague mainstream). Long histories
usually indicate the mainstream both by the way they apportion their space, and also in their
judgements as to what is important, which were principal movements, and so on.

The essential qualification, to mainstream or similar, is independently grasped by Singer
. in his account of the dominant Western paradigm and his brief but pointed criticism of
Aristotelianism and mainstream Hebrew and Christian philosophy.
The biblical story of creation, in Genesis, makes clear the Hebrew view of
the special place of human beings in the divine plan:
And God said, Let us make man in our image, after our likeness: and
let them have dominion over the fish of the sea, and over the fowl of
the air, and over the earth, and over every creeping thing that creepeth
upon the earth.
And God blessed them, and God said upon them, Be fruitful, and
multiply, and replenish the earth, and subdue it; and have dominion
over the fish of the sea and over the fowl of the air, and over every
living thing that moveth upon the earth.
Today Christians debate the meaning of this grant of 'dominion'; and those
concerned about the environment claim that it should be regarded not as a license
to do as we will with other living things, but rather as a directive to look after
them on God's behalf, and be answerable to God for the way in which we treat
them. There is, however, little justification in the text itself for such an
interpretation; and given the example God set when he drowned almost every
animal on earth in order to punish human beings for their wickedness, it is no
wonder that people should think the flooding of a single river valley is nothing
worth worrying about. After the flood there is a repetition of the grant of
dominion in more ominous language:
And the fear of you and the dread of you shall be upon every beast of
the earth, and upon every fowl of the air, upon all that moveth upon
the earth, and upon all the fishes of the sea; into your hand are they
delivered.
The implication is clear: to act in a way that causes fear and dread to everything
that moves on the earth is not improper; it is, in fact, in accordance with a God­
given decree.
The most influential early Christian thinkers had no doubts about how man's
dominion was to be understood. 'Doth God care for oxen?' asked Paul, in the
course of a discussion of an Old Testament command to rest one's ox on the
sabbath, but it was only a rhetorical question—he took it for granted that the
answer must be negative, and the command was to be explained in terms of
some benefit to humans. Augustine shared this line of thought; referring to
stories in the New Testament in which Jesus destroyed a fig tree and caused a
herd of pigs to drown, Augustine explained these puzzling incidents as intended
to teach us that 'to refrain from the killing of animals and the destroying of
plants is the height of superstition'.

It is a little surprising, too, that the usual uncritical apriorism about the natural world and its other
inhabitants, should pervade Russell's work. But consider, to take just one example, the inaccurate
and demeaning comparison of animals with humans that fires up his neglected analysis

10
When Christianity prevailed in the Roman Empire, it also absorbed elements of
the ancient Greek attitude to the natural world. The Greek influence was
entrenched in Christian philosophy by the greatest of the medieval scholastics,
Thomas Aquinas, whose life work was the melding of Christian theology with
the thought of Aristotle. Aristotle regarded nature as a hierarchy in which those
with less reasoning ability exist for the sake of those with more:
Plants exist for the sake of animals, and brute beasts for the sake of
man—domestic animals for his use and food, wild ones (or at any
rate most of them) for food and other accessories of life, such as
clothing and various tools.
Since nature makes nothing purposeless or in vain, it is undeniably
true that she has made all animals for sake of man.
In his own major work, the -Sr/Twym
Aquinas followed this passage
from Aristotle almost word for word, adding that the position accords with
God's command, as given in Genesis. In his classification of sins, Aquinas has
room only for sins against God, ourselves, or our neighbours. There is no
possibility of sinning against non-human animals, or against the natural world.
This was the thinking of
CArz-sTzamry for at least its Erst eighteen
centuries. There were gentler spirits, certainly, like Basil, John Chrysostom,
and Francis of Assisi, but for most of Christian history they have had no
significant impact on the dominant tradition. It is therefore worth emphasising
... major features of this
because these features can
serve as a point of comparison when we discuss different views of the natural
environment.
According to the dominant Western tradition, the natural world exists for the
benefit of human beings. God gave human beings dominion over the natural
world, and God does not care how we treat it. Human beings are the only
morally important members of this world. Nature itself is of no intrinsic value,
and the destruction of plants and animals cannot be sinful, unless by this
destruction we harm humans beings.^

Singer goes on to labour the familiar point that anthropocentrism of this harsh tradition
need not exclude some concern for the preservation of nature. But for most of recorded history
it has not included much concern. Moreover, lesser Christian alternatives, notably stewardship

and perfectionism, whiie they lessen some of the brutal impact of domination upon the natural

world, offer little improvement upon longer term invidious environmental erosion, or as regards
retention of now emphasized desiderata: retention of wilderness, and maintenance and
enhancement of biodiversity.
As disturbingly, the rival humanist paradigm of modem times, running from the French

enlightenment through 20th century Anglo-American empiricism, as exemplified in Russell,

Ayer and Quine among many other luminaries, differs from mainstream Christianity only in
leaving God out of the account (as He does not exist, He is utterly impotent, so to illicitly say).
Exceptional human features themselves, naturalistically achieved, justify dominion and
domination.

20

Singer pp.265-8, itals added. Singer prefers
(historical linkage diminished)
discourse.

discourse to the substantially equivalent

11
Outline of a main argument
Detailed argument for the anti-mainstream thesis, as refined, is, so to say, case by case,

through cases in the mainstream history, considering main philosophers and main schools.
Some of this hard piecemeal work, some already illustrated, has been carried out, in more or
less detail by others: Drengson, Gare, Hargrove, Heidegger and Passmore, among many
others. But, within that uneven treatment, there remain conspicuous gaps. For example,
among the principal 17th century rationalists, while there is much material upon Descartes
(along now with a conservative back-lash defending Descartes), and some increasingly divisive

material upon Spinoza, there is little at all on Leibnitz.
As there is no prospect here of reworking the dismal history of Western philosophy, case
by case, let us consider a few illustrative examples, which help plug some obvious gaps. Take

again the distinguished early modern rationalists—Descartes, Leibnitz and Spinoza— as

examples. Descartes' significant negative contribution is now well-known, so much so that
Descartes is sometimes represented as the main villain of the environmental pieced Owing to
the premature enthusiasm of various deep ecologists for Spinoza's contribution, the blacker
environmental feature of Spinoza's theory have been enthusiastically exposed to view by a
jubilant opposition. As a result, some deep ecologists have back-tracked, but only a little:
Some Spinoza scholars have recently claimed that an ecological interpretation
of Spinozism is not justified. There are notes in the
where Spinoza
says that we can treat other animals in any way which best suits us. [These
authors] have argued that although the metaphysics is nonanthropocentric,
the ethics is rightfully anthropocentric. Schopenhauer, who was steeped in
Eastern philosophy, was quick to pick up on the anomolous attitude of
Spinoza toward other animals: "Spinoza's contempt for animals, as mere
things for our use, and declared by him to be without right, is thoroughly
Jewish, and in conjunction with pantheism is at the same time absurd and
abominable." Ame Naess and I agree that Schopenhauer was correct in his
criticism of Spinoza. Naess admits that although Spinoza himself was what
we would now call a "speciesist", his system is not speciesist.^
If Spinoza's system includes his anthropocentric ethics (and is not illegitimately restricted to an
ecologically convenient selection from his holistic metaphysics), then it seems Naess is astray.
The negative character of Spinoza's contribution was rediscovered by Bookchin (unversed in

basic deep ecological texts), who applies this finding to lambast deep ecology regarding "double

standards' in its
one-sided treatment of philosophers and philosophical traditions. Spinoza,
for example is cast frequently as a nouveau Taoist and is interpreted more in
the romantic tradition than in the scholastic one to which he has more
affinities, despite his many differences with medieval thinkers. That this
great thinker was militantly anthropocentric is consistently ignored by deep
21

Thus for example by Drengson.

22

Session, in Appendix D to Devall and Sessions, p.240.

12
ecologists, as far as I have been able to ascertain. I have yet to encounter
any attempt to explain Spinoza's extraordinary statement: "Besides man, we
know of no particular thing in nature in whose mind we may rejoice, and
whom we can associate with ourselves in friendship or any sort of
fellowship; therefore, whatsoever there be in nature besides man, a regard
for our advantage does not call on us to preserve, but to preserve or destroy
according to its various capabilities, and to adapt to our use as best we
may."23
So much for sensitive treatment of natural environments and their other inhabitants! Spinoza

appears to have irreparably damaged any claim to exceptional positive standing.

So far the third of the great rationalist trio, Leibnitz, appears to have escaped critical re­
appraisal (in an overdue
history of philosophy). Yet, as it happens, Leibnitz's position
can be applied to illustrate features of considerable green generality. In brief, any philosophy is
liable to be environmentally unfriendly that guarantees satisfaction of all or enough elements of

the consumption impact equation, and so would generate excessive impacts. Leibnitz's overall
position does just that. Consider what might be called
in honour of Leibnitz

(though Leibnitz's fragmentary work did not initiate any genuine historic school). Leibnitz was
heavily committed to all of human population growth, unfettered technological advance, and
human lifestyles of consumption, in short, to precisely those factors that combine in the familiar
impact recipe to produce excessive human impacts upon environments. There is fair evidence

for these contentions. First, Leibnitz was an early exponent of utilitarianism, indeed he was all­
round an enthusiastic maximizer. From his formulation of utilitarianism, he drew an immediate
obvious corollary: the directive to increase human population (maximizing on aggregate human
pleasure is most obviously achieved by production of more happy humans, other aspects of

which technology and affluence can assure).24 Secondly, Leibnitz was a technology enthusiast:
he was heavily committed to the development and use of scientific technology, for which he had

all sorts of schemes (e.g. not only the

intended to encapsulate all of

knowledge in an accessible useable form, a complete calculus duly mechanised, but as well
numerous technological projects.25). Thirdly, he was committed to an affluent lifestyle for
himself and (through symmetry and basic assumptions of utilitarianism) for others. For his

own part, he abandoned an academic career at an obscure German university 'in favour of the
23

Bookchin, p.261. The quotation from Spinoza's

24

For Leibnitz's anticipation of utilitarianism, see Hruschka. For Leibnitz's immediate application
of the principle, to support human population increase, see p. 172.

25

'Leibnitz's interest in machinery is illustrated by his complicated plan to drain the Harz mines,
which involved the construction of a new type of windmill, and a virtually friction-free pump',
Cottingham p. 193. For a detailed account of Leibnitz's extensive entrepreneurial and technological
activities, see Aiton.

is fully cited in Bookchin.

13
more active and lucrative pursuits of the courtier and diplomat and, so it turned out, the bright
lights of major European cities and grand tours of Europe.26 No doubt Leibnitz's lifestyle

commitments need not (and may not) be reflected in his philosophy, which may have
independent environmental merit, for example as stimulation or input for later developments.
There is unfortunately little evidence that that is so. Nonetheless, substantial fragments of
Leibnitz's philosophy—of a different unauthentic subphilosophy—do admit environmental

bending and adaptation, in a way that Descartes' philosophy does not at all easily.
Leibnitz has sometimes been accounted environmentally friendly. Some of that apparent
friendliness appears due rather to scholastic conservativism. Thus he was opposed to
mechanism; he was sympathetic to the organic and teleological, which did not contract to

isolated human and superhuman loci. His metaphysical theory of monads, which are centres of
living energy, effectively distributed life everywhere, though not equally. Harmony and order
too prevailed throughout the universe, though under God's maximizing management, the
presence of which they duly established! But even this life-expanding harmonious order,
variants of which are now familiar from Whiteheadian and deep ecological quarters, was not as
benign as it has superficially appeared.
Leibnitz supposed that, by virtue of pre-established harmony and final causes governing

inevitable progress, humans would not go wrong in the longer term in their environmental
activities, that they could not
make undesirable changes in nature'.27 Leibnitz
joyfully foresaw more and more of the Earth coming under cultivation, and its long-term

advancement to a complete intensive garden, even if there were occasional relapses where parts
deteriorated back temporarily towards wild state. Leibnitz even criticised Cartesianism, now

widely regarded as prime villain of the environmental piece, as/^'Zing 'to provide the modal

stimulus ... to the control of nature' ... 'to scientific advance'. The idea of control, advancing
to total control, total management, is prophesized in Leibnitz (in a sort of chauvinistic Gaia
hypothesis). He saw 'order as progressively increasing, with the help of man [as] a finisher of
nature. He boldly applauded the idea of progress to the earth as a unit, assuming both an
orderliness on earth and an orderliness in the changes it had undergone by man'.28
An important corollary does emerge: that a promising new partial metaphysics is no
panacea for improved environmental performance or paradigms.

Not merely neutral

26

Cottingham p.24, p.26.

27

Glacken p.478. As he remarks, these bold assumptions made by Leibnitz have proved wrong. The
preposterous infallibility-in-practice assumption has resurfaced recently in a less attractive aspect of
the Gaia hypothesis as peddled by Lovelock.

28

Glacken p.506.

14
metaphysics, but even positive metaphysics, such as certain organic and process theories, are
compatible with, and can be coupled with, damaging philosophies, social theories and life­

styles. It is almost enough to consider the theories and practices, commitments and lifestyles of

Aristotle, Leibnitz and Whitehead.29
Things even deteriorated on many fronts under the main philosophical movements that
succeeded Leibnitz in Germany, and overwhelmed European and much of Western philosophy
for more than a century, namely Kantianism and subsequent German idealism. Virtually all the
prominent positions in this philosophical galaxy, in the main strongly supportive of a
supposedly enlightened Protestantism, presumed and imposed a blanketing human chauvinism
and associated social reductionism. For example, the universal universe of Kantian ethics
comprosed the circle of humans (and perhaps super humans) only; nothing else counted, and
even the proper treatment of animals (which was at least not entirely neglected) was supposed
reduced to that of interhuman relations. Regrettably human chauvinistic assumptions also

underlay and handicapped more benign reccessive alternatives in Germany, such as those
afforded by Herder and through the much heralded nature romanticism movement. As is

widely appreciated now, later parts of the broad German mainstream flowing on from Kant
were much more deleterious, neglecting Enlightenment advances and sponsoring elements of
Aryan or super-race chauvinism.
Things were certainly rather different off the Continent in modern England, but in most

environmental respects hardly better. But no doubt a different example is furnished by
mainstream British philosophy, a philosophy which has influenced most of the English
speaking world for the worse, environmentally and also otherwise. This philosophy is highly
empiricist in orientation, a reductionistic ideas, impressions or sense-data empiricism
characteristically sharing the anthropocentrism of idealism,. Worse, this empiricism normally
expands through ethics and social theory in the form of utilitarianism, typically a possessive

individualistic human chauvinistic utilitarianism.30
Despite appearances and propaganda, there has been comparatively little improvement in
recent times. For positivism and its irrationalist successors, all ecologically shallow, all

committed to technofix and for the most part to social engineering, have been prime

29

Leibnitz's standing in the history of philosophy is somewhat curious. His main achievement,
setting aside his reputation as an intellectual wizard with /otj of ideas, appears to be spasmodic
work upon a beautiful ruin, an incomplete (and incompletable) metaphysics, of which only
tantalizing fragmentary structures were ever available. It is not even as if there is a surviving
supply of challenging bad arguments that can be put before baffled students, as with Descartes and
Berkeley for instance.

30

For elaboration and defence of these stark claims, see Sylvan 94.

15
philosophical inputs into the physical sciences and also into mainstream economics. Shallow
utilitarianism persists as the main philosophical informant of and input into social sciences,
including fashionable new areas such as ecological economics, public choice theory, and so on.

Incidentally, not much is to be expected in the way of deeper change from contemporary
universities and research institutions from where these new fashions emanate. For these places
are, by and large, part of the advanced industrial problematic; they are, almost without
exception, urbanocentric conjectural-information factories. Unfortunately, the other main
movements in Anglo-American philosophy are even more conservative, for example analytic
philosophy and its variants, such as conceptual analysis, and Wittgensteinianism. For they
leave almost everything as it is, as environmentally unsatisfactory as it is.31
Nor is recent Continental philosophy, a main contrast class, any better, but in many

respects worse. Anthropocentric emphases remain heavy in both French and German
philosophy, which are the predominant forms. Both existentialism and phenomenalism, as well
as passe-isms such as Marxism, are mired in human chauvinism. Social criticism, which has at
least seriously addressed wider environmental problems, remains shallow. For example, the
communicational theory of Habermas is heavily biassed in favour of articulate humans, and
excludes other animals and the rest of creation from any but very secondary roles.
Modest out-faH.

No doubt the anti-mainstream thesis is not the sort of proposition that most philosophers
care to encounter. For one reason, it may seem like offering free ammunition to those who
would like to put an end to philosophy, for political or ideological purposes. But it does not:
not without a serious confusion of

—or end m present dominant form—with

end

period. Similarly, it may appear to give reinforcement to those who, with scant justification,
have prematurely pronounced the end of philosophy.32 But this makes a similar confusion.

Spectacular conclusions such as those that have sometimes been drawn from
considerations like those assembled—such as, again, the end of philosophy, the demise of
grand philosophy, the deconstruction of metaphysics— do not then emerge. For one reason, it
is not philosophy that leads to disaster, but only certain sorts of grand philosophy, gray and

brown sorts, which accordingly are liable to critical rejection. No end is implied to less grand
and greener regional philosophies, recessive metaphysics, or the like.

31

Such a theme is developed, though poorly and in a social setting, by Gellner. His case applies,
with even more force, to environmental matters.

32

Later authors tend to appeal back to earlier false prophets, notably Heidegger, who really had no
viable arguments for his floated claims. There are other, quite different, equally poor, arguments to
an end to philosophy, for instance those to an end of ideology, from the fall of one awful
alternative, soviet "communism". And so on; see also above.

16

Development of some recessive alternative or other—different ones—is now a favoured
alternative idea (thus Gare and others advocating elaboration of process philosophy,
environmentalists favouring ecological paradigms, etc.). But a more effective course, duly
pluralistic, looks to locally and regionally based philosophies, with worthwhile linkages with
local aspirations and regional cultures.33 Once again, there are philosophies and
philosophies—and appalling regional philosophies (e.g. business philosophies, as promoted by
local chambers of commerce; fundamentalist philosophies stoked by organised religions).

Ways out, if they can be found, lie not through reproduction of dominant destructive ideologies
at local levels, but through less damaging alternatives, fitted to ecoregional circumstances.

Some broad corollaries of the anti-mainstream thesis are accordingly evident. Philosophy

teaching and practice should be drastically reorganised, almost everywhere. Many features of
historical approaches would be transformed. "Great thinker" and like series would vanish.
Celebratory aspects of philosophy approached through its history would be abandoned: both the
mainstream historic emphasis and the celebration. Grand but invariably flawed figures from

history would no longer be revered, or celebrated in the same way, even if some of their
arguments are retained for exhibition or criticism. There would be new histories of philosophy,

different in different regions, with their own pantheons of prominent philosophers, pantheons
not set in stone. Nor would systematic philosophy remain unscathed. For its usual operational
framework is that of the dominant social paradigm. It would be relocated and reoriented.
There woM/J be an end to the transfer of inappropriate models, technology (including
logical) and practices (as of temperate agriculture to tropical regions). There would be a

reduction in borrowing and unseemly imitations. Borrowed philosophy is inappropriate for
Latin America, or elsewhere in the South. Consider French philosophy, which along with

Catholicism and Marxism, still tends to swamp what little happens in Latin America. The
mileau in which French philosophy occurs is not established, the infrastucture is not in place,
namely a variety of literary criticism and like mags, an active cafe society, and so on. French

philosophy does not export that well and, by and large, should not be imported, for all its
flashy fashionability.
Regions should try to do their own appropriate intellectual things, importing only what

they really need. Regional philosophies do not, after all, have to start from nothing or
nowhere; they can draw upon and adapt what already has some local basis, perhaps a strong

base. What is more, they can be directly applied to prevent or delay outside destructive
incursions. For illustration, consider the place of tribally recognised values of forests in
delaying grand pulpwood and integrated forestry [integrated destruction] projects. Through a
33

No doubt this is an intended idea in Caldera, for all that it is scarcely articulated or developed.
Similarly in other productions on Latin-American philosophy.

17

regional network, a mesh of constraints can be introduced, controlling intrusions of unregulated
or prejudically regulated international capitalism. Compare a promising strategy for trying to
achieve a nuclear free world, building up by free or freed regions.
Nor does a c&lt;x.s^ for ideological regionalism have to start from nothing. Some of the
arguments for regionalism in organisation also support or suggest regionalization in reaches of

ideas, including philosophy. For example, many of the advantages of subsidizarization
transfer. Naturalism regionalism does not preclude global linkages; what it should resist are
forms of imperialism.^
None of this will be easy, or achieved without effort. Change is generally hard to achieve
against inertia. And most intellectuals, for all their craving to be first in little approved ideas,
are resistant to extensive change. Moreover the changes modestly proposed will not be simple;
there is not, and cannot be, a simple uniform alternative. What is needed is fragmentation,

pluralisation, regionalisation—unpopular, unfashionable ideas.
References
Aiton, E.J., Leibnitz A Biography, Adam Hilger, Bristol, 1985.
Attfield, R.,
TiTyfory
env/ronwenf? , Environmental

Ethics 13(1991) 127-137.
Attfield, R., The Ethics of Environmental Concern, Second edition, University of
Georgia Press, Athens, 1991.
Bookchin, M.,
evo/Mf/on', Environmental Ethics 12(1990) c.261.

Caldera, A.J., Filosofia e Crise, Pela filosofia latino-americana, Editora Vozes,
Petropolis, Brasil, 1984.
Devall, B., and Sessions G., Deep Ecology, Salt Lake City, Utah 1985.
Drengson, A, Beyond Environmental Crisis: from Techocratic to Planetary

Person, Peter Lang, New York, 1989.
Gare, A., Nihilism Incorporated, Eco-logical Press, Bungendore N.S.W., 1993.
Gellner, E., Words &amp; Things: a critical account of linguistic philosophy and a
study of ideology, V. Gollancz, London, 1959.
Glacken, C.J., Traces on the Rhodian Shore, University of California Press, Berkeley,

1967.
Hargrove, E., Foundations of Environmental Ethics, Prentice Hall, New Jersey, 1989.
Heidegger, M., The End of Philosophy, Harper &amp; Row, New York, 1973.
34

Fortunately we have not yet ascended to an edified world philosophy, any more than the worfd car
(despite American efforts at globalization, including Solomon and Higgins), but the number of
mainstream models is now rather small, and almost all so far are noisy and polluting.

18

Hruschka, J., '77z^

/z^z/z/zzzz^^ /zrzzzcz/?/^ z2zzz7 or/z^r ^z*Zy G^z*z7z#zz azz^zczparzozzj o/

zzrz/z^z*z^zzz r/z^ozy\ UtiHtas 3(2)(1991) 165-177.
Passmore, J., '77z^ ^zzz7 o/ ^/zzZojz?/?/zy\ address on the occasion of his 80th birthday,
Australian National University, 1994.
Paleocrassas, Y., Environmental crime and punishment. Towards a new

development model, Austemb, Brussells, 1994.
Plumwood, V., Feminism and the Mastery of Nature, Routledge, London, 1993.
Roszak, T., Where the Wasteland Ends, Doubleday, Garden City New York, 1972.
Russell, B., Wisdom of the West: a historical survey of western philosophy in its
social and political setting, Ed. P. Foulkes, MacDonald, London, 1959.
Routley, R.,
azzzZ Zzzzzzt^ o/^r^zgzzz^ zzz ^zzvzrozzzzz^zzrzz/ r/zozzg/zr &lt;xzz&lt;7 acfzozz',Green Series

#1, Research School of Social Science, Australian National University, 1982.
Solomon, R., and Higgins, K., (eds ), From Africa to Zen, An Invitation to World
Philosophy, Rowman &amp; Littlefield Publishers, Maryland, 1993.
Sylvan, R., 'Dozzzzzzazzf 2?rzz7s7z z^o/ogy, wzlTz r^Z^v&lt;azzZ gzzvzrozzzzz^zz^Z coroZZz7z*z^\ typescript,
Canberra, 1994.
Sylvan, R., 7zzz/?a!cr o/^ZfezTzarzve ^ys't^zzz^ ozz z/z^ EzzZzg/zr^zzzzz^zzy Pro/^cf', typescript, Canberra,

1995.
Sylvan, R., Deep Plurallism, typescript, Canberra, 1992: referred to as DP.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse, Cambridge, 1994:
referred to as GE.
Sylvan, R. and Bennett, D.,

Uropzzzj, 7ho azz&lt;7
Eco/ogy', Green Series #19, Research
School of Social Science Australian National University, 1990; referred to as UTD.

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                    <text>23.5.95

GRAND PHILOSOPHIES AND ENVIRONMENTAL CRISES:
many problems and a few solutions, i
Much of what follows is organised around the following

thesis, which it

aims to further, to sharpen and support:
mainstream Western philosophy is dismal environmental news,

or still more colloquially and generally, mainstream philosophy continues to be bad socioenvironmental news. Presumably that expands, in turn, to something like: grander mainstream

Western philosophy continues to be a significant factor in the ideologies (or paradigms) that
inform destructive social and environmental practices. There are some striking corollaries,

among them that, like dialectical material in Eastern Europe, such Western philosophy should

be substantially abandoned, its furthering and frequent celebration in the schools and

universities discontinued, its place taken by more benign humble alternatives.
Sharpening the anti-mainstream thesis.

All the qualifications prove to be important.
recessive traditions that are comparatively benign.

because there are lesser or
because small-scale analytic

philosophy for example, while likely operating within a damaging paradigm, may have little or

no impact on its own (consider the impact of a philosopher who spends all research time on the
unexpected examination problem). Weyarn, because classical Taoism affords a counter­

example to the anti-mainstream thesis, virtually however it is sharpened.^ However the
qualification

is decidedly narrower than need be, and moreover gives a misleading

impression. For conspicuous non-Westem philosophy, such as Confucianism and Islam, is

also dismal news. Other major philosophies can, and do, drive environmental destruction as
well. Accordingly too what uniqueness there is to the Western role has to be differently made

out, in terms of its special (though perhaps inessential) linkage to industrialization.

Although it is expositionally advantageous to highlight present serious predicaments in
terms of crz'y&lt;?y, one thing should be clarified at the outset. It is not essential, or even crmca/, to
the main arguments outlined that there should be environmental or other crises. It is enough

that severe

or the like is occurring. Some sort of responsibility for this will afford

a solid basis for criticism of a doctrine or practice.

1

The main tide evolved from that of Caldera,
unsuccessfully) for a Latin-American philosophy.

2

See, for instance, the explication of Taoism in UTD.

anJ CrAyAy, who was searching (rather

�2

But, as it happens, conditions for crises are satisfied.^ There are crises conditions in

wany

in wany

(some of which we will simply allude to, as there is copious

documentation). Elsewhere, where crises have not yet broken, there are often near crises
conditions.

Many there are, of course, conspicuously politicians and economists, still labouring
under the impression that the current dominant ideology and its development model is not
obsolete, that all is more or less well. They imagine 'that we are passing through an unusually

severe but still cyclical crisis. That all we have to do is stimulate demand through public

investment and build up enough business confidence so that there is a recovery of private
investment and production. Then we can afford to resume 1 efforts to control environmental and

social problems.4 They have misread the signs. The problems are not merely cyclic or
temporary; they are intensifying (if in a wavelike pattern, with deterioration surging in, then

ebbing somewhat before the next bigger wave).
Nor are larger ideological cycles quite the same, though much of the rhetoric is similar

from cycle to cycle. No longer is it imagined that social or environmental problems can be
substantially resolved next times around business cycles (though the illusion that most of us

will be 'better off persists, conveniently propped by loaded statistics).

Comparisons, features and pedigree.
Of course European civilization has more to answer for than its environmental practice,

and its extraordinarily destructive impact on natural systems, especially non European systems.

It has to answer also for its impact upon humans, in particular classes, cultures or races marked
out as inferior (persisting prominently into this century, emanating from sources of high

Western culture). But for many of these human impacts Western philosophy does nor have to
answer, by contrast with other impacts.

Indicative of dominant environmental attitudes are attitudes towards and treatment of what
were, and often still are, seen as lesser humans: slaves, blacks^women, yokels, children, or so

on. Take women.

Among significant philosophers, virtually the only exception before

contemporary times is J.S. Mill, who, under feminine influence, deplored the subjection of

women. Unfortunately, for all the brilliant and oft-quoted Millean anti-mainstream passages,
Mill himself did not swim far out of the mainstream. Most notably he did not amend his
utilitarianism in the direction already contemplated by Bentham, to take passing account of the

3

For definitional details, see GE. For one of numerous summaries of present dire circumstances, see
Paleocrassas.

4

Paleocrassas p. 12: one among many voices.

�3

interests and sufferings of other animals. Human chauvinism survived, relatively unscathed,
for all that Mill deplored loss of flowers and habitats, throughout his works.
Features of the anti-mainstream thesis, its justification and relevant qualifications, can be

brought out by considering its pedigree. Partial versions of, or variations upon, an anti­
mainstream thesis can be found in several sources; for instance in the deeper-environmental and

rival-paradigms productions of the 70s. Consider the following examples:
* the contrast of the Cartesian technocratic paradigm with the person planetary paradigm, where

destructive environmental attitudes and practices are ascribed to adherence to the CartesianEnlightenment analytic-reductionist mind-set?

Similar related clusters of contrasts appeared across social sciences, in political science,
sociology and economics. For example

* the dominant modem paradigm, essentially the same as the Cartesian technocratic paradigm
was contrasted, by Rodman, with a benign classical paradigm.

* the dominant social paradigm, another version of the same environmentally oppressive

schemata, was contrasted, by Colgrove and Duff, with the alternative environmental paradigm.
All these and other similar examples were duly elaborated in work on the roles (and limits) of

paradigms in environmental thought and action.6 A critical point is that what social scientists
were digging up (and reditching) was pretty much what mainstream philosophy was espousing

or assuming (and, despite the new global wave of environmentalism, not that much has
changed philosophically).
It is worth recording that restricted versions of these contrasts (which do not touch basic
shallow utilitarian assumptions) are now being presented and considered not only by academic

theorists but by bureaucrats and working politicians and economists. Thus for example

* a new development model, as contrasted with the current development model, outlined by a

member of the European Commission (I. Paleocrassus)—who incidently devotes much space to
documenting the present environmental crises (environs?!; construed in a wide sense, to

encompass decaying and dangerous urban environments often unfit for human habitation).
Many features of the crisis are attributed to a faulty development model, portrayed as once
perhaps appropriate, but no longer so? But there is more, much more to it than that.
5

Just such a contrast was elaborated by Drengson, drawing heavily upon Roszak.
documentation then, see their work.

6

Thus Routley in an exercise with just that title. Needless to add, paradigms are rough and uneven.
Some components of them have much more to answer for than others. For example, possessive
individualism with its self-interest hypothesis, has been a particularly damaging part of dominant social
ideology.

7

Curiously, though his entire discussion circulates aroun^ 'the current

For

model', what

�4

The current ubiquitous development model did not derive from nothing, but is, in main,

an Enlightenment parcel, fuelled by ideals of material progress and the like, which is duly

underpinned by the dominant social paradigm.a It is not enough to simply change the
development model; what drives it has also to be changed, namely the supporting philosophy.

Development of pf anti-mainstreamism in recent critical philosophy.

Differently, impacts of thorough-going (deep) environmental ethics, and of deep ecology,
on philosophy and social theory were being assessed. It was observed that very much in
mainstream philosophy would have to be jettisoned or substantially modified.^ Heavily

targetted were forms of idealism, including phenomenalism and existentialism, and forms of
empiricism. But the criticism swept much further, to prevailing metaphysics and 'the limiting
ideological principles of both the Renaissance and the Enlightenment". In effect the criticisms
extended to mainstream Western civilization.

But no doubt claims here are technically different, because, for all the merits of deep
positions, it is not usually being suggested that environmental storms could not be weathered to
some extent under shallow cover, *o or that duly environmental but shallow philosophies are in
some way responsible for gathering environmental crises.

More sweeping anti-mainstream theses have been stated however by Hargrove, by Gare,
and by others, including famous philosophers in their latter days.n To the late Heidegger we
appear to owe a rather interesting (if abominable) argument, which runs as follows:
Western philosophy
— or some such, with

-*

technological mastery (supremacy dominance)

-&gt;

environmental destruction

' symbolising leads to, or yields (granted

fo faces a validity

issue).

supply its components. But what can be gleamed indicates that it is a submodel of the dominant
social paradigm. For instance, we are informed that natural resources are treated as 'expendable raw
materials or even worse as free goods' (p.24), in effect as without initial value.
8

For details see DP, and in condensed form Sylvan 95.

9

Notably at the end of EE, pp. 188-9.

10

Deep positions divide significantly on this issue. For it is now widely argued that shallow environmentalism
coMp/gJ
heavy technofix— a common position among scientists—is not going to succeed.

11

See Hargrove and Gare, and the ensuing discussion below in the text.
It is a little tempting to suggest that Hargrove presents his thesis as it were by accident, given how
little he actually does to defend it. In the main, Hargrove looks as if he is repeating Roszak and
Drengson rather than proceeding to a larger sounder claim.

�5

If something like this enjoyed plausibility, it would support a
philosophy

end.

an evident premiss.

That argument is by contraposition, and

thesis: Western
transmission from

(Thatherites and Wittgensteinians and others of a decidedly mixed

company, reached a similar conclusion, that philosophy should end, by entirely different, very
dubious by-roads.) There are several problems with the Heidegger schema. For one thing, the

argument leaves out other critical components of an important environmental impact equation:
notably excess human population and excess human consumption.
In any event, Heidegger certainly thought that philosophy—as distinct from a quasi-

mstical "thought"—should end. But he exaggerated the importance of such an outcome by
exaggerating, in characteristic German style, the importance of philosophy, the importance of

German philosophy above all. For example he supposes that modem German philosophy
influenced the rise of industrialism and all it brought in train. It can be plausibly contended,
however in characteristic disparaging British style, that philosophy had comparatively little
influence in such ultimately damaging development as European agricultural and industrial
revolutions (for example, technology, but not philosophy, played a role in the invention of

artifical dyes, a development which can be seen as setting European industrialization in train:)

But such examples do not penetrate deep enough to the conditions of an^preparation for change.
There are myriad ways in which philosophy has shaped historical developments: through
its major input into (other) ideologies such as religions, through its place in politics and law.

With Protestan philosophy in ^particular, basic ground for industrialism was prepared, the
further development of highly exploitative Christen attitudes to nature (and to programs) and of
appropriate attitudes to technology, disciplined education and inculcation of a work ethic, and so

on. Or consider, for instance, the fairly direct role of philosophy in the formulation of modem
theories of property (notably by Locke) which enabled dispossession and displacement of native
peoples in coroized lands. Consider its less direct role in the- preparing ground for
(^^(industrialization, the presumption that the earth, its habitats and other inhabitants and its matter

were of no value, but of value only as transformed by industrial activity, that entrepreneurs
were free to do whatever they liked with them. No doubt many untoward things would have

happened without much philosophy, where philosophy had little influence (as with habitat

destruction by excessive populations of animals). But wherever theory operated to influence

12

The form of the argument is extracted from Passmore's end-of-philosophy address (thanks to
Passmore too for further comments). The argument is much harder to find in Heidegger's later
work. But rudiments are present. The first linkage of philosophy and technology is managed by an
extraordinary redefinition of technology (see p.17?)^/For the second linkage Heidegger was
presumably reflecting upon high destructiv&amp;-teehnology of war, nuclear weapons and so on. Note
however that the middle term has changed; so the argument fails, courtesy the ancient fallacy of
equivocation.

"7

?
.

�6
practice, philosophy would have served negatively, as a prime element of

That

could be a significant rubber philosophy today.

Whatever the extend (arguably, substantial) to which they actually impinge, main
philosophical traditions and ideologies do have very negative implications for environmental

theory and practice. So much has been argued or alleged, in one fashion or another, in several
contemporary sources.^ For example, Hargrove has recently investigated, in greater detail,

negative implications of mainstream philosophy for three environmental reaches: environmental
attitudes concerned with nature and creature preservation, with nature appreciation, and with
development of a proper ecological perspective. However Hargrove has ventured some of his

particularly challenging themes in insufficiently careful form, thereby leaving himself
unnecessarily vulnerable to criticism and counter-claims.

These include the criticisms

assembled by Attfield, who, though not unsympathetic to Hargrove's case, has excessively

weakened the themes.

For example, what Attfield presents as 'substantially correct' is

Hargrove's 'verdict that the history of philosophy has discouraged preservationist attitudes',
vastly less than Hargrove's actual negative verdict which comprehended considerably more than

just "preservationist attitudes", and recorded a situation conspicuously worse than mere

"discouragement" of nature and creature preservation, as well as much else. Indeed it is worse
than Hargrove has charged; Hargrove's indictment of mainstream philosophy is itself weaker
than that here ventured, which takes mainstream philosophy as thoroughly implicated in the
present escalating environmental mess, through its roles as a major source and supplier of
operative ideas and paradigms.

There is a single qualification, invoked incidentally by Attfield himself, that would

remove much of Attfield's criticism: a restriction to

philosophy (or differently, to

dominant philosophy). Consider Attfield's exceptions to 'the adverse impacts of Western
philosophy', those alleged 'philosophical traditions that have encouraged taking nature

seriously':-

Firsf/y, insofar as the Church Fathers, medieval Christians and others that Attfield alludes to are
philosophers at all, they are entirely minor figures, unlikely to be known to many philosophers,
and but rarely or never referred to in regular philosophy courses; they do not form part of

mainstream philosophy. Consider the sorts of exceptions:

* minor philosophers, many of whom we know very little about, outside gossip and

speculation, such as Theophrastus, early Stoics, and lesser Epicureans.

13

On the rule in philosophy, and in environmental thought in particular, of resistance, see the
discussion of Rodman's preferred fourth ideal type, Ecological Resistance, REE, p.l46ff.

14

For example, see Hargrove, p.21.

�7
* figures who are only secondarily or marginally philosophers, such as Hooke, Boyle, Ray and
Evelyn.

* medieval and early modem Christians, who typically are not significant philosophers, and in
fact were usually not committed to nature preservation and the like, but to nature management
or perfection.

these minor figures do not afford the clear support for his claims that Attfield has
regularly assumed.15 Many of the statements supposed to offer support are ambivalent, or

environmentally dubious, supporting some form of managerialism (e.g. perfectionism or
stewardship). And in any case they have to be set against the remainder of what a figure says
and does (so far as that can be ascertained), often telling against substantial environmental

sensitivity and concern.
As regards the latter matter, there are, inversely, isolated claims in major philosophers

(Plato is regularly cited in this regard) which may make them appear environmentally aware and

even sympathetic.
Although Plato's philosophy generally suggests that he neither knew or
cared about environmental problems, one passage in the
shows that
he was very much aware of at least one problem: the effect of deforestation
on soil quality in Greece during his own lifetime.^
Unfortunately Hargrove does but a comparatively poor job in accounting for what he alleges,

Plato's indifference and lack of ecological concern. 1?
The reasons for Plato's indifference to serious ecological degradation of forests and soils
in Greece can be ascribed to a combination of several elements of Plato's philosophy (a natural­

world-dismissive ideology) including: elevation of transcendental forms as what was truly real
and really of value; denigration and dismissal of the everyday natural world as utterly inferior,

of entirely lower existence or even illusory and certainly not of rational concern. This dualistic
ontology and axiology—a wonderfully valuable world of forms standing in complete contrast

with the illusory material world of perception—was supplemented and reinforced by a
corresponding epistemology. Under a tripartite theory of mind, the higher rational part, which

gave epistemic access to the forms, a part exhibited only by humans and more elevated beings,
was sharply separated from the two lower animal parts. Thus under Plato's conception of the
15

In work referred to on p. 127. The main historical claims, many of them based on secondary sources,
are stated in his
of Fnvironwgnro/ Concern. A more detailed criticism of these claims
will be attempted elsewhere.

16

Hargrove, p.29.

17

This sort of problem arises not merely in regard to Plato, as Attfield observes, with decided relish.
There is little doubt but that Hargrove's historical "excess" needs to be sharpened and much
elaborated, and, in some critical areas, rectified.

�8

human, humans and especially the important rational component of the human, stood in

opposition to nature; the distinctively human task is completely separate from nature and
concerned with control of it and its unruly elements. It is because what really has value—

rational selves cavorting among the forms—is separate from nature, transcending it, with nature
at best comprising very inferior copies, of lower existence, that it does not matter what happens
to the earth and earthly things, to mere matter. That is a matter of indifference.^

A significantly better critical exercise, as regards not merely Plato, but the extensive and
important neo-Platonic tradition, is effected by Gare, who also advances however an

insufficiently specified version of the anti-mainstream thesis. In fact Gare tends to slide back
and forth from Western civilization and metaphysics, both of which are too wide, to
mechanistic materialism (and social Darwinism), which is much too narrow, particularly if

social Darwinism is included (about which Gare vacillates). The latter leaves out such

damaging sources as Cartesianism and contemporary idealism; the former would include the
recessive Western metaphysical tradition Gare wants to refurbish, what has grown into

"process" philosophy. So while there is a great deal of worthwhile historical documentation to
be found in Gare, the target thesis has so far eluded his critical exercise.
While the restriction of the anti-mainstream thesis to Western doctrine is both somewhat

misleading and more confining than need be, that to mainstream is different. Something of the
sort is essential.

But it itself raises other difficulties, beginning with: what counts as

7K&lt;2m.yfr&lt;?&lt;27?i? How is the image cashed out? A contextual explication is conveniently
straightforward, an abstract definition of 'mainstream' in terms of the principal course or flow

less helpful.

By mainstream Western Philosophy —Western philosophy providing the

context—is meant the principal movements in that philosophy, the chief philosophers and
schools and their relevant philosophical interrelations. And who and what these are gets
shown, nearly ostensively in some cases (with portraits and diagrams), in histories of Western
philosophy. 19 Shorter and less encyclopaedia histories in fact tend to portray just the sought '

mainstream (that they differ somewhat in coverage does not matter, but emphasizes, in a superb

valuational fashion the blurred edges of this typically vague mainstream). Long histories

18

On this classical polarisation of nature and higher humanity, see Plumwood.
elaboration, see Gare.

19

One admirable example in this regard is B. Russell's Wiy^fow of the Wejr, a popular work with a
title that should be viewed henceforth, given that Russell was serious, with some incredulity.

For requisite

It is a little surprising, too, that the usual ameritical apriorism about the natural world and its
other inhabitants, should pervade Russell's work. But consider, to take just one example, the
inaccurate and demeaning comparison of animals with humans that fires up his neglected analysis
Power.

�9

usually indicate the mainstream both by the way they apportion their space, and also in their

judgements as to what is important, which were principal movements, and so on.
The essential qualification, to mainstream or similar, is ^Independently grasped by Singer
in his account of the dominant western paradigm and his brief but pointed criticism of

Aristotlianism and mainstream Hebrew and Christian philosophy.
The biblical story of creations, in Genesis, makes clear the Hebrew view of the special

place of human beings in the divine plan:
And God said, Let us make man in our image, after our likeness: and
let them have dominion over the fish of the sea, and over the fowl of
the air, and over the earth, and over every creeping thing that creepeth
upon the earth.
And God blessed them, and God said upon them, Be fruitful, and
multiply, and replenish the earth, and subdue it; and have dominion
over the fish of the sea and over the fowl of the air, and over every
living thing that moveth upon the earth.
Today Christians debate the meaning of this grant of 'dominion'; and those ,
concerned about the environment claim that it should be regarded not as a license
to do as we will with other living things, but rather as a directive to look after
them on God's behalf, and be answerable to God for the way in which we treat
them. There is, however, little justification in the text itself for such an
interpretation; and given the example God set when he drowned almost every
animal on earth in order to punish human beings for their wickedness, it is no
wonder that people should think the flooding of a single river valley is nothing
worth worrying about. After the flood there is a repetition of the grant ofj^\^v
dominion in more onimous language:
And the fear of you and the dread of you shall be upon every beast of
the earth, and upon every fowl of the air, upon all the^ moveth upon
the earth, and upon all the fishes of the sea; into your hand are they
delivered.
The implication is clear: to act in a way that causes fear and dread to everything
that moves on the earth is not improper it is, in fact, in accordance with a God­
given decree.
The most influential early Christian thinkers had no doubts about how man's
dominion was to be understood. 'Doth God care for oxen?' asked Paul, in the
course of a discussion of an Old Testament command to rest one's ox on the
sabbath, but it was only a rhetorical question—he took it for granted that the
answer must be negative, and the command was to be explained in terms of
some benefit to humans. Augustine shared this line of thought; referring to
stories in the New Testament in which Jesus destroyed a fig tree and caused a
herd of pigs to drown, Augustine explained these puzzling incidents as intended
to teach us that 'to refrain from the killing of animals and the destroying of
plants is the height of superstition'.
When Christianity prevailed in the Roman Empire, it also absorbed elements of
the ancient Greek attitude to the natural world. The Greek influence was
entrenched in Christian philosophy by the greatest of the medieval scholastics,
Thomas Aquinas, whose life work was the melding of Christian theology with
the thought of Aristotle. Aristotle regarded nature as a hierarchy in which those
with less reasoning ability exist for the sake of those with more:
Plants exist for the sake of animals, and brute beasts for the sake of
man—domestic animals for his use and food, wild on^ (or at any
rate most of them) for food and other accessories of life, such as
clothing and various tools.

�10

Since nature makes nothing purposeless or in vain, it is undeniably
true that she has made all animals for sake of man.
In his own major work, the Si/wima
Aquinas followed this passage
from Aristotle almost word for word, adding that the position accords with
God's command, as given in Genesis. In his classification of sins, Aquinas has
room only for sins against God, ourselves, or our neighbours. There is no
possibility of sinning against non-human animals, or against the natural world.
This was the thinking of
C/irfyham/y for at least its first eighteen j
centuries. There were gentler spirits, certainly, like Basil, John Chrysostom^
And Francis of Assisi, but for most of Christian history they have had no
significant impact on the dominant tradition. It is therefore worth emphasising
... major features of this
Weyarn
because these features can
serve as a point of comparison when we discuss different views of the natural
environment.
According to the dominant Western tradition, the natural world exists for the
benefit of human beings. God J^fave human beings dominion over the natural
world, and God does not care how we treat it. Human beings are the only
morally important members of this world. Nature itself is of no intrinsic value,
and the destruction of plants and animals cannot be sinful, unless by this
destruction we harm humans beings.20

/

Singer goes on to labour the familiar point that anthropocentrism of this harsh tradition
need not exclude some concern for the preservation of nature. But for most of recorded history
is has not include^much concern. However, lesser Christian, notably stewardship and
perfectionism, while they lessen some of the brutal impact of domination upon the natural

workd, offer little improvement upon longer term insidious environmental erosion, or as
regards retention of emphasized and enhancement of biodiversity.
As distinctively, the rival humanist paradigm of modem times, running from the French
enlightenment through 20th century Anglo-American empiricism, as exemplified in Russell,
Ayer and Quine among many other luminaries, differs from mainstream Christianity only in

leaving God out of the account (as He does not exist, He is utterly impotent, so to illicitly say).

Exceptional human features themselves, naturalistically achieved, justify dominion and
domination.
Outline of a main argument
Detailed argument for the anti-mainstream thesis, as refined, is, so to say, case by case,

through cases in the mainstream history, considering main philosophers and main schools.

Some of this hard detailed work, some already illustrated, has been carried out, in more or less
detail^ by others: Drengson, Gare, Hargrove, Heidegger and Passmore, among many others.

But, within that uneven treatment, there remain conspicuous gaps. For example, among the
principal 17th century rationalists, while there is much material upon Descartes (along now with

20

Singer pp.265-8, itals added. Singer prefers fracton discourse to the substantially equivalent
(historical linkage diminished) paroJfgm discourse.

�11

a conservative back-lash defending Descartes), and some increasingly divisive material upon

Spinoza, there is little at all on Leibnitz.
As there is no prospect here of reworking the dismal history of Western philosophy, case
by case, let us consider a few illustrative examples, which help plug some obvious gaps. Take

again the distinguished early modem rationalists—Descartes, Leibnitz and Spinoza— as

examples. Descartes' significant negative contribution is now well-known, so much so that
Descartes is sometimes represented as the main villain of the environmental pieced Owing to

the premature enthusiasm of various deep ecologists for Spinoza's contribution, the blacker
environmental feature of Spinoza's theory have been enthusiastically exposed to view by a

jubilant opposition. As a result, some deep ecologists have back-tracked, but only a little:
Some Spinoza scholars have recently claimed that an ecological interpretation
of Spinozism is not justified. There are notes in the
where Spinoza
says that we can treat other animals in any way which best suits us. [These
authors] have argued and although the metaphysics is nonanthropocentric,
the ethics is rightfully anthropocentric. Schopenhauer, who was steeped in
Eastern philosophy, was quick to pick up on the anomolous attitude of
Spinoza toward other animals: "Spinoza's contempt for animals, as mere
things for our use, and declared by him to be without right, is thoroughly
Jewish, and in conjunction with pantheism is at the same time absurd and
abominable." Ame Naess and I agree that Schopenhauer was correct in his
criticism of Spinoza. Naess admits that although Spinoza himself was what
we would now call a "speciesist", his system is not speciesist.^
If Spinoza's system includes his anthropocentric ethics (and is not illegitimately restricted to an
ecologically convenient selection from his holistic metaphysics), then it seems Waess is astray.

The negative character of Spinoza's contribution was rediscovered by Bookchin (unversed in
basic deep ecological texts), who applies this finding to lambast deep ecology regarding 'double

standards' in its
one-sided treatment of philosophers and philosophical traditions. Spinoza,
for example is cast frequently as a nouveau Taoist and is interpreted more in
the romantic tradition than in the scholastic one to which he has more
affinities, despite his many differences with medieval thinkers. That this
great thinker was militantly antliopocentric is consistently ignored by deep
ecologists, as far as I have been^able to ascertain. I have yet to encounter
any attempt to explain Spinoza's extraordinary statement: "Besides man, we
know of no particular thing in nature in whose mind we may rejoice, and
whom we can associate with ourselves in friendship or any sort of
fellowship; therefore, whatsoever there be in nature besides man, a regard
for our advantage does not call on us to preserve, but to preserve or destroy
according to its various capabilities, and to adapt to our use as best we

21

Thus for example by Dregson.

22

Session, in Appendix D to Devall and Sessions, p.240.

23

Bookchin, p.261. The quotation from Spinoza's Ethics is fully cited in Bookchin.

&lt;'

�12

So much for sensitive treatment of natural environments and their other inhabitants! Spinoza

appears to have irreparably damaged any claim to exceptional positive standing.
So far the third of the great rationalist trio, Leibnitz, appears to have escaped critical re-

....... (in a

history of philosophy). Yet, as it happens, Leibnitz's position can be applied

to illustrate features of considerable green generality. In brief, any philosophy is liable to be

environmentally unfriendly that guarantees satisfaction of all or enough elements of the
consumption impact equation, and so would generate excessive impacts. Leibnitz s overall
position does just that, consider what might be called

in honour of Leibnitz

(though Leibnitz's fragmentary work did not initiate any genuine historic school). Leibnitz was

heavily committed to all of human population growth, unfettered technological advance, and

human lifestyles of consumption, in short, to precisely those factors that combine in the familiar
impact recipe to produce excessive human impacts upon environments. There is fair evidence

for these contentions. First, Leibnitz was an early exponent of utilitarianism, indeed he was all­
round an enthusiastic maximizer. From his formulation of utilitarianism, he drew an immediate
obvious corollary: the directive to increase human population (maximizing on aggregate human

pleasure is most obviously achieved by production of more happy humans, other aspects of
which technology and affluence can assure).^ Secondly, Leibnitz was a technology enthusiast;
he was heavily committed to the development and use of scientific technology, for which he had
all sorts of schemes (e.g. not only the

intended to encapsulate all of

knowledge in an accessible useable form, a complete calculus duly mechanised, but as well
numerous technological projects.2$). Thirdly, he was committed to an affluent lifestyle for

himself and (through symmetry and basic assumptions of utilitarianism) for others. For his

own part, he abandoned an academic career at an obscure German university "in favour of the
more active and lucrative pursuits of the courtier and diplomat' and, so it turned out, the bright
lights of major European cities and grand tours of Europe.26

No doubt Leibnitz's lifestyle

commitments need not (and may not) be reflected in his philosophy, which may have

independent environmental merit, for example as stimulation or input for later developments.
There is unfortunately little evidence that that is so. Nonetheless, substantial fragments of

24

For Leibnitz's anticipation of utilitarianism, see Hruschka. For Leibnitz's immediate application
of the principle, to support human population increase, see p.172.

25

'Leibnitz's interest in machinery is illustrated by his complicated plan to drain the Harz mines,
which involved the construction of a new type of windmill, and a virtually friction-free pump',
Cottingham p.193. For a detailed account of Leibnitz's extensive entrepreneurial and technological
activities, see Aiton.

26

Cottingham p.24, p.26.

��13

Leibnitz's philosophy—of a different unauthentic subphilosophy—do admit environmental

bending and adaptation, in a way that Descartes' philosophy does not at all easily.
Leibnitz has sometimes been accounted environmentally friendly. Some of that apparent

friendliness appear due rather to scholastic conservativism.

Thus he was opposed to

mechanism; he was sympathetic to the organic and teleological, which did not contract to
isolated human and superhuman loci. His metaphysical theory of monads, which are centres of

living energy, effectively distributed life everywhere, though not equally. Harmony and order
too prevailed throughout the universe, though under God's maximizing management, the

presence of which they duly established! But even this life-expanding harmonious order,

variants of which are now familiar from Whiteheadian and deep ecological quarters, was not as
benign as it has superficially appeared.
Leibnitz supposed that, by virtue of pre-established harmony and final causes governing

inevitable progress, humans would not go wrong in the longer term in their environmental

activities, that they could not 'cMwu/Zafive/y make undesirable changes in nature' .27 Leibnitz

joyfully foresaw more and more of the Earth coming under cultivation, and its long-term

advancement to a complete intensive garden, even if there were occasional relapses where parts
deteriorated back temporarily towards wild state. Leibnitz even criticised Cartesianism, now
widely regarded as prime villain of the environmental piece, as /hi/mg To provide the modal

stimulus ... to the control of nature' ... To scientific advance'. The idea of control, advancing
to total control, total management, is prophesized in Leibnitz (in a sort of chauvinistic Gaia
hypothesis). He saw 'order as progressively increasing, with the help of man [as] a finisher of

nature. He boldly applauded the idea of progress to the earth as a unit, assuming both an

orderliness on earth and an orderliness in the changes it had undergone by man' .28
An important corollary does emerge: that a promising new partial metaphysics is no

panacea for improved environmental performance or paradigms.

Not merely neutral

metaphysics, but even positive metaphysics, such as certain organic and process theories, are

compatible with, and can be coupled with, damaging philosophies, social theories and life-

27

Glacken p.478. As he remarks, these bold assumptions made by Leibnitz have proved wrong. The
preposterous infaHibihty-in-practice assumption has resurfaced recently in a less attractive aspect of
the Gaia hypothesis as peddled by Lovelock.

28

Glacken p.506.

�styles. It is almost enough to consider the theories and practices, commitments and lifestyles of

Aristotle, Leibnitz and Whitehead.^
A different example is furnished by mainstream British philosophy, a philosophy which

has influenced much of the English speaking world for the worse, environmentally and
otherwise. This philosophy is highly empiricist in orientation, with this empiricism expanding

through ethics and social theory in the form of utilitarianism, typically a possessive
individualistic human chauvinistic utilitarianism. 30

Despite appearances and propaganda, there has been compentively little improvement in

recent times. Shallow utilitarianism persists as the main

cal informant of and input

into social sciences, including fashionable new areas such as ecological economics, public
choice theory,... . Incidentally, not much is to be expected in the way of deeper change from
contemporary universities and research institutions from where these new fashions emanate.
For these are, by and large, part of the advanced industrial problematic; they are, almost without

exception, urbanocentric conjectural-knowledge factories. The other main movements in

Anglo-American philosophy are even more conservative, for example analytic philosophy and
its variants, such as cor^epttial analysis, and Wittgensteinianism. For they leave almost
everything as it is, asunvisionmentally unsatisfactory as it is.31

Nor is recent Continental philosophy, a main contrast class, any better, but in many

which are the predominant form. But existentialism and phenomenalism, as well as passe-isms
such as Marxism, are mixed in human chauvinism. Social criticism which has at least seriously A /

addressed wider environmental problems, remains shallow. For example, the communcational'

theory of Habernus favours articulate humans, and includes other animals and the rest of

creation from any but very secondary roles.

Modest out-fall.

No doubt the anti-mainstream thesis is not the sort of proposition that most philosophers
care to encounter. For one reason, it may seem like offering free ammunition to those who
29

Leibnitz's standing in the history of philosophy is somewhat curious. His main achievement,
setting aside his reputation as an intellectual wizard with /oty of ideas, appears to be spasmodic
work upon a beautiful ruin, an incomplete (and incompletable) metaphysics, of which only
tantalizing fragmentary structures were ever available.
It is not even as if there is a surviving supply of challenging bad arguments that can be put before
baffled students, as with Descartes and Berkeley for instance.

30

For elaboration and defence of these stark claims, see "Dominant British ideology'.

31

This theme is developed, in a social setting, by Gelher. His case applies, with over more force, to
environmental matters.

�15

would like to put an end to philosophy, for political or ideological purposes. But it does not:
not without a serious confusion of change, or end m present dominant form, with end, end

period. For another, it may appear to give reinforcement to those who, with scant justification,
have prematurely pronounced the end of philosophy.32 But this makes a similar confusion.

Spectacular conclusions such as those that have sometimes been drawn from

considerations like those assembled—such as, again, the end of philosophy, the demise of
grand philosophy, the deconstruction of metaphysics— do not then emerge. For one reason, it

is not philosophy, but only certain sorts of grand philosophy, that leads to disaster, and

accordingly is liable to rejection. No end is implied to less grand regional philosophies,
recessive metaphysics, or the like.

Development of some recessive alternative or other—different ones—is now a favoured

alternative idea (thus Gare and others advocating elaboration of process philosophy,
environmentalists favouring ecological paradigms, etc.). But a more effective course, duly
pluralistic, looks to locally and regionally based philosophies, with worthwhile linkages with

local aspirations and regional cultures.33

Once again, there are philosophies and

philosophies—and appalling regional philosophies (e.g. business philosophies, as promoted by

local chambers of commerce; fundamentalist philosophies stroked by organised religions).

Ways out, if they can be found, lie not through reproduction of dominant destructive ideologies

at local levels, but through less damaging alternatives, fitted to ecoregional circumstances.
Some broad corollaries of the anti-mainstream thesis are accordingly evident. Philosophy
teaching and practice should be drastically reorganised, almost everywhere. Many features of

historical approaches would be transformed. "Great thinker" and like series would vanish.
Celebratory aspect of philosophy approached through its history would be abandoned: both the
mainstream historic emphasis and the celebration. Grand but invariably flawed figures from

history would no longer be revered, or celebrated in the same way, even if some of their
argument are retained for exhibition or criticism. There would be new histories of philosophy,
A
different in different regions, with their own pantheons of prominent philosophers, pantheons

not set in stone. Nor would systematic philosophy remain unscathed. For its usual operational

framework is that of the dominant social paradigm. It would be relocated and reoriented.

32

Later authors tend to appeal back to earlier false prophets, notably Heidegger, who really had no
viable arguments. There are other, quite different, equally poor, arguments to an end to philosophy,
for instance those to an end of ideology, from the fall of one awful alternative, soviet
"communism". And so on; see also above.

33

No doubt this is an intended idea in Caldera, for all that it is scarcely articulated or developed.
Similarly in other productions in Latin-American philosophy.

�16

There

be an end to the transfer of inappropriate models, technology (including

logical) and practices (as of temperate agriculture to tropical regions). There would be a

reduction in borrowing and unseemly imitations. Borrowed philosophy is inappropriate for
Latin America, or elsewhere in South. Consider French philosophy, which along with
A
Catholicism and Marxism, still tends to swamp what little happens in Latin America. The

mileau in which French philosophy occurs is n^ established, the infrastucture is not in place,

namely a variety of literary criticism and like mags, an active cafe society, and so on. French

philosophy does not export that well and, by and large, should not be imported, for all its
flashy fashionability.34
Regions should try to do their own appropriate intellectual things, importing only what

they really need. Regional philosophies do not, after all, have to start from nothing or

nowhere; they can draw upon and adapt what already has some local basis, perhaps a strong
base. What is more, they can be directly applied to prevent or delay outside destructive

incursions. For illustration, consider the place

recognised values of forests in

delaying grand pulpwood and integrated forestry [abstruction] projects. Through a regional

network a mesh of constraints can be introduced, controlling intrusions of unregulated or

prejudically regulated international capitalism. Compare a promising strategy for trying to
achieve a nuclear free world, building up by free or freed regions.

Nor does a case for ideological regionalism have to start from nothing. Some of the
arguments for regionalism in organisation also support or suggest regionalization in reaches of

ideas, including philosophy. For example, many of the advantages of subsidizarization
transfer.

None of this will be easy, or achieved without effort. Change is generally hard to achieve
against inertia. And most intellectuals, for all their craving to be first in little approved ideas,
are resistant to extensive change. Moreover the changes modestly proposed will not be simple;

there is not, and cannot be, a simple uniform alternative. What is needed is fragmentation,

pluralisation, regionalisation—unpopular, unfashionable ideas.
References

Aiton, E.J., Leibnitz A Biography, Adam Hilger, Bristol, 1985.

Attfield, R.,

/t&amp;rory o/p/tf/ojop/ty

Environmental

Ethics 13(1991) 127-137.

34

We do not quite have world philosophy, any more than the world car (despite American efforts,
including Solomin &amp; Higgins), but the numbermnainstream Odels is now rather small, and almost
all so fai/ are noisy and polluting.
A

�17
Attfield, R., The Ethics of Environmental Concern, Second edition, University of

Georgia Press, Athens, 1991.

Bookchin, M., 'R^ZZ-ycoverZng ^voZMfZoK", Environmental Ethics 12(1990) c.261.
Caldera, A.J., Fiiosofia e Crise, Peia filosofia latino-americana, Editora Vozes,
Petropolis, Brasil, 1984.

Devall, B., and Sessions G., Deep Ecology, Salt Lake City, Utah 198 5.
Drengson, A, Beyond Environmental Crisis: from Techocrat to Planetary Person,

Peter Lang, New York, 1989.
Gare, A., Nihilism Incorporated, Eco-logical Press, Bungendore N.S.W., 1993.

Glacken, C.J., Traces on the Rhodian Shore, University of California Press, Berkeley,
1967.

Hargrove, E., Foundations of Environmental Ethics, Prentice Halls, New Jersey, 1989.
Heidegger, M., The End of Philosophy, Harper &amp; Row, New York, 1973.

Hruschka, J., '7%^ gr^a^-yf AappZ/z^jj prZncZpZe anJ

^arZy German anrZcZparfan^ p/

ariZ/rarZan r/z^ozy", Utilitas 3(2)(1991) 165-177.
Passmore, J., '77z^ gzzz7 p/* p/zZZo.yop/zy', address on the occasion of his 80th birthday,

Australian National University, 1994.
Paleocrassas, Y., Environmental crime and punishment.

Towards a new

development model, Austemb, Brussells, 1994.

Plumwood, V., Feminism and the Mastery of Nature, Routledge, London, 1993.
Roszak, T., Where the Wasteland^ Ends, Doubleday, Garden City New York, 1972.
Russell, B., Wisdom of the West.
Solomon, R., and Higgins, K., (eds ), From Africa to Zen, An Invitation to World

Philosophy, Rowman &amp; Littlefield Publishers, Maryland, 1993.
Sylvan, R., 'DozzzZnanf I3rZfZ.y/z ZzZ^oZogy', typescript, Canberra, 1995.
Sylvan, R., 7wp&lt;2cf p/gZ^rnafZve &lt;yyyfe/?z.y ozz Z/z^ EzzZZg/z^zzzzz^zzr Prp/^crtypescript, Canberra,

1995.

Sylvan, R., Deep Plurallism, typescript, Canberra, 1992: referred to as DP.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse, Cambridge, 1994:
referred to as GE.
Sylvan, R. and Bennett, D., '&lt;y UfopZzzy, 7ho amZ D^p EcoZogyGreen Series #19, Research

School of Social Science Australian National University, 1990; referred to as UTD.

Routley, R., "RoZgj &lt;2K&lt;7 ZZzzzZ^ p/p^r^Zgmjy Zzz g7zvZrozzmg/zZ&lt;2Z r/zozzg/zr azzJ z7crZozz",Green Series
#1, Research School of Social Science, Australian National University, 1982.

Russell, B., Wisdom of the West: a historicai survey of western phiiosophy in its
social and political setting, Ed. P. Foulkes, MacDonald, London, 1959.

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              <text>23.5.95

GRAND PHILOSOPHIES AND ENVIRONMENTAL CRISES:
many problems and a few solutions, i
Much of what follows is organised around the following

thesis, which it

aims to further, to sharpen and support:
mainstream Western philosophy is dismal environmental news,

or still more colloquially and generally, mainstream philosophy continues to be bad socioenvironmental news. Presumably that expands, in turn, to something like: grander mainstream

Western philosophy continues to be a significant factor in the ideologies (or paradigms) that
inform destructive social and environmental practices. There are some striking corollaries,

among them that, like dialectical material in Eastern Europe, such Western philosophy should

be substantially abandoned, its furthering and frequent celebration in the schools and

universities discontinued, its place taken by more benign humble alternatives.
Sharpening the anti-mainstream thesis.

All the qualifications prove to be important.
recessive traditions that are comparatively benign.

because there are lesser or
because small-scale analytic

philosophy for example, while likely operating within a damaging paradigm, may have little or

no impact on its own (consider the impact of a philosopher who spends all research time on the
unexpected examination problem). Weyarn, because classical Taoism affords a counter­

example to the anti-mainstream thesis, virtually however it is sharpened.^ However the
qualification

is decidedly narrower than need be, and moreover gives a misleading

impression. For conspicuous non-Westem philosophy, such as Confucianism and Islam, is

also dismal news. Other major philosophies can, and do, drive environmental destruction as
well. Accordingly too what uniqueness there is to the Western role has to be differently made

out, in terms of its special (though perhaps inessential) linkage to industrialization.

Although it is expositionally advantageous to highlight present serious predicaments in
terms of crz'y&lt;?y, one thing should be clarified at the outset. It is not essential, or even crmca/, to
the main arguments outlined that there should be environmental or other crises. It is enough

that severe

or the like is occurring. Some sort of responsibility for this will afford

a solid basis for criticism of a doctrine or practice.

1

The main tide evolved from that of Caldera,
unsuccessfully) for a Latin-American philosophy.

2

See, for instance, the explication of Taoism in UTD.

anJ CrAyAy, who was searching (rather

2

But, as it happens, conditions for crises are satisfied.^ There are crises conditions in

wany

in wany

(some of which we will simply allude to, as there is copious

documentation). Elsewhere, where crises have not yet broken, there are often near crises
conditions.

Many there are, of course, conspicuously politicians and economists, still labouring
under the impression that the current dominant ideology and its development model is not
obsolete, that all is more or less well. They imagine 'that we are passing through an unusually

severe but still cyclical crisis. That all we have to do is stimulate demand through public

investment and build up enough business confidence so that there is a recovery of private
investment and production. Then we can afford to resume 1 efforts to control environmental and

social problems.4 They have misread the signs. The problems are not merely cyclic or
temporary; they are intensifying (if in a wavelike pattern, with deterioration surging in, then

ebbing somewhat before the next bigger wave).
Nor are larger ideological cycles quite the same, though much of the rhetoric is similar

from cycle to cycle. No longer is it imagined that social or environmental problems can be
substantially resolved next times around business cycles (though the illusion that most of us

will be 'better off persists, conveniently propped by loaded statistics).

Comparisons, features and pedigree.
Of course European civilization has more to answer for than its environmental practice,

and its extraordinarily destructive impact on natural systems, especially non European systems.

It has to answer also for its impact upon humans, in particular classes, cultures or races marked
out as inferior (persisting prominently into this century, emanating from sources of high

Western culture). But for many of these human impacts Western philosophy does nor have to
answer, by contrast with other impacts.

Indicative of dominant environmental attitudes are attitudes towards and treatment of what
were, and often still are, seen as lesser humans: slaves, blacks^women, yokels, children, or so

on. Take women.

Among significant philosophers, virtually the only exception before

contemporary times is J.S. Mill, who, under feminine influence, deplored the subjection of

women. Unfortunately, for all the brilliant and oft-quoted Millean anti-mainstream passages,
Mill himself did not swim far out of the mainstream. Most notably he did not amend his
utilitarianism in the direction already contemplated by Bentham, to take passing account of the

3

For definitional details, see GE. For one of numerous summaries of present dire circumstances, see
Paleocrassas.

4

Paleocrassas p. 12: one among many voices.

3

interests and sufferings of other animals. Human chauvinism survived, relatively unscathed,
for all that Mill deplored loss of flowers and habitats, throughout his works.
Features of the anti-mainstream thesis, its justification and relevant qualifications, can be

brought out by considering its pedigree. Partial versions of, or variations upon, an anti­
mainstream thesis can be found in several sources; for instance in the deeper-environmental and

rival-paradigms productions of the 70s. Consider the following examples:
* the contrast of the Cartesian technocratic paradigm with the person planetary paradigm, where

destructive environmental attitudes and practices are ascribed to adherence to the CartesianEnlightenment analytic-reductionist mind-set?

Similar related clusters of contrasts appeared across social sciences, in political science,
sociology and economics. For example

* the dominant modem paradigm, essentially the same as the Cartesian technocratic paradigm
was contrasted, by Rodman, with a benign classical paradigm.

* the dominant social paradigm, another version of the same environmentally oppressive

schemata, was contrasted, by Colgrove and Duff, with the alternative environmental paradigm.
All these and other similar examples were duly elaborated in work on the roles (and limits) of

paradigms in environmental thought and action.6 A critical point is that what social scientists
were digging up (and reditching) was pretty much what mainstream philosophy was espousing

or assuming (and, despite the new global wave of environmentalism, not that much has
changed philosophically).
It is worth recording that restricted versions of these contrasts (which do not touch basic
shallow utilitarian assumptions) are now being presented and considered not only by academic

theorists but by bureaucrats and working politicians and economists. Thus for example

* a new development model, as contrasted with the current development model, outlined by a

member of the European Commission (I. Paleocrassus)—who incidently devotes much space to
documenting the present environmental crises (environs?!; construed in a wide sense, to

encompass decaying and dangerous urban environments often unfit for human habitation).
Many features of the crisis are attributed to a faulty development model, portrayed as once
perhaps appropriate, but no longer so? But there is more, much more to it than that.
5

Just such a contrast was elaborated by Drengson, drawing heavily upon Roszak.
documentation then, see their work.

6

Thus Routley in an exercise with just that title. Needless to add, paradigms are rough and uneven.
Some components of them have much more to answer for than others. For example, possessive
individualism with its self-interest hypothesis, has been a particularly damaging part of dominant social
ideology.

7

Curiously, though his entire discussion circulates aroun^ 'the current

For

model', what

4

The current ubiquitous development model did not derive from nothing, but is, in main,

an Enlightenment parcel, fuelled by ideals of material progress and the like, which is duly

underpinned by the dominant social paradigm.a It is not enough to simply change the
development model; what drives it has also to be changed, namely the supporting philosophy.

Development of pf anti-mainstreamism in recent critical philosophy.

Differently, impacts of thorough-going (deep) environmental ethics, and of deep ecology,
on philosophy and social theory were being assessed. It was observed that very much in
mainstream philosophy would have to be jettisoned or substantially modified.^ Heavily

targetted were forms of idealism, including phenomenalism and existentialism, and forms of
empiricism. But the criticism swept much further, to prevailing metaphysics and 'the limiting
ideological principles of both the Renaissance and the Enlightenment". In effect the criticisms
extended to mainstream Western civilization.

But no doubt claims here are technically different, because, for all the merits of deep
positions, it is not usually being suggested that environmental storms could not be weathered to
some extent under shallow cover, *o or that duly environmental but shallow philosophies are in
some way responsible for gathering environmental crises.

More sweeping anti-mainstream theses have been stated however by Hargrove, by Gare,
and by others, including famous philosophers in their latter days.n To the late Heidegger we
appear to owe a rather interesting (if abominable) argument, which runs as follows:
Western philosophy
— or some such, with

-*

technological mastery (supremacy dominance)

-&gt;

environmental destruction

' symbolising leads to, or yields (granted

fo faces a validity

issue).

supply its components. But what can be gleamed indicates that it is a submodel of the dominant
social paradigm. For instance, we are informed that natural resources are treated as 'expendable raw
materials or even worse as free goods' (p.24), in effect as without initial value.
8

For details see DP, and in condensed form Sylvan 95.

9

Notably at the end of EE, pp. 188-9.

10

Deep positions divide significantly on this issue. For it is now widely argued that shallow environmentalism
coMp/gJ
heavy technofix— a common position among scientists—is not going to succeed.

11

See Hargrove and Gare, and the ensuing discussion below in the text.
It is a little tempting to suggest that Hargrove presents his thesis as it were by accident, given how
little he actually does to defend it. In the main, Hargrove looks as if he is repeating Roszak and
Drengson rather than proceeding to a larger sounder claim.

5

If something like this enjoyed plausibility, it would support a
philosophy

end.

an evident premiss.

That argument is by contraposition, and

thesis: Western
transmission from

(Thatherites and Wittgensteinians and others of a decidedly mixed

company, reached a similar conclusion, that philosophy should end, by entirely different, very
dubious by-roads.) There are several problems with the Heidegger schema. For one thing, the

argument leaves out other critical components of an important environmental impact equation:
notably excess human population and excess human consumption.
In any event, Heidegger certainly thought that philosophy—as distinct from a quasi-

mstical "thought"—should end. But he exaggerated the importance of such an outcome by
exaggerating, in characteristic German style, the importance of philosophy, the importance of

German philosophy above all. For example he supposes that modem German philosophy
influenced the rise of industrialism and all it brought in train. It can be plausibly contended,
however in characteristic disparaging British style, that philosophy had comparatively little
influence in such ultimately damaging development as European agricultural and industrial
revolutions (for example, technology, but not philosophy, played a role in the invention of

artifical dyes, a development which can be seen as setting European industrialization in train:)

But such examples do not penetrate deep enough to the conditions of an^preparation for change.
There are myriad ways in which philosophy has shaped historical developments: through
its major input into (other) ideologies such as religions, through its place in politics and law.

With Protestan philosophy in ^particular, basic ground for industrialism was prepared, the
further development of highly exploitative Christen attitudes to nature (and to programs) and of
appropriate attitudes to technology, disciplined education and inculcation of a work ethic, and so

on. Or consider, for instance, the fairly direct role of philosophy in the formulation of modem
theories of property (notably by Locke) which enabled dispossession and displacement of native
peoples in coroized lands. Consider its less direct role in the- preparing ground for
(^^(industrialization, the presumption that the earth, its habitats and other inhabitants and its matter

were of no value, but of value only as transformed by industrial activity, that entrepreneurs
were free to do whatever they liked with them. No doubt many untoward things would have

happened without much philosophy, where philosophy had little influence (as with habitat

destruction by excessive populations of animals). But wherever theory operated to influence

12

The form of the argument is extracted from Passmore's end-of-philosophy address (thanks to
Passmore too for further comments). The argument is much harder to find in Heidegger's later
work. But rudiments are present. The first linkage of philosophy and technology is managed by an
extraordinary redefinition of technology (see p.17?)^/For the second linkage Heidegger was
presumably reflecting upon high destructiv&amp;-teehnology of war, nuclear weapons and so on. Note
however that the middle term has changed; so the argument fails, courtesy the ancient fallacy of
equivocation.

"7

?
.

6
practice, philosophy would have served negatively, as a prime element of

That

could be a significant rubber philosophy today.

Whatever the extend (arguably, substantial) to which they actually impinge, main
philosophical traditions and ideologies do have very negative implications for environmental

theory and practice. So much has been argued or alleged, in one fashion or another, in several
contemporary sources.^ For example, Hargrove has recently investigated, in greater detail,

negative implications of mainstream philosophy for three environmental reaches: environmental
attitudes concerned with nature and creature preservation, with nature appreciation, and with
development of a proper ecological perspective. However Hargrove has ventured some of his

particularly challenging themes in insufficiently careful form, thereby leaving himself
unnecessarily vulnerable to criticism and counter-claims.

These include the criticisms

assembled by Attfield, who, though not unsympathetic to Hargrove's case, has excessively

weakened the themes.

For example, what Attfield presents as 'substantially correct' is

Hargrove's 'verdict that the history of philosophy has discouraged preservationist attitudes',
vastly less than Hargrove's actual negative verdict which comprehended considerably more than

just "preservationist attitudes", and recorded a situation conspicuously worse than mere

"discouragement" of nature and creature preservation, as well as much else. Indeed it is worse
than Hargrove has charged; Hargrove's indictment of mainstream philosophy is itself weaker
than that here ventured, which takes mainstream philosophy as thoroughly implicated in the
present escalating environmental mess, through its roles as a major source and supplier of
operative ideas and paradigms.

There is a single qualification, invoked incidentally by Attfield himself, that would

remove much of Attfield's criticism: a restriction to

philosophy (or differently, to

dominant philosophy). Consider Attfield's exceptions to 'the adverse impacts of Western
philosophy', those alleged 'philosophical traditions that have encouraged taking nature

seriously':-

Firsf/y, insofar as the Church Fathers, medieval Christians and others that Attfield alludes to are
philosophers at all, they are entirely minor figures, unlikely to be known to many philosophers,
and but rarely or never referred to in regular philosophy courses; they do not form part of

mainstream philosophy. Consider the sorts of exceptions:

* minor philosophers, many of whom we know very little about, outside gossip and

speculation, such as Theophrastus, early Stoics, and lesser Epicureans.

13

On the rule in philosophy, and in environmental thought in particular, of resistance, see the
discussion of Rodman's preferred fourth ideal type, Ecological Resistance, REE, p.l46ff.

14

For example, see Hargrove, p.21.

7
* figures who are only secondarily or marginally philosophers, such as Hooke, Boyle, Ray and
Evelyn.

* medieval and early modem Christians, who typically are not significant philosophers, and in
fact were usually not committed to nature preservation and the like, but to nature management
or perfection.

these minor figures do not afford the clear support for his claims that Attfield has
regularly assumed.15 Many of the statements supposed to offer support are ambivalent, or

environmentally dubious, supporting some form of managerialism (e.g. perfectionism or
stewardship). And in any case they have to be set against the remainder of what a figure says
and does (so far as that can be ascertained), often telling against substantial environmental

sensitivity and concern.
As regards the latter matter, there are, inversely, isolated claims in major philosophers

(Plato is regularly cited in this regard) which may make them appear environmentally aware and

even sympathetic.
Although Plato's philosophy generally suggests that he neither knew or
cared about environmental problems, one passage in the
shows that
he was very much aware of at least one problem: the effect of deforestation
on soil quality in Greece during his own lifetime.^
Unfortunately Hargrove does but a comparatively poor job in accounting for what he alleges,

Plato's indifference and lack of ecological concern. 1?
The reasons for Plato's indifference to serious ecological degradation of forests and soils
in Greece can be ascribed to a combination of several elements of Plato's philosophy (a natural­

world-dismissive ideology) including: elevation of transcendental forms as what was truly real
and really of value; denigration and dismissal of the everyday natural world as utterly inferior,

of entirely lower existence or even illusory and certainly not of rational concern. This dualistic
ontology and axiology—a wonderfully valuable world of forms standing in complete contrast

with the illusory material world of perception—was supplemented and reinforced by a
corresponding epistemology. Under a tripartite theory of mind, the higher rational part, which

gave epistemic access to the forms, a part exhibited only by humans and more elevated beings,
was sharply separated from the two lower animal parts. Thus under Plato's conception of the
15

In work referred to on p. 127. The main historical claims, many of them based on secondary sources,
are stated in his
of Fnvironwgnro/ Concern. A more detailed criticism of these claims
will be attempted elsewhere.

16

Hargrove, p.29.

17

This sort of problem arises not merely in regard to Plato, as Attfield observes, with decided relish.
There is little doubt but that Hargrove's historical "excess" needs to be sharpened and much
elaborated, and, in some critical areas, rectified.

8

human, humans and especially the important rational component of the human, stood in

opposition to nature; the distinctively human task is completely separate from nature and
concerned with control of it and its unruly elements. It is because what really has value—

rational selves cavorting among the forms—is separate from nature, transcending it, with nature
at best comprising very inferior copies, of lower existence, that it does not matter what happens
to the earth and earthly things, to mere matter. That is a matter of indifference.^

A significantly better critical exercise, as regards not merely Plato, but the extensive and
important neo-Platonic tradition, is effected by Gare, who also advances however an

insufficiently specified version of the anti-mainstream thesis. In fact Gare tends to slide back
and forth from Western civilization and metaphysics, both of which are too wide, to
mechanistic materialism (and social Darwinism), which is much too narrow, particularly if

social Darwinism is included (about which Gare vacillates). The latter leaves out such

damaging sources as Cartesianism and contemporary idealism; the former would include the
recessive Western metaphysical tradition Gare wants to refurbish, what has grown into

"process" philosophy. So while there is a great deal of worthwhile historical documentation to
be found in Gare, the target thesis has so far eluded his critical exercise.
While the restriction of the anti-mainstream thesis to Western doctrine is both somewhat

misleading and more confining than need be, that to mainstream is different. Something of the
sort is essential.

But it itself raises other difficulties, beginning with: what counts as

7K&lt;2m.yfr&lt;?&lt;27?i? How is the image cashed out? A contextual explication is conveniently
straightforward, an abstract definition of 'mainstream' in terms of the principal course or flow

less helpful.

By mainstream Western Philosophy —Western philosophy providing the

context—is meant the principal movements in that philosophy, the chief philosophers and
schools and their relevant philosophical interrelations. And who and what these are gets
shown, nearly ostensively in some cases (with portraits and diagrams), in histories of Western
philosophy. 19 Shorter and less encyclopaedia histories in fact tend to portray just the sought '

mainstream (that they differ somewhat in coverage does not matter, but emphasizes, in a superb

valuational fashion the blurred edges of this typically vague mainstream). Long histories

18

On this classical polarisation of nature and higher humanity, see Plumwood.
elaboration, see Gare.

19

One admirable example in this regard is B. Russell's Wiy^fow of the Wejr, a popular work with a
title that should be viewed henceforth, given that Russell was serious, with some incredulity.

For requisite

It is a little surprising, too, that the usual ameritical apriorism about the natural world and its
other inhabitants, should pervade Russell's work. But consider, to take just one example, the
inaccurate and demeaning comparison of animals with humans that fires up his neglected analysis
Power.

9

usually indicate the mainstream both by the way they apportion their space, and also in their

judgements as to what is important, which were principal movements, and so on.
The essential qualification, to mainstream or similar, is ^Independently grasped by Singer
in his account of the dominant western paradigm and his brief but pointed criticism of

Aristotlianism and mainstream Hebrew and Christian philosophy.
The biblical story of creations, in Genesis, makes clear the Hebrew view of the special

place of human beings in the divine plan:
And God said, Let us make man in our image, after our likeness: and
let them have dominion over the fish of the sea, and over the fowl of
the air, and over the earth, and over every creeping thing that creepeth
upon the earth.
And God blessed them, and God said upon them, Be fruitful, and
multiply, and replenish the earth, and subdue it; and have dominion
over the fish of the sea and over the fowl of the air, and over every
living thing that moveth upon the earth.
Today Christians debate the meaning of this grant of 'dominion'; and those ,
concerned about the environment claim that it should be regarded not as a license
to do as we will with other living things, but rather as a directive to look after
them on God's behalf, and be answerable to God for the way in which we treat
them. There is, however, little justification in the text itself for such an
interpretation; and given the example God set when he drowned almost every
animal on earth in order to punish human beings for their wickedness, it is no
wonder that people should think the flooding of a single river valley is nothing
worth worrying about. After the flood there is a repetition of the grant ofj^\^v
dominion in more onimous language:
And the fear of you and the dread of you shall be upon every beast of
the earth, and upon every fowl of the air, upon all the^ moveth upon
the earth, and upon all the fishes of the sea; into your hand are they
delivered.
The implication is clear: to act in a way that causes fear and dread to everything
that moves on the earth is not improper it is, in fact, in accordance with a God­
given decree.
The most influential early Christian thinkers had no doubts about how man's
dominion was to be understood. 'Doth God care for oxen?' asked Paul, in the
course of a discussion of an Old Testament command to rest one's ox on the
sabbath, but it was only a rhetorical question—he took it for granted that the
answer must be negative, and the command was to be explained in terms of
some benefit to humans. Augustine shared this line of thought; referring to
stories in the New Testament in which Jesus destroyed a fig tree and caused a
herd of pigs to drown, Augustine explained these puzzling incidents as intended
to teach us that 'to refrain from the killing of animals and the destroying of
plants is the height of superstition'.
When Christianity prevailed in the Roman Empire, it also absorbed elements of
the ancient Greek attitude to the natural world. The Greek influence was
entrenched in Christian philosophy by the greatest of the medieval scholastics,
Thomas Aquinas, whose life work was the melding of Christian theology with
the thought of Aristotle. Aristotle regarded nature as a hierarchy in which those
with less reasoning ability exist for the sake of those with more:
Plants exist for the sake of animals, and brute beasts for the sake of
man—domestic animals for his use and food, wild on^ (or at any
rate most of them) for food and other accessories of life, such as
clothing and various tools.

10

Since nature makes nothing purposeless or in vain, it is undeniably
true that she has made all animals for sake of man.
In his own major work, the Si/wima
Aquinas followed this passage
from Aristotle almost word for word, adding that the position accords with
God's command, as given in Genesis. In his classification of sins, Aquinas has
room only for sins against God, ourselves, or our neighbours. There is no
possibility of sinning against non-human animals, or against the natural world.
This was the thinking of
C/irfyham/y for at least its first eighteen j
centuries. There were gentler spirits, certainly, like Basil, John Chrysostom^
And Francis of Assisi, but for most of Christian history they have had no
significant impact on the dominant tradition. It is therefore worth emphasising
... major features of this
Weyarn
because these features can
serve as a point of comparison when we discuss different views of the natural
environment.
According to the dominant Western tradition, the natural world exists for the
benefit of human beings. God J^fave human beings dominion over the natural
world, and God does not care how we treat it. Human beings are the only
morally important members of this world. Nature itself is of no intrinsic value,
and the destruction of plants and animals cannot be sinful, unless by this
destruction we harm humans beings.20

/

Singer goes on to labour the familiar point that anthropocentrism of this harsh tradition
need not exclude some concern for the preservation of nature. But for most of recorded history
is has not include^much concern. However, lesser Christian, notably stewardship and
perfectionism, while they lessen some of the brutal impact of domination upon the natural

workd, offer little improvement upon longer term insidious environmental erosion, or as
regards retention of emphasized and enhancement of biodiversity.
As distinctively, the rival humanist paradigm of modem times, running from the French
enlightenment through 20th century Anglo-American empiricism, as exemplified in Russell,
Ayer and Quine among many other luminaries, differs from mainstream Christianity only in

leaving God out of the account (as He does not exist, He is utterly impotent, so to illicitly say).

Exceptional human features themselves, naturalistically achieved, justify dominion and
domination.
Outline of a main argument
Detailed argument for the anti-mainstream thesis, as refined, is, so to say, case by case,

through cases in the mainstream history, considering main philosophers and main schools.

Some of this hard detailed work, some already illustrated, has been carried out, in more or less
detail^ by others: Drengson, Gare, Hargrove, Heidegger and Passmore, among many others.

But, within that uneven treatment, there remain conspicuous gaps. For example, among the
principal 17th century rationalists, while there is much material upon Descartes (along now with

20

Singer pp.265-8, itals added. Singer prefers fracton discourse to the substantially equivalent
(historical linkage diminished) paroJfgm discourse.

11

a conservative back-lash defending Descartes), and some increasingly divisive material upon

Spinoza, there is little at all on Leibnitz.
As there is no prospect here of reworking the dismal history of Western philosophy, case
by case, let us consider a few illustrative examples, which help plug some obvious gaps. Take

again the distinguished early modem rationalists—Descartes, Leibnitz and Spinoza— as

examples. Descartes' significant negative contribution is now well-known, so much so that
Descartes is sometimes represented as the main villain of the environmental pieced Owing to

the premature enthusiasm of various deep ecologists for Spinoza's contribution, the blacker
environmental feature of Spinoza's theory have been enthusiastically exposed to view by a

jubilant opposition. As a result, some deep ecologists have back-tracked, but only a little:
Some Spinoza scholars have recently claimed that an ecological interpretation
of Spinozism is not justified. There are notes in the
where Spinoza
says that we can treat other animals in any way which best suits us. [These
authors] have argued and although the metaphysics is nonanthropocentric,
the ethics is rightfully anthropocentric. Schopenhauer, who was steeped in
Eastern philosophy, was quick to pick up on the anomolous attitude of
Spinoza toward other animals: "Spinoza's contempt for animals, as mere
things for our use, and declared by him to be without right, is thoroughly
Jewish, and in conjunction with pantheism is at the same time absurd and
abominable." Ame Naess and I agree that Schopenhauer was correct in his
criticism of Spinoza. Naess admits that although Spinoza himself was what
we would now call a "speciesist", his system is not speciesist.^
If Spinoza's system includes his anthropocentric ethics (and is not illegitimately restricted to an
ecologically convenient selection from his holistic metaphysics), then it seems Waess is astray.

The negative character of Spinoza's contribution was rediscovered by Bookchin (unversed in
basic deep ecological texts), who applies this finding to lambast deep ecology regarding 'double

standards' in its
one-sided treatment of philosophers and philosophical traditions. Spinoza,
for example is cast frequently as a nouveau Taoist and is interpreted more in
the romantic tradition than in the scholastic one to which he has more
affinities, despite his many differences with medieval thinkers. That this
great thinker was militantly antliopocentric is consistently ignored by deep
ecologists, as far as I have been^able to ascertain. I have yet to encounter
any attempt to explain Spinoza's extraordinary statement: "Besides man, we
know of no particular thing in nature in whose mind we may rejoice, and
whom we can associate with ourselves in friendship or any sort of
fellowship; therefore, whatsoever there be in nature besides man, a regard
for our advantage does not call on us to preserve, but to preserve or destroy
according to its various capabilities, and to adapt to our use as best we

21

Thus for example by Dregson.

22

Session, in Appendix D to Devall and Sessions, p.240.

23

Bookchin, p.261. The quotation from Spinoza's Ethics is fully cited in Bookchin.

&lt;'

12

So much for sensitive treatment of natural environments and their other inhabitants! Spinoza

appears to have irreparably damaged any claim to exceptional positive standing.
So far the third of the great rationalist trio, Leibnitz, appears to have escaped critical re-

....... (in a

history of philosophy). Yet, as it happens, Leibnitz's position can be applied

to illustrate features of considerable green generality. In brief, any philosophy is liable to be

environmentally unfriendly that guarantees satisfaction of all or enough elements of the
consumption impact equation, and so would generate excessive impacts. Leibnitz s overall
position does just that, consider what might be called

in honour of Leibnitz

(though Leibnitz's fragmentary work did not initiate any genuine historic school). Leibnitz was

heavily committed to all of human population growth, unfettered technological advance, and

human lifestyles of consumption, in short, to precisely those factors that combine in the familiar
impact recipe to produce excessive human impacts upon environments. There is fair evidence

for these contentions. First, Leibnitz was an early exponent of utilitarianism, indeed he was all­
round an enthusiastic maximizer. From his formulation of utilitarianism, he drew an immediate
obvious corollary: the directive to increase human population (maximizing on aggregate human

pleasure is most obviously achieved by production of more happy humans, other aspects of
which technology and affluence can assure).^ Secondly, Leibnitz was a technology enthusiast;
he was heavily committed to the development and use of scientific technology, for which he had
all sorts of schemes (e.g. not only the

intended to encapsulate all of

knowledge in an accessible useable form, a complete calculus duly mechanised, but as well
numerous technological projects.2$). Thirdly, he was committed to an affluent lifestyle for

himself and (through symmetry and basic assumptions of utilitarianism) for others. For his

own part, he abandoned an academic career at an obscure German university "in favour of the
more active and lucrative pursuits of the courtier and diplomat' and, so it turned out, the bright
lights of major European cities and grand tours of Europe.26

No doubt Leibnitz's lifestyle

commitments need not (and may not) be reflected in his philosophy, which may have

independent environmental merit, for example as stimulation or input for later developments.
There is unfortunately little evidence that that is so. Nonetheless, substantial fragments of

24

For Leibnitz's anticipation of utilitarianism, see Hruschka. For Leibnitz's immediate application
of the principle, to support human population increase, see p.172.

25

'Leibnitz's interest in machinery is illustrated by his complicated plan to drain the Harz mines,
which involved the construction of a new type of windmill, and a virtually friction-free pump',
Cottingham p.193. For a detailed account of Leibnitz's extensive entrepreneurial and technological
activities, see Aiton.

26

Cottingham p.24, p.26.

13

Leibnitz's philosophy—of a different unauthentic subphilosophy—do admit environmental

bending and adaptation, in a way that Descartes' philosophy does not at all easily.
Leibnitz has sometimes been accounted environmentally friendly. Some of that apparent

friendliness appear due rather to scholastic conservativism.

Thus he was opposed to

mechanism; he was sympathetic to the organic and teleological, which did not contract to
isolated human and superhuman loci. His metaphysical theory of monads, which are centres of

living energy, effectively distributed life everywhere, though not equally. Harmony and order
too prevailed throughout the universe, though under God's maximizing management, the

presence of which they duly established! But even this life-expanding harmonious order,

variants of which are now familiar from Whiteheadian and deep ecological quarters, was not as
benign as it has superficially appeared.
Leibnitz supposed that, by virtue of pre-established harmony and final causes governing

inevitable progress, humans would not go wrong in the longer term in their environmental

activities, that they could not 'cMwu/Zafive/y make undesirable changes in nature' .27 Leibnitz

joyfully foresaw more and more of the Earth coming under cultivation, and its long-term

advancement to a complete intensive garden, even if there were occasional relapses where parts
deteriorated back temporarily towards wild state. Leibnitz even criticised Cartesianism, now
widely regarded as prime villain of the environmental piece, as /hi/mg To provide the modal

stimulus ... to the control of nature' ... To scientific advance'. The idea of control, advancing
to total control, total management, is prophesized in Leibnitz (in a sort of chauvinistic Gaia
hypothesis). He saw 'order as progressively increasing, with the help of man [as] a finisher of

nature. He boldly applauded the idea of progress to the earth as a unit, assuming both an

orderliness on earth and an orderliness in the changes it had undergone by man' .28
An important corollary does emerge: that a promising new partial metaphysics is no

panacea for improved environmental performance or paradigms.

Not merely neutral

metaphysics, but even positive metaphysics, such as certain organic and process theories, are

compatible with, and can be coupled with, damaging philosophies, social theories and life-

27

Glacken p.478. As he remarks, these bold assumptions made by Leibnitz have proved wrong. The
preposterous infaHibihty-in-practice assumption has resurfaced recently in a less attractive aspect of
the Gaia hypothesis as peddled by Lovelock.

28

Glacken p.506.

styles. It is almost enough to consider the theories and practices, commitments and lifestyles of

Aristotle, Leibnitz and Whitehead.^
A different example is furnished by mainstream British philosophy, a philosophy which

has influenced much of the English speaking world for the worse, environmentally and
otherwise. This philosophy is highly empiricist in orientation, with this empiricism expanding

through ethics and social theory in the form of utilitarianism, typically a possessive
individualistic human chauvinistic utilitarianism. 30

Despite appearances and propaganda, there has been compentively little improvement in

recent times. Shallow utilitarianism persists as the main

cal informant of and input

into social sciences, including fashionable new areas such as ecological economics, public
choice theory,... . Incidentally, not much is to be expected in the way of deeper change from
contemporary universities and research institutions from where these new fashions emanate.
For these are, by and large, part of the advanced industrial problematic; they are, almost without

exception, urbanocentric conjectural-knowledge factories. The other main movements in

Anglo-American philosophy are even more conservative, for example analytic philosophy and
its variants, such as cor^epttial analysis, and Wittgensteinianism. For they leave almost
everything as it is, asunvisionmentally unsatisfactory as it is.31

Nor is recent Continental philosophy, a main contrast class, any better, but in many

which are the predominant form. But existentialism and phenomenalism, as well as passe-isms
such as Marxism, are mixed in human chauvinism. Social criticism which has at least seriously A /

addressed wider environmental problems, remains shallow. For example, the communcational'

theory of Habernus favours articulate humans, and includes other animals and the rest of

creation from any but very secondary roles.

Modest out-fall.

No doubt the anti-mainstream thesis is not the sort of proposition that most philosophers
care to encounter. For one reason, it may seem like offering free ammunition to those who
29

Leibnitz's standing in the history of philosophy is somewhat curious. His main achievement,
setting aside his reputation as an intellectual wizard with /oty of ideas, appears to be spasmodic
work upon a beautiful ruin, an incomplete (and incompletable) metaphysics, of which only
tantalizing fragmentary structures were ever available.
It is not even as if there is a surviving supply of challenging bad arguments that can be put before
baffled students, as with Descartes and Berkeley for instance.

30

For elaboration and defence of these stark claims, see "Dominant British ideology'.

31

This theme is developed, in a social setting, by Gelher. His case applies, with over more force, to
environmental matters.

15

would like to put an end to philosophy, for political or ideological purposes. But it does not:
not without a serious confusion of change, or end m present dominant form, with end, end

period. For another, it may appear to give reinforcement to those who, with scant justification,
have prematurely pronounced the end of philosophy.32 But this makes a similar confusion.

Spectacular conclusions such as those that have sometimes been drawn from

considerations like those assembled—such as, again, the end of philosophy, the demise of
grand philosophy, the deconstruction of metaphysics— do not then emerge. For one reason, it

is not philosophy, but only certain sorts of grand philosophy, that leads to disaster, and

accordingly is liable to rejection. No end is implied to less grand regional philosophies,
recessive metaphysics, or the like.

Development of some recessive alternative or other—different ones—is now a favoured

alternative idea (thus Gare and others advocating elaboration of process philosophy,
environmentalists favouring ecological paradigms, etc.). But a more effective course, duly
pluralistic, looks to locally and regionally based philosophies, with worthwhile linkages with

local aspirations and regional cultures.33

Once again, there are philosophies and

philosophies—and appalling regional philosophies (e.g. business philosophies, as promoted by

local chambers of commerce; fundamentalist philosophies stroked by organised religions).

Ways out, if they can be found, lie not through reproduction of dominant destructive ideologies

at local levels, but through less damaging alternatives, fitted to ecoregional circumstances.
Some broad corollaries of the anti-mainstream thesis are accordingly evident. Philosophy
teaching and practice should be drastically reorganised, almost everywhere. Many features of

historical approaches would be transformed. "Great thinker" and like series would vanish.
Celebratory aspect of philosophy approached through its history would be abandoned: both the
mainstream historic emphasis and the celebration. Grand but invariably flawed figures from

history would no longer be revered, or celebrated in the same way, even if some of their
argument are retained for exhibition or criticism. There would be new histories of philosophy,
A
different in different regions, with their own pantheons of prominent philosophers, pantheons

not set in stone. Nor would systematic philosophy remain unscathed. For its usual operational

framework is that of the dominant social paradigm. It would be relocated and reoriented.

32

Later authors tend to appeal back to earlier false prophets, notably Heidegger, who really had no
viable arguments. There are other, quite different, equally poor, arguments to an end to philosophy,
for instance those to an end of ideology, from the fall of one awful alternative, soviet
"communism". And so on; see also above.

33

No doubt this is an intended idea in Caldera, for all that it is scarcely articulated or developed.
Similarly in other productions in Latin-American philosophy.

16

There

be an end to the transfer of inappropriate models, technology (including

logical) and practices (as of temperate agriculture to tropical regions). There would be a

reduction in borrowing and unseemly imitations. Borrowed philosophy is inappropriate for
Latin America, or elsewhere in South. Consider French philosophy, which along with
A
Catholicism and Marxism, still tends to swamp what little happens in Latin America. The

mileau in which French philosophy occurs is n^ established, the infrastucture is not in place,

namely a variety of literary criticism and like mags, an active cafe society, and so on. French

philosophy does not export that well and, by and large, should not be imported, for all its
flashy fashionability.34
Regions should try to do their own appropriate intellectual things, importing only what

they really need. Regional philosophies do not, after all, have to start from nothing or

nowhere; they can draw upon and adapt what already has some local basis, perhaps a strong
base. What is more, they can be directly applied to prevent or delay outside destructive

incursions. For illustration, consider the place

recognised values of forests in

delaying grand pulpwood and integrated forestry [abstruction] projects. Through a regional

network a mesh of constraints can be introduced, controlling intrusions of unregulated or

prejudically regulated international capitalism. Compare a promising strategy for trying to
achieve a nuclear free world, building up by free or freed regions.

Nor does a case for ideological regionalism have to start from nothing. Some of the
arguments for regionalism in organisation also support or suggest regionalization in reaches of

ideas, including philosophy. For example, many of the advantages of subsidizarization
transfer.

None of this will be easy, or achieved without effort. Change is generally hard to achieve
against inertia. And most intellectuals, for all their craving to be first in little approved ideas,
are resistant to extensive change. Moreover the changes modestly proposed will not be simple;

there is not, and cannot be, a simple uniform alternative. What is needed is fragmentation,

pluralisation, regionalisation—unpopular, unfashionable ideas.
References

Aiton, E.J., Leibnitz A Biography, Adam Hilger, Bristol, 1985.

Attfield, R.,

/t&amp;rory o/p/tf/ojop/ty

Environmental

Ethics 13(1991) 127-137.

34

We do not quite have world philosophy, any more than the world car (despite American efforts,
including Solomin &amp; Higgins), but the numbermnainstream Odels is now rather small, and almost
all so fai/ are noisy and polluting.
A

17
Attfield, R., The Ethics of Environmental Concern, Second edition, University of

Georgia Press, Athens, 1991.

Bookchin, M., 'R^ZZ-ycoverZng ^voZMfZoK", Environmental Ethics 12(1990) c.261.
Caldera, A.J., Fiiosofia e Crise, Peia filosofia latino-americana, Editora Vozes,
Petropolis, Brasil, 1984.

Devall, B., and Sessions G., Deep Ecology, Salt Lake City, Utah 198 5.
Drengson, A, Beyond Environmental Crisis: from Techocrat to Planetary Person,

Peter Lang, New York, 1989.
Gare, A., Nihilism Incorporated, Eco-logical Press, Bungendore N.S.W., 1993.

Glacken, C.J., Traces on the Rhodian Shore, University of California Press, Berkeley,
1967.

Hargrove, E., Foundations of Environmental Ethics, Prentice Halls, New Jersey, 1989.
Heidegger, M., The End of Philosophy, Harper &amp; Row, New York, 1973.

Hruschka, J., '7%^ gr^a^-yf AappZ/z^jj prZncZpZe anJ

^arZy German anrZcZparfan^ p/

ariZ/rarZan r/z^ozy", Utilitas 3(2)(1991) 165-177.
Passmore, J., '77z^ gzzz7 p/* p/zZZo.yop/zy', address on the occasion of his 80th birthday,

Australian National University, 1994.
Paleocrassas, Y., Environmental crime and punishment.

Towards a new

development model, Austemb, Brussells, 1994.

Plumwood, V., Feminism and the Mastery of Nature, Routledge, London, 1993.
Roszak, T., Where the Wasteland^ Ends, Doubleday, Garden City New York, 1972.
Russell, B., Wisdom of the West.
Solomon, R., and Higgins, K., (eds ), From Africa to Zen, An Invitation to World

Philosophy, Rowman &amp; Littlefield Publishers, Maryland, 1993.
Sylvan, R., 'DozzzZnanf I3rZfZ.y/z ZzZ^oZogy', typescript, Canberra, 1995.
Sylvan, R., 7wp&lt;2cf p/gZ^rnafZve &lt;yyyfe/?z.y ozz Z/z^ EzzZZg/z^zzzzz^zzr Prp/^crtypescript, Canberra,

1995.

Sylvan, R., Deep Plurallism, typescript, Canberra, 1992: referred to as DP.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse, Cambridge, 1994:
referred to as GE.
Sylvan, R. and Bennett, D., '&lt;y UfopZzzy, 7ho amZ D^p EcoZogyGreen Series #19, Research

School of Social Science Australian National University, 1990; referred to as UTD.

Routley, R., "RoZgj &lt;2K&lt;7 ZZzzzZ^ p/p^r^Zgmjy Zzz g7zvZrozzmg/zZ&lt;2Z r/zozzg/zr azzJ z7crZozz",Green Series
#1, Research School of Social Science, Australian National University, 1982.

Russell, B., Wisdom of the West: a historicai survey of western phiiosophy in its
social and political setting, Ed. P. Foulkes, MacDonald, London, 1959.

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                    <text>9/5/95

IMPACT OF ALTERNATIVE SYSTEMS ON THE
ENLIGHTENMENT PROJECT
There is a recent debate, arising out of older debates, concerning logic, rationality, truth,

science and, more sweepingly, the Enlightenment Project. It is a debate where the concentrated
intellectual superpower formed from those substantially committed to the Project is matched

against dispersed anti- or counter-Enlightenment forces, and so confronted with protracted
guerilla activity. Historically furthermore, the scattered and diverse counter-movement has
taken various different forms at different times. In the main respects the recent debate has
crystallised into one between definite realism and an egalitarian relativism (as revealed in a

useful working example, the debate in Z Papery Oct-Dec 1992). Let's call these sides rea/^m
and re/af/VLym for short, though the divisions are more complex than that (for one reason,
because "realism" comprehends an idealist "anti-realism", and "relativism" includes
"constructive" forms).

The contrast is invariably presented (as in the debate in Z Papery) as between f/te ane
correct theory, that ultimately delivered by Science, on the one side, and many stories, many

points of view perhaps equally good, on the other.i But, presented thus, it is almost obvious

that what is offered affords a/a/.ye contrast. For omitted are alternatives with more than one
correct account (some of these accounts perhaps better than others), but with many other stories

faulted. For instance, neglected is my own preferred /mJiPe way, which recognises many

correct accounts, none absolute, and many defective stories.2 Such further plurallistic
alternatives are not glimpsed for several reasons: one is a false underlying absolute (one) verytAy
relative (many) dichotomy^; another is a false (also absolute) character accredited to received
1

See Albert's Editorial, p.2, and the clearly stated position of 'the three defendents', namely
Albert, Chomsky and Ehrenreich.

It is both curious and revealing that the debate should have taken f/?A polarized course, given the
question addressed to 'the six critics' (of the Enlightenment Project). Namely, 'Do we need to
reject/transcend/escape an old way of thinking variously called Western
Rationality/Science/Logic if we are to attain a better world? (quoted p.17). Put differently, what
is role of received "enlightenment" in a/! Amelioration Project?
Because of these &lt;%/erenf issues there is much (loose) arguing at cross-purposes in Z Papers
2

Such a way is elaborated in DP.

�2

logic and scientific methodology. Thus a longer subtitle for the present exercise might well run:

the
concerning logic, rationality, science, truth and all that: the Enlightenment Project
and its Enemies, a pluralistic resolution.
Realists take their stand on the basis of received logic and scientific methodology,
typically as if that were an indisputable given, in great intellectual shape. A couple of

statements will confirm this:
... we do not have to transcend science or rationality as a prerequisite to
developing worthy vision and strategy... logic and the roles of evidence
are here to stay. Moreover, they're on our side.4

Even some small criticism of science is justified; for instance 'science is sometimes
narrow, mechanical, colonizing or hypocritical'.$ What lie beyond such critical reach are

rationality, reason and logic; '... to critique reason or logic as being at the root of sciences many
ills is wrong' 'and has no role in making the world better'. Despite extensive left political
activity, 'I have not once criticized rationality or logic, and anti-intellectualism has always been
anathema to me'.6 Others appear fractionally more cautious about reason and logic (not
Science!):

...in a discussion...there are certain familiar ground rules: those of
rational inquiry, ... what seems to be under discussion here is whether
we should abide by these ground rules at all (trying to improve them as
we proceed?). If the answer is that we are to abide by them, then the
discussion is over: we've implicitly accepted the legitimacy of rational
inquiry. If they are to be abandoned, then we cannot proceed until we
learn what replaces the commitment to consistency, responsibility to fact,
and other out-dated notions.^
Before a final quoted sentence rounding off this passage notice the equations made:
procedures in a discussion (ground rules) = methods of rational inquiry
= commitment to consistency, responsibility to fact, etc.

3

Conspicuous in Albert's own efforts. Albert attempts to recast the multi-faceted debate in these
elementary white and black terms: rationality and science 'real science' which is one and unified)
versus anti-rationalism, which is utterly relativist. Anti-rationalism he can then jammer as
abandoning truth as well as science, as giving away rational and intelligent (and effective)
methods, and as accordingly self-defeating in arguing for ameliorating social change (see p.51).

4

Albert, Z Papery, p.51.

5

One sample from half a page of 'balancing criticism' in Albert, p.50.

6

Albert, p.56.

7

Like Neurath in his boat, a favourite image of the American intellectual establishment.

8

Chomsky, Z papery.

�3
The last are variants upon (Albert's) methods of standard logic (consistency-based) and rules of

evidence. Discussion or debate has accordingly been

narrowed (in broad form):

1. by a rationality constraint
2. by explication of rationality through a standard system (by consistency, maximum
expected utility, etc.). Pictorially:

rational
inquiry

standard
rational
inquiry

discussion/ inquiry

Short of some instruction on this matter... new procedures or ideas to
replace the old...we are reduced to primal screams.^
That is hardly so. Almost everyone is familiar with inquiries, debates, arguments and generally

procedures that do not proceed rationally, by any means or standards, but which do not reduce
to screams (though some no doubt do). Regrettably few, by contrast, are familiar with

aZ^rnaf/ve systems of rationality and logic by which inquiry and so forth can proceed, quite
rationally. These alternatives confound and upset realism and the Enlightenment Project.^

That impact of alternatives on the Enlightenment Project—an impact not recognised or
acknowledged by realists—is a main topic to be pursued. But first the uniform, definite realist

Project.
The Project itself which persists.
The Enlightenment Project can be drawn out of standard accounts of the Enlightenment
and the world discerned under it.

The Project involved proceeding in accord with
Enlightenment practices and in bringing its vision to fruition. First, then, a revealing picture ot

9

Chomsky continuing Z Papery, p.52.

10

The useful term
Project coalesces in the course of the debate. In the course of
trying to shame and chastise left intellectuals and left counterparts for their neglect of human
concerns, of emancipation, removal of oppresion and similar, Chomsky assigns a central place to
the "project of the Enlightenment" in serving emancipation, in displacing oppressors, removing
monopolies of the powerful, and supplying liberating information and technology. That
expression which he has drawn from essays he is commenting upon, quickly contracts to "the
Enlightenment project (same page, p.57).

My own opinion is that Chomsky has grossly overestimated the positive role of the
Enlightenment Project in achieving emancipation and social amelioration. Patently too, he
similarly underrates environmental negativities and externalities of implementations of the

Project.

�4

the world discerned by the Enlightenment and the associated ideology (drawn from Berlin), and
secondly the sort of accompanying Project which that yields.
The world discerned was a rational scientific world conforming to 'materialism,

utilitarianism, ethical naturalism and atheism':
Whatever the differences that divided the French /z/zzZagop/z^g and their
disciples in other countries...there existed nevertheless a wide ca/zg^zzgzzg:
it rested on an acceptance of what was in effect, a secular version of the
old natural law doctrine according to which the nature of things possessed
a permanent unalterable structure, differences and changes in the world
being subject to universal and immutable laws. These laws were
discoverable in principle by the use of r^agozz and controlled observation,
of which the methods of the natural gcz^zzc^g constituted the most
successful application. The most powerful instrument in the acquisition
of knowledge was held to be mathematics... f/ze
/zaf/z fo ^nawZ^g^
wag f/zaf q/V/z^ na/araZ gcz^zzc^g; that is to say, all statements with claims
to truth must be public, communicable, testable—capable of verification
or falsification by methods open to and accepted by any rational
investigator. From this it followed that aZZ ar/z^r %?^g q/aza/zarzZy w^re
R?
and in particular such foundations of faith as sacred texts,
divine revelation and the dogmatic pronouncements of its authorised
interpreters, tradition, prescription, immemorial wisdom, private intuition
and all other forms of non-rational or transcendent sources of putative
knowledge. This principle was held to apply to both the human and the
non-human world: to abstract disciplines, such as logic or mathematics,
to the applied sciences which established the laws of the behaviour of
inanimate bodies, plants, animals and human beings, and to the normative
disciplines which revealed the true nature of ultimate human goals, and
the correct rules of conduct, public and private, social and political, moral
and aesthetic.
According to this doctrine, aZZ g^KZ/z/ig qz/^gaozzg were zzz qrznczqZe
azzgweraZzZe.* rraf/z wag one, error multiple; the true answers must of
necessity be universal and immutable, that is, true everywhere, at all
times, for all men, and discoverable by the appropriate use of reason, by
relevant experience, observation and the methods of experiment, logic,
calculation.
A logically connected structure of rules, laws,
generalisations, susceptible of demonstration or, at least in practice, of a
high degree of confirmation (and, where required, of application
appropriate to differing circumstances) could, at least in principle, be
constructed, and could replace the chaotic amalgam of ignorance,
laziness, guesswork, superstition, prejudice, dogma, fantasy, and, above
all, what Helvetius called 'interested error', which enabled the cunning
and the strong to dominate and exploit the stupid, ignorant and weak, and
had throughout human history been largely responsible for the vices,
follies and miseries of mankind. Only knowledge, that is, the growth of
the sciences, could rescue mankind from these largely self-induced evils.
Some believed that certainty in empirical matters was attainable, others
that no more than high probability could be achieved; some were
pessimistic about progress towards virtue or happiness, others were more
sanguine. But the majority of the q/zzZagaq/z^g were agreed that if
irrational passions could be controlled, and ignorance, prejudice, fear and
greed diminished, an end could be made to the worst confusions in

�5

human thought and feelings, which led to blind fanaticism in thought and
savage barbarism in practice. **
Though we should contest very many of those claims, it would be foolish to deny that there
was
that was enlightened, by comparison with what had gone before, in Enlightenment
proposals. 12 In many respects, the proposals were socially and otherwise enlightened, though
definitely not environmentally so.
Proper affords a brief convenient way of alluding to the prime aims
and objectives of the Enlightenment, which largely coincide with those of modern secular
science broadly construed. Central among emphasized objectives were: pursuit of the truth;
exact deployment of rational methods, including logical argumentation; reliance on science and

especially rigorous empirical procedures. A suitable mnemonic would be TRASH, (short for

truth and reason, and science and (atheistic) humanism).
The Project also included these components:
* as regards
of rational and scientific practice and methods, and
of other methods, such as those depending upon closed authority, private or
organisational revelation, magic and so on.

* bringing to^h/mon.*
the intelligent inhabitants of the Earth (humans)

in particular

in their practice; corollaries are extensive, and include
and
programs (e.g. humans have to be in a position to use their intelligence,

and not ill, disabled, enslaved, etc.);
o&amp;raMimg that accessible correct information.
For all its apparent merits, the project had, and has, a large downside. For example, the
Project underwrites monopolies and elites, namely those who held control of the correct
methods, the right procedures. It brings in its train all those strait-jacketing features now so

familiar in scientific and intellectual life: experts, technocracy, the peer group process,

procedural correctness, scientific accountability, and so on. (Plurallistic criticism will pull the

blocks from under all this familiar rigmarole.)
What looks even worse (from outside), main oppositional groups assume a similar set of
assumptions. Present monopolies and elites are simply mistaken about the truth, which they

have no monopoly upon and do not even hold. Nonetheless truth will out (e.g. with enough

publicity or disguised propaganda, when the public wake up or become informed, or

whatever). Then that opposition, in possession of truth and rationality (or its relevant variants,
11

Berlin pp. 162-4.

12

See DP, final chapter. A
critique of both the Enlightenment project and its Anti-Enlightenment
alternatives is offered in this work.

�6
facts and consistency, etc.) will triumph. These oppositional groups have premissed their
opposition upon similar monistic illusions (but nor is
pluralistic truth hidden away in the

background). 13
Criticism of the Project: trashing TRASH.
As a sidelight, the Project was
in principle. It implied that there was a set of
methods by which any sought piece of knowledge could be obtained. But given the logical
systematization the Project presumed (with its consistency requirements, etc.), there are no such

methods; there are inevitable limitations to knowledge.^
The problems with the Project are not restricted to knowledge and information. The idea

that all genuine questions are in principle answerable is similarly flawed. As there are

unknowable truths, so there are unanswerable questions.
As a result, the Project has to withdraw, to retract some of its sweeping claims—else it
fragments, admitting different logical theories which skirt the limitations, in different ways.
Much as with naive set theory, where consistencizing repairs yield many competing
alternatives, none intellectually decisive, so it is elsewhere. Paradoxes and puzzles produce a

plurality or "solutions". Likewise, and in any case, the Project fragments, or rather plurallizes,
so it can be argued. But, most important for present purposes the Project fragmented, and was
to fragment.
The Project breaks up into a plurality—of projects, frameworks, ideologies, and so
forth— because of
of one sort or another. Fundamental among these are
alternative systems of logic, alternative correct systems, and therewith of alternative

frameworks of reason and rationality. As von Wright has contended, "there is not one logic
which is
But from such a plurality of logics derives a plurality of reasoning and
rational procedures, and therewith of all theoretical domains deploying logical methods. From

13

Most of my own experience confirms the contention (defended at the beginning of JB) that truth, even
in fairly degenerate forms, win not out. Certainly not on its own; but I grant that we should be
working and agitating to force truth (plural) out. Even then truth may not emerge and be recognised in
time, before people are hanged, or species or cultures lost. The traditional tag
is itself infected with falsity.

The erroneous assumption that truth (similarly reason) will win out on its own, without agitation or
political activity is also a prime reason, or excuse, for much academic and scientific inactivity and
complacency. An associated illusion in that f/7^y have grasped the truth or, if not, have a better grasp
upon it (now singular) than any others. It is an illusion shared with—what enjoys significantly less
respectable evidence—monistic religion.

14

Details are given in NL.

15

Havas, agreeing with von Wright's thesis (presented in his 'Logic unified ), p.149.

�7

these flow, directly or by analogous arguments, alternatives elsewhere, indeed everywhere in
sciences and arts.*6
Alternative

is intended to take in a wide sweep of alternatives: alternative logics,

alternative mathematical systems, alternative theories or theoretical systems more generally,

alternative cultural arrangements, and shifting definitely down to a semantical level, alternative
actual worlds, alternative realities, and so on.
An obvious reaction—had all the alternatives now (beginning to be) appreciated been

systematically assembled at once, in an appropriate show of alternative strength—should have
been pluralization of the Enlightenment Project. Each viable system of alternatives would have

its own project or set of projects. There would be enlightenmenty.^
But, for one thing, the alternatives did not appear historically all at once, but in dribs and
drabs; for another, some have not yet been widely appreciated at all (e.g. alternative logics,
alternative rules of evidence, alternative rational methods). So alternatives and diversity could
be fought off or assimilated.is For yet another, some unwarranted reactions occurred, which

both neglected and further information did little to justify These included for instance, outright
rejection of the Project, and debilitating relativisation.^

Most philosophers, indeed most intellectuals of scientific disposition, are still caught up in
the Enlightenment Project, in what should be a defunct Project.
References
M. Albert (ed.),
I. Berlin,
A. Gare, AWZAw?i

1(4), Oct-Dec 1992.
, Hogarth Press, London, 1979.
, Eco-Logical Press, Bungendore, 1994.

K. Havas, "Differences in the unity",

AnaZy^ 14(1986) 149-150.

R. Routley, "Necessary limits to knowledge: unknowable truths"; referred to as NL.
R. Routley, ExpZormg

Jt/ngZ^ #7izZ RryonJ, Australian National University 1980;

referred to as JB.
R. Sylvan,
PZ^raZZ/^w, Bungendore, 1994; referred to as DP.

16

Detailed arguments are assembled in DP.

17

It seems a similar plural development should have occurred with oriental religions, such as
Buddhism, advocating enlightenment. But religions tend to fossilize.

18

Consider? for instance the search for uniformity and commonality which is often implausible, as at
more than a superficial level, in ethics or aesthetics.

19

Rival forms have evolved and developed. Thus what was Anti-Enlightenment became Post­
modernism, including both Nihilism and Egalitarian Relativism (see Gare). [Also "middle way" needs
further explanations ]

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              <text>9/5/95

IMPACT OF ALTERNATIVE SYSTEMS ON THE
ENLIGHTENMENT PROJECT
There is a recent debate, arising out of older debates, concerning logic, rationality, truth,

science and, more sweepingly, the Enlightenment Project. It is a debate where the concentrated
intellectual superpower formed from those substantially committed to the Project is matched

against dispersed anti- or counter-Enlightenment forces, and so confronted with protracted
guerilla activity. Historically furthermore, the scattered and diverse counter-movement has
taken various different forms at different times. In the main respects the recent debate has
crystallised into one between definite realism and an egalitarian relativism (as revealed in a

useful working example, the debate in Z Papery Oct-Dec 1992). Let's call these sides rea/^m
and re/af/VLym for short, though the divisions are more complex than that (for one reason,
because "realism" comprehends an idealist "anti-realism", and "relativism" includes
"constructive" forms).

The contrast is invariably presented (as in the debate in Z Papery) as between f/te ane
correct theory, that ultimately delivered by Science, on the one side, and many stories, many

points of view perhaps equally good, on the other.i But, presented thus, it is almost obvious

that what is offered affords a/a/.ye contrast. For omitted are alternatives with more than one
correct account (some of these accounts perhaps better than others), but with many other stories

faulted. For instance, neglected is my own preferred /mJiPe way, which recognises many

correct accounts, none absolute, and many defective stories.2 Such further plurallistic
alternatives are not glimpsed for several reasons: one is a false underlying absolute (one) verytAy
relative (many) dichotomy^; another is a false (also absolute) character accredited to received
1

See Albert's Editorial, p.2, and the clearly stated position of 'the three defendents', namely
Albert, Chomsky and Ehrenreich.

It is both curious and revealing that the debate should have taken f/?A polarized course, given the
question addressed to 'the six critics' (of the Enlightenment Project). Namely, 'Do we need to
reject/transcend/escape an old way of thinking variously called Western
Rationality/Science/Logic if we are to attain a better world? (quoted p.17). Put differently, what
is role of received "enlightenment" in a/! Amelioration Project?
Because of these &lt;%/erenf issues there is much (loose) arguing at cross-purposes in Z Papers
2

Such a way is elaborated in DP.

2

logic and scientific methodology. Thus a longer subtitle for the present exercise might well run:

the
concerning logic, rationality, science, truth and all that: the Enlightenment Project
and its Enemies, a pluralistic resolution.
Realists take their stand on the basis of received logic and scientific methodology,
typically as if that were an indisputable given, in great intellectual shape. A couple of

statements will confirm this:
... we do not have to transcend science or rationality as a prerequisite to
developing worthy vision and strategy... logic and the roles of evidence
are here to stay. Moreover, they're on our side.4

Even some small criticism of science is justified; for instance 'science is sometimes
narrow, mechanical, colonizing or hypocritical'.$ What lie beyond such critical reach are

rationality, reason and logic; '... to critique reason or logic as being at the root of sciences many
ills is wrong' 'and has no role in making the world better'. Despite extensive left political
activity, 'I have not once criticized rationality or logic, and anti-intellectualism has always been
anathema to me'.6 Others appear fractionally more cautious about reason and logic (not
Science!):

...in a discussion...there are certain familiar ground rules: those of
rational inquiry, ... what seems to be under discussion here is whether
we should abide by these ground rules at all (trying to improve them as
we proceed?). If the answer is that we are to abide by them, then the
discussion is over: we've implicitly accepted the legitimacy of rational
inquiry. If they are to be abandoned, then we cannot proceed until we
learn what replaces the commitment to consistency, responsibility to fact,
and other out-dated notions.^
Before a final quoted sentence rounding off this passage notice the equations made:
procedures in a discussion (ground rules) = methods of rational inquiry
= commitment to consistency, responsibility to fact, etc.

3

Conspicuous in Albert's own efforts. Albert attempts to recast the multi-faceted debate in these
elementary white and black terms: rationality and science 'real science' which is one and unified)
versus anti-rationalism, which is utterly relativist. Anti-rationalism he can then jammer as
abandoning truth as well as science, as giving away rational and intelligent (and effective)
methods, and as accordingly self-defeating in arguing for ameliorating social change (see p.51).

4

Albert, Z Papery, p.51.

5

One sample from half a page of 'balancing criticism' in Albert, p.50.

6

Albert, p.56.

7

Like Neurath in his boat, a favourite image of the American intellectual establishment.

8

Chomsky, Z papery.

3
The last are variants upon (Albert's) methods of standard logic (consistency-based) and rules of

evidence. Discussion or debate has accordingly been

narrowed (in broad form):

1. by a rationality constraint
2. by explication of rationality through a standard system (by consistency, maximum
expected utility, etc.). Pictorially:

rational
inquiry

standard
rational
inquiry

discussion/ inquiry

Short of some instruction on this matter... new procedures or ideas to
replace the old...we are reduced to primal screams.^
That is hardly so. Almost everyone is familiar with inquiries, debates, arguments and generally

procedures that do not proceed rationally, by any means or standards, but which do not reduce
to screams (though some no doubt do). Regrettably few, by contrast, are familiar with

aZ^rnaf/ve systems of rationality and logic by which inquiry and so forth can proceed, quite
rationally. These alternatives confound and upset realism and the Enlightenment Project.^

That impact of alternatives on the Enlightenment Project—an impact not recognised or
acknowledged by realists—is a main topic to be pursued. But first the uniform, definite realist

Project.
The Project itself which persists.
The Enlightenment Project can be drawn out of standard accounts of the Enlightenment
and the world discerned under it.

The Project involved proceeding in accord with
Enlightenment practices and in bringing its vision to fruition. First, then, a revealing picture ot

9

Chomsky continuing Z Papery, p.52.

10

The useful term
Project coalesces in the course of the debate. In the course of
trying to shame and chastise left intellectuals and left counterparts for their neglect of human
concerns, of emancipation, removal of oppresion and similar, Chomsky assigns a central place to
the "project of the Enlightenment" in serving emancipation, in displacing oppressors, removing
monopolies of the powerful, and supplying liberating information and technology. That
expression which he has drawn from essays he is commenting upon, quickly contracts to "the
Enlightenment project (same page, p.57).

My own opinion is that Chomsky has grossly overestimated the positive role of the
Enlightenment Project in achieving emancipation and social amelioration. Patently too, he
similarly underrates environmental negativities and externalities of implementations of the

Project.

4

the world discerned by the Enlightenment and the associated ideology (drawn from Berlin), and
secondly the sort of accompanying Project which that yields.
The world discerned was a rational scientific world conforming to 'materialism,

utilitarianism, ethical naturalism and atheism':
Whatever the differences that divided the French /z/zzZagop/z^g and their
disciples in other countries...there existed nevertheless a wide ca/zg^zzgzzg:
it rested on an acceptance of what was in effect, a secular version of the
old natural law doctrine according to which the nature of things possessed
a permanent unalterable structure, differences and changes in the world
being subject to universal and immutable laws. These laws were
discoverable in principle by the use of r^agozz and controlled observation,
of which the methods of the natural gcz^zzc^g constituted the most
successful application. The most powerful instrument in the acquisition
of knowledge was held to be mathematics... f/ze
/zaf/z fo ^nawZ^g^
wag f/zaf q/V/z^ na/araZ gcz^zzc^g; that is to say, all statements with claims
to truth must be public, communicable, testable—capable of verification
or falsification by methods open to and accepted by any rational
investigator. From this it followed that aZZ ar/z^r %?^g q/aza/zarzZy w^re
R?
and in particular such foundations of faith as sacred texts,
divine revelation and the dogmatic pronouncements of its authorised
interpreters, tradition, prescription, immemorial wisdom, private intuition
and all other forms of non-rational or transcendent sources of putative
knowledge. This principle was held to apply to both the human and the
non-human world: to abstract disciplines, such as logic or mathematics,
to the applied sciences which established the laws of the behaviour of
inanimate bodies, plants, animals and human beings, and to the normative
disciplines which revealed the true nature of ultimate human goals, and
the correct rules of conduct, public and private, social and political, moral
and aesthetic.
According to this doctrine, aZZ g^KZ/z/ig qz/^gaozzg were zzz qrznczqZe
azzgweraZzZe.* rraf/z wag one, error multiple; the true answers must of
necessity be universal and immutable, that is, true everywhere, at all
times, for all men, and discoverable by the appropriate use of reason, by
relevant experience, observation and the methods of experiment, logic,
calculation.
A logically connected structure of rules, laws,
generalisations, susceptible of demonstration or, at least in practice, of a
high degree of confirmation (and, where required, of application
appropriate to differing circumstances) could, at least in principle, be
constructed, and could replace the chaotic amalgam of ignorance,
laziness, guesswork, superstition, prejudice, dogma, fantasy, and, above
all, what Helvetius called 'interested error', which enabled the cunning
and the strong to dominate and exploit the stupid, ignorant and weak, and
had throughout human history been largely responsible for the vices,
follies and miseries of mankind. Only knowledge, that is, the growth of
the sciences, could rescue mankind from these largely self-induced evils.
Some believed that certainty in empirical matters was attainable, others
that no more than high probability could be achieved; some were
pessimistic about progress towards virtue or happiness, others were more
sanguine. But the majority of the q/zzZagaq/z^g were agreed that if
irrational passions could be controlled, and ignorance, prejudice, fear and
greed diminished, an end could be made to the worst confusions in

5

human thought and feelings, which led to blind fanaticism in thought and
savage barbarism in practice. **
Though we should contest very many of those claims, it would be foolish to deny that there
was
that was enlightened, by comparison with what had gone before, in Enlightenment
proposals. 12 In many respects, the proposals were socially and otherwise enlightened, though
definitely not environmentally so.
Proper affords a brief convenient way of alluding to the prime aims
and objectives of the Enlightenment, which largely coincide with those of modern secular
science broadly construed. Central among emphasized objectives were: pursuit of the truth;
exact deployment of rational methods, including logical argumentation; reliance on science and

especially rigorous empirical procedures. A suitable mnemonic would be TRASH, (short for

truth and reason, and science and (atheistic) humanism).
The Project also included these components:
* as regards
of rational and scientific practice and methods, and
of other methods, such as those depending upon closed authority, private or
organisational revelation, magic and so on.

* bringing to^h/mon.*
the intelligent inhabitants of the Earth (humans)

in particular

in their practice; corollaries are extensive, and include
and
programs (e.g. humans have to be in a position to use their intelligence,

and not ill, disabled, enslaved, etc.);
o&amp;raMimg that accessible correct information.
For all its apparent merits, the project had, and has, a large downside. For example, the
Project underwrites monopolies and elites, namely those who held control of the correct
methods, the right procedures. It brings in its train all those strait-jacketing features now so

familiar in scientific and intellectual life: experts, technocracy, the peer group process,

procedural correctness, scientific accountability, and so on. (Plurallistic criticism will pull the

blocks from under all this familiar rigmarole.)
What looks even worse (from outside), main oppositional groups assume a similar set of
assumptions. Present monopolies and elites are simply mistaken about the truth, which they

have no monopoly upon and do not even hold. Nonetheless truth will out (e.g. with enough

publicity or disguised propaganda, when the public wake up or become informed, or

whatever). Then that opposition, in possession of truth and rationality (or its relevant variants,
11

Berlin pp. 162-4.

12

See DP, final chapter. A
critique of both the Enlightenment project and its Anti-Enlightenment
alternatives is offered in this work.

6
facts and consistency, etc.) will triumph. These oppositional groups have premissed their
opposition upon similar monistic illusions (but nor is
pluralistic truth hidden away in the

background). 13
Criticism of the Project: trashing TRASH.
As a sidelight, the Project was
in principle. It implied that there was a set of
methods by which any sought piece of knowledge could be obtained. But given the logical
systematization the Project presumed (with its consistency requirements, etc.), there are no such

methods; there are inevitable limitations to knowledge.^
The problems with the Project are not restricted to knowledge and information. The idea

that all genuine questions are in principle answerable is similarly flawed. As there are

unknowable truths, so there are unanswerable questions.
As a result, the Project has to withdraw, to retract some of its sweeping claims—else it
fragments, admitting different logical theories which skirt the limitations, in different ways.
Much as with naive set theory, where consistencizing repairs yield many competing
alternatives, none intellectually decisive, so it is elsewhere. Paradoxes and puzzles produce a

plurality or "solutions". Likewise, and in any case, the Project fragments, or rather plurallizes,
so it can be argued. But, most important for present purposes the Project fragmented, and was
to fragment.
The Project breaks up into a plurality—of projects, frameworks, ideologies, and so
forth— because of
of one sort or another. Fundamental among these are
alternative systems of logic, alternative correct systems, and therewith of alternative

frameworks of reason and rationality. As von Wright has contended, "there is not one logic
which is
But from such a plurality of logics derives a plurality of reasoning and
rational procedures, and therewith of all theoretical domains deploying logical methods. From

13

Most of my own experience confirms the contention (defended at the beginning of JB) that truth, even
in fairly degenerate forms, win not out. Certainly not on its own; but I grant that we should be
working and agitating to force truth (plural) out. Even then truth may not emerge and be recognised in
time, before people are hanged, or species or cultures lost. The traditional tag
is itself infected with falsity.

The erroneous assumption that truth (similarly reason) will win out on its own, without agitation or
political activity is also a prime reason, or excuse, for much academic and scientific inactivity and
complacency. An associated illusion in that f/7^y have grasped the truth or, if not, have a better grasp
upon it (now singular) than any others. It is an illusion shared with—what enjoys significantly less
respectable evidence—monistic religion.

14

Details are given in NL.

15

Havas, agreeing with von Wright's thesis (presented in his 'Logic unified ), p.149.

7

these flow, directly or by analogous arguments, alternatives elsewhere, indeed everywhere in
sciences and arts.*6
Alternative

is intended to take in a wide sweep of alternatives: alternative logics,

alternative mathematical systems, alternative theories or theoretical systems more generally,

alternative cultural arrangements, and shifting definitely down to a semantical level, alternative
actual worlds, alternative realities, and so on.
An obvious reaction—had all the alternatives now (beginning to be) appreciated been

systematically assembled at once, in an appropriate show of alternative strength—should have
been pluralization of the Enlightenment Project. Each viable system of alternatives would have

its own project or set of projects. There would be enlightenmenty.^
But, for one thing, the alternatives did not appear historically all at once, but in dribs and
drabs; for another, some have not yet been widely appreciated at all (e.g. alternative logics,
alternative rules of evidence, alternative rational methods). So alternatives and diversity could
be fought off or assimilated.is For yet another, some unwarranted reactions occurred, which

both neglected and further information did little to justify These included for instance, outright
rejection of the Project, and debilitating relativisation.^

Most philosophers, indeed most intellectuals of scientific disposition, are still caught up in
the Enlightenment Project, in what should be a defunct Project.
References
M. Albert (ed.),
I. Berlin,
A. Gare, AWZAw?i

1(4), Oct-Dec 1992.
, Hogarth Press, London, 1979.
, Eco-Logical Press, Bungendore, 1994.

K. Havas, "Differences in the unity",

AnaZy^ 14(1986) 149-150.

R. Routley, "Necessary limits to knowledge: unknowable truths"; referred to as NL.
R. Routley, ExpZormg

Jt/ngZ^ #7izZ RryonJ, Australian National University 1980;

referred to as JB.
R. Sylvan,
PZ^raZZ/^w, Bungendore, 1994; referred to as DP.

16

Detailed arguments are assembled in DP.

17

It seems a similar plural development should have occurred with oriental religions, such as
Buddhism, advocating enlightenment. But religions tend to fossilize.

18

Consider? for instance the search for uniformity and commonality which is often implausible, as at
more than a superficial level, in ethics or aesthetics.

19

Rival forms have evolved and developed. Thus what was Anti-Enlightenment became Post­
modernism, including both Nihilism and Egalitarian Relativism (see Gare). [Also "middle way" needs
further explanations ]

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                    <text>3.7.95

PARADIGMATIC ROOTS
OF
ENVIRONMENTAL PROBLEMS
Abstract. Virtually all diagnoses of the roots, and sources, of environmental
problems are defective. While defective diagnoses persist, problems will not
be adequately addressed.
Focal questions ask why human communities so frequently degrade,
impoverish or even destroy their own environments, and more generally why
the whole earth is now in jeopardy through human enterprise. More
immediate answers, sometimes correct so far as they go (which is not deep
enough), look to components of environmental impact equations. More
thorough-going answers fall into two classes: first those that do not question
entrenched paradigms, but seek (unsuccessfully) to explain widespread
problems simply through defective practice, and secondly those that, rightly
recognising that defective practice is no adequate answer, look to deeper
paradigmatic sources of problems. A fatal flaw in most of the latter answers
lies in their monistic concentration on a single paradigm, or single narrow
band of paradigms. These flaws are exposed, whence a wider, more
satisfactory answer can be broached.
Background busywork includes firstly, explaining problems and relevant
paradigms and how paradigms operate regarding environmental problems,
and secondly, detailed disentangling of proposed and alleged sources of the
problems. With this done, it is argued that none of these answers,
fashionable or other, to the focal questions is satisfactory. Here lies the
important hard, but very negative and decidedly incomplete, work of the
present investigation.
A different more complex investigation is accordingly instigated. An initial
answer is located through broader classes of paradigms : environmentally
friendly and unfriendly. Further effort is expended, profitably, in trying to
characterize these classes. Among significant corollaries, one is striking:
philosophy as portrayed through its standard history is dismal environmental
news.

�2

PARADIGMATIC ROOTS
of
ENVIRONMENTAL PROBLEMS
Broaching focai questions, and searching for deeper answers.
Human activity is now degrading terrestrial eco-systems at an extraordinarily rapid rate
(liquidation of natural forest systems affords just one striking example). In modern times

humans have devised sophisticated and sophistical idea-systems which justify such system

degradation.

Often in the past they would not have seen such transformation as mattering;

many remain so programmed, regarding transformation as increasing wealth (a presumption
encouraged under mainstream economics). More recently dominant human cultures have

developed social systems which induct most humans into degradation procedures (through

need, tax impositions, pressure to engage in cash economies, and so on) and which weave
entrapping justificatory webs (through agencies, councils, courts, educations, missions, and so
on).

Whence arises an increasingly broached question 1; Why is this happening? More

explicitly, w/zy

/zzzzzz^zzz cozzzzzzzzzzzyz^^

&lt;27Z6^ zzzzpov^rz^/z

^zzvzwzzzzz^zzr^, their own habitats? Indeed why do they sometimes, persistently, perhaps over a
long period, destroy their owzz habitats? More sweepingly, w/zy fy r/zf w/zo/e

now perhaps

in y^o/7or^y r/zrozzg/z /znnzon ^ni^rprfs^? For those eager to anticipate the main outcome, the
unremarkable answer to be eventually found to these focal questions is in essence this, because
too many humans, especially those in control of environmentally impacting enterprises, remain
committed to or caught within environmentally unfriendly paradigms, diverse paradigms but all

displaying quite insufficient regard for the health and well-being of relevant habitats and of the

earth.
Parts of any answers to such focal questions come immediately through environmental

impact equations, conservation laws, and such like. For example, degradation is occurring

through the impact of overpopulation, excessive pollution, damaging or faulty technologies,
and so on.

While such answers are important, and often correct as far as they go in

combination, and while they may correctly indicate what has to be changed somehow, they are
nonetheless somewhat superficial, and they leave much to be explained. For example, they do

not explain why a community persisted upon a course that deliberately led to such problems, or

why it is so resistant to changes that might reduce impacts and pull it out of its problem-holes.
Less superficial answers look to ideologically entrenched attitudes and commitments, to

1

In sources as diverse as Shepard (first page) and Jacobs (p.23). Contrary to other sources, such
as Marshall, humans are by no means the only biological species that proceed to degrade or
impoverish their own environments. Introduced "pest" species, such as rabbits and mynahs in
the Antipodes, also do so; perhaps some botanical species contrive to as well.

�3

pervasive paradigms that underwrite anti-environmental practices, as for instance the wood

production ideology does forestry practice, even so-called "new forestry", and market ideology
does economic practice, even so-called "environmental economics"^
An illustrative example which reveals the power of paradigms in blocking or facilitating

action will shortcut a more elaborate argument, through action theory, to the efficacy of idea­

systems. Consider an unwanted pregnancy, resulting despite due precautions or whatever.

Observe that, more and more there are comparatively safe technologies available to effect
termination and seemingly solve the immediate problem. Ask: why so many people are

opposed to choice of abortion? A very common answer is: because they are operating under an
elaborate paradigm, typically organised religion (bureaucratic Christianity in the West), themes
of which, the creeds of which, prohibit such choicest Of course pro-choice considerations are
also paradigmatically embedded, for instance in forms of liberalism. Picturesquely, a social

paradigm imposes controls on action, a system of red and green lights on a captured agent s
routing procedures.

Or with a different picture, paradigms project a steeply impeding

topography on action space.

Paradigms not only guide, control and limit, they also

correlatively give permission—as, for instance, space to play god, freedom to release a new
species or variety which may or has proved a pest or noxious or has been biologically

engineered, liberty to neglect or degrade or vandalize. But paradigms do even more; they
facilitate explanation, above all they make understanding possible. In these regards, they may
work for better as well as for worse. Thus it is not a matter of getting rid of them, were this

even feasible, but of getting right paradigms.
The settings in terms of which agents such as humans act and operate, even down-toearth everyday agents, invariably include, not far in the background, paradigms, cultures,

creeds, ideologies, pervasive myths or the like, all idea-systems, all involving models (in a
technical sense) of one sort or another. Even the most practical (and vociferously practical) of
humans are governed by background ideosystems.

It is in terms of these background

ideosystems that a great deal concerning human practices with respect to natural environments
can be explained, what would otherwise lack satisfactory explanation.^
That explanation comes not however through a single paradigm, as has too often been

supposed in trying to answer focal questions, but through a bundle of somehow aligned

paradigms. Compare how a person may be represented, in social science, not through a single

2
3

4

For more on this style of explanation, see further RP.
It is not, going to be contended that religion—or a certain Abramic religion, such as
Christianity—is the main villain of the environmental piece. It is now well enough appreciated
that religions in general borrowed much in their damaging articles from ancient philosophies.
What will however, be suggested is that dominant philosophies Jo have much to answer for in
this regard.
Further, as logical positivists observed, explanation and justification patterns tend to overlap.
How people justify their practices offers an explanation, though perhaps a misleading or
superficial explanation, of them.
As well, positivistic theories show, though in an oversimplified way, how models, which
paradigms are, serve in explanation, justification and understanding. See e.g. Hanson.

�4

role or program, but by way of a set of interconnected roles. What has been regularly
overlooked in seeking deeper paradigmatic sources of environmental problems is systematic

plurality. In part this neglect of plurality can be explained through countervailing propensity to

seek single answers, and to try to locate uniqueness, where however causes and sources are
plural. So it is with paradigmatic sources and roots of environmental problems. They are

plural.
As to what is going on theoretically, there is a fairly complex story to be told, an easier
working image for which is appropriately ecological. That image focusses upon the structure of
a perhaps impenetrable thicket or tangle, such as a dense rainforest patch, or, itself simplified, a
fig or bamboo thicket. Below an emergent top layer representing the problems concerned,
those raised by the focal questions, there is the canopy layer, of interlinked proximate causes.

Below that again stands a plurality of stems, plural supports, which can be construed as

supporting sources, and below them again, ultimately sustaining the whole structure, a

multiplicity of intertwined roots, representing paradigmatic basics.
What is sought are ultimate sources, and roots, not immediate causes. The cause of local
pollution may be a factory that an agent installed, to produce more flim-flam. That too may be
the physical source of the immediate problem. But deeper questioning seeks the reasons for
such production and such factories. While there may be problems with ideas and idea­

structures as causes, as causally efficacious, these problems do not transfer to reasons and
sources. Nonetheless there are buried metaphors, and linkages, to be unscrambled: how are "A
is source of B" and "A is a root of B" to be explicated?
While there is much written on roots and sources of environmental problems or

developments virtually none of it addresses the question of what is meant by the partially
buried metaphors of rooA? and

introductory text, 7%^

. One striking example is supplied by Pepper's useful

Although this text presents itself

specifically as concerning roots, there is in fact no explication offered of the crucial
metaphor on which it turns. For that matter there is no direct account of what the roots of

environmentalism—still less, though quite different, of environmental problems to which
environmentalism answers—are supposed to be (granted there is much oblique material). It is

apparent also that Pepper has become rather carried away with the roofs metaphor, throwing it

into several chapter headings and applying it pretty indiscriminately to mean simply
(from some earlier occurrence); thus for instance, 'the roots of the theme of reconciliation of
freedom and authority' (p.193). Such usage is unsound. Because rudiments of some idea make
an earlier appearance in some authority or work, later workers may not have arrived at such an

idea by expanding on these rudiments; they may have arrived where they did quite

independently or by a different route. The mistake is that of reading a source or (genetic)
causal linkage into a mere temporal conjunction:
Neither roots nor sources are mere beginnings or simply early occurrences; there have to

be continuing connections, with directional relationships such as supply or sustenance. But for

�5

roots and sources different connections and elaborations are to be expected. After all, the
metaphors, and likewise what they give rise to, are evidently different; more literally, plants
have roots, normally below them, springs and streams rise from sources, not roots, often above
them, and so on. Both differ from another popular

buried metaphor, that of

foundations. Foundations bring in other features such as solidity, stability and comparative
permanency, while severing critical transmission features (for foundations may merely
passively support, not sustain supported superstructure).

So foundations, for all their

importance in epistemology and elsewhere f/Toundationalism is correct, can be set aside.$

So far dictionaries do better than popular and philosophical texts. For instance, a short

listing for the/ig^ra/Mre use of 'root' runs: 'the basis, bottom, the fundamental part, or that
which supplies origin, sustenance, means of development, etc.' (Concise English Dictionary).

Such a two component account will serve nicely, for a start. However conjunctions should

substantially displace disjunctions, else roots could collapse to foundations or could collapse to
mere trace element supplements. Roots both give a basis and bottom binding into a substratum
and supply sustenance and means of development. Roots connections are richer as well as
more specific than sources, which may merely show from where an item comes or is obtained.
Further that place of derivation that may not be a basis or bottom, but for instance a source­
book. With roots, like normal foundations, a basis or bottom is reached, whereas sources may

have further sources (hence the search for "deeper", even ultimate, sources). Finally, root and
source connections carry explanations, at least genetic explanations—concerning how items got
to be what and the way they are—because roots and sources are characteristically that from

which items develop. Sometimes even more information, including a whole control system,
gets transmitted. As much happens where roots are paradigmatic, to return to that strange mix

of buried metaphors.
Reaching deeper roots is important. Without locating them, perhaps all the roots (should

they resemble blackberry), problems may not get properly addressed. Should we wrongly
locate roots, then proposed resolutions directed at these, cutting them off or replacing them, will

also go astray, wrongly directed or whatever. Such is the fate of many proposals concerning
environmental problems.
There are several parts to the approach sketched, if it is to be properly elaborated—
including a working classification of environmental problems and their proximate solutions,

and an account of paradigms and their roles—before getting to paradigmatic answers to focal
questions. But we can be brief on these necessary preliminaries, because main details are

already in circulation and because they have been addressed elsewhere.

5

Despite a referee's suggestion that discussion of "roots" 'could be improved by a contrast of the
"roots" metaphor with the "foundations" metaphor, the fact is that we are decidedly not
concerned with foundations of environmental problems; to the contrary, we do not wish to see
them supported (if shoddily), established and so on. On the growing complexity and varying
interpretations ofan emergent bog, see for instance Chisholm.

�6
Although these will be duly connected, with paradigms implicated in problems, they are

different components, and admit and deserve separate explanation.
la. ^nv/ronw^nZoZ pro/?Z^wis omZso/o^ows.
Definitions of 'environmental problem', and classifications of such problems, have already
been ventured? What problems emerge as environmental depends upon background value
framework. What counts as a major problem on deeper environmental perceptions may be but

a minor problem, or written off as not a problem at all, on shallower perspectives. Among such
indicator problems, ones here taken as seri'oMS problems, are those of

* sustaining biodiversity and
* maintaining significant wilderness?
Even if the broad impact of human enterprise were sufficiently reduced to guarantee

comfortable survival of future humans, these desiderata may well not be guaranteed. There
would be outstanding problems.
In any event, it is not too difficult to say more or less what environmental problems are

(at worst by furnishing familiar lists), and in many cases to indicate at least in principle how

they might be resolved. Environmental impact equations, encountered in a more perceptive

classification of problems, reveal how they can be resolved. Namely, by altering relevant
impact parameters.
Given this why are they proving so intractable? Why is so little done? Why is so very
little
despite all the talk? Proximate solutions, about as far as positive science conveys
us, are not however satisfactory stopping points. How is it, given so much scientific

information and expertise, that humans are continuing to sharply degrade, and risk substantially
destroying, their habitats.
To these, the focal questions of this exercise, there is an array of competing answers on

offer or to be met in an extensive literative. As we will soon discover, most of these answers
are too simple; and taken, as intended, as comprehensive, they are wrong. Correct answers to

the questions are however tm/yorfoHf, because if we fail to get to the bottom of the issues, there
is even less prospect of satisfactory action to turn around a difficult and deteriorating situation.

That these issues do not matter, that casual human relationships, or how many devaluing
dollars uncaring humans can briefly stuff in their pockets, matter more than whole islands of
habitats—these sorts of value judgements (after all

is a value term par excellence)

derive from and are supported by particular ideologies.
lb. Afo%ZeZ-ZZ%e oZyecZs.
*
poro^ZZgozs, Z^ZeoZogZes, CMZZMr^s ,a?MZ so on.
A
can be explicated, technically, as a model in precisely a generous logical sense?
See for example GE, which duly details connections of the problems with impact equations and
proximate solutions.
As to the extent of the problem (even) in North America, and a proposed remedy, see

See e.g. 77^
eHvhwwwgnta/po/icy m OECD
Box 1.7, in Pearce et al, p.24.
See RP, where many environmentally relevant illustrations are given and explained.

�7
That is, a paradigm amounts to a structure supplied by an elaborate interpretation function on a
general system, i.e. semantical and other evaluations defined on an integrated relational

structure. Naturally it is required to be/hif/t/h/ to what it models, the social forms and norms,
scientific research programs, or whatever. A jocz#/

in contrast to a scientific

paradigm, is a paradigm where the propositional and action theory, the socio-political themes

and value judgements, is that of a social group. A pure

is but a comprehensive social

paradigm, where by "comprehensive" is meant that it covers a sufficiently comprehensive part

of the life-styles and life-forms of the community concerned. There are now many examples of
formulations of the themes delivered under rival social paradigms and under different cultures,
from these, mostly sketchy formulations we can work back towards the underlying models.
The basic vehicle, a situations or worlds model, is a -ytwHmh'ca/ object, an item like a

complex universal 10 similarly open to a range of construals and reduction attempts, e.g.
metaphysical, conceptual, epistemic, linguistic and so on. Once this is realised, it can be seen

that successive cohorts of philosophers and sociologists, historians and geographers have
repeated one another in vaguely discerning essentially the same sorts of underlying structures

under different categorisations: thus, for instance, forms of understanding (Kant), of

consciousness (Marx), of life (Wittgenstein), conceptual schemes (Conant), presuppositions

(Collingwood), discursive formations (Foucault), W^/to/tsc/zoMMtzgs, total views (Naess),
traditions (MacIntyre), traditions of thought, cultures, perspectives, outlooks, ideologies,
programs,.... An ideology, for instance, in the non-derogatory (non-Marxist) sense is an ideas -

system, initially a propositional system or theory with a relevant domain of ideas operative,
from which a paradigm can be discerned and elaborated.
Such models are typically presented in extremely truncated form, for example through a

tabulation of capsule themes. Here is a combination example:
TABLE 1: Elements of Taoism as contrasted with Deep Ecology and with the dominant

paradigm: an initial capsule formulation .n
Taoism

Deep Ecology

Dominant (Western)
Paradigm

Harmony with nature,
through Tao

Harmony with nature

Domination over nature

Nature valuable in itself;
"humanism" rejected

Natural environment
valued for itself

Nature a resource;
intrinsic value confined
to humans

10

11

It resembles a
universal; compare e.g. Plato's system of forms, Locke's of complex
ideas. Naturally there are differences between, for instance, traditions (of thought) which are
historically bound, cultures, which are geographically and otherewise connected, and conceptual
schemes (where a conceptual reduction is insinuated), but all are, at logical bottom, models of
paradigmatic sort.
This tripartite example is adapted from UTD, where capsule elements of Taoism are duly
expanded.

�8

Levelling of differences;
wide impartiality

Biocentric egalitarianism

Human supremacy

Supplies ample

Earth supplies limited

Ample resources with
substitutes

Following Tao-te

Spiritual goals,
especially self-realisation

Material economic growth
a predominant goal

Enlightenment

Self-realisation

Personal (material)
enrichment

Doing with enough
(recycling inappropriate)

Doing with enough;
recycling

Consumerism

Non-competitive lifestyle;
voluntary simplicity

Cooperative lifestyle

Competitive lifestyle

Decentralised/neighbourhood and village focus

Decentralised/bioregional
/neighbourhood focus

Centralised/urban centred/
national focus

Hierarchy without
power structure;
anarchoid

Non-hierarchical/
grassroots democracy

Power structure
hierarchical

Limited technology

Appropriate technology

High technology

Considerable caution

Precautionary practice

Risking taking (verging
upon adventurism)

Paradigms control action space by some equivalent of directives; under an earlier analogy, red

and green lights duly interpreted. They may not supply direct commands, general obligations
and prohibitions, but may operate more indirectly. For instance an enlightened person, a role

model, a person following Tao, would act this way, not that. (Taoism, like certain modern

ideologies, eschews deontic judgements.)
Paradigms are absorbed and they guide practice. They commonly form part of actors'
worlds; they are certainly part of actors' programs for practice and considered action in a world.
In a
then, they are things, programs actors carry round in their heads; so heads (or rather
consciousnesses) have to be changed, nor rolled.
2. Proposed answers to focal questions: a preliminary classification of inadequate answers
and suggested remedies.
Most of the extraordinary range of answers proposed supply but a single source, and are

accordingly defective for this reason, usually among other reasons. Indeed it is not much of an
exaggeration to assert that virtually everything proposed, in a now extensive literature, is

wrong.
TABLE 2. Main tabulation of answers and remedies , in three stages.

D.
answer?

�9

DI.

Ignorance

Relevant
information

Information
now available

D2.

Unintended consequences

Relevant
information

Information
now available

D2a

Faulty technique,
or technology

Repairs

Repairs already
made

D3

Deviation (from
theory, etc.)
Education (for failure
to limit deviance)

Adherence

a. Deviation
uneliminable, or
b. Adherence
no remedy

D4.

Systemic lock-in
(through poverty,
ensnarement in
market forces, etc.)

Trap removal

a. Explains
only certain
cases, and
b. Due to
paradigmatic
features

D5.

Insensitivity or
insensibility

Problem
apprised

Remedy tried;
background
ideological
blockage

D3a

When pursued, objections like those noted either force defective practice out as unsatisfactory,

or push it back to paradigmatic features.

proposed (among others)

single paradigm

an.S3V^r.y
Pl.

Christianity (mainstream
Catholicism)

Pla.

Protestantism and its ethic

P2.
P2a

Cartesianism
Dualism

Scientific enlightenment, or
alternative (Eastern) religion

Monism
Anti-dualism
Modified holism

P2b

Mechanism

Organicism

P3.
P3a
P3aa

Substance metaphysics
Possessive individualism
Personalism

Process metaphysics
Non-reductionism
Transpersonalism

P4.

Capitalism

Socialism

P5.

Industrialism

Pre-industrialism (romanticism)
Post-industrialism

P5a Technocratic bureaucracy
P5aa. Transnational business

P6.

Enlightenment

Anti-enlightenment
Anti-materialism

�10
P6a

Materialism

Spiritualism

P8.
P9

Patriarchy, andocentrism
Human domination
of humans

Feminism
Anti-domination
(anti-hierarchy)

Observe that what some have proposed as remedies, others have seen as sources; remedies
proposed tend to share defects of sources.

of this paradigmatic sort (but with the paradigms often subject

PS. Furfur
specific or partial) include:

Typical
Platonism
Leibnitzianism
Kantianism
Anglo-American philosophy^
Utilitarianism
Economism (economic imperialism as

suggested

New metaphysics
New metaphysics
Consequentialism

Continental philosophy
Alternative ethics
New social science; ethics

contrasted with straight economic roots)

-TO on.
A very rough

Contractarianism

Consequentialism

Domination transfer
Human nature (esp. aggression)

Domination removal

Adolescencism
Infantilism (from Freudian physchology)

Maturation
Maturation

runs as follows: draw up a potted list of mayor movements and factors in

dominant Western thought. Then many—perhaps it is not excessive to say mo^r—entries in
that list will have been nominated, likely separately, by someone as the source of the problems.
That list accordingly continues (even including, sometimes, entries like Taylorism, i.e.

reorganisation of industry along lines popularized by Taylor), but what is included is

representative of the important and more interesting answers to be encountered. There are other

allegedly nonparadigmatic answers however, varying from interesting to crazy, that should also
be taken into some account, for instance answers like Shepard's challenging answer. Although

Shepard dismisses ideologies, what he offers is a further ideosystem, of similar dubious or false

cast. Strange answers include pushing it all back to human

(thus not only Shepard,

but also Fox, and Ehrlich and other gurus with insistence upon 'mental maladaptation').

12

The mainstream form, analytic philosophy, appears to comprise empiricism-cum-utilitarianism
in Britain, tempered in America by pragmatism.

�11

Basically, there is something wrong with a society that does that to its habitat. It is sick
—in a popular sense, yes, it is sick. It is the slides that follow, however, along psychological
routes, that are to be resisted. One slide begins invitingly: As it is not literally sick, well not

physically usually, it must be
sick; that is, sliding further and fast, insane or mad. But
the sources of mental sickness lie in childhood (as Freudianism erroneously insists). The slide
continues to: what we have are immature societies, frozen at an early stage of development. No

doubt there is somef/nng to the theme that dominant societies, USA especially (which now
influences so much in other cultures), are locked into youth culture, a sort of late consumptive
adolescence. 13 No doubt, too, that maturity—but an environmental maturity—is desirable,

even mandatory.
Meanwhile, immaturity is fostered right through human life. Considerable effort is put
into trying to induct older people, who are often marginalised, into active consumptive society,
to spend their money through tourism, on new compact housing, in those most wasteful of

modern institutions such as airliners and hotels, hospitals and old-age homes, and so forth.

3. Documentation as to some of the acclaimed purer sources.
Like the lists of proposals and intricated paradigms, the documentation too is somewhat
perfunctory, tending here and there towards notes. Of course there are excuses. While whole
theses could be spun out on several of these topics, already beginning to elicit such treatment, a
prime objective here is different from usual: neither to convict, nor to clear or excuse, but to

partially implicate most items cited in the main tabulation above. Consider, in brief, some of
the usually accredited sources:
*
region, above all Christianity. The theme that the source of ecological problems,

The historical roots of our ecological crisis', are to be found in Western religion, and
specifically in The Judaeo-Christian belief that mankind was created to have dominion over
nature', was repeated in a particularly pointed and subsequently influential way by White. 14

One helpful summary of White's line of argument runs as follows:
Allied with technological and scientific developments, orthodox Christianity
has produced arrogant exploitation of nature, and a contemporary ecological
crisis. White's thesis is that the West's successful science and technology
developed between the 8th and 12th centuries — it is much older than the
scientific revolution though it was not until about 1850 — following the
democratic revolutions — that the science and technology were combined to
produce truly immense powers to change nature. The early development,
however, was paralleled by the development of exploitative attitudes to
nature which seemed to be Tn harmony with larger intellectual patterns',
namely the victory of Christianity over paganism. This destroyed the
animistic beliefs whereby men thought twice before they plundered and
destroyed natural objects. It substituted instead a faith in perpetual progress,

13
14

It interestingly matches the locking of primary production systems into pioneering stages such as
preclimax formations. Shepard's dialectic is investigated in more detail in the Appendix .
White's article has generated an enormous defensive literature, primarily from Christian
apologists, but also from softer environmentalists and from testy historians of ideas. The whole
area looks in danger of disappearing from intellectual view under a heavy blanketing snowfall,
snowed.

�12

a belief that God designed nature for man's benefit and rule, and that action,
not contemplation, was the correct Christian behaviour. Science formed an
extension of theology (for to know God you had to find out how his creation
worked), and technology provided the active means to carry out God's will.
Because today's attitudes are essentially inherited from Christianity, then it
'bears the burden of guilt" for contemporary ecological disruption.^
What has happened with the divisive charge, advanced by White, that Christianity was

the prime source of environmental problems, is particularly instructive. In an attempt to diffuse
the charge Christian apologists pointed to, what there undoubtedly were, recessive strands or

isolated seeds in Christianity which were much more environmentally benign (though some
such as stewardship, which has evolved toward total managerialism and sustainable

development, have proved increasingly problematic). That does little or nothing to meet a more

sensitive and telling criticism that mainstream (or dominant) Christianity has much to answer
for as regards destruction and degradation of natural environments.^ Similar responses are
apposite for attempts to exonerate their wider sources, such as Western philosophy.

Against the sheeting of responsibility to religion, dominant forms of which should
undoubtedly cop
heavy criticism, it has been contended that
philosophy ... is the primary source of most Western ideas [and] is ...
for the ideas and attitudes that inhibit environmental protection
today.... Religion ... though often criticized ... as the chief culprit, has played
a much less fundamental role. Most of the environmentally offensive ideas in
Western religion originated not in religion but in Western philosophy.^

* CZa-y-sica/
above all the peak philosophies of Plato and Aristotle.
Greek philosophers approached natural phenomena in a way that (1)
prevented the development of an ecological perspective, (2) discouraged the
aesthetic appreciation of the natural world, and (3) promoted a conception of
reality that made the idea of nature preservation conceptually difficult, if not
impossible, is
More sweepingly, they set Western philosophy on a ruinous environmental course, a course

accentuated with the appearance of modem rationalist and empiricist philosophies.
*

/2/nZ(?.y6)/7/ry.

The dominant modern environmental approach is sometimes

Pepper pp.44-5. Pepper then embarks upon the murky story of alternative interpretations of
Biblical data and the Christian tradition, dredged up by a series of White's critiques. The issue
continues to be debated; for an older survey of traditions see Passmore, for a challenging recent
contribution to the debate see Callicott.
Each religion is multistranded. But we should look hardest at dominant operative forms: Ask,
not merely what they say, but what they Jo, and woM/J do. For an outline of just such a telling
criticism of mainstream Christianity, see Singer esp. pp.265-8.
Hargrove p.15. Certainly the sort of message that Pentecostal missionaries even now try to
preach to resistant Australian Aboriginals, that the earth is just filth, mere rubbish, can be traced
back in direct line to Plato's attitude to the land, an attitude Hargrove and Plumwood help
expose.
Hargrove p.21. Hargrove's claims may appear to have been confuted by Attfield, but really,
while they have been subject to minor qualification, they have been highlighted. There is a
much fuller story still to be told about classical Greek philosophy reassessed environmentally, of
the very different roles and impacts of Plato (with his unearthly philosophy), of Aristotle (with
his earthier chauvinism), of Stoics and of Epicureans, and of neo-Platonists. For a modest
beginning, see Plumwood on Plato, Toulmin on Stoics as contrasted with Epicureans, and
Glacken on lesser or lost Greek strands.

�13

denominated Cartesianism, or the Cartesian Technocratic paradigm, in honour of Descartes,
upon whom (as a conveniently select individual from a swag of like-minded people) several of

the leading themes and ideas can be pinned. 19

While Descartes was undoubtedly

extraordinarily influential, so were others; Newton for one, Locke for another. The paradigm is
accordingly better denominated the Atomist-Empiricist-Technocratic paradigm, or some such.
Evidently it substantially overlaps other modern ideologies, such as that of the Enlightenment,
widely implicated as major sources of environmental problems.
*
While some conglomeration of the preceding sources and others

(some potted history of Western metaphysics, so to say) may be offered, more often what is

presented is some selection of Western metaphysical elements. Here is one example, plainly

exhibiting a heavy Heideggerean influence:
The roots of our environmental problems lie in Western metaphysics. For
metaphysics, Being is presencing; no allowance is made for any other mode
(sheltering, declining, concealing). Once metaphysics has established the
absolute dominion of the present over the not-present or no-longer-present,
the way is paved for the scientific method, with its emphasis on replicability
of results, predicability, quantification, and control. Nature becomes a
"natural resource" —and people become "human resources". The sources of
anthropocentricism, imperialism, colonialism, sexism and consumerism can
all be traced back to metaphysics.
Western metaphysics has more or less conquered the world, and there is no
going back. Western metaphysics is more than simply a false consciousness
overlaid on top of "authentic" experience. Being changes historically, and
metaphysics is the index of that change... Metaphysics has a conquering,
exclusive imperative, ... and different [former] modes now exist only as
vestigial traces. They cannot be resurrected through ancient wisdom, native
healing, goddess worship, or any other supposedly intact, dormant system.
We cannot create a "new order". That would simply be another form of the
Will to Power... We can—and must—turn away from the dominant rhythms
of western metaphysics if we are to avoid the nihilism of a perpetually
ensconced technocratic rationalism. 20
An alternative to turning entirely away from Western metaphysics, consists in combining

rejection of standard Western metaphysics (or, less sweepingly, of dominant metaphysics,
characteristically individualistic and atomistic) in favour of development of recessive traditions
or mere Western seeds. Such a more sophisticated approach, also critical of Western
metaphysics, with atomism a main villain, is pursued by those who promote instead process or
plenum metaphysics.21
For encapsulation of the Cartesianism paradigm (a dominant dualistic form), summarising
Drengson's exposition, see RP, table 5. Drengson, for one, has helped portray Descartes as the
environmentally evil genius (or demiurge). That some orthodox philosophers, not merely
maverick philosophers, are now rushing to the defence of Descartes should be seen as entirely in
keeping with the character and roles of Western philosophy.
Undisclosed source. Amusingly, I have seen myself accused of 'rejecting] in its entirety
mainstream western philosophy and science, ... seen as the cause of the [environmental]
problem' and instead basing my 'ecocentric values on Eastern philosophies' (thus Bellett). This
charge was levelled on the strength of a peripheral exercise on classical Taoism and Deep
Ecology (now included in UTD).
For the first process option, see Gare; for the second, where the plenum is that of a holistic
relativity theory (more exactly holistic relativistic geometrodynamics), see Mathews.

�14
*

The source of problems lies in The intellectual heritage of the Enlightenment'

(e.g. Dobson). Of course the main doctrines of the Enlightenment substantially overlap those
of modern mainstream philosophy and of Descartes' philosophy (but they shed dualistic and
theistic scholastic hang-overs).
* CapzfaZfym. The assumption that capitalism is responsible for environmental as well as social

evils, widespread until recently in state-socialist countries (when their own records were

revealed), can be traced back to Marx. According to Marx, with capZr^ZZym
for the first time, nature becomes purely an object for humankind, purely a
matter of utility; ceases to be recognised as a power for itself; and the
theoretical discovery of its autonomous laws appears merely as a ruse so as to
subject it under human needs, whether as an object of consumption or as a
means of production.22
But, as observed, a main embedded theme had appeared in earlier philosophy; for instance, the

idea of nature as purely an object for humankind, was advanced in Aristotle: 'Now if nature
makes nothing incomplete and nothing in vain, the inference must be that she has made all
animals for the sake of man'.23 Aristotle adopted a similar stance on nature as on other species.
The theme was to be oft repeated in subsequent Aristotelianism, and reiterated apparently in

shallower Stoicism.

But the subjection of everything to MfZZZ/y, no doubt a relative of

capitalism, appears to be a distinctively modem contribution.

*

Zn6?M.yfrZaZ jocZ^fy or Z/t^My/rZ^ZZym. Modern ZwJMyZrZ^ZZ^m ('the smooth­

superhighway of industrial progress') is the source, such is an extraordinarily popular theme:
'... the root causes of the present crisis lie deep with the very foundations of the industrial
paradigm'.24 Similarly 'roots [of] the environment crisis ... go deeper to the foundations of
modern industrial society'.23 Again, 'the structural roots of the environmental crises [are found

in] industrialism, in commoditization, in commercialism, and in competition and greed'26 The
popular theme, that industrialism is the source, tends to confuse mere means— industrial

technology can without any doubt at all vastly facilitate environmental degradation (as well as,

It should not be overlooked that some of those who nominated
meant thereby
jpara^/gm or /yaraJt'gwM or an equivalent. But what they may gain thereby in verisimilitude, they
tend to lose in confusion.
p.409f.
Aristotle, Po/Zf/cs, Book 1, ch.8.
an inference, you might well exclaim. See further
Hargrove p.25.
M. Gabriel, 'How "attitudes and implements" have brought us to "the end of nature"', a paper
presented at UNE Environment/ Poroe/igm^ Conference, April 1993. Gabriel proposes a
managerial resolution: 'for us to learn to manage both our relationship to our environment, and
more broadly the environment itself (quotes from abstract of paper). This amounts to the flip
side of an old problematic record. For the "solution" derives from the same defective box as the
evident problem.
Gabriel
Similarly industrialism is assumed as the source throughout McLaughlin (the
theme pervades his book) and as the root of the modern problem in Marshall (p.5ff). While
seriously astray as to roots and sources, those critical of industrialism have a significant case.
For, as well as functioning as a major inflator of intact problems, industrialism has helped
generate side problems of its own, as with new types of chemical and nuclear pollution.
Editorial in 7%^ Eco/ogMt, Jan-Feb 1992, p.2.

�15

less satisfactorily, subsequent clean-up and environmental repair)— with sources and causes,

what directs and powers
uses of industrial technique and practice.
* Economic growf/t or economic JeveZopmenf. 'According to a common and currently
influential diagnosis, the environmental crisis has essentially economic roots'.27 One
widespread misconception is that economic growth is the source of environmental problems.

The assumption is astray for several reasons. For one, growth is at best a proximate cause,
itself in need of explanation. More importantly, growth may occur in sectors of an economy,
such as information technology or religious or artistic services, which have little or no

environmental impact. Also conversely, an economy which fails to grow, but is desperately

trying to survive, may exact heavy environmental costs (e.g. the forests are clear-felled to pay
for continuing employment). No doubt though,
economic growth is intimately intricated
with proximate causes of environmental problems (through environmental impact equations).

Similar considerations tell against the familiar proposition that the source of the problems
is economic development itself or, what is different, the entrenched model of economic
development. While it is no doubt correct, and important to emphasize, that 'the Western
model of economic development, far from being the solution to" environmental and social

problems, is 'actually fuelling' them, it is not the sole or distinguished source of the
problems. 28
*
nafMre. '... the roots of our ecologic crisis reach beyond the variable topsoil of

intellectual history, whether Eastern or Western, into the common substrata of human nature
itself.'29 What such "nature" amounts to and how it functions as roots, both commonly left

obscure, turns upon background hypotheses as to the nature of this nature. Different false

27

28

29

Goodin, p.573. While not contesting the theme, Goodin does continue: 'the problem is not just
that there are too many people, or even that they are enjoying too high a standard of living. A//
r/mf fy
too, of course. More fundamentally, however, problems of environmental
despoliation are said to derive from skewed incentives as they pursue their various goals'
(p.573). That too will be seen to be seriously astray, though it contains large grains of truth; it
presumes unchanged the prevailing economically-skewed dominant social paradigm.
Both socialists and other opponents of capitalistic conspicuous consumption tend to select the
living-standard component of the main environmental impact equation as the source of the crisis.
Thus Cuban luminary, Castro, in a recent stunningly succinct speech: 'Less luxury, less wastage.
Otherwise it will be too late'.
Quoting claims of E. Goldsmith, advanced in an interview in For^f arx/ Fir;/ 273 (August 1994)
pp.46-7. The need for emphasis will persist while locally prominent political figures like the
present Prime Minister of Australia travel around the Earth with the hackneyed message that
only economic growth will solve environmental problems.
Seeing growth as the problem affords only a superficial analysis, like that of pointing to
overconsumption with which growth is interconnected. As deeper inquiry reveals, underlying
both issues of economic growth, employment and consumption, and alternatives taken, are
models, paradigmatic models. Growth is but a means to objectives assumed in the dominant
paradigm. A deeper analysis shows too why more growth will not ultimately solve relevant
problems.
Callicott and Ames, 'Epilogue: On the relation of idea and action' p.282 (see also p.281), in a
desperate and apparently unsuccessful attempt to reconcile the claim (repeatedly advanced in
their book) that Asian traditions of thought can make a significant contribution to much
improved treatment for natural and built environments, with 'the deplorable environmental
conditions prevailing in contemporary Asia' (p.280).

�16
hypotheses, that humans are invariably driven by aggression, sexual or reproductive
imperatives, economic needs, yield different defective accounts. In Catholic orthodoxy such a

source, human nature, comes burdened with original sin; the source of a sweep of problems,

including now environmental ones, is "man's fallen nature". That astonishing source also

comes contaminated, as for instance gender biassed.
* Parriarc/ty. The source is patriarchy, and androgyny; problems derive from mistreatment of
women. 'Our troubles begin with the invention of male deities located off the planet'.30
'patriarchy is the source of the environmental crisis'.31 One sample linkage statement runs as

follows:

... there is a huge denial ... of the violence perpetrated on women both
historically and ... presently] and ... this is the same energy that, turned
against the Earth, is destroying the very life-support systems and rapidly
destroying the conditions that makes complex life possible. The fires that
consume the Amazon are the very same fires that burned 9 million witches
and I believe that there can be no solution of our ecological problems unless
we simultaneously address our gender issues.32
Patriarchy, as source, is evidently a special case of long invoked
themes:
* 77MW6W JommarzoM
q/
It is an extraordinarily widespread

assumption that the impact of humans (or, until recently, of Man!) on the environment, or
creatures or things in it, is a product of that of humans with each other, typically of groups or
classes. In misleadingly brief form, the source is social: Man's inhumanity to Man; and the

solution correspondingly is social. Unremarkably, this unlikely assumption comes in a variety

of different formsrearly, concerning the mistreatment of animals as an (inevitable) spill-over

from mistreatment of humans, recently concerning maltreatment of nature spilling over from, or

being one with, that of women. The fashionable assumption runs, in one form or another, from
Aquinas through Kant to a range of recent trend-setters, including Marcuse, Illich, Passmore,

Bookchin ... and some leading feminists. In particular, it is part of the very meaning of wcz'a/
an ideology shaped and championed by Bookchin: 'ecological problems arise from
deep-seated social problems'.33 On this theme among others, Bookchin simply follows a
prominent trend in social anarchism set by Kropotkin and his contemporary Reclus:
all see that the JornmoTzon anJ
q/
man L?
*
q/
* man Z?y man. Thus, 'Both Kropotkin and
q/
Reclus ... laid the foundations of a radical theory of human ecology.
Ecological despoliation was seen to reflect imbalances in human relationships
Quoted in Eckersley p.64, who develops and begins to assess patriarchical source themes. For a
more critical assessment see the sequel to GE.
See Seed, quoted in the sequel to GE; also Salleh (e.g. in EP3).
Jo/zzr
7992, Rainforest Information Centre, Lismore, 12. 12.91.
Seed's extravagant identity claims are but a dramatic extension of that popular tendency to
transform comparison and similarity statements into identity claims. Indeed reductionism often
reaches further, with attempted conversion of all relational statements into identity ones, along
with unrelational property claims.
Bookchin sometimes qualifies this central claim, with 'nearly all present', e.g. EP3 p.354. But
he is not strictly entitled to any such qualification, given his invariant theme that the domination
of nature always results from humans' domination of other humans (see e.g. Clark EP3, p.346).
The text EP3 contains a sizeable section providing a useful introduction to social ecology.

�17

—domination of nature thus following from human domination'. ... It follows
that if domineering and exploitative human relationships can be avoided in
small-scale decentralised societies then such societies are also best for a
harmonious man-nature relationships
Domination and exploitation of one division by another can in tum be seen as a case of

dualism at work, between the one, the dominator or dominating class, and the other, the

dominated.
*A
*
o/

Environmental problems derive from operation of a set of connected

ideologically-entrenched and defective dualismsS
*
of environmental problems lie in educational systems.

Or if roots don't,
do. However, roots of environmental or social problems do not lie in
educational systems. ParAy of their solutions may however. For education is critical, for
instance, in correcting
to established satisfactory arrangements, such as,

so it is claimed, Enlightenment ideals or traditional ethical systems.^ Therewith we are
transported full circle back to defective practice answers.
4. A
on,
to, proposed answers
A main part of this exercise consists in a detailed critical commentary on the entries in the

main tabulation, and on proposals like them. Small beginnings are made on the exercise, in two
stages reflecting a major division in the main tabulation.
a J D. Defective practice answers tend to come from those who presume we are already in

possession of adequate theories, or what approximates them or supplies main elements of them.
(Such answers are also more liable to emanate from conservatives, opposed to new or radical
theories, advanced on the basis of inadequacy of prevailing theories in practice.)

Defective practice answers are especially popular in economic reaches. There was a time,

perhaps not past yet, when all market failures in the shape of negative externalities were passed
off as unintended consequences of economic activity. While "consequences" or outputs such

things as pollution certainly are, unintended they mostly are not now, without
'unintended' of its normal sense. For example, industrialists, apprised of conservation laws and
unsurprised by polluted wastes, who dump their waste where and when regulators and waste­

watchers are not looking, can hardly pretend that that output is an unintended consequence of
their industry. That should now be a

joke, itself with serious consequences.
Accordingly new ecological economics insists that we dig deeper—without however

exceeding economic settings or a shifting dominant paradigm—to discover why markets may

Pepper p.192, with internal quotation from Breitbart. Unfortunately it is all too evident, given
humans could so socially organise, that they could settle into harmonious small-scale
communities which retained but little of pristine natural environments.
Such a proposition obtains a much fuller elaboration within Plumwood. In an interesting way,
such a proposal can hardly be wrong, given the conclusion reached below that a set of defective
paradigms is at work. For evidently paradigms can be covered by dualisms, represented by a set
of them in each case, somewhat as numbers can be represented in binary terms, generated from a
basic two-oneness duality.
Thus Passmore, Attfield, and others. For a critical assessment of education, see GE

�18

foreseeably fail and why environmentally rectifying technology is not delivered.37 where they
usually arrive, travelling within such unduly confined settings, is, like welfare economics

before ecological, at better regulated markets, with business set as before within frameworks of

plans and incentives, controls and penalties. Environmentally, however, such approaches do
not reach very deep, or tap into underlying paradigmatic problem-sources.
But these sorts of defective practice answers do not always derive from standard

economic sources. A deviation-style answer is much favoured by Marxists to explain failure,

environmental and other, of the former Soviet Union and other Eastern block countries; namely
that true, or authentic, Marxism was not practiced. Unfortunately, even if it had been,

environmental consequences would be little better, given the heavy industrial commitments and
environmental shallowness, at best, of true Marxism.38 Differently, enlightenment liberals like
Passmore try to ascribe failures in Western environmental practice, not to any deficiencies in

mainstream theory, but to deviation from well established principles. Unfortunately adherence
to these "well established principles" is just one way in which the Earth will lose what remains

of its wilderness and remarkable diversity.
Now there are no doubt cases, past especially but also present, some resulting
(collectively) in extensive environmental degradation, where defective practice answers may be

correct. For example, there is harrowing case after harrowing case (brought together in texts
like
CAz/z'Wzon and AgrzcM/fMra/ Orzgz/M &lt;2n&lt;7 DAp^r^/) of degradation of prime

agricultural lands by imposed farming practices, where at least early on (before damage became
visible) ignorance and unintended consequences could be legitimately claimed. In most
historical cases we do not have enough information to be able to say with much assurance that
agriculture proceeded until effective collapse because of continuing ignorance, or because

practices were locked-in in one way or another, or because of sheer obduracy. But we do know
more about present agricultural practices, for example in more arid parts of Australia,

concerning both irrigated and dry-land agriculture. Many of these practices are undoubtedly
sharply degrading lands, and the consequences of the practices, which cannot plead or pretend
ignorance, are sufficiently appreciated. But the practices persist, and are encouraged by a

sweep of subsidies or concessions. No doubt some of the practitioners can reasonably claim
that they are locked into bad practices through circumstance, circumstances /tow beyond their
control such as financial pressures, unfavourable terms-of-trade, and so on, coupled with the

need to make a living. But some, such as companies controlling large tracts of land, can make
no such claims or excuses, nor can claim such things as family precedence, attachment to place,

and similar. Their obdurate practice has to be attributed to something else, most obviously not

37
38

Thus e.g. Jacobs, p.24.
it is surprising how much of the practice of later Socialist states is prefigured in texts like
Comm/mA?
Thus "industrial armies" are to be set up; credit, communications and
transport are to become state monopolies; "migrants and rebels" are to have their property
confiscated; and so on. All this runs contrary to much Marxist apologetics (as A. Urquhart, who
made those points, also observed).

�19
deviation from theory, but commitment to an environmentally defective paradigm.

&lt;?(% P and PS. Dealing with defective paradigm answers is an even more complex, and vexed,

business. Let us try to condense main matters to a few broad
1.
Many of the (incomplete) paradigms listed are no?
for environmental
impasses. They may be seriously mistaken, they may have undesirable intellectual and perhaps
social effects, but a society could persist sustainably with those drawbacks. Thus, for example,
substance metaphysics (under modified Spinozism), dualisms, even patriarchy. The same

might even hold for materialism and mechanism, (assuming these practices can be coherently

made out, that depending on how differentiated ideologies and values are accommodated, and

so forth).
To illustrate: a metaphysics, of any sort, cannot be the whole story, because it does not,
on its own, account for action, anti-environmental or other. Without special bridges, link
principles, from metaphysics to value-intricating action theory, a sort of naturalistic fallacy

Thus subverted, in essentially Hume's way, are all the vulgar sources of
environmental problems which take them as derived from metaphysics of one sort or another.
operates.

Such a criticism does not however extend to more comprehensive paradigms which connect

appropriately with practice.
2.
While several—not just
—of the paradigms listed are sufficient—in the rzg/tf
(given long historical development, accumulation, and so on^9)—none are

necessary. Similar impasses could arise, and locally have arisen, given significantly different
paradigms;

for example given, instead of main Western trouble-making paradigms,

Confucianism or advanced Polynesianism.
At this stage in dialectic, green history and the like—bio-history, eco-history, and related

virtual histories (concerning what

Ponting's

have happened)—enter decisively. For instance,

Hilary of f/te WorM begins with a graphic account of the rise and ecological

fall of Easter Island under the impact of Polynesian projects. The work also conveniently
documents many other examples, well-known to biohistorians, of ecological degradation or
collapse,/hr from the influence of Western paradigms.^ An important example (much less

speculative than some of the numerous other examples because of a comparative wealth of
primary documentation) outlines the destruction of accessible Chinese ecosystems under

Confucian dynasties. What several of these examples—Polynesian, Mayan, Sumerian and

others—also reveal is that no very high level of technology is needed to inflict serious
environmental damage; persistence in pursuit of an ideological project (with nothing directly to
39

40

While it is easy to imagine ineffectual or incompetent tribes which live benignly
environmentally, by just muddling along, under even the worst of paradigms, that is not really to
the point. A pertinent tribe needs to have developed the structure which leads to problems, to
have the means, and so on.
Ponting's valuable though rather simple book is but one of several bleak texts. Another is
Hillel's, and there is a succession of earlier classic works by geographers: Lowdermilk, Dale,
Mallory, Thorp and others. In general however, geographers and historians do not dig deep
enough, to paradigmatic roots.

�20

do with basic needs) will suffice.
Other cultures did wreak, or would (given the technology and numbers, both of which

some were gaining) have wreaked similar damage. For instance, deforestation, salination,

megafaunal elimination, and so on, were well established, and expanding, before (or effectively
outside) the rise of modern Western paradigms, or in extensive regions outside their influence.
3.

The list of paradigms, as so far assembled, is substantially Western in orientation.

Moreover environmental woes are regularly ascribed to Western sources — wrongly. For non­

Western paradigms have led, or would lead given the opportunities (including access to the

technologies), to outcomes as undesirable as under dominant Western paradigm. Witness
again Confucianism, for instance, and its role and influence in Asian regions. Confucianism

incorporates human chauvinism par excellence (as well as, some might say, Chinese
chauvinism).41 Or consider Islam, with its reach across the Middle East and beyond.
The main tabulation (of table 2) should accordingly be extended to take due account of

non-Westem paradigms, including for example:
Other Abrahamic religions

Islam
Judaism

Confucianism

Shintoism
Polynesianism, at least in advanced forms as on Easter Island.

What is "Western" is tending to blur also. Is Judaism Western, how western, or Islam? There
is also a tendency to suppose that more Western religions, Abrahamic religions, with their
intense monotheism, are significantly ideologically worse than non-Western. But the contrasts
are different and much more complex than that. A better divide is into monistic and pluralistic.

Even so, many undesirable social and environmental features are incorporated in, or

encouraged by, religious pluralisms from the Indian subcontinent.
4.
All the single paradigm answers are inadequate, all are too simple. Even so some are
less inadequate than others. It is the same, more or less, for the combined answers, often to be
encountered. For generally they represent but one thin cross-section of Western paradigms.

While all the single one-source one-shot paradigmatic answers, occur on their own, often
they are combined. For instance, although Descartes is often cited as a villain, more often
criticism of Cartesianism is combined with criticism of other concurrent ideological elements,
such as Baconian empiricism (less incompatibly, Drengson, for one, regularly combines

criticism of the technocratic paradigm with criticism of Cartesianism—though Descartes, for all
his rich and appalling thought, contributed little to the rise of technocratic organisation.)
Similarly Hargrove combines Greek philosophy, as original source, with modern rationalism
and much else.

41

Its net of effects extends widely. Consider, e.g., the role of Chinese medicine in decline of large
fauna worldwide.

�21
5.

A general method of showing the inadequacy of all the paradigmatic answers tabulated,

and others, is familiar from logical theory: namely, the method of counter-models, of which the
counter-examples (under head 2) provide special cases. A presently important illustration
concerns /?&lt;2frz&lt;2rc/zy as a source of environmental woes. Counter-models reveal the substantial
of mistreatment of women and mistreatment of environmental items such as

animals or ecosystems. One the one hand, it is easy to envisage situations, not far from the

actual in some regions, where the lot of women is significantly improved, but the lot of
environmental items is not (e.g. men change their behaviour and attitudes relevantly as regards
women, are forced to change, or whatever); just such an outcome would accord with persisting
human chauvinism. More relevant, on the other, there are situations where the position of

environmental items is much improved, for instance under much more careful husbandry, but

that of women is not, for one reason or another (e.g. they remain other, different, second class,
etc.). It follows from the elaboration of such counter-models that patriarchy is not the source of

environmental problems, as there can be continuing patriarchy without the present range of

environmental problems (problems can dry up while patriarchy continues to operate). There is
no need to deny that patriarchy as (contingently) practised, with its sweeping supremacist

attitudes which make no due distinctions between inferior items, may be a major contributing
factor in present problems. Such slack contingent conjunctions do not convert to roots or
sources. Similarly with other social roots of environmental problems, for instance with human

domination of humans as the supposed source of all problems.
5. Towards a more satisfactory expianation.
Not only are the paradigmatic roots seriously intertangled (because of connections of one

paradigm with another, because for instance of heavy philosophical inputs into religious

paradigms), but further there is not a single defective paradigm. Rather there is a/wm'/y or

sheaf of paradigms, commitment to any of which, or any suitable combination of which, in

requisite circumstances, appears to have yielded environmentally untoward outcomes (requisite
circumstances including availability of technology, extent of social support, and so on). Within
that plurality there are of course gradations—and not only gradations but major differences—in

calibre, in environmental friendliness. For example, Cartesianism which regards animals as

mere automata incapable of feeling genuine pain, is significantly worse as regards other life­
forms and their decent treatment than a utilitarianism which positively values animal sentience.

The family is not exclusively Western, nor somewhat more plausibly Northern, even

though as a result of forces like migration, colonialism and cultural imperialism, paradigms of
these sorts now predominate. Paradigms and cultures of less "advanced" and of third world
communities have also operated to enhance environmental vandalism and degradation locally

and regionally.

Nor are major infiators of environmental problems essentially Western. Industrialization

and technological advance—neither intrinsically Western, both manifested in varying degrees
in other cultures—are, without much doubt, what have

environmental problems from

�22
rather localised ones, damaging for instance islands and river catchments, to grander and even
global ones. They are the engines, powerhouses, of major problems, generating thereby spin­
off problems as well. But, once again, they are not deeper sources, but only means. (For again
push questioning deeper, and ask: why bother or persist with industry, the effort and dirt and

mess involved?) Nor, however, did they run on their own, nor do they continue on their own.
Such engines were not designed and built, fuelled and tended, independently.42 They evolved

primarily in the specially favoured culture of capitalism, though parallel developments could
have occurred, and later did, in other prepared and heavily controlled surroundings, such as
state socialism or post-imperial Confucianism. Now however these engines have been rendered

more reliable and less dependent on careful cultural support, and have been transformed to run
in less favourable settings.
Thus inflation can escalate from a multiplicity of prepared sources, thereby intensifying

problems and spreading them to larger regions. The intensification and spread is much

facilitated by the joint transfer of technology, industry and coupled problems from region to
region. As a result of transfer, inflation can occur within settings of quite different paradigms.
Even if the whole "West" went into a terminal decline, and its paradigms disappeared into

history, serious environmental exploitation and degradation would continue, driven by other

enthusiastic cultures. For instance, the West could in theory collapse through protracted war,

through pollution and congestion, or climate change and agriculture failure (there are many
unexcludible routes to catastrophic decline, outlined in "Limits to Growth" scenarios, that could

differentially impact on the West). Degradation would now continue however; there would be
only temporary respite from environmental crises.
While most of the conspicuous problems, awfully aggregated in contemporary

environmental crises, are accelerated by—what connects them—contemporary industrial
society, not all environmental problems are or have been of this sort. However, too many of the
other problems, such as destruction of rainforests by itinerant peasants, can be seen as by­

products or similar of the main generators. Thus, in the illustration, the peasants displaced by
agribusiness or absentee wealth-holders, arrived there on industrially-made roads opening the
forests, and often wrecked this damage using industrial machinery.

An environmental friendly culture has to be much more critical concerning certain types
of industrialization, and much more selective regarding technology than present dominant

cultures, Western or non-Western. A friendly paradigm would not only ensure much more

Lacking favourable ideological settings, earlier technological "break throughs" were not duly
developed: thus early wheels, steam engines, dyes, gunpowder, etc. Western cultures did not
enjoy a monopoly upon technology powerful enough, when massed, to induce global crises.
The picture of development of large-scale environmental problems being sketched bears
superficial resemblance to that now tendered for development of the early Universe, where, to
achieve presumed size, a source event, the Big Bang, was followed by huge inflationary
phenomena. Naturally the resemblance has limitations; for instance, universe inflation is not
terrestrially replicable in the way industrialization now is (hired or delivered off the shelf,
pollution problems and all, with a big price tag).

�23

selectivity and care, but would sharply limit impacts of damaging technology and
industrialization. While there are such paradigms, on the ideas market, they mostly lack
sophisticated contemporary elaboration and they may be flawed in other respects. Examples of

more friendly paradigms, that do not lead of themselves to massive environmental problems

and crises conditions, include those now tabulated:
TABLE 3: Examples, some flawed, of environmentally friendly paradigms.
Oriental ideologies:
Taoism (classical)

recessive traditions,
now with tiny
followings and little
political influence.

Jainism

Indigenous cultures:
Australian Aboriginals (e.g. Aranda)
Amazonian Indians.

Western philosophies:

under certain
favourable
interpretations

old

Stoicism

new

Deep-green theories, such as deep ecology.

Given the remoteness of most of these examples from predominant contemporary life, and

difficulties with their wide adaptability, it is a short step to a familiar conclusion that new

paradigms need to be worked out soon. Much much more intellectual effort should be devoted
to such enterprise.
One upshot, then, is a rough classification of paradigms into two families, the second

large: environmentally friendly, and unfriendly. No doubt there is a small fuzzy residue class^
lying between major unfriendly and friendly divisions.
Environmental friendliness means more or less what it appears to mean, what a functional

break-down into components would yield: friendliness in approaches, practices and attitudes, to

environments, especially more natural environments, with friendliness including, as usual,

goodwill and kindliness towards (and substantially displaceable by these). As indicated, such
friendliness concerns not merely actual practices, but also attitudes held, as reflected in what

would be done in certain other sorts of situations.

Certainly a culture that manifests

unfriendliness, as a sweep of Northern cultures do, is unfriendly. But, as well, various
"primitive" cultures, whose practices are not hostile, for example because they lack means or
resources, energy or health, may nonetheless be unfriendly; for instance all members of a

culture hold thoroughly negative attiudes which they are in fact unable to put into practice.

43

In logical terms

perhaps as well as another residue class, hot/!.

�24
It is not too difficult to explain in outline which paradigms will, if duly, diligently or

religiously practiced, lead to environmental problems and impasse.

Certain /hmz/y

c/zaracferMfi'c-y, of unfriendly paradigms are worth elaborating:
*
illustrated through Cartesianism and Confucianism.

More

generally, direct impact is illustrated by any idea-system which attributes little or no value to
natural items, and typically much value to nature transforming or interfering human (or elite)

projects, and whose themes are linked to practice. So it is with Confucianism, which is entirely
human focussed. 'Centering his attention on man in his present life, Confucius had as his goal
the achievement of a good society characterized by harmonious social relations.'44 The outside
world, the natural environment, was of no moral significance. It mattered only instrumentally,
to humans. Descartes went further. Human bodies too were automata, complex machinery.

'The exception is [mznJ, or specifically]

and its external manifestation language: this

alone cannot be explained mechanistically—a thesis which leads Descartes to assert a
fundamental divide between human beings and "the beasts"'.4$ The remaining world, the
natural environment—lacking humanity, thought, mind—was again of no moral significance.
It possessed derivatively only what value and meaning humans, or minds, chose to confer or

project upon it, typically little or none.
Since, either way, any way, a natural environment devoid of humans has no thoughts,
purposes or interests, no value or meaning of its own, it could hardly matter what happens to it.

It could be regarded and treated, justifiably, as nothing but a reservoir of resources for humans.
Cartesians drew just such conclusions; similar conclusions derive, by one route or another from

Platonism and Pentecostalism, and are implicit at least in Confucianism. Descartes again went

further than some others. His practices and methods, like those of Bacon, were 'aimed at
making men the masters and possessors of nature'.46
Untowards effects result through linkage of ideological theory to heavy practice. Link
principles, reminiscent of "correspondence rules" used in explaining applications of scientific

theories and normally included in comprehensive paradigms, connect the theoretic level to
practice, they also serve to activate otherwise inoperative or uncoupled paradigms. Such

principles may take the form of directives; familiar examples include maximization directives,

such as maximize personal fun, tribal utility, national interest, or state GNP.
*
com&amp;z'nafzon
illustrated through Leibnitzianism. Any which yield satisfaction
of all or enough elements of the consumption impact equation, and so would generate excessive

impacts. To illustrate, consider what might be called

in honour of Leibnitz's

fragmentary ideology. Leibnitz was substantially committed to all of human population

46

Reese p.102 For much more on the geographic impact of Confucianism, as also compared with
other (Asian) paradigms, see Tuan's investigations.
Cottingham p.15. The utter invalidity of Descartes' argument (reported in Cottingham) to this
divide is now comparatively easy to expose, given almost 400 years of hindsight. There are no
such status divides—just as flamboyant forms of deep ecology maintain.
See Descartes,
V7.

�25
growth, unfettered technological advance, and human lifestyles of consumption,^ in short, to

precisely those factors that combine in the impact recipe to produce excessive human impacts
upon environments. However neutral Leibnitz's metaphysics, his monadology, may have

been—by contrast with Plato's or Descartes', both of which explicitly devalued much or all of

the natural world—Leibnitz's wider ideology is linked indirectly, through impact equations, to
damaging effects.

Some imagine that this oblique formalistic detailing, through direct and indirect classes,
can be simply cut through, retaining plurality and so forth. Surely environmental friendliness is

nothing but environmental depth? While the suggestion points in the right sort of direction (for

the relevant sort of depth) it too is astray .48 Depth is neither necessary nor sufficient. Take the
move plausible sufficiency half, plausible because depth helps, no end. Nonetheless depth can
be achieved in macho ways (as ecofeminism has emphasized against deep ecology), ways

which may not be altogether friendly to less favoured species, groups or habitats. For example,
depth can be satisfied through due selection and support of some super species and magnificent

habitats—requisite environmental impartiality (and reflected justice), critical for friendliness as
intended, being neglected.49 Still less in depth necessary. For kindliness can, both in principle

and in practice, extend far beyond humans, still ranked top, to much more of "creation". Such
extensive kindliness, observed in some humanistic humans, appears to be exhibited in some

sects and tribes not committed to depth, and it could well be considerably more widespread,

under changed but not deepened ideological conditions. Naturally, however, deepening would
afford an obvious, and excellent, reason for change.
As friendliness is not tantamount to depth, nor similarly is a prime part of what explains

depth, recognition of intrinsic value in nature outside humans. Some animal liberationists who
display high regard for creatures with capacity to suffer, show little goodwill towards forests

largely unpopulated by such creatures. Conversely, though shifting ground, an environmentally
friendly society may hold that value is but an anthropocentric construct, merely projected onto a

basically neutral world.
All the same, aspects of depth are normally reliable indicators of environmental
sensitivity and friendliness, and inversely, aspects of shallowness (as investigated in authentic
deep ecology) marks of unfriendliness.

Shallowness will work out satisfactorily

environmentally only with what is now rare (given ideological dominance), a right mix of

humans; and its any longer working widely is implausible. These reliable marks include such

familiar features as

For requisite details, see Aiton. The case against Leibnitzianism is developed in a sequel.
As to the relevant sort of depth, see GE. Other accounts of depth are also proferred in deep
ecology, some of which relate to the present exercise. In particular deep questioning should lead
to paradigmatic roots, to Naess's "total views".
Herein lies another reason why something like biospecies egalitarianism is essential in deep
ecology; such a requirement needs, not dilution away (as has happened in American and
transpersonal deep ecology), but rectification.

�26

* short-term framework.
* devaluation of natural items as against human elements or artefacts (typically exhibiting
human chauvinism); and, as a corollary of heavy devaluation,

* entitlement to domination, dominion over nature;

* appropriation of nature, its conversion to property.
* maximization assumptions concerning personal or societal aggrandizement, utility and size,

coupled with grand projects.
* technofix approach to environmental problems.
Friendly paradigms will tend to mverf these features. An environmentally friendly
paradigm can be expected to yield environmentally significant corollaries, such as the following
samples:
* an end to degrading primary production; instead ecological forestry and ecological
agriculture will come to prevail.
* a strong selectivity regarding industrialization, which weeds out damaging forms.

* a calling off of grand ideologically-grounded projects, interfering with or damaging natural
environments, such as major dams, river diversions, demolished islands (e.g. for airports), new
mountains, terraforming, extensive rainmaking, climatic interference, and generally the sweep

of "playing God" projects. A little of this sort of unfriendly technology can go a very long way.
As unfriendly paradigms are decidedly plural, so likewise are answers to questions as to

why agents adhere, or continue to adhere, to environmentally unfriendly paradigms. Some of

the diverse answers match answers already encountered in the main tabulation. Reasons are
psychological, social and cultural (with a familiar circularity here encountered), and include

considerations of the following sorts and others: because that is how things are done, or have
always been done; because needs can be met, perhaps only met, in that way, so it is believed;
because there are no alternatives, or none seen, perhaps because none have been sought;

because negative outcomes can be overcome, or do not really matter; and so on.
A short answer can now be ventured to the focal questions: Because, in one way or

another, most agents are bound to—locked into, committed to, captured by, or just passively go
along with—environmentally unfriendly paradigms. As a result the (long-term) health of the

rest of environments does not matter, or matter enough.

6. Glimpsing an entertaining corollary: an unfavourable report upon dominant
philosophy.

It will hardly have escaped notice that virtually all dominant philosophical roads lead to

Rome, to environmentally unfriendly paradigms.

Stripped of metaphor, there are

environmental conditions of adequacy, which most philosophical systems fail to meet. In an

environmentally friendly new world, most philosophy that is remembered, indeed most of the
humanities, is destined for scrapping. Prevailing philosophy is a serious impediment to

satisfactory environmental outcomes. Predominant philosophy, not just Western philosophy,
has by and large been bad environmental news.

�27
It may be insisted that philosophy can make no difference, for instance to environmental

practice. It is not an expression of basic needs, or of any such practical matters. Exceptions to

such practical bravado have however to be recognised almost immediately; philosophy soon
enters for organizational, justificatory and explanatory ends. That concession still grossly
under-estimates the extent to which ideas, and more generally paradigms, influence and even

govern action and practice, especially reflective and rational action. The substantial point is not

therefore removed through any alleged practical impotence of philosophy.
Mainstream philosophy has supplied, or mightily assisted in supplying, dominant
unfriendly paradigms under which environments labour. Of course not everything has to be

trashed, as even defective enterprises or evil projects may include decent part or worthwhile

features; much can be salvaged, arguments, subtheories and so on (and with intellectual tipping

there need be little material waste). Nor therefore is it as if an entirely fresh start has to be

made. As well as salvaged bits and pieces (which need to be carefully tested for soundness),
there are brash new alternatives such as authentic deep ecology, and there are recessive
paradigms and neglected traditions to peruse for suggestions, for inspiration, and perhaps to

rehabilitate.

Richard Sylvan
*
APPENDIX. On Shepard's approach to focal questions.
A remarkably sustained investigation of the focal questions is found in Shepard s

intriguing books. In his TVafi/re anJ
he considers and quickly dismisses many of the
stock responses to focal questions suggested by contemporary luminaries (or by himself in

earlier work), such as lack of information, faulty technique, insensibility, greed, political
inertia, change to agriculture and settlement,^... . He would (and should, for his eliminative
argument) have also dismissed industrialization, state and corporate control, and so on.
More disconcertingly, for present purposes, Shepard claims that 'a history of ideas'

similarly no doubt a story of paradigms—will not serve; for it 'is not enough to explain human
behaviour' (p.3), it 'seems too easy and academic' (p.3), itself an easy and superficial criticism.
But if, for instance, the 'dictum that nature should serve man' and 'insistence that animals feel
no pain' should become widely entrenched, then they may well impact heavily on practice, as

accordingly appears to be the case. His slight further argument appears to miss the intended
*

^0

An earlier, even rougher version of this article was presented at the Environmental Paradigms
Conference, University of New England, Armidale, April 1993. It would not have been written
without its solicitation for the Conference; also it might well not been thought through in
fashionable but confining and perhaps misleading paradigmatic terms.
A subsequent working draft has benefitted, slightly, from comments from very unimpressed
reviewers. Thanks certainly to Holmes Rolston for helpful comments.
No doubt a popular picture of human social changes with agriculture and settlement is simplistic:
that before societies lived in harmony, afterwards they did not. But it is also too simple to go on
to claim, as Shepard does, that 'the economic and material demands of growing villages and
towns are ... not causes but results of this change' (p.3). Some demands appear to derive from
factors, such as population pressures, which were among causes of the changes.

�28
target: 'The meticulous analysis of these philosophies and the discovery that they articulate an
ethos beg the question' (p.3).
it can reasonably be inquired? What is offered is but the

facile, false, 'ideas are impotent' consideration, fostered by thinking and operating in terms of
(e.g. lower p.3), rather than reasons and (rational) explanation, and encouraged through
an attempted move to (what is explanatorily inadequate) pure behaviour. For a simple example

of the familiar explanatory roles of ideas and paradigms, consider an alternative explanation

through them. The admittedly bizarre ("crazy") 'turning everything into something man-made
and [or] man-used' (p.5) is readily explained through dominant paradigms:

is the way it

acquires value, otherwise it is worthless. There is no need at all for psychopathology here.
Correspondingly Shepard briefly reviews and rejects several of the very partial, and often

hopeless, solutions suggested under stock responses to focal questions such as making
information, or better information, more widely available, bringing people from all walks of life

together, encouraging conviviality, hitting problems with smart technology, practicing
conservation, and so on.
Shepard's own resolution is more readily reached from a further (meta-focal) question
that he proceeds to ask: why do humans per-yfyf in degrading their habitats once sources and
solutions are made
He effectively argues by elimination: other sources (read as

causes) do not succeed in providing an answer; but 'the idea of a sick society (which he leaps

to, without argument, p.4) does. Wrong on both counts: On the first because a non-causal
explanation in terms of ideological wiring can provide answers (listen to politicians,

representative of the people, again, just a little time). On the second because some industrial

societies are not sick in a normal sense (though .yome may be), rather sickness has to be yo
redefined (such low redefinitions are among underlying subplots^) that having certain
ideological commitments that are carried into practice counts as "sickness".
So it is that Shepard arrives at his
of 'general, culturally-ratified distortions of

childhood, of massive disablement of ontogeny as the basis of irrational and self-destructive
attitudes towards the natural environment' (p.ix). Succinctly, 'there are profound psychic

dislocations at the root of modern society' (p.xii). Psychic disorders have evolved: 'over the
centuries major institutions and metaphysics might finally celebrate attitudes and ideas

originating in the normal context of immaturity [or] ... adolescence ...' (p.15).
Having glided easily and invalidly to the idea of sick societies, in a mere three pages,
Shepard proceeds to diagnose in more detail the nature of the alleged sickness.52 It supposedly
arises, like other psychopathy with which it is immediately associated, in infancy, and is
51

52

For trickery through redefinition of sickness and madness, Wisdom has already prepared us.
Observe that Shepard's redefinition of sickness to include sick (i.e. debasing and devaluing)
practices with regard to natural habitats (and conjoined therewith, to, older people) does not
leave no contrast classes. For there remain benign 'relic tribal' societies, such as the Manus,
Crow and Comanche, Aranda and !Kung San (p.xii), 'people who feel themselves to be
rather than
(p.6 empasis added)—an elegant analogy.
'The idea of a sick society', which as Shepard confesses (on p.4) is hardly new, is reached on the
third page of the main text.

�29
manifest in life-long immaturity, with whole societies stuck in a kind of destructive
adolescence. No doubt there is something to some of what Shepard describes in child and
person development (not the 'private demons' and so on) or might well have described. There
is evidently, conspicuously in "new world" societies, wide commitment to a shallow juvenile

culture, adulation or imitation of immature media and sport models and flawed authority

figures, marginalization of the elderly, and so on, coupled with hyper-activity, violence and
vandalism. But, like political commitment to extensive economic activity, this is hardly
satisfactorily accounted for through psychopathological reduction, concentrating the whole
social problematic in the ontogeny of individuals.^^ A superior explanation to widespread

individual psychic disorder proceeds through ideological commitment, that industrial humans

are raised and educated in, inducted into and committed to, defective ideologies, without
coming to know or properly experience alternatives.
The 'portraits of maturity' alluded to likewise appear individualistic and culture-bound,

resembling those of deep ecology, directed at embroidery of person and self, through personal
growth and identity, wider identification and relatedness, self-realization.$4 They are not
exactly those of older and ecologically wiser societies. They do not reveal ecologically mature

mixed communities.
Furthermore, comparisons with relic tribal societies, which are important, can be
decoupled from psychopathological analysis and reduction. Different lifeways, commitments
and ideologies, are what they are and do not all reduce to matters of mental health.

Undoubtedly we can learn of and from these different societies. We can still witness 'smallgroup, leisured, foraging life-ways with[in] natural surroundings. ... there is the rub—... for us,

now, that world no longer exists' (p.14 rearranged). Nor is it really true that such a world is no
longer accessible to most of us; more leisured small-group ways can be retrieved, some natural

surrounding can even now be restored.
In a curious fashion, Shepard has managed to invert likely causal relations. While a

certain interaction can no doubt be conceded, it is not so much human ill-health that is leading
to environmental degradation, but rather environmental degradation, generally brought about
for other reasons, that is increasingly leading to human ill-health, and in the longer term causing
erosion of life-support systems.

53

54

A psychopathic reduction is in part made plausible by reexpression in medical or psychological
terms of what would better be otherwise expressed. Consider, for instance the language of the
following clever paragraph, which infiltrates much with no argument:
'The person himself is, of course, caught between his inner calendar and the surgeries of
society. His momentum for further growth may be twisted or amputated according to the
hostilities, fears, or fantasies required of him, as his retardation is silently engineered to
domesticate his integrity or to allow him to share in the collective dream of mastery' (p.16).
But the trapping of agents between inner directives and social conditions and demands, or
between rival ideologies, can be retold in different, less medical and metaphorical terms.
Cf pp.12-14. Likewise there is a conservative underlay, more oppressive than that of deep
ecology: insistence on 'one particular mother' (p.7) even suggestion of unsatisfactoriness in
'taking mothers off to work' (p.15)!

�30
REFERENCES
J. Alton, L^z'Zzzzz'fz A EzogzYz/z/zy, Adam Hilger, Bristol, 1985.
E.
R. Attfield, 'Has the history of philosophy ruined the environment?' Ezzvz'rozzzzz^zz^Z Ef/zzcs

13(1991)127-137.
R. Attfield, 77z^ ERzzc.y o/'Ezzvzzwzzzz^zztzzZ Cozzc^z
*zz,

Second edition, University of Georgia Press,

Athens, 1991.
A. Bellett, 'The evaluation of values compatible with ecological sustainability', FMzztEzzzz^zzfaZ
QM^rzozz^ Pap^, No.2, CRES, Australian National University, 1990.

J.B. Callicott and R.T. Ames (eds), Mzfz/z^ in A^zzzzz 7zYZ&lt;7zfz&lt;?zz.y o/
* P/zoz/g/zr, SUNY Press,

Albany NY., 1989.
J. Callicott, 'Genesis and John Muir' R^Vfyzozz 12(3) (1990) 31-41.
R. Chisholm, 77z^ FozzzzzEzfzozM o/
*Rzzowzzzg, Harvester Press, Sussex, 1982.
J. Cottingham, 77z&lt;?
Oxford University Press, Oxford, 1988.
C. Dale, Po/zwzZ ^zzzzZ CzvzZzzzzhozz, Revised edition by V.G. Carter, University of Oklahama
Press, Norman, 1974.
A Dobson (ed.), Gz^zz R^zzzZ^r, Routledge, London, 1991?
A. Drengson, 'Ecosophy', Po^z'tzw Vz'Zzz-zzhozzj, (1990?) 8-10.

R. Eckersley, Ezzvzrozzzzz^zztaZz^zzz azzzZ PoZztzc^zZ 77z^ozy, UCL Press, London, 1992.

W. Fox, 7bwnr^ a Przzzzjp^z'^ozzzzZ EcoZogy, Shambala, Boston, 1990.

A. Gare, E^yozz^ Ez/rop^^zzz CzvzZz'znhozz, Eco-logical Press, Bungendore, 1993.
C. J. Glacken,

ozz r/z^ R/zoiE'azz 5/zoz
*^,

University of California Press, Berkeley, 1967.

R. Goodin, 'Selling environmental indulgences', RyEZo^ 47(1994) 573-596.
N. R. Hanson, Pat^zT?.? o/
* Jz^cov^zy; zzzz zzz^z/zry zzz/o cozzc^ptzz^zZ ybMzzJzzrzozz^ o/ ^cz^zzc^,

Cambridge, Cambridge University Press, 1958.
E. C. Hargrove, FozzzzzEzhozz-y o/'Ezzvzzwzzzz^zzfaZ Et/zzc^, Prentice Hall, N.J., 1989.
D Hillel, G%? o/T/z^ Ezzz
*r/zr

CzvzZz^hozz zzzzzZ /Zze Ez/^ o/r/z^ 5*ozZ., Free Press, Macmillan, 1991.

M. Jacobs, 77ze Gzr^zz Ecozzozzzy, Pluto, London, 1991.
K. Marx, zGz
*MM^.'
zzzZz
FozzzzzZatzozz^ o/ t/z^ cz
*ztz^zz^
o/ /zoZztzc^Z ^cozzozzzy, Harmondsworth,
England 1973.
F. Mathews, 77ze EcoZogzc^Z ^Z/^ Routledge, London, 1991.
A. McLaughlin, R^gaz-&lt;7zzzg M2fMz-^: 7zzzZzz^/z
*z6zZz^zzz

N. Y., 1993.
P. Marshall,

azz^Z

EcoZogy , SUNY Press, Albany

W^Z?, in two editions, Simon and Schuster, 1992 and 1993.

A. Naess and D. Rothenberg, EcoZogy, cozzzz/zMzzzTy zzzzz/ Lz/^y/yZf, Cambridge University Press,

Cambridge, 1989.
J. Passmore, Afazz\y R^pozz^zZ?z'Zz/y/br Azz^z/z
*^,
Duckworth, London, 1974.
D. Pearce and others, EZz/^przzzf/br &lt;x Gz-^^zz Ecozzozzzy, Earthscan Publications, London, 1989.

D. Pepper, 77z^ R&lt;?oAy o/MozZ^z-zz Ezzvzrozzzzz^zzr^Zz^z/z, Ed: Tom Colveson London; Dover N.H.
Croom Helm 1984.

�31
V. Plumwood, F^mz'az^m azz6? r/z&lt;? Ma^r^zy a/Aaraz
*^,

Routledge, London, 1993.

C. Ponting, A Gz-^zz Wzsfazy a/
*r/z^ Waz-M, Sinclair-Stevenson, London, 1991.
R. Routley, 'Roles and limits of paradigms in environmental thought and action', Dz.ycM.y.yzazz
*^/zap^z zzz ^zzvzz
*azzz?z^zzra/
modified, in Ezzvzz
*azzz?z^zzra/

p/zz/a^a/?/zy #1, RSSS, Australian National University, 1982, also,

P/zz/a-yap/zy (ed. R. Elliot and A. Gare), University of Queensland

Press, Brisbane, 1983; referred to as RP.
C. O. Sauer, Agz-z'czJfaz-aZ Oz7gzzz.y azz;/ Dzs/z^a/, American Geographical Society, New York,
1952.
P. Singer, Prachca/ Er/zzc-y, expanded edition, Cambridge University Press, Cambridge, 1993.

P. Shepard, Aamr^ am/ Ma^/af^, Sierra Club Books, San Francisco, 1982.
R. Sylvan and D. Bennett, 77z&lt;? Gz-^azag a/Er/zz^, White Horse Press, Cambridge, 1994;

referred to as GE.
R. Sylvan with D. Bennett, O/
* Ufa/aa-y, Paa am/ Z)^p Eca/agy, Green Series #19, RSSS
Australian National University, 1990; referred to as UTD.
77z^ WWZaa&lt;py Pra/'^cZ, War/&lt;7 EarZ/z, special issue, Canton NY, 1993.
Y.F. Tuan, 'Discrepancies between environmental attitude and behaviour: examples from

Europe and China', 77z^ Caaa&lt;7zaa G^agz-ap/z^z
*
12(1968) 176-91.
S. Toulmin, 77ze ReZazvz Za Ca^aza/agy, University of California, Berkeley, 1982.
L. White Jr., 'Historic roots of our ecologic crisis', 5czaaca 155(1967) 1203-7.
J. Wisdom, P/zz/awp/zy am/ P^yc/zaaaa/y^z^, Blackwell, Oxford, 1953.
M. Zimmerman and others (eds.), Eavzzwzza^aZa/ P/zz/a.yap/zy, Prentice Hall, N.J., 1993; referred

to as EP3.

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              <text>3.7.95

PARADIGMATIC ROOTS
OF
ENVIRONMENTAL PROBLEMS
Abstract. Virtually all diagnoses of the roots, and sources, of environmental
problems are defective. While defective diagnoses persist, problems will not
be adequately addressed.
Focal questions ask why human communities so frequently degrade,
impoverish or even destroy their own environments, and more generally why
the whole earth is now in jeopardy through human enterprise. More
immediate answers, sometimes correct so far as they go (which is not deep
enough), look to components of environmental impact equations. More
thorough-going answers fall into two classes: first those that do not question
entrenched paradigms, but seek (unsuccessfully) to explain widespread
problems simply through defective practice, and secondly those that, rightly
recognising that defective practice is no adequate answer, look to deeper
paradigmatic sources of problems. A fatal flaw in most of the latter answers
lies in their monistic concentration on a single paradigm, or single narrow
band of paradigms. These flaws are exposed, whence a wider, more
satisfactory answer can be broached.
Background busywork includes firstly, explaining problems and relevant
paradigms and how paradigms operate regarding environmental problems,
and secondly, detailed disentangling of proposed and alleged sources of the
problems. With this done, it is argued that none of these answers,
fashionable or other, to the focal questions is satisfactory. Here lies the
important hard, but very negative and decidedly incomplete, work of the
present investigation.
A different more complex investigation is accordingly instigated. An initial
answer is located through broader classes of paradigms : environmentally
friendly and unfriendly. Further effort is expended, profitably, in trying to
characterize these classes. Among significant corollaries, one is striking:
philosophy as portrayed through its standard history is dismal environmental
news.

2

PARADIGMATIC ROOTS
of
ENVIRONMENTAL PROBLEMS
Broaching focai questions, and searching for deeper answers.
Human activity is now degrading terrestrial eco-systems at an extraordinarily rapid rate
(liquidation of natural forest systems affords just one striking example). In modern times

humans have devised sophisticated and sophistical idea-systems which justify such system

degradation.

Often in the past they would not have seen such transformation as mattering;

many remain so programmed, regarding transformation as increasing wealth (a presumption
encouraged under mainstream economics). More recently dominant human cultures have

developed social systems which induct most humans into degradation procedures (through

need, tax impositions, pressure to engage in cash economies, and so on) and which weave
entrapping justificatory webs (through agencies, councils, courts, educations, missions, and so
on).

Whence arises an increasingly broached question 1; Why is this happening? More

explicitly, w/zy

/zzzzzz^zzz cozzzzzzzzzzzyz^^

&lt;27Z6^ zzzzpov^rz^/z

^zzvzwzzzzz^zzr^, their own habitats? Indeed why do they sometimes, persistently, perhaps over a
long period, destroy their owzz habitats? More sweepingly, w/zy fy r/zf w/zo/e

now perhaps

in y^o/7or^y r/zrozzg/z /znnzon ^ni^rprfs^? For those eager to anticipate the main outcome, the
unremarkable answer to be eventually found to these focal questions is in essence this, because
too many humans, especially those in control of environmentally impacting enterprises, remain
committed to or caught within environmentally unfriendly paradigms, diverse paradigms but all

displaying quite insufficient regard for the health and well-being of relevant habitats and of the

earth.
Parts of any answers to such focal questions come immediately through environmental

impact equations, conservation laws, and such like. For example, degradation is occurring

through the impact of overpopulation, excessive pollution, damaging or faulty technologies,
and so on.

While such answers are important, and often correct as far as they go in

combination, and while they may correctly indicate what has to be changed somehow, they are
nonetheless somewhat superficial, and they leave much to be explained. For example, they do

not explain why a community persisted upon a course that deliberately led to such problems, or

why it is so resistant to changes that might reduce impacts and pull it out of its problem-holes.
Less superficial answers look to ideologically entrenched attitudes and commitments, to

1

In sources as diverse as Shepard (first page) and Jacobs (p.23). Contrary to other sources, such
as Marshall, humans are by no means the only biological species that proceed to degrade or
impoverish their own environments. Introduced "pest" species, such as rabbits and mynahs in
the Antipodes, also do so; perhaps some botanical species contrive to as well.

3

pervasive paradigms that underwrite anti-environmental practices, as for instance the wood

production ideology does forestry practice, even so-called "new forestry", and market ideology
does economic practice, even so-called "environmental economics"^
An illustrative example which reveals the power of paradigms in blocking or facilitating

action will shortcut a more elaborate argument, through action theory, to the efficacy of idea­

systems. Consider an unwanted pregnancy, resulting despite due precautions or whatever.

Observe that, more and more there are comparatively safe technologies available to effect
termination and seemingly solve the immediate problem. Ask: why so many people are

opposed to choice of abortion? A very common answer is: because they are operating under an
elaborate paradigm, typically organised religion (bureaucratic Christianity in the West), themes
of which, the creeds of which, prohibit such choicest Of course pro-choice considerations are
also paradigmatically embedded, for instance in forms of liberalism. Picturesquely, a social

paradigm imposes controls on action, a system of red and green lights on a captured agent s
routing procedures.

Or with a different picture, paradigms project a steeply impeding

topography on action space.

Paradigms not only guide, control and limit, they also

correlatively give permission—as, for instance, space to play god, freedom to release a new
species or variety which may or has proved a pest or noxious or has been biologically

engineered, liberty to neglect or degrade or vandalize. But paradigms do even more; they
facilitate explanation, above all they make understanding possible. In these regards, they may
work for better as well as for worse. Thus it is not a matter of getting rid of them, were this

even feasible, but of getting right paradigms.
The settings in terms of which agents such as humans act and operate, even down-toearth everyday agents, invariably include, not far in the background, paradigms, cultures,

creeds, ideologies, pervasive myths or the like, all idea-systems, all involving models (in a
technical sense) of one sort or another. Even the most practical (and vociferously practical) of
humans are governed by background ideosystems.

It is in terms of these background

ideosystems that a great deal concerning human practices with respect to natural environments
can be explained, what would otherwise lack satisfactory explanation.^
That explanation comes not however through a single paradigm, as has too often been

supposed in trying to answer focal questions, but through a bundle of somehow aligned

paradigms. Compare how a person may be represented, in social science, not through a single

2
3

4

For more on this style of explanation, see further RP.
It is not, going to be contended that religion—or a certain Abramic religion, such as
Christianity—is the main villain of the environmental piece. It is now well enough appreciated
that religions in general borrowed much in their damaging articles from ancient philosophies.
What will however, be suggested is that dominant philosophies Jo have much to answer for in
this regard.
Further, as logical positivists observed, explanation and justification patterns tend to overlap.
How people justify their practices offers an explanation, though perhaps a misleading or
superficial explanation, of them.
As well, positivistic theories show, though in an oversimplified way, how models, which
paradigms are, serve in explanation, justification and understanding. See e.g. Hanson.

4

role or program, but by way of a set of interconnected roles. What has been regularly
overlooked in seeking deeper paradigmatic sources of environmental problems is systematic

plurality. In part this neglect of plurality can be explained through countervailing propensity to

seek single answers, and to try to locate uniqueness, where however causes and sources are
plural. So it is with paradigmatic sources and roots of environmental problems. They are

plural.
As to what is going on theoretically, there is a fairly complex story to be told, an easier
working image for which is appropriately ecological. That image focusses upon the structure of
a perhaps impenetrable thicket or tangle, such as a dense rainforest patch, or, itself simplified, a
fig or bamboo thicket. Below an emergent top layer representing the problems concerned,
those raised by the focal questions, there is the canopy layer, of interlinked proximate causes.

Below that again stands a plurality of stems, plural supports, which can be construed as

supporting sources, and below them again, ultimately sustaining the whole structure, a

multiplicity of intertwined roots, representing paradigmatic basics.
What is sought are ultimate sources, and roots, not immediate causes. The cause of local
pollution may be a factory that an agent installed, to produce more flim-flam. That too may be
the physical source of the immediate problem. But deeper questioning seeks the reasons for
such production and such factories. While there may be problems with ideas and idea­

structures as causes, as causally efficacious, these problems do not transfer to reasons and
sources. Nonetheless there are buried metaphors, and linkages, to be unscrambled: how are "A
is source of B" and "A is a root of B" to be explicated?
While there is much written on roots and sources of environmental problems or

developments virtually none of it addresses the question of what is meant by the partially
buried metaphors of rooA? and

introductory text, 7%^

. One striking example is supplied by Pepper's useful

Although this text presents itself

specifically as concerning roots, there is in fact no explication offered of the crucial
metaphor on which it turns. For that matter there is no direct account of what the roots of

environmentalism—still less, though quite different, of environmental problems to which
environmentalism answers—are supposed to be (granted there is much oblique material). It is

apparent also that Pepper has become rather carried away with the roofs metaphor, throwing it

into several chapter headings and applying it pretty indiscriminately to mean simply
(from some earlier occurrence); thus for instance, 'the roots of the theme of reconciliation of
freedom and authority' (p.193). Such usage is unsound. Because rudiments of some idea make
an earlier appearance in some authority or work, later workers may not have arrived at such an

idea by expanding on these rudiments; they may have arrived where they did quite

independently or by a different route. The mistake is that of reading a source or (genetic)
causal linkage into a mere temporal conjunction:
Neither roots nor sources are mere beginnings or simply early occurrences; there have to

be continuing connections, with directional relationships such as supply or sustenance. But for

5

roots and sources different connections and elaborations are to be expected. After all, the
metaphors, and likewise what they give rise to, are evidently different; more literally, plants
have roots, normally below them, springs and streams rise from sources, not roots, often above
them, and so on. Both differ from another popular

buried metaphor, that of

foundations. Foundations bring in other features such as solidity, stability and comparative
permanency, while severing critical transmission features (for foundations may merely
passively support, not sustain supported superstructure).

So foundations, for all their

importance in epistemology and elsewhere f/Toundationalism is correct, can be set aside.$

So far dictionaries do better than popular and philosophical texts. For instance, a short

listing for the/ig^ra/Mre use of 'root' runs: 'the basis, bottom, the fundamental part, or that
which supplies origin, sustenance, means of development, etc.' (Concise English Dictionary).

Such a two component account will serve nicely, for a start. However conjunctions should

substantially displace disjunctions, else roots could collapse to foundations or could collapse to
mere trace element supplements. Roots both give a basis and bottom binding into a substratum
and supply sustenance and means of development. Roots connections are richer as well as
more specific than sources, which may merely show from where an item comes or is obtained.
Further that place of derivation that may not be a basis or bottom, but for instance a source­
book. With roots, like normal foundations, a basis or bottom is reached, whereas sources may

have further sources (hence the search for "deeper", even ultimate, sources). Finally, root and
source connections carry explanations, at least genetic explanations—concerning how items got
to be what and the way they are—because roots and sources are characteristically that from

which items develop. Sometimes even more information, including a whole control system,
gets transmitted. As much happens where roots are paradigmatic, to return to that strange mix

of buried metaphors.
Reaching deeper roots is important. Without locating them, perhaps all the roots (should

they resemble blackberry), problems may not get properly addressed. Should we wrongly
locate roots, then proposed resolutions directed at these, cutting them off or replacing them, will

also go astray, wrongly directed or whatever. Such is the fate of many proposals concerning
environmental problems.
There are several parts to the approach sketched, if it is to be properly elaborated—
including a working classification of environmental problems and their proximate solutions,

and an account of paradigms and their roles—before getting to paradigmatic answers to focal
questions. But we can be brief on these necessary preliminaries, because main details are

already in circulation and because they have been addressed elsewhere.

5

Despite a referee's suggestion that discussion of "roots" 'could be improved by a contrast of the
"roots" metaphor with the "foundations" metaphor, the fact is that we are decidedly not
concerned with foundations of environmental problems; to the contrary, we do not wish to see
them supported (if shoddily), established and so on. On the growing complexity and varying
interpretations ofan emergent bog, see for instance Chisholm.

6
Although these will be duly connected, with paradigms implicated in problems, they are

different components, and admit and deserve separate explanation.
la. ^nv/ronw^nZoZ pro/?Z^wis omZso/o^ows.
Definitions of 'environmental problem', and classifications of such problems, have already
been ventured? What problems emerge as environmental depends upon background value
framework. What counts as a major problem on deeper environmental perceptions may be but

a minor problem, or written off as not a problem at all, on shallower perspectives. Among such
indicator problems, ones here taken as seri'oMS problems, are those of

* sustaining biodiversity and
* maintaining significant wilderness?
Even if the broad impact of human enterprise were sufficiently reduced to guarantee

comfortable survival of future humans, these desiderata may well not be guaranteed. There
would be outstanding problems.
In any event, it is not too difficult to say more or less what environmental problems are

(at worst by furnishing familiar lists), and in many cases to indicate at least in principle how

they might be resolved. Environmental impact equations, encountered in a more perceptive

classification of problems, reveal how they can be resolved. Namely, by altering relevant
impact parameters.
Given this why are they proving so intractable? Why is so little done? Why is so very
little
despite all the talk? Proximate solutions, about as far as positive science conveys
us, are not however satisfactory stopping points. How is it, given so much scientific

information and expertise, that humans are continuing to sharply degrade, and risk substantially
destroying, their habitats.
To these, the focal questions of this exercise, there is an array of competing answers on

offer or to be met in an extensive literative. As we will soon discover, most of these answers
are too simple; and taken, as intended, as comprehensive, they are wrong. Correct answers to

the questions are however tm/yorfoHf, because if we fail to get to the bottom of the issues, there
is even less prospect of satisfactory action to turn around a difficult and deteriorating situation.

That these issues do not matter, that casual human relationships, or how many devaluing
dollars uncaring humans can briefly stuff in their pockets, matter more than whole islands of
habitats—these sorts of value judgements (after all

is a value term par excellence)

derive from and are supported by particular ideologies.
lb. Afo%ZeZ-ZZ%e oZyecZs.
*
poro^ZZgozs, Z^ZeoZogZes, CMZZMr^s ,a?MZ so on.
A
can be explicated, technically, as a model in precisely a generous logical sense?
See for example GE, which duly details connections of the problems with impact equations and
proximate solutions.
As to the extent of the problem (even) in North America, and a proposed remedy, see

See e.g. 77^
eHvhwwwgnta/po/icy m OECD
Box 1.7, in Pearce et al, p.24.
See RP, where many environmentally relevant illustrations are given and explained.

7
That is, a paradigm amounts to a structure supplied by an elaborate interpretation function on a
general system, i.e. semantical and other evaluations defined on an integrated relational

structure. Naturally it is required to be/hif/t/h/ to what it models, the social forms and norms,
scientific research programs, or whatever. A jocz#/

in contrast to a scientific

paradigm, is a paradigm where the propositional and action theory, the socio-political themes

and value judgements, is that of a social group. A pure

is but a comprehensive social

paradigm, where by "comprehensive" is meant that it covers a sufficiently comprehensive part

of the life-styles and life-forms of the community concerned. There are now many examples of
formulations of the themes delivered under rival social paradigms and under different cultures,
from these, mostly sketchy formulations we can work back towards the underlying models.
The basic vehicle, a situations or worlds model, is a -ytwHmh'ca/ object, an item like a

complex universal 10 similarly open to a range of construals and reduction attempts, e.g.
metaphysical, conceptual, epistemic, linguistic and so on. Once this is realised, it can be seen

that successive cohorts of philosophers and sociologists, historians and geographers have
repeated one another in vaguely discerning essentially the same sorts of underlying structures

under different categorisations: thus, for instance, forms of understanding (Kant), of

consciousness (Marx), of life (Wittgenstein), conceptual schemes (Conant), presuppositions

(Collingwood), discursive formations (Foucault), W^/to/tsc/zoMMtzgs, total views (Naess),
traditions (MacIntyre), traditions of thought, cultures, perspectives, outlooks, ideologies,
programs,.... An ideology, for instance, in the non-derogatory (non-Marxist) sense is an ideas -

system, initially a propositional system or theory with a relevant domain of ideas operative,
from which a paradigm can be discerned and elaborated.
Such models are typically presented in extremely truncated form, for example through a

tabulation of capsule themes. Here is a combination example:
TABLE 1: Elements of Taoism as contrasted with Deep Ecology and with the dominant

paradigm: an initial capsule formulation .n
Taoism

Deep Ecology

Dominant (Western)
Paradigm

Harmony with nature,
through Tao

Harmony with nature

Domination over nature

Nature valuable in itself;
"humanism" rejected

Natural environment
valued for itself

Nature a resource;
intrinsic value confined
to humans

10

11

It resembles a
universal; compare e.g. Plato's system of forms, Locke's of complex
ideas. Naturally there are differences between, for instance, traditions (of thought) which are
historically bound, cultures, which are geographically and otherewise connected, and conceptual
schemes (where a conceptual reduction is insinuated), but all are, at logical bottom, models of
paradigmatic sort.
This tripartite example is adapted from UTD, where capsule elements of Taoism are duly
expanded.

8

Levelling of differences;
wide impartiality

Biocentric egalitarianism

Human supremacy

Supplies ample

Earth supplies limited

Ample resources with
substitutes

Following Tao-te

Spiritual goals,
especially self-realisation

Material economic growth
a predominant goal

Enlightenment

Self-realisation

Personal (material)
enrichment

Doing with enough
(recycling inappropriate)

Doing with enough;
recycling

Consumerism

Non-competitive lifestyle;
voluntary simplicity

Cooperative lifestyle

Competitive lifestyle

Decentralised/neighbourhood and village focus

Decentralised/bioregional
/neighbourhood focus

Centralised/urban centred/
national focus

Hierarchy without
power structure;
anarchoid

Non-hierarchical/
grassroots democracy

Power structure
hierarchical

Limited technology

Appropriate technology

High technology

Considerable caution

Precautionary practice

Risking taking (verging
upon adventurism)

Paradigms control action space by some equivalent of directives; under an earlier analogy, red

and green lights duly interpreted. They may not supply direct commands, general obligations
and prohibitions, but may operate more indirectly. For instance an enlightened person, a role

model, a person following Tao, would act this way, not that. (Taoism, like certain modern

ideologies, eschews deontic judgements.)
Paradigms are absorbed and they guide practice. They commonly form part of actors'
worlds; they are certainly part of actors' programs for practice and considered action in a world.
In a
then, they are things, programs actors carry round in their heads; so heads (or rather
consciousnesses) have to be changed, nor rolled.
2. Proposed answers to focal questions: a preliminary classification of inadequate answers
and suggested remedies.
Most of the extraordinary range of answers proposed supply but a single source, and are

accordingly defective for this reason, usually among other reasons. Indeed it is not much of an
exaggeration to assert that virtually everything proposed, in a now extensive literature, is

wrong.
TABLE 2. Main tabulation of answers and remedies , in three stages.

D.
answer?

9

DI.

Ignorance

Relevant
information

Information
now available

D2.

Unintended consequences

Relevant
information

Information
now available

D2a

Faulty technique,
or technology

Repairs

Repairs already
made

D3

Deviation (from
theory, etc.)
Education (for failure
to limit deviance)

Adherence

a. Deviation
uneliminable, or
b. Adherence
no remedy

D4.

Systemic lock-in
(through poverty,
ensnarement in
market forces, etc.)

Trap removal

a. Explains
only certain
cases, and
b. Due to
paradigmatic
features

D5.

Insensitivity or
insensibility

Problem
apprised

Remedy tried;
background
ideological
blockage

D3a

When pursued, objections like those noted either force defective practice out as unsatisfactory,

or push it back to paradigmatic features.

proposed (among others)

single paradigm

an.S3V^r.y
Pl.

Christianity (mainstream
Catholicism)

Pla.

Protestantism and its ethic

P2.
P2a

Cartesianism
Dualism

Scientific enlightenment, or
alternative (Eastern) religion

Monism
Anti-dualism
Modified holism

P2b

Mechanism

Organicism

P3.
P3a
P3aa

Substance metaphysics
Possessive individualism
Personalism

Process metaphysics
Non-reductionism
Transpersonalism

P4.

Capitalism

Socialism

P5.

Industrialism

Pre-industrialism (romanticism)
Post-industrialism

P5a Technocratic bureaucracy
P5aa. Transnational business

P6.

Enlightenment

Anti-enlightenment
Anti-materialism

10
P6a

Materialism

Spiritualism

P8.
P9

Patriarchy, andocentrism
Human domination
of humans

Feminism
Anti-domination
(anti-hierarchy)

Observe that what some have proposed as remedies, others have seen as sources; remedies
proposed tend to share defects of sources.

of this paradigmatic sort (but with the paradigms often subject

PS. Furfur
specific or partial) include:

Typical
Platonism
Leibnitzianism
Kantianism
Anglo-American philosophy^
Utilitarianism
Economism (economic imperialism as

suggested

New metaphysics
New metaphysics
Consequentialism

Continental philosophy
Alternative ethics
New social science; ethics

contrasted with straight economic roots)

-TO on.
A very rough

Contractarianism

Consequentialism

Domination transfer
Human nature (esp. aggression)

Domination removal

Adolescencism
Infantilism (from Freudian physchology)

Maturation
Maturation

runs as follows: draw up a potted list of mayor movements and factors in

dominant Western thought. Then many—perhaps it is not excessive to say mo^r—entries in
that list will have been nominated, likely separately, by someone as the source of the problems.
That list accordingly continues (even including, sometimes, entries like Taylorism, i.e.

reorganisation of industry along lines popularized by Taylor), but what is included is

representative of the important and more interesting answers to be encountered. There are other

allegedly nonparadigmatic answers however, varying from interesting to crazy, that should also
be taken into some account, for instance answers like Shepard's challenging answer. Although

Shepard dismisses ideologies, what he offers is a further ideosystem, of similar dubious or false

cast. Strange answers include pushing it all back to human

(thus not only Shepard,

but also Fox, and Ehrlich and other gurus with insistence upon 'mental maladaptation').

12

The mainstream form, analytic philosophy, appears to comprise empiricism-cum-utilitarianism
in Britain, tempered in America by pragmatism.

11

Basically, there is something wrong with a society that does that to its habitat. It is sick
—in a popular sense, yes, it is sick. It is the slides that follow, however, along psychological
routes, that are to be resisted. One slide begins invitingly: As it is not literally sick, well not

physically usually, it must be
sick; that is, sliding further and fast, insane or mad. But
the sources of mental sickness lie in childhood (as Freudianism erroneously insists). The slide
continues to: what we have are immature societies, frozen at an early stage of development. No

doubt there is somef/nng to the theme that dominant societies, USA especially (which now
influences so much in other cultures), are locked into youth culture, a sort of late consumptive
adolescence. 13 No doubt, too, that maturity—but an environmental maturity—is desirable,

even mandatory.
Meanwhile, immaturity is fostered right through human life. Considerable effort is put
into trying to induct older people, who are often marginalised, into active consumptive society,
to spend their money through tourism, on new compact housing, in those most wasteful of

modern institutions such as airliners and hotels, hospitals and old-age homes, and so forth.

3. Documentation as to some of the acclaimed purer sources.
Like the lists of proposals and intricated paradigms, the documentation too is somewhat
perfunctory, tending here and there towards notes. Of course there are excuses. While whole
theses could be spun out on several of these topics, already beginning to elicit such treatment, a
prime objective here is different from usual: neither to convict, nor to clear or excuse, but to

partially implicate most items cited in the main tabulation above. Consider, in brief, some of
the usually accredited sources:
*
region, above all Christianity. The theme that the source of ecological problems,

The historical roots of our ecological crisis', are to be found in Western religion, and
specifically in The Judaeo-Christian belief that mankind was created to have dominion over
nature', was repeated in a particularly pointed and subsequently influential way by White. 14

One helpful summary of White's line of argument runs as follows:
Allied with technological and scientific developments, orthodox Christianity
has produced arrogant exploitation of nature, and a contemporary ecological
crisis. White's thesis is that the West's successful science and technology
developed between the 8th and 12th centuries — it is much older than the
scientific revolution though it was not until about 1850 — following the
democratic revolutions — that the science and technology were combined to
produce truly immense powers to change nature. The early development,
however, was paralleled by the development of exploitative attitudes to
nature which seemed to be Tn harmony with larger intellectual patterns',
namely the victory of Christianity over paganism. This destroyed the
animistic beliefs whereby men thought twice before they plundered and
destroyed natural objects. It substituted instead a faith in perpetual progress,

13
14

It interestingly matches the locking of primary production systems into pioneering stages such as
preclimax formations. Shepard's dialectic is investigated in more detail in the Appendix .
White's article has generated an enormous defensive literature, primarily from Christian
apologists, but also from softer environmentalists and from testy historians of ideas. The whole
area looks in danger of disappearing from intellectual view under a heavy blanketing snowfall,
snowed.

12

a belief that God designed nature for man's benefit and rule, and that action,
not contemplation, was the correct Christian behaviour. Science formed an
extension of theology (for to know God you had to find out how his creation
worked), and technology provided the active means to carry out God's will.
Because today's attitudes are essentially inherited from Christianity, then it
'bears the burden of guilt" for contemporary ecological disruption.^
What has happened with the divisive charge, advanced by White, that Christianity was

the prime source of environmental problems, is particularly instructive. In an attempt to diffuse
the charge Christian apologists pointed to, what there undoubtedly were, recessive strands or

isolated seeds in Christianity which were much more environmentally benign (though some
such as stewardship, which has evolved toward total managerialism and sustainable

development, have proved increasingly problematic). That does little or nothing to meet a more

sensitive and telling criticism that mainstream (or dominant) Christianity has much to answer
for as regards destruction and degradation of natural environments.^ Similar responses are
apposite for attempts to exonerate their wider sources, such as Western philosophy.

Against the sheeting of responsibility to religion, dominant forms of which should
undoubtedly cop
heavy criticism, it has been contended that
philosophy ... is the primary source of most Western ideas [and] is ...
for the ideas and attitudes that inhibit environmental protection
today.... Religion ... though often criticized ... as the chief culprit, has played
a much less fundamental role. Most of the environmentally offensive ideas in
Western religion originated not in religion but in Western philosophy.^

* CZa-y-sica/
above all the peak philosophies of Plato and Aristotle.
Greek philosophers approached natural phenomena in a way that (1)
prevented the development of an ecological perspective, (2) discouraged the
aesthetic appreciation of the natural world, and (3) promoted a conception of
reality that made the idea of nature preservation conceptually difficult, if not
impossible, is
More sweepingly, they set Western philosophy on a ruinous environmental course, a course

accentuated with the appearance of modem rationalist and empiricist philosophies.
*

/2/nZ(?.y6)/7/ry.

The dominant modern environmental approach is sometimes

Pepper pp.44-5. Pepper then embarks upon the murky story of alternative interpretations of
Biblical data and the Christian tradition, dredged up by a series of White's critiques. The issue
continues to be debated; for an older survey of traditions see Passmore, for a challenging recent
contribution to the debate see Callicott.
Each religion is multistranded. But we should look hardest at dominant operative forms: Ask,
not merely what they say, but what they Jo, and woM/J do. For an outline of just such a telling
criticism of mainstream Christianity, see Singer esp. pp.265-8.
Hargrove p.15. Certainly the sort of message that Pentecostal missionaries even now try to
preach to resistant Australian Aboriginals, that the earth is just filth, mere rubbish, can be traced
back in direct line to Plato's attitude to the land, an attitude Hargrove and Plumwood help
expose.
Hargrove p.21. Hargrove's claims may appear to have been confuted by Attfield, but really,
while they have been subject to minor qualification, they have been highlighted. There is a
much fuller story still to be told about classical Greek philosophy reassessed environmentally, of
the very different roles and impacts of Plato (with his unearthly philosophy), of Aristotle (with
his earthier chauvinism), of Stoics and of Epicureans, and of neo-Platonists. For a modest
beginning, see Plumwood on Plato, Toulmin on Stoics as contrasted with Epicureans, and
Glacken on lesser or lost Greek strands.

13

denominated Cartesianism, or the Cartesian Technocratic paradigm, in honour of Descartes,
upon whom (as a conveniently select individual from a swag of like-minded people) several of

the leading themes and ideas can be pinned. 19

While Descartes was undoubtedly

extraordinarily influential, so were others; Newton for one, Locke for another. The paradigm is
accordingly better denominated the Atomist-Empiricist-Technocratic paradigm, or some such.
Evidently it substantially overlaps other modern ideologies, such as that of the Enlightenment,
widely implicated as major sources of environmental problems.
*
While some conglomeration of the preceding sources and others

(some potted history of Western metaphysics, so to say) may be offered, more often what is

presented is some selection of Western metaphysical elements. Here is one example, plainly

exhibiting a heavy Heideggerean influence:
The roots of our environmental problems lie in Western metaphysics. For
metaphysics, Being is presencing; no allowance is made for any other mode
(sheltering, declining, concealing). Once metaphysics has established the
absolute dominion of the present over the not-present or no-longer-present,
the way is paved for the scientific method, with its emphasis on replicability
of results, predicability, quantification, and control. Nature becomes a
"natural resource" —and people become "human resources". The sources of
anthropocentricism, imperialism, colonialism, sexism and consumerism can
all be traced back to metaphysics.
Western metaphysics has more or less conquered the world, and there is no
going back. Western metaphysics is more than simply a false consciousness
overlaid on top of "authentic" experience. Being changes historically, and
metaphysics is the index of that change... Metaphysics has a conquering,
exclusive imperative, ... and different [former] modes now exist only as
vestigial traces. They cannot be resurrected through ancient wisdom, native
healing, goddess worship, or any other supposedly intact, dormant system.
We cannot create a "new order". That would simply be another form of the
Will to Power... We can—and must—turn away from the dominant rhythms
of western metaphysics if we are to avoid the nihilism of a perpetually
ensconced technocratic rationalism. 20
An alternative to turning entirely away from Western metaphysics, consists in combining

rejection of standard Western metaphysics (or, less sweepingly, of dominant metaphysics,
characteristically individualistic and atomistic) in favour of development of recessive traditions
or mere Western seeds. Such a more sophisticated approach, also critical of Western
metaphysics, with atomism a main villain, is pursued by those who promote instead process or
plenum metaphysics.21
For encapsulation of the Cartesianism paradigm (a dominant dualistic form), summarising
Drengson's exposition, see RP, table 5. Drengson, for one, has helped portray Descartes as the
environmentally evil genius (or demiurge). That some orthodox philosophers, not merely
maverick philosophers, are now rushing to the defence of Descartes should be seen as entirely in
keeping with the character and roles of Western philosophy.
Undisclosed source. Amusingly, I have seen myself accused of 'rejecting] in its entirety
mainstream western philosophy and science, ... seen as the cause of the [environmental]
problem' and instead basing my 'ecocentric values on Eastern philosophies' (thus Bellett). This
charge was levelled on the strength of a peripheral exercise on classical Taoism and Deep
Ecology (now included in UTD).
For the first process option, see Gare; for the second, where the plenum is that of a holistic
relativity theory (more exactly holistic relativistic geometrodynamics), see Mathews.

14
*

The source of problems lies in The intellectual heritage of the Enlightenment'

(e.g. Dobson). Of course the main doctrines of the Enlightenment substantially overlap those
of modern mainstream philosophy and of Descartes' philosophy (but they shed dualistic and
theistic scholastic hang-overs).
* CapzfaZfym. The assumption that capitalism is responsible for environmental as well as social

evils, widespread until recently in state-socialist countries (when their own records were

revealed), can be traced back to Marx. According to Marx, with capZr^ZZym
for the first time, nature becomes purely an object for humankind, purely a
matter of utility; ceases to be recognised as a power for itself; and the
theoretical discovery of its autonomous laws appears merely as a ruse so as to
subject it under human needs, whether as an object of consumption or as a
means of production.22
But, as observed, a main embedded theme had appeared in earlier philosophy; for instance, the

idea of nature as purely an object for humankind, was advanced in Aristotle: 'Now if nature
makes nothing incomplete and nothing in vain, the inference must be that she has made all
animals for the sake of man'.23 Aristotle adopted a similar stance on nature as on other species.
The theme was to be oft repeated in subsequent Aristotelianism, and reiterated apparently in

shallower Stoicism.

But the subjection of everything to MfZZZ/y, no doubt a relative of

capitalism, appears to be a distinctively modem contribution.

*

Zn6?M.yfrZaZ jocZ^fy or Z/t^My/rZ^ZZym. Modern ZwJMyZrZ^ZZ^m ('the smooth­

superhighway of industrial progress') is the source, such is an extraordinarily popular theme:
'... the root causes of the present crisis lie deep with the very foundations of the industrial
paradigm'.24 Similarly 'roots [of] the environment crisis ... go deeper to the foundations of
modern industrial society'.23 Again, 'the structural roots of the environmental crises [are found

in] industrialism, in commoditization, in commercialism, and in competition and greed'26 The
popular theme, that industrialism is the source, tends to confuse mere means— industrial

technology can without any doubt at all vastly facilitate environmental degradation (as well as,

It should not be overlooked that some of those who nominated
meant thereby
jpara^/gm or /yaraJt'gwM or an equivalent. But what they may gain thereby in verisimilitude, they
tend to lose in confusion.
p.409f.
Aristotle, Po/Zf/cs, Book 1, ch.8.
an inference, you might well exclaim. See further
Hargrove p.25.
M. Gabriel, 'How "attitudes and implements" have brought us to "the end of nature"', a paper
presented at UNE Environment/ Poroe/igm^ Conference, April 1993. Gabriel proposes a
managerial resolution: 'for us to learn to manage both our relationship to our environment, and
more broadly the environment itself (quotes from abstract of paper). This amounts to the flip
side of an old problematic record. For the "solution" derives from the same defective box as the
evident problem.
Gabriel
Similarly industrialism is assumed as the source throughout McLaughlin (the
theme pervades his book) and as the root of the modern problem in Marshall (p.5ff). While
seriously astray as to roots and sources, those critical of industrialism have a significant case.
For, as well as functioning as a major inflator of intact problems, industrialism has helped
generate side problems of its own, as with new types of chemical and nuclear pollution.
Editorial in 7%^ Eco/ogMt, Jan-Feb 1992, p.2.

15

less satisfactorily, subsequent clean-up and environmental repair)— with sources and causes,

what directs and powers
uses of industrial technique and practice.
* Economic growf/t or economic JeveZopmenf. 'According to a common and currently
influential diagnosis, the environmental crisis has essentially economic roots'.27 One
widespread misconception is that economic growth is the source of environmental problems.

The assumption is astray for several reasons. For one, growth is at best a proximate cause,
itself in need of explanation. More importantly, growth may occur in sectors of an economy,
such as information technology or religious or artistic services, which have little or no

environmental impact. Also conversely, an economy which fails to grow, but is desperately

trying to survive, may exact heavy environmental costs (e.g. the forests are clear-felled to pay
for continuing employment). No doubt though,
economic growth is intimately intricated
with proximate causes of environmental problems (through environmental impact equations).

Similar considerations tell against the familiar proposition that the source of the problems
is economic development itself or, what is different, the entrenched model of economic
development. While it is no doubt correct, and important to emphasize, that 'the Western
model of economic development, far from being the solution to" environmental and social

problems, is 'actually fuelling' them, it is not the sole or distinguished source of the
problems. 28
*
nafMre. '... the roots of our ecologic crisis reach beyond the variable topsoil of

intellectual history, whether Eastern or Western, into the common substrata of human nature
itself.'29 What such "nature" amounts to and how it functions as roots, both commonly left

obscure, turns upon background hypotheses as to the nature of this nature. Different false

27

28

29

Goodin, p.573. While not contesting the theme, Goodin does continue: 'the problem is not just
that there are too many people, or even that they are enjoying too high a standard of living. A//
r/mf fy
too, of course. More fundamentally, however, problems of environmental
despoliation are said to derive from skewed incentives as they pursue their various goals'
(p.573). That too will be seen to be seriously astray, though it contains large grains of truth; it
presumes unchanged the prevailing economically-skewed dominant social paradigm.
Both socialists and other opponents of capitalistic conspicuous consumption tend to select the
living-standard component of the main environmental impact equation as the source of the crisis.
Thus Cuban luminary, Castro, in a recent stunningly succinct speech: 'Less luxury, less wastage.
Otherwise it will be too late'.
Quoting claims of E. Goldsmith, advanced in an interview in For^f arx/ Fir;/ 273 (August 1994)
pp.46-7. The need for emphasis will persist while locally prominent political figures like the
present Prime Minister of Australia travel around the Earth with the hackneyed message that
only economic growth will solve environmental problems.
Seeing growth as the problem affords only a superficial analysis, like that of pointing to
overconsumption with which growth is interconnected. As deeper inquiry reveals, underlying
both issues of economic growth, employment and consumption, and alternatives taken, are
models, paradigmatic models. Growth is but a means to objectives assumed in the dominant
paradigm. A deeper analysis shows too why more growth will not ultimately solve relevant
problems.
Callicott and Ames, 'Epilogue: On the relation of idea and action' p.282 (see also p.281), in a
desperate and apparently unsuccessful attempt to reconcile the claim (repeatedly advanced in
their book) that Asian traditions of thought can make a significant contribution to much
improved treatment for natural and built environments, with 'the deplorable environmental
conditions prevailing in contemporary Asia' (p.280).

16
hypotheses, that humans are invariably driven by aggression, sexual or reproductive
imperatives, economic needs, yield different defective accounts. In Catholic orthodoxy such a

source, human nature, comes burdened with original sin; the source of a sweep of problems,

including now environmental ones, is "man's fallen nature". That astonishing source also

comes contaminated, as for instance gender biassed.
* Parriarc/ty. The source is patriarchy, and androgyny; problems derive from mistreatment of
women. 'Our troubles begin with the invention of male deities located off the planet'.30
'patriarchy is the source of the environmental crisis'.31 One sample linkage statement runs as

follows:

... there is a huge denial ... of the violence perpetrated on women both
historically and ... presently] and ... this is the same energy that, turned
against the Earth, is destroying the very life-support systems and rapidly
destroying the conditions that makes complex life possible. The fires that
consume the Amazon are the very same fires that burned 9 million witches
and I believe that there can be no solution of our ecological problems unless
we simultaneously address our gender issues.32
Patriarchy, as source, is evidently a special case of long invoked
themes:
* 77MW6W JommarzoM
q/
It is an extraordinarily widespread

assumption that the impact of humans (or, until recently, of Man!) on the environment, or
creatures or things in it, is a product of that of humans with each other, typically of groups or
classes. In misleadingly brief form, the source is social: Man's inhumanity to Man; and the

solution correspondingly is social. Unremarkably, this unlikely assumption comes in a variety

of different formsrearly, concerning the mistreatment of animals as an (inevitable) spill-over

from mistreatment of humans, recently concerning maltreatment of nature spilling over from, or

being one with, that of women. The fashionable assumption runs, in one form or another, from
Aquinas through Kant to a range of recent trend-setters, including Marcuse, Illich, Passmore,

Bookchin ... and some leading feminists. In particular, it is part of the very meaning of wcz'a/
an ideology shaped and championed by Bookchin: 'ecological problems arise from
deep-seated social problems'.33 On this theme among others, Bookchin simply follows a
prominent trend in social anarchism set by Kropotkin and his contemporary Reclus:
all see that the JornmoTzon anJ
q/
man L?
*
q/
* man Z?y man. Thus, 'Both Kropotkin and
q/
Reclus ... laid the foundations of a radical theory of human ecology.
Ecological despoliation was seen to reflect imbalances in human relationships
Quoted in Eckersley p.64, who develops and begins to assess patriarchical source themes. For a
more critical assessment see the sequel to GE.
See Seed, quoted in the sequel to GE; also Salleh (e.g. in EP3).
Jo/zzr
7992, Rainforest Information Centre, Lismore, 12. 12.91.
Seed's extravagant identity claims are but a dramatic extension of that popular tendency to
transform comparison and similarity statements into identity claims. Indeed reductionism often
reaches further, with attempted conversion of all relational statements into identity ones, along
with unrelational property claims.
Bookchin sometimes qualifies this central claim, with 'nearly all present', e.g. EP3 p.354. But
he is not strictly entitled to any such qualification, given his invariant theme that the domination
of nature always results from humans' domination of other humans (see e.g. Clark EP3, p.346).
The text EP3 contains a sizeable section providing a useful introduction to social ecology.

17

—domination of nature thus following from human domination'. ... It follows
that if domineering and exploitative human relationships can be avoided in
small-scale decentralised societies then such societies are also best for a
harmonious man-nature relationships
Domination and exploitation of one division by another can in tum be seen as a case of

dualism at work, between the one, the dominator or dominating class, and the other, the

dominated.
*A
*
o/

Environmental problems derive from operation of a set of connected

ideologically-entrenched and defective dualismsS
*
of environmental problems lie in educational systems.

Or if roots don't,
do. However, roots of environmental or social problems do not lie in
educational systems. ParAy of their solutions may however. For education is critical, for
instance, in correcting
to established satisfactory arrangements, such as,

so it is claimed, Enlightenment ideals or traditional ethical systems.^ Therewith we are
transported full circle back to defective practice answers.
4. A
on,
to, proposed answers
A main part of this exercise consists in a detailed critical commentary on the entries in the

main tabulation, and on proposals like them. Small beginnings are made on the exercise, in two
stages reflecting a major division in the main tabulation.
a J D. Defective practice answers tend to come from those who presume we are already in

possession of adequate theories, or what approximates them or supplies main elements of them.
(Such answers are also more liable to emanate from conservatives, opposed to new or radical
theories, advanced on the basis of inadequacy of prevailing theories in practice.)

Defective practice answers are especially popular in economic reaches. There was a time,

perhaps not past yet, when all market failures in the shape of negative externalities were passed
off as unintended consequences of economic activity. While "consequences" or outputs such

things as pollution certainly are, unintended they mostly are not now, without
'unintended' of its normal sense. For example, industrialists, apprised of conservation laws and
unsurprised by polluted wastes, who dump their waste where and when regulators and waste­

watchers are not looking, can hardly pretend that that output is an unintended consequence of
their industry. That should now be a

joke, itself with serious consequences.
Accordingly new ecological economics insists that we dig deeper—without however

exceeding economic settings or a shifting dominant paradigm—to discover why markets may

Pepper p.192, with internal quotation from Breitbart. Unfortunately it is all too evident, given
humans could so socially organise, that they could settle into harmonious small-scale
communities which retained but little of pristine natural environments.
Such a proposition obtains a much fuller elaboration within Plumwood. In an interesting way,
such a proposal can hardly be wrong, given the conclusion reached below that a set of defective
paradigms is at work. For evidently paradigms can be covered by dualisms, represented by a set
of them in each case, somewhat as numbers can be represented in binary terms, generated from a
basic two-oneness duality.
Thus Passmore, Attfield, and others. For a critical assessment of education, see GE

18

foreseeably fail and why environmentally rectifying technology is not delivered.37 where they
usually arrive, travelling within such unduly confined settings, is, like welfare economics

before ecological, at better regulated markets, with business set as before within frameworks of

plans and incentives, controls and penalties. Environmentally, however, such approaches do
not reach very deep, or tap into underlying paradigmatic problem-sources.
But these sorts of defective practice answers do not always derive from standard

economic sources. A deviation-style answer is much favoured by Marxists to explain failure,

environmental and other, of the former Soviet Union and other Eastern block countries; namely
that true, or authentic, Marxism was not practiced. Unfortunately, even if it had been,

environmental consequences would be little better, given the heavy industrial commitments and
environmental shallowness, at best, of true Marxism.38 Differently, enlightenment liberals like
Passmore try to ascribe failures in Western environmental practice, not to any deficiencies in

mainstream theory, but to deviation from well established principles. Unfortunately adherence
to these "well established principles" is just one way in which the Earth will lose what remains

of its wilderness and remarkable diversity.
Now there are no doubt cases, past especially but also present, some resulting
(collectively) in extensive environmental degradation, where defective practice answers may be

correct. For example, there is harrowing case after harrowing case (brought together in texts
like
CAz/z'Wzon and AgrzcM/fMra/ Orzgz/M &lt;2n&lt;7 DAp^r^/) of degradation of prime

agricultural lands by imposed farming practices, where at least early on (before damage became
visible) ignorance and unintended consequences could be legitimately claimed. In most
historical cases we do not have enough information to be able to say with much assurance that
agriculture proceeded until effective collapse because of continuing ignorance, or because

practices were locked-in in one way or another, or because of sheer obduracy. But we do know
more about present agricultural practices, for example in more arid parts of Australia,

concerning both irrigated and dry-land agriculture. Many of these practices are undoubtedly
sharply degrading lands, and the consequences of the practices, which cannot plead or pretend
ignorance, are sufficiently appreciated. But the practices persist, and are encouraged by a

sweep of subsidies or concessions. No doubt some of the practitioners can reasonably claim
that they are locked into bad practices through circumstance, circumstances /tow beyond their
control such as financial pressures, unfavourable terms-of-trade, and so on, coupled with the

need to make a living. But some, such as companies controlling large tracts of land, can make
no such claims or excuses, nor can claim such things as family precedence, attachment to place,

and similar. Their obdurate practice has to be attributed to something else, most obviously not

37
38

Thus e.g. Jacobs, p.24.
it is surprising how much of the practice of later Socialist states is prefigured in texts like
Comm/mA?
Thus "industrial armies" are to be set up; credit, communications and
transport are to become state monopolies; "migrants and rebels" are to have their property
confiscated; and so on. All this runs contrary to much Marxist apologetics (as A. Urquhart, who
made those points, also observed).

19
deviation from theory, but commitment to an environmentally defective paradigm.

&lt;?(% P and PS. Dealing with defective paradigm answers is an even more complex, and vexed,

business. Let us try to condense main matters to a few broad
1.
Many of the (incomplete) paradigms listed are no?
for environmental
impasses. They may be seriously mistaken, they may have undesirable intellectual and perhaps
social effects, but a society could persist sustainably with those drawbacks. Thus, for example,
substance metaphysics (under modified Spinozism), dualisms, even patriarchy. The same

might even hold for materialism and mechanism, (assuming these practices can be coherently

made out, that depending on how differentiated ideologies and values are accommodated, and

so forth).
To illustrate: a metaphysics, of any sort, cannot be the whole story, because it does not,
on its own, account for action, anti-environmental or other. Without special bridges, link
principles, from metaphysics to value-intricating action theory, a sort of naturalistic fallacy

Thus subverted, in essentially Hume's way, are all the vulgar sources of
environmental problems which take them as derived from metaphysics of one sort or another.
operates.

Such a criticism does not however extend to more comprehensive paradigms which connect

appropriately with practice.
2.
While several—not just
—of the paradigms listed are sufficient—in the rzg/tf
(given long historical development, accumulation, and so on^9)—none are

necessary. Similar impasses could arise, and locally have arisen, given significantly different
paradigms;

for example given, instead of main Western trouble-making paradigms,

Confucianism or advanced Polynesianism.
At this stage in dialectic, green history and the like—bio-history, eco-history, and related

virtual histories (concerning what

Ponting's

have happened)—enter decisively. For instance,

Hilary of f/te WorM begins with a graphic account of the rise and ecological

fall of Easter Island under the impact of Polynesian projects. The work also conveniently
documents many other examples, well-known to biohistorians, of ecological degradation or
collapse,/hr from the influence of Western paradigms.^ An important example (much less

speculative than some of the numerous other examples because of a comparative wealth of
primary documentation) outlines the destruction of accessible Chinese ecosystems under

Confucian dynasties. What several of these examples—Polynesian, Mayan, Sumerian and

others—also reveal is that no very high level of technology is needed to inflict serious
environmental damage; persistence in pursuit of an ideological project (with nothing directly to
39

40

While it is easy to imagine ineffectual or incompetent tribes which live benignly
environmentally, by just muddling along, under even the worst of paradigms, that is not really to
the point. A pertinent tribe needs to have developed the structure which leads to problems, to
have the means, and so on.
Ponting's valuable though rather simple book is but one of several bleak texts. Another is
Hillel's, and there is a succession of earlier classic works by geographers: Lowdermilk, Dale,
Mallory, Thorp and others. In general however, geographers and historians do not dig deep
enough, to paradigmatic roots.

20

do with basic needs) will suffice.
Other cultures did wreak, or would (given the technology and numbers, both of which

some were gaining) have wreaked similar damage. For instance, deforestation, salination,

megafaunal elimination, and so on, were well established, and expanding, before (or effectively
outside) the rise of modern Western paradigms, or in extensive regions outside their influence.
3.

The list of paradigms, as so far assembled, is substantially Western in orientation.

Moreover environmental woes are regularly ascribed to Western sources — wrongly. For non­

Western paradigms have led, or would lead given the opportunities (including access to the

technologies), to outcomes as undesirable as under dominant Western paradigm. Witness
again Confucianism, for instance, and its role and influence in Asian regions. Confucianism

incorporates human chauvinism par excellence (as well as, some might say, Chinese
chauvinism).41 Or consider Islam, with its reach across the Middle East and beyond.
The main tabulation (of table 2) should accordingly be extended to take due account of

non-Westem paradigms, including for example:
Other Abrahamic religions

Islam
Judaism

Confucianism

Shintoism
Polynesianism, at least in advanced forms as on Easter Island.

What is "Western" is tending to blur also. Is Judaism Western, how western, or Islam? There
is also a tendency to suppose that more Western religions, Abrahamic religions, with their
intense monotheism, are significantly ideologically worse than non-Western. But the contrasts
are different and much more complex than that. A better divide is into monistic and pluralistic.

Even so, many undesirable social and environmental features are incorporated in, or

encouraged by, religious pluralisms from the Indian subcontinent.
4.
All the single paradigm answers are inadequate, all are too simple. Even so some are
less inadequate than others. It is the same, more or less, for the combined answers, often to be
encountered. For generally they represent but one thin cross-section of Western paradigms.

While all the single one-source one-shot paradigmatic answers, occur on their own, often
they are combined. For instance, although Descartes is often cited as a villain, more often
criticism of Cartesianism is combined with criticism of other concurrent ideological elements,
such as Baconian empiricism (less incompatibly, Drengson, for one, regularly combines

criticism of the technocratic paradigm with criticism of Cartesianism—though Descartes, for all
his rich and appalling thought, contributed little to the rise of technocratic organisation.)
Similarly Hargrove combines Greek philosophy, as original source, with modern rationalism
and much else.

41

Its net of effects extends widely. Consider, e.g., the role of Chinese medicine in decline of large
fauna worldwide.

21
5.

A general method of showing the inadequacy of all the paradigmatic answers tabulated,

and others, is familiar from logical theory: namely, the method of counter-models, of which the
counter-examples (under head 2) provide special cases. A presently important illustration
concerns /?&lt;2frz&lt;2rc/zy as a source of environmental woes. Counter-models reveal the substantial
of mistreatment of women and mistreatment of environmental items such as

animals or ecosystems. One the one hand, it is easy to envisage situations, not far from the

actual in some regions, where the lot of women is significantly improved, but the lot of
environmental items is not (e.g. men change their behaviour and attitudes relevantly as regards
women, are forced to change, or whatever); just such an outcome would accord with persisting
human chauvinism. More relevant, on the other, there are situations where the position of

environmental items is much improved, for instance under much more careful husbandry, but

that of women is not, for one reason or another (e.g. they remain other, different, second class,
etc.). It follows from the elaboration of such counter-models that patriarchy is not the source of

environmental problems, as there can be continuing patriarchy without the present range of

environmental problems (problems can dry up while patriarchy continues to operate). There is
no need to deny that patriarchy as (contingently) practised, with its sweeping supremacist

attitudes which make no due distinctions between inferior items, may be a major contributing
factor in present problems. Such slack contingent conjunctions do not convert to roots or
sources. Similarly with other social roots of environmental problems, for instance with human

domination of humans as the supposed source of all problems.
5. Towards a more satisfactory expianation.
Not only are the paradigmatic roots seriously intertangled (because of connections of one

paradigm with another, because for instance of heavy philosophical inputs into religious

paradigms), but further there is not a single defective paradigm. Rather there is a/wm'/y or

sheaf of paradigms, commitment to any of which, or any suitable combination of which, in

requisite circumstances, appears to have yielded environmentally untoward outcomes (requisite
circumstances including availability of technology, extent of social support, and so on). Within
that plurality there are of course gradations—and not only gradations but major differences—in

calibre, in environmental friendliness. For example, Cartesianism which regards animals as

mere automata incapable of feeling genuine pain, is significantly worse as regards other life­
forms and their decent treatment than a utilitarianism which positively values animal sentience.

The family is not exclusively Western, nor somewhat more plausibly Northern, even

though as a result of forces like migration, colonialism and cultural imperialism, paradigms of
these sorts now predominate. Paradigms and cultures of less "advanced" and of third world
communities have also operated to enhance environmental vandalism and degradation locally

and regionally.

Nor are major infiators of environmental problems essentially Western. Industrialization

and technological advance—neither intrinsically Western, both manifested in varying degrees
in other cultures—are, without much doubt, what have

environmental problems from

22
rather localised ones, damaging for instance islands and river catchments, to grander and even
global ones. They are the engines, powerhouses, of major problems, generating thereby spin­
off problems as well. But, once again, they are not deeper sources, but only means. (For again
push questioning deeper, and ask: why bother or persist with industry, the effort and dirt and

mess involved?) Nor, however, did they run on their own, nor do they continue on their own.
Such engines were not designed and built, fuelled and tended, independently.42 They evolved

primarily in the specially favoured culture of capitalism, though parallel developments could
have occurred, and later did, in other prepared and heavily controlled surroundings, such as
state socialism or post-imperial Confucianism. Now however these engines have been rendered

more reliable and less dependent on careful cultural support, and have been transformed to run
in less favourable settings.
Thus inflation can escalate from a multiplicity of prepared sources, thereby intensifying

problems and spreading them to larger regions. The intensification and spread is much

facilitated by the joint transfer of technology, industry and coupled problems from region to
region. As a result of transfer, inflation can occur within settings of quite different paradigms.
Even if the whole "West" went into a terminal decline, and its paradigms disappeared into

history, serious environmental exploitation and degradation would continue, driven by other

enthusiastic cultures. For instance, the West could in theory collapse through protracted war,

through pollution and congestion, or climate change and agriculture failure (there are many
unexcludible routes to catastrophic decline, outlined in "Limits to Growth" scenarios, that could

differentially impact on the West). Degradation would now continue however; there would be
only temporary respite from environmental crises.
While most of the conspicuous problems, awfully aggregated in contemporary

environmental crises, are accelerated by—what connects them—contemporary industrial
society, not all environmental problems are or have been of this sort. However, too many of the
other problems, such as destruction of rainforests by itinerant peasants, can be seen as by­

products or similar of the main generators. Thus, in the illustration, the peasants displaced by
agribusiness or absentee wealth-holders, arrived there on industrially-made roads opening the
forests, and often wrecked this damage using industrial machinery.

An environmental friendly culture has to be much more critical concerning certain types
of industrialization, and much more selective regarding technology than present dominant

cultures, Western or non-Western. A friendly paradigm would not only ensure much more

Lacking favourable ideological settings, earlier technological "break throughs" were not duly
developed: thus early wheels, steam engines, dyes, gunpowder, etc. Western cultures did not
enjoy a monopoly upon technology powerful enough, when massed, to induce global crises.
The picture of development of large-scale environmental problems being sketched bears
superficial resemblance to that now tendered for development of the early Universe, where, to
achieve presumed size, a source event, the Big Bang, was followed by huge inflationary
phenomena. Naturally the resemblance has limitations; for instance, universe inflation is not
terrestrially replicable in the way industrialization now is (hired or delivered off the shelf,
pollution problems and all, with a big price tag).

23

selectivity and care, but would sharply limit impacts of damaging technology and
industrialization. While there are such paradigms, on the ideas market, they mostly lack
sophisticated contemporary elaboration and they may be flawed in other respects. Examples of

more friendly paradigms, that do not lead of themselves to massive environmental problems

and crises conditions, include those now tabulated:
TABLE 3: Examples, some flawed, of environmentally friendly paradigms.
Oriental ideologies:
Taoism (classical)

recessive traditions,
now with tiny
followings and little
political influence.

Jainism

Indigenous cultures:
Australian Aboriginals (e.g. Aranda)
Amazonian Indians.

Western philosophies:

under certain
favourable
interpretations

old

Stoicism

new

Deep-green theories, such as deep ecology.

Given the remoteness of most of these examples from predominant contemporary life, and

difficulties with their wide adaptability, it is a short step to a familiar conclusion that new

paradigms need to be worked out soon. Much much more intellectual effort should be devoted
to such enterprise.
One upshot, then, is a rough classification of paradigms into two families, the second

large: environmentally friendly, and unfriendly. No doubt there is a small fuzzy residue class^
lying between major unfriendly and friendly divisions.
Environmental friendliness means more or less what it appears to mean, what a functional

break-down into components would yield: friendliness in approaches, practices and attitudes, to

environments, especially more natural environments, with friendliness including, as usual,

goodwill and kindliness towards (and substantially displaceable by these). As indicated, such
friendliness concerns not merely actual practices, but also attitudes held, as reflected in what

would be done in certain other sorts of situations.

Certainly a culture that manifests

unfriendliness, as a sweep of Northern cultures do, is unfriendly. But, as well, various
"primitive" cultures, whose practices are not hostile, for example because they lack means or
resources, energy or health, may nonetheless be unfriendly; for instance all members of a

culture hold thoroughly negative attiudes which they are in fact unable to put into practice.

43

In logical terms

perhaps as well as another residue class, hot/!.

24
It is not too difficult to explain in outline which paradigms will, if duly, diligently or

religiously practiced, lead to environmental problems and impasse.

Certain /hmz/y

c/zaracferMfi'c-y, of unfriendly paradigms are worth elaborating:
*
illustrated through Cartesianism and Confucianism.

More

generally, direct impact is illustrated by any idea-system which attributes little or no value to
natural items, and typically much value to nature transforming or interfering human (or elite)

projects, and whose themes are linked to practice. So it is with Confucianism, which is entirely
human focussed. 'Centering his attention on man in his present life, Confucius had as his goal
the achievement of a good society characterized by harmonious social relations.'44 The outside
world, the natural environment, was of no moral significance. It mattered only instrumentally,
to humans. Descartes went further. Human bodies too were automata, complex machinery.

'The exception is [mznJ, or specifically]

and its external manifestation language: this

alone cannot be explained mechanistically—a thesis which leads Descartes to assert a
fundamental divide between human beings and "the beasts"'.4$ The remaining world, the
natural environment—lacking humanity, thought, mind—was again of no moral significance.
It possessed derivatively only what value and meaning humans, or minds, chose to confer or

project upon it, typically little or none.
Since, either way, any way, a natural environment devoid of humans has no thoughts,
purposes or interests, no value or meaning of its own, it could hardly matter what happens to it.

It could be regarded and treated, justifiably, as nothing but a reservoir of resources for humans.
Cartesians drew just such conclusions; similar conclusions derive, by one route or another from

Platonism and Pentecostalism, and are implicit at least in Confucianism. Descartes again went

further than some others. His practices and methods, like those of Bacon, were 'aimed at
making men the masters and possessors of nature'.46
Untowards effects result through linkage of ideological theory to heavy practice. Link
principles, reminiscent of "correspondence rules" used in explaining applications of scientific

theories and normally included in comprehensive paradigms, connect the theoretic level to
practice, they also serve to activate otherwise inoperative or uncoupled paradigms. Such

principles may take the form of directives; familiar examples include maximization directives,

such as maximize personal fun, tribal utility, national interest, or state GNP.
*
com&amp;z'nafzon
illustrated through Leibnitzianism. Any which yield satisfaction
of all or enough elements of the consumption impact equation, and so would generate excessive

impacts. To illustrate, consider what might be called

in honour of Leibnitz's

fragmentary ideology. Leibnitz was substantially committed to all of human population

46

Reese p.102 For much more on the geographic impact of Confucianism, as also compared with
other (Asian) paradigms, see Tuan's investigations.
Cottingham p.15. The utter invalidity of Descartes' argument (reported in Cottingham) to this
divide is now comparatively easy to expose, given almost 400 years of hindsight. There are no
such status divides—just as flamboyant forms of deep ecology maintain.
See Descartes,
V7.

25
growth, unfettered technological advance, and human lifestyles of consumption,^ in short, to

precisely those factors that combine in the impact recipe to produce excessive human impacts
upon environments. However neutral Leibnitz's metaphysics, his monadology, may have

been—by contrast with Plato's or Descartes', both of which explicitly devalued much or all of

the natural world—Leibnitz's wider ideology is linked indirectly, through impact equations, to
damaging effects.

Some imagine that this oblique formalistic detailing, through direct and indirect classes,
can be simply cut through, retaining plurality and so forth. Surely environmental friendliness is

nothing but environmental depth? While the suggestion points in the right sort of direction (for

the relevant sort of depth) it too is astray .48 Depth is neither necessary nor sufficient. Take the
move plausible sufficiency half, plausible because depth helps, no end. Nonetheless depth can
be achieved in macho ways (as ecofeminism has emphasized against deep ecology), ways

which may not be altogether friendly to less favoured species, groups or habitats. For example,
depth can be satisfied through due selection and support of some super species and magnificent

habitats—requisite environmental impartiality (and reflected justice), critical for friendliness as
intended, being neglected.49 Still less in depth necessary. For kindliness can, both in principle

and in practice, extend far beyond humans, still ranked top, to much more of "creation". Such
extensive kindliness, observed in some humanistic humans, appears to be exhibited in some

sects and tribes not committed to depth, and it could well be considerably more widespread,

under changed but not deepened ideological conditions. Naturally, however, deepening would
afford an obvious, and excellent, reason for change.
As friendliness is not tantamount to depth, nor similarly is a prime part of what explains

depth, recognition of intrinsic value in nature outside humans. Some animal liberationists who
display high regard for creatures with capacity to suffer, show little goodwill towards forests

largely unpopulated by such creatures. Conversely, though shifting ground, an environmentally
friendly society may hold that value is but an anthropocentric construct, merely projected onto a

basically neutral world.
All the same, aspects of depth are normally reliable indicators of environmental
sensitivity and friendliness, and inversely, aspects of shallowness (as investigated in authentic
deep ecology) marks of unfriendliness.

Shallowness will work out satisfactorily

environmentally only with what is now rare (given ideological dominance), a right mix of

humans; and its any longer working widely is implausible. These reliable marks include such

familiar features as

For requisite details, see Aiton. The case against Leibnitzianism is developed in a sequel.
As to the relevant sort of depth, see GE. Other accounts of depth are also proferred in deep
ecology, some of which relate to the present exercise. In particular deep questioning should lead
to paradigmatic roots, to Naess's "total views".
Herein lies another reason why something like biospecies egalitarianism is essential in deep
ecology; such a requirement needs, not dilution away (as has happened in American and
transpersonal deep ecology), but rectification.

26

* short-term framework.
* devaluation of natural items as against human elements or artefacts (typically exhibiting
human chauvinism); and, as a corollary of heavy devaluation,

* entitlement to domination, dominion over nature;

* appropriation of nature, its conversion to property.
* maximization assumptions concerning personal or societal aggrandizement, utility and size,

coupled with grand projects.
* technofix approach to environmental problems.
Friendly paradigms will tend to mverf these features. An environmentally friendly
paradigm can be expected to yield environmentally significant corollaries, such as the following
samples:
* an end to degrading primary production; instead ecological forestry and ecological
agriculture will come to prevail.
* a strong selectivity regarding industrialization, which weeds out damaging forms.

* a calling off of grand ideologically-grounded projects, interfering with or damaging natural
environments, such as major dams, river diversions, demolished islands (e.g. for airports), new
mountains, terraforming, extensive rainmaking, climatic interference, and generally the sweep

of "playing God" projects. A little of this sort of unfriendly technology can go a very long way.
As unfriendly paradigms are decidedly plural, so likewise are answers to questions as to

why agents adhere, or continue to adhere, to environmentally unfriendly paradigms. Some of

the diverse answers match answers already encountered in the main tabulation. Reasons are
psychological, social and cultural (with a familiar circularity here encountered), and include

considerations of the following sorts and others: because that is how things are done, or have
always been done; because needs can be met, perhaps only met, in that way, so it is believed;
because there are no alternatives, or none seen, perhaps because none have been sought;

because negative outcomes can be overcome, or do not really matter; and so on.
A short answer can now be ventured to the focal questions: Because, in one way or

another, most agents are bound to—locked into, committed to, captured by, or just passively go
along with—environmentally unfriendly paradigms. As a result the (long-term) health of the

rest of environments does not matter, or matter enough.

6. Glimpsing an entertaining corollary: an unfavourable report upon dominant
philosophy.

It will hardly have escaped notice that virtually all dominant philosophical roads lead to

Rome, to environmentally unfriendly paradigms.

Stripped of metaphor, there are

environmental conditions of adequacy, which most philosophical systems fail to meet. In an

environmentally friendly new world, most philosophy that is remembered, indeed most of the
humanities, is destined for scrapping. Prevailing philosophy is a serious impediment to

satisfactory environmental outcomes. Predominant philosophy, not just Western philosophy,
has by and large been bad environmental news.

27
It may be insisted that philosophy can make no difference, for instance to environmental

practice. It is not an expression of basic needs, or of any such practical matters. Exceptions to

such practical bravado have however to be recognised almost immediately; philosophy soon
enters for organizational, justificatory and explanatory ends. That concession still grossly
under-estimates the extent to which ideas, and more generally paradigms, influence and even

govern action and practice, especially reflective and rational action. The substantial point is not

therefore removed through any alleged practical impotence of philosophy.
Mainstream philosophy has supplied, or mightily assisted in supplying, dominant
unfriendly paradigms under which environments labour. Of course not everything has to be

trashed, as even defective enterprises or evil projects may include decent part or worthwhile

features; much can be salvaged, arguments, subtheories and so on (and with intellectual tipping

there need be little material waste). Nor therefore is it as if an entirely fresh start has to be

made. As well as salvaged bits and pieces (which need to be carefully tested for soundness),
there are brash new alternatives such as authentic deep ecology, and there are recessive
paradigms and neglected traditions to peruse for suggestions, for inspiration, and perhaps to

rehabilitate.

Richard Sylvan
*
APPENDIX. On Shepard's approach to focal questions.
A remarkably sustained investigation of the focal questions is found in Shepard s

intriguing books. In his TVafi/re anJ
he considers and quickly dismisses many of the
stock responses to focal questions suggested by contemporary luminaries (or by himself in

earlier work), such as lack of information, faulty technique, insensibility, greed, political
inertia, change to agriculture and settlement,^... . He would (and should, for his eliminative
argument) have also dismissed industrialization, state and corporate control, and so on.
More disconcertingly, for present purposes, Shepard claims that 'a history of ideas'

similarly no doubt a story of paradigms—will not serve; for it 'is not enough to explain human
behaviour' (p.3), it 'seems too easy and academic' (p.3), itself an easy and superficial criticism.
But if, for instance, the 'dictum that nature should serve man' and 'insistence that animals feel
no pain' should become widely entrenched, then they may well impact heavily on practice, as

accordingly appears to be the case. His slight further argument appears to miss the intended
*

^0

An earlier, even rougher version of this article was presented at the Environmental Paradigms
Conference, University of New England, Armidale, April 1993. It would not have been written
without its solicitation for the Conference; also it might well not been thought through in
fashionable but confining and perhaps misleading paradigmatic terms.
A subsequent working draft has benefitted, slightly, from comments from very unimpressed
reviewers. Thanks certainly to Holmes Rolston for helpful comments.
No doubt a popular picture of human social changes with agriculture and settlement is simplistic:
that before societies lived in harmony, afterwards they did not. But it is also too simple to go on
to claim, as Shepard does, that 'the economic and material demands of growing villages and
towns are ... not causes but results of this change' (p.3). Some demands appear to derive from
factors, such as population pressures, which were among causes of the changes.

28
target: 'The meticulous analysis of these philosophies and the discovery that they articulate an
ethos beg the question' (p.3).
it can reasonably be inquired? What is offered is but the

facile, false, 'ideas are impotent' consideration, fostered by thinking and operating in terms of
(e.g. lower p.3), rather than reasons and (rational) explanation, and encouraged through
an attempted move to (what is explanatorily inadequate) pure behaviour. For a simple example

of the familiar explanatory roles of ideas and paradigms, consider an alternative explanation

through them. The admittedly bizarre ("crazy") 'turning everything into something man-made
and [or] man-used' (p.5) is readily explained through dominant paradigms:

is the way it

acquires value, otherwise it is worthless. There is no need at all for psychopathology here.
Correspondingly Shepard briefly reviews and rejects several of the very partial, and often

hopeless, solutions suggested under stock responses to focal questions such as making
information, or better information, more widely available, bringing people from all walks of life

together, encouraging conviviality, hitting problems with smart technology, practicing
conservation, and so on.
Shepard's own resolution is more readily reached from a further (meta-focal) question
that he proceeds to ask: why do humans per-yfyf in degrading their habitats once sources and
solutions are made
He effectively argues by elimination: other sources (read as

causes) do not succeed in providing an answer; but 'the idea of a sick society (which he leaps

to, without argument, p.4) does. Wrong on both counts: On the first because a non-causal
explanation in terms of ideological wiring can provide answers (listen to politicians,

representative of the people, again, just a little time). On the second because some industrial

societies are not sick in a normal sense (though .yome may be), rather sickness has to be yo
redefined (such low redefinitions are among underlying subplots^) that having certain
ideological commitments that are carried into practice counts as "sickness".
So it is that Shepard arrives at his
of 'general, culturally-ratified distortions of

childhood, of massive disablement of ontogeny as the basis of irrational and self-destructive
attitudes towards the natural environment' (p.ix). Succinctly, 'there are profound psychic

dislocations at the root of modern society' (p.xii). Psychic disorders have evolved: 'over the
centuries major institutions and metaphysics might finally celebrate attitudes and ideas

originating in the normal context of immaturity [or] ... adolescence ...' (p.15).
Having glided easily and invalidly to the idea of sick societies, in a mere three pages,
Shepard proceeds to diagnose in more detail the nature of the alleged sickness.52 It supposedly
arises, like other psychopathy with which it is immediately associated, in infancy, and is
51

52

For trickery through redefinition of sickness and madness, Wisdom has already prepared us.
Observe that Shepard's redefinition of sickness to include sick (i.e. debasing and devaluing)
practices with regard to natural habitats (and conjoined therewith, to, older people) does not
leave no contrast classes. For there remain benign 'relic tribal' societies, such as the Manus,
Crow and Comanche, Aranda and !Kung San (p.xii), 'people who feel themselves to be
rather than
(p.6 empasis added)—an elegant analogy.
'The idea of a sick society', which as Shepard confesses (on p.4) is hardly new, is reached on the
third page of the main text.

29
manifest in life-long immaturity, with whole societies stuck in a kind of destructive
adolescence. No doubt there is something to some of what Shepard describes in child and
person development (not the 'private demons' and so on) or might well have described. There
is evidently, conspicuously in "new world" societies, wide commitment to a shallow juvenile

culture, adulation or imitation of immature media and sport models and flawed authority

figures, marginalization of the elderly, and so on, coupled with hyper-activity, violence and
vandalism. But, like political commitment to extensive economic activity, this is hardly
satisfactorily accounted for through psychopathological reduction, concentrating the whole
social problematic in the ontogeny of individuals.^^ A superior explanation to widespread

individual psychic disorder proceeds through ideological commitment, that industrial humans

are raised and educated in, inducted into and committed to, defective ideologies, without
coming to know or properly experience alternatives.
The 'portraits of maturity' alluded to likewise appear individualistic and culture-bound,

resembling those of deep ecology, directed at embroidery of person and self, through personal
growth and identity, wider identification and relatedness, self-realization.$4 They are not
exactly those of older and ecologically wiser societies. They do not reveal ecologically mature

mixed communities.
Furthermore, comparisons with relic tribal societies, which are important, can be
decoupled from psychopathological analysis and reduction. Different lifeways, commitments
and ideologies, are what they are and do not all reduce to matters of mental health.

Undoubtedly we can learn of and from these different societies. We can still witness 'smallgroup, leisured, foraging life-ways with[in] natural surroundings. ... there is the rub—... for us,

now, that world no longer exists' (p.14 rearranged). Nor is it really true that such a world is no
longer accessible to most of us; more leisured small-group ways can be retrieved, some natural

surrounding can even now be restored.
In a curious fashion, Shepard has managed to invert likely causal relations. While a

certain interaction can no doubt be conceded, it is not so much human ill-health that is leading
to environmental degradation, but rather environmental degradation, generally brought about
for other reasons, that is increasingly leading to human ill-health, and in the longer term causing
erosion of life-support systems.

53

54

A psychopathic reduction is in part made plausible by reexpression in medical or psychological
terms of what would better be otherwise expressed. Consider, for instance the language of the
following clever paragraph, which infiltrates much with no argument:
'The person himself is, of course, caught between his inner calendar and the surgeries of
society. His momentum for further growth may be twisted or amputated according to the
hostilities, fears, or fantasies required of him, as his retardation is silently engineered to
domesticate his integrity or to allow him to share in the collective dream of mastery' (p.16).
But the trapping of agents between inner directives and social conditions and demands, or
between rival ideologies, can be retold in different, less medical and metaphorical terms.
Cf pp.12-14. Likewise there is a conservative underlay, more oppressive than that of deep
ecology: insistence on 'one particular mother' (p.7) even suggestion of unsatisfactoriness in
'taking mothers off to work' (p.15)!

30
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                    <text>TAOISM AND DEEP (ECOLOGICAL) THEORY:
a preliminary object-theoretic investigation.

There is a remarkable, and remarked, convergence of themes of deeper ecological

positions, such-as Deep Ecology, with those ot Taoism, i Given that Deep Theory has not
received adequate elaboration in important directions, particularly metaphysical and political

directions, the older wisdom of Tao can be profitably drawn upon to elaborate and enrich
deeper positions. Where Taoism does diverge from Deep Ecology (our working example

since it is presently the best known deep environmental theory) concerns some of the weakest
and most controversial parts of the Deep Ecology platform, such as the theme of Biospheric

Egalitarianism, the equality of all (living) beings.2 Thus Taoism can also provide a base for

1

The connections are remarked in some of the prime texts for Deep Ecology, for which see
Devall and Sessions (and therein p.100), and also CD. Not all the connections assumed in
Deep Ecology sources are correct however; in parucular Taoism does not deductively deliver
the platform of Deep Ecology. At most it informs the platform, which it would, if taken
seriously, after.

2

A critical exposition of Deep Ecology, which surveys the main themes, is ventured in Sylvan
CD. In several significant respects, Taoism offers a (retrospective) improvement on Deep
Ecology, being free of the excessive junk Deep Ecology has quickly accumulated. Fortunately
for those averse to intellectual junk such as environmental thought tends to collect (though
no doubt for later building or recycling), Deep Ecology is but one deep ecological position.
Another, presently being worked out in some detail, is Deep Green Theory, the ecological
part of a more comprehensive Deep Theory, which is intended to cover a much broader region
of philosophical ideas. Deep Theory includes, for instance, what adds to the depth, depth
relevant logic, intenzional object theory, and deep pluralism. As will begin to become
evident, Taoism proves to be a very congenial position for Deep Theory, and for Deep Green
Theory in particular. Thus it can most usefully be applied to illuminate Deep Theory, as well
as adding to its historical depth. But in this preliminary investigation, we become ^o caught
up in interpreting and explaining authentic Taoism, that we do not get to much explicit

elaboration of Deep Green Theory.
A corollary we want to draw from our investigations (preliminary though they are) bears
upon, and when developed may help to eradicate, a commonplace Western complacency and
smug superiority. A widespread, though usually subterranean, view in philosophy is that the
East really has little or nothing to offer. This view even extends far into environmental
philosophy (cf. Rolston's put-down). It is often part of cultural chauvinism; Western
scientific industrial culture doesn't have much to learn from other, generally more backward or
primitive or scientifically crude, cultures. The West is the cultural pace-setter, with the
information, resources, etc. Observe however that a nothing-new-to-offer position need not
reject old theories as worthless and not worth bothering with; in less brash form it can allow

�51
correction and adjustment of Deep Ecology, and an impressionistic guide to a more

satisfactory and richer deep theory. Taoism is throughout decidedly ecologically oriented; a
high level of ecological consciousness is built into it, a main recipe amounting to FoZZow

Mxmrg as the basis of practice. It is also, so it transpires, a very congenial philosophic way­

station for ecologically-concerned intellectual travellers weary of mainstream Anglo-American
and Continental philosophies which inform and reinforce the dominant Western social
paradigm.
Both for background, and in order to arrive immediately in the thick of the comparison,

we outline a main part of the Deep Ecology platform in (typical) slogan form and contrast it on
the one side with predominant Western attitudes and platitudes and on the other side with
Taoism.

TABLE 1. DEEP ECOLOGY CONTRASTED WITH THE DOMINANT
PARADIGM AND WITH TAOISM
DOMINANT (WESTERN)

PARADIGM

DEEP ECOLOGY (DE)

TAOISM

Domination over nature

Harmony with nature

Elaboration of DE

Nature a resource;
intrinsic value confined
to humans

Natural environment
valued for itself

Much for DE;
"humanism" rejected

Humane supremacy

Biocentric egalitarianism

Differs from DE;
wide impartiality

Ample resources/substitutes

Earth supplies limited

Supplies ample

Material economic growth
a predominant goal

Non-material goals,
especially self-realization

Following Tao-te

that there is interest and merit in historical and reconstruction exercises. What it cannot allow
is news, such as News from Tao. Thus it does clash with what we argue, that such deep
theories as Deep Ecology can benefit and learn from Taoism. Taoism offers a striking timetested theory upon which Deep Theory can draw, an ongoing source of inspiration and
wisdom. Taoism texts may lack the detail of prime Western (non-industrial) sources such as
the texts of Aristotle or Plato; but they offer a much more congenial source for Deep Theory.

�52
Consumerism

Doing with enough/
recycling

Doing with enough
(recycling inappropriate)

Competitive lifestyle

Cooperative lifeway

Much as for DE:
voluntary simplicity

Centralized/urban centred/
national focus

Decentralized/bioregional
/neighbourhood focus

As for DE

Power structure
hierarchical

Non-hierarchical/
grassroots democracy

Hierarchy without
power structure

High technology

Appropriate technology

Limited technology

The contrasts tabulated are of limited accuracy, because condensed to slogans, and also

limited because much of importance is omitted, especially from Taoism (which as so far
portrayed only reflects themes of Deep Ecology). In what follows several of the contrasts

will be expanded, and main omissions rectified. The richness of Taoism, the philosophical
topics traversed to which nothing corresponds in Deep Ecology, will mean that Deep Ecology
is often left far behind?

Deep Ecology offers however a different perspective on Taoism than has been arrived at
before. Not only can Taoism further Deep Ecology, then, but the compliment can be
returned. A comparison of Taoism with deep ecological theory can hardly be our only

objective; as an essential preliminary, much effort is directed at systematising Taoism. In the

course of this outside endeavour, we succumbed to a rather too familiar taunting challenge: to
draw something philosophically solid, of contemporary relevance, from the ancient Taoist

tests. A key element in our attempt to pull off something mind-expanding has been an object-

theoretic interpretation of perhaps the most vexing part of elusive Taoist theory, the
"metaphysics". Taoism lends itself to natural systematisation in terms of noneism (the brand

3

We have not attempted anything approaching a fuii coverage of features of Taoism of
contemporary philosophical interest; but a
coverage is an eventual eco-theoretic
objective. The main works repay repeated fossicking.
There is, for instance, a significant doctrine of opposites in Taoism, iikely /tot the same as
that in the main Chinese tradition, which needs fathoming, and linking with common ancient
themes of balance and dynamic equilibrium of healthy systems. Every sort of thing, every
category has an opposite, which furthermore interacts with its dual. In theory, the opposition
appears to be tied to a (questionable) contrast theory of meaning. In practice, the opposites
tend to be reconciled or harmonized, but /tor in a Hegelian fashion by ascent, but through
taking a middle way (natural compromise rather than dialectic confrontation).

�53
of object-theory developed in JB). For not only is the theory woven around certain striking
objects - Tao, Te, Tzu-jan, and others - not only does the theory cleverly exploit an objecttheoretic cosmology; but also important, the theory, though remarkedly free of the type of

religious trappings and claptrap that ontologically weigh down most older or traditional

ideologies, is opposed to and is highly resistant to reductionistic practices. That is, like
noneism, Taoism takes a no-rubbish non-reductionist stance. It is in part for such reasons especially that most everything in what it is and neither some other (approved) item nor
reducible to such other item - that Taoism avoids the common-sense implausibility and

scientific naivety of many a position, old and new: that for instance everything reduces to

water or air or fire or matter or energy or superstrings

Evidently, in advancing such noneist claims and other claims about what Taoists say or
imply, an interpretation is adopted, when often enough other rival interpretations of the central

texts are supportable. Indeed such a small body of theoretical work as the basic Taoist tests
comprise is far from categorical and is bound to admit of a plurality of non-isomorphic

interpretations.^ The main arguments we should offer for the selection we make from the

basket of admissible interpretations are these: the interpretation we offer is very
straightforward and is mostly an "obvious reading"; for the most part such an interpretation

has already been offered, in other connections, by others much better informed than we are
about the Chinese texts; and that it is a relevant and important one for deep ecological

purposes.

Finally we should remark that we are essentially concerned with the

systematisation of only the Erst two Taoist texts (LT and CT) and focus upon LT. In brasher
moments we are inclined to think that the framework supplied (brushstrokes behind the old

master's impressionistic brushstrokes) will enable us to take philosophical account of almost

everything in the compact LT; we are not nearly so confident as regards CT.
1. Nature, cosmology, and the character of Tao.

Taoism sketches a cosmology

while Deep Ecology does not. The cosmology is interestingly at variance with dominant

- Western cosmologies. For the universe arises out of nothing. Being arises in accordance
with Tao, which precedes existence. Nonbeing precedes Being. Nonbeing is ultimate

(according to Chang Tzu) and comes first.

4

There are significant pluralistic lessons for hermeneutics to be drawn from the logical
investigations of categoricalness of postulate systems and the typical /a/Zare of
categoricalness.

�54
All things in the world come from being

And being comes from nonbeing (LT 40).
The universe had a primeval beginning, coming into existence from nothing (SB p.202).

DIAGRAM 1. TAOIST CYCLE OF RETURN (cf. Chan p.173 fn 2).
flourishing

growth

cycle of generated
entity

reversion

NATURE (HEAVEN AND EARTH, or
ACTUAL UNIVERSE): Existent, Named, Temporal

(FORMING) SOURCE: Nonexistent, Nameless, Eternal

Every entity arises out of (material) nothingness and eventually falls back into nothingness

all that comes to pass, that is. "All things flourish, but each one returns to its root' (LT 16).
The whole, the integrated natural system, is a process of becoming and decay. But the

emphasis upon process, evolution and change, upon Nature as flux and transformation, is

5

For a detailed contemporary presentation of such a cosmological cycle, see Sylvan CS. In
Neo-Taoism, e.g. Kao Hsiang, such a cycle is disputed, on standard ontological grounds (see
e.g. Chan SB, p.335)
A serious complication is induced in the Taoist cosmological story by variations on the
traditional interpretation of the later verses of LT 1. (On the variations, see Chan p.99 note
5; the linkage of Nonbeing with "no desires" is not however so remote as Chan tries to make
out; see LT 37.) The variations (which replace having desires and having no desires by Being
and Nonbeing) lead to dialethic complications of a Hegelian cast. For they make Being and
Nonbeing ultimately the
no doubt because of the becoming and reversion of each
generated being to nonbeing. (Becoming is seen by the modem translators Hegelian-style, as
the product of Being and Nonbeing.) Of course there is bound to be some dialethic elaboration
of Taoism in any case; e.g. Tao itself is both nameless (LT 1) and named (LT 14), though in
a slack sense. Thus Tao is both nameless because nonexistent and not fully conceptualisable
or describable; and also named, because called "Tao', "the Subtle', etc., and theorisable about.

�55
much enhanced in Chang Tzu, over the work of Lao Tzu, where more stress is put upon
stability, constancy and equilibrium (cf. Chan p.20, also SB p.177). Overall, it is correct to
say, if not highly informative, that Tao is a natural process philosophy, with a keen sense
both of

and of

The novel cosmology — the emergence of what exists from nothing — is made feasible

through adoption of rudiments of a theory of objects (in the style much later elaborated by
Reid, Meinong and others). Nonbeing, what does not exist, is not formless or empty, an
indescribable nullity, as previous Chinese schools had apparently invariably thought (Chan,
p.8). On the contrary, it is not devoid of characteristics, but has definite features. Perhaps
wisely (if unfortunately from an analytic angle) authentic Taoism is largely silent on such

questions as to exactly which features nonexistent items have. But enough is said to reveal

how what does not exist — above all Tao — may yet have very distinctive features, while yet

lacking other properties (such as existence). Main examples, some repeatedly alluded to, are
those of gaps, lacunae, vacant spaces, as with a hollow bowl (LT 4), or empty utensil or
window space or lightweight wheel (LT 11), or valley. The unoccupied space of a room for

example has definite dimensions, location, and so forth; and its function and utility depends
upon its not being occupied (LT 11).

Rudiments of object-theory are however coupled with a curiously narrow doctrine of
names, perhaps as a concession to rival Chinese schools and with a view to making its

nonstandard position devastatingly clear. (This would parallel then the contemporary

concession of

to mainstream schools, in virtue of which nonexistent objects are not

referents; there are no referring terms, "referential names", which signify them.) According

to this doctrine of names, only what is a concrete individual and partly at least describable in

quite particular ostensive terms is nameable (nor at least

nameable). As Wang Pi, an

early commentator, indicated, names have a restricted role, naming requiring circumscription,

'the name that can be named point[s] to a particular affair' (p.l). Thus, for example, the main

-

transcendental notions are not nameable, Tao in particular. Tao, though-a great form ,

though at least apparently "named" honorifically in several ways, is not named thereby, but is

nameless, because not suitably circumscribed, because not a particular (affair). Similarly for
the other central notions of Taoism, such as Te; though they can be described, in approximate

fashion, they cannot be named. 'Tao', Te' and the like are not (ptimary) 77#/%?.?, but rather
(like 'God' and 'Vulcan' on contemporary theories) condensed descriptions. They could be

said to be

'Name' has been contracted, perhaps unduly, to 'primary name'.

There is another very important reason for eschewing names, or at least treating them -

�56
and descriptions - with due caution. Names come with classification, with conceptualisation,

with carving the whole block, with imposition of a theoretical grid on the seamless Whole.6
Usual metaphysical theories presuppose one or another of standard, narrow and limiting,
conceptualisations and classifications, some perspective already carving up the Whole.
Names, basic to the linguistics of such carving operations, have a major role in the

worldification, in breaking up the One, which is simple and undifferentated, and typically a
major role in imposing a single impoverishing theoretical grid (e.g. recent empiricist
perspectives eliminate intensional and evaluative richness from the presented stuff). Part of

the point of the "uncarved block" image - which symbolises the One (among other things, it
is also a symbol for simplicity, and naturalness, for things not spoiled by artifice), the One

simple and undifferentiated, the unity behind all multiplicity - is to get at the purity and unity
of Tao before conceptualisation, before naming, before the differentiating and perhaps
distorting conferring of names.

Though Tao is so nameless, that is, it is not an existent concrete thing (e.g. a
particular), nonetheless a lot can be said a&amp;oM? the Tao, by way of description (see the
excellent summary of Taoist descriptions in Chan pp.6-7). Though Tao is a single item, One,
unity behind multiplicity, under conceptualisations it is "complex', many things: source of

everything, great form regulating both nature and conduct, Way of satisfactory conduct and
proper lives, and derivatively it is "invisible', "inaudible', "vague and elusive'. Nothing
important conceptualised in Taoism comes in neat single form. All the main features and
notions of Taoism - principles, models, examples, etc. - appear in such multiple form:

metaphysical, ethical, etc. The artificial boundaries between these areas are broken down.
Tao itself exhibits this plural conceptual character: it combines both a complex of natural

principles and methods and of guiding ethical forms, with no imposed separation of fact and

value; but it is also an inexhaustible source, and so on. But the Tao is not beyond the reach of
reason (necessarily), even though it is inexpressible (adequately). Other things, such as

infinity, are also of this sort. (If Tao were Nothing, which in a sense it Ay, many of the
puzzling descriptions would be entirely apt.)
Tao is perhaps best explained by going going back to fundamentals. "The word fao

6

This appropriate image was popularised by James. Under deep pluralism, different
determinations of the Whole, different grids, yield different worlds, a pZuraf/ry of worlds, with
different domains of objects named or different classes of designated propositions (and so
derivatively perhaps widi different logics).

�57
consists of one element meaning a head and another meaning to run. It means that on which

something or someone goes [that by which a thing becomes what it is], a path or road, later

extended to mean "method", "principle"../ (Chan p.6, insert from p.7).
DIAGRAM 2.

FUNDAMENTALS OF TAO

head

running
stvlised

source

course

program

path

§

source

directed
path

To the apt Taoist images of Tao as "storehouse", "mother" and "ancestor", may be added
others, such as that of a programmed or guided projectile. Each image helps peel off

unwanted associations of others; thus Tao is a great mother without male input; an ancestor
without predecessor, a missile without maker, an outputing program without input. Like a

program projectile or delivering storehouse, it integrates a complex source, an initial operating

program, with a planned course, a natural (and ideal) path.
The great or overarching Tao is a comprehensive source of natural activity; it

encapsulates a framework of forms or principles, principles of natural order, both
metaphysical and moral. It comprises both dynamic principles (or evolving ""laws"") of nature

&lt;37%/ axiological principles guiding conduct. In this representation it invites comparison with

Plato's structure of Forms, appropriately neutralised (in the object-theory fashion Reid urged:
see JB), or still better, though again neglecting the dynamism of Tao, comparison with the

pre-Socratic Logos. But to see overarching Tao as an axiological ontology, after the pattern
of Plato's Form theory, would be to import unwarranted Western assumptions. Though Tao

is a ""great form"", and there is no doubt room in the generous object framework for other
t (unhypostatized) forms, main Platonic forms such as Beauty, Truth and Goodness, do not

feature large in the

CTn/ig. They are distinguished, and set rather to the side, in the

final chapter (LT 81). Other less Platonically emphasized (or available) forms are more
important, such as Simplicity, Frugality and Non-competition, as well as Tao itself, the
supreme form, also the One, which supplants the static Good of Plato's scheme and is

coupled with a dynamic path component.
Tao as form is part of Tao as in/bT*???//?^ source, which comprehends the class of
characterisations of objects e.g. subjectized and individualized forms, taos (these no doubt

�58
relate to forms, ideals or principles, rather as particular essences relate to Platonic forms).

Tao as informing source is summed up in such phrases as "The original of everything and out
of which all arises." Tao as combined governing principle and source is summed up in such

phrases as "the ancestor and mother of all things". The Mother-image provides both a source,
and for the form of an object without being that object? Under the ancestral-image, Tao
supplies both the material source and the form, the genetic coding, for existence.

It is evident that Tao is intimately linked with, and concerned with, the natural, and

indeed linked with and not above the everyday. But what is the relationship between nature
and Tao? Is Tao supra- or super-natural? Tao is certainly not supernatural, and it does not
transcend natural things in the fashion of Western supernatural religions; rather Tao both
orders and reflects nature. Tao supplies the physical laws that provide physical idealisations
(i.e. ideal models) of processes. Tao in this sense is a process and the container and origin of

process and the laws of process. Tao is the natural way of the universe (of Heaven and

Earth), and super-Tao, also signified as Tao, is the way of the universe and the universe.
(Under a computer analogy, Tao is the program of the whole system; it is also, as super-Tao,
the program combined with the system, everything). As Great Tao it is certainly simple, allembracing and one. Getting the hang of its components and their connections is not quite so

simple.

The persistent Mother image in Lao Tzu has suggested several tancifui interpretations, such
as that of a mother-goddess, which are not textualiy supported. The latest in this fanciful line
is a Gaia story.

�59

DIAGRAM 3. SUPER-TAO, OR GREAT TAO, WITH COMPONENTS

INTEGRATED
SUPER-TAO

Overarching forms, principles, Way of Nature

'§

'§
Nature, with taos in world

unrealised

objectified
forms

natural
system

'§

'§
'§
'§

§

'§
'§

Deviation line

Defective (or fallen)

fl'

from Natural

taos

As to the status of principles (laws, rules), standard Western categorisations are again

exceeded. These principles are not transcendent, governing things externally, but are, so to

say, self-supplied, with things self-regulated. Undominated things are naturally self-

governing. Nor is it quite accurate to say that "the Tao is immanent and expressed through the

�60
fe = r^Zoj, ideal direction) of things'.s The transcendent/immanent dichotomy fails (as on
object-theory), because it presupposes that principles and the Tao exist, either externally or

internally; but they do not exist. What is nearer right is that "Everything has its own nature

and each nature is its own ultimate ... then by whom are things produced? They produce

themselves, that is all' (Kuo Hsiang, p.328). But ZJooZZy they proceed according to the Tao-

te, the goal directed way of virtue, autonomously.
DIAGRAM 4. TAO-TE PATHS, AND GOING WITH THE NATURAL FLOW

(cf. LT 53).

Tao (source)

Te(los)
Flow

Ideal Way: Way of Virtue

§

Deviations
from Flow

Deviant
Ways

tao '§.....................&gt;-Ote
Laws persist, and perhaps evolve, under the guidance of overarching Tao, while the
universe in its rich diversity comes into and goes out of being. Tao thus offers a kind of unity

in, or above, diversity. In this regard too, Taoism can be applied to clarify the value scheme
of Deep Ecology. For Deep Ecology also values diversity and organic unity in diversity, but

lacks the cosmology from which the features derive. The unity lies in a unified tier of
principle (matched in part at an upper level of the Deep Ecology pyramid) above the diversity

of life processes. The Taoist metaphor of a single block, variously composed of many

things, can likewise be applied to fill out Deep Ecology's picture of the ecosphere. However,

8

As Hall claims.
a fundamental notion in Taoism, is often translated as wrfa%, sometimes
power; but often reZo^y gets the intended item and objective better, as the subsequent text tries
to explain. Te is not the same as Tao. And it is a mistake to t?Ze?uZ/y tao, or individualised
Tao, with te (as sometimes suggested; e.g. Chan SB p.178), though they are evidendy closely
connected, and to a restricted extent (as e.g. in a missile example) one can be derived from the

other. While tao gives the source and route ' §, te supplies die virtuous direction and focus or

goal (telos) §-O.

�61

the block metaphor has some drawbacks; it tends to suggest a static picture, which is
unwarranted.

For both Tao and Deep Ecology, universes and ecospheres are, when

appropriately stable, in dynamic equilibrium.
Tao is a natural order. Though the phrase "natural order'* may seem strange, even

contradictory, it is not. The reason is, in part, that the Taoist perception of the world is the
reverse of the modern Hobbes-Locke perception of the world. In contrast to European
political thought of the mainstream Hobbes-Locke strain, where the state-of-nature is one of

chaos or extreme disorder, the Taoist state-of-nature is one of order. A main assumption of
Western thought, that political order must be imposed by regulation on an unruly state-of-

nature, is thus undercut. A separate imposed political order is not required; the idea that it is

rests on mistaken assumptions. Politics can, and should, follow nature. Science and politics
can be blended, not sharply separated in the typical Western fashion, where nature is taken to
exclude value. Nature presumes value.

Nature is already in order as it normally is, through a unity in diversity which involves a
normative component - a principle or recipe for how things "should" be as well as how they
are integrally. Values are build into the environment, an integral part of the way of things.

By following the values of Tao one enters and comes into contact with the whole environment
and into unity with the environment. Tao is a description of how things are and a prescription

of how to act in accord with the way they are.
According to Taoism then, by contrast with dominant Western thought which sees the

world as extensional, mechanistic and value-neutral (except for its human cargo), the world is

both intensional and value-infused. These features extend not merely to the whole, but to
components which go into composing the greater whole. These have their programs, or

ways, which are integrated into the greater way (somewhat as, but artificially, expert system

programs may be organised into grander programs representing super-experts, computer

substitutes for the lost "universal men**).
The overarching Tao - grand or capital Tao, the program or recipe or Form or whole
genetic code - combines many individual ones - lesser or /ow^r-case taos - within it. Such a

lesser tao, of an individual, system or whatever, is what makes a thing what is properly, a

coursed or informed source, a program directed path, a processed output. A tao is a sourced
directed object; it is thus a type of object, a dynamic item, which can be represented by a pair
comprising a recipe, program or form and a direction or goal-orientation. Accordingly, an
individual or local tao (or form) resembles one of Aristotle's individual forms as coupled with

a

which comprises a normative directive. For both Aristotle and Tao there is, in effect,

�62
an "invisible hand" at work. (How did this, such convenient namraZ order come about? That

is Tao; another, old and compatible answer is: It evolved.) When things are running
properly, the lesser, individual, taos (most conveniently) fit together and operate in accord
under the overarching program (cf. diagram 3). If each individual runs according to the

program, then the overall program succeeds fully. However, it works even if each individual
does not run according to the overarching program, but it has a less ideal result. If each

person acts in a correct way a massive net good and great order result. Yet, any attempt to
impose order does not bring it about, but is counterproductive. The invisible (natural) hand
guides, but the hand cannot be forced.
This picture of order invites comparison with the modem market theory, which claims
that maximum effect or benefit is obtained without regulation (other than extensive framework

legislation!), and that once regulation is imposed the result is inferior. In principle, the market

operates on a set of understood (partly conventional) rules. The rules are known and it is

merely a matter of following them. But the market enables dominance by the rich and
powerful, and thereby discrimination and the like. Tao, however, is opposed to such

dominance; those who follow Tao attempt to refrain from dominating others. But like the
market, the rules of conduct are built into the system and any attempt to impose them is
counterproductive.
As a result, spontaneity and order are not opposites, but result from the same thing. A
strong sense of natural order, of self organisation, of anarchy (in the good sense) enters.

Like Buddhism, Tao assents to the maxim, "Do nothing and from unforced order greater
order results". If each being is permitted to follow its tao, then the needs of all will be met
without coercion. Following the way of Tao, nature emerges as a self-supplying

organization. Such convenient natural organisation stands (so far as it occurs!) in need of
some further explanation, whether of an internal, evolutioning sort or of a supernatural sort,

as in Neoplatonism where God or the One accomplishes the organisational task. Taoism

undermines such latter alternates, and points (in CT) towards an evolutionary explanation.
2. The extend of Tao as agency: non-religion and (non-)moraiity. God does not
occur, and is not needed, in the cosmology, either as an agent, to make things in the universe

happen, or as an authority, to regulate things or set moral or legal standards. If He did occur,
He would, like other directors and rulers, not be needed, though He could serve as an
example. "But there is no indication of his existence" (CT 2). As in the socio-political sphere,
direction by a overseer or ruler is otoise, and only examplary. In paiticular, God is not

required to start or wind the universe up. "Everything in the world creates itself without the

�63

direction of any creator. Since things create themselves they are unconditioned. This is the
norm of the universe.'9
The Tao is not a supernatural personal agency; it is not supernatural, it is certainly not
personal, and it is only in a stretched sense "agency". It the Tao includes all-encompassing

natural order — a unity in diversity — in which the tao of each is ideally in harmony with the

whole, then there is no need to posit a super-Being. Each being follows its course in the

whole. Moreover, the appeal to a superpersonal authority, exalted example, or the like, on
the one side, or to ethics, on the other, is needed only when people have moved away from
the Tao. Everything will work well if a community lives according to the Tao. Thus deontic

features are brought in only at disequilibrium — an interesting, but tricky, position. Then too,
in formulating norms, appeal is back to framework from which people have diverged.

In politics, as in morals, it is deviation from the natural state that represents the
problem, quite in contrast again to European political thought of the Hobbes-Locke strain,
where the state-of-nature is one of extreme disorder (nasty, brutish, short, etc.). Such a state of-nature is not at all a Taoist natural state; by contrast with mainstream thought, nineteenth

century European anarchism adopts a position very similar to Taoism. 10
It is revealing to compare the Taoist picture of deviation from a natural state with

Aristotelian model of deviation from the mean, which provides the norm (cf. diagram 4). On
the Aristotelian model, the end of all things is seeking well-being, to be achieved by following
the Mean. This involves adhering to the Mean in an active rational fashion. Rationality is tied

to seeking, to the means. Tao does not require rationality. Tao is sought passively, by letting
happen, not actively, by forced efficiency, whereas on the Aristotelian account, the search and

aim for the good is active.

9

Kao Hsiang,
on
Tyu, 330-7. When Hall and others try to argue (like
Neo-Taoists) that the Taoist totality is without a beginning - contrary to Hall's other material
about Being coming from Nonbeing - what they actually present, and mean, is. without a
creative beginning. And that is right: there is no Creano
m/h/o as per Genesis. But it is
false that there is no cosmogony. There is; and while there is no creation, a making by
someone, there is a beginning; see e.g. SB, p.202.

10

In this respect, Hall is right off track (in the last sentence of his paragraph 1). The Taoist
point is that naturalness is not such a prominent feature of human affairs, because of the
imposition of excess laws, regulation, etc. Taoist sensibility is only bizarre from an
erroneous dominant paradigm perspective.

�64
DIAGRAM 5. TAOIST MIDDLE/CENTRAL/LITTLE-ACTION WAYS

1.

2.

Aristotelian/Confucian/Taoist

Taoist contrasting ways

mean path, in fuzzy sufficiency cone
hard or extreme
mountain ways

a middle
way

valley, ravine or
river way;
easy, natural way
Though the ancient transcultural doctrine of the mean, of a middle way, appears explicitly in

Lao 7h/ (e.g. 77, also 29), that middle path is arrived at, and taken, differently. The Taoist
route is an easy no-action route, a valley way, a path of weakness and little resistance, in line

with the general account of following Tao and living and faring well.

Tao supplies a set of suggestions and prescriptions for how to live well, as well as a

parallel (and controlling) set of propositions about how things happen and proceed ideally.

Of course there is a moral purpose in Lao Tzu; the moral purpose is a central one alongside,

and inseparable from, the metaphysical purpose, the acquiring of an account of ultimate
reality". To what extent then is Taoism open to the accusation of amorality? Since axiology

is a crucial part of the world view — evaluations and commendations are freely and extensively
offered in the texts — it is not amoral in a generous sense. But the treatment of deontic

principles, and of rules of conduct generally is very different. Deontics get into the picture

only when there is a lapse or deviation from an ideal natural state (from a
t

course),

'When the Great Tao declined, the doctrine of humanity and righteousness arose' (LT 18). It
depends then, on what counts as "moral" and "amoral". Certainly there are approved and

implicitly recommended life-styles, though there are few "oughts' and no (ConfucianKantian) lists of duties. Moreover, unless the preferred Taoist lifestyle

merely

recommended, not required, Taoism would tall down as insufficiently pluralistic.
3. On the Taoist styie of iife; an environmental hfestyie. According to Lao Tzu,

there are some basic elements to living well, for instance 'three treasures' (LT 67; but different
overlapping lists are presented, e.g. LT 19).

�65

1. Deep love - which can also be taken to involve compassion, pity, commiseration, care,
respect and regard, and which includes something close to empathy, deep-penetrating
empathy. Sympathy, a main linkage of the European "Enlightenment", does not however

capture what is involved: sympathy alone would be too egoistical for Taoism, as it is for Deep
Ecology. Deep love is part of the notion of genuine relatedness, not a one-sided "relatedness"
or possessiveness (which Taoism rejects).
2. Frugality - a renunciation of excess. But frugality is not impoverishment. Needs are met
adequately without deprivation or excess.
3. Modesty or humility - not to dare to be ahead of the world, not to take the lead. In Taoism

there is no competitive requirement, but the opposite; such Western desiderata lapse. Rather,

one gives up trying to be on top of the pile, or even being in a faster lane. In a Taoist society
there are no conspicuous tall poppies.

Much else connects with or follows in a loose way, it is assumed, from these three
virtues; for instance, courage from deep love, generosity from frugality, a kind of leadership

from humility. The arguments for those surprising derivations go like this: 'deep love helps
one to aim in the case of attack/And to be firm in the case of defence" (LT 67). Earlier (LT
19) it is taken that proper abandonment of humanistic ethics will mean a return to (what the

ethics inadmissibly substitutes for) deep love, a basic valuational relation. But in place of
frugality, goes a discarding of profit, and in place of humility an abandonment of conscious

sageliness and discarding of immodest (or conventional) wisdom. These changes are,

astonishingly, said to be rather superficial and inadequate; so further desiderata, commonly
read out of the "treasures"", are adduced: 'Manifest plainness/ embrace simplicity/ reduce

selfishness/have few desires" (LT 19). Another element, beyond the three of relatedness,
frugality, and not daring to be ahead, is adaptability or sponanteity. This complements the
further desiderata.

Evidently main ingredients for a simple environmentally sound life-style are highly
commended. Lao Tzu might almost have been writing an introduction for Callenbach's

environmental handbook, Living Poor wifL

or even for Pausacker and Andrews'

Living Rener wifL L^^. In Chang Tzu, the pure person is a deep environmentalist:- She is a

'companion' of Nature and 'does not attempt to interfere with it by imposing the way of man
upon it". Her goal is 'spiritual emancipation and peace" and derivatively freedom; and her
route is 'through knowing the capacity and limitations of one's own nature and adapting it to

the universal process of transformation" and thus to the environment (Chan SB p.177).

�66

In complementary fashion, opposite "virtues", common in anti-environmental life-styles
are condemmed. The Western drives to power, fame, competition, possessions, excess
commodities, useless (small) knowledge are rejected by Taoism (along with "Mans Affairs").

Thus entrepreneurial activity in business, and also in professional and academic affairs (as
well as busyness itself), gets decidedly discouraged. The good life naturally reduces
ambitions and desires and avoids competition. Competition is connected with self-assertion

and aggressive action. Taoism, while not neglecting limited natural competition, passes
aspersions on both, thus fitting neatly with Deep Ecology's prescription for environmental

lifestyle and (supposedly derived) policy of non-violence . In place of the Enlightenment and

mainstream economic virtue of competition appears the 'virtue of non-competition' (LT 68).
Arguments against competition can be developed from other doctrines of Taoism. For

example, competition often requires forced or artificial action; thus it violates the doctrine of
(non-action), competition is deviant, evidencing deviation from one's tao. The
penality for such deviation from the path is not spelled out in Deep Ecology, but it is in
Taoism. Another way of putting it (suggested by Clark) is that in competition external rival

standards are imposed on Tao, presumably with electrifying results. In any case, according
to Taoism, there is no merit in trying to place oneself above another. So there is no value in
competition. Fortunately competition can be reduced. If a person does not compete then the
world cannot compete with him.

A way of life is depicted, based on love, respect and compassion for all things, attuned

to what is essential, shedding what is unnecessary, where simplicity and frugality are sought,
and excess avoided. This includes, in a nutshell, voluntary simplicity of a deep sort. In Deep
Ecology the same idea appears, partly sloganised as "simple in means; rich in ends".

Simplicity is not the impoverished life of one who seeks escape. Taoism goes much further
in disparaging scarce material means. Do not exact the worth, so that people compete. Do not

value rare treasure, so that people do not steal. Gross wealth and prestige are rejected; they

are vanities and vexations. But not all is vanity: living well is not.
It is a very natural inference, then, from the account of living well to the suggestion that
Tao offers a deep form of voluntary simplicity. Voluntary simplicity is a fuzzy notion.^

11

As Elgin's very profuse account reveals. Strictly much further detail is called for here:
namely, a set of conditions is needed, and also elaboration of the Taoist form of frugality, and
then connection of the conditions with die three basic elements of Tao - frugality, deep
relatedness, and not daring to be ahead in die world.

�67
Voluntary simplicity can initially be explained through its two obvious components, simplicity
and its voluntary adoption. Simplicity connects with, and is often equated with frugality, as
elaborated in Taoism. But whether or not simplicity is obtained from frugality or other Taoist
virtues, it plays a direct and important part in the theory, and is in fact modelled, like its

metaphysical counterpart, the unconceptualised Whole, by the uncarved block, a central

Gestalt of the theory. The block symbolises unity, simplicity and naturalness not spoiled by
artifice, metaphysically the wholeness and unity of Tao before conceptual carving, and
ethically the wholesome straightforward non-devious life under Te, the 'simple life that is free

from cunning and cleverness, is not devoted to the pursuit of profit or marked by hypocritical
humanity and righteousness, but is characterised by plainness, tranquility, and purity' (Chan

p.14). As to voluntariness, people have a

of selecting the way of Tao rather than one

of the deviant ways. It is a choice of recipes - frugal vs. excess, relatedness vs. nonrelatedness, tall poppies vs. not daring to be ahead. But one does not attempt to force one's

way onto the correct path. To hyperactively seek the path is a deviation in itself. It is deontic
to speak of a

to find the correct path.

4. Following Tao, non-action, Te and Self-realization. Part of the Taoist route to
an environmental lifestyle and to "self-realization" consists in acquiring the practice of non­
action, in terms of non-assertion, non-aggression, non-destruction, etc.

commonly

translated as 'non-action', is thereby rendered a dialectic notion, for it does not exclude action
and in a sense is action. To avoid such dialectical overtones, wzz-w^z is sometimes rendered
'not acting wilfully' or 'not acting artificially' or 'acting naturally'; it is better transcribed as
'without forcing' or 'no forced (or coercive) action'.^ Construed in this fashion, wM-wez is
not an extraneous awkward addition to Taoism, but an integral part, which emerges from

other features of the theory, namely those of following natural low-action ways. For non­
action is the "activity" of letting one's tao drift or flow into line with the overall Tao (so
arrows in diagram 3 are aligned). What is commended is, in the correct circumstances,

pacific action, of letting happen (e.g. letting die), as opposed to aggressive, extraverted action
(e.g. killing), forced action upsetting natural ways. Similarly for other *No-nos; the "no

12

An illuminating philological comparison of
activity with anarc/zz.wi is developed by
Ames, pp.342-3. The sympathy between [them] lies in their common reference to activity
performed in the absence of coercively determined constraints ...'. As Ames observes, the
comparison operates not only at the political and ethical levels, but bears upon cosmology
also, negating a coercive boss or planner in the beginning of things. For an integrated
treatment of wzz-principles, which generally reject forms of imposition and control, see Hall
pp.59-60.

�68
desires" directive, for instance, is a piquant shorthand for 'no impure desires' (Chan p.13),

i.e. for no unsatisfactory or anti-te desires. Non-action accordingly does not require literally
no action, but only actions in accord with ideal nature, so ruling out actions contrary to

undisturbed Tao. It may appear that perennial problems, alleged to haunt Taoism (and

intensified in Stoicism), are induced. For example, if all is Tao, and Tao is natural, how can
there be unnatural activity? Or differently, if nothing can depart from Tao, how can there be
unspontaneous actions, or any violation of

/yoznAy in an ideal, natural, direction. It does not

Tao, however, is a source which only

all individual paths, which can

deviate from ideal or natural paths. Thus deviant activity is not excluded, unspontaneous and

ill-organised activity by individuals is in no way ruled out; and forced, coercive and nature­
destroying activities are all too common.^

Non-action as policy generally implies non-interference, when things have not been
damagingly disturbed. It implies letting things take their own natural course; letting Being be,
as Deep Ecologists would say, with basically "hands off' practice and management.

Unforced action in practice is well illustrated by examples of going with the flow (cf. diagram
4). One main example of going with the flow is cutting meat. The Chef does not encounter

bones. He takes the meat apart effortlessly in the same way that an athlete does things
effortlessly, with little waste action. Going with the flow can however involve a lot of
activity, as with the man swimming easily in a raging torrent below the waterfall, or as in

sailing and trimming to the wind. At a personal level, non-action lies in such things as not
striving to put oneself above others, in foregoing competition, in simplicity, frugality, and

adherence to the mean. Evidently this removes a range of normally accepted social activities.
Flexibility, and suppleness, and even weakness, belong to the centre (or mean), to the valley
way. In Tao these qualities are associated with life; the inflexible and the rigid are associated
with the dead. This can be visualized as a range of activities associated with the process of

coming into being and passing out of being, in which the pre-life and the post-life are dead.
The central time, like the centre, is flexible and supple; not hard, stiff and inflexible. All this

carries a social message as well as an individual one.
After things reach their prime they grow old, which means they become contrary to
Tao. What is contrary to Tao soon perishes. After prime a thing moves towards rigidity.

13

When 'all activities follow their specific principles, that is nature' (SB p.202); deviation from
Nature accordingly occurs, namely when some activities do not follow their principles. As
for destruction, 'Do not let man destroy Nature' (SB p.207).

�69
But Taoism does not accept Western cultural notions of primeness. Primeness is not a matter
of a certain juvenile physical or sporting prowess or peak. It takes a long time to reach a

practice approximating Tao. Socrates died in his prime, although by Western standards he
was an old man. An important, but retrograde, cultural shift has occurred in modern Western
culture. The doyens of Deep Ecology are old(er) men by Western standards.

A supreme goal in Deep Ecology, both for individuals and systems, societies and such
like, is self-realisation (again capitalised in the overall case). Self-realisation is a modem

European idea, not found in Taoism, and indeed incompatible with it and all older non­

maximizing wisdoms which incorporate theories of adhering to the Mean. For Self­

realisation, as understood and explained (of course the account could ahistorically be amended
to a satisizing one), is a maximizing prescription applied to the aggregated interests of separate

self, inflation of a typically egoistic concept not found in Taoism. But although Deep
Ecology's ideal of Self-realisation would be rightly queried in Taoism, there is a group of
associated goals to be found in Taoism: namely, attaining enlightenment and tranquility,

following Tao, cultivation of
parallels that between

cultivation of virtue or

and the contrast between self-realisation and Self-realisation

and %, great

Since The main objective of the

(Chan p.ll), it is

is the

that displaces self-realisation on the Taoist

scheme.
Complementary to Tao is Te, and to tao is te. Whereas tao is the directed source of a
thing, te is the matching

or unfolding of a thing. It is a directed and

(in principle favourably) developing, perfecting; hence the standard translation of

as 'virtue'. Because of its potentiality to reach a (good) goal, a rival translation as 'power'

has some currency; it is a directed force ybr good (or evil). The program of tao supplies the
direction of matching te. So a thing can follow its tao (and thereby follow Tao) by cultivating

te, by practising positive virtue, by choosing a lifestyle of deep simplicity. The directives for
a good individual life are accordingly commonly given in terms of individual te, and it is te
(rather than Tao) that generally appears individualised.

As self-realisation in Deep Ecology is not restricted to individuals, so te and tao are not.
The society as well as the individual has a tao and a matching te. Taoism is neither

individualistic nor atomistic, but systemic and holistic. Thus groups or societies have their

own taos and the collection is related to the overall Tao. Social insects perhaps provide a
conspicuous example of the social tao. The example transfers to overly rigid social forms,
such as bureaucracies, and also to military societies which are obsessed with security.

(Taoism is fairly lateralist in its thinking, with much inferential movement by association.)

�70

But security is not obtained by being secure as in military security, which is characteristically
a fortified security. In peace people are open to danger but secure in another sense. The

materialist world, excessively propped up by possessions, Taoism treats with disdain; it does
not equate security with material security.
Each being has its own tao, its own ideal naturally-programmed path of self­

development or unfolding. Correspondingly, there is an immanent telos, a te, a goal-directed

virtuous developing, for each thing. By each following its own nature, all follow nature.
Our self-development does not then interfere damagingly with your self-development. How
does this happen? Through natural (again invisible) inter-organisation, my proper self­

development cannot impede your proper self-development. Taoism is decidedly short on

details of such mutual adjustment and harmonious integration, but certain it happens naturally

- as it may, for instance, through the evolution of co-operation.^ So there is, or need be, no
vacillation between following one's own path and taking care not to interfere with the paths of

others, between individualistic and relational paths. Perhaps in Taoism the modem problems
are skirted rather than solved. But the Taoist result is integration, a harmonious combination

of plans, without domination, whereas the pattern of Western relations operates (as in Hegel)

through hierarchical ordering and domination.
5. Anti-patriarchal aspects: feminism, powerlessness, peace.

Taoism advances

other models, than those concerning age, which are strange by entrenched Western standards
- such as demotion of strength and power, and the place and importance ascribed to

characteristically feminine and child-like elements in living well and achieving Taoist self­
realisation, te. It was prepared for ecofeminism in a way that Deep Ecology was not. Taoism

is highly critical of patriarchy, accepting in effect main anti-chauvinistic themes of

ecofeminism. By contrast, there has been continuing conflict between Deep Ecology and

ecofeminism. In its formative programmatic days Deep Ecology did not recognise legitimate
feminine aspirations or sexual domination, and it took no due account of the organising theme

14

resolution of this problem can now make a good start with Axelrod's investigations of
evolving cooperation.

Cooperation can begin with small clusters. It can thrive with rules that are nice,
provocable, and somewhat forgiving. And once established in a population,
individuals using such discriminating strategies can protect themselves from
invasion. The overall level of cooperation tends to go up and not down. In other
words, the machinery for the evolution of cooperation contains a ratchet (Axelrod
p.177).

�71

of ecofeminism, the striking parallel between the domination of women and the domination of
nature. But Taoism even incorporates an interesting early form of affirmative action. In

Taoism, the traditional Chinese balance between ya/rg and ym swings, when in disequilibrium

it does, towards the y/n. Quite in contrast with the Western paradigm, one properly aims at
yzn (which represents the complex of supposedly feminine features) rather than at yang

(symbolising, among other things, the masculine complex).
There is an emphasis on female and child-like, features, and, as in ym-yang dovetailing,
integration of gender features. There is, nonetheless, some stereotyping of male and female
features in Tao (as there is generally in feminism itself), with males allegedly active and

female weaker and more passive. It is in this way that the emphasis on yin is reached, from

desiderata such as humility and weakness. Still, though historic Taoism hardly admits of
degendering, rigidly defined sex roles are alien to Tao sensibilities. People develop according

to their own tao. They can develop typically male, or female, features or features of both.
One who rigidly accounts these masculine and feminine features, speaks from without the

framework of Tao. Historically, where it began to be put into practice, Taoism worked for
sexual freedom and liberation of women.

The Child also serves as a model (LT 55), and there are certain components of
Childhood liberation in Taoism: in the emphasis on freedom, in the attack on learning and

schooling, and so on. The reason the child is a model is because it has spontaneity, it is direct
and natural, and lacks power or strength. Tao rejects institutions and societies based on
power. Infants are not ruled by a longing for power, instead all actions are spontaneous.

Active force, like power, is in general castigated.

To force growth is deviant,

destroying harmony. To stop growth is deviant. "For the mind to employ the vital force
without restraint means violence" (replacing "mind" with intentionality would give a better
picture of what is meant). There is a significant difference between force and violence. To

employ intentionally destructive force is to do violence. To so force things is condemned. To

remain in harmony with things one does not so force things or practice violence. There is a

non-interference principle at work, which also indicates types of non-interference that are
excluded.
Not only is the Taoist opposition to violence well-known, but there is a blistering attack

on militarism and warfare in

7zM (e.g. LT 31, 30, 46); "war is a symptom of the decline

of man' (Chan p.5). Given the hostility to war, it has been regarded as passing strange, not
to say puzzling, that Lao Tzu sketches military tactics and other allegedly devious political
strategies. The strategies are however but application of Taoist principles and techniques to

�72

warfare, politics and elsewhere. Nothing excludes application of these techniques to what are
accounted, in general, unnecessary evils (which must sometimes, on other Taoist grounds, be

countered). Nor, to meet the main criticism, need any deceit or deviousness be involved; nor
is it. The legalist tactic, Tn order to grasp, it is necessary first to give" (LT 36), is said to
involve 'an element of deceit' 'undeniably', and 'worse' is 'morally questionable' (Chan

p.17). But in order for me to grasp your hand in a normal handshake, it is necessary first for
me to give my hand. There is no deceit here, nothing morally questionable. All the tactics

permit of benign construals, of a Taoist kind. Consider, for instance, Tn order to contract, it

is necessary first to expand' (LT 36). In order to bend a copper pipe to the intended angle, it

is better to bend it first further than required. The transformation of water to ice (both

favoured natural items for symbolic purposes) neatly illustrates the Taoist principle (which is
however hardly necessary), and shows softness and weakness turned hardness and strength.
6. Environmental theory and practice, and environmental problems and

difficulties, such as quietism and security.

As on deeper ecological theories,

traditional Western models for human relations to the natural world are one and all rejected.

The dominant view, of domination, of human dominion over the earth and its other

inhabitants, is not merely roundly and soundly rejected; the metaphysical creationist base and
the superiority myths upon which it is regularly founded are also removed. Therewith also
the bases for the lesser, and rather more benign, Western models are also undercut There is
no greater boss or purpose for humans to serve or act as steward to; besides stewardship,

which is both hierarchical and implicitly patriarchical in cast, typically involves active
interference in producing products. The idea of perfecting nature also implies active

interference, when however nature is more or less in order as it is, and requires no

"perfecting". Thus stewardship and perfectionist views fall along with domination and
dominion.
Taoism offers instead a non-interference model for relations to nature, a letting-be
approach, with "hands off' management and associated lifestyles, several features of which

we have already glimpsed. A most stoking feature of Taoism is its environmental depth, its
strong opposition to then prevailing (and still prevailing) humanism and human chauvinism.
Heaven and earth are not humane
They regard all things as straw dogs [i.e. rather worthless strict ritual objects].
The sage is not humane [or human chauvinist].
He regards all people as straw dogs (LT.5).

Because of such tough pronouncements, reiterated and reinforced in Chang Tzu (e.g. CT. 2),
Taoism is sometimes said to be predicated on anti-humanism. But it is not 'a dehumanizing

�73

philosophy", it does not deny compassion; what transpires is that concern and value are not
confined to humans or their affairs, but
include the natural and the metaphysical. The human is no longer the criterion
of what is good or true. The traditional idea that a supreme supernatural being
... is the ruler of the universe is replaced by the doctrine that the universe
exists and operates by itself. When [Lao Tzu] says that "Heaven and Earth are
not humane", he means in a narrow sense that they are imparm?/, but in a
broader sense that Nature is no longer governed according to
g&amp;m&amp;izTZy
... In one stroke he removes Heaven [or God] and man as the standards ot
things and replaces them with Nature (Chan p.10, italics added; also p.107).

What is rejected with the rejection of humanism and humanistic ethics is human chauvinism.
For being "humane" means accepting the chauvinistic assumptions of conventional society

and remaining within the narrow sphere of interests of the human species. There is no

unbridgeable gulf between humans and other creatures such as Western thought has tried to
manufacture. 'Put a halter around the horse's head and put a string through the cow's nose,

that is man" (SB p.207). In place of humanism, Taoism adopts a doctrine of impartiality.

'Embrace all things without inclining to this way or that way" (SB p.206). He who is
enlightened 'is impartial" (LT 6); 'he has no partial love for anyone" (SB p.201) he does not

bestow undue or special favours upon humans; he aims to be one with Nature.

Impartiality does not imply equality. Despite the received heading of chapter 2 of the
CTxmg

'the equality of all things" (the literal 'levelling all things" is nearer the mark), and

the standard inference to some Taoist doctrine of parity, no simplistic and difficult theme of
equal value of all things is ventured - nor any theme of parity for some favoured subclass

thereof such as living things. (Though there is some accent on prime life, there is not the
same stress on /i/i? in Taoism that there is in Deep Ecology, nor the bizarre extension of "life"

to include waterfalls, mountains and other striking natural objects.) What is offered, instead
of much in the way elucidation of impartiality, is (again like deeper ecological theory) a

doctrine of identification. Wide identification and wide solidarity does promote impartiality
,

and counter chauvinism. Egoism, for instance, involves discounting all but oneself,
humanism all but humans, and requires a species solidarity with human things. But wider

identification puts a stop to such discounting (e.g. in favour of one's own or species's
interests, as exhausting value) and to such class-restricted solidarity. For wider identification

reveals that interests, desires, values and so forth, are not so individual or class restricted.
Many exquisite examples of identification, and the processes by which it may be achieved, are
developed, e.g. with a butterfly, by dream access (SB p.190), with rivers and seas, and wider

again, by the proper meditative process, with the dusty world - 'Become one with the dusty

world/ This is called profound identification" (LT 56, also 4) - and perhaps wider yet, and

�74
ultimate, with ideal Nature, and thus in complete accord with Tao (e.g. LT 16).

No less striking than the criticism of humanism, Taoism makes similar sort of attack on
traditional education and on the accumulation of knowledge. The case against traditional
education, especially rote "learning", is straightforward; it reinforces entrenched practices and
prejudices, e.g. those of humanism. The criticism does not of course imply that there would

be no regular learning or habituation processor, such as those encouraged traditional
indoctrination methods. More perplexing is the attack on knowledge acquisition, though in
part it is of the same sort, against an entrenched knowledge in the hands of a power group.
But, in an organic society, knowledge is integrated into the community and not rarified into a

commodity held or controlled by a priesthood or a class of intellectuals or literati. Knowledge
is power; such power is removed from the hands of a few by making it a community good.

This goes beyond Deep Ecology, in that it questions and rejects experts. Indeed in its
criticism of schooling, narrow expertise, and the like, Taoism resembles and anticipates the

position taken by Illich rather than features of Deep Ecology. The move against informational
power also points to the difference between wisdom (not unequivocally approved) and

knowledge, a difference recorded in Taoism as in most older wisdom. However one of the
indicated Taoist arguments against mere knowledge illustrates an a//-to-any fallacy. We can't
reasonably (or possibly) aim for all knowledge - by the unlimited objective or limited beings

argument (see CT 2) - so we can't reasonably aim for any, and shouldn't, so it appears to be

suggested. Another line of argument looks more promising. Life has a limit, but knowledge

is without limit. For the limited to pursue the unlimited is futile. However the argument only
reveals limits to the accumulation of knowledge, not its pointlessness or undesirability. In
any case, in the end the superficially anti-intellectual trend of Taoism shifts ground; it is

directed against other targets than pure knowledge: against slickness and cleverness, against

devious and crafty uses of knowledge (LT 3), against counter-productive acquiring of
knowledge or cunning, and its teaching. The messy situation is tidied up a bit in the CTnxng
where an apposite distinction is made between

knowledge, the castigated sorts,

which is inquisitive, partial, discriminative or merely analytic, and

knowledge, which is

"leisurely and at ease", comprehensive, extensive, and synthetic (cf. Chan p.20). Even so,

original Taoism hardly seems to cater for adequate access of information, and the removal of
(perhaps debilitating) igornance, concerning health and welfare, careful and damaging
practices, choices and alternatives.
The critique of small knowledge and narrow expertise extends to encompass a critique

of technology. In Taoism, technology was assigned a very limited role at best. (Hence, png
of the complex reasons for the delayed development of technology in China.) Certain forms

�75
of technology were, if not rejected outright (as Clark contends), at least strongly discouraged.
Thus, 'Even if there are ships and carriages, none will ride in them. Even if there are arrows

and weapons, none will display them" (LT 80).15 More generally, while high and dangerous
technology is set aside, even more appropriate technology cannot be accepted uncritically.

Lao Tzu recognized clearly that even low impact technology may destroy human practices and
conventions constructive to a community. Nor was the connection of technology with

population neglected. Given a small country and few inhabitants, if provided with a laboursaving device he would not use it. There are dominating and non-dominating forms of

technology.

There is enjoined an avoidance of artificial wants and desires, and

correspondingly a shunning of replacing labour with nothing at all. Taoism exhibits a firmer
grasp of some of the problems of technology, even more appropriate labour-saving
technology, than recent positions like Deep Ecology.^ The Taoist approach also demolishes
the so-called iron law of technology, that there is no stopping technology or its progress,
whatever the merits of the "Law" (they are not so conspicuous), Taoism reveals that such

social laws are highly paradigm-dependent, and do not withstand transfer from the dominant
Western paradigm everywhere else.
Many other elements of a sensitive and sophisticated ecological position feature in

Taoism. There is an elaborate and sensitive account of Nature, from which it emerges plainly

that Nature is not a mere instrument or means for other ends and not a resource, but
something of great value in and for itself. Nature is something to be cherished, allowed to

take its own course, not to be interfered with or destroyed by humans. Indeed the dominant
view is reversed; value for humans is achieved above all by identification with Nature, and by

15

Some verses of LT, of which this one example, support a rival, sinister, interpretation.
According to this sinister interpretation (pointed out to us by David Garrett, a student at the
University of Auckland), the LT represents not what it has been taken to be, but a work
addressed, like Machiavelli's 77%? Prince, to a Prince, on how to pacify and control the people.
Thus weapons, though held and sharpened, will not be displayed; wealth, though inequitably
distributed, will not be shown; the people will be kept ignorant, through lack of information
and education; and so on. Fortunately many other verses tell decisively enough against this
interpretation. In particular, Taoism denies the need for a Ruler. While under satisfactory
arrangements there will be those who are much better attuned to Tao, even sages, they are in
position to rule as to impose upon others. Moreover should they endeavour to do so, thay
would jeopardise or negate their own accord with Tao. Authoritarian rule Machiavelli-style is

decidedly politically counterproductive.
16

The claim promoted recently that Taoism is an evident home for alternative technology, and
prescribes as much, is rather naive in the light of Taoist texts.

�76

following natural ways. (Paradoxical reversal is a feature of Taoism; even castigated Western
aims, such as leadership, fame and so on, are in fact achieved, when they are, not by direct
aim, but by letting the reverse happen. So it is with what control of Nature is required; non­
intervention and non-action is the approach. Sufficient control is gained, it is said, when

assertive attempts to impose it are abandoned.) While such concepts as bioregionalism is not
to be encountered in explicit forms in Taoism, their bases and many other recently fashionable
environmental ideas are: living in place is certainly present (LT 80); doing things locally and

remaining local, while being attuned to the universe and retaining global connections, is
certainly advocated, underwriting the Deep Ecology maxim of "think globally, act locally .
While there is then very much in Taoism that fits easily and revealingly with deeper

environmental theories, Taoism also leaves puzzles or points to residual problems. Not all the

supposed problems are however genuine; and not all the puzzles are bequeathed to

contemporary theory. Illustrating both is the problem of quietism, which is at bottom the
issue of reconciling "non-action" with environmental and social improvement and action.

How would a Taoist resistance against depredation, a Taoist defence of environment go, and

fare, given its strong (alleged) emphasis on "don't bother'? In-built harmony and quietism do
not allow sufficiently for conflict.

In part there is only a problem because of

misrepresentation of Taoism, which is not committed to a don t bother attitude to

environmental destruction: quite to the contrary, humans should not be allowed to destroy
nature. Furthermore, there are many Taoist tactics and techniques, using weakness to
overcome strength, letting the flow of nature demolish the forces of environmental
destruction, and the like, which can be applied in environmental resistance.^ Quietism is
accordingly a misrepresentation of the practice, and something of a misnomer.

How can Tao work in a world where there is scarcity almost everywhere? Very simply,
Taoism holds that there is no genuine problem of plentitude; things are not scarce, there is an

abundant outpouring from nature. There is scarcity only because of violations of the
t

requirements of Tao (rather as some claim there is food scarcity even now, with present

gigantic human populations, only because of politico-economic mismanagement). Tao will
serve to restore plentitude (LT 77). Rather than a collection of scarce resources, Nature is

represented as an virtually infinite storehouse of boundless wealth.

17

Use of the power of water affords a prime exampie; cf LT 15. No-action adaptations of old
Chinese martiai arts and strategies presumably offer more direct methods of defence and
resistance.

�77
Does Tao allow for the prospect and problems of too many people? Can the greater Tao
keep pace with the requirements of many too many individual taos, even if those individual
requirements are in line with the greater Tao?is No doubt in those times, and most historical

times when epidemics and plagues were almost as regular as droughts, when evolution still
operated on human species, there wasn't more than a hypothetical or remote future problem.
It seems plain however that Taoism did not face the environmental problems such as those of

too many people and incremental resource degradation. The texts say little about soil
degradation and deforestation, long major environmental problems in China. By contrast, in

the West, Plato was properly concerned about deforestation of Greece. Nor does Taoism
have much to offer directly on main contemporary issues of animal liberation, species loss,

urban disgustification, and so forth, though some of the problems are hardly new. Historic
Taoism too was a product of its times, adjusted to what were seen as problems.
7. The extent of political anarchism: hierarchy, domination, and rulers in

Taoism. In looking to Taoism for political illumination, an early query is likely to be: To

what (damaging) extent is Taoism, and the work of Lao Tzu in particular, anarchistic? It
explicitly addresses a ruler, and takes for granted the existence of a state. But the format of

the Lao 7zM may have been obligatory; for Taoism also hopes for "the absence of princes".

Nonetheless, overtly, Taoism is not anarchistic. But although literally archist, almost
everything in the work corresponds to anarchist sentiments, and it has struck responsive

chords in anarchists. Not surprisingly then, some have argued that, despite appearances, the
work is anarchistic, and disposes of the state and the ruler "when taken in a political sense
(thus Clark). What has happened here is that anarchism is confused with an important

Taoism sketches
an early version of monarchically organised anakyrism; Clark (in his book) a late version of
variant,

meaning practice, policy and so on

ecological anakyrism.
If Taoism assumes a ruler then it is open to the charge of not being a suitably natural

-

way - unless there is a no-hands ruler. But a satisfactory ruler does not coerce, and in fact
does no regulation. It seems clear that Lao Tzu assumes a monarchical style of society

without coercion. The basic idea is that it is alright (if maybe costly) to have or inherit a
perhaps superfluous ruler, so long as there is no coercion. The "ruler" is merely a planner, a

18

It is tempting to speculate that the greater Tao would serve to limit the number of actual
individual taos, as certainly happened in most historic times. On a market model, supply and
demand would be on a natural parity.

�78

guide, an example. "Laws" are not backed up with coercion. Carving the block coercively is
seen as counterproductively breaking up the community.
Control or domination breaks the natural order of society, coercion removes the basic

elements of voluntary simplicity; they are appropriately met with resistance. Government is
said to be a sort of disorder. Government is indeed a main source of disorder, where
government means coercive government. People are difficult to keep in order because those

above interfere. Indeed this is the only reason they are difficult to keep in order (LT 57 and
58). The more laws there are, the more disorder is possible, the more disorder there is. The

more ways order is attempted, and more ways there are to have disorder.
Natural order is the way, the recommended way. Imposed order is counterproductive.

There is reciprocal resistance to the imposition of deviant order. This would hold even if
social organisers tried to impose Tao itself. To attempt to impose it would be to go astray.
Such points help to explain why little satisfactory detail is given on social and political

organisation. For the requisite organisation, such as it is, follows natural patterns and natural
social structures (whichever they are). No doubt details would be (in the style of Aristotelian

ethics) largely descriptive of what happens in cases where social affairs were functioning

well. Even so, rather more needs to be said about how society accommodates "deviants" of
various sorts, as to how unsocial and unenvironmental activities are curtailed, what support
structures natural arrangements afford, and so on. Of course these things are attended to
locally by society, not by a remote and mostly indifferent state. As in modem anarchism, an
important distinction is taken for granted between (local) society and the state or empire. (By

contrast, in contemporary texts, especially those of economic orientation, the state is often
conflated with society, social roles are transferred to the state, and it is even claimed that what

society wants is what the state does!) In Taoism, as in nineteenth century social anarchism,

society functions along natural lines; the state is essentially otiose. Society is self-regulating.
No doubt small markets that do not yield excess profits flourish, no doubt craftspeople

-

abound and live well but not extravagantly, no doubt local people make inputs to the

arrangements of their social affairs. Most of these sorts of background details go largely
unstated. But some significant features of social practice are revealed; for example (LT 3), the
worthy are not exalted or rewarded, competition is not promoted, there is no unnecessary
accumulation of possessions, consumerism and the manufacturing ot wants is discouraged.

In short, all the main approved features of modern economic behaviour - the sources of
greed, discrimination and strife according to Taoism (Chan p. 103) - are gently set aside, they
do not represent natural, or satisfactory, ways.

�79
Just as nature can operate by itself without a director or boss, so a confederation can run
itself without an emperor or president. True, there may be one or more rulers. However a

Taoist ruler/sage "exercises" non-dominating authority. But obviously, since he exercises no
authority, some of the stuffing has been removed from notion of authority. The ruler/sage
has no personal power. He imposes nothing on others. He transmits worthwhile tradition

but does not impose it. He is said to transmit it through eternal edicts, but these are principles

proferred or advice at best. He does not attempt to legislate or require the good. Society is
like the individual, it cannot be coerced into doing right things. And it should not be! At

work is a teleological model of "transcendent" good, a bit like a natural law theory, but even
more like recent deep environmental theory. No more than co-operating individuals in a
social matrix are required for the good. A ruler, or organiser, does not attempt to require it
for society. He takes no action and the people are transformed by an exemplar ruler. He is a
ruler on a rather more Gandhian model, but even so not a visible charismatic leader. Unlike

contemporary models, the ruler is not a jet-setter or super-consumer; he is not usually seen on
television, and perhaps not seen at all, but only known about, or his or her existence merely

rumoured.
As with "authority", but even more so, other social and political terms thus get

drastically turned around, and even subverted. The "empire ceases to be coercive power, but
turns into a natural super-regional order under general guidance of the Tao. Possessing the
empire" even comes to mean something like attunement to Te. The "power" of a ruler is not

coercive. It is exemplary. The best rulers are those whose existence is merely known by the
people. Thus they are not rulers or leaders, but models for personal development. (For Deep

Ecology the corresponding roles would be those oi eco-saints.) They are not apart from

society, but central to society's ideals. Society could have a lot of "rulers" (kingly people) or

could consist entirely of "kingly people". Like Christ, a taoist ruler leads from within or
behind. The people seeing the life of the sage choose to do likewise.

An ideal ruler is a non-interfering exemplar ruler. The people bec&amp;me, if you like,
ruler-groupies. The sage understands the fundamentals of Tao, and practices accordingly.

So Taoism reinterprets the notion of "ruler", equating ruler with supreme exemplar, such as
the sage. The meaning attributed to "ruler" becomes that of following Tao. The ruler is one

who deviates little from the Tao. This is his "power"". Someone who deviates little from the
Tao is kingly, that is, to observe another subversion of terminology, he shows an allembracing impartiality. The sage and the "ruler" are but two important examples of an ideal

life. A more general model is also sketched (notably in LT 8) ot the best type of person — a
person 'who in his dwelling loves the earth", but also loves humanity, and order, and

�80
competence, and profundity.

While Taoism is decidedly short on structural details for organising large human

populations, which are no longer self-regulating (by contrast with large dense populations of
modem penguins), it nonetheless transmits significant political messages, which deep theory
needs to assimilate. Taoism has been attacked, like other similar alternative political forms
(e.g. Morris's social anarchism and Illich's convivial society), as being conservative, as

seeking anachronistically to turn the clock back to some ancient village communal life-style,
better left far behind. Such attacks do not cohere. Such considerable changes, as Taoism

envisages, from the status quo, can hardly be represented as conservative. To be sure, there

are conservative elements in Taoism, as in the most radical environmental movements, for

instance the desire to conserve elements of the natural environment that the "conservatives"
wish to exploit or destroy. ('Conservative', like many a political terms in heavy popular use,
breaks down under conceptual overload.)
While backward-looking glances at an idealised past is a conservative tendency,
anathema to forward-looking progressives who prefer to leave the past obscured in a heavy

cloud of dust, nonetheless, the past, with its actual features, its blocked possibilities, and its
paths not taken, remains important to all main political persuasions. Against anarchistic
positions, progressives like to lodge the charges

that the past never was ideal, that

virtually everything that matters (not, surely, forests inhabited by wild creatures) was far

worse than the enlightened present, #776? that anarchism has never really been achieved in the
past. Again the charges do not cohere. (Proof is left as an exercise; but for hints, see EE).

It should be evident that Taoism was, and remains, a radical position. It represents a

severe attack on mainstream civilization, on themes of the dominant social paradigm. It
discards or upsets many mainstream values, and most mainstream ways of organising and
doing things. It holds up instead examples of very different lifestyles as much preferable, and
offers a very mean path, simple and modest, between insufficiency and excess-

APPENDIX. Doctrines of Four: the four great things and the fourfold way.
Running in a striking way through the history of thought are certain related doctrines of four —

of four great, important or valuable, things, whose basic interrelations are fundamental to the

whole doctrine involved. Consider first three, plainly related, fourfolds, of much interest in
deeper ecological thinking:-

theWay/Tao

I

God(s)

I

Whole/Gaia

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              <text>TAOISM AND DEEP (ECOLOGICAL) THEORY:
a preliminary object-theoretic investigation.

There is a remarkable, and remarked, convergence of themes of deeper ecological

positions, such-as Deep Ecology, with those ot Taoism, i Given that Deep Theory has not
received adequate elaboration in important directions, particularly metaphysical and political

directions, the older wisdom of Tao can be profitably drawn upon to elaborate and enrich
deeper positions. Where Taoism does diverge from Deep Ecology (our working example

since it is presently the best known deep environmental theory) concerns some of the weakest
and most controversial parts of the Deep Ecology platform, such as the theme of Biospheric

Egalitarianism, the equality of all (living) beings.2 Thus Taoism can also provide a base for

1

The connections are remarked in some of the prime texts for Deep Ecology, for which see
Devall and Sessions (and therein p.100), and also CD. Not all the connections assumed in
Deep Ecology sources are correct however; in parucular Taoism does not deductively deliver
the platform of Deep Ecology. At most it informs the platform, which it would, if taken
seriously, after.

2

A critical exposition of Deep Ecology, which surveys the main themes, is ventured in Sylvan
CD. In several significant respects, Taoism offers a (retrospective) improvement on Deep
Ecology, being free of the excessive junk Deep Ecology has quickly accumulated. Fortunately
for those averse to intellectual junk such as environmental thought tends to collect (though
no doubt for later building or recycling), Deep Ecology is but one deep ecological position.
Another, presently being worked out in some detail, is Deep Green Theory, the ecological
part of a more comprehensive Deep Theory, which is intended to cover a much broader region
of philosophical ideas. Deep Theory includes, for instance, what adds to the depth, depth
relevant logic, intenzional object theory, and deep pluralism. As will begin to become
evident, Taoism proves to be a very congenial position for Deep Theory, and for Deep Green
Theory in particular. Thus it can most usefully be applied to illuminate Deep Theory, as well
as adding to its historical depth. But in this preliminary investigation, we become ^o caught
up in interpreting and explaining authentic Taoism, that we do not get to much explicit

elaboration of Deep Green Theory.
A corollary we want to draw from our investigations (preliminary though they are) bears
upon, and when developed may help to eradicate, a commonplace Western complacency and
smug superiority. A widespread, though usually subterranean, view in philosophy is that the
East really has little or nothing to offer. This view even extends far into environmental
philosophy (cf. Rolston's put-down). It is often part of cultural chauvinism; Western
scientific industrial culture doesn't have much to learn from other, generally more backward or
primitive or scientifically crude, cultures. The West is the cultural pace-setter, with the
information, resources, etc. Observe however that a nothing-new-to-offer position need not
reject old theories as worthless and not worth bothering with; in less brash form it can allow

51
correction and adjustment of Deep Ecology, and an impressionistic guide to a more

satisfactory and richer deep theory. Taoism is throughout decidedly ecologically oriented; a
high level of ecological consciousness is built into it, a main recipe amounting to FoZZow

Mxmrg as the basis of practice. It is also, so it transpires, a very congenial philosophic way­

station for ecologically-concerned intellectual travellers weary of mainstream Anglo-American
and Continental philosophies which inform and reinforce the dominant Western social
paradigm.
Both for background, and in order to arrive immediately in the thick of the comparison,

we outline a main part of the Deep Ecology platform in (typical) slogan form and contrast it on
the one side with predominant Western attitudes and platitudes and on the other side with
Taoism.

TABLE 1. DEEP ECOLOGY CONTRASTED WITH THE DOMINANT
PARADIGM AND WITH TAOISM
DOMINANT (WESTERN)

PARADIGM

DEEP ECOLOGY (DE)

TAOISM

Domination over nature

Harmony with nature

Elaboration of DE

Nature a resource;
intrinsic value confined
to humans

Natural environment
valued for itself

Much for DE;
"humanism" rejected

Humane supremacy

Biocentric egalitarianism

Differs from DE;
wide impartiality

Ample resources/substitutes

Earth supplies limited

Supplies ample

Material economic growth
a predominant goal

Non-material goals,
especially self-realization

Following Tao-te

that there is interest and merit in historical and reconstruction exercises. What it cannot allow
is news, such as News from Tao. Thus it does clash with what we argue, that such deep
theories as Deep Ecology can benefit and learn from Taoism. Taoism offers a striking timetested theory upon which Deep Theory can draw, an ongoing source of inspiration and
wisdom. Taoism texts may lack the detail of prime Western (non-industrial) sources such as
the texts of Aristotle or Plato; but they offer a much more congenial source for Deep Theory.

52
Consumerism

Doing with enough/
recycling

Doing with enough
(recycling inappropriate)

Competitive lifestyle

Cooperative lifeway

Much as for DE:
voluntary simplicity

Centralized/urban centred/
national focus

Decentralized/bioregional
/neighbourhood focus

As for DE

Power structure
hierarchical

Non-hierarchical/
grassroots democracy

Hierarchy without
power structure

High technology

Appropriate technology

Limited technology

The contrasts tabulated are of limited accuracy, because condensed to slogans, and also

limited because much of importance is omitted, especially from Taoism (which as so far
portrayed only reflects themes of Deep Ecology). In what follows several of the contrasts

will be expanded, and main omissions rectified. The richness of Taoism, the philosophical
topics traversed to which nothing corresponds in Deep Ecology, will mean that Deep Ecology
is often left far behind?

Deep Ecology offers however a different perspective on Taoism than has been arrived at
before. Not only can Taoism further Deep Ecology, then, but the compliment can be
returned. A comparison of Taoism with deep ecological theory can hardly be our only

objective; as an essential preliminary, much effort is directed at systematising Taoism. In the

course of this outside endeavour, we succumbed to a rather too familiar taunting challenge: to
draw something philosophically solid, of contemporary relevance, from the ancient Taoist

tests. A key element in our attempt to pull off something mind-expanding has been an object-

theoretic interpretation of perhaps the most vexing part of elusive Taoist theory, the
"metaphysics". Taoism lends itself to natural systematisation in terms of noneism (the brand

3

We have not attempted anything approaching a fuii coverage of features of Taoism of
contemporary philosophical interest; but a
coverage is an eventual eco-theoretic
objective. The main works repay repeated fossicking.
There is, for instance, a significant doctrine of opposites in Taoism, iikely /tot the same as
that in the main Chinese tradition, which needs fathoming, and linking with common ancient
themes of balance and dynamic equilibrium of healthy systems. Every sort of thing, every
category has an opposite, which furthermore interacts with its dual. In theory, the opposition
appears to be tied to a (questionable) contrast theory of meaning. In practice, the opposites
tend to be reconciled or harmonized, but /tor in a Hegelian fashion by ascent, but through
taking a middle way (natural compromise rather than dialectic confrontation).

53
of object-theory developed in JB). For not only is the theory woven around certain striking
objects - Tao, Te, Tzu-jan, and others - not only does the theory cleverly exploit an objecttheoretic cosmology; but also important, the theory, though remarkedly free of the type of

religious trappings and claptrap that ontologically weigh down most older or traditional

ideologies, is opposed to and is highly resistant to reductionistic practices. That is, like
noneism, Taoism takes a no-rubbish non-reductionist stance. It is in part for such reasons especially that most everything in what it is and neither some other (approved) item nor
reducible to such other item - that Taoism avoids the common-sense implausibility and

scientific naivety of many a position, old and new: that for instance everything reduces to

water or air or fire or matter or energy or superstrings

Evidently, in advancing such noneist claims and other claims about what Taoists say or
imply, an interpretation is adopted, when often enough other rival interpretations of the central

texts are supportable. Indeed such a small body of theoretical work as the basic Taoist tests
comprise is far from categorical and is bound to admit of a plurality of non-isomorphic

interpretations.^ The main arguments we should offer for the selection we make from the

basket of admissible interpretations are these: the interpretation we offer is very
straightforward and is mostly an "obvious reading"; for the most part such an interpretation

has already been offered, in other connections, by others much better informed than we are
about the Chinese texts; and that it is a relevant and important one for deep ecological

purposes.

Finally we should remark that we are essentially concerned with the

systematisation of only the Erst two Taoist texts (LT and CT) and focus upon LT. In brasher
moments we are inclined to think that the framework supplied (brushstrokes behind the old

master's impressionistic brushstrokes) will enable us to take philosophical account of almost

everything in the compact LT; we are not nearly so confident as regards CT.
1. Nature, cosmology, and the character of Tao.

Taoism sketches a cosmology

while Deep Ecology does not. The cosmology is interestingly at variance with dominant

- Western cosmologies. For the universe arises out of nothing. Being arises in accordance
with Tao, which precedes existence. Nonbeing precedes Being. Nonbeing is ultimate

(according to Chang Tzu) and comes first.

4

There are significant pluralistic lessons for hermeneutics to be drawn from the logical
investigations of categoricalness of postulate systems and the typical /a/Zare of
categoricalness.

54
All things in the world come from being

And being comes from nonbeing (LT 40).
The universe had a primeval beginning, coming into existence from nothing (SB p.202).

DIAGRAM 1. TAOIST CYCLE OF RETURN (cf. Chan p.173 fn 2).
flourishing

growth

cycle of generated
entity

reversion

NATURE (HEAVEN AND EARTH, or
ACTUAL UNIVERSE): Existent, Named, Temporal

(FORMING) SOURCE: Nonexistent, Nameless, Eternal

Every entity arises out of (material) nothingness and eventually falls back into nothingness

all that comes to pass, that is. "All things flourish, but each one returns to its root' (LT 16).
The whole, the integrated natural system, is a process of becoming and decay. But the

emphasis upon process, evolution and change, upon Nature as flux and transformation, is

5

For a detailed contemporary presentation of such a cosmological cycle, see Sylvan CS. In
Neo-Taoism, e.g. Kao Hsiang, such a cycle is disputed, on standard ontological grounds (see
e.g. Chan SB, p.335)
A serious complication is induced in the Taoist cosmological story by variations on the
traditional interpretation of the later verses of LT 1. (On the variations, see Chan p.99 note
5; the linkage of Nonbeing with "no desires" is not however so remote as Chan tries to make
out; see LT 37.) The variations (which replace having desires and having no desires by Being
and Nonbeing) lead to dialethic complications of a Hegelian cast. For they make Being and
Nonbeing ultimately the
no doubt because of the becoming and reversion of each
generated being to nonbeing. (Becoming is seen by the modem translators Hegelian-style, as
the product of Being and Nonbeing.) Of course there is bound to be some dialethic elaboration
of Taoism in any case; e.g. Tao itself is both nameless (LT 1) and named (LT 14), though in
a slack sense. Thus Tao is both nameless because nonexistent and not fully conceptualisable
or describable; and also named, because called "Tao', "the Subtle', etc., and theorisable about.

55
much enhanced in Chang Tzu, over the work of Lao Tzu, where more stress is put upon
stability, constancy and equilibrium (cf. Chan p.20, also SB p.177). Overall, it is correct to
say, if not highly informative, that Tao is a natural process philosophy, with a keen sense
both of

and of

The novel cosmology — the emergence of what exists from nothing — is made feasible

through adoption of rudiments of a theory of objects (in the style much later elaborated by
Reid, Meinong and others). Nonbeing, what does not exist, is not formless or empty, an
indescribable nullity, as previous Chinese schools had apparently invariably thought (Chan,
p.8). On the contrary, it is not devoid of characteristics, but has definite features. Perhaps
wisely (if unfortunately from an analytic angle) authentic Taoism is largely silent on such

questions as to exactly which features nonexistent items have. But enough is said to reveal

how what does not exist — above all Tao — may yet have very distinctive features, while yet

lacking other properties (such as existence). Main examples, some repeatedly alluded to, are
those of gaps, lacunae, vacant spaces, as with a hollow bowl (LT 4), or empty utensil or
window space or lightweight wheel (LT 11), or valley. The unoccupied space of a room for

example has definite dimensions, location, and so forth; and its function and utility depends
upon its not being occupied (LT 11).

Rudiments of object-theory are however coupled with a curiously narrow doctrine of
names, perhaps as a concession to rival Chinese schools and with a view to making its

nonstandard position devastatingly clear. (This would parallel then the contemporary

concession of

to mainstream schools, in virtue of which nonexistent objects are not

referents; there are no referring terms, "referential names", which signify them.) According

to this doctrine of names, only what is a concrete individual and partly at least describable in

quite particular ostensive terms is nameable (nor at least

nameable). As Wang Pi, an

early commentator, indicated, names have a restricted role, naming requiring circumscription,

'the name that can be named point[s] to a particular affair' (p.l). Thus, for example, the main

-

transcendental notions are not nameable, Tao in particular. Tao, though-a great form ,

though at least apparently "named" honorifically in several ways, is not named thereby, but is

nameless, because not suitably circumscribed, because not a particular (affair). Similarly for
the other central notions of Taoism, such as Te; though they can be described, in approximate

fashion, they cannot be named. 'Tao', Te' and the like are not (ptimary) 77#/%?.?, but rather
(like 'God' and 'Vulcan' on contemporary theories) condensed descriptions. They could be

said to be

'Name' has been contracted, perhaps unduly, to 'primary name'.

There is another very important reason for eschewing names, or at least treating them -

56
and descriptions - with due caution. Names come with classification, with conceptualisation,

with carving the whole block, with imposition of a theoretical grid on the seamless Whole.6
Usual metaphysical theories presuppose one or another of standard, narrow and limiting,
conceptualisations and classifications, some perspective already carving up the Whole.
Names, basic to the linguistics of such carving operations, have a major role in the

worldification, in breaking up the One, which is simple and undifferentated, and typically a
major role in imposing a single impoverishing theoretical grid (e.g. recent empiricist
perspectives eliminate intensional and evaluative richness from the presented stuff). Part of

the point of the "uncarved block" image - which symbolises the One (among other things, it
is also a symbol for simplicity, and naturalness, for things not spoiled by artifice), the One

simple and undifferentiated, the unity behind all multiplicity - is to get at the purity and unity
of Tao before conceptualisation, before naming, before the differentiating and perhaps
distorting conferring of names.

Though Tao is so nameless, that is, it is not an existent concrete thing (e.g. a
particular), nonetheless a lot can be said a&amp;oM? the Tao, by way of description (see the
excellent summary of Taoist descriptions in Chan pp.6-7). Though Tao is a single item, One,
unity behind multiplicity, under conceptualisations it is "complex', many things: source of

everything, great form regulating both nature and conduct, Way of satisfactory conduct and
proper lives, and derivatively it is "invisible', "inaudible', "vague and elusive'. Nothing
important conceptualised in Taoism comes in neat single form. All the main features and
notions of Taoism - principles, models, examples, etc. - appear in such multiple form:

metaphysical, ethical, etc. The artificial boundaries between these areas are broken down.
Tao itself exhibits this plural conceptual character: it combines both a complex of natural

principles and methods and of guiding ethical forms, with no imposed separation of fact and

value; but it is also an inexhaustible source, and so on. But the Tao is not beyond the reach of
reason (necessarily), even though it is inexpressible (adequately). Other things, such as

infinity, are also of this sort. (If Tao were Nothing, which in a sense it Ay, many of the
puzzling descriptions would be entirely apt.)
Tao is perhaps best explained by going going back to fundamentals. "The word fao

6

This appropriate image was popularised by James. Under deep pluralism, different
determinations of the Whole, different grids, yield different worlds, a pZuraf/ry of worlds, with
different domains of objects named or different classes of designated propositions (and so
derivatively perhaps widi different logics).

57
consists of one element meaning a head and another meaning to run. It means that on which

something or someone goes [that by which a thing becomes what it is], a path or road, later

extended to mean "method", "principle"../ (Chan p.6, insert from p.7).
DIAGRAM 2.

FUNDAMENTALS OF TAO

head

running
stvlised

source

course

program

path

§

source

directed
path

To the apt Taoist images of Tao as "storehouse", "mother" and "ancestor", may be added
others, such as that of a programmed or guided projectile. Each image helps peel off

unwanted associations of others; thus Tao is a great mother without male input; an ancestor
without predecessor, a missile without maker, an outputing program without input. Like a

program projectile or delivering storehouse, it integrates a complex source, an initial operating

program, with a planned course, a natural (and ideal) path.
The great or overarching Tao is a comprehensive source of natural activity; it

encapsulates a framework of forms or principles, principles of natural order, both
metaphysical and moral. It comprises both dynamic principles (or evolving ""laws"") of nature

&lt;37%/ axiological principles guiding conduct. In this representation it invites comparison with

Plato's structure of Forms, appropriately neutralised (in the object-theory fashion Reid urged:
see JB), or still better, though again neglecting the dynamism of Tao, comparison with the

pre-Socratic Logos. But to see overarching Tao as an axiological ontology, after the pattern
of Plato's Form theory, would be to import unwarranted Western assumptions. Though Tao

is a ""great form"", and there is no doubt room in the generous object framework for other
t (unhypostatized) forms, main Platonic forms such as Beauty, Truth and Goodness, do not

feature large in the

CTn/ig. They are distinguished, and set rather to the side, in the

final chapter (LT 81). Other less Platonically emphasized (or available) forms are more
important, such as Simplicity, Frugality and Non-competition, as well as Tao itself, the
supreme form, also the One, which supplants the static Good of Plato's scheme and is

coupled with a dynamic path component.
Tao as form is part of Tao as in/bT*???//?^ source, which comprehends the class of
characterisations of objects e.g. subjectized and individualized forms, taos (these no doubt

58
relate to forms, ideals or principles, rather as particular essences relate to Platonic forms).

Tao as informing source is summed up in such phrases as "The original of everything and out
of which all arises." Tao as combined governing principle and source is summed up in such

phrases as "the ancestor and mother of all things". The Mother-image provides both a source,
and for the form of an object without being that object? Under the ancestral-image, Tao
supplies both the material source and the form, the genetic coding, for existence.

It is evident that Tao is intimately linked with, and concerned with, the natural, and

indeed linked with and not above the everyday. But what is the relationship between nature
and Tao? Is Tao supra- or super-natural? Tao is certainly not supernatural, and it does not
transcend natural things in the fashion of Western supernatural religions; rather Tao both
orders and reflects nature. Tao supplies the physical laws that provide physical idealisations
(i.e. ideal models) of processes. Tao in this sense is a process and the container and origin of

process and the laws of process. Tao is the natural way of the universe (of Heaven and

Earth), and super-Tao, also signified as Tao, is the way of the universe and the universe.
(Under a computer analogy, Tao is the program of the whole system; it is also, as super-Tao,
the program combined with the system, everything). As Great Tao it is certainly simple, allembracing and one. Getting the hang of its components and their connections is not quite so

simple.

The persistent Mother image in Lao Tzu has suggested several tancifui interpretations, such
as that of a mother-goddess, which are not textualiy supported. The latest in this fanciful line
is a Gaia story.

59

DIAGRAM 3. SUPER-TAO, OR GREAT TAO, WITH COMPONENTS

INTEGRATED
SUPER-TAO

Overarching forms, principles, Way of Nature

'§

'§
Nature, with taos in world

unrealised

objectified
forms

natural
system

'§

'§
'§
'§

§

'§
'§

Deviation line

Defective (or fallen)

fl'

from Natural

taos

As to the status of principles (laws, rules), standard Western categorisations are again

exceeded. These principles are not transcendent, governing things externally, but are, so to

say, self-supplied, with things self-regulated. Undominated things are naturally self-

governing. Nor is it quite accurate to say that "the Tao is immanent and expressed through the

60
fe = r^Zoj, ideal direction) of things'.s The transcendent/immanent dichotomy fails (as on
object-theory), because it presupposes that principles and the Tao exist, either externally or

internally; but they do not exist. What is nearer right is that "Everything has its own nature

and each nature is its own ultimate ... then by whom are things produced? They produce

themselves, that is all' (Kuo Hsiang, p.328). But ZJooZZy they proceed according to the Tao-

te, the goal directed way of virtue, autonomously.
DIAGRAM 4. TAO-TE PATHS, AND GOING WITH THE NATURAL FLOW

(cf. LT 53).

Tao (source)

Te(los)
Flow

Ideal Way: Way of Virtue

§

Deviations
from Flow

Deviant
Ways

tao '§.....................&gt;-Ote
Laws persist, and perhaps evolve, under the guidance of overarching Tao, while the
universe in its rich diversity comes into and goes out of being. Tao thus offers a kind of unity

in, or above, diversity. In this regard too, Taoism can be applied to clarify the value scheme
of Deep Ecology. For Deep Ecology also values diversity and organic unity in diversity, but

lacks the cosmology from which the features derive. The unity lies in a unified tier of
principle (matched in part at an upper level of the Deep Ecology pyramid) above the diversity

of life processes. The Taoist metaphor of a single block, variously composed of many

things, can likewise be applied to fill out Deep Ecology's picture of the ecosphere. However,

8

As Hall claims.
a fundamental notion in Taoism, is often translated as wrfa%, sometimes
power; but often reZo^y gets the intended item and objective better, as the subsequent text tries
to explain. Te is not the same as Tao. And it is a mistake to t?Ze?uZ/y tao, or individualised
Tao, with te (as sometimes suggested; e.g. Chan SB p.178), though they are evidendy closely
connected, and to a restricted extent (as e.g. in a missile example) one can be derived from the

other. While tao gives the source and route ' §, te supplies die virtuous direction and focus or

goal (telos) §-O.

61

the block metaphor has some drawbacks; it tends to suggest a static picture, which is
unwarranted.

For both Tao and Deep Ecology, universes and ecospheres are, when

appropriately stable, in dynamic equilibrium.
Tao is a natural order. Though the phrase "natural order'* may seem strange, even

contradictory, it is not. The reason is, in part, that the Taoist perception of the world is the
reverse of the modern Hobbes-Locke perception of the world. In contrast to European
political thought of the mainstream Hobbes-Locke strain, where the state-of-nature is one of

chaos or extreme disorder, the Taoist state-of-nature is one of order. A main assumption of
Western thought, that political order must be imposed by regulation on an unruly state-of-

nature, is thus undercut. A separate imposed political order is not required; the idea that it is

rests on mistaken assumptions. Politics can, and should, follow nature. Science and politics
can be blended, not sharply separated in the typical Western fashion, where nature is taken to
exclude value. Nature presumes value.

Nature is already in order as it normally is, through a unity in diversity which involves a
normative component - a principle or recipe for how things "should" be as well as how they
are integrally. Values are build into the environment, an integral part of the way of things.

By following the values of Tao one enters and comes into contact with the whole environment
and into unity with the environment. Tao is a description of how things are and a prescription

of how to act in accord with the way they are.
According to Taoism then, by contrast with dominant Western thought which sees the

world as extensional, mechanistic and value-neutral (except for its human cargo), the world is

both intensional and value-infused. These features extend not merely to the whole, but to
components which go into composing the greater whole. These have their programs, or

ways, which are integrated into the greater way (somewhat as, but artificially, expert system

programs may be organised into grander programs representing super-experts, computer

substitutes for the lost "universal men**).
The overarching Tao - grand or capital Tao, the program or recipe or Form or whole
genetic code - combines many individual ones - lesser or /ow^r-case taos - within it. Such a

lesser tao, of an individual, system or whatever, is what makes a thing what is properly, a

coursed or informed source, a program directed path, a processed output. A tao is a sourced
directed object; it is thus a type of object, a dynamic item, which can be represented by a pair
comprising a recipe, program or form and a direction or goal-orientation. Accordingly, an
individual or local tao (or form) resembles one of Aristotle's individual forms as coupled with

a

which comprises a normative directive. For both Aristotle and Tao there is, in effect,

62
an "invisible hand" at work. (How did this, such convenient namraZ order come about? That

is Tao; another, old and compatible answer is: It evolved.) When things are running
properly, the lesser, individual, taos (most conveniently) fit together and operate in accord
under the overarching program (cf. diagram 3). If each individual runs according to the

program, then the overall program succeeds fully. However, it works even if each individual
does not run according to the overarching program, but it has a less ideal result. If each

person acts in a correct way a massive net good and great order result. Yet, any attempt to
impose order does not bring it about, but is counterproductive. The invisible (natural) hand
guides, but the hand cannot be forced.
This picture of order invites comparison with the modem market theory, which claims
that maximum effect or benefit is obtained without regulation (other than extensive framework

legislation!), and that once regulation is imposed the result is inferior. In principle, the market

operates on a set of understood (partly conventional) rules. The rules are known and it is

merely a matter of following them. But the market enables dominance by the rich and
powerful, and thereby discrimination and the like. Tao, however, is opposed to such

dominance; those who follow Tao attempt to refrain from dominating others. But like the
market, the rules of conduct are built into the system and any attempt to impose them is
counterproductive.
As a result, spontaneity and order are not opposites, but result from the same thing. A
strong sense of natural order, of self organisation, of anarchy (in the good sense) enters.

Like Buddhism, Tao assents to the maxim, "Do nothing and from unforced order greater
order results". If each being is permitted to follow its tao, then the needs of all will be met
without coercion. Following the way of Tao, nature emerges as a self-supplying

organization. Such convenient natural organisation stands (so far as it occurs!) in need of
some further explanation, whether of an internal, evolutioning sort or of a supernatural sort,

as in Neoplatonism where God or the One accomplishes the organisational task. Taoism

undermines such latter alternates, and points (in CT) towards an evolutionary explanation.
2. The extend of Tao as agency: non-religion and (non-)moraiity. God does not
occur, and is not needed, in the cosmology, either as an agent, to make things in the universe

happen, or as an authority, to regulate things or set moral or legal standards. If He did occur,
He would, like other directors and rulers, not be needed, though He could serve as an
example. "But there is no indication of his existence" (CT 2). As in the socio-political sphere,
direction by a overseer or ruler is otoise, and only examplary. In paiticular, God is not

required to start or wind the universe up. "Everything in the world creates itself without the

63

direction of any creator. Since things create themselves they are unconditioned. This is the
norm of the universe.'9
The Tao is not a supernatural personal agency; it is not supernatural, it is certainly not
personal, and it is only in a stretched sense "agency". It the Tao includes all-encompassing

natural order — a unity in diversity — in which the tao of each is ideally in harmony with the

whole, then there is no need to posit a super-Being. Each being follows its course in the

whole. Moreover, the appeal to a superpersonal authority, exalted example, or the like, on
the one side, or to ethics, on the other, is needed only when people have moved away from
the Tao. Everything will work well if a community lives according to the Tao. Thus deontic

features are brought in only at disequilibrium — an interesting, but tricky, position. Then too,
in formulating norms, appeal is back to framework from which people have diverged.

In politics, as in morals, it is deviation from the natural state that represents the
problem, quite in contrast again to European political thought of the Hobbes-Locke strain,
where the state-of-nature is one of extreme disorder (nasty, brutish, short, etc.). Such a state of-nature is not at all a Taoist natural state; by contrast with mainstream thought, nineteenth

century European anarchism adopts a position very similar to Taoism. 10
It is revealing to compare the Taoist picture of deviation from a natural state with

Aristotelian model of deviation from the mean, which provides the norm (cf. diagram 4). On
the Aristotelian model, the end of all things is seeking well-being, to be achieved by following
the Mean. This involves adhering to the Mean in an active rational fashion. Rationality is tied

to seeking, to the means. Tao does not require rationality. Tao is sought passively, by letting
happen, not actively, by forced efficiency, whereas on the Aristotelian account, the search and

aim for the good is active.

9

Kao Hsiang,
on
Tyu, 330-7. When Hall and others try to argue (like
Neo-Taoists) that the Taoist totality is without a beginning - contrary to Hall's other material
about Being coming from Nonbeing - what they actually present, and mean, is. without a
creative beginning. And that is right: there is no Creano
m/h/o as per Genesis. But it is
false that there is no cosmogony. There is; and while there is no creation, a making by
someone, there is a beginning; see e.g. SB, p.202.

10

In this respect, Hall is right off track (in the last sentence of his paragraph 1). The Taoist
point is that naturalness is not such a prominent feature of human affairs, because of the
imposition of excess laws, regulation, etc. Taoist sensibility is only bizarre from an
erroneous dominant paradigm perspective.

64
DIAGRAM 5. TAOIST MIDDLE/CENTRAL/LITTLE-ACTION WAYS

1.

2.

Aristotelian/Confucian/Taoist

Taoist contrasting ways

mean path, in fuzzy sufficiency cone
hard or extreme
mountain ways

a middle
way

valley, ravine or
river way;
easy, natural way
Though the ancient transcultural doctrine of the mean, of a middle way, appears explicitly in

Lao 7h/ (e.g. 77, also 29), that middle path is arrived at, and taken, differently. The Taoist
route is an easy no-action route, a valley way, a path of weakness and little resistance, in line

with the general account of following Tao and living and faring well.

Tao supplies a set of suggestions and prescriptions for how to live well, as well as a

parallel (and controlling) set of propositions about how things happen and proceed ideally.

Of course there is a moral purpose in Lao Tzu; the moral purpose is a central one alongside,

and inseparable from, the metaphysical purpose, the acquiring of an account of ultimate
reality". To what extent then is Taoism open to the accusation of amorality? Since axiology

is a crucial part of the world view — evaluations and commendations are freely and extensively
offered in the texts — it is not amoral in a generous sense. But the treatment of deontic

principles, and of rules of conduct generally is very different. Deontics get into the picture

only when there is a lapse or deviation from an ideal natural state (from a
t

course),

'When the Great Tao declined, the doctrine of humanity and righteousness arose' (LT 18). It
depends then, on what counts as "moral" and "amoral". Certainly there are approved and

implicitly recommended life-styles, though there are few "oughts' and no (ConfucianKantian) lists of duties. Moreover, unless the preferred Taoist lifestyle

merely

recommended, not required, Taoism would tall down as insufficiently pluralistic.
3. On the Taoist styie of iife; an environmental hfestyie. According to Lao Tzu,

there are some basic elements to living well, for instance 'three treasures' (LT 67; but different
overlapping lists are presented, e.g. LT 19).

65

1. Deep love - which can also be taken to involve compassion, pity, commiseration, care,
respect and regard, and which includes something close to empathy, deep-penetrating
empathy. Sympathy, a main linkage of the European "Enlightenment", does not however

capture what is involved: sympathy alone would be too egoistical for Taoism, as it is for Deep
Ecology. Deep love is part of the notion of genuine relatedness, not a one-sided "relatedness"
or possessiveness (which Taoism rejects).
2. Frugality - a renunciation of excess. But frugality is not impoverishment. Needs are met
adequately without deprivation or excess.
3. Modesty or humility - not to dare to be ahead of the world, not to take the lead. In Taoism

there is no competitive requirement, but the opposite; such Western desiderata lapse. Rather,

one gives up trying to be on top of the pile, or even being in a faster lane. In a Taoist society
there are no conspicuous tall poppies.

Much else connects with or follows in a loose way, it is assumed, from these three
virtues; for instance, courage from deep love, generosity from frugality, a kind of leadership

from humility. The arguments for those surprising derivations go like this: 'deep love helps
one to aim in the case of attack/And to be firm in the case of defence" (LT 67). Earlier (LT
19) it is taken that proper abandonment of humanistic ethics will mean a return to (what the

ethics inadmissibly substitutes for) deep love, a basic valuational relation. But in place of
frugality, goes a discarding of profit, and in place of humility an abandonment of conscious

sageliness and discarding of immodest (or conventional) wisdom. These changes are,

astonishingly, said to be rather superficial and inadequate; so further desiderata, commonly
read out of the "treasures"", are adduced: 'Manifest plainness/ embrace simplicity/ reduce

selfishness/have few desires" (LT 19). Another element, beyond the three of relatedness,
frugality, and not daring to be ahead, is adaptability or sponanteity. This complements the
further desiderata.

Evidently main ingredients for a simple environmentally sound life-style are highly
commended. Lao Tzu might almost have been writing an introduction for Callenbach's

environmental handbook, Living Poor wifL

or even for Pausacker and Andrews'

Living Rener wifL L^^. In Chang Tzu, the pure person is a deep environmentalist:- She is a

'companion' of Nature and 'does not attempt to interfere with it by imposing the way of man
upon it". Her goal is 'spiritual emancipation and peace" and derivatively freedom; and her
route is 'through knowing the capacity and limitations of one's own nature and adapting it to

the universal process of transformation" and thus to the environment (Chan SB p.177).

66

In complementary fashion, opposite "virtues", common in anti-environmental life-styles
are condemmed. The Western drives to power, fame, competition, possessions, excess
commodities, useless (small) knowledge are rejected by Taoism (along with "Mans Affairs").

Thus entrepreneurial activity in business, and also in professional and academic affairs (as
well as busyness itself), gets decidedly discouraged. The good life naturally reduces
ambitions and desires and avoids competition. Competition is connected with self-assertion

and aggressive action. Taoism, while not neglecting limited natural competition, passes
aspersions on both, thus fitting neatly with Deep Ecology's prescription for environmental

lifestyle and (supposedly derived) policy of non-violence . In place of the Enlightenment and

mainstream economic virtue of competition appears the 'virtue of non-competition' (LT 68).
Arguments against competition can be developed from other doctrines of Taoism. For

example, competition often requires forced or artificial action; thus it violates the doctrine of
(non-action), competition is deviant, evidencing deviation from one's tao. The
penality for such deviation from the path is not spelled out in Deep Ecology, but it is in
Taoism. Another way of putting it (suggested by Clark) is that in competition external rival

standards are imposed on Tao, presumably with electrifying results. In any case, according
to Taoism, there is no merit in trying to place oneself above another. So there is no value in
competition. Fortunately competition can be reduced. If a person does not compete then the
world cannot compete with him.

A way of life is depicted, based on love, respect and compassion for all things, attuned

to what is essential, shedding what is unnecessary, where simplicity and frugality are sought,
and excess avoided. This includes, in a nutshell, voluntary simplicity of a deep sort. In Deep
Ecology the same idea appears, partly sloganised as "simple in means; rich in ends".

Simplicity is not the impoverished life of one who seeks escape. Taoism goes much further
in disparaging scarce material means. Do not exact the worth, so that people compete. Do not

value rare treasure, so that people do not steal. Gross wealth and prestige are rejected; they

are vanities and vexations. But not all is vanity: living well is not.
It is a very natural inference, then, from the account of living well to the suggestion that
Tao offers a deep form of voluntary simplicity. Voluntary simplicity is a fuzzy notion.^

11

As Elgin's very profuse account reveals. Strictly much further detail is called for here:
namely, a set of conditions is needed, and also elaboration of the Taoist form of frugality, and
then connection of the conditions with die three basic elements of Tao - frugality, deep
relatedness, and not daring to be ahead in die world.

67
Voluntary simplicity can initially be explained through its two obvious components, simplicity
and its voluntary adoption. Simplicity connects with, and is often equated with frugality, as
elaborated in Taoism. But whether or not simplicity is obtained from frugality or other Taoist
virtues, it plays a direct and important part in the theory, and is in fact modelled, like its

metaphysical counterpart, the unconceptualised Whole, by the uncarved block, a central

Gestalt of the theory. The block symbolises unity, simplicity and naturalness not spoiled by
artifice, metaphysically the wholeness and unity of Tao before conceptual carving, and
ethically the wholesome straightforward non-devious life under Te, the 'simple life that is free

from cunning and cleverness, is not devoted to the pursuit of profit or marked by hypocritical
humanity and righteousness, but is characterised by plainness, tranquility, and purity' (Chan

p.14). As to voluntariness, people have a

of selecting the way of Tao rather than one

of the deviant ways. It is a choice of recipes - frugal vs. excess, relatedness vs. nonrelatedness, tall poppies vs. not daring to be ahead. But one does not attempt to force one's

way onto the correct path. To hyperactively seek the path is a deviation in itself. It is deontic
to speak of a

to find the correct path.

4. Following Tao, non-action, Te and Self-realization. Part of the Taoist route to
an environmental lifestyle and to "self-realization" consists in acquiring the practice of non­
action, in terms of non-assertion, non-aggression, non-destruction, etc.

commonly

translated as 'non-action', is thereby rendered a dialectic notion, for it does not exclude action
and in a sense is action. To avoid such dialectical overtones, wzz-w^z is sometimes rendered
'not acting wilfully' or 'not acting artificially' or 'acting naturally'; it is better transcribed as
'without forcing' or 'no forced (or coercive) action'.^ Construed in this fashion, wM-wez is
not an extraneous awkward addition to Taoism, but an integral part, which emerges from

other features of the theory, namely those of following natural low-action ways. For non­
action is the "activity" of letting one's tao drift or flow into line with the overall Tao (so
arrows in diagram 3 are aligned). What is commended is, in the correct circumstances,

pacific action, of letting happen (e.g. letting die), as opposed to aggressive, extraverted action
(e.g. killing), forced action upsetting natural ways. Similarly for other *No-nos; the "no

12

An illuminating philological comparison of
activity with anarc/zz.wi is developed by
Ames, pp.342-3. The sympathy between [them] lies in their common reference to activity
performed in the absence of coercively determined constraints ...'. As Ames observes, the
comparison operates not only at the political and ethical levels, but bears upon cosmology
also, negating a coercive boss or planner in the beginning of things. For an integrated
treatment of wzz-principles, which generally reject forms of imposition and control, see Hall
pp.59-60.

68
desires" directive, for instance, is a piquant shorthand for 'no impure desires' (Chan p.13),

i.e. for no unsatisfactory or anti-te desires. Non-action accordingly does not require literally
no action, but only actions in accord with ideal nature, so ruling out actions contrary to

undisturbed Tao. It may appear that perennial problems, alleged to haunt Taoism (and

intensified in Stoicism), are induced. For example, if all is Tao, and Tao is natural, how can
there be unnatural activity? Or differently, if nothing can depart from Tao, how can there be
unspontaneous actions, or any violation of

/yoznAy in an ideal, natural, direction. It does not

Tao, however, is a source which only

all individual paths, which can

deviate from ideal or natural paths. Thus deviant activity is not excluded, unspontaneous and

ill-organised activity by individuals is in no way ruled out; and forced, coercive and nature­
destroying activities are all too common.^

Non-action as policy generally implies non-interference, when things have not been
damagingly disturbed. It implies letting things take their own natural course; letting Being be,
as Deep Ecologists would say, with basically "hands off' practice and management.

Unforced action in practice is well illustrated by examples of going with the flow (cf. diagram
4). One main example of going with the flow is cutting meat. The Chef does not encounter

bones. He takes the meat apart effortlessly in the same way that an athlete does things
effortlessly, with little waste action. Going with the flow can however involve a lot of
activity, as with the man swimming easily in a raging torrent below the waterfall, or as in

sailing and trimming to the wind. At a personal level, non-action lies in such things as not
striving to put oneself above others, in foregoing competition, in simplicity, frugality, and

adherence to the mean. Evidently this removes a range of normally accepted social activities.
Flexibility, and suppleness, and even weakness, belong to the centre (or mean), to the valley
way. In Tao these qualities are associated with life; the inflexible and the rigid are associated
with the dead. This can be visualized as a range of activities associated with the process of

coming into being and passing out of being, in which the pre-life and the post-life are dead.
The central time, like the centre, is flexible and supple; not hard, stiff and inflexible. All this

carries a social message as well as an individual one.
After things reach their prime they grow old, which means they become contrary to
Tao. What is contrary to Tao soon perishes. After prime a thing moves towards rigidity.

13

When 'all activities follow their specific principles, that is nature' (SB p.202); deviation from
Nature accordingly occurs, namely when some activities do not follow their principles. As
for destruction, 'Do not let man destroy Nature' (SB p.207).

69
But Taoism does not accept Western cultural notions of primeness. Primeness is not a matter
of a certain juvenile physical or sporting prowess or peak. It takes a long time to reach a

practice approximating Tao. Socrates died in his prime, although by Western standards he
was an old man. An important, but retrograde, cultural shift has occurred in modern Western
culture. The doyens of Deep Ecology are old(er) men by Western standards.

A supreme goal in Deep Ecology, both for individuals and systems, societies and such
like, is self-realisation (again capitalised in the overall case). Self-realisation is a modem

European idea, not found in Taoism, and indeed incompatible with it and all older non­

maximizing wisdoms which incorporate theories of adhering to the Mean. For Self­

realisation, as understood and explained (of course the account could ahistorically be amended
to a satisizing one), is a maximizing prescription applied to the aggregated interests of separate

self, inflation of a typically egoistic concept not found in Taoism. But although Deep
Ecology's ideal of Self-realisation would be rightly queried in Taoism, there is a group of
associated goals to be found in Taoism: namely, attaining enlightenment and tranquility,

following Tao, cultivation of
parallels that between

cultivation of virtue or

and the contrast between self-realisation and Self-realisation

and %, great

Since The main objective of the

(Chan p.ll), it is

is the

that displaces self-realisation on the Taoist

scheme.
Complementary to Tao is Te, and to tao is te. Whereas tao is the directed source of a
thing, te is the matching

or unfolding of a thing. It is a directed and

(in principle favourably) developing, perfecting; hence the standard translation of

as 'virtue'. Because of its potentiality to reach a (good) goal, a rival translation as 'power'

has some currency; it is a directed force ybr good (or evil). The program of tao supplies the
direction of matching te. So a thing can follow its tao (and thereby follow Tao) by cultivating

te, by practising positive virtue, by choosing a lifestyle of deep simplicity. The directives for
a good individual life are accordingly commonly given in terms of individual te, and it is te
(rather than Tao) that generally appears individualised.

As self-realisation in Deep Ecology is not restricted to individuals, so te and tao are not.
The society as well as the individual has a tao and a matching te. Taoism is neither

individualistic nor atomistic, but systemic and holistic. Thus groups or societies have their

own taos and the collection is related to the overall Tao. Social insects perhaps provide a
conspicuous example of the social tao. The example transfers to overly rigid social forms,
such as bureaucracies, and also to military societies which are obsessed with security.

(Taoism is fairly lateralist in its thinking, with much inferential movement by association.)

70

But security is not obtained by being secure as in military security, which is characteristically
a fortified security. In peace people are open to danger but secure in another sense. The

materialist world, excessively propped up by possessions, Taoism treats with disdain; it does
not equate security with material security.
Each being has its own tao, its own ideal naturally-programmed path of self­

development or unfolding. Correspondingly, there is an immanent telos, a te, a goal-directed

virtuous developing, for each thing. By each following its own nature, all follow nature.
Our self-development does not then interfere damagingly with your self-development. How
does this happen? Through natural (again invisible) inter-organisation, my proper self­

development cannot impede your proper self-development. Taoism is decidedly short on

details of such mutual adjustment and harmonious integration, but certain it happens naturally

- as it may, for instance, through the evolution of co-operation.^ So there is, or need be, no
vacillation between following one's own path and taking care not to interfere with the paths of

others, between individualistic and relational paths. Perhaps in Taoism the modem problems
are skirted rather than solved. But the Taoist result is integration, a harmonious combination

of plans, without domination, whereas the pattern of Western relations operates (as in Hegel)

through hierarchical ordering and domination.
5. Anti-patriarchal aspects: feminism, powerlessness, peace.

Taoism advances

other models, than those concerning age, which are strange by entrenched Western standards
- such as demotion of strength and power, and the place and importance ascribed to

characteristically feminine and child-like elements in living well and achieving Taoist self­
realisation, te. It was prepared for ecofeminism in a way that Deep Ecology was not. Taoism

is highly critical of patriarchy, accepting in effect main anti-chauvinistic themes of

ecofeminism. By contrast, there has been continuing conflict between Deep Ecology and

ecofeminism. In its formative programmatic days Deep Ecology did not recognise legitimate
feminine aspirations or sexual domination, and it took no due account of the organising theme

14

resolution of this problem can now make a good start with Axelrod's investigations of
evolving cooperation.

Cooperation can begin with small clusters. It can thrive with rules that are nice,
provocable, and somewhat forgiving. And once established in a population,
individuals using such discriminating strategies can protect themselves from
invasion. The overall level of cooperation tends to go up and not down. In other
words, the machinery for the evolution of cooperation contains a ratchet (Axelrod
p.177).

71

of ecofeminism, the striking parallel between the domination of women and the domination of
nature. But Taoism even incorporates an interesting early form of affirmative action. In

Taoism, the traditional Chinese balance between ya/rg and ym swings, when in disequilibrium

it does, towards the y/n. Quite in contrast with the Western paradigm, one properly aims at
yzn (which represents the complex of supposedly feminine features) rather than at yang

(symbolising, among other things, the masculine complex).
There is an emphasis on female and child-like, features, and, as in ym-yang dovetailing,
integration of gender features. There is, nonetheless, some stereotyping of male and female
features in Tao (as there is generally in feminism itself), with males allegedly active and

female weaker and more passive. It is in this way that the emphasis on yin is reached, from

desiderata such as humility and weakness. Still, though historic Taoism hardly admits of
degendering, rigidly defined sex roles are alien to Tao sensibilities. People develop according

to their own tao. They can develop typically male, or female, features or features of both.
One who rigidly accounts these masculine and feminine features, speaks from without the

framework of Tao. Historically, where it began to be put into practice, Taoism worked for
sexual freedom and liberation of women.

The Child also serves as a model (LT 55), and there are certain components of
Childhood liberation in Taoism: in the emphasis on freedom, in the attack on learning and

schooling, and so on. The reason the child is a model is because it has spontaneity, it is direct
and natural, and lacks power or strength. Tao rejects institutions and societies based on
power. Infants are not ruled by a longing for power, instead all actions are spontaneous.

Active force, like power, is in general castigated.

To force growth is deviant,

destroying harmony. To stop growth is deviant. "For the mind to employ the vital force
without restraint means violence" (replacing "mind" with intentionality would give a better
picture of what is meant). There is a significant difference between force and violence. To

employ intentionally destructive force is to do violence. To so force things is condemned. To

remain in harmony with things one does not so force things or practice violence. There is a

non-interference principle at work, which also indicates types of non-interference that are
excluded.
Not only is the Taoist opposition to violence well-known, but there is a blistering attack

on militarism and warfare in

7zM (e.g. LT 31, 30, 46); "war is a symptom of the decline

of man' (Chan p.5). Given the hostility to war, it has been regarded as passing strange, not
to say puzzling, that Lao Tzu sketches military tactics and other allegedly devious political
strategies. The strategies are however but application of Taoist principles and techniques to

72

warfare, politics and elsewhere. Nothing excludes application of these techniques to what are
accounted, in general, unnecessary evils (which must sometimes, on other Taoist grounds, be

countered). Nor, to meet the main criticism, need any deceit or deviousness be involved; nor
is it. The legalist tactic, Tn order to grasp, it is necessary first to give" (LT 36), is said to
involve 'an element of deceit' 'undeniably', and 'worse' is 'morally questionable' (Chan

p.17). But in order for me to grasp your hand in a normal handshake, it is necessary first for
me to give my hand. There is no deceit here, nothing morally questionable. All the tactics

permit of benign construals, of a Taoist kind. Consider, for instance, Tn order to contract, it

is necessary first to expand' (LT 36). In order to bend a copper pipe to the intended angle, it

is better to bend it first further than required. The transformation of water to ice (both

favoured natural items for symbolic purposes) neatly illustrates the Taoist principle (which is
however hardly necessary), and shows softness and weakness turned hardness and strength.
6. Environmental theory and practice, and environmental problems and

difficulties, such as quietism and security.

As on deeper ecological theories,

traditional Western models for human relations to the natural world are one and all rejected.

The dominant view, of domination, of human dominion over the earth and its other

inhabitants, is not merely roundly and soundly rejected; the metaphysical creationist base and
the superiority myths upon which it is regularly founded are also removed. Therewith also
the bases for the lesser, and rather more benign, Western models are also undercut There is
no greater boss or purpose for humans to serve or act as steward to; besides stewardship,

which is both hierarchical and implicitly patriarchical in cast, typically involves active
interference in producing products. The idea of perfecting nature also implies active

interference, when however nature is more or less in order as it is, and requires no

"perfecting". Thus stewardship and perfectionist views fall along with domination and
dominion.
Taoism offers instead a non-interference model for relations to nature, a letting-be
approach, with "hands off' management and associated lifestyles, several features of which

we have already glimpsed. A most stoking feature of Taoism is its environmental depth, its
strong opposition to then prevailing (and still prevailing) humanism and human chauvinism.
Heaven and earth are not humane
They regard all things as straw dogs [i.e. rather worthless strict ritual objects].
The sage is not humane [or human chauvinist].
He regards all people as straw dogs (LT.5).

Because of such tough pronouncements, reiterated and reinforced in Chang Tzu (e.g. CT. 2),
Taoism is sometimes said to be predicated on anti-humanism. But it is not 'a dehumanizing

73

philosophy", it does not deny compassion; what transpires is that concern and value are not
confined to humans or their affairs, but
include the natural and the metaphysical. The human is no longer the criterion
of what is good or true. The traditional idea that a supreme supernatural being
... is the ruler of the universe is replaced by the doctrine that the universe
exists and operates by itself. When [Lao Tzu] says that "Heaven and Earth are
not humane", he means in a narrow sense that they are imparm?/, but in a
broader sense that Nature is no longer governed according to
g&amp;m&amp;izTZy
... In one stroke he removes Heaven [or God] and man as the standards ot
things and replaces them with Nature (Chan p.10, italics added; also p.107).

What is rejected with the rejection of humanism and humanistic ethics is human chauvinism.
For being "humane" means accepting the chauvinistic assumptions of conventional society

and remaining within the narrow sphere of interests of the human species. There is no

unbridgeable gulf between humans and other creatures such as Western thought has tried to
manufacture. 'Put a halter around the horse's head and put a string through the cow's nose,

that is man" (SB p.207). In place of humanism, Taoism adopts a doctrine of impartiality.

'Embrace all things without inclining to this way or that way" (SB p.206). He who is
enlightened 'is impartial" (LT 6); 'he has no partial love for anyone" (SB p.201) he does not

bestow undue or special favours upon humans; he aims to be one with Nature.

Impartiality does not imply equality. Despite the received heading of chapter 2 of the
CTxmg

'the equality of all things" (the literal 'levelling all things" is nearer the mark), and

the standard inference to some Taoist doctrine of parity, no simplistic and difficult theme of
equal value of all things is ventured - nor any theme of parity for some favoured subclass

thereof such as living things. (Though there is some accent on prime life, there is not the
same stress on /i/i? in Taoism that there is in Deep Ecology, nor the bizarre extension of "life"

to include waterfalls, mountains and other striking natural objects.) What is offered, instead
of much in the way elucidation of impartiality, is (again like deeper ecological theory) a

doctrine of identification. Wide identification and wide solidarity does promote impartiality
,

and counter chauvinism. Egoism, for instance, involves discounting all but oneself,
humanism all but humans, and requires a species solidarity with human things. But wider

identification puts a stop to such discounting (e.g. in favour of one's own or species's
interests, as exhausting value) and to such class-restricted solidarity. For wider identification

reveals that interests, desires, values and so forth, are not so individual or class restricted.
Many exquisite examples of identification, and the processes by which it may be achieved, are
developed, e.g. with a butterfly, by dream access (SB p.190), with rivers and seas, and wider

again, by the proper meditative process, with the dusty world - 'Become one with the dusty

world/ This is called profound identification" (LT 56, also 4) - and perhaps wider yet, and

74
ultimate, with ideal Nature, and thus in complete accord with Tao (e.g. LT 16).

No less striking than the criticism of humanism, Taoism makes similar sort of attack on
traditional education and on the accumulation of knowledge. The case against traditional
education, especially rote "learning", is straightforward; it reinforces entrenched practices and
prejudices, e.g. those of humanism. The criticism does not of course imply that there would

be no regular learning or habituation processor, such as those encouraged traditional
indoctrination methods. More perplexing is the attack on knowledge acquisition, though in
part it is of the same sort, against an entrenched knowledge in the hands of a power group.
But, in an organic society, knowledge is integrated into the community and not rarified into a

commodity held or controlled by a priesthood or a class of intellectuals or literati. Knowledge
is power; such power is removed from the hands of a few by making it a community good.

This goes beyond Deep Ecology, in that it questions and rejects experts. Indeed in its
criticism of schooling, narrow expertise, and the like, Taoism resembles and anticipates the

position taken by Illich rather than features of Deep Ecology. The move against informational
power also points to the difference between wisdom (not unequivocally approved) and

knowledge, a difference recorded in Taoism as in most older wisdom. However one of the
indicated Taoist arguments against mere knowledge illustrates an a//-to-any fallacy. We can't
reasonably (or possibly) aim for all knowledge - by the unlimited objective or limited beings

argument (see CT 2) - so we can't reasonably aim for any, and shouldn't, so it appears to be

suggested. Another line of argument looks more promising. Life has a limit, but knowledge

is without limit. For the limited to pursue the unlimited is futile. However the argument only
reveals limits to the accumulation of knowledge, not its pointlessness or undesirability. In
any case, in the end the superficially anti-intellectual trend of Taoism shifts ground; it is

directed against other targets than pure knowledge: against slickness and cleverness, against

devious and crafty uses of knowledge (LT 3), against counter-productive acquiring of
knowledge or cunning, and its teaching. The messy situation is tidied up a bit in the CTnxng
where an apposite distinction is made between

knowledge, the castigated sorts,

which is inquisitive, partial, discriminative or merely analytic, and

knowledge, which is

"leisurely and at ease", comprehensive, extensive, and synthetic (cf. Chan p.20). Even so,

original Taoism hardly seems to cater for adequate access of information, and the removal of
(perhaps debilitating) igornance, concerning health and welfare, careful and damaging
practices, choices and alternatives.
The critique of small knowledge and narrow expertise extends to encompass a critique

of technology. In Taoism, technology was assigned a very limited role at best. (Hence, png
of the complex reasons for the delayed development of technology in China.) Certain forms

75
of technology were, if not rejected outright (as Clark contends), at least strongly discouraged.
Thus, 'Even if there are ships and carriages, none will ride in them. Even if there are arrows

and weapons, none will display them" (LT 80).15 More generally, while high and dangerous
technology is set aside, even more appropriate technology cannot be accepted uncritically.

Lao Tzu recognized clearly that even low impact technology may destroy human practices and
conventions constructive to a community. Nor was the connection of technology with

population neglected. Given a small country and few inhabitants, if provided with a laboursaving device he would not use it. There are dominating and non-dominating forms of

technology.

There is enjoined an avoidance of artificial wants and desires, and

correspondingly a shunning of replacing labour with nothing at all. Taoism exhibits a firmer
grasp of some of the problems of technology, even more appropriate labour-saving
technology, than recent positions like Deep Ecology.^ The Taoist approach also demolishes
the so-called iron law of technology, that there is no stopping technology or its progress,
whatever the merits of the "Law" (they are not so conspicuous), Taoism reveals that such

social laws are highly paradigm-dependent, and do not withstand transfer from the dominant
Western paradigm everywhere else.
Many other elements of a sensitive and sophisticated ecological position feature in

Taoism. There is an elaborate and sensitive account of Nature, from which it emerges plainly

that Nature is not a mere instrument or means for other ends and not a resource, but
something of great value in and for itself. Nature is something to be cherished, allowed to

take its own course, not to be interfered with or destroyed by humans. Indeed the dominant
view is reversed; value for humans is achieved above all by identification with Nature, and by

15

Some verses of LT, of which this one example, support a rival, sinister, interpretation.
According to this sinister interpretation (pointed out to us by David Garrett, a student at the
University of Auckland), the LT represents not what it has been taken to be, but a work
addressed, like Machiavelli's 77%? Prince, to a Prince, on how to pacify and control the people.
Thus weapons, though held and sharpened, will not be displayed; wealth, though inequitably
distributed, will not be shown; the people will be kept ignorant, through lack of information
and education; and so on. Fortunately many other verses tell decisively enough against this
interpretation. In particular, Taoism denies the need for a Ruler. While under satisfactory
arrangements there will be those who are much better attuned to Tao, even sages, they are in
position to rule as to impose upon others. Moreover should they endeavour to do so, thay
would jeopardise or negate their own accord with Tao. Authoritarian rule Machiavelli-style is

decidedly politically counterproductive.
16

The claim promoted recently that Taoism is an evident home for alternative technology, and
prescribes as much, is rather naive in the light of Taoist texts.

76

following natural ways. (Paradoxical reversal is a feature of Taoism; even castigated Western
aims, such as leadership, fame and so on, are in fact achieved, when they are, not by direct
aim, but by letting the reverse happen. So it is with what control of Nature is required; non­
intervention and non-action is the approach. Sufficient control is gained, it is said, when

assertive attempts to impose it are abandoned.) While such concepts as bioregionalism is not
to be encountered in explicit forms in Taoism, their bases and many other recently fashionable
environmental ideas are: living in place is certainly present (LT 80); doing things locally and

remaining local, while being attuned to the universe and retaining global connections, is
certainly advocated, underwriting the Deep Ecology maxim of "think globally, act locally .
While there is then very much in Taoism that fits easily and revealingly with deeper

environmental theories, Taoism also leaves puzzles or points to residual problems. Not all the

supposed problems are however genuine; and not all the puzzles are bequeathed to

contemporary theory. Illustrating both is the problem of quietism, which is at bottom the
issue of reconciling "non-action" with environmental and social improvement and action.

How would a Taoist resistance against depredation, a Taoist defence of environment go, and

fare, given its strong (alleged) emphasis on "don't bother'? In-built harmony and quietism do
not allow sufficiently for conflict.

In part there is only a problem because of

misrepresentation of Taoism, which is not committed to a don t bother attitude to

environmental destruction: quite to the contrary, humans should not be allowed to destroy
nature. Furthermore, there are many Taoist tactics and techniques, using weakness to
overcome strength, letting the flow of nature demolish the forces of environmental
destruction, and the like, which can be applied in environmental resistance.^ Quietism is
accordingly a misrepresentation of the practice, and something of a misnomer.

How can Tao work in a world where there is scarcity almost everywhere? Very simply,
Taoism holds that there is no genuine problem of plentitude; things are not scarce, there is an

abundant outpouring from nature. There is scarcity only because of violations of the
t

requirements of Tao (rather as some claim there is food scarcity even now, with present

gigantic human populations, only because of politico-economic mismanagement). Tao will
serve to restore plentitude (LT 77). Rather than a collection of scarce resources, Nature is

represented as an virtually infinite storehouse of boundless wealth.

17

Use of the power of water affords a prime exampie; cf LT 15. No-action adaptations of old
Chinese martiai arts and strategies presumably offer more direct methods of defence and
resistance.

77
Does Tao allow for the prospect and problems of too many people? Can the greater Tao
keep pace with the requirements of many too many individual taos, even if those individual
requirements are in line with the greater Tao?is No doubt in those times, and most historical

times when epidemics and plagues were almost as regular as droughts, when evolution still
operated on human species, there wasn't more than a hypothetical or remote future problem.
It seems plain however that Taoism did not face the environmental problems such as those of

too many people and incremental resource degradation. The texts say little about soil
degradation and deforestation, long major environmental problems in China. By contrast, in

the West, Plato was properly concerned about deforestation of Greece. Nor does Taoism
have much to offer directly on main contemporary issues of animal liberation, species loss,

urban disgustification, and so forth, though some of the problems are hardly new. Historic
Taoism too was a product of its times, adjusted to what were seen as problems.
7. The extent of political anarchism: hierarchy, domination, and rulers in

Taoism. In looking to Taoism for political illumination, an early query is likely to be: To

what (damaging) extent is Taoism, and the work of Lao Tzu in particular, anarchistic? It
explicitly addresses a ruler, and takes for granted the existence of a state. But the format of

the Lao 7zM may have been obligatory; for Taoism also hopes for "the absence of princes".

Nonetheless, overtly, Taoism is not anarchistic. But although literally archist, almost
everything in the work corresponds to anarchist sentiments, and it has struck responsive

chords in anarchists. Not surprisingly then, some have argued that, despite appearances, the
work is anarchistic, and disposes of the state and the ruler "when taken in a political sense
(thus Clark). What has happened here is that anarchism is confused with an important

Taoism sketches
an early version of monarchically organised anakyrism; Clark (in his book) a late version of
variant,

meaning practice, policy and so on

ecological anakyrism.
If Taoism assumes a ruler then it is open to the charge of not being a suitably natural

-

way - unless there is a no-hands ruler. But a satisfactory ruler does not coerce, and in fact
does no regulation. It seems clear that Lao Tzu assumes a monarchical style of society

without coercion. The basic idea is that it is alright (if maybe costly) to have or inherit a
perhaps superfluous ruler, so long as there is no coercion. The "ruler" is merely a planner, a

18

It is tempting to speculate that the greater Tao would serve to limit the number of actual
individual taos, as certainly happened in most historic times. On a market model, supply and
demand would be on a natural parity.

78

guide, an example. "Laws" are not backed up with coercion. Carving the block coercively is
seen as counterproductively breaking up the community.
Control or domination breaks the natural order of society, coercion removes the basic

elements of voluntary simplicity; they are appropriately met with resistance. Government is
said to be a sort of disorder. Government is indeed a main source of disorder, where
government means coercive government. People are difficult to keep in order because those

above interfere. Indeed this is the only reason they are difficult to keep in order (LT 57 and
58). The more laws there are, the more disorder is possible, the more disorder there is. The

more ways order is attempted, and more ways there are to have disorder.
Natural order is the way, the recommended way. Imposed order is counterproductive.

There is reciprocal resistance to the imposition of deviant order. This would hold even if
social organisers tried to impose Tao itself. To attempt to impose it would be to go astray.
Such points help to explain why little satisfactory detail is given on social and political

organisation. For the requisite organisation, such as it is, follows natural patterns and natural
social structures (whichever they are). No doubt details would be (in the style of Aristotelian

ethics) largely descriptive of what happens in cases where social affairs were functioning

well. Even so, rather more needs to be said about how society accommodates "deviants" of
various sorts, as to how unsocial and unenvironmental activities are curtailed, what support
structures natural arrangements afford, and so on. Of course these things are attended to
locally by society, not by a remote and mostly indifferent state. As in modem anarchism, an
important distinction is taken for granted between (local) society and the state or empire. (By

contrast, in contemporary texts, especially those of economic orientation, the state is often
conflated with society, social roles are transferred to the state, and it is even claimed that what

society wants is what the state does!) In Taoism, as in nineteenth century social anarchism,

society functions along natural lines; the state is essentially otiose. Society is self-regulating.
No doubt small markets that do not yield excess profits flourish, no doubt craftspeople

-

abound and live well but not extravagantly, no doubt local people make inputs to the

arrangements of their social affairs. Most of these sorts of background details go largely
unstated. But some significant features of social practice are revealed; for example (LT 3), the
worthy are not exalted or rewarded, competition is not promoted, there is no unnecessary
accumulation of possessions, consumerism and the manufacturing ot wants is discouraged.

In short, all the main approved features of modern economic behaviour - the sources of
greed, discrimination and strife according to Taoism (Chan p. 103) - are gently set aside, they
do not represent natural, or satisfactory, ways.

79
Just as nature can operate by itself without a director or boss, so a confederation can run
itself without an emperor or president. True, there may be one or more rulers. However a

Taoist ruler/sage "exercises" non-dominating authority. But obviously, since he exercises no
authority, some of the stuffing has been removed from notion of authority. The ruler/sage
has no personal power. He imposes nothing on others. He transmits worthwhile tradition

but does not impose it. He is said to transmit it through eternal edicts, but these are principles

proferred or advice at best. He does not attempt to legislate or require the good. Society is
like the individual, it cannot be coerced into doing right things. And it should not be! At

work is a teleological model of "transcendent" good, a bit like a natural law theory, but even
more like recent deep environmental theory. No more than co-operating individuals in a
social matrix are required for the good. A ruler, or organiser, does not attempt to require it
for society. He takes no action and the people are transformed by an exemplar ruler. He is a
ruler on a rather more Gandhian model, but even so not a visible charismatic leader. Unlike

contemporary models, the ruler is not a jet-setter or super-consumer; he is not usually seen on
television, and perhaps not seen at all, but only known about, or his or her existence merely

rumoured.
As with "authority", but even more so, other social and political terms thus get

drastically turned around, and even subverted. The "empire ceases to be coercive power, but
turns into a natural super-regional order under general guidance of the Tao. Possessing the
empire" even comes to mean something like attunement to Te. The "power" of a ruler is not

coercive. It is exemplary. The best rulers are those whose existence is merely known by the
people. Thus they are not rulers or leaders, but models for personal development. (For Deep

Ecology the corresponding roles would be those oi eco-saints.) They are not apart from

society, but central to society's ideals. Society could have a lot of "rulers" (kingly people) or

could consist entirely of "kingly people". Like Christ, a taoist ruler leads from within or
behind. The people seeing the life of the sage choose to do likewise.

An ideal ruler is a non-interfering exemplar ruler. The people bec&amp;me, if you like,
ruler-groupies. The sage understands the fundamentals of Tao, and practices accordingly.

So Taoism reinterprets the notion of "ruler", equating ruler with supreme exemplar, such as
the sage. The meaning attributed to "ruler" becomes that of following Tao. The ruler is one

who deviates little from the Tao. This is his "power"". Someone who deviates little from the
Tao is kingly, that is, to observe another subversion of terminology, he shows an allembracing impartiality. The sage and the "ruler" are but two important examples of an ideal

life. A more general model is also sketched (notably in LT 8) ot the best type of person — a
person 'who in his dwelling loves the earth", but also loves humanity, and order, and

80
competence, and profundity.

While Taoism is decidedly short on structural details for organising large human

populations, which are no longer self-regulating (by contrast with large dense populations of
modem penguins), it nonetheless transmits significant political messages, which deep theory
needs to assimilate. Taoism has been attacked, like other similar alternative political forms
(e.g. Morris's social anarchism and Illich's convivial society), as being conservative, as

seeking anachronistically to turn the clock back to some ancient village communal life-style,
better left far behind. Such attacks do not cohere. Such considerable changes, as Taoism

envisages, from the status quo, can hardly be represented as conservative. To be sure, there

are conservative elements in Taoism, as in the most radical environmental movements, for

instance the desire to conserve elements of the natural environment that the "conservatives"
wish to exploit or destroy. ('Conservative', like many a political terms in heavy popular use,
breaks down under conceptual overload.)
While backward-looking glances at an idealised past is a conservative tendency,
anathema to forward-looking progressives who prefer to leave the past obscured in a heavy

cloud of dust, nonetheless, the past, with its actual features, its blocked possibilities, and its
paths not taken, remains important to all main political persuasions. Against anarchistic
positions, progressives like to lodge the charges

that the past never was ideal, that

virtually everything that matters (not, surely, forests inhabited by wild creatures) was far

worse than the enlightened present, #776? that anarchism has never really been achieved in the
past. Again the charges do not cohere. (Proof is left as an exercise; but for hints, see EE).

It should be evident that Taoism was, and remains, a radical position. It represents a

severe attack on mainstream civilization, on themes of the dominant social paradigm. It
discards or upsets many mainstream values, and most mainstream ways of organising and
doing things. It holds up instead examples of very different lifestyles as much preferable, and
offers a very mean path, simple and modest, between insufficiency and excess-

APPENDIX. Doctrines of Four: the four great things and the fourfold way.
Running in a striking way through the history of thought are certain related doctrines of four —

of four great, important or valuable, things, whose basic interrelations are fundamental to the

whole doctrine involved. Consider first three, plainly related, fourfolds, of much interest in
deeper ecological thinking:-

theWay/Tao

I

God(s)

I

Whole/Gaia

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                    <text>ON EXTIRPATING WAR:
TAO AND DEEP-GREEN PACIFISM
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. By contrast, deep-green theory, whilp acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
FeaZi/res o/ a Tacts/

o/ war antZ wn#tarfs?n.

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius itnposed very demanding conditions:

for example, "when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they may be allowed to bear arms,' Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much
further than Confucius, roundly condemning war — on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); "he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; "none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the L&lt;3&lt;9 TzM

(Chan, p.154, p.17.)

/
But, after that splendid
the text is slightly disappointing. Lao Tzu does not
id build-up,
bu
assert outright that war is ann abomination, or even roundly condemn it. His critique of war,

militarism, and military teclhhology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does/not
s/n&lt; recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed

teqhi
to suggest military techniques
and strategies, some of which look decidedly devious. Among
the classical works ^f Taoism, we focus on the Lao Tza because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as The most troublesome element' in his philosophy (Chan p.17) - not so much

however because they concern military operations, but because they are taken to apply much
more widely, To life in general' (p.17). But why should military activity obtain some special

�WAR AND PEACE IV:
TAO AND DEEP-GREEN
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific

purposes, a sort of guerilla warfare. By contrast, deep-green theory, while acknowledging the

role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
7.

o/ a Taofsf endive o/
War did not receive a favourable press in ancient Chinese philosophy. Generally

aggression and war were to be avoided. Even Confucius imposed very demanding conditions:
for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they may be allowed to bear arms/ Tf a ruler ... does not set himself

right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao Tzz/
(Chan, p.154, p.17.)
But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who
possess Tao, will never participate in them - but expects wars to continue as

ewA.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lap Tztv because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.
The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has

been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much
however because they concern military operations, but because they are taken to apply much

�2
more widely, 'to life in general' (p.17). But why should military activity obtain some special
dispensation? Why should what is
tolerated more generally be exonerated there? But given
that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of
universalizability, that simply leaves /nare explaining to be done.

There are rwo puzzles here in Taoism rather than one. There is the

paradox, and, varying and generalising on that, there are
paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, 'the most bitter
attack on militarism', the well-known opposition of Taoism to the use of force (p.17) and to the
possession and use of smart military weapons and technology - implying that war is far from
all right - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)
conduct in war, and so on - implying that war is all right after all. A straightforward

generalisation of this paradox would look at other morally-sensitive parts of life, where some

practice was strongly condemned yet engaged in (for many examples, see the dilemmas
assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious

and even deceitful practices incompatible with such a life-style. Call this the
paradox.

Evidently a good deal of explaining is required, as to how Taoism can
take the
positions it appears to presume, both on war and peace, and on life more generally. A desirable
preliminary would seem to be a little investigation of what position A? taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
They are hated by creatures
Therefore those who possess the Tao turn away from them. ...
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).
Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.

They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p. 152). Therefore such wars are unavoidable evils. Such discourse,

obtained by almost immediate inference from the passage, is within the standard orbit of
dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse
which enables direct expression of such dilemmas, or even direct condemnation of wars or of

clever weapons. Instead the points are made by

what the possesser of Tao

�3
does, how the good ruler conducts himself, or by a/M/ogy, of victory in war with death.

Unavoidable evils are the very stuff of deontic dilemmas (though many theories,
underpinned by shonky logic, lack the resources for representing this stuff properly). Where
something is unavoidably evil, it is
&amp;&lt;2&lt;7, because evil,
also
doing it is
excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars
have looked, since ancient times, like such dilemmatic objects.

Revealingly, Chan tries to explain that "most troublesome element' in Taoism, the
military-practice paradox, through the following exercise in lateral thinking:
It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain from killing (p.17).

'Just as'? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible
duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding
war for group institutions: at bottom, the obligation to engage in war (for one set of compelling
reasons) as contraposed with the obligation not to engage in war (for another, perhaps
overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable
strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account
of what is going on conceptually. One of the philosophically fascinating feature of Taoism is
the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic

discourse or improvise circumlocutions when deontic discourse would otherwise appear
inevitable (cf. UT for examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements
and conclusions (the shortage of Taoism on argument is another philosophically conspicious
feature, also observed in UT). As conceptual apparatus for analysizing moral dilemmas is
missing, most of the machinery involved has to be passed over. Only the outcomes, as Taoism

sees them, are presented, as if from a black box. Taoism blacks out the story on deontic
dilemmas that deep-green theory can tell, as the following diagram tries to show:

�4

Digrams .

r/zg

q/^zzrzc 6Zz7gw/?z^ r/z^zr ^zrg "r&amp;wZvg^".

Z)gg/?-grggzz c/^rr;

Arguments to

dilemmii
' incompatible
input/^^ prescriptions

-*

Processing of dilemma,
situational procedures

directive
output

C(?rrgjpgzz&lt;7z7zg TzzcAr c/z^rr:

Black

directive

Box

output

It is evident that Taoism can be gxfgn^M; information can be put into the Black BoR
rendering it less opaque. That extension can be made so as to conform to deep-green theory,
i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is
indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).
We are now placed to explain how to dissolve, or at least neutralize, the paradoxes
deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of
Taoism. In a significant sense there is /i&lt;9 resolving of genuine deontic dilemmas. The
principles delineating the fix may
incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved
parties should try to do well enough in the sublimenal circumstances (for a much fuller account,

see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists
will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.
So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensions of Taoism. A prior

substantive issue is whether dilemmas always arg generated: not whether wars are evil
(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of
wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,

through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that
conjecture can be given some substance. Consider, for instance, what would be walk-overs.

Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other
types of war. But, more generally, try this:-

�Every war involves an aggressor, who makes an aggressive move. Such an aggressor
could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders a// actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such
examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.

The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even (/"that should be so sometimes, when
there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive
action in wars that have been initiated may be unavoidable. At least such action may b^
unavoidable if unacceptably high costs (death, enslavement, etc.) are not to be avoided.
Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For
whether an action is unavoidable then depends upon what costs a party is prepared to incur
before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important
of

unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within
range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably

high costs upon peoples of other states and implacably refuses to desist. It could, for example,
be poisoning air or water flowing to other states. But ,to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders End convincing (they are committed to a faith
which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday
machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?! In a sense, No; in another Yes. For different modalities can operate.
Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the
human race is worth anything very substantial, then they are obliged to act, action is deontically

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to 'just war /hr party d'.)

�6
unavoidable. Here is a situation where a proposed reduction of deontic logic proves
illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.

excessive ethical costs such as extermination. Let us explain deontic unavoidability
analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then i/*it can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then
that is deontically unavoidable. It is also
for those committed to, or inclined

towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is
also justifiable, on pacific grounds.
Scenarios like that sketched, that appear to render certain wars deontically unavoidable
require but little or no elaboration to render them evil. Evil indeed is such a standard feature of
standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).
And nowadays followed by great tides of refugees. This passage includes not only recognition

of the widely-observed socio-environmental consequences of war, but, more striking, very
early recognition of the severe environmental impact of military forces. That critique is not

however developed in Taoism.2 Only recently has it been pushed substantially further. And
only recently could a new, most significant twist occur, the merging of resource security, long a

military objective, with environmental security.
The appalling idea has recently been floated that the military, in need of new work and

roles with the apparent warming of West-East relations and cooling of the Cold War, should
exchange usual military idleness for meddling in environmental matters: regulation and policing
of environmental resources, ensurance of environmental security of powerful states, and
similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What

the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that
should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than
being retained and shockingly reoriented (as a state-serving "Greenwar").

2

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
confirm ity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

�7
2.

On //ze Jtrergence o/

yrow T^o/yw.

Having arrived, by better or worse arguments, at the conclusion that wars, though
generally evil, may be sometimes unavoidable, it is evidently important to say something about
how they - those of the theoretical residue - are to be conducted. By appropriate conduct the

damage they do may be reduced; also the conduct should be appropriate to the funereal nature
of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­
green theory begins to diverge from Taoism.
In further explaining the Taoist and deep-green critiques of war, and diverting objections

to them, &lt;2 roMgA and preliminary %?&lt;9/&lt;9gy
is important. It is also of passing interest in
its own philosophical right. War, according to English Dictionaries, is a 'contest carried on by
force of arms, typically between nations or states'. More exactly, war is a
- in the

generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the
contestants, (warring) para&amp;y. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several
analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These
we can set aside as ana/agma/ wars. Of course wars form only a part of military activities.

Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­
style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.

An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, yfafgy. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,

races or tribes (which are not such artifices as states, and not always so readily or desirably
abolished), between inhabited regions, and between factions within states (thus civil wars) or,
perhaps by extension, between factions within other social structures (thus, for instance, gang
wars). But undoubtedly eliminating states and aspiring states would abolish most wars and
virtually all the worst wars.
While "nonviolent wars" are excluded by definition, by virtue of 'force of arms', token

wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are
hemmed in by conventions and agreed rules, there is no reason in principle why they should

not be reduced to two person contests, fought under strict rules like boxing or gladiatorial
contests. But in modem times wars have never taken such sensible forms, but have been much

larger affairs, making heavy (though fortunately restricted) use of latest technology. Let us

distinguish such wars as

wars. They have, directly or indirectly (for the

�20
There is no inconsistency. JWS has confused universal with particular. As well he has
wTongly contracted all situational decision making to consequentialist modes.
There is a third part to the criticism, that the defence is too easy; the 'strategy will allow
rot?
violence to be (perpetrated and) justified to suit the tastes of any real pacifist" (p.153).
This another part of the so-called trivialization, this time however ^VHrion rather than
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents" (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never
part of the position. The slide to such consequentialism is made on the strength of a similarly

erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle
free if possible. But it is

to consequentially justify the use of violence by the woman to

prevent herself from being raped" (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified" violence.
What allows too much violence is the lesser evil JWS assumes is easily consequentially

justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains 'a lesser evil than the violence of attempted rape" (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence" which JWS earlier adduced according to which what is
'appropriate, in response is 0/7/y that level of force necessary to defend oneself against the
threat" (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his 'basic principle", his appeal to 'lesser evil" generates some instances. The
'basic principle", itself fraught with difficulties (cf. the contorted discussion of what weapons
are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the 'basic principle", since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,
to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.
To reiterate, while a cumulative case can be made for stetched pacifism as principled non­
violence, that case was not conclusive, and is hard to improve. For, further, some serious

difficulties standing in the way of stretched pacifism were assembled, the most important of
which derives from the extent of violence apparent in transactions within the natural world.

Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage

�8

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to
this effort).

and
wars. An
offensive war is one which ventures off a given party's territory or recognised pad, "invading"
that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
Among wars, an important distinction is that between

strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless
they share territory. (Even then issues may arise as to which party, if any, was the aggr&amp;yxor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,

e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were

defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken
(LTp.l52).3
The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If
they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as

redefining 'defensive' to include defence of ideals like democracy or liberty, infringed (or
allegedly infringed) on territories abroad, or to include "defence" of a third party or place
(whence every offensive war is "defensive"). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part
of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.
Aggressive wars are waged for a variety of reasons, but usually for resources or access to
resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and
so on. Nor are those reasons necessarily far separated; ideologies like Marxism and market

3

There is one line in LT that way suggest that attack was sometimes justifiable, namely 'For
deep love helps one to win in the case of attack' (p.219). But how can cow/?a.y.yz'&lt;9/i be
appropriate unless this attack is wn/u'/i a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
I dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

�23

followed with another invasion. Nor have we ever managed to glimpse much of what is now
supposed, when we are no longer engaged, to come 'out of the horror of war': a 'new world
order ... which governs the conflict of nations'; a 'rule of law', not war. How the one,
enforcable law, is achieved, unless backed by the the other, is not explained (Medlin's paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A
referred to as ST.

Paa/: on C7zzm?yg P/zz7a.ya/?/zy, Princeton University Press, 1963;

W.-T. Chan (ed.), 77za Way a/Lao 7za(Taa-m C/zzrzg), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, U/zraarz'/zg War, Freedom Press, London, 1984.

A. Naess, Eca/agy, cam/Mmzz'zy a/zb /z/byzy/g, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pzgy/ar z7z^ Anc^yrary : rima/ zn r/zg eca/agy a/* a
University Press, New Haven, 1967.

Gamoa P^a/z/e, Yale

R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Dz'yczzyyzan /za/z^ry zzz g/zvzrazzm^zzra/ jz/zz/aya/z/zy #9, Research School of
Social Science, Australian National University, 1983 (also in Ezz/zzzzy ); referred to as AL
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Dzycayyza/z
^a/z^ry z/z oma'ronmoma/ p/zz/aya/z/zy #6, Research School of Social Science, Australian
National University, 1984 (also in Paracazzyz'y^mLagz'c); referred to as AID.

R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Dz'yczzyyz'a/z pa/z^ry z/z e/zvzra/z/?z^/zfa/ /z/zz/aya/z/zy, #5, Research
School Of Social Science, Australian National University, 1984.

G. Sharp, Sacz'a/ Pavt^r am/ Pa/z'aca/ Priborn, Porter Sargent, Boston, 1980.
J.W. Smith, 77zg War/?zy af zTzg H^arf a/T/zz'/zgy , Public Relations Unit, Flinders University,
1989.

R. Sylvan, 'War and Peace III, Australia's defence philosophy', Sacz'a/ P/zz7aya/z/zy, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Dz'yczzyyza/z /za/z^ry z/z
a/zvz'ra/z/?z^/zra/ /z/zz/aya/z/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

�9

capitalism, for example, exhibit many of the features of religion.
The economic reasons for war appear to have become much more complex with the
advent of an integrated world economy. At the same time many of the independent reasons for
economic wars are now obsolete. For to powerful states accrue the advantages of war without

war. At least most of the former economic advantages of war can be obtained without
expensive wars, through trade, institution of economic dependence, etc. Small medieval wars
were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons
economy by using up old stocks and also testing new equipment, to restart a depressed
economy, and so on. Such wars, along with the economic aims which motivate them, are in
effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...}.
When Tao does not prevail in the world, war horses thrive in the suburbs.

There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.

The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15
years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,
the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
(the Gulf war liquidated some $1.7 billion per day). Taoists would. For ridicule was a
favoured method, an important rhetorical strategem, and war and its idiocy were favourite
targets.
Some classification of defensive wars is also important, for various reasons: reducing and

abolishing wars, their costs and damage, restructuring societies away from war and military
practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,

and
* social defence, where there are no such armies or but fragments of them, and defence is

carried out through social networks of a significant part of society A

4

Details of social defence are presented in Sharp and in Martin.

�10

It is here that Taoism and deep-green theory part company. Under Taoism, the state w;7/
have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in
secrecy, in a way incompatible with decentralised
defence; people will be kept in the dark
about smart weapons of the state; and they too will be surprised, along with presumed enemies
of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should
retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.
Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.
For example, Taoism is opposed to domination (LT p.152), whereas military operations

frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­
green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of
state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an

elimination of standing armies, too often poised for fighting or political interference.

A recommended route to ^&lt;7 war consists in progressive scaling down: reduction of the
means and manpower. The initial stages are well-known, and include
* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in
* contraction to defensive capacities only, and the final stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.

Reasons why deep-green aims to proceed the /a// distance are readily grasped by

considering the environmental shallowness of an otherwise cogent traditional case for the sharp

curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social

fabric; wars may be unjust. From these joint features, it was argued that wars should be a
matter of last resort, to be fought to ensure peace. It was argued further that only just wars
should be fought. Just wars were rare objects. But as there was little evidence of the decline
and fall of wars, much effort was expended, more practically and unsuccessfully, upon
endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the notion in an effort to approximate the gory unjust

facts.

�11
Progress was long hindered, furthermore, because there was always a rival positive
perspective on wars, which encouraged the exaltation of wars and military feats. It also
facilitated the transfer of the favourable image of war to other problem areas, whence the long
and apparently successful war against Nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against Poverty, and so on. Behind all
this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war - finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)

and subsequent technological wars - though no longer in ascendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the

practice of keeping capitalism running smoothly by integrating substantial military components
into the industrial engine.
With the development of highly technological wars - the celebrated development of the
dirty industrial age is substantially military - the traditional negative case has grown in strength.

Wars have become much more damaging, with the potential for much more that is significantly
worse, and the possibility of a just war has correspondingly contracted, virtually to zero The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;
likewise conquest.

Deep-green theory accepts much of the traditional negative case, but would further
strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be
strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modern wars.
A fully just war is not merely a just war, but a war those just character can be reliably forecast

in advance. A modern war is of course a war that deploys modern technology, at least that
available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is
always likely and cannot be excluded. Such wars are always liable to violate uncontroversial
requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.
From a contemporary viewpoint the traditional doctrine of a just war, really of a just
war, is seriously out of date. The reasons for this reach wider than the new features
introduced by modem technological wars and the character of modem civilization, with its giant

cities littered with dangerous and vulnerable military targets. They have also to do with the
chauvinism of the justice proposed, which is shallow human justice, not natural or

environmental justice. There is no consideration of justice to other creatures or to the Earth (cf

�12

Naess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of
value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,
neglected until very recently: the environmental dimension. It has suddenly been seen that wars

are typically environmental atrocities. Earlier, of course, "environments" were simply
backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental

ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no
similarly developed doctrine of an gco/og/c^Z/y
war, a deep ecological war. Unless any
such war were literally different from modern wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species
than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:

All wars should be environmentally sound wars.
Modern wars cannot be environmentally sound.
Therefore, there should be no modern wars.
The argument for the second premiss has of course to be different. It looks to the information

accumulating on what wars do to natural and built environments. The Vietnam and Gulf wars
both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the

technology for, modern environmental destruction: explosives, bulldozers from tanks, etc. As
well, training for war and engagement in war have much fostered, along with attitudes that
make for social callousness or ruthlessness, those that contribute to environmental insensitivity
and cruelty.
3. PMzzZes

sfrafegy and /Zs

o/ fec/tno/ogy an;? woZence

Tt is surprising how much of the E&lt;2&lt;? TzM is devoted to military strategy". Which

strategies? Surprise, above all. But why such strategies? 'Do they not contradict the Taoists"
strong opposition to the use of force" (Chan p.222), the implied commitment to quietism?
Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does
not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the
emphasis on military strategy remains puzzling.

*

The strategies, many of them relevant to social defence, include
not 'making light of the enemy" (p.222)

�13

*
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:
marching without formation, holding weapons without seeming to have them, confronting
enemies without seeming to meet them (p.222). But even in times of peace, 'smart weapons of
the state should not be displayed to the people" (p.164). Such recommendations helped to fpeT
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing
smart weapons: 'The more smart weapons the people have, the more troubled the state will be"
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous
consumption and the people are suppressed, not where Tao is practiced (LT p. 194).
* advance from
flexibility but firmness. Weakness is the principle of life and will
overcome strength (LT p.164, p.233).
* coolness and
(LT p.233, p.164). Like these, most of the general strategies
are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.
/
The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and

elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to
meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, Tn order to grasp, it is necessary first to give" (LT p.164), is cited as involving
'an element of deceit" 'undeniably", and 'worse" it is 'morally questionable" (Chan p.17). But
in order for me to grasp your hand in a normal handshake, it is necessary first for me to give
my hand. There is no deceit here, nothing morally questionable. All the tactics permit of
benign construals, of a Taoist kind. Consider, for instance, Tn order to contract, it is necessary
first to expand" (LT p.164). In order to bend a copper pipe to the intended angle, it is better to
bend it first a little further than required. The transformation of water to ice (both favoured
natural items for symbolic purposes: natural processes which may look devious!) neatly
illustrates the Taoist principle (which is however hardly necessary), and shows softness and
weakness turned hardness and strength.

The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, 'smart weapons' as we might now say, come in for much critical attention, as we
have already noticed. Only in corrupt and degenerate states are they displayed or flaunted
(p.194, p.164); in deep-green regions smart weapons of state" would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons

deep-green regions will be free of them. So, it seems, will ideal Taoist regions: 'Even if there

are arrows and weapons, none will display them" (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

�paradox).5
The powerful critique of militarism in the
CA&amp;ig is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an
unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may
occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p. 197).

One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of wuno forced actions, no violence. To force natural growth is deviant, destroying harmony.
To stop natural growth is deviant. But there is a significant difference between force and
violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice

violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.

However Taoism does not always get the distinction between force and violence quite

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and
very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.

As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice of technology that
itself evaluative, comes closer to encapsulating the criterion than other recent efforts. Size,
such as smallness, or intermediateness, are not what matter, though modest and not excessive
technologies are likely to fare better in satisfying appropriateness. In simpler societies, small
technology is of course more appropriate; for that is what is good there. From known criteria
for what is good these other features for locally appropriate technology can be read off:
reliability, esp. in maintenance, functioning well and safely under the expected range of
operating conditions (which may be difficult), ease of repair, capital cheapness and repair
inexpensiveness, environmental benignness, and meeting sound social needs.

�15

right. 'Vital force without restraint', intentionally excessive force, is only part of what counts
as vzo/^zzc^, which is more generally
w/zz'c/z
i.e. transgresses, descrecrates,
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather
intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.
Those who would abolish war and its machinery, substituting for it nonwarlike and
ideally nonviolent methods, technology, and strategies, have been confronted not merely with

much sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:
* War must be abolished. One reason is simply economic. We can no longer afford it, and
the opportunity costs are enormous. Along with other extraordinarily wasteful activities, it is an
anachronism.
* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence
involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it

could not succeed without extensive and extreme violence, amounting to (civil) war.
° But then war cannot be abolished without war.
Therefore, war which must be abolished cannot be abolished.^
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.
For this paradox does not involve self-referential features, and is easily broken, as follows. Let
the "last war" be not the last standard war but the revolution abolishing war. Then, given that
the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the
conclusion, following the 'therefore' is a nonsequitur. However, while the dissolution of the

argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the

6

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

�second premiss.

4.

anJ nioraZ jz^cf/zy/T!.

Although Taoism is strongly opposed to war, and much in favour of peace - and
accordingly by prevailing standards a substantially pacz/zc position - it is not (nowhere in the
central texts) committed to pacifism in usual senses, for two different reasons:* It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2.
It is morally wrong to use violence.

By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is
committed zVz /?rzzzcz/?/g to nonviolent technologies and ways and to pacifistic principles.
Moreover, certain forms of deep environmentalism are completely committed to pacifism,

notably European forms. Is deep green?

There is heavy contemporary opposition to pacifism, as there also was to Taoism in the
warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war. The most prominent
contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to
wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).
Unremarkably then, the extensive propagandistic machinery of state has invested heavily

in "justificatory" exercises in favour of controlled use, z^ own use, of destructive force, and
continues to inveigh against pacifism. Because a routine trick in this sophistical repetoire
consists in conflating pacifism with extreme, naive and inplausible, forms, an inevitable and
important early task commits in unscrambling senses of 'pacifism'. Semantical skulduggery
can be thwarted in this way.

/^cz/zym, as explained by English dictionaries, invariably concerns wars and warfare, and
contains two components, negative and, elaborating on that, positive:- The negative component

opposition (in ways to be further specified) to all forms of
warfare (see OED). The positive component supplies alternative ways of settling disputes (what
is, in Amauld's word,

it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration, ... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.

of sporting events, operatic contests, cooperative ventures), .... In brief ^a/z^ar^ /zacz/Aw is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

�17

to warfare, like the sanctions and so on, cannot itself be military
(using soldiers and other devices of war), on pain of some incoherence. But otherwise the
ways of opposition can be many and various! they can certainly be
as with nonviolent
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.
turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
Plainly the

components, reduce the initial appeal and plausibility of pacifism. Consider the
Eng/fy/? definition of the negative component: 'the doctrine of non-resistance to hostilities and
of total non-co-operation with any form of warfare'. Thereby excluded are forms of pacifism

which offer active and plausible alternatives to warfare such as social defence. The
Eng/7y/z tends to force pacifism into what the
Eng/fy/i Efcfforza/y lists as its final item:
'often, with depreciatory implication, the advocacy of peace at any price', 'in any
circumstance'. Pacifism can easily resist being forced into these sorts of circumstances: it has
many resources, as an extensive series of texts on alternatives to war, such as negotiation, non­

violent action and social defence, from Taoism to contemporary environmentalism attest.
Academic philosophers have much advanced the semantical strategy of some dictionaries,
of rendering pacifism more difficult from the very outset by narrow and biassed definitions.

They have stretched the term from its restricted setting of warfare, confined to state and

organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched
notion of pacifism, according to which it is morally wrong to use violence, according to which
P2 holds,
p&lt;2c(/Ts7??.7 While stretched pacifism certainly includes standard pacifism
(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more
problematic and difficult position than standard pacifism. There are several, substantially
different reasons for this, which will be picked up seriatim.

Stretched pacifism, also misleadingly called wora/ pacifism, has looked a very easy
critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a
target, has charged, whooping such rhetoric as "incoherent", "inconsistent", "insensitive",
"fanatical". However, with improved logical technology now available for accommodating and
treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism
was not so stupid as it was made out to be or appeared to be to these inured to present dominant
violent ways. So far from being stupid, it is viable. In future gentler times stretched pacifism

7

In Al this notion was contrasted with standard pacifism as
might have been better.

pacifism:

�18

could even be realised for whole communities of creatures (as some genuinely Christian sects
envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.
The method of philosophical accommodation was through moral dilemmas. The sort of

moral dilemma that stretched pacifism can induce derives as follows. On the one side stands
the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances
develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the
literature concerns calling off the firing squad about to shoot several captives the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details
of both see MD p.10).

Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wifAi/r the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see
MD, pp.32-9). A decision theory taking account of &lt;2// that should be included will not however
be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by
Smith (hereafter JWS). JWS claims the defence offered is a 'failure because it trivializes
pacifism' (p. 153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acfzvz.S7?z which holds that while violence is a/wayy wrong
one is
justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet -- pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^

of the criticism is, then, not so much that pacifism is trivialized - JWS "activism'' is

hardly trivial - as that pacifism is /?r?/?zz/d:rz\y^(/, deflated from a radical position to the
commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movements and oppositional opinion polls, suggests the very opposite: that, for instance, most
people support state-justified conventional wars with the military violence they incur, and

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

�19
accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level

of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is

said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such

principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a
principled pacifist will choose the slightly greater evil where other obligations do not exclude it.

A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory was
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective

vision reveals, was this: "what is done is a very consequentialist thing' (Al p.13), nor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances' (JWS
p.152). Situationally or/zgr procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).

Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of modves), to design situations where
modves, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential

calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.

A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to

"second best" consequentialist considerations,... already explicitly condemned' (p.154). What

was condemned was stock universal consequentialism, 'that &lt;?n/y consequentialist
considerations carry argumentative weight' (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that

consequentialist considerations can
enter into deliberation and decision making. The
conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

�19
accordingly do not hold that violence is always wrong. From such a commonsense angle,

pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism

is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level

of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is

said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such
principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a
principled pacifist will choose the slightly greater evil where other obligations do not exclude it.

A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory wa3
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing' (Al p.13), /tor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances' (JWS
p.152). Situationally ofAer procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).
Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in
principle (in advance of attempted consequentialization of motives), to design situations where
motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential
calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.
A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to
"second best" consequentialist considerations,... already explicitly condemned' (p.154). What

was condemned was stock universal consequentialism, 'that on/y consequentialist
considerations carry argumentative weight' (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that
consequentialist considerations can

enter into deliberation and decision making. The

conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

�20
There is no inconsistency. JWS has confused universal with particular. As well he has
wrongly contracted all situational decision making to consequentialist modes.

There is a third part to the criticism, that the defence is too easy; the 'strategy will allow

r&lt;9&lt;9 mMc/z violence to be (perpetrated and) justified to suit the tastes of any real pacifist' (p.153).
This another part of the so-called trivialization, this time however &lt;7;7Mh&lt;9H rather than
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never

part of the position. The slide to such consequentialism is made on the strength of a similarly
erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle
free if possible. But it is easy to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified' violence.
What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains 'a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence' which JWS earlier adduced according to which what is
'appropriate, in response is on/y that level of force necessary to defend oneself against the
threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his 'basic principle', his appeal to 'lesser evil' generates some instances. The
'basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons

are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense

stretched pacifism is compatible with the 'basic principle', since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far

hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,

to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.
To reiterate, while a cumulative case can be made for stetched pacifism as principled non­
violence, that case was not conclusive, and is hard to improve. For, further, some serious

difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.
Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage

�21

routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to
vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog
biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and
beyond human capacities - even if it were desirable. For there are millions of species to be
somehow converted to proper vegetarianism. Then there are millions of other species to be
converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their
own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable
improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as

alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is
it desirable, for (to appeal to such alternative value systems) the natural order is more or less in

order as it is. Full vegetarianization would only reduce its value, vastly.

More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent

depiction is important, for some features of the natural order, such as competition, combat and
predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of
orthodox Victorians and of orthodox economists. However, even under decent depiction, the

"natural order" is often not benign. That appears to be enough to induce a supervenient moral
dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not
separate humans out from the natural order) and which eschews the desperate vegetarian route:

The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly
occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory
carnivores face no dilemmas). Raptors that practice violence every week are not immoral
(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was
alrady indicated in Al). While P2 is alright in context, within a particular, perfectly viable,

ethical framework, designed for the usual human round, the conventional setting for ethical

theories, it stands in need of modification outside that setting. It is time to suggest the sort of
modification envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to
carnivores that supply their own livelihood, nor really to morally degenerate humans, but to

�22
peace-sensitive agents. With that semi-technical form, yet to be characterised, a suitably
modified
P2
results:
MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^

To recover what amounts, in the previous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modem humans; it sets too high a
moral standard to be taken as a serious guide to practice. It seems wise to settle presently for
something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:
(as modified) is

While it is perhaps too late to hope for

much moral progress in humans, it is pleasant to contemplate alternative futures where what is

supererogatory became obligatory, and widely practiced.
Richard Sylvan*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The optly named Prime Minister Hawke of Australia had just
made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even - in what was effectively a declaration of war - reiteration of the
modem quest for 'a new world order of peace". Peace through war; so it rings out again and
again, through the centuries. 'War must be for the sake of peace" (Aristotle p.220). More than
two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke
solemely pronounced, just fa/Aing a&amp;oMf
and thinking about peace; we must work for
peace,/tg Ar for it - through war. Impeccable logic?
President Bush, supreme commander, convinced us with similar logic, speaking too with

many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to

9

The generalization of P2, suggested in Al, to cover also the parallel situation of
environmental vandalism, can be similarly modified. The anti-vandolence principle becomes

MP2°. It is morally wrong, for a peace- and environmentally-sensitive agent, to use
vandolence.
Thank to David Bennett for joint contributions (from UT) and to JWS for opposition (in
JWS)

�followed with another invasion. Nor have we ever hanaged (o glimpse much of what is now
supposed, when we are no longer engaged, to come^ 'out of ihe horror of war': a new world

order ... which governs the conflict of nations'; a; 'rule
law', not war. How the one,
enforcable law, is achieved, unless backed by the the bther, &amp; not explained (Medlin's paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that
'peace is a great good, war a great evil'. But, for the'mosLpart, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A -Source Poo/: on Chines P/zi/osop/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 77ze Way a/* Tao Tza(Tao-re C/zing), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, (/proofing War, Freedom Press, London, 1984.
A. Naess, Eco/ogy, commtziry and /i/esfy/e, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pigs/or r/ze Anchors : rita/ in r/ze eco/ogy o/*a New Guinea Pcop/e, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Di-srn.y.s'ion papers in environment/ p/zi/osop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /notary ); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Discussion
papers in environment/ p/zi/osop/zy #6, Research School of Social Science, Australian
National University, 1984 (also in Paraconsz'srenr Logic); referred to as MD.
R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Discussion papers in environment/ p/zi/osop/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, Socia/ Power and Po/irica/ Freedom, Porter Sargent, Boston, 1980.
J W. Smith, 77ze Worms ar r/ze /Vearr o/T/zings , Public Relations Unit, Flinders University,
1989.
R. Sylvan, 'War and Peace III, Australia's defence philosophy', -Socia/ P/zi/osop/zy, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Discussion papers in
environment/ p/zi/osop/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

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              <text>ON EXTIRPATING WAR:
TAO AND DEEP-GREEN PACIFISM
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. By contrast, deep-green theory, whilp acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
FeaZi/res o/ a Tacts/

o/ war antZ wn#tarfs?n.

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius itnposed very demanding conditions:

for example, "when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they may be allowed to bear arms,' Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much
further than Confucius, roundly condemning war — on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); "he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; "none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the L&lt;3&lt;9 TzM

(Chan, p.154, p.17.)

/
But, after that splendid
the text is slightly disappointing. Lao Tzu does not
id build-up,
bu
assert outright that war is ann abomination, or even roundly condemn it. His critique of war,

militarism, and military teclhhology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does/not
s/n&lt; recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed

teqhi
to suggest military techniques
and strategies, some of which look decidedly devious. Among
the classical works ^f Taoism, we focus on the Lao Tza because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as The most troublesome element' in his philosophy (Chan p.17) - not so much

however because they concern military operations, but because they are taken to apply much
more widely, To life in general' (p.17). But why should military activity obtain some special

WAR AND PEACE IV:
TAO AND DEEP-GREEN
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific

purposes, a sort of guerilla warfare. By contrast, deep-green theory, while acknowledging the

role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
7.

o/ a Taofsf endive o/
War did not receive a favourable press in ancient Chinese philosophy. Generally

aggression and war were to be avoided. Even Confucius imposed very demanding conditions:
for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they may be allowed to bear arms/ Tf a ruler ... does not set himself

right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao Tzz/
(Chan, p.154, p.17.)
But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who
possess Tao, will never participate in them - but expects wars to continue as

ewA.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lap Tztv because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.
The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has

been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much
however because they concern military operations, but because they are taken to apply much

2
more widely, 'to life in general' (p.17). But why should military activity obtain some special
dispensation? Why should what is
tolerated more generally be exonerated there? But given
that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of
universalizability, that simply leaves /nare explaining to be done.

There are rwo puzzles here in Taoism rather than one. There is the

paradox, and, varying and generalising on that, there are
paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, 'the most bitter
attack on militarism', the well-known opposition of Taoism to the use of force (p.17) and to the
possession and use of smart military weapons and technology - implying that war is far from
all right - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)
conduct in war, and so on - implying that war is all right after all. A straightforward

generalisation of this paradox would look at other morally-sensitive parts of life, where some

practice was strongly condemned yet engaged in (for many examples, see the dilemmas
assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious

and even deceitful practices incompatible with such a life-style. Call this the
paradox.

Evidently a good deal of explaining is required, as to how Taoism can
take the
positions it appears to presume, both on war and peace, and on life more generally. A desirable
preliminary would seem to be a little investigation of what position A? taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
They are hated by creatures
Therefore those who possess the Tao turn away from them. ...
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).
Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.

They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p. 152). Therefore such wars are unavoidable evils. Such discourse,

obtained by almost immediate inference from the passage, is within the standard orbit of
dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse
which enables direct expression of such dilemmas, or even direct condemnation of wars or of

clever weapons. Instead the points are made by

what the possesser of Tao

3
does, how the good ruler conducts himself, or by a/M/ogy, of victory in war with death.

Unavoidable evils are the very stuff of deontic dilemmas (though many theories,
underpinned by shonky logic, lack the resources for representing this stuff properly). Where
something is unavoidably evil, it is
&amp;&lt;2&lt;7, because evil,
also
doing it is
excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars
have looked, since ancient times, like such dilemmatic objects.

Revealingly, Chan tries to explain that "most troublesome element' in Taoism, the
military-practice paradox, through the following exercise in lateral thinking:
It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain from killing (p.17).

'Just as'? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible
duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding
war for group institutions: at bottom, the obligation to engage in war (for one set of compelling
reasons) as contraposed with the obligation not to engage in war (for another, perhaps
overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable
strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account
of what is going on conceptually. One of the philosophically fascinating feature of Taoism is
the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic

discourse or improvise circumlocutions when deontic discourse would otherwise appear
inevitable (cf. UT for examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements
and conclusions (the shortage of Taoism on argument is another philosophically conspicious
feature, also observed in UT). As conceptual apparatus for analysizing moral dilemmas is
missing, most of the machinery involved has to be passed over. Only the outcomes, as Taoism

sees them, are presented, as if from a black box. Taoism blacks out the story on deontic
dilemmas that deep-green theory can tell, as the following diagram tries to show:

4

Digrams .

r/zg

q/^zzrzc 6Zz7gw/?z^ r/z^zr ^zrg "r&amp;wZvg^".

Z)gg/?-grggzz c/^rr;

Arguments to

dilemmii
' incompatible
input/^^ prescriptions

-*

Processing of dilemma,
situational procedures

directive
output

C(?rrgjpgzz&lt;7z7zg TzzcAr c/z^rr:

Black

directive

Box

output

It is evident that Taoism can be gxfgn^M; information can be put into the Black BoR
rendering it less opaque. That extension can be made so as to conform to deep-green theory,
i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is
indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).
We are now placed to explain how to dissolve, or at least neutralize, the paradoxes
deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of
Taoism. In a significant sense there is /i&lt;9 resolving of genuine deontic dilemmas. The
principles delineating the fix may
incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved
parties should try to do well enough in the sublimenal circumstances (for a much fuller account,

see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists
will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.
So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensions of Taoism. A prior

substantive issue is whether dilemmas always arg generated: not whether wars are evil
(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of
wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,

through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that
conjecture can be given some substance. Consider, for instance, what would be walk-overs.

Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other
types of war. But, more generally, try this:-

Every war involves an aggressor, who makes an aggressive move. Such an aggressor
could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders a// actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such
examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.

The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even (/"that should be so sometimes, when
there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive
action in wars that have been initiated may be unavoidable. At least such action may b^
unavoidable if unacceptably high costs (death, enslavement, etc.) are not to be avoided.
Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For
whether an action is unavoidable then depends upon what costs a party is prepared to incur
before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important
of

unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within
range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably

high costs upon peoples of other states and implacably refuses to desist. It could, for example,
be poisoning air or water flowing to other states. But ,to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders End convincing (they are committed to a faith
which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday
machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?! In a sense, No; in another Yes. For different modalities can operate.
Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the
human race is worth anything very substantial, then they are obliged to act, action is deontically

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to 'just war /hr party d'.)

6
unavoidable. Here is a situation where a proposed reduction of deontic logic proves
illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.

excessive ethical costs such as extermination. Let us explain deontic unavoidability
analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then i/*it can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then
that is deontically unavoidable. It is also
for those committed to, or inclined

towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is
also justifiable, on pacific grounds.
Scenarios like that sketched, that appear to render certain wars deontically unavoidable
require but little or no elaboration to render them evil. Evil indeed is such a standard feature of
standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).
And nowadays followed by great tides of refugees. This passage includes not only recognition

of the widely-observed socio-environmental consequences of war, but, more striking, very
early recognition of the severe environmental impact of military forces. That critique is not

however developed in Taoism.2 Only recently has it been pushed substantially further. And
only recently could a new, most significant twist occur, the merging of resource security, long a

military objective, with environmental security.
The appalling idea has recently been floated that the military, in need of new work and

roles with the apparent warming of West-East relations and cooling of the Cold War, should
exchange usual military idleness for meddling in environmental matters: regulation and policing
of environmental resources, ensurance of environmental security of powerful states, and
similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What

the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that
should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than
being retained and shockingly reoriented (as a state-serving "Greenwar").

2

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
confirm ity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

7
2.

On //ze Jtrergence o/

yrow T^o/yw.

Having arrived, by better or worse arguments, at the conclusion that wars, though
generally evil, may be sometimes unavoidable, it is evidently important to say something about
how they - those of the theoretical residue - are to be conducted. By appropriate conduct the

damage they do may be reduced; also the conduct should be appropriate to the funereal nature
of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­
green theory begins to diverge from Taoism.
In further explaining the Taoist and deep-green critiques of war, and diverting objections

to them, &lt;2 roMgA and preliminary %?&lt;9/&lt;9gy
is important. It is also of passing interest in
its own philosophical right. War, according to English Dictionaries, is a 'contest carried on by
force of arms, typically between nations or states'. More exactly, war is a
- in the

generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the
contestants, (warring) para&amp;y. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several
analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These
we can set aside as ana/agma/ wars. Of course wars form only a part of military activities.

Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­
style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.

An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, yfafgy. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,

races or tribes (which are not such artifices as states, and not always so readily or desirably
abolished), between inhabited regions, and between factions within states (thus civil wars) or,
perhaps by extension, between factions within other social structures (thus, for instance, gang
wars). But undoubtedly eliminating states and aspiring states would abolish most wars and
virtually all the worst wars.
While "nonviolent wars" are excluded by definition, by virtue of 'force of arms', token

wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are
hemmed in by conventions and agreed rules, there is no reason in principle why they should

not be reduced to two person contests, fought under strict rules like boxing or gladiatorial
contests. But in modem times wars have never taken such sensible forms, but have been much

larger affairs, making heavy (though fortunately restricted) use of latest technology. Let us

distinguish such wars as

wars. They have, directly or indirectly (for the

20
There is no inconsistency. JWS has confused universal with particular. As well he has
wTongly contracted all situational decision making to consequentialist modes.
There is a third part to the criticism, that the defence is too easy; the 'strategy will allow
rot?
violence to be (perpetrated and) justified to suit the tastes of any real pacifist" (p.153).
This another part of the so-called trivialization, this time however ^VHrion rather than
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents" (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never
part of the position. The slide to such consequentialism is made on the strength of a similarly

erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle
free if possible. But it is

to consequentially justify the use of violence by the woman to

prevent herself from being raped" (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified" violence.
What allows too much violence is the lesser evil JWS assumes is easily consequentially

justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains 'a lesser evil than the violence of attempted rape" (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence" which JWS earlier adduced according to which what is
'appropriate, in response is 0/7/y that level of force necessary to defend oneself against the
threat" (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his 'basic principle", his appeal to 'lesser evil" generates some instances. The
'basic principle", itself fraught with difficulties (cf. the contorted discussion of what weapons
are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the 'basic principle", since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,
to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.
To reiterate, while a cumulative case can be made for stetched pacifism as principled non­
violence, that case was not conclusive, and is hard to improve. For, further, some serious

difficulties standing in the way of stretched pacifism were assembled, the most important of
which derives from the extent of violence apparent in transactions within the natural world.

Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage

8

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to
this effort).

and
wars. An
offensive war is one which ventures off a given party's territory or recognised pad, "invading"
that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
Among wars, an important distinction is that between

strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless
they share territory. (Even then issues may arise as to which party, if any, was the aggr&amp;yxor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,

e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were

defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken
(LTp.l52).3
The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If
they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as

redefining 'defensive' to include defence of ideals like democracy or liberty, infringed (or
allegedly infringed) on territories abroad, or to include "defence" of a third party or place
(whence every offensive war is "defensive"). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part
of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.
Aggressive wars are waged for a variety of reasons, but usually for resources or access to
resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and
so on. Nor are those reasons necessarily far separated; ideologies like Marxism and market

3

There is one line in LT that way suggest that attack was sometimes justifiable, namely 'For
deep love helps one to win in the case of attack' (p.219). But how can cow/?a.y.yz'&lt;9/i be
appropriate unless this attack is wn/u'/i a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
I dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

23

followed with another invasion. Nor have we ever managed to glimpse much of what is now
supposed, when we are no longer engaged, to come 'out of the horror of war': a 'new world
order ... which governs the conflict of nations'; a 'rule of law', not war. How the one,
enforcable law, is achieved, unless backed by the the other, is not explained (Medlin's paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A
referred to as ST.

Paa/: on C7zzm?yg P/zz7a.ya/?/zy, Princeton University Press, 1963;

W.-T. Chan (ed.), 77za Way a/Lao 7za(Taa-m C/zzrzg), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, U/zraarz'/zg War, Freedom Press, London, 1984.

A. Naess, Eca/agy, cam/Mmzz'zy a/zb /z/byzy/g, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pzgy/ar z7z^ Anc^yrary : rima/ zn r/zg eca/agy a/* a
University Press, New Haven, 1967.

Gamoa P^a/z/e, Yale

R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Dz'yczzyyzan /za/z^ry zzz g/zvzrazzm^zzra/ jz/zz/aya/z/zy #9, Research School of
Social Science, Australian National University, 1983 (also in Ezz/zzzzy ); referred to as AL
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Dzycayyza/z
^a/z^ry z/z oma'ronmoma/ p/zz/aya/z/zy #6, Research School of Social Science, Australian
National University, 1984 (also in Paracazzyz'y^mLagz'c); referred to as AID.

R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Dz'yczzyyz'a/z pa/z^ry z/z e/zvzra/z/?z^/zfa/ /z/zz/aya/z/zy, #5, Research
School Of Social Science, Australian National University, 1984.

G. Sharp, Sacz'a/ Pavt^r am/ Pa/z'aca/ Priborn, Porter Sargent, Boston, 1980.
J.W. Smith, 77zg War/?zy af zTzg H^arf a/T/zz'/zgy , Public Relations Unit, Flinders University,
1989.

R. Sylvan, 'War and Peace III, Australia's defence philosophy', Sacz'a/ P/zz7aya/z/zy, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Dz'yczzyyza/z /za/z^ry z/z
a/zvz'ra/z/?z^/zra/ /z/zz/aya/z/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

9

capitalism, for example, exhibit many of the features of religion.
The economic reasons for war appear to have become much more complex with the
advent of an integrated world economy. At the same time many of the independent reasons for
economic wars are now obsolete. For to powerful states accrue the advantages of war without

war. At least most of the former economic advantages of war can be obtained without
expensive wars, through trade, institution of economic dependence, etc. Small medieval wars
were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons
economy by using up old stocks and also testing new equipment, to restart a depressed
economy, and so on. Such wars, along with the economic aims which motivate them, are in
effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...}.
When Tao does not prevail in the world, war horses thrive in the suburbs.

There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.

The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15
years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,
the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
(the Gulf war liquidated some $1.7 billion per day). Taoists would. For ridicule was a
favoured method, an important rhetorical strategem, and war and its idiocy were favourite
targets.
Some classification of defensive wars is also important, for various reasons: reducing and

abolishing wars, their costs and damage, restructuring societies away from war and military
practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,

and
* social defence, where there are no such armies or but fragments of them, and defence is

carried out through social networks of a significant part of society A

4

Details of social defence are presented in Sharp and in Martin.

10

It is here that Taoism and deep-green theory part company. Under Taoism, the state w;7/
have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in
secrecy, in a way incompatible with decentralised
defence; people will be kept in the dark
about smart weapons of the state; and they too will be surprised, along with presumed enemies
of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should
retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.
Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.
For example, Taoism is opposed to domination (LT p.152), whereas military operations

frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­
green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of
state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an

elimination of standing armies, too often poised for fighting or political interference.

A recommended route to ^&lt;7 war consists in progressive scaling down: reduction of the
means and manpower. The initial stages are well-known, and include
* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in
* contraction to defensive capacities only, and the final stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.

Reasons why deep-green aims to proceed the /a// distance are readily grasped by

considering the environmental shallowness of an otherwise cogent traditional case for the sharp

curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social

fabric; wars may be unjust. From these joint features, it was argued that wars should be a
matter of last resort, to be fought to ensure peace. It was argued further that only just wars
should be fought. Just wars were rare objects. But as there was little evidence of the decline
and fall of wars, much effort was expended, more practically and unsuccessfully, upon
endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the notion in an effort to approximate the gory unjust

facts.

11
Progress was long hindered, furthermore, because there was always a rival positive
perspective on wars, which encouraged the exaltation of wars and military feats. It also
facilitated the transfer of the favourable image of war to other problem areas, whence the long
and apparently successful war against Nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against Poverty, and so on. Behind all
this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war - finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)

and subsequent technological wars - though no longer in ascendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the

practice of keeping capitalism running smoothly by integrating substantial military components
into the industrial engine.
With the development of highly technological wars - the celebrated development of the
dirty industrial age is substantially military - the traditional negative case has grown in strength.

Wars have become much more damaging, with the potential for much more that is significantly
worse, and the possibility of a just war has correspondingly contracted, virtually to zero The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;
likewise conquest.

Deep-green theory accepts much of the traditional negative case, but would further
strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be
strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modern wars.
A fully just war is not merely a just war, but a war those just character can be reliably forecast

in advance. A modern war is of course a war that deploys modern technology, at least that
available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is
always likely and cannot be excluded. Such wars are always liable to violate uncontroversial
requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.
From a contemporary viewpoint the traditional doctrine of a just war, really of a just
war, is seriously out of date. The reasons for this reach wider than the new features
introduced by modem technological wars and the character of modem civilization, with its giant

cities littered with dangerous and vulnerable military targets. They have also to do with the
chauvinism of the justice proposed, which is shallow human justice, not natural or

environmental justice. There is no consideration of justice to other creatures or to the Earth (cf

12

Naess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of
value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,
neglected until very recently: the environmental dimension. It has suddenly been seen that wars

are typically environmental atrocities. Earlier, of course, "environments" were simply
backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental

ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no
similarly developed doctrine of an gco/og/c^Z/y
war, a deep ecological war. Unless any
such war were literally different from modern wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species
than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:

All wars should be environmentally sound wars.
Modern wars cannot be environmentally sound.
Therefore, there should be no modern wars.
The argument for the second premiss has of course to be different. It looks to the information

accumulating on what wars do to natural and built environments. The Vietnam and Gulf wars
both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the

technology for, modern environmental destruction: explosives, bulldozers from tanks, etc. As
well, training for war and engagement in war have much fostered, along with attitudes that
make for social callousness or ruthlessness, those that contribute to environmental insensitivity
and cruelty.
3. PMzzZes

sfrafegy and /Zs

o/ fec/tno/ogy an;? woZence

Tt is surprising how much of the E&lt;2&lt;? TzM is devoted to military strategy". Which

strategies? Surprise, above all. But why such strategies? 'Do they not contradict the Taoists"
strong opposition to the use of force" (Chan p.222), the implied commitment to quietism?
Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does
not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the
emphasis on military strategy remains puzzling.

*

The strategies, many of them relevant to social defence, include
not 'making light of the enemy" (p.222)

13

*
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:
marching without formation, holding weapons without seeming to have them, confronting
enemies without seeming to meet them (p.222). But even in times of peace, 'smart weapons of
the state should not be displayed to the people" (p.164). Such recommendations helped to fpeT
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing
smart weapons: 'The more smart weapons the people have, the more troubled the state will be"
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous
consumption and the people are suppressed, not where Tao is practiced (LT p. 194).
* advance from
flexibility but firmness. Weakness is the principle of life and will
overcome strength (LT p.164, p.233).
* coolness and
(LT p.233, p.164). Like these, most of the general strategies
are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.
/
The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and

elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to
meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, Tn order to grasp, it is necessary first to give" (LT p.164), is cited as involving
'an element of deceit" 'undeniably", and 'worse" it is 'morally questionable" (Chan p.17). But
in order for me to grasp your hand in a normal handshake, it is necessary first for me to give
my hand. There is no deceit here, nothing morally questionable. All the tactics permit of
benign construals, of a Taoist kind. Consider, for instance, Tn order to contract, it is necessary
first to expand" (LT p.164). In order to bend a copper pipe to the intended angle, it is better to
bend it first a little further than required. The transformation of water to ice (both favoured
natural items for symbolic purposes: natural processes which may look devious!) neatly
illustrates the Taoist principle (which is however hardly necessary), and shows softness and
weakness turned hardness and strength.

The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, 'smart weapons' as we might now say, come in for much critical attention, as we
have already noticed. Only in corrupt and degenerate states are they displayed or flaunted
(p.194, p.164); in deep-green regions smart weapons of state" would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons

deep-green regions will be free of them. So, it seems, will ideal Taoist regions: 'Even if there

are arrows and weapons, none will display them" (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

paradox).5
The powerful critique of militarism in the
CA&amp;ig is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an
unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may
occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p. 197).

One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of wuno forced actions, no violence. To force natural growth is deviant, destroying harmony.
To stop natural growth is deviant. But there is a significant difference between force and
violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice

violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.

However Taoism does not always get the distinction between force and violence quite

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and
very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.

As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice of technology that
itself evaluative, comes closer to encapsulating the criterion than other recent efforts. Size,
such as smallness, or intermediateness, are not what matter, though modest and not excessive
technologies are likely to fare better in satisfying appropriateness. In simpler societies, small
technology is of course more appropriate; for that is what is good there. From known criteria
for what is good these other features for locally appropriate technology can be read off:
reliability, esp. in maintenance, functioning well and safely under the expected range of
operating conditions (which may be difficult), ease of repair, capital cheapness and repair
inexpensiveness, environmental benignness, and meeting sound social needs.

15

right. 'Vital force without restraint', intentionally excessive force, is only part of what counts
as vzo/^zzc^, which is more generally
w/zz'c/z
i.e. transgresses, descrecrates,
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather
intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.
Those who would abolish war and its machinery, substituting for it nonwarlike and
ideally nonviolent methods, technology, and strategies, have been confronted not merely with

much sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:
* War must be abolished. One reason is simply economic. We can no longer afford it, and
the opportunity costs are enormous. Along with other extraordinarily wasteful activities, it is an
anachronism.
* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence
involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it

could not succeed without extensive and extreme violence, amounting to (civil) war.
° But then war cannot be abolished without war.
Therefore, war which must be abolished cannot be abolished.^
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.
For this paradox does not involve self-referential features, and is easily broken, as follows. Let
the "last war" be not the last standard war but the revolution abolishing war. Then, given that
the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the
conclusion, following the 'therefore' is a nonsequitur. However, while the dissolution of the

argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the

6

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

second premiss.

4.

anJ nioraZ jz^cf/zy/T!.

Although Taoism is strongly opposed to war, and much in favour of peace - and
accordingly by prevailing standards a substantially pacz/zc position - it is not (nowhere in the
central texts) committed to pacifism in usual senses, for two different reasons:* It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2.
It is morally wrong to use violence.

By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is
committed zVz /?rzzzcz/?/g to nonviolent technologies and ways and to pacifistic principles.
Moreover, certain forms of deep environmentalism are completely committed to pacifism,

notably European forms. Is deep green?

There is heavy contemporary opposition to pacifism, as there also was to Taoism in the
warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war. The most prominent
contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to
wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).
Unremarkably then, the extensive propagandistic machinery of state has invested heavily

in "justificatory" exercises in favour of controlled use, z^ own use, of destructive force, and
continues to inveigh against pacifism. Because a routine trick in this sophistical repetoire
consists in conflating pacifism with extreme, naive and inplausible, forms, an inevitable and
important early task commits in unscrambling senses of 'pacifism'. Semantical skulduggery
can be thwarted in this way.

/^cz/zym, as explained by English dictionaries, invariably concerns wars and warfare, and
contains two components, negative and, elaborating on that, positive:- The negative component

opposition (in ways to be further specified) to all forms of
warfare (see OED). The positive component supplies alternative ways of settling disputes (what
is, in Amauld's word,

it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration, ... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.

of sporting events, operatic contests, cooperative ventures), .... In brief ^a/z^ar^ /zacz/Aw is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

17

to warfare, like the sanctions and so on, cannot itself be military
(using soldiers and other devices of war), on pain of some incoherence. But otherwise the
ways of opposition can be many and various! they can certainly be
as with nonviolent
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.
turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
Plainly the

components, reduce the initial appeal and plausibility of pacifism. Consider the
Eng/fy/? definition of the negative component: 'the doctrine of non-resistance to hostilities and
of total non-co-operation with any form of warfare'. Thereby excluded are forms of pacifism

which offer active and plausible alternatives to warfare such as social defence. The
Eng/7y/z tends to force pacifism into what the
Eng/fy/i Efcfforza/y lists as its final item:
'often, with depreciatory implication, the advocacy of peace at any price', 'in any
circumstance'. Pacifism can easily resist being forced into these sorts of circumstances: it has
many resources, as an extensive series of texts on alternatives to war, such as negotiation, non­

violent action and social defence, from Taoism to contemporary environmentalism attest.
Academic philosophers have much advanced the semantical strategy of some dictionaries,
of rendering pacifism more difficult from the very outset by narrow and biassed definitions.

They have stretched the term from its restricted setting of warfare, confined to state and

organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched
notion of pacifism, according to which it is morally wrong to use violence, according to which
P2 holds,
p&lt;2c(/Ts7??.7 While stretched pacifism certainly includes standard pacifism
(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more
problematic and difficult position than standard pacifism. There are several, substantially
different reasons for this, which will be picked up seriatim.

Stretched pacifism, also misleadingly called wora/ pacifism, has looked a very easy
critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a
target, has charged, whooping such rhetoric as "incoherent", "inconsistent", "insensitive",
"fanatical". However, with improved logical technology now available for accommodating and
treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism
was not so stupid as it was made out to be or appeared to be to these inured to present dominant
violent ways. So far from being stupid, it is viable. In future gentler times stretched pacifism

7

In Al this notion was contrasted with standard pacifism as
might have been better.

pacifism:

18

could even be realised for whole communities of creatures (as some genuinely Christian sects
envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.
The method of philosophical accommodation was through moral dilemmas. The sort of

moral dilemma that stretched pacifism can induce derives as follows. On the one side stands
the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances
develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the
literature concerns calling off the firing squad about to shoot several captives the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details
of both see MD p.10).

Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wifAi/r the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see
MD, pp.32-9). A decision theory taking account of &lt;2// that should be included will not however
be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by
Smith (hereafter JWS). JWS claims the defence offered is a 'failure because it trivializes
pacifism' (p. 153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acfzvz.S7?z which holds that while violence is a/wayy wrong
one is
justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet -- pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^

of the criticism is, then, not so much that pacifism is trivialized - JWS "activism'' is

hardly trivial - as that pacifism is /?r?/?zz/d:rz\y^(/, deflated from a radical position to the
commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movements and oppositional opinion polls, suggests the very opposite: that, for instance, most
people support state-justified conventional wars with the military violence they incur, and

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

19
accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level

of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is

said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such

principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a
principled pacifist will choose the slightly greater evil where other obligations do not exclude it.

A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory was
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective

vision reveals, was this: "what is done is a very consequentialist thing' (Al p.13), nor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances' (JWS
p.152). Situationally or/zgr procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).

Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of modves), to design situations where
modves, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential

calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.

A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to

"second best" consequentialist considerations,... already explicitly condemned' (p.154). What

was condemned was stock universal consequentialism, 'that &lt;?n/y consequentialist
considerations carry argumentative weight' (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that

consequentialist considerations can
enter into deliberation and decision making. The
conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

19
accordingly do not hold that violence is always wrong. From such a commonsense angle,

pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism

is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level

of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is

said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such
principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a
principled pacifist will choose the slightly greater evil where other obligations do not exclude it.

A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory wa3
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing' (Al p.13), /tor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances' (JWS
p.152). Situationally ofAer procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).
Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in
principle (in advance of attempted consequentialization of motives), to design situations where
motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential
calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.
A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to
"second best" consequentialist considerations,... already explicitly condemned' (p.154). What

was condemned was stock universal consequentialism, 'that on/y consequentialist
considerations carry argumentative weight' (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that
consequentialist considerations can

enter into deliberation and decision making. The

conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

20
There is no inconsistency. JWS has confused universal with particular. As well he has
wrongly contracted all situational decision making to consequentialist modes.

There is a third part to the criticism, that the defence is too easy; the 'strategy will allow

r&lt;9&lt;9 mMc/z violence to be (perpetrated and) justified to suit the tastes of any real pacifist' (p.153).
This another part of the so-called trivialization, this time however &lt;7;7Mh&lt;9H rather than
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never

part of the position. The slide to such consequentialism is made on the strength of a similarly
erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle
free if possible. But it is easy to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified' violence.
What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains 'a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence' which JWS earlier adduced according to which what is
'appropriate, in response is on/y that level of force necessary to defend oneself against the
threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his 'basic principle', his appeal to 'lesser evil' generates some instances. The
'basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons

are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense

stretched pacifism is compatible with the 'basic principle', since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far

hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,

to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.
To reiterate, while a cumulative case can be made for stetched pacifism as principled non­
violence, that case was not conclusive, and is hard to improve. For, further, some serious

difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.
Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage

21

routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to
vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog
biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and
beyond human capacities - even if it were desirable. For there are millions of species to be
somehow converted to proper vegetarianism. Then there are millions of other species to be
converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their
own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable
improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as

alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is
it desirable, for (to appeal to such alternative value systems) the natural order is more or less in

order as it is. Full vegetarianization would only reduce its value, vastly.

More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent

depiction is important, for some features of the natural order, such as competition, combat and
predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of
orthodox Victorians and of orthodox economists. However, even under decent depiction, the

"natural order" is often not benign. That appears to be enough to induce a supervenient moral
dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not
separate humans out from the natural order) and which eschews the desperate vegetarian route:

The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly
occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory
carnivores face no dilemmas). Raptors that practice violence every week are not immoral
(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was
alrady indicated in Al). While P2 is alright in context, within a particular, perfectly viable,

ethical framework, designed for the usual human round, the conventional setting for ethical

theories, it stands in need of modification outside that setting. It is time to suggest the sort of
modification envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to
carnivores that supply their own livelihood, nor really to morally degenerate humans, but to

22
peace-sensitive agents. With that semi-technical form, yet to be characterised, a suitably
modified
P2
results:
MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^

To recover what amounts, in the previous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modem humans; it sets too high a
moral standard to be taken as a serious guide to practice. It seems wise to settle presently for
something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:
(as modified) is

While it is perhaps too late to hope for

much moral progress in humans, it is pleasant to contemplate alternative futures where what is

supererogatory became obligatory, and widely practiced.
Richard Sylvan*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The optly named Prime Minister Hawke of Australia had just
made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even - in what was effectively a declaration of war - reiteration of the
modem quest for 'a new world order of peace". Peace through war; so it rings out again and
again, through the centuries. 'War must be for the sake of peace" (Aristotle p.220). More than
two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke
solemely pronounced, just fa/Aing a&amp;oMf
and thinking about peace; we must work for
peace,/tg Ar for it - through war. Impeccable logic?
President Bush, supreme commander, convinced us with similar logic, speaking too with

many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to

9

The generalization of P2, suggested in Al, to cover also the parallel situation of
environmental vandalism, can be similarly modified. The anti-vandolence principle becomes

MP2°. It is morally wrong, for a peace- and environmentally-sensitive agent, to use
vandolence.
Thank to David Bennett for joint contributions (from UT) and to JWS for opposition (in
JWS)

followed with another invasion. Nor have we ever hanaged (o glimpse much of what is now
supposed, when we are no longer engaged, to come^ 'out of ihe horror of war': a new world

order ... which governs the conflict of nations'; a; 'rule
law', not war. How the one,
enforcable law, is achieved, unless backed by the the bther, &amp; not explained (Medlin's paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that
'peace is a great good, war a great evil'. But, for the'mosLpart, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A -Source Poo/: on Chines P/zi/osop/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 77ze Way a/* Tao Tza(Tao-re C/zing), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, (/proofing War, Freedom Press, London, 1984.
A. Naess, Eco/ogy, commtziry and /i/esfy/e, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pigs/or r/ze Anchors : rita/ in r/ze eco/ogy o/*a New Guinea Pcop/e, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Di-srn.y.s'ion papers in environment/ p/zi/osop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /notary ); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Discussion
papers in environment/ p/zi/osop/zy #6, Research School of Social Science, Australian
National University, 1984 (also in Paraconsz'srenr Logic); referred to as MD.
R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Discussion papers in environment/ p/zi/osop/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, Socia/ Power and Po/irica/ Freedom, Porter Sargent, Boston, 1980.
J W. Smith, 77ze Worms ar r/ze /Vearr o/T/zings , Public Relations Unit, Flinders University,
1989.
R. Sylvan, 'War and Peace III, Australia's defence philosophy', -Socia/ P/zi/osop/zy, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Discussion papers in
environment/ p/zi/osop/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

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                    <text>WAR AND PEACE IV:
TAO AND DEEP-GREEN
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. By contrast, deep-green theory, while acknowledging the

role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and
towards deep-green theory.
7. Fca/ar^y o/ % Tao/s/

q/ war an&lt;?

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB

p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao 7za'
(Chan, p.154, p.17.)

But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,
militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who
possess Tao, will never participate in them - but expects wars to continue as tmavoi&lt;7a&amp;/e gvfAy.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lao 7za because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much
however because they concern military operations, but because they are taken to apply much

�2

more widely, 'to life in general' (p.17). But why should military activity obtain some special
dispensation? Why should what is no? tolerated more generally be exonerated there? But given
that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of
universalizability, that simply leaves
* PMzz/ay/br

explaining to be done.

and wars as M/tavafda&amp;Ze evf/s

There are fwa puzzles here in Taoism rather than one. There is the zm/ffary-pracac^s

paradox, and, varying and generalising on that, there are /Z/g-prac^c^s paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, 'the most bitter
attack on militarism', the well-known opposition of Taoism to the use of force (p.17) and to the
possession and use of smart military weapons and technology - implying that war is far from
all tight - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)
conduct in war, and so on - implying that war is all right after all. A straightforward
generalisation of this paradox would look at other morally-sensitive parts of life, where some
practice was strongly condemned yet engaged in (for many examples, see the dilemmas
assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious
and even deceitful practices incompatible with such a life-style. Call this the 7%oLyf-ZZ/&amp;y?y/e

paradox.
Evidently a good deal of explaining is required, as to how Taoism can coA^nfZy take the

positions it appears to presume, both on war and peace, and on life more generally. A desirable
preliminary would seem to be a little investigation of what position taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).

Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.
They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p.152). Therefore such wars are unavoidable evils. Such discourse,
obtained by almost immediate inference from the passage, is within the standard orbit of
dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse

which enables direct expression of such dilemmas, or even direct condemnation of wars or

cleaver weapons. Instead the points are made by

what the possesser of Tao

�3

does, how the good ruler conducts himself, or by awa/ogy, of victory in war with death.
Unavoidable evils are the very stuff of deontic dilemmas (though many theories,

underpinned by shonky logic, lack the resources for representing this stuff properly). Where
something is unavoidably evil, it is bof/i
because evil,
also no?
doing it is

excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars
have looked, since ancient times, like such dilemmatic objects.
Revealingly, Chan tries to explain that "most troublesome element* in Taoism, the
military-practice paradox, through the following exercise in lateral thinking:

It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain irom killing (p. 17).

'Just as*? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible
duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding
war for group institutions: at bottom, the obligation to engage in war (for one set of compelling

reasons) as contraposed with the obligation not to engage in war (for another, perhaps
overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable
strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account
of what is going on conceptually. One of the philosophically fascinating feature of Taoism is
the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic

discourse or improvise circumlocutions when deontic discourse would otherwise appear
inevitable (cf. UT bn examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements

and conclusions (the shortage of Taoism on argument is another philosophically conspicious
feature, observed in UT). As conceptual apparatus for analysizing moral dilemmas is missing,

most of the machinery involved has to be passed over. Only the outcomes, as Taoism sees
them, are presented, as if from a black box. Taoism blacks out the story on deontic dilemmas
that deep-green theory can tell, as the following diagram tries to show:

�4

Diagrams . C/%zr%Kg

"r&amp;w/v^".

procawmg

Dggp-grgg/Y c/Mrr
Arguments to
incompatible
prescriptions

Processing of dilemma,

directive

situational procedures

output

CorrasppMJing 7%&lt;9i\f c/M!rr:

Black

directive

Box

output

input

It is evident that Taoism can be
information can be put into the Black Box
rendering it less opaque. That extension can be made so as to conform to deep-green theory,

i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is
indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).
We are now placed to explain how to dissolve, or at least neutralize, the paradoxes

deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of

Taoism. In a significant sense there is no resolving of genuine deontic dilemmas. The
principles delineating the fix may stand, incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved
parties should try to do well enough in the sublimenal circumstances (for a much fuller account,
see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists
will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.

So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensi^s of Taoism. A prior
substantive issue is whether dilemmas always are generated: not whether wars are evil
(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of

wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,
through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that
conjecture can be given some substance. Consider, for instance, what would be walk-overs.
Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other
types of war. But, more generally, try this:-

�5
Every war involves an aggressor, who makes an aggressive move. Such an aggressor

could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders aZZ actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such
examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.
The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even if that should be so sometimes, when

there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive

action in wars that have been initiated may be unavoidable. At least such action may be
unavoidable if unacceptably high costs (death, enslavement, etc.) are not to be avoided.
Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For

whether an action is unavoidable then depends upon what costs a party is prepared to incur

before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important (ype of
unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within
range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably
high costs upon peoples of other states and implacably refuses to desist. It could, for example,
be poisoning air or water flowing to other states. But",to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders find convincing (they are committed to a faith

which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday

machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?* In a sense, No; in another Yes. For different modalities can operate.

Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the

human race is worth anything very substantial, then they are obliged to act, action is deontically

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to 'just warybr party d'.)

�6

unavoidable. Here is a situation where a proposed reduction of deontic logic proves
illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.
excessive ethical costs such as extermination. Let us explain deontic unavoidability
analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then i/* it can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then
that is deontically unavoidable. It is also
for those committed to, or inclined
towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is
also justifiable, on pacific grounds.

Scenarios like that sketched, that appear to render certain wars deontically unavoidable
require but little or no elaboration to render them evil. Evil indeed is such a standard feature of
standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).
And nowadays followed by great tides of refugees. This passage includes not only recognition

of the widely-observed socio-environmental consequences of war, but, more striking, very

early recognition of the severe environmental impact of military forces. That critique is not
however developed in Taoism.^ Only recently has it been pushed substantially further. And
only recently could a new, most significant twist occur, the merging of resource security, long a
military objective, with environmental security.

The appalling idea has recently been floated that the military, in need of new work and
roles with the apparent warming of Wept-East relations and cooling of the Cold War, should
exchange usual military illness for meddling in environmental matters: regulation and policing

-

of environmental resources, ensurance of environmental security of powerful states, and
similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What
the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that
should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than
being retained and shockingly reoriented (as a state-serving "Greenwar").

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
confirmity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

;

�7
2.

On

divergence of deej?-green fron: Taoisn!.

Having arrived, by better or worse arguments, at the conclusion that wars, though
generally evil, may be sometimes unavoidable, it is evidently important to say something about
how they - those of the theoretical residue - are to be conducted. By appropriate conduct the
damage they do may be reduced; also the conduct should be appropriate to the funereal nature
of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­

green theory begins to diverge from Taoism.

In further explaining the Taoist and deep-green critiques of war, and diverting objections
to them, a roMg/t and preliminary ryp&lt;?/&lt;9gy of wars is important. It is also of passing interest in
its own philosophical right. War, according to English Dictionaries, is a 'contest carried on by
force of arms, typically between nations or states'. More exactly, war is a gawc - in the

generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the
contestants, (warring) parfzay. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several
analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These
we can set aside as a/za/ogfca/ wars. Of course wars form only a part of military activities.

Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­
style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.
An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, -yfafe.y. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,
races or tribes (which are not such artifices as states, and not so readily or desirably abolished),
between inhabited regions, and between factions within states (thus civil wars) or, perhaps by
extension, between factions within other social structures (thus, for instance, gang wars). But
undoubtedly eliminating states and aspiring states would abolish most wars and virtually all the
worst wars.
While "nonviolent wars" are excluded by definition, by virtue of 'force of arms', token

wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are
hemmed in by conventions and agreed rules, there is no reason in principle why they should

not be reduced to two person contests, fought under strict rules like boxing or gladiatorial
contents. But in modern times wars have never taken such sensible forms, but have been

much larger affairs, making heavy (though fortunately restricted) use of latest technology. Let
us distinguish such wars as

wars. They have, directly or indirectly (for the

�8

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to
this effort).

Among wars, an important distinction is that between
and
wars. An
offensive war is one which ventures off a given party's territory or recognised pad, "invading"
that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless
they share territory. (Even then issues may arise as to which party, if any, was the aggray-yor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,
e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were
defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken
(LT p. 152)3,
The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If
they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as
redefining "defensive* to include defence of ideals like democracy or liberty, infringed (or

allegedly infringed) on territories abroad, or to include ""defence** of a third party or place
(whence every offensive war is ""defensive**). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part
of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.
Aggressive wars are waged for a variety of reasons, but usually for resources or access to

resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and
so on. Nor are those reasons necessarily far separated; Marxist and market capitalism, for

3

There is one line in LT that way suggest that attack was sometimes justifiable, namely Tor
deep love helps one to win in the case of attack' (p.219). But how can c&lt;?wpa.y.Hon be
appropriate unless this attack is wif/un a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
I dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

�9
example, exhibit many of the features of religion.

The economic reasons for war appear to have become much more complex with the

advent of an integrated world economy. At the same time many of the independent reasons for
economic wars are now obsolete. For to powerful states accrue the advantages of war without
war. At least most of the former economic advantages of war can be obtained without
expensive wars, through trade, institution of economic dependence, etc. Small medieval wars
were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons

economy by using up old stocks and also testing new equipment, to restart a depressed
economy, and so on. Such wars, along with the economic aims which motivate them, are in
effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...).

When Tao does not prevail in the world, war horses thrive in the suburbs.
There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.
The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15
years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,
the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
-the
(pulf war liquidated some ^1.7 billion per day). Taoists would. For ridicule was a favoured
method, an important rhetorical strategem, and war and its idiocy were favourite targets.

Some classification of defensive wars is also important, for various reasons: reducing and
abolishing wars, their costs and damage, restructuring societies away from war and military

practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,

and
* social defence, where there are no such armies or but fragments of them, and defence is
carried out through social networks of a significant part of society.4

It is here that Taoism and deep-green theory part company. Under Taoism, the state wz'Z/

4

Details of social defence are presented in Sharp and in Martin.

�10

have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in

secrecy, in a way incompatible with decentralised
defence; people will be kept in the dark
about smart weapons of the state; and they too will be surprised, along with presumed enemies
of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should
retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.
Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.

For example, Taoism is opposed to domination (LT p.152), whereas military operations
frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­

green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of
state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an
elimination of standing armies, too often poised for fighting or political interference.
A recommended route to

war consists in progressive scaling down: reduction of the

means and manpower. The initial stages are well-known, and include

* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in

* contraction to defensive capacities only, and the Anal stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.
Reasons why deep-green aims to proceed the /%// distance are readily grasped by
considering the environmental shallowness of an otherwise cogent traditional case for the

sharp curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social
fabric; wars may be unjust. From these joint features, it was argued that wars should be a

matter of last resort, to be fought to ensure peace. It was argued further that only just wars

should be fought. Just wars were rare objects. But as there was little evidence of the decline
and fall of wars, much effort was expended, more practically and unsuccessfully, upon
endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the nation in an effort to approximate the gory unjust
facts.

Progress was long hindered, furthermore, because there was always a rival positive

�11

perspective on wars, which encouraged the exaltation of wars and military feats. It also
facilitated the transfer of the favourable image of war to other problem areas, whence the long
and apparently successful war against nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against poverty, and so on. Behind all
this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war - finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)
and subsequent technological wars - though no longer in assendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the

practice of keeping capitalism running smoothly by integrating substantial military components

into the industrial engine.
With the development of highly technological wars - the celebrated development of the
dirty industrial age is substantially military - the traditional negative case has grown in strength.
Wars have become much more damaging, with the potential for much more that is significantly

worse, and the possibility of a just war has correspondingly contracted, virtually to zero. The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;

likewise conquest.
Deep-green theory accepts much of the traditional negative case, but would further

strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be
strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modern wars.
A fully just war is not merely a just war, but a war those just character can be reliably
forecast in advance. A modem war is of course a war that deploys modem technology, at least

that available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is
always likely and cannot be excluded. Such wars are always liable to violate uncontroversial
requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.

From a contemporary viewpoint the traditional doctrine of a just war, really of a just

war, is seriously out of date. The reasons for this reach wider than the new features
introduced by modem technological wars and the character of modem civilization, with its giant
cities littered with dangerous and vulnerable military targets. They have also to do with the

chauvinism of the justice proposed, which is shallow human justice, not natural or

environmental justice. There is no consideration of justice to other creatures or to the Earth (cf
thlaess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow

�12
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of

value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,
neglected until very recently: the environmental dimension. It has suddenly been seen that wars
are typically environmental atrocities. Earlier, of course, environments were simply

backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental
ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no

similarly developed doctrine of an eco/ogica/Zy son/M? war, a deep ecological war. Unless any
such war were literally different from modern wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species
than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:
All wars should be environmentally sound wars.
Modem wars cannot be environmentally sound.
Therefore, there should be no modern wars.

The argument for the second premiss has of course to be different. It looks to the
information accumulating on what wars do to natural and built environments. The Vietnam and
Gulf wars both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the
technology for, modem environmental destruction: explosives, bulldozers from tanks, etc. As
well, training for war and engagement in war have much fostered, along with attitudes that

make for social callousness or ruthlessness, those that contribute to environmental insensitivity

and cruelty.

3. PuzzZes

Tao/sf s/ra/egy anJ f/s endues o/ fec/tnoZogy an*/ woZence

Tt is surprising how much of the Lao Tza is devoted to military strategy'. Which
strategies? Surprise, above all. But why such strategies? 'Do they not contradict the Taoists'
strong opposition to the use of force' (Chan p.222), the implied commitment to quietism?

Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does

not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the

emphasis on military strategy remains puzzling.
The strategies, many of them relevant to social defence, include

*
*

not 'making light of the enemy' (p.222)
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:

�13

marching without formation, holding weapons without seeming to have them, confronting
enemies without seeming to meet them (p.222). But even in times of peace, "smart weapons of
the state should not be displayed to the people* (p.164). Such recommendations helped to fuel
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing
smart weapons: "The more smart weapons the people have, the more troubled the state will be*
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous
consumption and the people are suppressed, not where Tao is practiced (LT p. 194).
* advance from weaATt&amp;M, flexibility but firmness. Weakness is the principle of life and will
overcome strength (LT p.164, p.233).
* coolness and noncompetition (LT p.233, p.164). Like these, most of the general strategies

are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.
The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and
elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to

meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, "In order to grasp, it is necessary first to give* (LT p.164), is cited as invoking "an
element of deceit* "undeniably*, and "worse* it is "morally questionable* (Chan p.17). But in
order for me to grasp your hand in a normal handshake, it is necessary first for me to give my
hand. There is no deceit here, nothing morally questionable. All the tactics permit of benign
construals, of a Taoist kind. Consider, for instance, "In order to contract, it is necessary first to
expand* (LT p.164). In order to bend a copper pipe to the intended angle, it is better to bend it

first a little further than required. The transformation of water to ice (both favoured natural
items for symbolic purposes: natural processes which may look devious!) neatly illustrates the
Taoist principle (which is however hardly necessary), and shows softness and weakness turned

hardness and strength.

The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, "smart weapons* as we might now say, come in for much critical attention, as we
have already noticed. Only in corrupt and degenerate states are they displayed or flaunted
(p.194, p.164); in deep-green regions smart weapons of state* would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons
deep-green regions will be free of them. So, it seems, will ideal Taoist regions: "Even if there
are arrows and weapons, none will display them* (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

�14

paradox)^

The powerful critique of militarism in the
C/wng is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an
unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may
occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p. 197).
One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of WMwef, no forced actions, no violence. To force natural growth is deviant, destroying harmony.
To stop natural growth is deviant. But there is a significant difference between force and
violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice
violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.
However Taoism does not always get the distinction between force and violence quite

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and
very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.
As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice oLtechnology that appropr^/zg^,
itself evaluative, comes closer to encapsulating the criterion^ 3ize, such as smallness, or
intermediateness, are not what matter, though modest and not excessive technology are likely
to fare better in satisfying appropriateness. In simpler societies, small technology is of
course more appropriate; for that is what is good there. From known criteria for what is good
these other features for locally appropriate technology can be read off: reliability, esp. in
maintenance, functioning well and safely under the expected range of operating conditions
(which may be difficult^ ease of repair, capital cgeapness and repair inexpensiveness,
environmental^ benignness, and meeting sound social needs.
/-C

^7^^7*//

/

�right. 'Vital force without restraint', intentionally excessive force, is only part of what counts
as
which is more generally /orcg w/zzc/z vzo/af&amp;y, i.e. transgresses, descrecrates,
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather
intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.

Those who would abolish war and its machinery, substituting for it nonwarlike and ideally
nonviolent methods, technology, and strategies, have been confronted not merely with much
sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:

* War must be abolished. One reason is simply economic. We can no longer afford it, and

the opportunity costs and enormous. Along with other extraordinarily wasteful activities, it is
an anachronism.

* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence

involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it
could not succeed without extensive and extreme violence, amounting to (civil) war.
° But then war cannot be abolished without war.

Therefore, war which must be abolished cannot be abolished.^
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.
For this paradox does not involve self-referential features, and is easily broken, as follows. Let
the "last war" be not the last standard war but the revolution abolishing war. Then, given that

the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the

conclusion, following the 'therefore' is a nonsequitur. However, while the dissolution of the
argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the

6

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

;
/1

�16
second premiss.
and worn/ /zacz/zszn.

Although Taoism is strongly opposed to war, and much in favour of peace - and

accordingly by prevailing standards a substantially pacz/zc position - it is not (nowhere in the
central texts) committed to pacifism in usual senses, for two different reasons: * It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2,
It is morally wrong to use violence.
By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is

committed zn prznczp/e to nonviolent technologies and ways and to pacifistic principles.
Moreover, certain forms of deep environmentalism are completely committed to pacifism,
notably European forms. Is deep green?
There is heavy contemporary opposition to pacifism, as there also was to Taoism in the
warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war. The most prominent

contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to
wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).
Unremarkably then, the extensive propagandistic machinery of state has invested heavily
in "justificatory" exercises in favour of controlled use, zr^ own use, of destructive force, and.
inveighed against pacifism. Because a routine trick in this sophistical repetoire consists in
conflating pacifism with extreme, naive and inplausible, forms, an inevitable and important
early task commits in unscrambling senses of 'pacifism'. Semantical skulduggery can be
thwarted in this way.

Pacz/z^nz, as explained by English dictionaries, invariably concerns wars and warfare, and

contains two components, negative and, elaborating on that, positive:- The negative component
is, in Amauld's word, a/zzz-IVar-z^nz, opposition (in ways to be further specified) to all forms of

warfare (see OED). The positive component supplies alternative ways of settling disputes (what
it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration,... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.
of sporting events, operatic contests, cooperative ventures),.... In brief ^Zazzdard ^acz/z^nz is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

/,

�17

Plainly the oppojzfzon to warfare, like the sanctions and so on, cannot itself be military
(using soldiers and other devices of war), on pain of some incoherence. But otherwise the

ways of opposition can be many and various: they can certainly be acfzve, as with nonviolent
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.
turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
components, reduce the initial appeal and plausibility of pacifism. Consider the Concz'-ye
Ezzg/z^/z definition of the negative component: "the doctrine of non-resistance to hostilities and
of total non-co-operation with any form of warfare'. Thereby excluded are forms of pacifism
which offer active and plausible alternatives to warfare such as social defence. The Cozzcz^
E/zg/zj/z tends to force pacifism into what the
Eng/zs/z Dzcfz'onafy lists as its final item:
'often, with depreciatory implication, the advocacy of peace at any price', 'in any
circumstance'. Pacifism can easily resist being forced into these sorts of circumstances: it has
many resources, as an extensive series of texts on alternatives to war, such as negotiation non­
violent action and social defence, from Taoism to contemporary environmentalism attest.

Academic philosophers have much advanced the semantical strategy of some dictionaries,
of rendering pacifism more difficult from the very outset by narrow and biassed definitions.
They have stretched the term from its restricted setting of warfare, confined to state and
organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched
notion of pacifism, according to which it is morally wrong to use violence, according to which
P2 holds, .yfrefc/z^ /?acz/z.M?z.7 While stretched pacifism certainly includes standard pacifism
(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more
problematic and difficult position than standard pacifism. There are several, substantially
different reasons for this, which will be picked up seriatim.
Stretched pacifism, also misleadingly called mora/ pacifism, has looked a very easy

critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a

target, has charged, whooping such rhetoric as "incoherent", "inconsistent", "insensitive",
"fanatical". However, with improved logical technology now available for accommodating and
treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism

was not so stupid as it was made out to be or appeared to be to these inured to present dominant
violent ways. So far from being stupid, it is viable. In future gentler times sketched pacifism

7

In Al this notion was contrasted with standard pacifism as cowigrghgn.yzvg pacifism:
ovcrcomprgAe/MAe might have been better.

�18
could even be realised for whole communities of creatures (as some genuinely Christian sects

envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.
The method of philosophical accommodation was through moral dilemmas. The sort of

moral dilemma that stretched pacifism can induce derives as follows. On the one side stands
the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances
develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the
literature concerns calling off the firing squad about to shoot several captives if the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details

of both see MD p. 10).
Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wif/nn the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see
MD, pp.32-9). A decision theory taking account of a// that should be included will not however
be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by

Smith (hereafter JWS). JWS claims the defence offered is a 'failure because it trivializes
pacifism" (p. 153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acf/vw?! which holds that while violence is
wrong
one is -yowefwtay justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet - pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^
Par? of the criticism is, then, not so much that pacifism is trivialized - JWS "activism"" is

hardly trivial - as that pacifism is
deflated from a radical position to the
commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movement:and oppositional opinion polls, suggests the very opposite: that, for instance, most
people support state-justified conventional wars with the military violence they incur, and

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

�accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.

As regards wars and other violence-incurring social authorities, contemporary pacificism
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level
of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is
said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such
principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a

principled pacifist will choose the slightly greater evil where other obligations do not exclude it.
A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory was
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing" (Al p.13), nof 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances" (JWS
p.152). Situationally
procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).

Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of motives), to design situations where

motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential

calculations. More elaborate decision making procedures than those of consequentialism,

sometimes at variance with consequentialism, are thus presupposed.

A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to
"second best"" consequentialist considerations,... already explicitly condemned" (p.154). What
was condemned was stock universal consequentialism, 'that &lt;?n/y consequentialist
considerations carry argumentative weight" (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that
consequentialist considerations can
enter into deliberation and decision making. The
conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

�20

There is no inconsistency. JWS has confused universal with particular. As well he has
wrongly contracted all situational decision making to consequentialist modes.

There is a third part to the criticism, that the defence is too easy; the "strategy will allow
foe
violence to be (perpetrated and) justified to suit the tastes of any real pacifist' (p.153).
This another part of the so-called trivialization, this time however
rather than

populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can "justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never
part of the position. The slide to such consequentialism is made on the strength of a similarly
erroneous example. The potential victim of an aspiring rapist "is supposed to flee or wriggle
free if possible. But it is
to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially "justified' violence.

What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains "a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with "the basic principle of self-defence' which JWS earlier adduced according to which what is
"appropriate, in response is on/y that level of force necessary to defend oneself against the
threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his "basic principle', his appeal to "lesser evil' generates some instances. The
"basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons
are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the "basic principle', since it only imposes the upper
bound on level of force.

As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,
to put it more precisely, as a still viable option. It was not presented as a morally

compulsory position, or, for that matter, as one that this defender adhered to or affirmed.

To reiterate, while a cumulative case can be made for stetched pacifism as principled non­

violence, that case was not conclusive, and is hard to improve. For, further, some serious
difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.
Simply consider the practices of carnivores, essential to their natural way of life. In order to

meet their life needs for sustenance, these creatures do, and are often obliged to, engage

�21
routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to
vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog
biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and
beyond human capacities - even if it were desirable. For there are millions of species to be
somehow converted to proper vegetarianism. Then there are millions of other species to be
converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their

own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable
improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as
alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is

it desirable, for (to appeal to such alternative value systems) the natural order is more or less in
order as it is. Full vegetarianization would only reduce its value, vastly.
More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent

depiction is important, for some features of the natural order, such as competition, combat and
predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of
orthodox Victorians and of orthodox economists. However, even under decent ^depiction, the

"natural order" is often not benign. That appears to be enough to induce a supervenient moral
dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not

separate humans out from the natural order) and which bschews the desperate vegetarian route:
The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly

occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory
carnivores face no dilemmas). Raptors that practice violence every week are not immoral
(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was alrady

indicated in Al). While P2 is alright in context, within a particular, perfectly viable, ethical

framework, designed for the usual human round, the convendonal setting for ethical theories, it
stands in need of modification outside that setting. It is time to suggest the sort of modification
envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to carnivores that
o
supply their own livelihood, nor really to morally degenerate humans, but to peace-sensitive

�22

agents. With that semi-technical form, yet to be characterised, a suitably modified P2 results:
MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^
To recover what amounts, in the prevous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modem humans; it sets too high a
moral standard to be taken as a serious cjuic^ to practice. It seems wise to settle presently for

something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:

Stretched pacifism (as modified) is supererogatory. While it is perhaps too late to hope
for much moral progress in humans, it is pleasant to contemplate alternative futures where what
is supererogatory became obligatory, and widely practiced.

Richard Sylvan
Append?*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The optly named Prime Minister Hawke of Australia had just
made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even - in what was effectively a declaration of war - reiteration of the
modem quest for 'a new world order of peace". Peace through war; so it rings out again and

again, through the centuries. 'War must be for the sake of peace" (Aristotle p.220). More than

two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke
solemely pronounced, just fa/Amg aAoaf peace, and thinking about peace; we must work for
peace,/ig Ar for it - through war. Impeccable logic?
President Bush, supreme commander, convinced us with similar logic, speaking too with
many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to
followed with another invasion. Nor have we ever managed to glimpse much of what is now
supposed, when we are no longer engaged, to come 'out of the horror of war": a 'new world

order ... which governs the conflict of nations"; a 'rule of law", not war. How the one,

enforcable law, is achieved, unless backed by the the other, is not explained (Medlin's paradox

9

The generalization^ P2, suggested in Al, to cover also the parallel situation of environmental
vandalism, can be similarly modified. The anti-vandolence principle becomes^MP2°. It is
morally wrong, for a peace- and environmentally-sensitive agent, to use vandolence.

�23

hits back). Similarly what we now hear from many militarists, as they rush to war, is that
"peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A 5*oarce 2?oo% on C/zz'ae^e P/zZZo^op/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), T/ze Way a/* Lao Tza(Tao-re C/zZag), Bobbs-Merrill, New York, 1963;
referred to as LT.

B. Martin, UproorZag War, Freedom press, London, 1984.
A. Naess, EcoZogy, coazazaaZry aa&lt;% ZZ/e.yfy^, Cambridge University press, Cambridge UK,
1989.

R.A. Rapaport, PZg.y /or r/ze Anc&amp;yfory : rituaLin the ecology of a New Guinea People, Yale
University Press, New Haven, 1967.
R. Routley, "War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', DZjca^Zoa papery Za eavZroawzeafaZ p/zZZojop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /apaZry); referred to as Al.
R. Routley and V. Plumwood, "Moral dilemmas and the logic of deontic notions', DZ-yca&amp;yZoa
papery Za eavZroaazearaZ p/aZo-yopAy #6, Research School of Social Science, Australian
National University, 1984 (also in Paracoa^z\yrearLogZc); referred to as MD.

R. Routley, "War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', DZ^ca^Zoa papery Za eavZroawzearaZ p/zZZo^op/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, 6*acZaZ Power aad PoZZrZcaZ Free&amp;wi, Porter Sargent, Boston, 1980.
J.W. Smith, 77ze Woraz^ ar r/ze 7/earr o/T/zZag^ , Public Relations Unit, Flinders University,
1989.
R. Sylvan, "War and Peace III, Australia's defence philosophy', 5*ocZaZ P/zZZo^op/zy, for Nuclear
Conference, University of Queensland, 1985.

R. Sylvan and D. Bennett, "Of Utopias, Tao and Deep Ecology', DZ^ca^Zoa papery Za
eavZroaazearaZ p/zZZo^op/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

�22
To recover what amounts, in the previous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modern humans; it sets too high a

moral standard to be taken as a serious guide to practice. It seems wise to settle presently for

something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:

paci/Ly/H (as modified) is

While it is perhaps too late to hope for

much moral progress in humans, it is pleasant to contemplate alternative futures where what is
supererogatory became obligatory, and widely practiced.

Richard Sylvan*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The 3ptly named Prime Minister Hawke of Australia had just

made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even — in what was effectively a declaration of war — reiteration of the

modem quest for "a new world order of peace". Peace through war; so it rings out again and
again, through the centuries. "War must be for the sake of peace" (Aristotle p.220). More than

two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke

solemely pronounced, just
peace,

and thinking about peace; we must work for

for it - through war. Impeccable logic?

President Bush, supreme commander, convinced us with similar logic, speaking too with
many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to

followed with another invasion. Nor have we ever managed to glimpse much of what is now

supposed, when we are no longer engaged, to come 'out of the horror of war": a 'new world
order ... which governs the conflict of nations"; a 'rule of law", not war. How the one,

enforcable law, is achieved, unless backed by the the other, is not explained (Medlin s paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that

vandolence.
Thank to David Bennett for joint contributions (from UT) and to JWS for opposition (in
JWS)

�23
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A
on C%Zn^.y^ P/zZZo-yopZEy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 7%^ Way 0/L00 7za (7ao-z^ C/nng), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, Uprooting War, Freedom Press, London, 1984.
A. Naess, EcoZogy, co/wmonZy an%Z ZZ/f^ZyZ^, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, PZg^ybr z/^^ Anc^^ror^ : rZzaaZ Zn Z/^^ ^coZogy o/ a ZV^w GnZn^a P^opZ^, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', DZ^cn^Zon papery Zn ^nvZronm^nfaZ p/zZZo-yop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /npaZry); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', DZ-yca-MZoK
papery Zn ^nvZronw^HZaZ p/nZo-yopAy #6, Research School of Social Science, Australian
National University, 1984 (also in Paraco/MZ-yZ^/iZ LfgZc); referred to as MD.
R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', DZ-ycas-yZon papers Zn ^nvZron/M^nZaZp/zZZo^op/zy, #5, Research
School Of Social Science, Australian National University, 1984.

G. Sharp, &amp;?cZ%Z Potter aA!^Z PoZZzZcaZ Fr^fJow, Porter Sargent, Boston, 1980.
J.W. Smith, 7%^ Wor^ty %Z z/z^ 7/^arZ p/77iZag^ , Public Relations Unit, Flinders University,
1989.
R. Sylvan, 'War and Peace III, Australia's defence philosophy', 5*ocZ#Z P%ZZo.yopZ!y, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', DZ^ca^-yZan papers Zn
^HvZronm^nZaZ p/uZo-yop^y #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

�23
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A 6*az/rce Z3aa&amp; on C/zinese P/ziZasap/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 77ze Way a/Eaa 7za (7aa-te C/zing), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, (/proofing War, Freedom Press, London, 1984.
A. Naess, Eco/ogy, canznznnify aneZ Zi/esfyZe, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pigs^ar r/ze Ancesfars : rifzzaZ in f/ze ecaZagy a/a Aew Gzzinea PeapZe, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Discassian papery in enviranznenfaZ p/ziZasap/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /n^aizy); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Discassian
papers in enviranzzzenfaZ p/tiZo.yop/ty #6, Research School of Social Science, Australian
National University, 1984 (also in Paracon.yi.y^nf Lagic); referred to as MD.

R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Discassian papers in enviranznenfaZp/ziZasap/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, .SaciaZ Patter anJ PaZificaZ FreeJazn, Porter Sargent, Boston, 1980.

J.W. Smith, 77ze Warzzzs af f/ze Pfearf a/77zings, Public Relations Unit, Flinders University,
1989,
h 7^)5,
R. Sylvan, War and Peace IIL Australian defence philosophy',

P/ziZasap/zy 3 Zw)

R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Discassian papers in
enviranznenfaZ p/ziZasap/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

/-//TirZcVf

Z^9/

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              <text>WAR AND PEACE IV:
TAO AND DEEP-GREEN
Taoism and deep-green environmental theory, although closely aligned on very many
issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. By contrast, deep-green theory, while acknowledging the

role of organised social defence, stands opposed to professional militarism, and thereby to
military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and
towards deep-green theory.
7. Fca/ar^y o/ % Tao/s/

q/ war an&lt;?

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB

p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war, as Lao
Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao 7za'
(Chan, p.154, p.17.)

But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,
militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who
possess Tao, will never participate in them - but expects wars to continue as tmavoi&lt;7a&amp;/e gvfAy.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lao 7za because, by contrast with other works,
a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much
however because they concern military operations, but because they are taken to apply much

2

more widely, 'to life in general' (p.17). But why should military activity obtain some special
dispensation? Why should what is no? tolerated more generally be exonerated there? But given
that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of
universalizability, that simply leaves
* PMzz/ay/br

explaining to be done.

and wars as M/tavafda&amp;Ze evf/s

There are fwa puzzles here in Taoism rather than one. There is the zm/ffary-pracac^s

paradox, and, varying and generalising on that, there are /Z/g-prac^c^s paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, 'the most bitter
attack on militarism', the well-known opposition of Taoism to the use of force (p.17) and to the
possession and use of smart military weapons and technology - implying that war is far from
all tight - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)
conduct in war, and so on - implying that war is all right after all. A straightforward
generalisation of this paradox would look at other morally-sensitive parts of life, where some
practice was strongly condemned yet engaged in (for many examples, see the dilemmas
assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious
and even deceitful practices incompatible with such a life-style. Call this the 7%oLyf-ZZ/&amp;y?y/e

paradox.
Evidently a good deal of explaining is required, as to how Taoism can coA^nfZy take the

positions it appears to presume, both on war and peace, and on life more generally. A desirable
preliminary would seem to be a little investigation of what position taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).

Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.
They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p.152). Therefore such wars are unavoidable evils. Such discourse,
obtained by almost immediate inference from the passage, is within the standard orbit of
dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse

which enables direct expression of such dilemmas, or even direct condemnation of wars or

cleaver weapons. Instead the points are made by

what the possesser of Tao

3

does, how the good ruler conducts himself, or by awa/ogy, of victory in war with death.
Unavoidable evils are the very stuff of deontic dilemmas (though many theories,

underpinned by shonky logic, lack the resources for representing this stuff properly). Where
something is unavoidably evil, it is bof/i
because evil,
also no?
doing it is

excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars
have looked, since ancient times, like such dilemmatic objects.
Revealingly, Chan tries to explain that "most troublesome element* in Taoism, the
military-practice paradox, through the following exercise in lateral thinking:

It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain irom killing (p. 17).

'Just as*? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible
duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding
war for group institutions: at bottom, the obligation to engage in war (for one set of compelling

reasons) as contraposed with the obligation not to engage in war (for another, perhaps
overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable
strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account
of what is going on conceptually. One of the philosophically fascinating feature of Taoism is
the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic

discourse or improvise circumlocutions when deontic discourse would otherwise appear
inevitable (cf. UT bn examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements

and conclusions (the shortage of Taoism on argument is another philosophically conspicious
feature, observed in UT). As conceptual apparatus for analysizing moral dilemmas is missing,

most of the machinery involved has to be passed over. Only the outcomes, as Taoism sees
them, are presented, as if from a black box. Taoism blacks out the story on deontic dilemmas
that deep-green theory can tell, as the following diagram tries to show:

4

Diagrams . C/%zr%Kg

"r&amp;w/v^".

procawmg

Dggp-grgg/Y c/Mrr
Arguments to
incompatible
prescriptions

Processing of dilemma,

directive

situational procedures

output

CorrasppMJing 7%&lt;9i\f c/M!rr:

Black

directive

Box

output

input

It is evident that Taoism can be
information can be put into the Black Box
rendering it less opaque. That extension can be made so as to conform to deep-green theory,

i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is
indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).
We are now placed to explain how to dissolve, or at least neutralize, the paradoxes

deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of

Taoism. In a significant sense there is no resolving of genuine deontic dilemmas. The
principles delineating the fix may stand, incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved
parties should try to do well enough in the sublimenal circumstances (for a much fuller account,
see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists
will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.

So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensi^s of Taoism. A prior
substantive issue is whether dilemmas always are generated: not whether wars are evil
(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of

wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,
through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that
conjecture can be given some substance. Consider, for instance, what would be walk-overs.
Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other
types of war. But, more generally, try this:-

5
Every war involves an aggressor, who makes an aggressive move. Such an aggressor

could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders aZZ actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such
examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.
The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even if that should be so sometimes, when

there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive

action in wars that have been initiated may be unavoidable. At least such action may be
unavoidable if unacceptably high costs (death, enslavement, etc.) are not to be avoided.
Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For

whether an action is unavoidable then depends upon what costs a party is prepared to incur

before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important (ype of
unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within
range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably
high costs upon peoples of other states and implacably refuses to desist. It could, for example,
be poisoning air or water flowing to other states. But",to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders find convincing (they are committed to a faith

which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday

machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?* In a sense, No; in another Yes. For different modalities can operate.

Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the

human race is worth anything very substantial, then they are obliged to act, action is deontically

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to 'just warybr party d'.)

6

unavoidable. Here is a situation where a proposed reduction of deontic logic proves
illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.
excessive ethical costs such as extermination. Let us explain deontic unavoidability
analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then i/* it can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then
that is deontically unavoidable. It is also
for those committed to, or inclined
towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is
also justifiable, on pacific grounds.

Scenarios like that sketched, that appear to render certain wars deontically unavoidable
require but little or no elaboration to render them evil. Evil indeed is such a standard feature of
standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).
And nowadays followed by great tides of refugees. This passage includes not only recognition

of the widely-observed socio-environmental consequences of war, but, more striking, very

early recognition of the severe environmental impact of military forces. That critique is not
however developed in Taoism.^ Only recently has it been pushed substantially further. And
only recently could a new, most significant twist occur, the merging of resource security, long a
military objective, with environmental security.

The appalling idea has recently been floated that the military, in need of new work and
roles with the apparent warming of Wept-East relations and cooling of the Cold War, should
exchange usual military illness for meddling in environmental matters: regulation and policing

-

of environmental resources, ensurance of environmental security of powerful states, and
similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What
the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that
should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than
being retained and shockingly reoriented (as a state-serving "Greenwar").

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
confirmity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

;

7
2.

On

divergence of deej?-green fron: Taoisn!.

Having arrived, by better or worse arguments, at the conclusion that wars, though
generally evil, may be sometimes unavoidable, it is evidently important to say something about
how they - those of the theoretical residue - are to be conducted. By appropriate conduct the
damage they do may be reduced; also the conduct should be appropriate to the funereal nature
of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­

green theory begins to diverge from Taoism.

In further explaining the Taoist and deep-green critiques of war, and diverting objections
to them, a roMg/t and preliminary ryp&lt;?/&lt;9gy of wars is important. It is also of passing interest in
its own philosophical right. War, according to English Dictionaries, is a 'contest carried on by
force of arms, typically between nations or states'. More exactly, war is a gawc - in the

generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the
contestants, (warring) parfzay. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several
analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These
we can set aside as a/za/ogfca/ wars. Of course wars form only a part of military activities.

Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­
style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.
An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, -yfafe.y. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,
races or tribes (which are not such artifices as states, and not so readily or desirably abolished),
between inhabited regions, and between factions within states (thus civil wars) or, perhaps by
extension, between factions within other social structures (thus, for instance, gang wars). But
undoubtedly eliminating states and aspiring states would abolish most wars and virtually all the
worst wars.
While "nonviolent wars" are excluded by definition, by virtue of 'force of arms', token

wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are
hemmed in by conventions and agreed rules, there is no reason in principle why they should

not be reduced to two person contests, fought under strict rules like boxing or gladiatorial
contents. But in modern times wars have never taken such sensible forms, but have been

much larger affairs, making heavy (though fortunately restricted) use of latest technology. Let
us distinguish such wars as

wars. They have, directly or indirectly (for the

8

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to
this effort).

Among wars, an important distinction is that between
and
wars. An
offensive war is one which ventures off a given party's territory or recognised pad, "invading"
that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless
they share territory. (Even then issues may arise as to which party, if any, was the aggray-yor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,
e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were
defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken
(LT p. 152)3,
The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If
they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as
redefining "defensive* to include defence of ideals like democracy or liberty, infringed (or

allegedly infringed) on territories abroad, or to include ""defence** of a third party or place
(whence every offensive war is ""defensive**). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part
of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.
Aggressive wars are waged for a variety of reasons, but usually for resources or access to

resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and
so on. Nor are those reasons necessarily far separated; Marxist and market capitalism, for

3

There is one line in LT that way suggest that attack was sometimes justifiable, namely Tor
deep love helps one to win in the case of attack' (p.219). But how can c&lt;?wpa.y.Hon be
appropriate unless this attack is wif/un a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
I dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

9
example, exhibit many of the features of religion.

The economic reasons for war appear to have become much more complex with the

advent of an integrated world economy. At the same time many of the independent reasons for
economic wars are now obsolete. For to powerful states accrue the advantages of war without
war. At least most of the former economic advantages of war can be obtained without
expensive wars, through trade, institution of economic dependence, etc. Small medieval wars
were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons

economy by using up old stocks and also testing new equipment, to restart a depressed
economy, and so on. Such wars, along with the economic aims which motivate them, are in
effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...).

When Tao does not prevail in the world, war horses thrive in the suburbs.
There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.
The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15
years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,
the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
-the
(pulf war liquidated some ^1.7 billion per day). Taoists would. For ridicule was a favoured
method, an important rhetorical strategem, and war and its idiocy were favourite targets.

Some classification of defensive wars is also important, for various reasons: reducing and
abolishing wars, their costs and damage, restructuring societies away from war and military

practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,

and
* social defence, where there are no such armies or but fragments of them, and defence is
carried out through social networks of a significant part of society.4

It is here that Taoism and deep-green theory part company. Under Taoism, the state wz'Z/

4

Details of social defence are presented in Sharp and in Martin.

10

have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in

secrecy, in a way incompatible with decentralised
defence; people will be kept in the dark
about smart weapons of the state; and they too will be surprised, along with presumed enemies
of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should
retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.
Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.

For example, Taoism is opposed to domination (LT p.152), whereas military operations
frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­

green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of
state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an
elimination of standing armies, too often poised for fighting or political interference.
A recommended route to

war consists in progressive scaling down: reduction of the

means and manpower. The initial stages are well-known, and include

* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in

* contraction to defensive capacities only, and the Anal stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.
Reasons why deep-green aims to proceed the /%// distance are readily grasped by
considering the environmental shallowness of an otherwise cogent traditional case for the

sharp curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social
fabric; wars may be unjust. From these joint features, it was argued that wars should be a

matter of last resort, to be fought to ensure peace. It was argued further that only just wars

should be fought. Just wars were rare objects. But as there was little evidence of the decline
and fall of wars, much effort was expended, more practically and unsuccessfully, upon
endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the nation in an effort to approximate the gory unjust
facts.

Progress was long hindered, furthermore, because there was always a rival positive

11

perspective on wars, which encouraged the exaltation of wars and military feats. It also
facilitated the transfer of the favourable image of war to other problem areas, whence the long
and apparently successful war against nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against poverty, and so on. Behind all
this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war - finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)
and subsequent technological wars - though no longer in assendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the

practice of keeping capitalism running smoothly by integrating substantial military components

into the industrial engine.
With the development of highly technological wars - the celebrated development of the
dirty industrial age is substantially military - the traditional negative case has grown in strength.
Wars have become much more damaging, with the potential for much more that is significantly

worse, and the possibility of a just war has correspondingly contracted, virtually to zero. The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;

likewise conquest.
Deep-green theory accepts much of the traditional negative case, but would further

strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be
strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modern wars.
A fully just war is not merely a just war, but a war those just character can be reliably
forecast in advance. A modem war is of course a war that deploys modem technology, at least

that available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is
always likely and cannot be excluded. Such wars are always liable to violate uncontroversial
requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.

From a contemporary viewpoint the traditional doctrine of a just war, really of a just

war, is seriously out of date. The reasons for this reach wider than the new features
introduced by modem technological wars and the character of modem civilization, with its giant
cities littered with dangerous and vulnerable military targets. They have also to do with the

chauvinism of the justice proposed, which is shallow human justice, not natural or

environmental justice. There is no consideration of justice to other creatures or to the Earth (cf
thlaess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow

12
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of

value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,
neglected until very recently: the environmental dimension. It has suddenly been seen that wars
are typically environmental atrocities. Earlier, of course, environments were simply

backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental
ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no

similarly developed doctrine of an eco/ogica/Zy son/M? war, a deep ecological war. Unless any
such war were literally different from modern wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species
than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:
All wars should be environmentally sound wars.
Modem wars cannot be environmentally sound.
Therefore, there should be no modern wars.

The argument for the second premiss has of course to be different. It looks to the
information accumulating on what wars do to natural and built environments. The Vietnam and
Gulf wars both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the
technology for, modem environmental destruction: explosives, bulldozers from tanks, etc. As
well, training for war and engagement in war have much fostered, along with attitudes that

make for social callousness or ruthlessness, those that contribute to environmental insensitivity

and cruelty.

3. PuzzZes

Tao/sf s/ra/egy anJ f/s endues o/ fec/tnoZogy an*/ woZence

Tt is surprising how much of the Lao Tza is devoted to military strategy'. Which
strategies? Surprise, above all. But why such strategies? 'Do they not contradict the Taoists'
strong opposition to the use of force' (Chan p.222), the implied commitment to quietism?

Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does

not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the

emphasis on military strategy remains puzzling.
The strategies, many of them relevant to social defence, include

*
*

not 'making light of the enemy' (p.222)
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:

13

marching without formation, holding weapons without seeming to have them, confronting
enemies without seeming to meet them (p.222). But even in times of peace, "smart weapons of
the state should not be displayed to the people* (p.164). Such recommendations helped to fuel
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing
smart weapons: "The more smart weapons the people have, the more troubled the state will be*
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous
consumption and the people are suppressed, not where Tao is practiced (LT p. 194).
* advance from weaATt&amp;M, flexibility but firmness. Weakness is the principle of life and will
overcome strength (LT p.164, p.233).
* coolness and noncompetition (LT p.233, p.164). Like these, most of the general strategies

are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.
The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and
elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to

meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, "In order to grasp, it is necessary first to give* (LT p.164), is cited as invoking "an
element of deceit* "undeniably*, and "worse* it is "morally questionable* (Chan p.17). But in
order for me to grasp your hand in a normal handshake, it is necessary first for me to give my
hand. There is no deceit here, nothing morally questionable. All the tactics permit of benign
construals, of a Taoist kind. Consider, for instance, "In order to contract, it is necessary first to
expand* (LT p.164). In order to bend a copper pipe to the intended angle, it is better to bend it

first a little further than required. The transformation of water to ice (both favoured natural
items for symbolic purposes: natural processes which may look devious!) neatly illustrates the
Taoist principle (which is however hardly necessary), and shows softness and weakness turned

hardness and strength.

The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, "smart weapons* as we might now say, come in for much critical attention, as we
have already noticed. Only in corrupt and degenerate states are they displayed or flaunted
(p.194, p.164); in deep-green regions smart weapons of state* would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons
deep-green regions will be free of them. So, it seems, will ideal Taoist regions: "Even if there
are arrows and weapons, none will display them* (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

14

paradox)^

The powerful critique of militarism in the
C/wng is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an
unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may
occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p. 197).
One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of WMwef, no forced actions, no violence. To force natural growth is deviant, destroying harmony.
To stop natural growth is deviant. But there is a significant difference between force and
violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice
violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.
However Taoism does not always get the distinction between force and violence quite

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and
very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.
As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice oLtechnology that appropr^/zg^,
itself evaluative, comes closer to encapsulating the criterion^ 3ize, such as smallness, or
intermediateness, are not what matter, though modest and not excessive technology are likely
to fare better in satisfying appropriateness. In simpler societies, small technology is of
course more appropriate; for that is what is good there. From known criteria for what is good
these other features for locally appropriate technology can be read off: reliability, esp. in
maintenance, functioning well and safely under the expected range of operating conditions
(which may be difficult^ ease of repair, capital cgeapness and repair inexpensiveness,
environmental^ benignness, and meeting sound social needs.
/-C

^7^^7*//

/

right. 'Vital force without restraint', intentionally excessive force, is only part of what counts
as
which is more generally /orcg w/zzc/z vzo/af&amp;y, i.e. transgresses, descrecrates,
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather
intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.

Those who would abolish war and its machinery, substituting for it nonwarlike and ideally
nonviolent methods, technology, and strategies, have been confronted not merely with much
sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:

* War must be abolished. One reason is simply economic. We can no longer afford it, and

the opportunity costs and enormous. Along with other extraordinarily wasteful activities, it is
an anachronism.

* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence

involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it
could not succeed without extensive and extreme violence, amounting to (civil) war.
° But then war cannot be abolished without war.

Therefore, war which must be abolished cannot be abolished.^
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.
For this paradox does not involve self-referential features, and is easily broken, as follows. Let
the "last war" be not the last standard war but the revolution abolishing war. Then, given that

the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the

conclusion, following the 'therefore' is a nonsequitur. However, while the dissolution of the
argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the

6

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

;
/1

16
second premiss.
and worn/ /zacz/zszn.

Although Taoism is strongly opposed to war, and much in favour of peace - and

accordingly by prevailing standards a substantially pacz/zc position - it is not (nowhere in the
central texts) committed to pacifism in usual senses, for two different reasons: * It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2,
It is morally wrong to use violence.
By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is

committed zn prznczp/e to nonviolent technologies and ways and to pacifistic principles.
Moreover, certain forms of deep environmentalism are completely committed to pacifism,
notably European forms. Is deep green?
There is heavy contemporary opposition to pacifism, as there also was to Taoism in the
warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war. The most prominent

contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to
wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).
Unremarkably then, the extensive propagandistic machinery of state has invested heavily
in "justificatory" exercises in favour of controlled use, zr^ own use, of destructive force, and.
inveighed against pacifism. Because a routine trick in this sophistical repetoire consists in
conflating pacifism with extreme, naive and inplausible, forms, an inevitable and important
early task commits in unscrambling senses of 'pacifism'. Semantical skulduggery can be
thwarted in this way.

Pacz/z^nz, as explained by English dictionaries, invariably concerns wars and warfare, and

contains two components, negative and, elaborating on that, positive:- The negative component
is, in Amauld's word, a/zzz-IVar-z^nz, opposition (in ways to be further specified) to all forms of

warfare (see OED). The positive component supplies alternative ways of settling disputes (what
it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration,... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.
of sporting events, operatic contests, cooperative ventures),.... In brief ^Zazzdard ^acz/z^nz is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

/,

17

Plainly the oppojzfzon to warfare, like the sanctions and so on, cannot itself be military
(using soldiers and other devices of war), on pain of some incoherence. But otherwise the

ways of opposition can be many and various: they can certainly be acfzve, as with nonviolent
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.
turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
components, reduce the initial appeal and plausibility of pacifism. Consider the Concz'-ye
Ezzg/z^/z definition of the negative component: "the doctrine of non-resistance to hostilities and
of total non-co-operation with any form of warfare'. Thereby excluded are forms of pacifism
which offer active and plausible alternatives to warfare such as social defence. The Cozzcz^
E/zg/zj/z tends to force pacifism into what the
Eng/zs/z Dzcfz'onafy lists as its final item:
'often, with depreciatory implication, the advocacy of peace at any price', 'in any
circumstance'. Pacifism can easily resist being forced into these sorts of circumstances: it has
many resources, as an extensive series of texts on alternatives to war, such as negotiation non­
violent action and social defence, from Taoism to contemporary environmentalism attest.

Academic philosophers have much advanced the semantical strategy of some dictionaries,
of rendering pacifism more difficult from the very outset by narrow and biassed definitions.
They have stretched the term from its restricted setting of warfare, confined to state and
organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched
notion of pacifism, according to which it is morally wrong to use violence, according to which
P2 holds, .yfrefc/z^ /?acz/z.M?z.7 While stretched pacifism certainly includes standard pacifism
(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more
problematic and difficult position than standard pacifism. There are several, substantially
different reasons for this, which will be picked up seriatim.
Stretched pacifism, also misleadingly called mora/ pacifism, has looked a very easy

critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a

target, has charged, whooping such rhetoric as "incoherent", "inconsistent", "insensitive",
"fanatical". However, with improved logical technology now available for accommodating and
treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism

was not so stupid as it was made out to be or appeared to be to these inured to present dominant
violent ways. So far from being stupid, it is viable. In future gentler times sketched pacifism

7

In Al this notion was contrasted with standard pacifism as cowigrghgn.yzvg pacifism:
ovcrcomprgAe/MAe might have been better.

18
could even be realised for whole communities of creatures (as some genuinely Christian sects

envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.
The method of philosophical accommodation was through moral dilemmas. The sort of

moral dilemma that stretched pacifism can induce derives as follows. On the one side stands
the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances
develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the
literature concerns calling off the firing squad about to shoot several captives if the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details

of both see MD p. 10).
Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wif/nn the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see
MD, pp.32-9). A decision theory taking account of a// that should be included will not however
be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by

Smith (hereafter JWS). JWS claims the defence offered is a 'failure because it trivializes
pacifism" (p. 153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acf/vw?! which holds that while violence is
wrong
one is -yowefwtay justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet - pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^
Par? of the criticism is, then, not so much that pacifism is trivialized - JWS "activism"" is

hardly trivial - as that pacifism is
deflated from a radical position to the
commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movement:and oppositional opinion polls, suggests the very opposite: that, for instance, most
people support state-justified conventional wars with the military violence they incur, and

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.

As regards wars and other violence-incurring social authorities, contemporary pacificism
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter
pacifity, but may actively involve social defence, resistance and so on. However a certain level
of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is
said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such
principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a

principled pacifist will choose the slightly greater evil where other obligations do not exclude it.
A more serious distortion occurs in JWS's effort to force procedures in dilemma
situations into purely consequentialist form. In fact consequential decision theory was
deployed as a
only for how to proceed rationally in a situational setting where deontic
procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing" (Al p.13), nof 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances" (JWS
p.152). Situationally
procedures than those resembling orthodox rational decision
making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).

Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to
reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of motives), to design situations where

motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential

calculations. More elaborate decision making procedures than those of consequentialism,

sometimes at variance with consequentialism, are thus presupposed.

A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to
"second best"" consequentialist considerations,... already explicitly condemned" (p.154). What
was condemned was stock universal consequentialism, 'that &lt;?n/y consequentialist
considerations carry argumentative weight" (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that
consequentialist considerations can
enter into deliberation and decision making. The
conclusion JWS arrives at is therefore substantially astray.
After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)

20

There is no inconsistency. JWS has confused universal with particular. As well he has
wrongly contracted all situational decision making to consequentialist modes.

There is a third part to the criticism, that the defence is too easy; the "strategy will allow
foe
violence to be (perpetrated and) justified to suit the tastes of any real pacifist' (p.153).
This another part of the so-called trivialization, this time however
rather than

populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can "justify on consequentialist grounds any number of violent acts,
providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never
part of the position. The slide to such consequentialism is made on the strength of a similarly
erroneous example. The potential victim of an aspiring rapist "is supposed to flee or wriggle
free if possible. But it is
to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially "justified' violence.

What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it
remains "a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with "the basic principle of self-defence' which JWS earlier adduced according to which what is
"appropriate, in response is on/y that level of force necessary to defend oneself against the
threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence
which exceed his "basic principle', his appeal to "lesser evil' generates some instances. The
"basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons
are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would
enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the "basic principle', since it only imposes the upper
bound on level of force.

As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,
to put it more precisely, as a still viable option. It was not presented as a morally

compulsory position, or, for that matter, as one that this defender adhered to or affirmed.

To reiterate, while a cumulative case can be made for stetched pacifism as principled non­

violence, that case was not conclusive, and is hard to improve. For, further, some serious
difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.
Simply consider the practices of carnivores, essential to their natural way of life. In order to

meet their life needs for sustenance, these creatures do, and are often obliged to, engage

21
routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to
vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog
biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and
beyond human capacities - even if it were desirable. For there are millions of species to be
somehow converted to proper vegetarianism. Then there are millions of other species to be
converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their

own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable
improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as
alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is

it desirable, for (to appeal to such alternative value systems) the natural order is more or less in
order as it is. Full vegetarianization would only reduce its value, vastly.
More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent

depiction is important, for some features of the natural order, such as competition, combat and
predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of
orthodox Victorians and of orthodox economists. However, even under decent ^depiction, the

"natural order" is often not benign. That appears to be enough to induce a supervenient moral
dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not

separate humans out from the natural order) and which bschews the desperate vegetarian route:
The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly

occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory
carnivores face no dilemmas). Raptors that practice violence every week are not immoral
(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was alrady

indicated in Al). While P2 is alright in context, within a particular, perfectly viable, ethical

framework, designed for the usual human round, the convendonal setting for ethical theories, it
stands in need of modification outside that setting. It is time to suggest the sort of modification
envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to carnivores that
o
supply their own livelihood, nor really to morally degenerate humans, but to peace-sensitive

22

agents. With that semi-technical form, yet to be characterised, a suitably modified P2 results:
MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^
To recover what amounts, in the prevous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modem humans; it sets too high a
moral standard to be taken as a serious cjuic^ to practice. It seems wise to settle presently for

something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:

Stretched pacifism (as modified) is supererogatory. While it is perhaps too late to hope
for much moral progress in humans, it is pleasant to contemplate alternative futures where what
is supererogatory became obligatory, and widely practiced.

Richard Sylvan
Append?*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The optly named Prime Minister Hawke of Australia had just
made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even - in what was effectively a declaration of war - reiteration of the
modem quest for 'a new world order of peace". Peace through war; so it rings out again and

again, through the centuries. 'War must be for the sake of peace" (Aristotle p.220). More than

two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke
solemely pronounced, just fa/Amg aAoaf peace, and thinking about peace; we must work for
peace,/ig Ar for it - through war. Impeccable logic?
President Bush, supreme commander, convinced us with similar logic, speaking too with
many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to
followed with another invasion. Nor have we ever managed to glimpse much of what is now
supposed, when we are no longer engaged, to come 'out of the horror of war": a 'new world

order ... which governs the conflict of nations"; a 'rule of law", not war. How the one,

enforcable law, is achieved, unless backed by the the other, is not explained (Medlin's paradox

9

The generalization^ P2, suggested in Al, to cover also the parallel situation of environmental
vandalism, can be similarly modified. The anti-vandolence principle becomes^MP2°. It is
morally wrong, for a peace- and environmentally-sensitive agent, to use vandolence.

23

hits back). Similarly what we now hear from many militarists, as they rush to war, is that
"peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A 5*oarce 2?oo% on C/zz'ae^e P/zZZo^op/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), T/ze Way a/* Lao Tza(Tao-re C/zZag), Bobbs-Merrill, New York, 1963;
referred to as LT.

B. Martin, UproorZag War, Freedom press, London, 1984.
A. Naess, EcoZogy, coazazaaZry aa&lt;% ZZ/e.yfy^, Cambridge University press, Cambridge UK,
1989.

R.A. Rapaport, PZg.y /or r/ze Anc&amp;yfory : rituaLin the ecology of a New Guinea People, Yale
University Press, New Haven, 1967.
R. Routley, "War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', DZjca^Zoa papery Za eavZroawzeafaZ p/zZZojop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /apaZry); referred to as Al.
R. Routley and V. Plumwood, "Moral dilemmas and the logic of deontic notions', DZ-yca&amp;yZoa
papery Za eavZroaazearaZ p/aZo-yopAy #6, Research School of Social Science, Australian
National University, 1984 (also in Paracoa^z\yrearLogZc); referred to as MD.

R. Routley, "War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', DZ^ca^Zoa papery Za eavZroawzearaZ p/zZZo^op/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, 6*acZaZ Power aad PoZZrZcaZ Free&amp;wi, Porter Sargent, Boston, 1980.
J.W. Smith, 77ze Woraz^ ar r/ze 7/earr o/T/zZag^ , Public Relations Unit, Flinders University,
1989.
R. Sylvan, "War and Peace III, Australia's defence philosophy', 5*ocZaZ P/zZZo^op/zy, for Nuclear
Conference, University of Queensland, 1985.

R. Sylvan and D. Bennett, "Of Utopias, Tao and Deep Ecology', DZ^ca^Zoa papery Za
eavZroaazearaZ p/zZZo^op/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

22
To recover what amounts, in the previous discussive context, to P2, it suffices to add the
proposition that every human agent ought to be peace-sensitive. Much as that proposition has
to recommend it, it appears too ethically advanced for many modern humans; it sets too high a

moral standard to be taken as a serious guide to practice. It seems wise to settle presently for

something less demanding, such as that every advanced moral agent ought to be peace
sensitive. To put essentially the same proposition alternatively:

paci/Ly/H (as modified) is

While it is perhaps too late to hope for

much moral progress in humans, it is pleasant to contemplate alternative futures where what is
supererogatory became obligatory, and widely practiced.

Richard Sylvan*

I began drafting this essay at the time (January 17, midday Australian time) of the
American attacks upon Iraq. The 3ptly named Prime Minister Hawke of Australia had just

made a statement to the nation-state, announcing (the) war. In this statement there was much
talk of peace. There was even — in what was effectively a declaration of war — reiteration of the

modem quest for "a new world order of peace". Peace through war; so it rings out again and
again, through the centuries. "War must be for the sake of peace" (Aristotle p.220). More than

two thousand years later, we have fought those wars to end all wars. But it is no use, Hawke

solemely pronounced, just
peace,

and thinking about peace; we must work for

for it - through war. Impeccable logic?

President Bush, supreme commander, convinced us with similar logic, speaking too with
many tongues. Of how he 'preferred to think of peace, not war". But now 'only force will
prevail", as 'all reasonable efforts to reach a peaceful solution are exhausted". 'What must be
done" must be done, or will be anyway. With God on side with the US offensive (as well as
on the other side), it will go well. As it was said to have, though it achieved comparatively little

that other efforts may not have yielded more satisfactorily, and thought it may now have to

followed with another invasion. Nor have we ever managed to glimpse much of what is now

supposed, when we are no longer engaged, to come 'out of the horror of war": a 'new world
order ... which governs the conflict of nations"; a 'rule of law", not war. How the one,

enforcable law, is achieved, unless backed by the the other, is not explained (Medlin s paradox
hits back). Similarly what we now hear from many militarists, as they rush to war, is that

vandolence.
Thank to David Bennett for joint contributions (from UT) and to JWS for opposition (in
JWS)

23
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A
on C%Zn^.y^ P/zZZo-yopZEy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 7%^ Way 0/L00 7za (7ao-z^ C/nng), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, Uprooting War, Freedom Press, London, 1984.
A. Naess, EcoZogy, co/wmonZy an%Z ZZ/f^ZyZ^, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, PZg^ybr z/^^ Anc^^ror^ : rZzaaZ Zn Z/^^ ^coZogy o/ a ZV^w GnZn^a P^opZ^, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', DZ^cn^Zon papery Zn ^nvZronm^nfaZ p/zZZo-yop/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /npaZry); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', DZ-yca-MZoK
papery Zn ^nvZronw^HZaZ p/nZo-yopAy #6, Research School of Social Science, Australian
National University, 1984 (also in Paraco/MZ-yZ^/iZ LfgZc); referred to as MD.
R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', DZ-ycas-yZon papers Zn ^nvZron/M^nZaZp/zZZo^op/zy, #5, Research
School Of Social Science, Australian National University, 1984.

G. Sharp, &amp;?cZ%Z Potter aA!^Z PoZZzZcaZ Fr^fJow, Porter Sargent, Boston, 1980.
J.W. Smith, 7%^ Wor^ty %Z z/z^ 7/^arZ p/77iZag^ , Public Relations Unit, Flinders University,
1989.
R. Sylvan, 'War and Peace III, Australia's defence philosophy', 5*ocZ#Z P%ZZo.yopZ!y, for Nuclear
Conference, University of Queensland, 1985.
R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', DZ^ca^-yZan papers Zn
^HvZronm^nZaZ p/uZo-yop^y #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

23
'peace is a great good, war a great evil'. But, for the most part, only the rhetoric has shifted;
practice has scarcely changed at all.

REFERENCES
W.-T. Chan, A 6*az/rce Z3aa&amp; on C/zinese P/ziZasap/zy, Princeton University Press, 1963;
referred to as ST.
W.-T. Chan (ed.), 77ze Way a/Eaa 7za (7aa-te C/zing), Bobbs-Merrill, New York, 1963;
referred to as LT.
B. Martin, (/proofing War, Freedom Press, London, 1984.
A. Naess, Eco/ogy, canznznnify aneZ Zi/esfyZe, Cambridge University Press, Cambridge UK,
1989.
R.A. Rapaport, Pigs^ar r/ze Ancesfars : rifzzaZ in f/ze ecaZagy a/a Aew Gzzinea PeapZe, Yale
University Press, New Haven, 1967.
R. Routley, 'War and Peace II. On the alleged inconsistency, moral insensitivity and fanaticism
of pacifism', Discassian papery in enviranznenfaZ p/ziZasap/zy #9, Research School of
Social Science, Australian National University, 1983 (also in /n^aizy); referred to as Al.
R. Routley and V. Plumwood, 'Moral dilemmas and the logic of deontic notions', Discassian
papers in enviranzzzenfaZ p/tiZo.yop/ty #6, Research School of Social Science, Australian
National University, 1984 (also in Paracon.yi.y^nf Lagic); referred to as MD.

R. Routley, 'War and Peace I. On the ethics of large-scale nuclear war and nuclear-deterrence
and the political fall-out', Discassian papers in enviranznenfaZp/ziZasap/zy, #5, Research
School Of Social Science, Australian National University, 1984.
G. Sharp, .SaciaZ Patter anJ PaZificaZ FreeJazn, Porter Sargent, Boston, 1980.

J.W. Smith, 77ze Warzzzs af f/ze Pfearf a/77zings, Public Relations Unit, Flinders University,
1989,
h 7^)5,
R. Sylvan, War and Peace IIL Australian defence philosophy',

P/ziZasap/zy 3 Zw)

R. Sylvan and D. Bennett, 'Of Utopias, Tao and Deep Ecology', Discassian papers in
enviranznenfaZ p/ziZasap/zy #19, Research School of Social Science, Australian National
University, 1990; referred to as UT.

/-//TirZcVf

Z^9/

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                <text>&lt;a href="https://antipodean-antinuclearism.org"&gt;Antipodean Antinuclearism: (Re)constructing Richard Routley/Sylvan's Nuclear Philosophy&lt;/a&gt;</text>
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                <text>This item was identified for digitisation at the request of The University of Queensland's 2020 Fryer Library Fellow, &lt;a href="https://najtaylor.com" target="_blank" rel="noopener"&gt;Dr. N.A.J. Taylor&lt;/a&gt;.</text>
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* WAR AND
TAO AND DEE
Taoism and deep-green environmental theory

nanism, is not a pacific

issues, diverge over war. For Taoism, by contrast foi

doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. sBy contrast, deep-green theory, while acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to

military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
7.

o/ a

o/ war

wnZz/arMw.

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war,,as Lao

Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Zzzo

(Chan, p.154, p.17.)

But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as

^vz'Ay.

Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the

because, by contrast with other works,

a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much

however because they concern military operations, but because they are taken to apply much

more widely, 'to life in general' (p.17). But why should military activity obtain some special

�/

/

46""WAR AND PEACE )V:
TAO AND DEEP-GREEN

\

Taoism and deep-green environmental theory, although closely aligned on very many

issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. sBy contrast, deep-green theory, while acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to

military defence, and is committed to a principled pacifism. Conveniently a route through

Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and
towards deep-green theory.

J.

of a Tao:s;

of war anJ wn/%ar:syn.

War did not receive a favourable press in ancient Chinese philosophy. Generally

aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ 'If a ruler ... does not set himself

right, even his commands will not be obeyed" (SB p.41, italics added). Mo Tzu went much
further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war" (SB

p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war,,as Lao

Tzu; 'none has condemned war more strongly than Lao Tzu". '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao 7za"

(Chan, p.154, p.17.)
But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as tmavoMfa&amp;Zt? evz'A.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed

to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lao 7za because, by contrast with other works,

a remarkable component of that book is devoted to war and militarism.
The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element" in his philosophy (Chan p.17) — not so much

however because they concern military operations, but because they are taken to apply much
more widely, 'to life in general" (p.17). But why should military activity obtain some special

��2
dispensation? Why should what is no/ tolerated more generally be exonerated there? But given

that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of

universalizability, that simply leaves more explaining to be done.
* Pnzz^/br 7hofym, on J wary a.y nnavo^^/e evi/.y

There are /wo puzzles here in Taoism rather than one. There is the miP/ary-prac/fce^

paradox, and, varying and generalising on that, there are /{/e-^racOce^ paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, The most bitter

attack on militarism", the well-known opposition of Taoism to the use of force (p.17) and to the

possession and use of smart military weapons and technology - implying that war is far from
all right - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)

conduct in war, and so on - implying that war is all right after all. A straightforward
generalisation of this paradox would look at other morally-sensitive parts of life, where some
practice was strongly condemned yet engaged in (for many examples, see the dilemmas

assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious

and even deceitful practices incompatible with such a life-style. Call this the
paradox.

Evidently a good deal of explaining is required, as to how Taoism can coZ^r^n/Zy take the
positions it appears to presume, both on war and peace, and on life more generally. A desirable

preliminary would seem to be a little investigation of what position Ay taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
They are hated by creatures
Therefore those who possess the Tao turn away from them....
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).

Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.

They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p.152). Therefore such wars are unavoidable evils. Such discourse,
obtained by almost immediate inference from the passage, is within the standard orbit of

dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse

which enables direct expression of such dilemmas, or even direct condemnation of wars or of
clever weapons. Instead the points are made by circMw/ocM/Zon, what the possesser of Tao
does, how the good ruler conducts himself, or by ana/ogy, of victory in war with death.

�3
Unavoidable evils are the very stuff of deontic dilemmas (though many theories,

underpinned by shonky logic, lack the resources for representing this stuff properly). Where

something is unavoidably evil, it is
because evil,
J also no/
doing it is
excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars

have looked, since ancient times, like such dilemmatic objects.

Revealingly, Chan tries to explain that 'most troublesome element' in Taoism, the

military-practice paradox, through the following exercise in lateral thinking:
It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain from killing (p.17).
'Just as'? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible

duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding

war for group institutions: at bottom, the obligation to engage in war (for one set of compelling
reasons) as contraposed with the obligation not to engage in war (for another, perhaps

overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable

strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account

of what is going on conceptually. One of the philosophically fascinating feature of Taoism is

the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic
discourse or improvise circumlocutions when deontic discourse would otherwise appear

inevitable (cf. UT for examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements
and conclusions (the shortage of Taoism on argument is another philosophically conspicious

feature, also observed in UT). As conceptual apparatus for analysizing moral dilemmas is
missing, most of the machinery involved has to be passed over. Only the outcomes, as Taoism

sees them, are presented, as if from a black box. Taoism blacks out the story on deontic
dilemmas that deep-green theory can tell, as the following diagram tries to show:

DMgrawy . C/tar/ing

�4

It is evident that Taoism can be

information can be put into the Black Box

rendering it less opaque. That extension can be made so as to conform to deep-green theory,
i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is

indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).

We are now placed to explain how to dissolve, or at least neutralize, the paradoxes

deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of
Taoism. In a significant sense there is no resolving of genuine deontic dilemmas. The

principles delineating the fix may .yfonJ, incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved

parties should try to do well enough in the sublimenal circumstances (for a much fuller account,

see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists

will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.
So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensions of Taoism. A prior

substantive issue is whether dilemmas always

generated: not whether wars are evil

(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of

wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,

through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that

conjecture can be given some substance. Consider, for instance, what would be walk-overs.
Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other

types of war. But, more generally, try this:Every war involves an aggressor, who makes an aggressive move. Such an aggressor

could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,

�5
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders %/Z actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such

examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.

The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even i/that should be so sometimes, when

there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive

action in wars that have been initiated may be unavoidable. At least such action may be
unavoidable z/ unacceptably high costs (death, enslavement, etc.) are not to be avoided.

Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For

whether an action is unavoidable then depends upon what costs a party is prepared to incur

before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important fype of

unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within

range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably
high costs upon peoples of other states and implacably refuses to desist. It could, for example,

be poisoning air or water flowing to other states. But ,to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders find convincing (they are committed to a faith

which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday
machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?*

In a sense, No; in another Yes. For different modalities can operate.

Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the

human race is worth anything very substantial, then they are obliged to act, action is deontically

unavoidable.

Here is a situation where a proposed reduction of deontic logic proves

illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to Just war Jbr party d'.)

�6
excessive ethical costs such as extermination.

Let us explain deontic unavoidability

analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then /fit can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then

that is deontically unavoidable. It is also
for those committed to, or inclined
towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is

also justifiable, on pacific grounds.
Scenarios like that sketched, that appear to render certain wars deontically unavoidable

require but little or no elaboration to render them evil. Evil indeed is such a standard feature of

standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).

And nowadays followed by great tides of refugees. This passage includes not only recognition
of the widely-observed socio-environmental consequences of war, but, more striking, very

early recognition of the severe environmental impact of military forces. That critique is not
however developed in Taoism.^ Only recently has it been pushed substantially further. And

only recently could a new, most significant twist occur, the merging of resource security, long a
military objective, with environmental security.

The appalling idea has recently been floated that the military, in need of new work and

roles with the apparent warming of West-East relations and cooling of the Cold War, should

exchange usual military idleness for meddling in environmental matters: regulation and policing
of environmental resources, ensurance of environmental security of powerful states, and

similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What
the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that

should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than

being retained and shockingly reoriented (as a state-serving "Greenwar").
2.

On

q/

/row

Having arrived, by better or worse arguments, at the conclusion that wars, though

2

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
continuity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

�7
generally evil, may be sometimes unavoidable, it is evidently important to say something about

how they - those of the theoretical residue - are to be conducted. By appropriate conduct the
damage they do may be reduced; also the conduct should be appropriate to the funereal nature

of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­

green theory begins to diverge from Taoism.
In further explaining the Taoist and deep-green critiques of war, and diverting objections
to them, a roMg/t and preliminary %?&lt;?Zogy of wars is important. It is also of passing interest in

its own philosophical right. War, according to English Dictionaries, is a "contest earned on by
force of arms, typically between nations or states'. More exactly, war is a game - in the
generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the

contestants, (warring) /?ar%&amp;?. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several

analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These

we can set aside as aaa/a^/ca/ wars. Of course wars form only a part of military activities.
Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­

style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.
An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, graf^. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,

races or tribes (which are not such artifices as states, and not always so readily or desirably

abolished), between inhabited regions, and between factions within states (thus civil wars) or,
perhaps by extension, between factions within other social structures (thus, for instance, gang
wars). But undoubtedly eliminating states and aspiring states would abolish most wars and

virtually all the worst wars.

While ""nonviolent wars" are excluded by definition, by virtue of "force of arms', token
wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are

hemmed in by conventions and agreed rules, there is no reason in principle why they should
not be reduced to two person contests, fought under strict rules like boxing or gladiatorial

contests. But in modem times wars have never taken such sensible forms, but have been much
larger affairs, making heavy (though fortunately restricted) use of latest technology. Let us

distinguish such wars as

wars. They have, directly or indirectly (for the

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to

�8
this effort).

Among wars, an important distinction is that between

and

wars. An

offensive war is one which ventures off a given party's territory or recognised pad, "invading"

that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless

they share territory. (Even then issues may arise as to which party, if any, was the aggressor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,
e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were

defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken

(LT p.l52).3

The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If

they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as
redefining 'defensive' to include defence of ideals like democracy or liberty, infringed (or

allegedly infringed) on territories abroad, or to include "defence" of a third party or place
(whence every offensive war is "defensive"). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part

of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.

Aggressive wars are waged for a variety of reasons, but usually for resources or access to
resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and

so on. Nor are those reasons necessarily far separated; ideologies like Marxism and market

capitalism, for example, exhibit many of the features of religion.
The economic reasons for war appear to have become much more complex with the

3

There is one line in LT that may suggest that attack was sometimes justifiable, namely Tor
deep love helps one to win in the case of attack' (p.219). But how can compa^fo/i be
appropriate unless this attack is
a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
1 dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

�9
advent of an integrated world economy. At the same time many of the independent reasons for

economic wars are now obsolete. For to powerful states accrue the advantages of war without
war. At least most of the former economic advantages of war can be obtained without

expensive wars, through trade, institution of economic dependence, etc. Small medieval wars

were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons

economy by using up old stocks and also testing new equipment, to restart a depressed

economy, and so on. Such wars, along with the economic aims which motivate them, are in

effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...).
When Tao does not prevail in the world, war horses thrive in the suburbs.

There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.

The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15

years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,

the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
(the Gulf war liquidated some $1.7 billion per day). Taoists would. For ridicule was a

favoured method, an important rhetorical strategem, and war and its idiocy were favourite

targets.
Some classification of defensive wars is also important, for various reasons: reducing and
abolishing wars, their costs and damage, restructuring societies away from war and military

practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,
and
* social defence, where there are no such armies or but fragments of them, and defence is
carried out through social networks of a significant part of society/

It is here that Taoism and deep-green theory part company. Under Taoism, the state wi//
have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No

4

Details of social defence are presented in Sharp and in Martin.

�10
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in
secrecy, in a way incompatible with decentralised socia/ defence; people will be kept in the dark

about smart weapons of the state; and they too will be surprised, along with presumed enemies

of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should

retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.

Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.

For example, Taoism is opposed to domination (LT p.152), whereas military operations
frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­
green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of

state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an

elimination of standing armies, too often poised for fighting or political interference.
A recommended route to

war consists in progressive scaling down: reduction of the

means and manpower. The initial stages are well-known, and include

* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in
* contraction to defensive capacities only, and the final stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.

Reasons why deep-green aims to proceed the /aZZ distance are readily grasped by

considering the environmental shallowness of an otherwise cogent traditional case for the sharp
curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social

fabric; wars may be unjust. From these joint features, it was argued that wars should be a
matter of last resort, to be fought to ensure peace. It was argued further that only just wars
should be fought. Just wars were rare objects. But as there was little evidence of the decline

and fall of wars, much effort was expended, more practically and unsuccessfully, upon

endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the notion in an effort to approximate the gory unjust
facts.

Progress was long hindered, furthermore, because there was always a rival positive
perspective on wars, which encouraged the exaltation of wars and military feats. It also

�11
facilitated the transfer of the favourable image of war to other problem areas, whence the long

and apparently successful war against Nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against Poverty, and so on. Behind all

this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war — finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)

and subsequent technological wars — though no longer in ascendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the
practice of keeping capitalism running smoothly by integrating substantial military components

into the industrial engine.
With the development of highly technological wars - the celebrated development of the

dirty industrial age is substantially military - the traditional negative case has grown in strength.
Wars have become much more damaging, with the potential for much more that is significantly

worse, and the possibility of a just war has correspondingly contracted, virtually to zero. The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;

likewise conquest.
Deep-green theory accepts much of the traditional negative case, but would further
strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be

strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modem wars.

A fully just war is not merely a just war, but a war those just character can be reliably forecast

in advance. A modern war is of course a war that deploys modern technology, at least that
available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is

always likely and cannot be excluded. Such wars are always liable to violate uncontroversial

requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.
From a contemporary viewpoint the traditional doctrine of a just war, really of a just

war, is seriously out of date. The reasons for this reach wider than the new features

introduced by modem technological wars and the character of modem civilization, with its giant
cities littered with dangerous and vulnerable military targets. They have also to do with the

chauvinism of the justice proposed, which is shallow human justice, not natural or
environmental justice. There is no consideration of justice to other creatures or to the Earth (cf

Naess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of

�12

value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,

neglected until very recently: the environmental dimension. It has suddenly been seen that wars

are typically environmental atrocities. Earlier, of course, "environments" were simply

backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental

ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no
similarly developed doctrine of an ^co/og/ca/Zy goMnJ war, a deep ecological war. Unless any
such war were literally different from modem wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species

than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:
All wars should be environmentally sound wars.
Modem wars cannot be environmentally sound.
Therefore, there should be no modem wars.

The argument for the second premiss has of course to be different. It looks to the information
accumulating on what wars do to natural and built environments. The Vietnam and Gulf wars
both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the
technology for, modern environmental destruction: explosives, bulldozers from tanks, etc. As

well, training for war and engagement in war have much fostered, along with attitudes that
make for social callousness or ruthlessness, those that contribute to environmental insensitivity

and cruelty.
3. Fuzzes

Tao/s/ sZra/fgy

of Z^cAnoZogy an&lt;Z woZ^ncF

Tt is surprising how much of the Loo 7zM is devoted to military strategy". Which

strategies? Surprise, above all. But why such strategies? "Do they not contradict the Taoists
strong opposition to the use of force" (Chan p.222), the implied commitment to quietism?

Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does
not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the

emphasis on military strategy remains puzzling.
The strategies, many of them relevant to social defence, include

* -yenoMyn&amp;M, not 'making light of the enemy" (p.222)
*
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:

marching without formation, holding weapons without seeming to have them, confronting

�13
enemies without seeming to meet them (p.222). But even in times of peace, "smart weapons of

the state should not be displayed to the people' (p.164). Such recommendations helped to fuel
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing

smart weapons: "The more smart weapons the people have, the more troubled the state will be'
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous

consumption and the people are suppressed, not where Tao is practiced (LT p.194).
* advance from
flexibility but firmness. Weakness is the principle of life and will

overcome strength (LT p.164, p.233).
* coolness and
(LT p.233, p.164). Like these, most of the general strategies

are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.

The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and
elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to

meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, "In order to grasp, it is necessary first to give' (LT p.164), is cited as involving
"an element of deceit' "undeniably', and "worse' it is "morally questionable' (Chan p.17). But
in order for me to grasp your hand in a normal handshake, it is necessary first for me to give

my hand. There is no deceit here, nothing morally questionable. All the tactics permit of

benign construals, of a Taoist kind. Consider, for instance, "In order to contract, it is necessary

first to expand' (LT p.164). In order to bend a copper pipe to the intended angle, it is better to
bend it first a little further than required. The transformation of water to ice (both favoured

natural items for symbolic purposes: natural processes which may look devious!) neatly
illustrates the Taoist principle (which is however hardly necessary), and shows softness and

weakness turned hardness and strength.
The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, "smart weapons' as we might now say, come in for much critical attention, as we

have already noticed. Only in corrupt and degenerate states are they displayed or flaunted

(p.194, p.164); in deep-green regions smart weapons of state' would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons

deep-green regions will be free of them. So, it seems, will ideal Taoist regions: "Even if there
are arrows and weapons, none will display them' (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

paradox).^

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and

�14
The powerful critique of militarism in the 7ho-^ CTnng is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an

unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may

occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p.197).

One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of WMno forced actions, no violence. To force natural growth is deviant, destroying harmony.

To stop natural growth is deviant. But there is a significant difference between force and

violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice
violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.

However Taoism does not always get the distinction between force and violence quite
right. 'Vital force without restraint", intentionally excessive force, is only part of what counts

as vZoZence, which is more generally

w/tZc/t vZo/aZ^^, i.e. transgresses, descrecrates,

very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.

As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice of technology that approprZaf^n^&amp;f,
itself evaluative, comes closer to encapsulating the criterion than other recent efforts. Size,
such as smallness, or intermediateness, are not what matter, though modest and not excessive
technologies are likely to fare better in satisfying appropriateness. In simpler societies, small
technology is of course more appropriate; for that is what is good there. From known criteria
for what is good these other features for locally appropriate technology can be read off:
reliability, esp. in maintenance, functioning well and safely under the expected range of
operating conditions (which may be difficult), ease of repair, capital cheapness and repair
inexpensiveness, environmental benignness, and meeting sound social needs.

�15
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather

intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.

Those who would abolish war and its machinery, substituting for it nonwarlike and

ideally nonviolent methods, technology, and strategies, have been confronted not merely with
much sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:
* War must be abolished. One reason is simply economic. We can no longer afford it, and

the opportunity costs are enormous. Along with other extraordinarily wasteful activities, it is an
anachronism.
* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence

involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it
could not succeed without extensive and extreme violence, amounting to (civil) war.

° But then war cannot be abolished without war.
Therefore, war which must be abolished cannot be abolished. 6
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.

For this paradox does not involve self-referential features, and is easily broken, as follows. Let

the "last war" be not the last standard war but the revolution abolishing war. Then, given that
the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the
conclusion, following the "therefore" is a nonsequitur. However, while the dissolution of the

argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the
second premiss.

4.

6

am/

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

�16
Although Taoism is strongly opposed to war, and much in favour of peace - and
accordingly by prevailing standards a substantially /xzcf/ic position — it is not (nowhere in the

central texts) committed to pacifism in usual senses, for two different reasons:* It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2.
It is morally wrong to use violence.
By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is
committed m

to nonviolent technologies and ways and to pacifistic principles.

Moreover, certain forms of deep environmentalism are completely committed to pacifism,

notably European forms. Is deep green?
There is heavy contemporary opposition to pacifism, as there also was to Taoism in the

warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war.

The most prominent

contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to

wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).

Unremarkably then, the extensive propagandistic machinery of state has invested heavily

in "justificatory" exercises in favour of controlled use, /A? own use, of destructive force, and
continues to inveigh against pacifism. Because a routine trick in this sophistical repetoire
consists in conflating pacifism with extreme, naive and inplausible, forms, an inevitable and

important early task commits in unscrambling senses of pacifism". Semantical skulduggery
can be thwarted in this way.

Paci/Mwi, as explained by English dictionaries, invariably concerns wars and warfare, and

contains two components, negative and, elaborating on that, positive:- The negative component
is, in Amauld's word, a/ifi-War-M/M, opposition (in ways to be further specified) to all forms of

warfare (see OED). The positive component supplies alternative ways of settling disputes (what
it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration,... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.

of sporting events, operatic contests, cooperative ventures),... . In brief .yfa/iJarJ paci/Mwi is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

Plainly the

to warfare, like the sanctions and so on, cannot itself be military

(using soldiers and other devices of war), on pain of some incoherence. But otherwise the
ways of opposition can be many and various: they can certainly be

as with nonviolent

�17
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.

turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
components, reduce the initial appeal and plausibility of pacifism. Consider the
Eng/fy/t definition of the negative component: 'the doctrine of non-resistance to hostilities and

of total non-co-operation with any form of warfare". Thereby excluded are forms of pacifism
which offer active and plausible alternatives to warfare such as social defence. The
Eng/is/t tends to force pacifism into what the Ox/brd

Dictionary lists as its final item:

'often, with depreciatory implication, the advocacy of peace at any price", 'in any

circumstance". Pacifism can easily resist being forced into these sorts of circumstances: it has

many resources, as an extensive series of texts on alternatives to war, such as negotiation, non­
violent action and social defence, from Taoism to contemporary environmentalism attest.
Academic philosophers have much advanced the semantical strategy of some dictionaries,

of rendering pacifism more difficult from the very outset by narrow and biassed definitions.

They have stretched the term from its restricted setting of warfare, confined to state and
organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched

notion of pacifism, according to which it is morally wrong to use violence, according to which

P2 holds, -yfrefcM

While stretched pacifism certainly includes standard pacifism

(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more

problematic and difficult position than standard pacifism. There are several, substantially

different reasons for this, which will be picked up seriatim.
Stretched pacifism, also misleadingly called wior#/ pacifism, has looked a very easy
critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a

target, has charged, whooping such rhetoric as "incoherent ", "inconsistent"", "insensitive ,
"fanatical"". However, with improved logical technology now available for accommodating and

treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism

was not so stupid as it was made out to be or appeared to be to these inured to present dominant

violent ways. So far from being stupid, it is viable. In future gentler times stretched pacifism
could even be realised for whole communities of creatures (as some genuinely Christian sects

envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.

7

In Al this notion was contrasted with standard pacifism as
&lt;9v^rc&lt;9m/?r^H.S7Vg might have been better.

pacifism:

�18
The method of philosophical accommodation was through moral dilemmas. The sort of
moral dilemma that stretched pacifism can induce derives as follows. On the one side stands

the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances

develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the

literature concerns calling off the firing squad about to shoot several captives z/* the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details
of both see MD p.10).

Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wzf/zzzz the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see

MD, pp.32-9). A decision theory taking account of

that should be included will not however

be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by
Smith (hereafter JWS). JWS claims the defence offered is a "failure because it trivializes
pacifism" (p.153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acfzvLf/M which holds that while violence is a/wayj wrong
one is
justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet - pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^

Par? of the criticism is, then, not so much that pacifism is trivialized - JWS ""activism"" is

hardly trivial - as that pacifism is

deflated from a radical position to the

commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movements and oppositional opinion polls, suggests the very opposite: that, for instance, most

people support state-justified conventional wars with the military violence they incur, and

accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

�19
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter

pacifity, but may actively involve social defence, resistance and so on. However a certain level
of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is
said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such

principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a

principled pacifist will choose the slightly greater evil where other obligations do not exclude it.
A more serious distortion occurs in JWS's effort to force procedures in dilemma

situations into purely consequentialist form. In fact consequential decision theory was
deployed as %
only for how to proceed rationally in a situational setting where deontic

procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing" (Al p.13), nor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances" (JWS
p.152). Situationally or%er procedures than those resembling orthodox rational decision

making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).
Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to

reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of motives), to design situations where
motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential
calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.
A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to

"second best"" consequentialist considerations,... already explicitly condemned" (p.154). What
was condemned was stock universal consequentialism, 'that onZy consequentialist

considerations carry argumentative weight" (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that

consequentialist considerations can

enter into deliberation and decision making. The

conclusion JWS arrives at is therefore substantially astray.

After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)
There is no inconsistency. JWS has confused universal with particular. As well he has

wrongly contracted all situational decision making to consequentialist modes.
There is a third part to the criticism, that the defence is too easy; the 'strategy will allow

?&lt;%) mMc/z violence to be (perpetrated and) justified to suit the tastes of any real pacifist" (p.153).

This another part of the so-called trivialization, this time however J/ZMfzon rather than

�20
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,

providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never

part of the position. The slide to such consequentialism is made on the strength of a similarly

erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle

free if possible. But it is easy to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified' violence.

What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it

remains 'a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence' which JWS earlier adduced according to which what is
'appropriate, in response is &lt;?n/y that level of force necessary to defend oneself against the

threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence

which exceed his 'basic principle', his appeal to 'lesser evil' generates some instances. The
'basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons

are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would

enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the 'basic principle', since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,

to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.

To reiterate, while a cumulative case can be made for stetched pacifism as principled non­

violence, that case was not conclusive, and is hard to improve. For, further, some serious
difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.

Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage
routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to

vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog

biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and

beyond human capacities - even if it were desirable. For there are millions of species to be

�21
somehow converted to proper vegetarianism. Then there are millions of other species to be

converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their

own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable

improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as
alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is

it desirable, for (to appeal to such alternative value systems) the natural order is more or less in
order as it is. Full vegetarianization would only reduce its value, vastly.
More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent
depiction is important, for some features of the natural order, such as competition, combat and

predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of

orthodox Victorians and of orthodox economists. However, even under decent depiction, the
"natural order" is often not benign. That appears to be enough to induce a supervenient moral

dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not
separate humans out from the natural order) and which eschews the desperate vegetarian route:
The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral -

in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly
occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory

carnivores face no dilemmas). Raptors that practice violence every week are not immoral

(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was
alrady indicated in Al). While P2 is alright in context, within a particular, perfectly viable,
ethical framework, designed for the usual human round, the conventional setting for ethical

theories, it stands in need of modification outside that setting. It is time to suggest the sort of
modification envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to

carnivores that supply their own livelihood, nor really to morally degenerate humans, but to

peace-sensitive agents. With that semi-technical form, yet to be characterised, a suitably
modified P2 results:

MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^

9

The generalization of P2, suggested in Al, to cover also the parallel situation of
environmental vandalism, can be similarly modified. The anti-vandolence principle becomes
MP2°. It is morally wrong, for a peace- and environmentally-sensitive agent, to use

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* WAR AND
TAO AND DEE
Taoism and deep-green environmental theory

nanism, is not a pacific

issues, diverge over war. For Taoism, by contrast foi

doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. sBy contrast, deep-green theory, while acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to

military defence, and is committed to a principled pacifism. Conveniently a route through
Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and

towards deep-green theory.
7.

o/ a

o/ war

wnZz/arMw.

War did not receive a favourable press in ancient Chinese philosophy. Generally
aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ Tf a ruler ... does not set himself
right, even his commands will not be obeyed' (SB p.41, italics added). Mo Tzu went much

further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war' (SB
p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war,,as Lao

Tzu; 'none has condemned war more strongly than Lao Tzu'. '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Zzzo

(Chan, p.154, p.17.)

But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as

^vz'Ay.

Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed
to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the

because, by contrast with other works,

a remarkable component of that book is devoted to war and militarism.

The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element' in his philosophy (Chan p.17) - not so much

however because they concern military operations, but because they are taken to apply much

more widely, 'to life in general' (p.17). But why should military activity obtain some special

/

/

46""WAR AND PEACE )V:
TAO AND DEEP-GREEN

\

Taoism and deep-green environmental theory, although closely aligned on very many

issues, diverge over war. For Taoism, by contrast for instance with Buddhism, is not a pacific
doctrine, but is committed to skilful defensive militarism. While it does not espouse a fortress
mentality, Taoism certainly condones limited defensive military operations for specific
purposes, a sort of guerilla warfare. sBy contrast, deep-green theory, while acknowledging the
role of organised social defence, stands opposed to professional militarism, and thereby to

military defence, and is committed to a principled pacifism. Conveniently a route through

Taoism, philosophically fascinating in its own right, will lead us to problems of pacifism and
towards deep-green theory.

J.

of a Tao:s;

of war anJ wn/%ar:syn.

War did not receive a favourable press in ancient Chinese philosophy. Generally

aggression and war were to be avoided. Even Confucius imposed very demanding conditions:

for example, 'when good men have instructed the people [in morals, agriculture, military
tactics] for seven years, they way be allowed to bear arms/ 'If a ruler ... does not set himself

right, even his commands will not be obeyed" (SB p.41, italics added). Mo Tzu went much
further than Confucius, roundly condemning war - on utilitarian grounds, that war yields no
net benefit at any level (SB p.227). What is more, he backed his heavy condemnation
practically (unlike some conspicuous contemporary theoretical utilitarians); 'he did not hesitate
to walk for ten days and ten nights in an effort to dissuade a ruler from making war" (SB

p.212). But none, it is said, went as far, in a detailed and sophisticated criticism of war,,as Lao

Tzu; 'none has condemned war more strongly than Lao Tzu". '[T]he opposition of Taoism to
the use of force is well-known, and the most bitter attack on militarism if found in the Lao 7za"

(Chan, p.154, p.17.)
But, after that splendid build-up, the text is slightly disappointing. Lao Tzu does not
assert outright that war is an abomination, or even roundly condemn it. His critique of war,

militarism, and military technology, is subtle and oblique, and, on the surface, far distanced
from pacifism. For he does not recommend an end to war - in that genuine Taoists, those who

possess Tao, will never participate in them - but expects wars to continue as tmavoMfa&amp;Zt? evz'A.
Worse, he even goes so far as to outline proper attitudes to war and conduct in war, and indeed

to suggest military techniques and strategies, some of which look decidedly devious. Among
the classical works of Taoism, we focus on the Lao 7za because, by contrast with other works,

a remarkable component of that book is devoted to war and militarism.
The apparent deviousness of the tactics Lao Tzu allocates serves to highlight what has
been seen as 'the most troublesome element" in his philosophy (Chan p.17) — not so much

however because they concern military operations, but because they are taken to apply much
more widely, 'to life in general" (p.17). But why should military activity obtain some special

2
dispensation? Why should what is no/ tolerated more generally be exonerated there? But given

that Taoism has here the virtue of consistency (i.e. uniformity on principles) and of

universalizability, that simply leaves more explaining to be done.
* Pnzz^/br 7hofym, on J wary a.y nnavo^^/e evi/.y

There are /wo puzzles here in Taoism rather than one. There is the miP/ary-prac/fce^

paradox, and, varying and generalising on that, there are /{/e-^racOce^ paradoxes. The special
paradox is generated by the following incompatible elements: on the one side, The most bitter

attack on militarism", the well-known opposition of Taoism to the use of force (p.17) and to the

possession and use of smart military weapons and technology - implying that war is far from
all right - and on the other, advocacy of certain (devious) military tactics, outlines of (deceitful)

conduct in war, and so on - implying that war is all right after all. A straightforward
generalisation of this paradox would look at other morally-sensitive parts of life, where some
practice was strongly condemned yet engaged in (for many examples, see the dilemmas

assembled in MD). But the variation of concern to Chan and the neo-Confucians concerns the
conjunction of upright with devious practices in life, in particular in the life of the sage. For a
Taoist sage is presumed to lead an upright straightforward life, yet appears to engage in devious

and even deceitful practices incompatible with such a life-style. Call this the
paradox.

Evidently a good deal of explaining is required, as to how Taoism can coZ^r^n/Zy take the
positions it appears to presume, both on war and peace, and on life more generally. A desirable

preliminary would seem to be a little investigation of what position Ay taken, especially on war

and militarism. One key pasage runs:
Fine weapons are instruments of evil
They are hated by creatures
Therefore those who possess the Tao turn away from them....
Weapons are instruments of evil, not the instruments of a good ruler.
When he uses them unavoidably, he regards calm restraint as the best
principle
Even when he is victorious, he does not regard it as praiseworthy,
For to praise victory is to delight in the slaughter of men.
He who delights in the slaughter of men will not succeed in the empire. ...
For a victory, let us observe the occasion with funeral-ceremonies
(LT p.154).

Wars, which involve the use of weapons, instruments of evil, are accordingly themselves evil.

They are also evil because they involve the slaughter of men. But they are also sometimes
unavoidable (also p.152). Therefore such wars are unavoidable evils. Such discourse,
obtained by almost immediate inference from the passage, is within the standard orbit of

dilemma talk. But Taoism lacks, through deliberately eschewing deontic talk, the discourse

which enables direct expression of such dilemmas, or even direct condemnation of wars or of
clever weapons. Instead the points are made by circMw/ocM/Zon, what the possesser of Tao
does, how the good ruler conducts himself, or by ana/ogy, of victory in war with death.

3
Unavoidable evils are the very stuff of deontic dilemmas (though many theories,

underpinned by shonky logic, lack the resources for representing this stuff properly). Where

something is unavoidably evil, it is
because evil,
J also no/
doing it is
excusable, because it is unavoidable. So, given such an argument (which has its weaknesses),
an unavoidable evil is a genuinely dilemmatic object with inconsistent features. Certain wars

have looked, since ancient times, like such dilemmatic objects.

Revealingly, Chan tries to explain that 'most troublesome element' in Taoism, the

military-practice paradox, through the following exercise in lateral thinking:
It can ... be argued that Lao Tzu uses warfare to illustrate his principles of
taking no action and weakness because warfare is among the most dynamic
and critical of human experiences, just as the Indian classic, the
chooses fighting as the theme on which to discuss the terrible dilemma
whether one should fulfil his duty, as in the case of a soldier, and kill, or
should fail in his duty and refrain from killing (p.17).
'Just as'? The Indian classic prevents a classic moral dilemma, a dilemma represented in
contemporary philosophy (following its rediscovery by Sartre), where there are incompatible

duties: the duty to kill, because of one's role as a soldier, and the duty not to kill, because of
one's human condition, and the supervenient dilemma of failing in and fulfilling one's duties.
These dilemmas for an individual (male, as it then was) are replicated in dilemmas regarding

war for group institutions: at bottom, the obligation to engage in war (for one set of compelling
reasons) as contraposed with the obligation not to engage in war (for another, perhaps

overlapping, set of reasons).
A theory of moral dilemmas (as worked out for example in MD) is crucial for an adequate
treatment of major issues in war and peace, especially (as will become evident) for a viable

strong pacifism. But Taoism, eschewing deontic discourse, lacks the apparatus to state or

develop moral dilemmas. Hence it is logically excluded from giving a full or adequate account

of what is going on conceptually. One of the philosophically fascinating feature of Taoism is

the fashion in which it manages to avoid deontic discourse, and to substitute for direct deontic
discourse or improvise circumlocutions when deontic discourse would otherwise appear

inevitable (cf. UT for examples). But there are costs. One is inability to display the mechanism
of deontic dilemmas, or to show what reasons and argument lie behind Taoist prounouncements
and conclusions (the shortage of Taoism on argument is another philosophically conspicious

feature, also observed in UT). As conceptual apparatus for analysizing moral dilemmas is
missing, most of the machinery involved has to be passed over. Only the outcomes, as Taoism

sees them, are presented, as if from a black box. Taoism blacks out the story on deontic
dilemmas that deep-green theory can tell, as the following diagram tries to show:

DMgrawy . C/tar/ing

4

It is evident that Taoism can be

information can be put into the Black Box

rendering it less opaque. That extension can be made so as to conform to deep-green theory,
i.e. so that the extended Taoist chart, a neo-Daoist chart, looks like the deep-green one. That is

indeed essentially how neo-Daoism get characterised, in terms of conformity of the extension to
deep ecological theory (see UT).

We are now placed to explain how to dissolve, or at least neutralize, the paradoxes

deriving from repudiation of militarism, an awkwardly qualified repudiation in the case of
Taoism. In a significant sense there is no resolving of genuine deontic dilemmas. The

principles delineating the fix may .yfonJ, incompatible, signalling the persisting suboptimality
(or better, sublimenality) of the dilemmatic situation. Where there is a dilemma, involved

parties should try to do well enough in the sublimenal circumstances (for a much fuller account,

see MD). Thus where there is a war, itself a non-Taoist process, engaged or caught up Taoists

will not abandon Taoism. Taoist methods will be applied, Taoist strategies pursued.
So much for theoretical representation and (non-)resolution of life-practices and other
dilemmas, details of which are readily elaborated in deep-green extensions of Taoism. A prior

substantive issue is whether dilemmas always

generated: not whether wars are evil

(typically they are, an issue we shall come to), but whether wars are unavoidable. Analysis of

wars does not bear that familiar claim out decisively. Many wars could have been avoided,
through conciliation, negotiation, restraint, etc., and no worse results apparently obtained,

through sanctions, exchange, trade, etc. Through a typology of wars (coming up) that

conjecture can be given some substance. Consider, for instance, what would be walk-overs.
Then there is little point in making a military response. So war can be avoided. Certainly an
occupation, to be met in a different way, may still occur. And so on, perhaps, for various other

types of war. But, more generally, try this:Every war involves an aggressor, who makes an aggressive move. Such an aggressor

could always avoid that move, taking a different (or a do-nothing) course of action. Therefore,

5
every war can be avoided. No war is entirely unavoidable.

Setting aside determinism (which renders %/Z actual wars along with all other events
unavoidable), it could be argued that a war sometimes simply boils up, without an aggressor,
an intensification of a conflagatory situation. There are grounds for scepticism regarding such

examples; for such intensification can only occur if provocative military moves are made, for
instance troops are stationed in provocative or risky positions.

The presumption that certain wars are unavoidable typically derives from a one-sided
perspective on war, a defender's perspective. A defender has no option, so it is routinely
averred, but to respond to a determined aggressor. Even i/that should be so sometimes, when

there is no running away or going underground, it does not establish that such a war is
unavoidable; for it neglects the role of the aggressor. By a smarter formulation, relevant
features of unavoidability can be captured. Although wars may not be unavoidable, defensive

action in wars that have been initiated may be unavoidable. At least such action may be
unavoidable z/ unacceptably high costs (death, enslavement, etc.) are not to be avoided.

Thereupon another highly relevant feature emerges: the linkage of avoidability to costs. For

whether an action is unavoidable then depends upon what costs a party is prepared to incur

before and when insisting on action: but this appears entirely unacceptable. How can what is
"unavoidable" cease to be so when some further costs are absorbed? However with basics like
survival, a certain liberty, and so on, we do reach such bounds. An important fype of

unavoidability. We also reach scenarios, unavailable to Lao Tzu but kindly brought within

range by modem technology, which may appear to justify aggressive strikes.
State Z, while not an aggressor, is carrying out practices which will impose unacceptably
high costs upon peoples of other states and implacably refuses to desist. It could, for example,

be poisoning air or water flowing to other states. But ,to make the case vivid, let us suppose
that state Z is constructing, for reasons Zeders find convincing (they are committed to a faith

which depicts all humans as incorrigible sinners and unworthy of life), an effective doomsday
machine. Would an (aggressive) preemptory strike designed to disable or destroy the machine
be unavoidable?*

In a sense, No; in another Yes. For different modalities can operate.

Physically outsiders need to do nothing, but watch Zeders go about their zealous work. But
deontically they are under heavy moral pressure, because of the costs of standing by idly: if the

human race is worth anything very substantial, then they are obliged to act, action is deontically

unavoidable.

Here is a situation where a proposed reduction of deontic logic proves

illuminating. Obligation is explicated through not implying, or necessitating, the sanction, i.e.

1

Whether it would be justifiable, or just, are separate issues. But it is evident enought that
such scenarios further damage the obsolescent idea of
war. For, according to received
doctrine, a just war is defensive. (How such a war can be fought at all is another matter;
coherence requires relativization to Just war Jbr party d'.)

6
excessive ethical costs such as extermination.

Let us explain deontic unavoidability

analogously: an action is so unavoidable if not undertaking it would result in excessive ethical
costs. Then /fit can be established that there is no other way than a military strike, an act of
war, to ensure that the Zeders desist (and certainly we can envisage scenarios like that), then

that is deontically unavoidable. It is also
for those committed to, or inclined
towards pacifism; and it is, for them at least, but paradoxically justifiable, as the negation is

also justifiable, on pacific grounds.
Scenarios like that sketched, that appear to render certain wars deontically unavoidable

require but little or no elaboration to render them evil. Evil indeed is such a standard feature of

standard wars that at least its great presence call for little supporting evidence. But it has taken
to vast stretch of human history to reach this general point of recognition.
The manifold evils of war Lao Tzu very early recognised and emphasized:
Wherever armies are stationed, briars and thorns grow.
Great wars are always followed by famines (p.152).

And nowadays followed by great tides of refugees. This passage includes not only recognition
of the widely-observed socio-environmental consequences of war, but, more striking, very

early recognition of the severe environmental impact of military forces. That critique is not
however developed in Taoism.^ Only recently has it been pushed substantially further. And

only recently could a new, most significant twist occur, the merging of resource security, long a
military objective, with environmental security.

The appalling idea has recently been floated that the military, in need of new work and

roles with the apparent warming of West-East relations and cooling of the Cold War, should

exchange usual military idleness for meddling in environmental matters: regulation and policing
of environmental resources, ensurance of environmental security of powerful states, and

similar. This is a bit like reassigning those imprisoned for child abuse to managing

kindergartens; for consider the impressive military record of environmental vandalism. What
the military is alleged to offer is a structure appropriate and available for handling such matters.
But, to the contrary, it is precisely the sort of hierarchical, authoritarian expensive structure that

should be wound down and up as soon as the opportunity appears, as (briefly) now, rather than

being retained and shockingly reoriented (as a state-serving "Greenwar").
2.

On

q/

/row

Having arrived, by better or worse arguments, at the conclusion that wars, though

2

But a bridge to deep-green theory can be made through neo-Daoism, an updating of Taoism in
continuity with deep ecology (which however is somewhat thin and threadbare on war; for
what there is so far, see Naess p.160). On neo-Daoism, see UT.

7
generally evil, may be sometimes unavoidable, it is evidently important to say something about

how they - those of the theoretical residue - are to be conducted. By appropriate conduct the
damage they do may be reduced; also the conduct should be appropriate to the funereal nature

of wars (to exceed Taoist resources for stating this sort of point). It is at this stage that deep­

green theory begins to diverge from Taoism.
In further explaining the Taoist and deep-green critiques of war, and diverting objections
to them, a roMg/t and preliminary %?&lt;?Zogy of wars is important. It is also of passing interest in

its own philosophical right. War, according to English Dictionaries, is a "contest earned on by
force of arms, typically between nations or states'. More exactly, war is a game - in the
generous technical sense of game-theory, with players, rules, goals, strategies, and so on carried on in significant part by military means, normally between states or substates. Call the

contestants, (warring) /?ar%&amp;?. They typically represent of course larger populations. The set­
up between parties resembles the arrangements of players in game theory. There are several

analogical extensions of the term war to cover games where one of the parties is an object,
construed as hostile (an enemy of the state), such as Crime, Drugs, Poverty or Nature. These

we can set aside as aaa/a^/ca/ wars. Of course wars form only a part of military activities.
Military interests and objectives have always stretched significantly further than war, to include
surveillence and security, easily extended to resource security, environmental security and life­

style security, and beyond that to political stability and other political matters. Evidently
military ambitions have far over-extended themselves in bagging such democratic concerns.
An anarchist solution to the whole problem of war, which some have seen Taoism as
reaching towards, is immediate: eliminate the source of war, graf^. Unfortunately it is not
quite that simple (and that's not simple). For wars can also occur between nations, cultures,

races or tribes (which are not such artifices as states, and not always so readily or desirably

abolished), between inhabited regions, and between factions within states (thus civil wars) or,
perhaps by extension, between factions within other social structures (thus, for instance, gang
wars). But undoubtedly eliminating states and aspiring states would abolish most wars and

virtually all the worst wars.

While ""nonviolent wars" are excluded by definition, by virtue of "force of arms', token
wars, limited wars, and so on, are not: for instance, wars fought by small armed teams
representing competing sides (cf. medieval and science fiction war games). As wars are

hemmed in by conventions and agreed rules, there is no reason in principle why they should
not be reduced to two person contests, fought under strict rules like boxing or gladiatorial

contests. But in modem times wars have never taken such sensible forms, but have been much
larger affairs, making heavy (though fortunately restricted) use of latest technology. Let us

distinguish such wars as

wars. They have, directly or indirectly (for the

technology may be bought or bartered), a heavy research and development support structure
(indeed the bulk of contemporary science is devoted - misdirected - in one way or another to

8
this effort).

Among wars, an important distinction is that between

and

wars. An

offensive war is one which ventures off a given party's territory or recognised pad, "invading"

that of another party or parties; correlatively defensive parties, if they have not also invaded.
Force projection typifies offensive practice. Plainly, offensiveness and defensiveness are not
strictly features of a war, but of parties to a war. In a two-party war, while both parties can
easily act offensively, the possibility of both parties proceeding defensively is excluded, unless

they share territory. (Even then issues may arise as to which party, if any, was the aggressor,
which started it, was responsible for starting it, and so on.) Thus mutually defensive wars
between contemporary states are impossible (but would be possible if states shared territory,
e.g. if Eire and Britain shared the territory of Northern Ireland). Tao-accredited wars were

defensive wars, never wars aiming at domination: last-resort wars, in which no pride was taken

(LT p.l52).3

The pretence that offensive wars are defensive is widespread, and reflected in the
subterfuge that departments or ministries of war are those of defence, security or whatever. (If

they really were what they purport to be, we should be well on the way to an end to war.)
Offensive practices are rendered defensive ones by shabby redefinitional strategems, such as
redefining 'defensive' to include defence of ideals like democracy or liberty, infringed (or

allegedly infringed) on territories abroad, or to include "defence" of a third party or place
(whence every offensive war is "defensive"). In the present war in which part of Arabia is
engulfed (February 1991), one party claims to be defending what really was (or should be) part

of its territory, namely Kuwait, another party to be defending (what Kuwait did not enjoy)
democracy. It is a doubly offensive war presented in this guise as jointly defensive.

Aggressive wars are waged for a variety of reasons, but usually for resources or access to
resources or markets, a matter often disguised by appeal to ideology (thus a war for oil is

represented as a war of liberation). But there are other reasons than narrowly economic ones,
such as religion (as with crusades), power and aggrandisement (as in building an empire), and

so on. Nor are those reasons necessarily far separated; ideologies like Marxism and market

capitalism, for example, exhibit many of the features of religion.
The economic reasons for war appear to have become much more complex with the

3

There is one line in LT that may suggest that attack was sometimes justifiable, namely Tor
deep love helps one to win in the case of attack' (p.219). But how can compa^fo/i be
appropriate unless this attack is
a defensive setting, a larger context of unavoidability
or such like. A passage shortly below confirms this interpretation:
I dare not take the offensive but I take the defensive:
1 dare not advance an inch but I retreat a foot (p.222).
These are advances and attacks within a defensive setting.

9
advent of an integrated world economy. At the same time many of the independent reasons for

economic wars are now obsolete. For to powerful states accrue the advantages of war without
war. At least most of the former economic advantages of war can be obtained without

expensive wars, through trade, institution of economic dependence, etc. Small medieval wars

were sometimes instituted for the collection of neighbouring riches and booty, a kind of piracy
meeting conditions of war. "Small" contemporary wars can be waged for a remarkable mix of
political-economy ends: to establish a regime favourable to economic penetration and profit
repatriation, to subjugate markets and to remove competition, to boost a sagging weapons

economy by using up old stocks and also testing new equipment, to restart a depressed

economy, and so on. Such wars, along with the economic aims which motivate them, are in

effect heavily castigated by Lao Tzu:
When Tao prevails in the world, galloping horses are turned back to
fertilize (the fields ...).
When Tao does not prevail in the world, war horses thrive in the suburbs.

There is no calamity greater than lavish desires. (LT p.181).
But it does exceed evidential warrant to claim that Tao is not only sufficient, but

for

cessation of such practices.

The practice of regularly stimulating complex military-saturated economies through war is
reminiscent of older, much ridiculed practices in simpler societies. They now ridicule the
Tsembaga, who proceeded to destroy much of their surplus product by going to war every 5-15

years (cf Rapaport). But they do not similarly ridicule the most powerful nation on the Earth,

the USA, which proceeds to write off a colossal amount of surplus in war every 10-20 years
(the Gulf war liquidated some $1.7 billion per day). Taoists would. For ridicule was a

favoured method, an important rhetorical strategem, and war and its idiocy were favourite

targets.
Some classification of defensive wars is also important, for various reasons: reducing and
abolishing wars, their costs and damage, restructuring societies away from war and military

practices, and, not least, for appreciating Taoism.

A main distinction is between

* conventional defence, maintained by armies of armed soldiers, many of them professionals,
and
* social defence, where there are no such armies or but fragments of them, and defence is
carried out through social networks of a significant part of society/

It is here that Taoism and deep-green theory part company. Under Taoism, the state wi//
have a standing army, but a defensive army operating by strange, surprise tactics (p.201). No

4

Details of social defence are presented in Sharp and in Martin.

10
doubt defensive wars are to remain last resort action. Nonetheless the state will operate in
secrecy, in a way incompatible with decentralised socia/ defence; people will be kept in the dark

about smart weapons of the state; and they too will be surprised, along with presumed enemies

of the state. By contrast, under deep-green theory, there should be no hidden smart weapons
of state; information would flow more freely and not be hidden from the people (who should

retain influence in informed decision making). Under deep-green, standing armies, and more
generally military organisation, will be wound down altogether.

Taoism should have pushed its searching criticism further. For military objectives, easily
acquired by standing armies with time on their hands, are frequently incompatible with Taoism.

For example, Taoism is opposed to domination (LT p.152), whereas military operations
frequently seek or involve domination; and military structure is invariably hierarchical and
authoritarian. Taoism aims for self-regulation, wherever feasible (cf. p.201); so does deep­
green theory, which is one reasons why it aims to dispose of standing armies, as an important
preliminary to the withering away of states themselves (military forces being major props of

state control and power, and often maintained primarily for internal state security). Taoism has
no project for ending the era of wars; deep-green theory does. That project involves an

elimination of standing armies, too often poised for fighting or political interference.
A recommended route to

war consists in progressive scaling down: reduction of the

means and manpower. The initial stages are well-known, and include

* elimination of nuclear, biological and chemical weaponry, and
* force reduction. It can hardly be pretended that the Earth's states have managed to proceed
very far on even this complex of stages. The next stage consists in
* contraction to defensive capacities only, and the final stage consists in
* elimination of remaining military defensive forces, and adoption, so far as required, of social
defence practices. The complete route thus involves complete demilitarisation.

Reasons why deep-green aims to proceed the /aZZ distance are readily grasped by

considering the environmental shallowness of an otherwise cogent traditional case for the sharp
curtailment of wars and militarism. The traditional Western case against wars has been
primarily along two dimensions: social and moral. Wars are highly disruptive of the social

fabric; wars may be unjust. From these joint features, it was argued that wars should be a
matter of last resort, to be fought to ensure peace. It was argued further that only just wars
should be fought. Just wars were rare objects. But as there was little evidence of the decline

and fall of wars, much effort was expended, more practically and unsuccessfully, upon

endeavouring to improve the calibre of wars, and more theoretically, upon trying to characterize
war satisfactorily, or rather to bend the notion in an effort to approximate the gory unjust
facts.

Progress was long hindered, furthermore, because there was always a rival positive
perspective on wars, which encouraged the exaltation of wars and military feats. It also

11
facilitated the transfer of the favourable image of war to other problem areas, whence the long

and apparently successful war against Nature (but the short-term successes are turning into
long-term problems), the short and unsuccessful war against Poverty, and so on. Behind all

this is the complex idea of war as rejuvenating, even cleansing, like fire; of war as heroic, and
glorious, of war as the supreme testing ground of men. These pictures of war — finally
shattered by the first World War (where even the poets began to tell of horrors and atrocities)

and subsequent technological wars — though no longer in ascendency, have by no means
vanished. The notion of war as rejuvenating a flagging economy persists, along with the
practice of keeping capitalism running smoothly by integrating substantial military components

into the industrial engine.
With the development of highly technological wars - the celebrated development of the

dirty industrial age is substantially military - the traditional negative case has grown in strength.
Wars have become much more damaging, with the potential for much more that is significantly

worse, and the possibility of a just war has correspondingly contracted, virtually to zero. The
opposition to war has likewise grown, but more than correspondingly with the rise of women
in social and political influence. Wars have almost always and everywhere been Men's affairs;

likewise conquest.
Deep-green theory accepts much of the traditional negative case, but would further
strengthen it. For example, the stricture against unjust wars, as out and out immoral, can be

strengthened, through the following syllogism:
All wars should be fully just wars.
Modem wars cannot be fully just wars.
Therefore, there should be no modem wars.

A fully just war is not merely a just war, but a war those just character can be reliably forecast

in advance. A modern war is of course a war that deploys modern technology, at least that
available this century. The evidential basis for the second premiss derives from much
information that collateral damage, damage to innocent bystanders and involved citizens is

always likely and cannot be excluded. Such wars are always liable to violate uncontroversial

requirements for a just war, even if they are purely "conventional" wars, not throwing radiation
or chemical or biological weapons around.
From a contemporary viewpoint the traditional doctrine of a just war, really of a just

war, is seriously out of date. The reasons for this reach wider than the new features

introduced by modem technological wars and the character of modem civilization, with its giant
cities littered with dangerous and vulnerable military targets. They have also to do with the

chauvinism of the justice proposed, which is shallow human justice, not natural or
environmental justice. There is no consideration of justice to other creatures or to the Earth (cf

Naess p.160). Two troubles are really intertwined here: conceptual difficulties with too narrow
a notion of justice, and ideological difficulties with too narrow a vision of what is an object of

12

value, of what counts.
The deep-green case against war adds to the traditional case a further dimension,

neglected until very recently: the environmental dimension. It has suddenly been seen that wars

are typically environmental atrocities. Earlier, of course, "environments" were simply

backgrounds, backdrops in paintings and plays, to the real drama.
Contemporary technological wars tend to be not merely social tragedies but environmental

ones as well. There is a doctrine of just war, but it is a human chauvinistic affair. There is no
similarly developed doctrine of an ^co/og/ca/Zy goMnJ war, a deep ecological war. Unless any
such war were literally different from modem wars, that is from contemporary technological
wars, it would overstep permitted bounds. For such wars are characteristically ecological
disasters. Hardened military people, desensitized by a rigorous unethical training, feel even
less compunction about degrading or destroying environments or members of other species

than they do of maiming or killing civilians through "collateral" activity.

Matching the no-just-war syllogism is a no-sound-war syllogism:
All wars should be environmentally sound wars.
Modem wars cannot be environmentally sound.
Therefore, there should be no modem wars.

The argument for the second premiss has of course to be different. It looks to the information
accumulating on what wars do to natural and built environments. The Vietnam and Gulf wars
both inflicted immense damage on natural environments or what was left of them.
The environmental effects of war are not confined to direct and collateral damage. There
are indirect effects also. Thus, for instance, war also supplied the mechanism of, and the
technology for, modern environmental destruction: explosives, bulldozers from tanks, etc. As

well, training for war and engagement in war have much fostered, along with attitudes that
make for social callousness or ruthlessness, those that contribute to environmental insensitivity

and cruelty.
3. Fuzzes

Tao/s/ sZra/fgy

of Z^cAnoZogy an&lt;Z woZ^ncF

Tt is surprising how much of the Loo 7zM is devoted to military strategy". Which

strategies? Surprise, above all. But why such strategies? "Do they not contradict the Taoists
strong opposition to the use of force" (Chan p.222), the implied commitment to quietism?

Briefly, Taoism is not committed to quietism, and while certainly antagonistic to violence, does
not oppose certain uses of force (only really ///-forcing, as will be explained). Even so, the

emphasis on military strategy remains puzzling.
The strategies, many of them relevant to social defence, include

* -yenoMyn&amp;M, not 'making light of the enemy" (p.222)
*
and nonvisibility (p.201). The defensive strategy involves guerilla tactics:

marching without formation, holding weapons without seeming to have them, confronting

13
enemies without seeming to meet them (p.222). But even in times of peace, "smart weapons of

the state should not be displayed to the people' (p.164). Such recommendations helped to fuel
the charge of deviousness lodged against Lao Tzu. But look at part of the reason for concealing

smart weapons: "The more smart weapons the people have, the more troubled the state will be'
(p.201). Smart weapons are carried in corrupt states, where the rich engage in conspicuous

consumption and the people are suppressed, not where Tao is practiced (LT p.194).
* advance from
flexibility but firmness. Weakness is the principle of life and will

overcome strength (LT p.164, p.233).
* coolness and
(LT p.233, p.164). Like these, most of the general strategies

are standard Taoist practices simply applied to military conduct. For these standard practices
the charge of deviousness looks feeble.

The response applies more generally to other allegedly devious political strategies. For
the strategies are but application of Taoist principles and techniques to warfare, politics and
elsewhere. Nothing excludes application of these techniques to what are accounted, in general,
unnecessary evils (which must sometimes, on other Taoist grounds, be countered). Nor, to

meet the main criticism, need any deceit or deviousness be involved; nor is it. In particular, the
legalist tactic, "In order to grasp, it is necessary first to give' (LT p.164), is cited as involving
"an element of deceit' "undeniably', and "worse' it is "morally questionable' (Chan p.17). But
in order for me to grasp your hand in a normal handshake, it is necessary first for me to give

my hand. There is no deceit here, nothing morally questionable. All the tactics permit of

benign construals, of a Taoist kind. Consider, for instance, "In order to contract, it is necessary

first to expand' (LT p.164). In order to bend a copper pipe to the intended angle, it is better to
bend it first a little further than required. The transformation of water to ice (both favoured

natural items for symbolic purposes: natural processes which may look devious!) neatly
illustrates the Taoist principle (which is however hardly necessary), and shows softness and

weakness turned hardness and strength.
The Taoist critique of militarism is as much a critique of technology as of war. Sharp
weapons, "smart weapons' as we might now say, come in for much critical attention, as we

have already noticed. Only in corrupt and degenerate states are they displayed or flaunted

(p.194, p.164); in deep-green regions smart weapons of state' would not be retained
unexhibited. The people will not have them for they mean trouble (p.201); for similar reasons

deep-green regions will be free of them. So, it seems, will ideal Taoist regions: "Even if there
are arrows and weapons, none will display them' (LT p.238). Much technology, military and
other, is excluded under the Taoist edict against violence (a further facet of the military-practices

paradox).^

5

Under contemporary technology and technological arrangements, such as the storage of
quantities of oil and nuclear and chemical materials in great cities, wars have assumed new and

14
The powerful critique of militarism in the 7ho-^ CTnng is coupled with strong opposition
to violence. Some of the linkage is evident enough. Militarism as practised represents an
ultimate form of state (or party) violence. A basic theme is that violent practices will come to an

unnatural end, and accordingly to a non-Taoist end (generalising LT p.176). While force may

occur in spectacular, but satisfactory, natural forms, force is duly distinguished from violence.
To force the growth of life means ill omen.
For the mind to employ the vital force without restraint means violence
(LT p.197).

One who follows Tao does not apply dominating force, which usually has had results bringing
requital (p.152). Dominating force, like power, is in general castigated, under doctrine of WMno forced actions, no violence. To force natural growth is deviant, destroying harmony.

To stop natural growth is deviant. But there is a significant difference between force and

violence. To intentionally employ destructive force is to do violence. To so force things is
condemned. To remain in harmony with things one does not so force things or practice
violence. There is a non-interference principle at work, which also indicates types of non­
interference that are excluded.

However Taoism does not always get the distinction between force and violence quite
right. 'Vital force without restraint", intentionally excessive force, is only part of what counts

as vZoZence, which is more generally

w/tZc/t vZo/aZ^^, i.e. transgresses, descrecrates,

very destructive dimensions, to the point of being utterly irresponsible.

A different approach to technology, as to war, is now mandatory. These are no longer things
that can in principle be nicely confined and need not touch parties outside the fray. An
important part of ending wars, "winning the war against wars", is removing the technology of
war, above all from irresponsible state power.

As for which technology to try to jettison and which to try to retain or improve, it is not so
difficult to indicate, provided evaluative terminology is not outlawed. What is wanted is
technology that is good in its place, what should be excluded is technology that is indifferent
or bad or potentially so. Technology to be justified has to do something worthwhile, it has
to address identifiable respectable needs. That is why merely indifferent technology is out;
there is no virtue in technology for technology's sake, as it is a mere
technique. It is
because of the crucial evaluative component in choice of technology that approprZaf^n^&amp;f,
itself evaluative, comes closer to encapsulating the criterion than other recent efforts. Size,
such as smallness, or intermediateness, are not what matter, though modest and not excessive
technologies are likely to fare better in satisfying appropriateness. In simpler societies, small
technology is of course more appropriate; for that is what is good there. From known criteria
for what is good these other features for locally appropriate technology can be read off:
reliability, esp. in maintenance, functioning well and safely under the expected range of
operating conditions (which may be difficult), ease of repair, capital cheapness and repair
inexpensiveness, environmental benignness, and meeting sound social needs.

15
profanes, injures, outrages, etc. It is thus a negatively connoted force, an evil force in some
specified intentional respect. There is a tendency for Taoist commentators, not Taoists, to
regard Taoism as condemning all uses, or even occurrences, of force, but this is not so. Rather

intentional ill-forcing is what is castigated, what is deviant. Thus Taoism does not exclude a
range of defensive practices, which make satisfactory use of natural forces, like letting the
machines of war industry stop.

Those who would abolish war and its machinery, substituting for it nonwarlike and

ideally nonviolent methods, technology, and strategies, have been confronted not merely with
much sub-rational abuse but with plenty of criticism and even some paradoxes. Here is a recent
paradox concerning war and nonviolence:
* War must be abolished. One reason is simply economic. We can no longer afford it, and

the opportunity costs are enormous. Along with other extraordinarily wasteful activities, it is an
anachronism.
* Doing so cannot be accomplished without violence, i.e. in effect, given the types of violence

involved, without what amounts to war. According to a fuller version of this premiss, the
process of abolishing a war would only be achieved through a revolution so profound that it
could not succeed without extensive and extreme violence, amounting to (civil) war.

° But then war cannot be abolished without war.
Therefore, war which must be abolished cannot be abolished. 6
This "paradox" has been compared with the Liar paradox, but the parallel does not persist far.

For this paradox does not involve self-referential features, and is easily broken, as follows. Let

the "last war" be not the last standard war but the revolution abolishing war. Then, given that
the revolution is successful, war will be abolished therewith, i.e. with that last war. There need
be no regress, given again a successful outcome. All the premisses stand intact, but the
conclusion, following the "therefore" is a nonsequitur. However, while the dissolution of the

argument is accordingly logically fine, the route is repugnant. Standard pacifism challenges the
second premiss.

4.

6

am/

Brian Medlin, who forcefully propounded this puzzle, set other analogous puzzles alongside it
- designed to reveal deep difficulties in contemporary political, and especially alternative,
thought. Another puzzle, concerning liberty and repression in the context of capitalism,
revolved around the following inconsistent triad:
* capitalism must be removed, but liberty retained.
* capitalism cannot be removed without repression.
* repression is antithetical to liberty.
The puzzle is resolved as with the analogous puzzle of abolishing. Let the "last capitalist"
action
the days of liberty be the repressive but liberating revolution overthrowing
capitalism.

16
Although Taoism is strongly opposed to war, and much in favour of peace - and
accordingly by prevailing standards a substantially /xzcf/ic position — it is not (nowhere in the

central texts) committed to pacifism in usual senses, for two different reasons:* It is not, by contrast with pacifism, opposed to all types of warfare, for example smart
defensive wars.
* It eschews deontology in terms of which moral pacifism is commonly stated, for instance
through the watershed thesis
P2.
It is morally wrong to use violence.
By contrast with Taoism, deep environmentalism does not avoid deontic claims, and is
committed m

to nonviolent technologies and ways and to pacifistic principles.

Moreover, certain forms of deep environmentalism are completely committed to pacifism,

notably European forms. Is deep green?
There is heavy contemporary opposition to pacifism, as there also was to Taoism in the

warring times when Taoism was first being promulgated. Many of the central institutions of
contemporary life are intricated in coercion, violence and war.

The most prominent

contemporary institutions, states, are premissed on these elements of damaging force; they
claim entitlement to use them widely, and even claim a certain territorial monopoly on their use.
As a result they are having constantly to engage in them in attempt to maintain that monopoly.
They are certainly the main perpetrators of wars, and of violence. They are indeed inured to

wars, are in constant preparation for wars, yet propound dialectial (and normally dishonest and
cynical) doctrines of peace through war (for a recent example see the appendix).

Unremarkably then, the extensive propagandistic machinery of state has invested heavily

in "justificatory" exercises in favour of controlled use, /A? own use, of destructive force, and
continues to inveigh against pacifism. Because a routine trick in this sophistical repetoire
consists in conflating pacifism with extreme, naive and inplausible, forms, an inevitable and

important early task commits in unscrambling senses of pacifism". Semantical skulduggery
can be thwarted in this way.

Paci/Mwi, as explained by English dictionaries, invariably concerns wars and warfare, and

contains two components, negative and, elaborating on that, positive:- The negative component
is, in Amauld's word, a/ifi-War-M/M, opposition (in ways to be further specified) to all forms of

warfare (see OED). The positive component supplies alternative ways of settling disputes (what
it is supposed that wars with some semblance of justification involve), such as negotiation,
arbitration,... - and, adding to too narrow dictionary accounts - sanctions, substitutions (e.g.

of sporting events, operatic contests, cooperative ventures),... . In brief .yfa/iJarJ paci/Mwi is
opposition to all warfare and resolution of potential wars by other nonmilitary means.

Plainly the

to warfare, like the sanctions and so on, cannot itself be military

(using soldiers and other devices of war), on pain of some incoherence. But otherwise the
ways of opposition can be many and various: they can certainly be

as with nonviolent

17
demonstrations, resistance movements, and so forth, and they may also be devious (e.g.

turning the forces of war upon themselves so they are neutralised). It quickly becomes evident,
then, that some of the dictionaries offer but loaded definitions which, by restricting the negative
components, reduce the initial appeal and plausibility of pacifism. Consider the
Eng/fy/t definition of the negative component: 'the doctrine of non-resistance to hostilities and

of total non-co-operation with any form of warfare". Thereby excluded are forms of pacifism
which offer active and plausible alternatives to warfare such as social defence. The
Eng/is/t tends to force pacifism into what the Ox/brd

Dictionary lists as its final item:

'often, with depreciatory implication, the advocacy of peace at any price", 'in any

circumstance". Pacifism can easily resist being forced into these sorts of circumstances: it has

many resources, as an extensive series of texts on alternatives to war, such as negotiation, non­
violent action and social defence, from Taoism to contemporary environmentalism attest.
Academic philosophers have much advanced the semantical strategy of some dictionaries,

of rendering pacifism more difficult from the very outset by narrow and biassed definitions.

They have stretched the term from its restricted setting of warfare, confined to state and
organised gang violence, to cover all forms of violence, from state and interstate to, what is
very different, personal and interpersonal violence. Call the resulting considerably stretched

notion of pacifism, according to which it is morally wrong to use violence, according to which

P2 holds, -yfrefcM

While stretched pacifism certainly includes standard pacifism

(unless the notions of war and warfare are tampered with), the converse is very far from being
the case. A pacifist is in no way committed to stretched pacifism, which is a much more

problematic and difficult position than standard pacifism. There are several, substantially

different reasons for this, which will be picked up seriatim.
Stretched pacifism, also misleadingly called wior#/ pacifism, has looked a very easy
critical target to moral philosophers. Many the effusive philosopher who, upon sighting such a

target, has charged, whooping such rhetoric as "incoherent ", "inconsistent"", "insensitive ,
"fanatical"". However, with improved logical technology now available for accommodating and

treating moral dilemmas, it is no great feat to resist such attacks, in the fashion of previous
investigations (see esp. Al, also MD). A main aim was to demonstrate that stretched pacifism

was not so stupid as it was made out to be or appeared to be to these inured to present dominant

violent ways. So far from being stupid, it is viable. In future gentler times stretched pacifism
could even be realised for whole communities of creatures (as some genuinely Christian sects

envisaged); whence it will finally be seen to be feasible not merely for sages and supermen, and
many ordinary women, but much more extensively.

7

In Al this notion was contrasted with standard pacifism as
&lt;9v^rc&lt;9m/?r^H.S7Vg might have been better.

pacifism:

18
The method of philosophical accommodation was through moral dilemmas. The sort of
moral dilemma that stretched pacifism can induce derives as follows. On the one side stands

the theme P2, Wv, in convenient symbols, for Wrong V-ing, violencing. Now this implies to
WB, where B presents a case of of violence. On the other side, particular circumstances

develop which lead to W -B, because -B would produce in the circumstances considerable
wrong, for instance extensive violence, mass murder, etc. One stock example from the

literature concerns calling off the firing squad about to shoot several captives z/* the pacifist
shoots one of them (it is elaborated in Al p.13). Interestingly, another stock example from the
literature concerns standard pacifism (it can also be presented in terms of patriotism; for details
of both see MD p.10).

Resolution of intractable moral dilemmas is, where it is required, situational. The agent
decides in the situation, wzf/zzzz the fix, what to do. There are many ways in which such
decision making can proceed, less rational, such as those applying chance or involving bad
faith, or more rational, such as those applying consequentialist decision theory (for details see

MD, pp.32-9). A decision theory taking account of

that should be included will not however

be purely consequential. It would also take account of relevant motivation.

This defence and rehabilitation of moral pacifism has been challenged, in particular by
Smith (hereafter JWS). JWS claims the defence offered is a "failure because it trivializes
pacifism" (p.153 twice). The rehabilitation
trivializes pacifism because it entails that pacifism doesn't substantially differ
from a form of acfzvLf/M which holds that while violence is a/wayj wrong
one is
justified on consequentialist grounds for preferring violent
acts, if these acts are lesser evils than any other real alternatives. This is the
commonsense position which most people hold - yet - pacifism after all was
supposed to be radical moral doctrine - (p.153 rearranged).^

Par? of the criticism is, then, not so much that pacifism is trivialized - JWS ""activism"" is

hardly trivial - as that pacifism is

deflated from a radical position to the

commonsense position most people hold (p.154 also). Yet not a shred of evidence is adduced
that JWS activism is such a populist position. Available evidence, for example from peace

movements and oppositional opinion polls, suggests the very opposite: that, for instance, most

people support state-justified conventional wars with the military violence they incur, and

accordingly do not hold that violence is always wrong. From such a commonsense angle,
pacifism with its condemnation of conventional wars and the violence they involve remains a
radical doctrine.
As regards wars and other violence-incurring social authorities, contemporary pacificism

8

JWS now informs me that he has changed his position. Whether the move effects his
criticism, I don't know.

19
is, as previous explained (e.g. Al p.3), a form of activism. Pacifism does not imply utter

pacifity, but may actively involve social defence, resistance and so on. However a certain level
of misrepresentation enters into the JWS challenge in the details of what forms of activism
pacifism may include. That misrepresentation begins in the second clause concerning what is
said to be sometimes justified. For the situational procedure where dilemmas arise will not
generally be consequential applying a principle of lesser evil. In dilemmatic situations such

principles are suspended, and such a principle is in any case unacceptable to moral pacifists. A
small amount of violence may be less bad in its consequences than verbal offence, but a

principled pacifist will choose the slightly greater evil where other obligations do not exclude it.
A more serious distortion occurs in JWS's effort to force procedures in dilemma

situations into purely consequentialist form. In fact consequential decision theory was
deployed as %
only for how to proceed rationally in a situational setting where deontic

procedures were suspended (see MD p.38). What was said, still misleadingly retrospective
vision reveals, was this: 'what is done is a very consequentialist thing" (Al p.13), nor 'one acts
in a consequentialist fashion to do the sufficiently good thing in the circumstances" (JWS
p.152). Situationally or%er procedures than those resembling orthodox rational decision

making (modified from maximizing to satisizing objectives) may be adopted (MD p.38).
Further the orthodox consequentialist theory is inadequate because it leaves out, or tries to

reduce to consequences, nonconsequential elements, notably motives. It is not difficult, in

principle (in advance of attempted consequentialization of motives), to design situations where
motives, such as integrity or maintaining faith, enter to yield outcomes upsetting consequential
calculations. More elaborate decision making procedures than those of consequentialism,
sometimes at variance with consequentialism, are thus presupposed.
A further part of JWS's criticism accordingly goes by the board, the alleged appeal 'to

"second best"" consequentialist considerations,... already explicitly condemned" (p.154). What
was condemned was stock universal consequentialism, 'that onZy consequentialist

considerations carry argumentative weight" (quoted on p.152), so undercutting other deontic
principles, such as those of pacifism. It was not claimed, what is utterly different, that

consequentialist considerations can

enter into deliberation and decision making. The

conclusion JWS arrives at is therefore substantially astray.

After criticising modern moral philosophy for its reliance upon
consequentialist modes of thought, it is surprising, and inconsistent, to find
... [reliance] upon such modes of thought to escape logical difficulties raised
by moral dilemmas facing ... pacifis[m] (p.152)
There is no inconsistency. JWS has confused universal with particular. As well he has

wrongly contracted all situational decision making to consequentialist modes.
There is a third part to the criticism, that the defence is too easy; the 'strategy will allow

?&lt;%) mMc/z violence to be (perpetrated and) justified to suit the tastes of any real pacifist" (p.153).

This another part of the so-called trivialization, this time however J/ZMfzon rather than

20
populatization, weakening the moral stand against violence. This third contention is premissed
on a mistake: that one can 'justify on consequentialist grounds any number of violent acts,

providing that such acts are lesser evils than other real alternatives facing social agents' (p.153).
Moral pacifism offers no such licence; allowing such consequentialism to take over was never

part of the position. The slide to such consequentialism is made on the strength of a similarly

erroneous example. The potential victim of an aspiring rapist 'is supposed to flee or wriggle

free if possible. But it is easy to consequentially justify the use of violence by the woman to
prevent herself from being raped' (p.153 italics added). In the example so far described there is
no dilemma, and no such easy resort to consequentially 'justified' violence.

What allows too much violence is the lesser evil JWS assumes is easily consequentially
justified; for example that the woman is entitled to inflict, and escalate, violence so long as it

remains 'a lesser evil than the violence of attempted rape' (p.153). Since she may thereby
inflict quite unreasonable damage (esp. if she is a Kung Fu expert), the result is inconsistent
with 'the basic principle of self-defence' which JWS earlier adduced according to which what is
'appropriate, in response is &lt;?n/y that level of force necessary to defend oneself against the

threat' (p.150). There is evidence in JWS's work of some enthusiasm for levels of violence

which exceed his 'basic principle', his appeal to 'lesser evil' generates some instances. The
'basic principle', itself fraught with difficulties (cf. the contorted discussion of what weapons

are appropriate in response to what attacks, p.150), still exceeds what stretched pacifism would

enjoin; for instance, it may not be appropriate to respond with force. But in a technical sense
stretched pacifism is compatible with the 'basic principle', since it only imposes the upper
bound on level of force.
As for easiness, moral pacifism is not an easy position to live by, or to justify. Removing

objections to pacifism is one thing; solidifying a positive case for it is quite another, and so far
hardly conclusive (as Al tried to explain, pp 29-31). Stretched pacifism was advanced,

to put it more precisely, as a still viable option. It was not presented as a morally
compulsory position, or, for that matter, as one that this defender adhered to or affirmed.

To reiterate, while a cumulative case can be made for stetched pacifism as principled non­

violence, that case was not conclusive, and is hard to improve. For, further, some serious
difficulties standing in the way of stretched pacifism were assembled, the most important of

which derives from the extent of violence apparent in transactions within the natural world.

Simply consider the practices of carnivores, essential to their natural way of life. In order to
meet their life needs for sustenance, these creatures do, and are often obliged to, engage
routinely in violent activity. While it can no doubt be argued, as some vegetarians may do, that
the natural order is an immoral order, and that remaining carnivores should be converted to

vegetarianism as rapidly as proves possible (in the way domestic dogs are converted to dog

biscuits), the difficulties with such proposals are immense. The task envisaged is gigantic, and

beyond human capacities - even if it were desirable. For there are millions of species to be

21
somehow converted to proper vegetarianism. Then there are millions of other species to be

converted to proper and well regulated contraceptive practices, else their numbers will get out of
hand (uncontrollably) with predation removed. Given humans lack of success in limiting their

own excessive numbers, such regulation appears entirely remote. Aside however from the
practical difficulties, is such a fully vegetarian order, with evolution further derailed, a desirable

improvement on the natural order? Is it morally obligatory? It is certainly not obligatory, as
alternative systems of morality in harmony with the prevailing natural order are feasible. Nor is

it desirable, for (to appeal to such alternative value systems) the natural order is more or less in
order as it is. Full vegetarianization would only reduce its value, vastly.
More generally, a defensible ethical framework should not, it would be rightly contended,
be right out of step with the natural order of other creatures, decently depicted. Decent
depiction is important, for some features of the natural order, such as competition, combat and

predation, so far from escaping attention, have been grossly exaggerated and exploited. Thus,
for instance, the ludicrous picture of nature red in truth and claw, so beloved of descendents of

orthodox Victorians and of orthodox economists. However, even under decent depiction, the
"natural order" is often not benign. That appears to be enough to induce a supervenient moral

dilemma for any stretched pacifism which is coupled to a deep ethic (e.g. which does not
separate humans out from the natural order) and which eschews the desperate vegetarian route:
The natural order is not an immoral order
The natural order contains (regular) instances of violence.
Therefore, instances of violence are not immoral -

in apparent defiance of P2 Moreover, there are too many instances of violence, too regularly
occurring, for them all to be plausibly shunted into the moral dilemma category (and predatory

carnivores face no dilemmas). Raptors that practice violence every week are not immoral

(neither are they clearly moral; the category of morality only significantly extends so far).
The main trouble lies however with P2 (which needs some finer adjustment, as was
alrady indicated in Al). While P2 is alright in context, within a particular, perfectly viable,
ethical framework, designed for the usual human round, the conventional setting for ethical

theories, it stands in need of modification outside that setting. It is time to suggest the sort of
modification envisaged. Evidently P2 was addressed to moral agents. Which agents? Not to

carnivores that supply their own livelihood, nor really to morally degenerate humans, but to

peace-sensitive agents. With that semi-technical form, yet to be characterised, a suitably
modified P2 results:

MP2. It is morally wrong, for a peace-sensitive agent, to use violence.^

9

The generalization of P2, suggested in Al, to cover also the parallel situation of
environmental vandalism, can be similarly modified. The anti-vandolence principle becomes
MP2°. It is morally wrong, for a peace- and environmentally-sensitive agent, to use

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                    <text>�The following has been redacted from access file (PDF) due to copyright restrictions.
Letter, Arne Næss to Richard Sylvan, 19 Jul 1991 re feedback on Sylvan and David Bennett’s
paper, Utopias, Tao, and deep ecology. Letter is signed by Kit Fai on behalf of Næss. (1 leaf)

�/V

/

7 7

.

�TAOISM and DEEPER ENVIRONMENTAL CONCERNS
Let concern spread to aH the myriad things^

Among accredited religions, Taoism appears exceptionally environmentally friendly.
Whereas the main terrestial religions, particularly those that have gained significant
political influence, are heavily anthropocentric (indeed human chauvinistic), Taoism,
certainly as propounded in the classical texts, is not.2 It is genuinely ecocentric; in it
nature has a preeminent and fundamental place. It is throughout decidedly ecologically

oriented; a high level of ecological consciousness is built into it, a main recipe
amounting to FoZZow TVamre as the basis of practice. Thus it can provide sources for,
and inspiration for, genuine environmentalism in a way that no Western religion can
(outside some deviant minority sects), and in a way that few other Eastern religions can.

It can assume just such a source and inspirational role for contemporary deeper
environmental positions, a place it has been assigned for the most prominent of these,

Deep Ecology.
Taoism was, and remains, a radical position. It represents a severe attack on
mainstream materialist civilization, on themes of the dominant social paradigm (as the

following table shows). Like Deep Ecology, it discards or upsets many mainstream
values, and most mainstream ways of organising and doing things. It holds up instead
examples of very different lifestyles as much preferable, and offers an environmental
path, simple and modest, a middle way between insufficiency and excess.

1 The tenth thesis of Hui Shih, cited in CT.
2 Classical Taoism, or philosophical Taoism as it is sometimes distinguished, consists essentially of two
primary texts, LT and CT, and early creative commentaries upon them. The primary texts were probably
both assembled in the intellectually prolific period of the Warring States (from 403 to 221 BC), before the
deadening cover of an empire descended. The classic works were only subsequently brought together as
texts for a loosely associated religion, Daoism, that then proceeded to diverge from them, especially as
regards natural world emphases and concerns. Very many details of the cultural and physical contexts in
which the texts were written, and of those who wrote them, have vanished with passage of time. For an
outline of what is known or reasonably conjectured, see e.g. Graham. Of course in such respects Taoism
resembles other religions with shrouded origins.
Daoism radically transformed philosophical Taoism, for the worse environmentally (and
intellectually). %&lt;? became the means to happiness, wealth, and long life, human life; and (neo-)Daoism
became mired in human chauvinism. Coupled to it under Daoism were - what were no part of classical
Taoism - belief in spirit survival, use of magical charms for the cure of illness, confession of sin and
absolution on the basis of good work, a priestly caste, and the trappings of ritual, ceremonies, and so on.
For an account of these features of Daoism, see Lagcrwey.
The present essay considers only classical Taoism, and that under a certain straightforward
interpretation.

�3

1. Nature, cosmology, and the character of Tao. Taoism sketches a cosmology,
which is interestingly at variance with Western cosmologies. For the universe arises out
of nothing. Being arises in accordance with Tao, which precedes existence. Nonbeing
precedes Being. Nonbeing is ultimate (according to Chang Tzu) and comes first.
All things in the world come from being

And being comes from nonbeing^
The universe had a primeval beginning, coming into existence from nothing?

Diagram 1: Taoist cycie of return^
flourishing

growth

reversion
cycle of generated
entity
NATURE (HEAVEN AND EARTH, or\

ACTUAL UNIVERSE): Existent, Named, Temporal

(FORMING) SOURCE: Nonexistent, Nameless, Eternal

7

Every entity arises out of (material) nothingness and eventually falls back into
nothingness; all that comes to pass, that is. All things flourish, but each one returns to
its root'? The whole, the integrated natural system, is a process of becoming and decay.
But the emphasis upon process, evolution and change, upon Nature as flux and
transformation, is much enhanced in Chang Tzu, over the work of Lao Tzu, where more

stress is put upon stability, constancy and equilibrium? Overall, it is correct to say, if
not so far highly informative, that Taoism is a natural process philosophy, with a keen
sense both of c/ta/ige and of Zz'mi'Ay.

4 LT 40.
5 SB p.202.
6 Cf. Chan, p.173, fn.2.
7 LT 16. For a detailed contemporary presentation of such a cosmological cycle, see Sylvan cs. In Neo­
Taoism, e.g. Kao Hsiang, such a cycle is disputed, on standard ontological grounds (see e.g. Chan SB,
p.335).
8 Cf. Chan, p.20, also SB p.177.

�4

Tao itself is a complex item, comprising both an initial source, or program, and a
coupled direction; a planned course, with a natural (and ideal) path. (So it is
appropriately symbolised O—*-) The great or overarching Tao is a comprehensive
source of natural activity; it encapsulates, in its program, a framework of forms or
principles, principles of natural order, both metaphysical and moral. It comprises both
dynamic principles (or evolving "laws") of nature an&lt;% axiological principles guiding
conduct. In this representation it invites comparison with Plato's structure of Forms,9 or

still better, though again neglecting the dynamism of Tao, comparison with the preSocratic Logos. But to see overarching Tao as an axiological ontology, after the pattern
of Plato's Form theory, would be to import unwarranted Western assumptions. Though
Tao is a "great form", and there is no doubt room in the generous object framework for
other (unhypostatised) forms, main Platonic forms such as Beauty, Truth and Goodness,
do not feature large in the
CTi/ng. They are distinguished, and set rather to the
side, in the final chapter. 10 Other less Platonically emphasised (or available)
environmentally friendly forms are more important, such as Simplicity, Frugality and
Non-competition, as well as Tao itself, the supreme form, also the One, which supplants

the static Good of Plato's scheme and is coupled with a dynamic path component.
Tao is intimately linked with, and concerned with, the natural, and indeed linked
with and not above the everyday. It is certainly not supernatural, and it does not
transcend natural things in the fashion of Western supernatural religions; rather Tao
both orders and reflects nature. Tao supplies the physical laws that provide physical
idealisations (i.e. ideal models) of processes. Tao in this is a process and the container

and origin of process and the laws of process. Tao is the natural way of the universe (of
Heaven and Earth), and super-Tao, also signified as Tao, is the way of the universe and
the universe. (Under a computer analogy, Tao is the program of the whole system; it is
also, as super-Tao, the program combined with the system, everything). As Great Tao it
is certainly simple, all-embracing and one. Getting the hang of its components and their
connections is not quite so simple.
The overarching Tao - grand or capital Tao, the program or recipe of Form or

whole genetic code - combines many individual ones - lesser or /ow^r-case taos within it. Such a lesser tao, of an individual, system or whatever, is what makes a thing

what it is properly, a coursed or informed source, a program directed path, a processed

output. A tao is a sourced directed object; it is thus a type of object, a dynamic item,
which can be represented by a pair comprising a recipe, program or form and a direction
or goal-orientation. Accordingly, an individual or local tao (or form) resembles one of
9 Though appropriately neutralised, in the object-theory fashion Reid urged: for details see JB.
10 LT 81.

�5

Aristotle's individual forms as coupled with a
which comprises a normative
directive. For both Artistotle and Tao there is, in effect, an "invisible hand" at work.
(How did this, such convenient namra/ order come about? That is Tao. But another,
old, compatible, and more satisfactory answer is: It evolved.) When things are running
properly, the lesser, individual, taos (most conveniently) fit together and operate in
accord under the overarching program (cf. diagram 2).

If each individual runs

according to the program, then the overall program succeeds fully. However, it works
even if each individual does not run according to the overarching program, but it has a
Diagram 2: Super-Tao, or Great Tao, with components integrated

SUPER-TAO

O-&gt;

D-&gt;
unrealised

Nature, with taos in world

objectified

natural

forms

system

/

E-&gt;

a-&gt;
—Deviation line—

Defective (or fallen)
taos

from Natural Ways

�6

less ideal result. If each person acts in a correct way a massive net good and great order
result.
Yet, any attempt to impose order does not bring it about, but is
counterproductive. The invisible (natural) hand guides, but the hand cannot be forced.
As to the status of principles (laws, rules), standard Western categorisations are
again exceeded. These principles are not transcendent, governing things externally, but

are, so to say, self-supplied, with things self-regulated. Undominated things are
naturally self-governing. 'Everything has its own nature and each nature is its own

ultimate ... then by whom are things produced? They produce themselves, that is all'.n
But
they proceed according to the Tao-te, the goal directed way of virtue,

autonomously.
Diagram 3: Tao-te paths, and going with the natura! fiow^

Te(los)

Tao (source)

EH----------- ?-----------

+

*

Ideal Way: Way of Virtue

2. Natural order, and the extent of Tao as agency. Tao supplies a spontaneous
natural order. Though the phrase "natural order" may seem strange, even perverse, it is
not. The reason is, in part, that the Taoist perspective is the reverse of the modern
perception of the world. In contrast to European political thought of the mainstream

Hobbes-Locke strain, where the state-of-nature is one of chaos or extreme disorder, the
Taoist state-of-nature is one of order. A main assumption of Western thought, that

political order must be imposed by regulation on an unruly state-of-nature, is
accordingly undercut. A separate imposed political order is not required; the idea that it
is rests on mistaken assumptions.

Politics can, and ideally should, follow nature.

Science and politics can be blended, not sharply separated in the typical Western

fashion, where nature is taken to exclude value.

11 Kao Hsiang, p.328.
12 Cf. LT 53.

�7

According to Taoism then, by contrast with dominant Western thought which sees

the world as extensional, mechanistic and value-neutral (except for its human cargo),
nature is both intensional and value-infused. These features extend not merely to the
whole, but to components which go into composing the greater whole. These have their
programs, or ways, which are integrated into the greater way (somewhat as, but

artificially, expert system programs may be organised into grander programs

representing super-experts).
Nature is already in order as it normally is, through a unity in diversity which

involves a normative component - a principle or recipe for how things "should" be as

well as how they are integrally. Values are build into the environment, an integral part

of the way of things. By following the values of Tao one enters and comes into contact
with the whole environment and into unity with the environment. Tao is a description
of how things are and a prescription of how to act in accord with the way they are.
Since it is normally regulated by Tao, natural order is decidedly benign, and

definitely worth emulating. As a result, natural order is the way, the recommended
way. Imposed order is counterproductive. There is reciprocal resistance to the
imposition of deviant order. This would hold even if social organisers tried to impose

Tao itself. To attempt to impose it would be to go astray. Such points help to explain
why little satisfactory detail is offered as to social and political organisation. For the
requisite organisation, such as it is, follows natural patterns and natural social structures
(whichever they are). No doubt details would be (in the style of Aristotelian ethics)

largely descriptive of what happens in cases where social affairs were functioning well.
It is deviation from the natural state that represents the problem, quite in contrast
again to European political thought, where the state-of-nature is one of extreme disorder
(lives are nasty, brutish, short, etc.). Such a state-of-nature is not at all a Taoist natural
state, which is one of satisfactory order. A strong sense of natural order, of self
organisation, of anarchy (in a positive sense), flows from classical Taoism. Like
Buddhism, Taoism assents to the maxim, "Do nothing and from unforced order greater

order results". If each being is permitted to follow its tao, then the needs of all will be
met without coercion. Following the way of Tao, nature emerges as a self-supplying

organisation. Such convenient natural organisation stands (so far as it occurs!) in need
of some further explanation, whether of an internal, evolutionary sort or of a

supernatural sort, as in Neoplatonism where God or the One accomplishes the
organisational task. Taoism undermines such latter alternatives, and points^ towards
an evolutionary explanation.

13 In CT.

�8

Order occurs naturally, spontaneously (as the inertial state), without agency.
Super-agents do not feature, and would be otoise. God does not occur, and is not
needed, in the cosmology, either as an agent, to make things in the universe happen, or
as an authority, to regulate things or set moral or legal standards. If He did occur, He
would, like other directors and rulers, not be needed, though He could serve as an
example. 'But there is no indication of his existence'.^ As in the socio-political sphere,
direction by a overseer or ruler is otoise, and only exemplary. In particular, God is not
required to start or wind the universe up. 'Everything in the world creates itself without

the direction of any creator. Since things create themselves they are unconditioned.
This is the norm of the universe.'15
The Tao is not a supernatural personal agency; it is not supernatural, it is certainly

not personal, and it is only in a stretched sense "agency". If the Tao includes all-

encompassing natural order - a unity in diversity — in which the tao of each is ideally in
harmony with the whole, then there is no need to posit a super-Being. Each being

follows its course in the whole. Moreover, the appeal to a superpersonal authority,

exalted example, or the like, on the one side, or to ethics, on the other, is needed only
when people have moved away from the Tao. Everything will work well if a
community lives according to the Tao. Thus deontic features are brought in only at
disequilibrium - an interesting, if awkward, position. Then too, in formulating norms,
appeal is back to framework from which people have diverged.
There is a concealed moral purpose in Lao Tzu; a moral purpose that is central,
alongside, and inseparable from, the evident metaphysical purpose. Since axiology is a

crucial part of it - evaluations and commendations are freely and extensively offered in
the texts - Taoism is not amoral. But the treatment of deontic principles, and of rules of
conduct generally, is very different. Deontics enter only when there is a lapse or
deviation from an ideal natural state (from a proper course). 'When the Great Tao
declined, the doctrine of humanity and righteousness arose'. 16 Much depends then, on
what counts as "moral" and "amoral".

Certainly there are approved and implicitly

recommended lifestyles, though there are few "oughts", and no (Confucian-Kantian)

lists of duties. Moreover, unless preferred Taoist lifestyles
merely recommended,
not required, Taoism would fall down as insufficiently pluralistic.

3. On Taoist styles of life: an environmental lifestyle. As well as a set of regulative
propositions about how things happen, and proceed ideally, Taoism supplies a parallel
14 CT 2.
15 Kao Hsiang, CTwwze/i/ary
16 LT 18.

pp.330-331.

�set of suggestions and prescriptions for how to live well. According to Lao Tzu, there
are some basic elements to living well, for instance 'three treasures'.^

1.

Deep love — which can also be taken to involve compassion, pity, commiseration,

care, concern, respect and regard, and which includes something close to empathy,
deep-penetrating empathy.
Sympathy, a main linkage of the European

"Enlightenment", does not however capture what is involved: sympathy alone
would be too egoistical and too circumscribed for Taoism, as it is for Deep

Ecology. Deep love is part of the notion of genuine relatedness, not a one-sided
"relatedness" or possessiveness (which Taoism rejects). It is certainly not confined
to fellow humans, but reaches through, around and beyond them to the myriad
things;
2.

Frugality - a renunciation of excess. That implies a renunciation of consumerism.
But frugality is not impoverishment. Needs are met adequately without deprivation

or excess. As in Deep Ecology too, richness in ends is compatible with modesty of
material means;
3.

Modesty or humility - not to dare to be ahead of the world, not to take the lead. In
Taoism there is no competitive requirement, but the opposite; such Western
desiderata lapse. Rather, one gives up trying to be on top of the pile, or even being
in a faster lane. In a Taoist society there are no conspicuous tall poppies.

Much else connects with or follows in a loose way, so it is assumed, from these
three virtues; for instance, courage from deep love, generosity from frugality, a kind of

leadership from humility. The arguments for those surprising derivations go like this:
'deep love helps one to aim in the case of attack / And to be firm in the case of
defence'. 18 Earlier^ it is taken that proper abandonment of humanistic ethics will mean
a return to (what the ethics inadmissibly substitutes for) deep love, a basic valuational
relation. But in place of frugality, goes a discarding of profit, and in place of humility
an abandonment of conscious sageliness and discarding of immodest (or conventional)

wisdom. These changes are, astonishingly, said to be rather superficial and inadequate;

so further desiderata, commonly read out of the "treasures" are adduced: 'Manifest
plainness / embrace simplicity / reduce selfishness / have few desires'. 20 Another
element, beyond the three of relatedness, frugality, and not daring to be ahead, is

17 LT 67; but different overlapping lists are presented, e.g. LT 19.
18 LT 67.
19 LT 19.
20 LT 19.

�10

adaptability or spontaneity. This "fourth treasure" (which can be read off natural order)
complements the further desiderata.
Evidently main ingredients for a simple environmentally sound lifestyle are highly

commended.

Lao Tzu might almost have been writing another introduction for

Callenbach's environmental handbook, LM/ig Poor
or even for Pausacker
and Andrews' Lfwzg Po^r wft/z
In Chang Tzu, the /?Mr^ person is a deep
environmentalist:— She is a companion' of Nature and does not attempt to interfere
with it by imposing the way of man upon it'. Her goal is 'spiritual emancipation and
peace' and derivatively freedom; and her route is 'through knowing the capacity and
limitations of one's own nature and adapting it to the universal process of
transformation' and thus to the environmental
In complementary fashion, opposite "virtues", common in anti-environmental

lifestyles are condemned.
The Western drives to power, fame, competition,
possessions, excess commodities, useless (small) knowledge are rejected by Taoism
(along with "Mans Affairs"). Thus entrepreneurial activity in business, and also in
professional and academic affairs (as well as busyness itself), gets decidedly
discouraged. The good life naturally reduces ambitions and desires and avoids
competition. Competition is connected with self-assertion and aggressive action.

Taoism, while not neglecting limited natural competition, passes aspersions on both. In
place of the mainstream economic virtue of competition, inherited from the
Enlightenment and reinforced by Darwinianism, appears the 'virtue of non­
competition'.^ Competition often requires forced or artificial action; thus it violates the
doctrine of wM-wef (non-action). In competition external rival standards are imposed on
Tao. Competition is deviant, evidencing deviation from tao, and from te, virtue. In any

event, according to Taoism, there is no merit in trying to place onself above another. So
there is no value in competition. Fortunately competition can be reduced. If a person

does not compete then the world cannot compete with him.
A broad way of life is depicted, based on love, respect and compassion for all
things, attuned to what is essential, shedding what is unnecessary, where simplicity and
frugality are sought, and excess and competition avoided. This involves, in a nutshell,
voluntary simplicity of a deep sort. Simplicity is not however the impoverished life of

one who seeks escape. Taoism goes much further in disparaging scarce material means.

Do not exact the worth, so that people compete. Do not value rare treasure, so that

people do not steal. Gross wealth and prestige are rejected; they are vanities and
vexations. But not all is vanity: living well is not.
21 Chan SB p.177.
22 LT 68.

�11

It is a very natural inference, then, from the account of living well to the suggestion

that Tao offers a deep form of voluntary simplicity. Voluntary simplicity is a fuzzy
notion.23

Voluntary simplicity can initially be explained through its two obvious

components, simplicity and its voluntary adoption. Simplicity connects with, and is
often equated with frugality, as elaborated in Taoism. But whether or not simplicity is
obtained from frugality or other Taoist virtues, it plays a direct and important part in the
theory, and is in fact modelled, like its metaphysical counterpart, the unconceptualised
Whole, by the uncarved block, a central Gestalt of the theory. The block symbolises
unity, simplicity and naturalness not spoiled by artifice, metaphysically the wholeness
and unity of Tao before conceptual carving, and ethically the wholesome
straightforward non-devious life under Te, the 'simple life that is free from cunning and
cleverness, is not devoted to the pursuit of profit or marked by hypocritical humanity
and righteousness, but is characterised by plainness, tranquility, and purity'.24 As to
voluntariness, people have a c/iozce of selecting the way of Tao rather than one of the

deviant ways.

It is a choice of recipes - frugal vs. excess, relatedness vs. non-

relatedness, tall poppies vs. not daring to be ahead. But one does not attempt to force

one's way onto a correct path. To hyperactively seek the path is a deviation in itself.
Within the broad way of life depicted fall a plurality of particular lifestyles,

appropriate to various different social roles. Among more specialised lifeways on
which Taoist attention is lavished are those of the sage and the ideal ruler. A sage is
naturally one who follows Tao, who has acquired great knowledge, and so on (ideality
is built into the notion of
The sage understands the fundamentals of Tao, and
practices accordingly.
Likewise an ideal ruler is a non-interfering exemplar ruler, who observes voluntary

Ideally the people become emulators of this ruler. Effectively Taoism
redefines the notion of "ruler", equating ruler with supreme exemplar, such as the sage,
whereupon the meaning attributed to "ruler" becomes that of following Tao. The ruler
simplicity.

is one who deviates little from the Tao; this is his "power". Someone who deviates little

from the Tao is kingly, that is, to observe another subversion of terminology, he shows
an all-embracing impartiality. The sage and the "ruler" are but two important examples

of kinds of ideal lifes. Another kind is also sketched,2$ that of the best type of person

(effectively an ideal Deep Ecologist), a person 'who in his dwelling loves the earth', but
also loves humanity, and order, and competence, and profundity.

23 As its fullest elaboration, Elgin's very profuse account, reveals.
24 Chan, p.14.
25 Notably in LT 8.

�12

4. Following Tao: non-action, cultivating Te and seeking Enlightenment. Part of
the Taoist route to an environmental lifestyle and towards enlightenment consists in
acquiring the practice of non-action, exemplified through non-assertion, non­
aggression, non-destruction, and the like.
commonly translated as 'non-action',
is thereby rendered a dialectic notion, for it does not exclude action and in a sense is

action. To avoid such dialectical overtones,
is sometimes rendered 'not acting
wilfully' or 'not acting artificially' or 'acting naturally'; it is better transcribed as 'without
forcing' or 'no forced (or coercive) action'. Construed in this fashion,
is not an
extraneous awkward addition to Taoism, but an integral part, which emerges from other
features of the theory, namely those of following natural low-action ways. For non-

action is the "activity" of letting one's tao drift or flow into line with the overall Tao (so
arrows in Diagram 2 are aligned). What is commended is, in the correct circumstances,
pacific action, of letting happen (e.g. letting die), as opposed to aggressive, extraverted
action (e.g. killing), forced action upsetting natural ways. Similarly for other No-nos;
the "no desires" directive, for instance, is a piquant shorhand for 'no impure desires',26
i.e. for no unsatisfactory or anti-te desires. Non-action accordingly does not require
literally no action, but only actions in accord with ideal nature, so ruling out actions
contrary to undisturbed Tao. It may appear that perennial problems, alleged to haunt
Taoism (and intensified in Stoicism), are induced. For example, if all is Tao, and Tao is

natural, how can there be unnatural activity? Or differently, if nothing can depart from
Tao, how can there be unspontaneous actions, or any violation of
Tao,
however, is a source which only
in an ideal, natural, direction. It does not
all individual paths, which can deviate from ideal or natural paths. Thus
deviant activity is not excluded, unspontaneous and ill-organised activity by individuals
is in no way ruled out; and forced, coercive and nature-destroying activities are all too
common. When 'all activities follow their specific principles, that is nature';27 deviation

from Nature accordingly occurs, namely when some activities do not follow their
principles. As for destruction, 'Do not let man destroy Nature'.28
Non-action as policy generally implies non-interference, when things have not
been damagingly disturbed. It implies letting things take their own natural course;

letting Being be, as Deep Ecology has it, with basically "hands off practice and
management. Unforced action in practice is well illustrated by examples of going with
the flow. One main example of going with the flow is cutting meat. The Chef does not
encounter bones. He takes the meat apart effortlessly in the same way that an athlete
26 Chan, p.13.
27 SB p.202.
28 SB p.207.

�13

does things effortlessly, with little waste action. Going with the flow can however
involve a lot of activity, as with the man swimming easily in a raging torrent below the
waterfall, or as in sailing and trimming to the wind. At a personal level, non-action lies
in such things as not striving to put oneself above others, in foregoing competition, in
simplicity, frugality, and adherence to the mean. Evidently this removes a range of

normally accepted social activities. Flexibility, and suppleness, and even weakness,
belong to the centre (or mean), to the valley way. Though the ancient transcultural

doctrine of the mean, of a middle way, appears explicitly in La&lt;9 TzM,29 that middle path
is arrived at, and taken, differently. The Taoist route is an easy no-action route, a valley

way, a non-maximising path of weakness and little resistance, in line with the broad
account of living and faring well.
Taoism, like other older non-maximising wisdoms enjoining adherence to the
Mean, is incompatible with modem maximising ideologies.
Taoism is thus
incompatible with Deep Ecology, whose supreme directive is self-realisation (again
capitalised for wider "selves"). Such Self-realisation is a European idea, a maximising
prescription applied to the aggregated interests of a separate self, inflation of a typically
egoistic concept not found in Taoism. But although such directives to Self-realisation
would be rightly queried in Taoism, there are parallel non-maximising goals to be found

in Taoism: namely, attaining enlightenment and tranquility, following Tao, and

cultivation of
and the contrast between self-realisation and Self-realisation parallels
that between
and %, great re. Since a 'main objective of the [Lao Tza] is the
cultivation of virtue or fe',3O can be seen as displacing self-realisation on the Taoist

scheme. As it works out then, Self-realisation is nicely displaced by Enlightenment.
Complementary to Tao is Te, and to tao is te. Whereas tao is the directed source of
a thing, te is the matching goaZ-bZfrc^Z
or unfolding of a thing. It is a
directed and

standard translation of

(in principle favourably) developing, value-adding; hence the
as 'virtue'. Because of its potentiality to reach a (good) goal, a

rival translation as 'power' has some currency; it is a directed force/br good (or evil).

The program of tao supplies the direction of matching te. So a thing can follow its tao

(and thereby follow Tao) by cultivating te, by practising positive virtue, by choosing a
lifestyle of deep simplicity. The directives for a good individual life are accordingly

commonly given in terms of individual te, and it is te (rather than Tao) that generally
appears invididualised.
Each being has its own tao, its own ideal naturally-programmed path of self­
development or unfolding. Correspondingly, there is an immanent telos, a te, a goal29 E.g. 77, also 29.
39 Chan, p.ll.

�14

directed virtuous developing, for each thing. By each following its own nature, all
follow nature. Our self-development does not then interfere damagingly with your self­
development. How does this happen? Through natural (again invisible) inter­
organisation, my proper self-development cannot impede your proper self-development.
While Taoism is decidedly short on details of such mututal adjustment and harmonious
integration, it is certain that it happens naturally — as it may, for instance, through the
evolution of co-operation.3i So there is, or need be, no vacillation between following
one's own path and taking care not to interfere with the paths of others, between

individualistic and relational paths. The Taoist result is integration, a harmonious
combination of plans, without domination, by contrast with the dominant pattern of

Western relations, operating through hierarchical ordering and domination.

5. Environmental theory and practice; environmental problems and difficulties,
such as quietism and security. As on deeper environmental theories, traditional

Western models for human relations to the natural world are one and all rejected. The
dominant view, of domination, of human dominion over the earth and its other
inhabitants, is not merely roundly and soundly rejected; the metaphysical creationist
base and the superiority myths upon which it is regularly founded are also removed.

Therewith also the bases for the lesser, and rather more benign, Western models, such
as stewardship and perfectionism, are also undercut. There is no superior or greater
purpose for humans to serve, or lord to supplicate as steward. Besides stewardship, a
kind of servant-master relationship, which is both hierarchical and implicitly
patriarchical in cast, typically involves active interference in producing products. The
idea of perfecting nature also implies active interference, when however nature is more
or less in order as it is, and requires no "perfecting". Thus stewardship and perfectionist
alternatives fall along with domination and dominion.
Taoism offers instead a non-interference model for relations to nature, a letting-be

approach, with "hands off" environmental management and associated lifestyles. A
most striking feature of Taoism is its environmental depth, its strong opposition to then
prevailing (and still prevailing) humanism and human chauvinism.

31 Ong resolution of this problem can now make a useful start with Axelrod's investigations of evolving
cooperation.
Cooperation can begin with small clusters. It can thrive with rules that are nice, provocable,
and somewhat forgiving. And once established in a population, individuals using such
discriminating strategies can protect themselves from invasion. The overall level of
cooperation tends to go up and not down. In other words, the machinery for the evolution of
cooperation contains a ratchet (Axelrod p.177).

�15

Heaven and earth are not humane
They regard all things as straw dogs [i.e. rather worthless strict ritual objects].
The sage is not humane [or human chauvinist].
He regards all people as straw dogs.32
Because of such tough pronouncements, reiterated and reinforced in Chang Tzu,33

Taoism is sometimes said to be predicated on anti-humanism. But it is not 'a
dehumanizing philosophy', it does not deny compassion; what transpires is that concern
and value are not confined to humans or their affairs, but
include the natural and the metaphysical. The human is no longer the criterion
of what is good or true. The traditonal idea that a supreme supernatural being
... is the ruler of the universe is replaced by the doctrine that the universe
exists and operates by itself. When [Lao Tzu] says that "Heaven and Earth are
not humane", he means in a narrow sense that they are
but in a
broader sense that Nature is no longer governed according to
... In one stroke he removes Heaven [or God] and man as the standards of
things and replaces them with Nature.34

What is rejected with the rejection of humanism and humanistic ethics is human
chauvinism.

For being "humane" means accepting the chauvinistic assumptions of

conventional society and remaining within the narrow sphere of interests of the human

species. There is no unbridgeable gulf between humans and other creatures such as
Western thought has tried to manufacture. 'Put a halter around the horse's head and put
a string through the cow's nose, that is man'.35 In place of humanism, Taoism adopts a
doctrine of impartiality. 'Embrace all things without inclining to this way or that way'. 36
He who is enlightened 'is impartial';37 'he has no partial love for anyone'38 he does not
bestow undue or special favours upon humans; he aims to be one with Nature.
Impartiality does not imply equality. Despite the received heading of chapter 2 of
the

TzM, 'the equality of all things' (the literal 'levelling all things' is nearer the

mark), and the standard inference to some Taoist doctrine of parity, no simplistic and
difficult theme of equal value of all things is ventured — nor any theme of parity for

some favoured subclass thereof such as living things. (Though there is some accent on
prime life, there is not the same stress on
in Taoism that there is in Deep Ecology,

nor the bizarre extension of "life" to include waterfalls, mountains and other striking
What is offered, instead of much in the way elucidation of
impartiality, is (again like Deeper Ecological theory) a doctrine of identification. Wide
natural objects.)

identification and wide solidarity does promote impartiality and counter chauvinism.
32 LT 5.
33 E.g. CT 2.
34 Chan, p.10, italics added; also p.107.
35 SB p.207.
36 SB p.206.
37 LT 6.
38 SB p.201.

�16

Egoism, for instance, involves discounting all but oneself, humanism all but humans,
and requires a species solidarity with human things. But wider identification puts a stop
to such discounting (e.g. in favour of one's own or species's interests, as exhausting

value) and to such class-restricted solidarity.

For wider identification reveals that

interests and desires, concerns and values and so forth, are not so individual or class

restricted. Many exquisite examples of identification, and the processes by which it
may be achieved, are developed, for example with a butterfly, by dream access,39 with
rivers and seas, and wider again, by the proper meditative process, with the dusty world
- 'Become one with the dusty world / This is called profound identification'40 - and

perhaps wider yet, and ultimate, with ideal Nature, and thus in complete accord with

Tao .41
No less striking than the criticism of humanism, Taoism makes similar sort of
attack on traditional education and on the accumulation of knowledge. The case against
traditional education, especially rote "learning", is straightforward; it reinforces
entrenched practices and prejudices, e.g. those of humanism. The criticism does not of
course imply that there would be no regular learning or habituation processes, in place
of those excessively encouraged traditional indoctrination methods. More perplexing is

the attack on knowledge acquisition, though in part it is of the same sort, against an
entrenched knowledge in the hands of power and professional groups. But, in an
organic society, knowledge is integrated into the community and not ratified into a
commodity held or controlled by a priesthood or a class of intellectuals or literati.
Insofar as knowledge is power, such power is removed from the control of a few by
making it a community good. In these respects Taoism goes beyond Deep Ecology, for
instance in questioning and rejecting experts.

Indeed in its criticism of schooling,

narrow expertise, and the like, Taoism resembles and anticipates the stance adopted by
Illich rather than features of Deep Ecology. The superficially anti-intellectual trend of
Taoism is really directed against other targets than pure knowledge: against power
through knowledge and control of knowledge, against slickness and cleverness, against
devious and crafty uses of knowledge ,42 against counter-productive acquiring of

knowledge or cunning, and its teaching. The puzzling situation is tidied up somewhat
in the C%&lt;2Kg TzM, where an apposite distinction is made between

knowledge, the

castigated sorts, which is inquisitive, partial, discriminative or merely analytic, and
greaf knowledge, which is 'leisurely and at ease', comprehensive, extensive, and

39 SB p.190.
40 LT 56, also 4.
41 E.g. LT 16.
4^ LT 3.

�17

synthetic .43 Even so, classical Taoism hardly seems to cater for adequate access of

information, and the removal of (perhaps debilitating) ignorance, concerning health and

welfare, careful and damaging practices, choices and alternatives.
What is environmentally significant is that the critique of small knowledge and
narrow expertise extends to encompass a critique of technology. In Taoism, technology
was assigned a very limited role at best. Certain forms of technology were, if not

rejected outright, at least strongly discouraged. 'Even if there are ships and carriages,
none will ride in them. Even if there are arrows and weapons, none will display

them'.44 More generally, while high and dangerous technology is set aside, even more
appropriate technology cannot be accepted uncritically. Lao Tzu recognised clearly that
even low impact technology may destroy conventions and practices constitutive of a
community. Nor was the connection of technology with population neglected. Given a

small country and few inhabitants, if provided with a labour-saving device he would not
use it. There are dominating and non-dominating forms of technology. What is

enjoined is avoidance of artificial wants and desires, and therewith of unnecessary
consumption, and correspondingly on the production side, shunning of a work void, of
efficiently replacing labour with nothing at all.

In these sorts of respects Taoism

exhibits a firmer grasp of some of the problems of technology, even more appropriate
labour-saving technology, than a spread of recent positions. Likewise a Taoist approach
demolishes the so-called iron law of technology, that there is no stopping technology or
its progress. Whatever the merits of the "law" (they are not so conspicuous), Taoism

reveals that such social laws are culture and community dependent, and do not
withstand transfer from the dominant social paradigm everywhere else.
Many other elements of a sensitive and sophisticated ecological position feature in

classical Taoism. There is an elaborate and sensitive account of Nature, from which it
emerges plainly that Nature is not a mere instrument or means for other ends, and not
merely a resource, but something of great value in itself. Nature is something to be

cherished in its own right, allowed to take its own course, not to be interfered with or
destroyed by humans. Indeed the dominant instrumental perspective is interestingly
reversed; value for humans is achieved above all by identification with Nature, and by
following natural ways. (Paradoxical reversal is a feature of Taoism; even castigated
Western aims, such as leadership, fame and so on, are in fact achieved, when they are,

not by direct aim, but by letting the reverse happen. So it is with what control of Nature
is required; non-intervention and non-action is the approach. Sufficient control is

gained, it is said, when assertive attempts to impose it are abandoned.) While such
43 CfChan, p.20.
44 LT 80.

�18

recently fashionable ideas as bioregionalism are not encountered in explicit form in
Taoism, their bases are, as are other associated environmental ideas: living in place is

certainly present;^ doing things locally and remaining local, while being attuned to the

universe, is certainly advocated, giving some sustenance to the maxim Deep Ecology

happily borrowed, "think globally, act locally".
While there is then very much in Taoism that fits easily and revealingly with
deeper environmental theories, Taoism also induces puzzles or generates residual

problems. While some of the problems are genuine enough, that of material scarcity for
example, not all the supposed problems are genuine; and not all the puzzles are
bequeathed to contemporary theory. Illustrating both is the problem of quietism, which
is at bottom the issue of reconciling "non-action" with environmental and social
improvement and action. How, for instance, would a Taoist resistance against
depredation, a Taoist defence of environment proceed, and fare, given its apparent
emphasis on not bothering, "don't bother"? In-built harmony and quietism do not allow
sufficiently for conflict. In part there is only a problem because of misrepresentation of
Taoism, which is not committed to a "don't bother" attitude to environmental
destruction: quite to the contrary, humans should not be allowed to destroy nature.^
Furthermore, there are many Taoist tactics and techniques, using weakness to overcome

strength, letting the flow of nature demolish the forces of environmental destruction,
and the like, which can be applied in environmental resistance.^ Quietism is

accordingly a misrepresentation of the practice, and something of a misnomer (an
oppositional, not a Taoist tag).
How can Tao work in a world where there is scarcity almost everywhere? Very
simply, Taoism optimistically holds that there is no genuine problem concerning

plentitude; things are not scarce, there is an abundant outpouring from nature. There is
scarcity only because of violations of the requirements of Tao (with excessive desires,
excessive consumer demand, excessive hoarding, political mismanagement, and so on).
Tao will serve to restore plentitude/s Rather than a collection of scarce resources,

Nature is represented as an virtually infinite storehouse of boundless wealth. Nor was
there a looming problem of limits to growth, because growth (in key parameters, such
as populations) would not proceed exponentially.
Does Tao allow for the prospect and problems of too many people?

Can the

greater Tao keep pace with the requirements of many too many individual taos, even if
45 LT 80.
46 See CT.
47 Use of the power of water affords a prime example; cf LT 15. No-action adaptations of old Chinese
martial arts and strategies presumably offer more direct methods of defence and resistance.
48 LT 77.

�19

those individual requirements are in line with the greater Tao? No doubt in those times,
and most historical times when epidemics and plagues were almost as regular as
droughts, when evolution still operated overtly on human species, there was little more
than a hypothetical or remote future problem concerning population. It seems plain

however that Taoism did not face the environmental problems such as those of too
many people and incremental resource and ecosystem degradation. While the texts do
address, forcefully, two of the three main components of the standard environmental

impact equation, namely consumption and technology, the important third, human
population, is not considered at all, still less statisfactorily therefore. It is much the
same for other significant environmental issues. The prime texts say little about soil
degradation and deforestation, long major environmental problems in China, as in other
centres of civilisation. Nor does Taoism have much to offer directly on main
contemporary issues of animal liberation, species loss, urban disgustification, and so
forth, though several of the problems are hardly new (and some are recognised in early

commentaries). Historic Taoism too was a product of its times, adjusted to what were
seen as problems.
There is no reason at all, however, why classical Taoism should not be updated,

more than two millenia, to take account of contemporary environmental problems.

Because of its compatibility with deeper environmentalism, Taoism admits such an
extension in a way that main modem religions do not.49

49 Such an extension of Taoism, entitled Neo-Daoism, is brashly sketched in UTD, from which much of
the present exercise is adapted. Such Neo-Daoism diverges sharply from contemporary Daoism. But it is
very congenial to contemporary deep environmental theory.

�20

REFERENCES
Ames, R.T. (1986), 'Taoism and the nature of nature', E/zvzronm^nfaZ P/zz7o^op/zy 8:317350.
Axelrod, R. (1984), T/ze Evo/zmon of Cooperarzo/z, Basic Books, New York.
Chan, W.T. (1963), A .Source BooZr zTz C/zzzz^ E/zzZosop/zy, Princeton University Press,
Princeton [referred to as SB].
Chan, W.T. (1963), 77ze 1Toy of Loo Tza (Too-re c/zzzzg), Bobbs-Merill, New York
[introduction referred to as Chan, translation referred to as LT].

Devall, B. and Sessions, G. (1985), Deep EcoZogy: Lzvzng os y zzomre Moffered, Gibbs
M. Smith, Layton, Utah.
Elgin, D. (1981), VoZa/zfary .SzmpZzczzy, Murrow, New York [for a better briefer account,
see D. Elgin and A. Mitchell, 'Voluntary Simplicity', Co-EvoZafz'on gzzorrerZy 14
(Summer 1977)].
Elgin, D. and Mitchell, A. (1977), 'Voluntary Simplicity', Co-EvoZaaozz QaarferZy 14
(Summer 1977).
Fox, W. (1990), Toward o TroHspersoKo/ EcoZogy, Shambhala, Boston.

Graham, A.C. (1989), Dz'sporers ofr/ze Too, Open Court, La Salle, Illinois.
Illicit, I. (1974), 7oo/sfor CozzvzvzaZzzy, Calder and Boyars, London.

Lagerwey, J. (1987), 7oozsrEz'rooZ z'/z C/zz/zese ^ocze/y, Macmillan, New York.
Naess, A. (with D. Rothenberg) (1989), EcoZogy, Co/w/za/zzZy ozzzZLz/esZy/e, Cambridge
University Press, Cambridge.
Routley, R. (1980), ExpZorzzzg Mez/zozzg's Jzz/zgZe a/z^Z BeyornZ, Research School of
Social Sciences, The Australian National University, Canberra [referred to as JB].

Routley, V. and Routley, R. (1980), 'Social theories, self management and
environmental problems', in D. Mannison cf aZ. (eds), Ezzvz'rozzmc/zro/ E^/zzc^, The
Australian National University, Canberra [referred to as EE].
Sylvan, R. (1985-86), 'Towards an improved cosmological synthesis', Grazer
P/zzZo^op/zz'jc/zg 57a&lt;7z^/z 25/26:135-178 [referred to as CS].
Sylvan, R. and Bennett, D. (1990), Df Ufopza.?, Tao azzefDeep EcoZogy, Green Series
No. 19, Research School of Social Sciences, The Australian National University,
Canberra [referred to as UTD].
Wang Pi (1979), 'Commentary on the Lao Tzu', transl. A. Rump and W.J. Chan,
University of Hawaii Press, Honolulu.
Watson, B. (1964), T/zc Co/zzpZcrc WorE? of C/za/zg Tza, Columbia University Press,
New York [referred to as CT].

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                  <text>Sylvan's literary executor encountered an archive in which “all his projects were current", since manuscripts were undated and unattributed.</text>
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              <text>The following has been redacted from access file (PDF) due to copyright restrictions.
Letter, Arne Næss to Richard Sylvan, 19 Jul 1991 re feedback on Sylvan and David Bennett’s
paper, Utopias, Tao, and deep ecology. Letter is signed by Kit Fai on behalf of Næss. (1 leaf)

/V

/

7 7

.

TAOISM and DEEPER ENVIRONMENTAL CONCERNS
Let concern spread to aH the myriad things^

Among accredited religions, Taoism appears exceptionally environmentally friendly.
Whereas the main terrestial religions, particularly those that have gained significant
political influence, are heavily anthropocentric (indeed human chauvinistic), Taoism,
certainly as propounded in the classical texts, is not.2 It is genuinely ecocentric; in it
nature has a preeminent and fundamental place. It is throughout decidedly ecologically

oriented; a high level of ecological consciousness is built into it, a main recipe
amounting to FoZZow TVamre as the basis of practice. Thus it can provide sources for,
and inspiration for, genuine environmentalism in a way that no Western religion can
(outside some deviant minority sects), and in a way that few other Eastern religions can.

It can assume just such a source and inspirational role for contemporary deeper
environmental positions, a place it has been assigned for the most prominent of these,

Deep Ecology.
Taoism was, and remains, a radical position. It represents a severe attack on
mainstream materialist civilization, on themes of the dominant social paradigm (as the

following table shows). Like Deep Ecology, it discards or upsets many mainstream
values, and most mainstream ways of organising and doing things. It holds up instead
examples of very different lifestyles as much preferable, and offers an environmental
path, simple and modest, a middle way between insufficiency and excess.

1 The tenth thesis of Hui Shih, cited in CT.
2 Classical Taoism, or philosophical Taoism as it is sometimes distinguished, consists essentially of two
primary texts, LT and CT, and early creative commentaries upon them. The primary texts were probably
both assembled in the intellectually prolific period of the Warring States (from 403 to 221 BC), before the
deadening cover of an empire descended. The classic works were only subsequently brought together as
texts for a loosely associated religion, Daoism, that then proceeded to diverge from them, especially as
regards natural world emphases and concerns. Very many details of the cultural and physical contexts in
which the texts were written, and of those who wrote them, have vanished with passage of time. For an
outline of what is known or reasonably conjectured, see e.g. Graham. Of course in such respects Taoism
resembles other religions with shrouded origins.
Daoism radically transformed philosophical Taoism, for the worse environmentally (and
intellectually). %&lt;? became the means to happiness, wealth, and long life, human life; and (neo-)Daoism
became mired in human chauvinism. Coupled to it under Daoism were - what were no part of classical
Taoism - belief in spirit survival, use of magical charms for the cure of illness, confession of sin and
absolution on the basis of good work, a priestly caste, and the trappings of ritual, ceremonies, and so on.
For an account of these features of Daoism, see Lagcrwey.
The present essay considers only classical Taoism, and that under a certain straightforward
interpretation.

3

1. Nature, cosmology, and the character of Tao. Taoism sketches a cosmology,
which is interestingly at variance with Western cosmologies. For the universe arises out
of nothing. Being arises in accordance with Tao, which precedes existence. Nonbeing
precedes Being. Nonbeing is ultimate (according to Chang Tzu) and comes first.
All things in the world come from being

And being comes from nonbeing^
The universe had a primeval beginning, coming into existence from nothing?

Diagram 1: Taoist cycie of return^
flourishing

growth

reversion
cycle of generated
entity
NATURE (HEAVEN AND EARTH, or\

ACTUAL UNIVERSE): Existent, Named, Temporal

(FORMING) SOURCE: Nonexistent, Nameless, Eternal

7

Every entity arises out of (material) nothingness and eventually falls back into
nothingness; all that comes to pass, that is. All things flourish, but each one returns to
its root'? The whole, the integrated natural system, is a process of becoming and decay.
But the emphasis upon process, evolution and change, upon Nature as flux and
transformation, is much enhanced in Chang Tzu, over the work of Lao Tzu, where more

stress is put upon stability, constancy and equilibrium? Overall, it is correct to say, if
not so far highly informative, that Taoism is a natural process philosophy, with a keen
sense both of c/ta/ige and of Zz'mi'Ay.

4 LT 40.
5 SB p.202.
6 Cf. Chan, p.173, fn.2.
7 LT 16. For a detailed contemporary presentation of such a cosmological cycle, see Sylvan cs. In Neo­
Taoism, e.g. Kao Hsiang, such a cycle is disputed, on standard ontological grounds (see e.g. Chan SB,
p.335).
8 Cf. Chan, p.20, also SB p.177.

4

Tao itself is a complex item, comprising both an initial source, or program, and a
coupled direction; a planned course, with a natural (and ideal) path. (So it is
appropriately symbolised O—*-) The great or overarching Tao is a comprehensive
source of natural activity; it encapsulates, in its program, a framework of forms or
principles, principles of natural order, both metaphysical and moral. It comprises both
dynamic principles (or evolving "laws") of nature an&lt;% axiological principles guiding
conduct. In this representation it invites comparison with Plato's structure of Forms,9 or

still better, though again neglecting the dynamism of Tao, comparison with the preSocratic Logos. But to see overarching Tao as an axiological ontology, after the pattern
of Plato's Form theory, would be to import unwarranted Western assumptions. Though
Tao is a "great form", and there is no doubt room in the generous object framework for
other (unhypostatised) forms, main Platonic forms such as Beauty, Truth and Goodness,
do not feature large in the
CTi/ng. They are distinguished, and set rather to the
side, in the final chapter. 10 Other less Platonically emphasised (or available)
environmentally friendly forms are more important, such as Simplicity, Frugality and
Non-competition, as well as Tao itself, the supreme form, also the One, which supplants

the static Good of Plato's scheme and is coupled with a dynamic path component.
Tao is intimately linked with, and concerned with, the natural, and indeed linked
with and not above the everyday. It is certainly not supernatural, and it does not
transcend natural things in the fashion of Western supernatural religions; rather Tao
both orders and reflects nature. Tao supplies the physical laws that provide physical
idealisations (i.e. ideal models) of processes. Tao in this is a process and the container

and origin of process and the laws of process. Tao is the natural way of the universe (of
Heaven and Earth), and super-Tao, also signified as Tao, is the way of the universe and
the universe. (Under a computer analogy, Tao is the program of the whole system; it is
also, as super-Tao, the program combined with the system, everything). As Great Tao it
is certainly simple, all-embracing and one. Getting the hang of its components and their
connections is not quite so simple.
The overarching Tao - grand or capital Tao, the program or recipe of Form or

whole genetic code - combines many individual ones - lesser or /ow^r-case taos within it. Such a lesser tao, of an individual, system or whatever, is what makes a thing

what it is properly, a coursed or informed source, a program directed path, a processed

output. A tao is a sourced directed object; it is thus a type of object, a dynamic item,
which can be represented by a pair comprising a recipe, program or form and a direction
or goal-orientation. Accordingly, an individual or local tao (or form) resembles one of
9 Though appropriately neutralised, in the object-theory fashion Reid urged: for details see JB.
10 LT 81.

5

Aristotle's individual forms as coupled with a
which comprises a normative
directive. For both Artistotle and Tao there is, in effect, an "invisible hand" at work.
(How did this, such convenient namra/ order come about? That is Tao. But another,
old, compatible, and more satisfactory answer is: It evolved.) When things are running
properly, the lesser, individual, taos (most conveniently) fit together and operate in
accord under the overarching program (cf. diagram 2).

If each individual runs

according to the program, then the overall program succeeds fully. However, it works
even if each individual does not run according to the overarching program, but it has a
Diagram 2: Super-Tao, or Great Tao, with components integrated

SUPER-TAO

O-&gt;

D-&gt;
unrealised

Nature, with taos in world

objectified

natural

forms

system

/

E-&gt;

a-&gt;
—Deviation line—

Defective (or fallen)
taos

from Natural Ways

6

less ideal result. If each person acts in a correct way a massive net good and great order
result.
Yet, any attempt to impose order does not bring it about, but is
counterproductive. The invisible (natural) hand guides, but the hand cannot be forced.
As to the status of principles (laws, rules), standard Western categorisations are
again exceeded. These principles are not transcendent, governing things externally, but

are, so to say, self-supplied, with things self-regulated. Undominated things are
naturally self-governing. 'Everything has its own nature and each nature is its own

ultimate ... then by whom are things produced? They produce themselves, that is all'.n
But
they proceed according to the Tao-te, the goal directed way of virtue,

autonomously.
Diagram 3: Tao-te paths, and going with the natura! fiow^

Te(los)

Tao (source)

EH----------- ?-----------

+

*

Ideal Way: Way of Virtue

2. Natural order, and the extent of Tao as agency. Tao supplies a spontaneous
natural order. Though the phrase "natural order" may seem strange, even perverse, it is
not. The reason is, in part, that the Taoist perspective is the reverse of the modern
perception of the world. In contrast to European political thought of the mainstream

Hobbes-Locke strain, where the state-of-nature is one of chaos or extreme disorder, the
Taoist state-of-nature is one of order. A main assumption of Western thought, that

political order must be imposed by regulation on an unruly state-of-nature, is
accordingly undercut. A separate imposed political order is not required; the idea that it
is rests on mistaken assumptions.

Politics can, and ideally should, follow nature.

Science and politics can be blended, not sharply separated in the typical Western

fashion, where nature is taken to exclude value.

11 Kao Hsiang, p.328.
12 Cf. LT 53.

7

According to Taoism then, by contrast with dominant Western thought which sees

the world as extensional, mechanistic and value-neutral (except for its human cargo),
nature is both intensional and value-infused. These features extend not merely to the
whole, but to components which go into composing the greater whole. These have their
programs, or ways, which are integrated into the greater way (somewhat as, but

artificially, expert system programs may be organised into grander programs

representing super-experts).
Nature is already in order as it normally is, through a unity in diversity which

involves a normative component - a principle or recipe for how things "should" be as

well as how they are integrally. Values are build into the environment, an integral part

of the way of things. By following the values of Tao one enters and comes into contact
with the whole environment and into unity with the environment. Tao is a description
of how things are and a prescription of how to act in accord with the way they are.
Since it is normally regulated by Tao, natural order is decidedly benign, and

definitely worth emulating. As a result, natural order is the way, the recommended
way. Imposed order is counterproductive. There is reciprocal resistance to the
imposition of deviant order. This would hold even if social organisers tried to impose

Tao itself. To attempt to impose it would be to go astray. Such points help to explain
why little satisfactory detail is offered as to social and political organisation. For the
requisite organisation, such as it is, follows natural patterns and natural social structures
(whichever they are). No doubt details would be (in the style of Aristotelian ethics)

largely descriptive of what happens in cases where social affairs were functioning well.
It is deviation from the natural state that represents the problem, quite in contrast
again to European political thought, where the state-of-nature is one of extreme disorder
(lives are nasty, brutish, short, etc.). Such a state-of-nature is not at all a Taoist natural
state, which is one of satisfactory order. A strong sense of natural order, of self
organisation, of anarchy (in a positive sense), flows from classical Taoism. Like
Buddhism, Taoism assents to the maxim, "Do nothing and from unforced order greater

order results". If each being is permitted to follow its tao, then the needs of all will be
met without coercion. Following the way of Tao, nature emerges as a self-supplying

organisation. Such convenient natural organisation stands (so far as it occurs!) in need
of some further explanation, whether of an internal, evolutionary sort or of a

supernatural sort, as in Neoplatonism where God or the One accomplishes the
organisational task. Taoism undermines such latter alternatives, and points^ towards
an evolutionary explanation.

13 In CT.

8

Order occurs naturally, spontaneously (as the inertial state), without agency.
Super-agents do not feature, and would be otoise. God does not occur, and is not
needed, in the cosmology, either as an agent, to make things in the universe happen, or
as an authority, to regulate things or set moral or legal standards. If He did occur, He
would, like other directors and rulers, not be needed, though He could serve as an
example. 'But there is no indication of his existence'.^ As in the socio-political sphere,
direction by a overseer or ruler is otoise, and only exemplary. In particular, God is not
required to start or wind the universe up. 'Everything in the world creates itself without

the direction of any creator. Since things create themselves they are unconditioned.
This is the norm of the universe.'15
The Tao is not a supernatural personal agency; it is not supernatural, it is certainly

not personal, and it is only in a stretched sense "agency". If the Tao includes all-

encompassing natural order - a unity in diversity — in which the tao of each is ideally in
harmony with the whole, then there is no need to posit a super-Being. Each being

follows its course in the whole. Moreover, the appeal to a superpersonal authority,

exalted example, or the like, on the one side, or to ethics, on the other, is needed only
when people have moved away from the Tao. Everything will work well if a
community lives according to the Tao. Thus deontic features are brought in only at
disequilibrium - an interesting, if awkward, position. Then too, in formulating norms,
appeal is back to framework from which people have diverged.
There is a concealed moral purpose in Lao Tzu; a moral purpose that is central,
alongside, and inseparable from, the evident metaphysical purpose. Since axiology is a

crucial part of it - evaluations and commendations are freely and extensively offered in
the texts - Taoism is not amoral. But the treatment of deontic principles, and of rules of
conduct generally, is very different. Deontics enter only when there is a lapse or
deviation from an ideal natural state (from a proper course). 'When the Great Tao
declined, the doctrine of humanity and righteousness arose'. 16 Much depends then, on
what counts as "moral" and "amoral".

Certainly there are approved and implicitly

recommended lifestyles, though there are few "oughts", and no (Confucian-Kantian)

lists of duties. Moreover, unless preferred Taoist lifestyles
merely recommended,
not required, Taoism would fall down as insufficiently pluralistic.

3. On Taoist styles of life: an environmental lifestyle. As well as a set of regulative
propositions about how things happen, and proceed ideally, Taoism supplies a parallel
14 CT 2.
15 Kao Hsiang, CTwwze/i/ary
16 LT 18.

pp.330-331.

set of suggestions and prescriptions for how to live well. According to Lao Tzu, there
are some basic elements to living well, for instance 'three treasures'.^

1.

Deep love — which can also be taken to involve compassion, pity, commiseration,

care, concern, respect and regard, and which includes something close to empathy,
deep-penetrating empathy.
Sympathy, a main linkage of the European

"Enlightenment", does not however capture what is involved: sympathy alone
would be too egoistical and too circumscribed for Taoism, as it is for Deep

Ecology. Deep love is part of the notion of genuine relatedness, not a one-sided
"relatedness" or possessiveness (which Taoism rejects). It is certainly not confined
to fellow humans, but reaches through, around and beyond them to the myriad
things;
2.

Frugality - a renunciation of excess. That implies a renunciation of consumerism.
But frugality is not impoverishment. Needs are met adequately without deprivation

or excess. As in Deep Ecology too, richness in ends is compatible with modesty of
material means;
3.

Modesty or humility - not to dare to be ahead of the world, not to take the lead. In
Taoism there is no competitive requirement, but the opposite; such Western
desiderata lapse. Rather, one gives up trying to be on top of the pile, or even being
in a faster lane. In a Taoist society there are no conspicuous tall poppies.

Much else connects with or follows in a loose way, so it is assumed, from these
three virtues; for instance, courage from deep love, generosity from frugality, a kind of

leadership from humility. The arguments for those surprising derivations go like this:
'deep love helps one to aim in the case of attack / And to be firm in the case of
defence'. 18 Earlier^ it is taken that proper abandonment of humanistic ethics will mean
a return to (what the ethics inadmissibly substitutes for) deep love, a basic valuational
relation. But in place of frugality, goes a discarding of profit, and in place of humility
an abandonment of conscious sageliness and discarding of immodest (or conventional)

wisdom. These changes are, astonishingly, said to be rather superficial and inadequate;

so further desiderata, commonly read out of the "treasures" are adduced: 'Manifest
plainness / embrace simplicity / reduce selfishness / have few desires'. 20 Another
element, beyond the three of relatedness, frugality, and not daring to be ahead, is

17 LT 67; but different overlapping lists are presented, e.g. LT 19.
18 LT 67.
19 LT 19.
20 LT 19.

10

adaptability or spontaneity. This "fourth treasure" (which can be read off natural order)
complements the further desiderata.
Evidently main ingredients for a simple environmentally sound lifestyle are highly

commended.

Lao Tzu might almost have been writing another introduction for

Callenbach's environmental handbook, LM/ig Poor
or even for Pausacker
and Andrews' Lfwzg Po^r wft/z
In Chang Tzu, the /?Mr^ person is a deep
environmentalist:— She is a companion' of Nature and does not attempt to interfere
with it by imposing the way of man upon it'. Her goal is 'spiritual emancipation and
peace' and derivatively freedom; and her route is 'through knowing the capacity and
limitations of one's own nature and adapting it to the universal process of
transformation' and thus to the environmental
In complementary fashion, opposite "virtues", common in anti-environmental

lifestyles are condemned.
The Western drives to power, fame, competition,
possessions, excess commodities, useless (small) knowledge are rejected by Taoism
(along with "Mans Affairs"). Thus entrepreneurial activity in business, and also in
professional and academic affairs (as well as busyness itself), gets decidedly
discouraged. The good life naturally reduces ambitions and desires and avoids
competition. Competition is connected with self-assertion and aggressive action.

Taoism, while not neglecting limited natural competition, passes aspersions on both. In
place of the mainstream economic virtue of competition, inherited from the
Enlightenment and reinforced by Darwinianism, appears the 'virtue of non­
competition'.^ Competition often requires forced or artificial action; thus it violates the
doctrine of wM-wef (non-action). In competition external rival standards are imposed on
Tao. Competition is deviant, evidencing deviation from tao, and from te, virtue. In any

event, according to Taoism, there is no merit in trying to place onself above another. So
there is no value in competition. Fortunately competition can be reduced. If a person

does not compete then the world cannot compete with him.
A broad way of life is depicted, based on love, respect and compassion for all
things, attuned to what is essential, shedding what is unnecessary, where simplicity and
frugality are sought, and excess and competition avoided. This involves, in a nutshell,
voluntary simplicity of a deep sort. Simplicity is not however the impoverished life of

one who seeks escape. Taoism goes much further in disparaging scarce material means.

Do not exact the worth, so that people compete. Do not value rare treasure, so that

people do not steal. Gross wealth and prestige are rejected; they are vanities and
vexations. But not all is vanity: living well is not.
21 Chan SB p.177.
22 LT 68.

11

It is a very natural inference, then, from the account of living well to the suggestion

that Tao offers a deep form of voluntary simplicity. Voluntary simplicity is a fuzzy
notion.23

Voluntary simplicity can initially be explained through its two obvious

components, simplicity and its voluntary adoption. Simplicity connects with, and is
often equated with frugality, as elaborated in Taoism. But whether or not simplicity is
obtained from frugality or other Taoist virtues, it plays a direct and important part in the
theory, and is in fact modelled, like its metaphysical counterpart, the unconceptualised
Whole, by the uncarved block, a central Gestalt of the theory. The block symbolises
unity, simplicity and naturalness not spoiled by artifice, metaphysically the wholeness
and unity of Tao before conceptual carving, and ethically the wholesome
straightforward non-devious life under Te, the 'simple life that is free from cunning and
cleverness, is not devoted to the pursuit of profit or marked by hypocritical humanity
and righteousness, but is characterised by plainness, tranquility, and purity'.24 As to
voluntariness, people have a c/iozce of selecting the way of Tao rather than one of the

deviant ways.

It is a choice of recipes - frugal vs. excess, relatedness vs. non-

relatedness, tall poppies vs. not daring to be ahead. But one does not attempt to force

one's way onto a correct path. To hyperactively seek the path is a deviation in itself.
Within the broad way of life depicted fall a plurality of particular lifestyles,

appropriate to various different social roles. Among more specialised lifeways on
which Taoist attention is lavished are those of the sage and the ideal ruler. A sage is
naturally one who follows Tao, who has acquired great knowledge, and so on (ideality
is built into the notion of
The sage understands the fundamentals of Tao, and
practices accordingly.
Likewise an ideal ruler is a non-interfering exemplar ruler, who observes voluntary

Ideally the people become emulators of this ruler. Effectively Taoism
redefines the notion of "ruler", equating ruler with supreme exemplar, such as the sage,
whereupon the meaning attributed to "ruler" becomes that of following Tao. The ruler
simplicity.

is one who deviates little from the Tao; this is his "power". Someone who deviates little

from the Tao is kingly, that is, to observe another subversion of terminology, he shows
an all-embracing impartiality. The sage and the "ruler" are but two important examples

of kinds of ideal lifes. Another kind is also sketched,2$ that of the best type of person

(effectively an ideal Deep Ecologist), a person 'who in his dwelling loves the earth', but
also loves humanity, and order, and competence, and profundity.

23 As its fullest elaboration, Elgin's very profuse account, reveals.
24 Chan, p.14.
25 Notably in LT 8.

12

4. Following Tao: non-action, cultivating Te and seeking Enlightenment. Part of
the Taoist route to an environmental lifestyle and towards enlightenment consists in
acquiring the practice of non-action, exemplified through non-assertion, non­
aggression, non-destruction, and the like.
commonly translated as 'non-action',
is thereby rendered a dialectic notion, for it does not exclude action and in a sense is

action. To avoid such dialectical overtones,
is sometimes rendered 'not acting
wilfully' or 'not acting artificially' or 'acting naturally'; it is better transcribed as 'without
forcing' or 'no forced (or coercive) action'. Construed in this fashion,
is not an
extraneous awkward addition to Taoism, but an integral part, which emerges from other
features of the theory, namely those of following natural low-action ways. For non-

action is the "activity" of letting one's tao drift or flow into line with the overall Tao (so
arrows in Diagram 2 are aligned). What is commended is, in the correct circumstances,
pacific action, of letting happen (e.g. letting die), as opposed to aggressive, extraverted
action (e.g. killing), forced action upsetting natural ways. Similarly for other No-nos;
the "no desires" directive, for instance, is a piquant shorhand for 'no impure desires',26
i.e. for no unsatisfactory or anti-te desires. Non-action accordingly does not require
literally no action, but only actions in accord with ideal nature, so ruling out actions
contrary to undisturbed Tao. It may appear that perennial problems, alleged to haunt
Taoism (and intensified in Stoicism), are induced. For example, if all is Tao, and Tao is

natural, how can there be unnatural activity? Or differently, if nothing can depart from
Tao, how can there be unspontaneous actions, or any violation of
Tao,
however, is a source which only
in an ideal, natural, direction. It does not
all individual paths, which can deviate from ideal or natural paths. Thus
deviant activity is not excluded, unspontaneous and ill-organised activity by individuals
is in no way ruled out; and forced, coercive and nature-destroying activities are all too
common. When 'all activities follow their specific principles, that is nature';27 deviation

from Nature accordingly occurs, namely when some activities do not follow their
principles. As for destruction, 'Do not let man destroy Nature'.28
Non-action as policy generally implies non-interference, when things have not
been damagingly disturbed. It implies letting things take their own natural course;

letting Being be, as Deep Ecology has it, with basically "hands off practice and
management. Unforced action in practice is well illustrated by examples of going with
the flow. One main example of going with the flow is cutting meat. The Chef does not
encounter bones. He takes the meat apart effortlessly in the same way that an athlete
26 Chan, p.13.
27 SB p.202.
28 SB p.207.

13

does things effortlessly, with little waste action. Going with the flow can however
involve a lot of activity, as with the man swimming easily in a raging torrent below the
waterfall, or as in sailing and trimming to the wind. At a personal level, non-action lies
in such things as not striving to put oneself above others, in foregoing competition, in
simplicity, frugality, and adherence to the mean. Evidently this removes a range of

normally accepted social activities. Flexibility, and suppleness, and even weakness,
belong to the centre (or mean), to the valley way. Though the ancient transcultural

doctrine of the mean, of a middle way, appears explicitly in La&lt;9 TzM,29 that middle path
is arrived at, and taken, differently. The Taoist route is an easy no-action route, a valley

way, a non-maximising path of weakness and little resistance, in line with the broad
account of living and faring well.
Taoism, like other older non-maximising wisdoms enjoining adherence to the
Mean, is incompatible with modem maximising ideologies.
Taoism is thus
incompatible with Deep Ecology, whose supreme directive is self-realisation (again
capitalised for wider "selves"). Such Self-realisation is a European idea, a maximising
prescription applied to the aggregated interests of a separate self, inflation of a typically
egoistic concept not found in Taoism. But although such directives to Self-realisation
would be rightly queried in Taoism, there are parallel non-maximising goals to be found

in Taoism: namely, attaining enlightenment and tranquility, following Tao, and

cultivation of
and the contrast between self-realisation and Self-realisation parallels
that between
and %, great re. Since a 'main objective of the [Lao Tza] is the
cultivation of virtue or fe',3O can be seen as displacing self-realisation on the Taoist

scheme. As it works out then, Self-realisation is nicely displaced by Enlightenment.
Complementary to Tao is Te, and to tao is te. Whereas tao is the directed source of
a thing, te is the matching goaZ-bZfrc^Z
or unfolding of a thing. It is a
directed and

standard translation of

(in principle favourably) developing, value-adding; hence the
as 'virtue'. Because of its potentiality to reach a (good) goal, a

rival translation as 'power' has some currency; it is a directed force/br good (or evil).

The program of tao supplies the direction of matching te. So a thing can follow its tao

(and thereby follow Tao) by cultivating te, by practising positive virtue, by choosing a
lifestyle of deep simplicity. The directives for a good individual life are accordingly

commonly given in terms of individual te, and it is te (rather than Tao) that generally
appears invididualised.
Each being has its own tao, its own ideal naturally-programmed path of self­
development or unfolding. Correspondingly, there is an immanent telos, a te, a goal29 E.g. 77, also 29.
39 Chan, p.ll.

14

directed virtuous developing, for each thing. By each following its own nature, all
follow nature. Our self-development does not then interfere damagingly with your self­
development. How does this happen? Through natural (again invisible) inter­
organisation, my proper self-development cannot impede your proper self-development.
While Taoism is decidedly short on details of such mututal adjustment and harmonious
integration, it is certain that it happens naturally — as it may, for instance, through the
evolution of co-operation.3i So there is, or need be, no vacillation between following
one's own path and taking care not to interfere with the paths of others, between

individualistic and relational paths. The Taoist result is integration, a harmonious
combination of plans, without domination, by contrast with the dominant pattern of

Western relations, operating through hierarchical ordering and domination.

5. Environmental theory and practice; environmental problems and difficulties,
such as quietism and security. As on deeper environmental theories, traditional

Western models for human relations to the natural world are one and all rejected. The
dominant view, of domination, of human dominion over the earth and its other
inhabitants, is not merely roundly and soundly rejected; the metaphysical creationist
base and the superiority myths upon which it is regularly founded are also removed.

Therewith also the bases for the lesser, and rather more benign, Western models, such
as stewardship and perfectionism, are also undercut. There is no superior or greater
purpose for humans to serve, or lord to supplicate as steward. Besides stewardship, a
kind of servant-master relationship, which is both hierarchical and implicitly
patriarchical in cast, typically involves active interference in producing products. The
idea of perfecting nature also implies active interference, when however nature is more
or less in order as it is, and requires no "perfecting". Thus stewardship and perfectionist
alternatives fall along with domination and dominion.
Taoism offers instead a non-interference model for relations to nature, a letting-be

approach, with "hands off" environmental management and associated lifestyles. A
most striking feature of Taoism is its environmental depth, its strong opposition to then
prevailing (and still prevailing) humanism and human chauvinism.

31 Ong resolution of this problem can now make a useful start with Axelrod's investigations of evolving
cooperation.
Cooperation can begin with small clusters. It can thrive with rules that are nice, provocable,
and somewhat forgiving. And once established in a population, individuals using such
discriminating strategies can protect themselves from invasion. The overall level of
cooperation tends to go up and not down. In other words, the machinery for the evolution of
cooperation contains a ratchet (Axelrod p.177).

15

Heaven and earth are not humane
They regard all things as straw dogs [i.e. rather worthless strict ritual objects].
The sage is not humane [or human chauvinist].
He regards all people as straw dogs.32
Because of such tough pronouncements, reiterated and reinforced in Chang Tzu,33

Taoism is sometimes said to be predicated on anti-humanism. But it is not 'a
dehumanizing philosophy', it does not deny compassion; what transpires is that concern
and value are not confined to humans or their affairs, but
include the natural and the metaphysical. The human is no longer the criterion
of what is good or true. The traditonal idea that a supreme supernatural being
... is the ruler of the universe is replaced by the doctrine that the universe
exists and operates by itself. When [Lao Tzu] says that "Heaven and Earth are
not humane", he means in a narrow sense that they are
but in a
broader sense that Nature is no longer governed according to
... In one stroke he removes Heaven [or God] and man as the standards of
things and replaces them with Nature.34

What is rejected with the rejection of humanism and humanistic ethics is human
chauvinism.

For being "humane" means accepting the chauvinistic assumptions of

conventional society and remaining within the narrow sphere of interests of the human

species. There is no unbridgeable gulf between humans and other creatures such as
Western thought has tried to manufacture. 'Put a halter around the horse's head and put
a string through the cow's nose, that is man'.35 In place of humanism, Taoism adopts a
doctrine of impartiality. 'Embrace all things without inclining to this way or that way'. 36
He who is enlightened 'is impartial';37 'he has no partial love for anyone'38 he does not
bestow undue or special favours upon humans; he aims to be one with Nature.
Impartiality does not imply equality. Despite the received heading of chapter 2 of
the

TzM, 'the equality of all things' (the literal 'levelling all things' is nearer the

mark), and the standard inference to some Taoist doctrine of parity, no simplistic and
difficult theme of equal value of all things is ventured — nor any theme of parity for

some favoured subclass thereof such as living things. (Though there is some accent on
prime life, there is not the same stress on
in Taoism that there is in Deep Ecology,

nor the bizarre extension of "life" to include waterfalls, mountains and other striking
What is offered, instead of much in the way elucidation of
impartiality, is (again like Deeper Ecological theory) a doctrine of identification. Wide
natural objects.)

identification and wide solidarity does promote impartiality and counter chauvinism.
32 LT 5.
33 E.g. CT 2.
34 Chan, p.10, italics added; also p.107.
35 SB p.207.
36 SB p.206.
37 LT 6.
38 SB p.201.

16

Egoism, for instance, involves discounting all but oneself, humanism all but humans,
and requires a species solidarity with human things. But wider identification puts a stop
to such discounting (e.g. in favour of one's own or species's interests, as exhausting

value) and to such class-restricted solidarity.

For wider identification reveals that

interests and desires, concerns and values and so forth, are not so individual or class

restricted. Many exquisite examples of identification, and the processes by which it
may be achieved, are developed, for example with a butterfly, by dream access,39 with
rivers and seas, and wider again, by the proper meditative process, with the dusty world
- 'Become one with the dusty world / This is called profound identification'40 - and

perhaps wider yet, and ultimate, with ideal Nature, and thus in complete accord with

Tao .41
No less striking than the criticism of humanism, Taoism makes similar sort of
attack on traditional education and on the accumulation of knowledge. The case against
traditional education, especially rote "learning", is straightforward; it reinforces
entrenched practices and prejudices, e.g. those of humanism. The criticism does not of
course imply that there would be no regular learning or habituation processes, in place
of those excessively encouraged traditional indoctrination methods. More perplexing is

the attack on knowledge acquisition, though in part it is of the same sort, against an
entrenched knowledge in the hands of power and professional groups. But, in an
organic society, knowledge is integrated into the community and not ratified into a
commodity held or controlled by a priesthood or a class of intellectuals or literati.
Insofar as knowledge is power, such power is removed from the control of a few by
making it a community good. In these respects Taoism goes beyond Deep Ecology, for
instance in questioning and rejecting experts.

Indeed in its criticism of schooling,

narrow expertise, and the like, Taoism resembles and anticipates the stance adopted by
Illich rather than features of Deep Ecology. The superficially anti-intellectual trend of
Taoism is really directed against other targets than pure knowledge: against power
through knowledge and control of knowledge, against slickness and cleverness, against
devious and crafty uses of knowledge ,42 against counter-productive acquiring of

knowledge or cunning, and its teaching. The puzzling situation is tidied up somewhat
in the C%&lt;2Kg TzM, where an apposite distinction is made between

knowledge, the

castigated sorts, which is inquisitive, partial, discriminative or merely analytic, and
greaf knowledge, which is 'leisurely and at ease', comprehensive, extensive, and

39 SB p.190.
40 LT 56, also 4.
41 E.g. LT 16.
4^ LT 3.

17

synthetic .43 Even so, classical Taoism hardly seems to cater for adequate access of

information, and the removal of (perhaps debilitating) ignorance, concerning health and

welfare, careful and damaging practices, choices and alternatives.
What is environmentally significant is that the critique of small knowledge and
narrow expertise extends to encompass a critique of technology. In Taoism, technology
was assigned a very limited role at best. Certain forms of technology were, if not

rejected outright, at least strongly discouraged. 'Even if there are ships and carriages,
none will ride in them. Even if there are arrows and weapons, none will display

them'.44 More generally, while high and dangerous technology is set aside, even more
appropriate technology cannot be accepted uncritically. Lao Tzu recognised clearly that
even low impact technology may destroy conventions and practices constitutive of a
community. Nor was the connection of technology with population neglected. Given a

small country and few inhabitants, if provided with a labour-saving device he would not
use it. There are dominating and non-dominating forms of technology. What is

enjoined is avoidance of artificial wants and desires, and therewith of unnecessary
consumption, and correspondingly on the production side, shunning of a work void, of
efficiently replacing labour with nothing at all.

In these sorts of respects Taoism

exhibits a firmer grasp of some of the problems of technology, even more appropriate
labour-saving technology, than a spread of recent positions. Likewise a Taoist approach
demolishes the so-called iron law of technology, that there is no stopping technology or
its progress. Whatever the merits of the "law" (they are not so conspicuous), Taoism

reveals that such social laws are culture and community dependent, and do not
withstand transfer from the dominant social paradigm everywhere else.
Many other elements of a sensitive and sophisticated ecological position feature in

classical Taoism. There is an elaborate and sensitive account of Nature, from which it
emerges plainly that Nature is not a mere instrument or means for other ends, and not
merely a resource, but something of great value in itself. Nature is something to be

cherished in its own right, allowed to take its own course, not to be interfered with or
destroyed by humans. Indeed the dominant instrumental perspective is interestingly
reversed; value for humans is achieved above all by identification with Nature, and by
following natural ways. (Paradoxical reversal is a feature of Taoism; even castigated
Western aims, such as leadership, fame and so on, are in fact achieved, when they are,

not by direct aim, but by letting the reverse happen. So it is with what control of Nature
is required; non-intervention and non-action is the approach. Sufficient control is

gained, it is said, when assertive attempts to impose it are abandoned.) While such
43 CfChan, p.20.
44 LT 80.

18

recently fashionable ideas as bioregionalism are not encountered in explicit form in
Taoism, their bases are, as are other associated environmental ideas: living in place is

certainly present;^ doing things locally and remaining local, while being attuned to the

universe, is certainly advocated, giving some sustenance to the maxim Deep Ecology

happily borrowed, "think globally, act locally".
While there is then very much in Taoism that fits easily and revealingly with
deeper environmental theories, Taoism also induces puzzles or generates residual

problems. While some of the problems are genuine enough, that of material scarcity for
example, not all the supposed problems are genuine; and not all the puzzles are
bequeathed to contemporary theory. Illustrating both is the problem of quietism, which
is at bottom the issue of reconciling "non-action" with environmental and social
improvement and action. How, for instance, would a Taoist resistance against
depredation, a Taoist defence of environment proceed, and fare, given its apparent
emphasis on not bothering, "don't bother"? In-built harmony and quietism do not allow
sufficiently for conflict. In part there is only a problem because of misrepresentation of
Taoism, which is not committed to a "don't bother" attitude to environmental
destruction: quite to the contrary, humans should not be allowed to destroy nature.^
Furthermore, there are many Taoist tactics and techniques, using weakness to overcome

strength, letting the flow of nature demolish the forces of environmental destruction,
and the like, which can be applied in environmental resistance.^ Quietism is

accordingly a misrepresentation of the practice, and something of a misnomer (an
oppositional, not a Taoist tag).
How can Tao work in a world where there is scarcity almost everywhere? Very
simply, Taoism optimistically holds that there is no genuine problem concerning

plentitude; things are not scarce, there is an abundant outpouring from nature. There is
scarcity only because of violations of the requirements of Tao (with excessive desires,
excessive consumer demand, excessive hoarding, political mismanagement, and so on).
Tao will serve to restore plentitude/s Rather than a collection of scarce resources,

Nature is represented as an virtually infinite storehouse of boundless wealth. Nor was
there a looming problem of limits to growth, because growth (in key parameters, such
as populations) would not proceed exponentially.
Does Tao allow for the prospect and problems of too many people?

Can the

greater Tao keep pace with the requirements of many too many individual taos, even if
45 LT 80.
46 See CT.
47 Use of the power of water affords a prime example; cf LT 15. No-action adaptations of old Chinese
martial arts and strategies presumably offer more direct methods of defence and resistance.
48 LT 77.

19

those individual requirements are in line with the greater Tao? No doubt in those times,
and most historical times when epidemics and plagues were almost as regular as
droughts, when evolution still operated overtly on human species, there was little more
than a hypothetical or remote future problem concerning population. It seems plain

however that Taoism did not face the environmental problems such as those of too
many people and incremental resource and ecosystem degradation. While the texts do
address, forcefully, two of the three main components of the standard environmental

impact equation, namely consumption and technology, the important third, human
population, is not considered at all, still less statisfactorily therefore. It is much the
same for other significant environmental issues. The prime texts say little about soil
degradation and deforestation, long major environmental problems in China, as in other
centres of civilisation. Nor does Taoism have much to offer directly on main
contemporary issues of animal liberation, species loss, urban disgustification, and so
forth, though several of the problems are hardly new (and some are recognised in early

commentaries). Historic Taoism too was a product of its times, adjusted to what were
seen as problems.
There is no reason at all, however, why classical Taoism should not be updated,

more than two millenia, to take account of contemporary environmental problems.

Because of its compatibility with deeper environmentalism, Taoism admits such an
extension in a way that main modem religions do not.49

49 Such an extension of Taoism, entitled Neo-Daoism, is brashly sketched in UTD, from which much of
the present exercise is adapted. Such Neo-Daoism diverges sharply from contemporary Daoism. But it is
very congenial to contemporary deep environmental theory.

20

REFERENCES
Ames, R.T. (1986), 'Taoism and the nature of nature', E/zvzronm^nfaZ P/zz7o^op/zy 8:317350.
Axelrod, R. (1984), T/ze Evo/zmon of Cooperarzo/z, Basic Books, New York.
Chan, W.T. (1963), A .Source BooZr zTz C/zzzz^ E/zzZosop/zy, Princeton University Press,
Princeton [referred to as SB].
Chan, W.T. (1963), 77ze 1Toy of Loo Tza (Too-re c/zzzzg), Bobbs-Merill, New York
[introduction referred to as Chan, translation referred to as LT].

Devall, B. and Sessions, G. (1985), Deep EcoZogy: Lzvzng os y zzomre Moffered, Gibbs
M. Smith, Layton, Utah.
Elgin, D. (1981), VoZa/zfary .SzmpZzczzy, Murrow, New York [for a better briefer account,
see D. Elgin and A. Mitchell, 'Voluntary Simplicity', Co-EvoZafz'on gzzorrerZy 14
(Summer 1977)].
Elgin, D. and Mitchell, A. (1977), 'Voluntary Simplicity', Co-EvoZaaozz QaarferZy 14
(Summer 1977).
Fox, W. (1990), Toward o TroHspersoKo/ EcoZogy, Shambhala, Boston.

Graham, A.C. (1989), Dz'sporers ofr/ze Too, Open Court, La Salle, Illinois.
Illicit, I. (1974), 7oo/sfor CozzvzvzaZzzy, Calder and Boyars, London.

Lagerwey, J. (1987), 7oozsrEz'rooZ z'/z C/zz/zese ^ocze/y, Macmillan, New York.
Naess, A. (with D. Rothenberg) (1989), EcoZogy, Co/w/za/zzZy ozzzZLz/esZy/e, Cambridge
University Press, Cambridge.
Routley, R. (1980), ExpZorzzzg Mez/zozzg's Jzz/zgZe a/z^Z BeyornZ, Research School of
Social Sciences, The Australian National University, Canberra [referred to as JB].

Routley, V. and Routley, R. (1980), 'Social theories, self management and
environmental problems', in D. Mannison cf aZ. (eds), Ezzvz'rozzmc/zro/ E^/zzc^, The
Australian National University, Canberra [referred to as EE].
Sylvan, R. (1985-86), 'Towards an improved cosmological synthesis', Grazer
P/zzZo^op/zz'jc/zg 57a&lt;7z^/z 25/26:135-178 [referred to as CS].
Sylvan, R. and Bennett, D. (1990), Df Ufopza.?, Tao azzefDeep EcoZogy, Green Series
No. 19, Research School of Social Sciences, The Australian National University,
Canberra [referred to as UTD].
Wang Pi (1979), 'Commentary on the Lao Tzu', transl. A. Rump and W.J. Chan,
University of Hawaii Press, Honolulu.
Watson, B. (1964), T/zc Co/zzpZcrc WorE? of C/za/zg Tza, Columbia University Press,
New York [referred to as CT].

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AUM
A most interesting 4-some is the Aum, comprising the symbols
AU
MA
the last for silence, before and after each Aum.

Thus each full sequence is
AAUMA
An Aum represents the zoom of life, or, what takes the same pattern, the hum of this

universe. Part of that hum has now been identified, in the back-ground radiation of this

universe.
The pattern the process of this universe follows is in grand outline as follows:

Nothing

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Big Bang,
achieved by
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borrowing of energy
in vacuum state

Maturity
Decline and
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perhaps through
heat death, and
through return of
borrowed energy

Nothing

The hum emanates from the Big Ban , and terminates with return of borrowings.
The zoom of life follows a similar simple pattern, into which much detail again needs to

be inserted. But for each life the borrowing is from outside material in the environment, not
from nothing. The broad pattern of a life (with several sub-patterns of the same form not

represented) looks like this:

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physico-theology. (1 leaf)

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HIL050PHY
COOMBS BUILDING

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