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                    <text>These areas were also among the most significant research programs in Australian
philosophy in the 80's (see my ‘Prospects for regional philosophy in Australasia’). To set out
very briefly why these programs did not flourish. Essentially the power-strati lure in philosophy
decided it did not care for the developments that appeared to be occuring in parts of Australian
philosophy, and in ANU philosophy in particular. Among other things, a small campaign was

run against my regional themes and research project ideas. I was blocked in advancement and
Australian philosophy has been
in any power acquisition and appropriate support
lately turning back to a subservient empiricism, concentrating again on such established topics

as philosophy of mind. In the main I d-repped-out of attempwg to organise philosophy and

other projects at or through ANU.

3. Chief past research accomplishments:My past research divides into two broad categories: logic and metaphysics, and other,
other comprising, to begin with, environmental philosophy and issues. In the 1960s my
research fell almost entirely into the first category, whence I (or Routley at any rate) have been

typed ever since as a logician. As the 1970s progressed my other research broadened from
environmental ethics and issues (initially mainly forestry and nuclear topics) to include relevant
social theory, environmental politics and economics, and naturally enough, the point of all the
activity involved, that is almost to say, ultimate questions.
A. Logic and metaphysics :• Object-theory: Development of the general theory of all items, with special emphasis upon

nonexistent objects and among them impossible items. From an interdisciplinary viewpoint,
important kinds of nonexistent items comprehended by the theory are fictional items generally

and theoretical objects; but there are many other kinds: historic objects, mental and perceptual
items, vague objects, variable items, processes, and so on. This work, which established the
general theory, sistology, as a viable logical enterprise, began in early 1960s; investigations up

to 1980 were collected in Exploring Meinong's Jungle and Beyond. Investigations continue; an
improved theory has been found, and further kinds of items better comprehended.

• Relevant logics: Advances in intensional logic, especially modal logics and relevant

logics, and their applications. Much of my work in the 1960s was devoted to studies of the
properties of non-normal modal logics and implicational variants thereof, and their applications.

This work was initiated independently of European and American work, which I only learnt
about while I progressed in a somewhat different direction. More significant results include

semantics and algebras for relevant logics, resolution of many open questions, as well as new

ranges of systems, and interesting results concerning them. Many of the results reached up to
1982 are recorded in Relevant Logics and Their Rivals.
In the 1980s more and more of my technical work went into syntheses of and applications
of sociative (i.e. broadly relevant) logics, systems that matter both for critical notions in
philosophy of science and for a satisfactory theory of reasoning.

�• Discovery of universal semantics, for all logical systems. Corollaries include general
theories of denotation and truth; applications include rehabilitation of several damaged or

defunct metaphysical theories.
• Paradoxes and dialethic logic: Investigation of paradoxes, and ensuing therefrom two
broad lines of work: first, significance and context theories and a study of incompleteness, and
second, paraconsistent and dialethic (i.e. explicitly inconsistent) theories and a study of

inconsistency. Both lines lead to much work determining the extent and character of such

theories, and establishing important results concerning them. Both lines of pursuit issued in
large books (one with Leonard Goddard, the other with Graham Priest); but in both lines much
unfinished business remains. My first research in Australia in the early 1960s focussed on
paradoxes; perhaps I am at last in a position to outline main details of the theory.

• Deep Plurallism: By the 1980s it had become difficult, in philosophy, to escape the

fashionable issue of realism and its main rivals, anti-realism and relativism. I soon realised that

I could (for object-theoretic reasons) be satisfied with none of the stock options, and so began
investigation of a radical pluralism, which in due course deepened into deep plurallism. On the
way I undertook investigations of limitations regarding realism, limits to knowledge, of

ontological and alethic relativity, and of idealism and coherence.
A* Other: from environmental ethics to ultimate questions.
• Environmental ethics, and removal of human chauvinism. None of the prevailing ethical
theories were satsifactory, all succumbed to environmental counter-examples (which is one

reason why environmental ethics is not applied ethics); all were unduly chauvinistic. New
theoretical investigation was required, and was undertaken through the 1970s (though the

resulting theory has never been assembled in one source). This foundational work centered on

value theory, was broadened in the 1980s to include, for instance, a new deontic theory
accommodating moral dilemmas, a critique of rational decision theory and development of a
satisizing alternative.

• Environmental philosophy and related social topics, including nuclear energy and

obligations to future generations, war and peace, population and immigration, predation and
cannibilism, animal intentionality, environmental interference and management. One topic
merits separate listing.

•

Studies concerning forests and forestry.

While much of this investigatory work

concentrated on plantation forestry and other intensive forestry such as clearfelling and
woodchipping, it also included studies on forest practices in neighbouring countries, alternative
forestry, forestry economics, forest typology, down to details of specific forests.

• Environmental and philosophical metatheory. Topics, encroaching on theoretical

sociology, included rival social paradigms, the bearings of culture on environmental attitudes,
cultural and regional impacts on ideology, regional philosophy. The last topic led naturally into

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              <text>These areas were also among the most significant research programs in Australian
philosophy in the 80's (see my ‘Prospects for regional philosophy in Australasia’). To set out
very briefly why these programs did not flourish. Essentially the power-strati lure in philosophy
decided it did not care for the developments that appeared to be occuring in parts of Australian
philosophy, and in ANU philosophy in particular. Among other things, a small campaign was

run against my regional themes and research project ideas. I was blocked in advancement and
Australian philosophy has been
in any power acquisition and appropriate support
lately turning back to a subservient empiricism, concentrating again on such established topics

as philosophy of mind. In the main I d-repped-out of attempwg to organise philosophy and

other projects at or through ANU.

3. Chief past research accomplishments:My past research divides into two broad categories: logic and metaphysics, and other,
other comprising, to begin with, environmental philosophy and issues. In the 1960s my
research fell almost entirely into the first category, whence I (or Routley at any rate) have been

typed ever since as a logician. As the 1970s progressed my other research broadened from
environmental ethics and issues (initially mainly forestry and nuclear topics) to include relevant
social theory, environmental politics and economics, and naturally enough, the point of all the
activity involved, that is almost to say, ultimate questions.
A. Logic and metaphysics :• Object-theory: Development of the general theory of all items, with special emphasis upon

nonexistent objects and among them impossible items. From an interdisciplinary viewpoint,
important kinds of nonexistent items comprehended by the theory are fictional items generally

and theoretical objects; but there are many other kinds: historic objects, mental and perceptual
items, vague objects, variable items, processes, and so on. This work, which established the
general theory, sistology, as a viable logical enterprise, began in early 1960s; investigations up

to 1980 were collected in Exploring Meinong's Jungle and Beyond. Investigations continue; an
improved theory has been found, and further kinds of items better comprehended.

• Relevant logics: Advances in intensional logic, especially modal logics and relevant

logics, and their applications. Much of my work in the 1960s was devoted to studies of the
properties of non-normal modal logics and implicational variants thereof, and their applications.

This work was initiated independently of European and American work, which I only learnt
about while I progressed in a somewhat different direction. More significant results include

semantics and algebras for relevant logics, resolution of many open questions, as well as new

ranges of systems, and interesting results concerning them. Many of the results reached up to
1982 are recorded in Relevant Logics and Their Rivals.
In the 1980s more and more of my technical work went into syntheses of and applications
of sociative (i.e. broadly relevant) logics, systems that matter both for critical notions in
philosophy of science and for a satisfactory theory of reasoning.

• Discovery of universal semantics, for all logical systems. Corollaries include general
theories of denotation and truth; applications include rehabilitation of several damaged or

defunct metaphysical theories.
• Paradoxes and dialethic logic: Investigation of paradoxes, and ensuing therefrom two
broad lines of work: first, significance and context theories and a study of incompleteness, and
second, paraconsistent and dialethic (i.e. explicitly inconsistent) theories and a study of

inconsistency. Both lines lead to much work determining the extent and character of such

theories, and establishing important results concerning them. Both lines of pursuit issued in
large books (one with Leonard Goddard, the other with Graham Priest); but in both lines much
unfinished business remains. My first research in Australia in the early 1960s focussed on
paradoxes; perhaps I am at last in a position to outline main details of the theory.

• Deep Plurallism: By the 1980s it had become difficult, in philosophy, to escape the

fashionable issue of realism and its main rivals, anti-realism and relativism. I soon realised that

I could (for object-theoretic reasons) be satisfied with none of the stock options, and so began
investigation of a radical pluralism, which in due course deepened into deep plurallism. On the
way I undertook investigations of limitations regarding realism, limits to knowledge, of

ontological and alethic relativity, and of idealism and coherence.
A* Other: from environmental ethics to ultimate questions.
• Environmental ethics, and removal of human chauvinism. None of the prevailing ethical
theories were satsifactory, all succumbed to environmental counter-examples (which is one

reason why environmental ethics is not applied ethics); all were unduly chauvinistic. New
theoretical investigation was required, and was undertaken through the 1970s (though the

resulting theory has never been assembled in one source). This foundational work centered on

value theory, was broadened in the 1980s to include, for instance, a new deontic theory
accommodating moral dilemmas, a critique of rational decision theory and development of a
satisizing alternative.

• Environmental philosophy and related social topics, including nuclear energy and

obligations to future generations, war and peace, population and immigration, predation and
cannibilism, animal intentionality, environmental interference and management. One topic
merits separate listing.

•

Studies concerning forests and forestry.

While much of this investigatory work

concentrated on plantation forestry and other intensive forestry such as clearfelling and
woodchipping, it also included studies on forest practices in neighbouring countries, alternative
forestry, forestry economics, forest typology, down to details of specific forests.

• Environmental and philosophical metatheory. Topics, encroaching on theoretical

sociology, included rival social paradigms, the bearings of culture on environmental attitudes,
cultural and regional impacts on ideology, regional philosophy. The last topic led naturally into

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                <text>Box 169, Item 414: Untitled document on significant research programs in Australian philosophy in the 1980s</text>
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                <text>&lt;a href="https://antipodean-antinuclearism.org/items/browse?search=Richard+Sylvan&amp;amp;advanced%5B0%5D%5Bjoiner%5D=and&amp;amp;advanced%5B0%5D%5Belement_id%5D=39&amp;amp;advanced%5B0%5D%5Btype%5D=&amp;amp;advanced%5B0%5D%5Bterms%5D=&amp;amp;range=&amp;amp;collection=&amp;amp;type=&amp;amp;user=&amp;amp;tags=&amp;amp;public=&amp;amp;featured=&amp;amp;exhibit=&amp;amp;geolocation-mapped=&amp;amp;geolocation-address=&amp;amp;geolocation-latitude=&amp;amp;geolocation-longitude=&amp;amp;geolocation-radius=10&amp;amp;submit_search=Search+for+items"&gt;Richard Sylvan&lt;/a&gt;</text>
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                <text>&lt;span class="MuiTypography-root-125 MuiTypography-body2-126"&gt;The University of Queensland's &lt;a data-testid="rek-series" href="https://espace.library.uq.edu.au/records/search?page=1&amp;amp;pageSize=20&amp;amp;sortBy=score&amp;amp;sortDirection=Desc&amp;amp;searchQueryParams%5Brek_series%5D%5Bvalue%5D=Richard+Sylvan+Papers%2C+UQFL291&amp;amp;searchMode=advanced"&gt;Richard Sylvan Papers UQFL291&lt;/a&gt;&lt;/span&gt;, Box &lt;span&gt;169, Item 414&lt;/span&gt;</text>
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                <text>For all enquiries about this work, please contact the Fryer Library, The University of Queensland Library.</text>
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        <name>Como House &gt; Floor &gt; Large Carton</name>
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I
1

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I

PRIVATE AND CONFIDENTIAL

THE AUSTRALIAN NATIONAL UNIVERSITY
CENTRE FOR CONTINUING EDUCATION

23 May 1983
Professor Peter Karmel,
Vice-Chancellor.
Dear Professor Karmel,
Publi .. Affairs Conference: The consequences of nuclear war.
I have to advise you that I have serious concerns about several aspects
of this conference, which takes place next Monday-Tuesday 30-31 May.
Despit the unusual amount of time that it has taken in an attempt to
establish and agree upon the programme, and an unprecedented level of
involvement_ of the Assistant Vice-Chancellor in an attempt to enlist
more senior authority to hold the programme to what is agreed, it has
not proved possible for the Centre for Continuing Education effectively
to be responsible for the programme, or indeed even to be sure what the
programme is.
I respect and personally happen to be in agreement with Dr Denborough in
his commitment to the cause of peace and prevention of nuclear war. The
large enrolment of the conference (well in excess of 300) is due to his
very considerable efforts in publicising it as well as to its intrinsic
contemporary interest and importance.
His commitment however is such as
to override all normal conventions of cooperative behaviour, and it leaves
me unable to give assurances that the conference will be ah activity proper
and appropriate to the University.
The programme as it now appears to be is the result of a succession of
compromises extracted through pressures of various kinds.
Those involved
in the Centre are by no means happy with the result, and fear that it has
now become over-crowded, as we have been nbliged to honour agreements entered
into, as I believe, illegitimately on behalf of the University.
The likely
high level of interest and energy among those taking part, and the frustration
of a crowded programme and little opportunity till late on for floor contribution,
may well make for an explosive situation.
Much of this I have accepted, as I believe has the Assistant Vice-Chancellor,
reluctantly and finding the alternatives still less attractive.
As the
programme now reads, my most serious concern is that Dr Denborough is to
chair the final session.
I believe that he is too dedicated to a point of
view, and too embedded in the whole emotional side of the subject, the planning
and the conference, to be able to take this part satisfactorily.
I am also
concerned that Dr Millar is apparently being limited in his participation to
chairing the session at which Dr Ball is to speak.
I consider that a strong
chairperson and a well balanced panel are very important for the final session
to be satisfactory from a University point of view.
The various kinds of
moral and other blackmail that have been employed may make this impossible,
but in this and some other respects the conference remains, for all the efforts
of CCE to retain balance and authoritative presentations, highly volatile.
One reason for writing is to alert you to this, as even now it may not be too
late to enhance the quality of what at any rate is certain to be a high profile
event.
The other is to anticipate and if possible avert a consequence of
any embarrassment which might be caused by the conference: a natural reaction
away from attempting any other important but controversial theme in public
affairs and extension conferences.
The cornmi ttee which was developing thi_s
conference came to be replaced by one man, and the attempt of Mr Plowman and
myself, with CCE colleagues, to fill the vacant place naturally proved less
than satisfactory.
The lesson should be not again to allow any member of
the University with a particular personal commitment of this kind to capture

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I
1

/

I

PRIVATE AND CONFIDENTIAL

THE AUSTRALIAN NATIONAL UNIVERSITY
CENTRE FOR CONTINUING EDUCATION

23 May 1983
Professor Peter Karmel,
Vice-Chancellor.
Dear Professor Karmel,
Publi .. Affairs Conference: The consequences of nuclear war.
I have to advise you that I have serious concerns about several aspects
of this conference, which takes place next Monday-Tuesday 30-31 May.
Despit the unusual amount of time that it has taken in an attempt to
establish and agree upon the programme, and an unprecedented level of
involvement_ of the Assistant Vice-Chancellor in an attempt to enlist
more senior authority to hold the programme to what is agreed, it has
not proved possible for the Centre for Continuing Education effectively
to be responsible for the programme, or indeed even to be sure what the
programme is.
I respect and personally happen to be in agreement with Dr Denborough in
his commitment to the cause of peace and prevention of nuclear war. The
large enrolment of the conference (well in excess of 300) is due to his
very considerable efforts in publicising it as well as to its intrinsic
contemporary interest and importance.
His commitment however is such as
to override all normal conventions of cooperative behaviour, and it leaves
me unable to give assurances that the conference will be ah activity proper
and appropriate to the University.
The programme as it now appears to be is the result of a succession of
compromises extracted through pressures of various kinds.
Those involved
in the Centre are by no means happy with the result, and fear that it has
now become over-crowded, as we have been nbliged to honour agreements entered
into, as I believe, illegitimately on behalf of the University.
The likely
high level of interest and energy among those taking part, and the frustration
of a crowded programme and little opportunity till late on for floor contribution,
may well make for an explosive situation.
Much of this I have accepted, as I believe has the Assistant Vice-Chancellor,
reluctantly and finding the alternatives still less attractive.
As the
programme now reads, my most serious concern is that Dr Denborough is to
chair the final session.
I believe that he is too dedicated to a point of
view, and too embedded in the whole emotional side of the subject, the planning
and the conference, to be able to take this part satisfactorily.
I am also
concerned that Dr Millar is apparently being limited in his participation to
chairing the session at which Dr Ball is to speak.
I consider that a strong
chairperson and a well balanced panel are very important for the final session
to be satisfactory from a University point of view.
The various kinds of
moral and other blackmail that have been employed may make this impossible,
but in this and some other respects the conference remains, for all the efforts
of CCE to retain balance and authoritative presentations, highly volatile.
One reason for writing is to alert you to this, as even now it may not be too
late to enhance the quality of what at any rate is certain to be a high profile
event.
The other is to anticipate and if possible avert a consequence of
any embarrassment which might be caused by the conference: a natural reaction
away from attempting any other important but controversial theme in public
affairs and extension conferences.
The cornmi ttee which was developing thi_s
conference came to be replaced by one man, and the attempt of Mr Plowman and
myself, with CCE colleagues, to fill the vacant place naturally proved less
than satisfactory.
The lesson should be not again to allow any member of
the University with a particular personal commitment of this kind to capture

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��SHORT CONTENTS OF

TOWARDS GREEN ANARKISM:
EUCRATIC POLITICAL INVESTIGATION?

?

0.

PROLOGUE

1.

EXPLICATIONS

2.

ELABORATIONS

3.

ARGUMENTS I

4.

ARGUMENTS II

5.

VARIETIES AND OPTIONS TAKEN

6.

ECONOMIC ELEMENTS: PROPERTY, CAPITAL, MARKETS, TAX

7.

POLITICAL ELEMENTS: ORGANISATION, DEMOCRACY, BUREAUCRACY

8.

SOCIAL THEORY ELEMENTS: NATURE, CULTURE

8A

LEGAL ELEMENTS

9.

ECOREGIONAL STRUCTURES, EUTOPIAN MODELLING

10.

ROUTES, TRANSITION

11.

FURTHER CRITICISMS FOILED

12.

PROBLEM RESOLUTION

13.

EPILOGUE.

BIBLIOGRAPHY (INCLUDING RESOURCES)

by

a minor marginaZi-s^J p/iiZo-yop/^r writing in

7.

?

Richard Sylvan,
Za^ At^nri^f/i c^nfary.

��PROLOGUE
WHY GREEN ANARKISM?
Green anarchism is not merely an intellectually attractive intersection of anarchism with

genuine environmentalism; it is also a rational imperative. Modem states are not merely without
justification; they are a major force driving and facilitating degradation and destruction of global
environments, to points of no return for many natural species and environments, and even
seriously threatening future human viability. Anarchism would, with full justification, remove

these major problem sources.
Green anarchism derives from anarchism coloured by a deeper environmentalism.
Anarchism itself is said to be essentially a modem ideology, arising after, and in opposition to,
the modem state. Though there may be significant anticipations of anarchism in earlier
philosophy, and though there are many worthwhile examples of early anarchistic societies, the
main intellectual work begins only in the late eighteenth century (with the eruption of the French
Revolution). Since then there have been waves of anarchistic output of varying strength, the

most recent initiated in Paris again in 1968^(immediately following a series of academic texts

pronouncing that anarchism was dead)L
In important respects this received picture, ever so lightly sketched, is misleading.

Anarchist ideas were already advanced in those similar ancient ideologies, Taoism and
Stoicism,** in opposition to ancient empires. Lao Tzu, shadowy founder of Taoism, was not
merely a trenchant critic of the Empire, but advocated a society in which the ruler, the Prince,
disappeared into a do-nothing exemplary and merely legendary figure. What Taoism asserted is

virtually tantamount to Thoreau's small but crucial anarchist amendment to Jefferson, that the
best government is the one that does not govern at all. In a similar vein, "Zeno, the founder of
Stoicism, advocated a society without government. Laws should be abolished[!], since virtue

and morality would only be achieved in liberty'.2 That common ancient tradition, spanning
East and West, though often submerged, has never been lost. The Taoist tradition persisted (if

often in degenerate form) in China, and heavily influenced west Asian adaptations of

Buddhism. Stoicism survived, as (often degenerate) internal critic, for the duration of the
western Roman Empire, and was directly incorporated into early Christianity. Although anti­

authoritarian features were subsequently suppressed in the Stoic-Christian tradition, elements
survived even in the increasingly authoritarian climate of that religion, and the positive ideas
have resurfaced again and again in religious freer-thinkers.
1

For details see Marshall pxi. Amusingly anarchism in Australia has more recently also been

*

Taoism and Stoicism can almost be seen as variants upon one another, back to the very names. It is
tempting to conjecture that they may have both arisen from a proto-Toi-ism.
Lehner, H of I, p.71. On Taoism as anarchist, see Clark, ch7, Marchall, ch4, and UT.

2

�2

The term * anarchism' was however introduced into English in a highly perjorative sense,
signifying disorder, chaos, lawlessness and the likeA It is regularly displayed in this negative

connotation, in politically unstable times in England, long before much theoretical work on
anarchism began (nonetheless there were tracts, like that of Winstanley). As a result, the term
'anarchy' got away to a very bad start in English. It was used, from the early 16th century
onwards, to mean confusion, disorder, lawlessness, licence, and absence or nonrecognition of

authority. Similarly for most of its cognates 'anarch', 'anarchal', 'anarchial', 'anarchic',
'anarchical', 'anarchially', 'anarchism', 'anarchist' and 'anarchize', (see OED entries).

'Anarchism' itself had also acquired its re/evanf modem sense of 'the principles and practice of
anarchy or anarchists', namely 'the Doctrine Position or Art of those that teach anarchy; also the
being itself of people without a Prince or Ruler' by 1656 (in Blount GZo^^gr). As a political
theory anarchism is standardly said, however, to have emerged much later (and there are stock,

'inconsistent' presentations: a state without a state, government without government, theory
without doctrine, order without order, etc.)
It is the interaction between popular longer-standing usage and later serious ideological

use that helps account for the astonishing folkloric history of the term aKarc/n-yTK. It also

reflects one facet of the pervading amateurism of anarchism, its lack of industrious research.
Consider what certain encyclopaedias say, beginning with one that is not so much wrong as
sloppy.

Historically the word "anarchist", which derives from the Greek an
arc/io-y, meaning "no government", appears first to have been used
pejoratively to indicate one who denies all law and wishes to promote
chaos. It was used in this sense against the Levelers during the English
Civil War and during the French Revolution by most parties in criticizing
those who stood to the left of them along the political spectrum. The first
use of the world as an approbatory description of a positive philosophy
appears to have been by Pierre Joseph Proudhon when, in his
(W%&lt;3/ Af property?, Paris, 1840), he described himself
as an anarchist because he believed that political organization based on
authority should be replaced by social and economic organisation based on
voluntary contractual agreement (Woodcock p. 111).

According to a rival encyclopaedia, however,
The word "anarchy" describing a stateless society was used[?J for the first
time by Louis Armand de Labortan in his
voyage
Z'
(1703), describing the Indians living in a society
without state, laws, prisons, priests, private property, in short "in
anarchy" (Lehning p.71).
A glance at the OED, such as we took above, along with a comparison of the stories,

reveals the falsity of many of these interesting contentions. Much historical detail remains to be
sorted out satisfactorily. Though there are many histories of anarchism, until very recently a
3

The pejorative sense was not contrived or imposed following some significant political incident,
such as the pivotal Chicago events of 1886, which is what Jp^ies 86 implies. No doubt, however,
following the Chicago events, stigmatisation and denigration of anarchism, and its automatically
assumed association with violence and disorder, were deliberately orchestrated and propagated in USA.
Such an outcome contributed further to development of an already established anti-anarchist
mythology.

�3

reasonably satisfactory one had yet to be written. Fortunately that has now changed (during the
drafting of this text). Conveniently we are now absolved from lamenting the absence of such
work and likewise from attempting more historical detail.^ For Marshall's massive text,
has now appeared, it can be deferred to (by no means always
uncritically) on many historical issues and for mad detail, to which it affords fine access. The

concentrate on systematic and theoretical matters.
Most of the seminal and interesting work on anarchism has come from outside

present text can now

universities and standard intellectual circles, and often from political amateurs. Academics have
contributed histories, surveys and (usually not so sympathetic) criticisms, but, with a very few
exceptions, little original thought. $ For typically they are ideologically stuck with the state, be
it a pathetically minimal one. Intellectuals are so inured to the state that they are inclined to such
pronouncements as that the idea of abolishing the state entirely must strike us as utopian .6
Yes, as eutopian. 'Most political philosophers in the past few generations have been unable to
escape what the psychoanalysts might call a "state fixation". Even those those temper and
reason caused them to distrust a nationalist philosophy could not deal with the state except as a
rigid entity. They wished it large or small, isolated or cosmopolitan, but in any case a rounded

unit which had to be taken as it was and maintained as such in any reconstruction of...

society'7 It is easy to speculate on reasons for this, connected with academics being part of the
expensive state scene. While anarchism has vanished from the mainstream academic scene, it is
again becoming visible, if hardly prominent, in alternative (especially green) scenes and in

work of disaffected academics associated with them.
A surprising amount of the adventurous anarchist literature now appears, like the earlier
utopian literature, in fiction, especially science fiction (and so, under prevailing division of

labour, tends to become a subject for literary criticism, not political philosophy). But the ideas
and plans appear there in quite insufficient detail. There, moreover, it can easily be dismissed
as fantasy, as unrealistic, not a serious and proper contribution to political dialectic.
The entire range of political discussion concerns whether there should be
marginally more government intervention, or marginally less; marginally
more public expenditure on welfare services is marginally less. Nobody
[much] challenges the whole system, still less the existence of the state
itself. The state's own socialisation processes see to that (Luard p.52).
While virtually all political discussion undoubtedly traffics in such marginalia, powerful and
warranted challenges there certainly have been:
It is plain that on general principles of law and reason ... the Constitution
is no contract; that it binds nobody, and never did bind anybody; and that
all those who pretend to act by its authority, are really acting without any
legitimate authority at all: that, on general principles of law and reason,

4
5
6
7

In contrast thus to James 186 who reiterates the familiar lament.
Even the very occasional (here deliberately unspecified) exceptions are exceedingly cautious.
Miller p.182.
Mitrany p.98.

�4

they are mere usurpers, and that everyone ... has the right... to treat them
as such.s
Given the United States is not contractually legitimated, what other state is? None appears to

have superior credentials! None is rationally legitimated, so it will be argued in detail. The
State in general and in abstract is not justified.

So, whether it can be exploited for

environmental and social purposes or not, its use is not justified.
Environmentalism is still more modem than anarchism. Though it has ancient roots, and
though the movement grew substantially in the 19th century, fusing there with an earlier

romantic movement, environmentalism is an archetypically 20th century ideology. The more
widely diffused green movement is essentially a contemporary phenomena, no doubt the most
distinctive new political force of the late 20th century (the feminism movement is older).

Green anarchism draws together elements from environmentalism and anarchism. While

it can be seen as continuous with environmentally sensitive later 19th century social anarchism
(of Morris, Kroprotkin, and others), environmental problems now appear in a new light and
take on a new urgency. For we are now confronted by what is not inaccurately referred to as
the envzronmenfa/ crAyZy, combining the cumulative efforts of rapid human population growth,
rapid concomitant growth of vast industrial and human pollution threatening and undermining

biological life support systems, rapid depletion of habitats species and nonrenewable resources,
and very extensive and worsening environmental deterioration.

In the present parlous environmental predicament those concerned to take some requisite
action, active environmentalists, have two opposently diametrically opposed courses open;9
* Supporting, and working through, strengthened states to try to avert the crisis. Central to
'most environmental justifications of [expanded] state power", according to social

individualists,
is the argument that people will not voluntarily r&amp;yfram themselves from
doing those things of which the environmental crisis is the aggregate
effect. They will not voluntarily refrain from hunting whales and other
species threatened with extinction, from having "too many children"", from
discharging untreated wastes into rivers and lakes, and so on (Taylor pp
1-2, quoted in Grofman p.108).
As in collective action theory (advanced typically by individualists), it is concluded (invalidly as

will be seen) that state power is required to compel restraint and to undertake compulsory
rectification.

* Working outside states in more direct efforts to avert elements of the crisis. The alternative,
that is, is to abandon the state. Here lies the main chance, and the only genuine long term

alternative for a deep, as opposed to merely reformist, environmentalism. For under state

regimes, more and more of remaining environments are degraded or destroyed, in the march of

8

9

Spooner (M? Treason) pp 27-8. The omitted phrase asserts that everyone has not only the right but
is wtoraZZy
to treat them thus. But here Spooner goes further than data seems to warrant,
converting supererogation to obligation. (The phrase following the quotation echoes Miller p.38).
These choices are differently presented and explained in SM, a main intellectual ancestor of the
present work. The approaches complement one another.

�5

state growth and economic progress. In fact, there are several reasons for the extra-state anti­
state course. There are serious limits to what states can accomplish, especially in international
issues in the interstrices of states, but also as regards individual environmentally-hostile action.
Moreover, even when it appears that states can a^t, or contribute, there are sharp limits to what
they are prepared to do or attempt. States of course explain their tardiness or reluctance to
move in various ways: prior higher commitments (e.g. endless economic ones such as creating
jobs, containing inflation, etc.), the need for balance (with a constituency after unparaxeded of
any environmental crisis, or wanting, like comments operating with anarchist discount rates, to

party now), etc.
Concerned environmentalists should take both courses: use the state and exploit state
power where opportunities offer (without thereby endorsing the state and its standard
practices), but also, more important, they should work outside states and against states. For

mam co/ifn&amp;Mfmg coarse o/The

anJ

ov^ra/Z

o/?^rafmg fa worsen if. Given this (no doubt jaundiced) sfa^-mfrz'car^ thesis, surely it is

hypocritical also to work through them and use them. Not at all; for states acquire and hold,
have expropriated to themselves, considerable social wealth, which arguably should be directed
to social concerns, including environmental amelioration. However, while states may properly

be used so long as they persist, still ultimately halting the new ubiquitous environmental rot,
salvaging or conserving some of what remain of viable environments, will involve, if it can be
done, dissolution of states. There are powerful environmental reasons for trying to terminate

/

the present era of states.
States are ineluctably committed to economic growth, of almost any sort; indeed they are

main proponents of such growth. This commitment, certainly highly conspicuous, is not
merely accidental, and is bound to impact negatively on environments. Australia, for example,

needs a growth rate (in GDP) of at least 3% just to provide employment for its school-leavers,

more to cater for immigrants, more to allow for some politically acceptable redistribution, more

to meet rising aspirations. More, more, more .... States cannot step off the growth treadmill.
That growth in turn requires, to deliver essential exports, expanded raids on resources and
biological capital (if not that held by the state, that of other states). These exercises in tum
inevitably mean, given present technologies and cost structures, pollution in many dismaying

forms and environmental degradation.^ So growth implies environmental degradation.
Therefore, with contemporary states degradation is inevitable. Such states are inevitably

environmental vandals, n
10

11

A prominent recent attempt to block this sort of argument features
economic growth subject to con train ts of environmental sustainability. While such constrained
economic growth is a feasible (and old) idea, contemporary states, given their commitments, cannot
and cannot afford to deliver it. A recent example concerns Australian production of greenhouse gases,
where Australia cannot, officials now say, meet the costs involved in attaining expected reduction
targets. Sustainable development itself is critically examined in
r
The kind of practical necessity operating here will concern us in later chapters. Logically there could
be benign "states"; but these would be far removed from contemporary state arrangements.

(

�6
There is exceedingly little evidence that social and environmental prospects will ever

improve under the contemporary regime of states; instead much evidence to contrary has
accumulated. "... Reliance on the state or a global superstate for change will lead to a

continuation of many of the patterns of domination that the state has done so much to develop
and reinforce in the past"

the anarchist strategy of change "from below" ... [and "from

above" is] much more promising'. Indeed the claim is made that The anarchist vision ... of a

fusion between a universal confederation and organic societal forms of a communal character

lies at the very centre of the on/y hopeful prospect for the future world order'. 12
Some of the pressures to continued exponential growth, and their environmental and
social consequences, themselves positively feeding back to fuel demands for more growth, are

colourfully observed in the following passage:
One of the most widely pursued common goals of recent times has been
economic growth, which is generally regarded as the most important
ambition of states. These pressures to high rate of growth not only
endanger the world's resources but do not even procure the material
satisfactions they are intended to provide. For the effect of competition is
that high rates of growth can be achieved only by high rates of investment
designed to secure higher productivity. This secures equivalent
production with more equipment but less labour. Thus more and more
people are displaced from their jobs who cannot necessarily find
alternative employment in service industries or elsewhere. All over the
Western world, in shipbuilding, in steel, in motor manufacture, in textiles,
in fishing, in agriculture and other industries, employment rapidly
declines. So the total number of those unemployed increases in all
industrial countries and remains high even in those where a relatively high
rate of growth is being achieved. And the very fact of high
unemployment, by reducing total demand, lowers the level of investment
and growth for the future. Periods of growth become shorter and those of
recession become longer. The relatively simple devices for stimulating
growth in earlier times - lower interest rates, budgetary deficits, fiscal
expansion and public works — are either not attempted through fear of
inflation, or if attempted do not achieve their effect. Despite persistent
recession inflation remains strong, partly because of excessive increases in
income obtained by those still at work, partly because of the large sections
of the economy which are in public hands and are unaffected by antiinflationary measures. Modern industrial societies, therefore, in
appearance so advanced, are yet characterised by the bizarre spectacle of
large sections of the population being without work, while ever higher
levels of investment are undertaken to reduce employment still further in
the future, so ensuring that the benefits of high growth are enjoyed by
fewer and fewer people (Laurd p.147).
A main dynamic involved can be summarised: Both the State and those major

corporations which set much of its agenda aim to increase productivity (for reasons of profit,
profile, firm or party growth and survival, etc.). But productivity increase characteristically

sheds labour. Restoration of employment requires growth. Hence one heavy pressure to

growth: sustaining employment.
That pressure is, furthermore, one of many. Another derives from internal dynamics of
corporations and bureaucracies. Like the state and capitalism, they all must, as Marx argued,
12

Clark, also quoting Falk from 'Anarchism of world order* in FVo/noj, p.160).

�7

grow or die. There are many reasons for the growth imperative, both broad ideological and

business specific.^ For satisfactory survival, satisfaction of its executives and employees, its
stock holders, and so on, a modem corporation has to grow. Cpntr^l here are such matters as

laws of profit decline otherwise, and more general principles of organisational aging and

decline.
If any serious ecological conclusion is to be drawn from
Vol I, it
is from Marx's compelling demonstration that the very law of life of
capitalist competition, of the fully developed market economy, is based on
the maxim, "grow or die". Translated into ecological terms, this clearly
means that a fully developed market economy must unrelentingly exploit
nature to a point ... that is literally regressive geologically and
biologically. Capitalism, in effect, is not only polluting the world on a
historically unprecedented scale; it is simplifying all the ecosystems of the
planet, turning soil into sand, the oceans into lifeless sewers, indeed,
threatening the very integrity of our sources of atmospheric oxygen. If
one were to follow the logic of this tendency to its very end, capitalist—
and hierarchical— society are utterly incompatible with a viable biosphere.
What limits the ecological validity of Marx's view is obviously not his
revelation of capitalism's "law of life" but rather the "progressive" role he
imparts to capitalism's "success" in supposedly achieving the technical
domination of nature. This Janus-faced aspect of Marx's writings is what
throw them into conflict with an authentic ecological sensibility. Gorz, by
contrast, sides-steps exacfZy what we must learn in the contradictory
position of Marx, namely, that the very technical achievements of
capitalism, fat^ from a-y-MmzZafing "ecological necessities as technical
restraints", are governed by a "law of life" that technologically lacks any
TES p.293)
form of "restraint'
Prevailing political arrangements 'no longer offer us a hopeful prospect of resolving the

vast social and ecological crises which now confront humanity ... these systems, with their
deep commitment to such values as industrialism, high technology, centralism, urbanization
and the state, have been instrumental in creating the social atomization and ecological imbalance
which are at the core of these crises' (Clark pp. 141-2). Indeed these systems are bound to

exacerbate the problems. While these statements should by now be motherhood statements,

they are not. Hope springs eternal: more naive environmentalists regularly appeal to a state that
sometimes makes appropriate responsive noises and puts out appealing propaganda, but
meanwhile is thoroughly committed to economic growth of environmentally damaging forms.

The normal dynamic of th^ "advanced" state is extremely environmentally hazardous.
Centralised states support environmentally and socially damaging methods of production, in

order to benefit from the surplus and exploitable technology thereby produced - which are

important for purposes of state, in particular for spending to remain in power (job generation,

pork barrelling, subsidization of large business), for positional enrichment of the bureaucracy,
and for development of the forces of coercion, propaganda and authority which matter both for
internal social objectives and in order to remain militarily competitive in the region and spheres

of influence. Details of the dynamic at work have become familiar from socio-environmental
studies of state operation. For example, technologies that facilitate centralized authoritarian

13

The broad and ancient ideological reasons are investigated elsewhere, e.g. MSS.

�8
control are favoured (such as nuclear power, which also supplies material for nuclear
weapons). Such technologies serve the interests of state actors and those who benefit

particularly therefrom, namely economically dominant social strata. This dynamic, which does
not require any arms race, only kinds of inter-state competition, encourages ever-increasing
productivity, entailing high consumption of resources, high output of pollution, substantial

environmental degeneration and destru( tion, and so on. Active aware environmentalists have,
in the end, little choice but to attempt to ;abotage this dynamic. 14
Opposition to anarchism from gi een directions, and especially from green infiltrators,
often derives from the assumption that under anarchism all environmental regulation would

lapse, that it would be an open-go, fret -for-all for anti-environmental forces—the very ones
that are already running rampant over the Earth, and perhaps others besides. It needs to be

stressed that this opposition rests on a misconception of what green anarchism ^is all about.
With a caring anarchism there may be a complete

of the usually conceived situations of

states and stateless societies, as regards environment regulation and social support. It should

not have escaped notice that often states are the prime enemies of environmental regulation,
improved environment practices, and the like. Even when there is very extensive community

support for regulation, the state acts to block it, and aids and abets damaging practices! A
central reason for this is that the state typically reflects a rather narrow range of vested interests,
increasingJhese days those of dominant business, not community interests except very

secondarily. Contrary then to received conceptions, the state is frequently not a means to, but
an obstacle to, satisfactory regulation. Satisfactory green regulation can occur, can only occur,
without the modern state.
It will be argued that not only are there no intellectual or theoretical problems in
dispensing with the state, but fuller there are no serious losses in disposing of it. There is no
case for the state, and no need for it. But it is worse than that: it is predominantly bad in its

impacts. Accordingly, it ought not to be in place. The practical upshot is that that we should

endeavour to remove it. Among the incidental practical difficulties arising as a result, are that
for complex societies there is a need for some structure to replace the state (not a intractable
theoretical problem any longer). As well there is a need for a strategy to displace the state.
That is where radical environmentalism enters again.
A thoroughgoing environmentalism accordingly forces a significant type of anarchism, a
social non-capitalist anarchism. The basic reason it forces anarchism is that the state, a prime
anarchist enemy, not only fails to supply or retain environmental goods, but is frequently

actively involved in their degradation or removal. The state is a major facilitator and powerful

source of environmental degradation and destruction.
Genuine greenness further substantially constrains the directions anarchism can take, the
variety of admissible anarchisms. It serves to eliminate as a serious option total reliance on

14

This argument is adapted from A. Carter, Towards a green political theory*. While Carter's way out
is not endorsed, his elaboration of the dynamic is, more or less.

LL

�market methods, as proposed for instance under anarcho-capitalism and libertarianism. While

excessive reHance upon capitalist markets is rejected, primarily because of heavy externalities,
more traditional markets are given a rather free role. The problems with market-capitalism is
not so much markets, except as distorted in a capitalist setting, but capitalism.^ Capitalism,
both in theory and as normally practised, is a major enemy of environmentalism, and a main
source of environmental problems. Capitalism also encourages, what conspicuous capitalists
conspicuously exhibit, environmentally unacceptable lifestyles. Greenness also sharply
constrains meta-politics. For example, it counts heavily against standard game-theoretic

approaches of analytic political philosophy, because these entirely discount environmental
effects (except as reflected through human actors' self interests).
This work concentrates upon the anarchist components of green anarchism (the green part

is attempted in a companion text on green ideology). It is primarily a theoretical work; it

concentrates upon what is sometimes usefully called "theoretical anarchism". Because the work

does focus on anarchism, little will be said about present green politics (and what thin
associated theory there is), because that generally involves politics within conventional state
settings.
Where this differs from past anarchism is not only its environmental depth, but in the
level of detail of arguments, criticism, and organisational structure. The latter especially,jwhere
IT-

1

a; thin and threadbare historical anarchism is particularly weak. It is not enough to gesture

towards some federation of communities. Details of organisations at each level need to be
provided, for a more convincing story. Most of the disappointingly slight contemporary

academic literature on anarchism will not be addressed or, if it is, criticised in much detail. Life
is too short for that sort of indulgence. However much will have been criticised obliquely or in

passing; and enough critical detail is supplied for direct critiques to be produced (as exercises
by energetic readers).
While there is mMc/z scope for theoretical improvement of anarchism, there is little room

for reinventing anarchism. There is a long and distinguished Hne of amateur anarchist thought
form virtually every significant idea that will be
which contains in seminal (if

developed herein. Thus, like most of the academic literature^this text is not particularly original.
Unlike much of that literature it does not pretend to be. Virtually everything in this book has
been said before, if not in anarchist theory then elsewhere; scarcely anything is original. But it
has never been put together quite like this before. Moreover, some of it needed and needs

saying again, with a little new information and arguments a bit differently ordered. But no
means all is repeated. Where something, perhaps important for the dialectic, is said at least as
well I can reiterate it, I simply cross-refer. That has the effect of making the work visibly less

contained (self-containment is ^bmething of an illusion), but it saves on labour and materials.
For other purposes too, repetition, despite its extravagance, may be important. Significant

15

On the deliberately neglected, or papered over, major differences between marketism and capitalism,

�10
ideas and books often get neglected, because for instance they were not published at the right

times, in the right places, by the right authors; they did not get duly circulated, and so forth. I
judge the time at least is more propitious for green anarchism than it has been, perhaps ever
before.
As well, there are many things that this book, which is pitched in a theoretical,
rationalistic way, does not aim or attempt to do. It does not attempt to supply much

background, historical or other information, a lot of which is easily found in better equipped
libraries. Relevant background can all be tracked, however, through references in work

referred to in this book. 16 It does not attempt a full account of substitutes for important current
institutions and arrangements such as those connected with property, markets, law, and so on;

nor does it offer, what is warranted, a sustained critique of prevailing arrangements, for which
opposite substitutes are sought and indicated. Fortunately again, some of the critique, if not
positive detail of substitutes, has been well accomplished in other texts. 17 What is attempted is

however a scholarly and systematic work (though, as indicated, a far from exhaustive work),
on theoretical anarchism. Accordingly the book is littered with notes, some of which merely

cite references, but many of which elaborate points in the text, especially details hat lead off in
different directions from the thrust of the text.
I should like to thank Frances Redrup for processing reams of inelegant scribble, from
which this text grew, and to acknowledge the continuing support the Australian National

University gave during slow production. I want to thank Debbie Trew for proofing the
typescript (no straightforward business) and organizing a bibliography. I should record my
gratitude to Bob Goodin for a continuing supply of background books, and to him and to the

publishers and editor of Anarc/iAyf

16

17

for encouraging me to work upon anarkism again.

A major recent source, for history of Northern Hemispheric anarchism, is, as observed, Marshall,
While Marshall concentrates, no doubt correctly upon Northern
hemispheric activity, and within that heavily upon Anglo-American work, there is room for a
supplementary production taking due account of anarchism elsewhere, Australia for one example.
Although an anarchist club was formed in Melbourne only a century ago (and then upon an American
model), an extraordinarily sustained period of "original anarchism" (coupled often with "original (or
primitive) affluence") flourished in Australia before European settlement two centuries ago, with
more than 500 centuries perhaps more than 10000 centuries, of continuous Aboriginal anarchist
arrangements.
Much of the story of post-settlement Australian anarchism (which included remarkable Queensland
activity and a Paraguayan expedition organised by Lane, as well as extensive Victorian agitation) is
recounted by James, in a series of local publication, add Burgmann and by Souter. The story of
Australian Aboriginal anarchism has yet to be told. The story for the rest of the Southern
Hemisphere, both before and after European conquests and political imposition, remains to be
satisfactorily told.
Thus, for instance, Carter on property, Bumheim on bureaurcracy, othe^on democracy.
A

�//

1.
EXPLICATIONS OF ANARCHISM
CHAPTER

and of green subforms
G

1. Initial explanation: fud and dilute forms, and corollaries.
Anarchism is the theory, principles or practice of anarchy. As practised by engaged

anarchists, who are naturally adherents, authors or promotors of anarchy, it includes the

assertion of anarchy and rejection of nonanarchy, i.e. rejection of archy. Anarchy itself, in its
norma/ political form, applies to societies or communities, territories or countries. It is,

according to the dictionaries, the following sort of condition or state: lack of coercive
government, absence of a political state, want of authoritarian political heads or leaders,
institutions or organisations. Politically there are evidently fhr^
j^racrara/
aa^ar/(y, ca^rciaa, and normally comprehending both, the political .yraf^.i The anchoring

notion of anarchy has recently been extended beyond political arrangements to apply to other
institutional forms such as the Church, Science, and Law, to mean alternative forms lacking
authoritarian structure and coercive methods. Thus appear, under transference, such varieties as

epistemological anarchism and philosophical anarchism, instead of po/zfzcn/ anarchism upon
which this text focuses. However the far-reaching analogies should not lost sight of; they
matter. Anarchism is to political authority, as atheism is to religious authority, and rather as

scepticism is to scientific authority.
Although the conditions specified for anarchy are normally taken as conjoined, it is

possible to construe them disjointly, yielding what could be called

anarchisms. One

diluted form which has obtained a little exposure is a /zzzzz^J anarchism appropriately opposed to
the state but prepared to endorse carefully-controlled coercive authorities.^ A differently diluted

form is a

anarchism which is opposed to all prevailing states, because of some serious

but in principle removable defect or other of each and every one of these states, but is not
opposed to the very idea of an ideal state, or to a new wonderful order of states; that is it is, not,
so to say, a principled anarchism. It is sometimes difficult to ascertain whether historic

anarchists are j?rznczp/^r/ anarchists or merely de facto ones. There are limits to how far
definitional dilution should be allowed to proceed: a theory (such as libertarianism) postulating a
minimal coercive centralised state presumably exceeds acceptable diluted bounds, as n^key

element is retained. Within such bounds, we shall operate both with full and dilute forms,
accounting all anarchism (in a bro^d sense, qualifying as need be). Routes to full anarchism

may well lead through dilute forms. Indeed these offer main paths towards anarchism proper.

-t

These three key elements are duly signposted in many, though not all, serious on anarchism.

J-

�12

It is evident that anarchy, and therewith anarchism, can be better characterised, negatively,
through what it rejects,
namely to sharpen the characterisation, centralised coercive
forms, than in assertive formulation obtained through awkward locutions like 'absence' 'lack'
'want'. The simpler negative formulation (supplying the
of anarchy), rejection of

archy, makes it immediately evident that much of what vulgarly pass for meaning conditions
upon or essential features of anarchism are not.
Firstly, a variety of political arrangements and organisation, including

of

government, are entirely compatible with anarchy. It is enough for these arrangements not to
include anarchy-violating features such as authoritarian or coercive elements. For example, a
government without such elements, a government nonetheless in the dictionary sense of

'administration of public affairs', satisfies the principle of anarchy, and so is anarchistic. Such

an anarchistic government can include normal components of organisation, regulation and

control, so long as they conform to the principle. Certainly a territory without government,

since therefore lacking an archist government, is anarchistic. But the popular converse fails.
An anarchistic system may well, like several societies substantially destroyed by European

conquest, have a small smooth-running public administration, free of authoritarian elements.
Thus it would have a government, but not an authoritarian government. No doubt it would also
be
in a predominant modem, but narrow, use of 'government'. The term
'government', which is variably determinable, vacillates in particular between

* administration of public affairs (including control, regulation,

what it once

meant) and its important and now dominant restriction, the enarchistically unacceptable
determinate,
* authoritative administration of public affairs (i.e. that exercising authority, and
characteristically backed by coercion).
Much confusion concerning anarchism has resulted through failure to separate the wider and
narrower determinates^ It may well be true that, as dictionaries assert, an anarchist would
'oppose all existing systems of government'; but this is not a matter of meaning, it is contingent
upon the character of prevailing state systems.

Nor therefore are prevailing political forms everywhere so far removed from anarchistic
alternatives: they may even overlap them. Make the following kind of thought-experiment

concerning the government and operation of some modem freer, less violent, more peaceful

society: the coercive and authoritarian elements are blacked out (both operational components
and what they typically operate upon). For instance, there is a strike of relevant groups, judges

�and accused, police and criminals, prison warders and prisoners, etc. (perhaps because the

broad society had reduced the opportunities for crime and accordingly threatened their contra­

operative livelihoods). What may well happen, what we shall imagine happening, is that
governmental affairs simply keep running for some time. Things work well enough. Partial
examples of just this sort of phenomenon are not uncommon, as when police forces go slow or
strike. For example, when traffic police stop work traffic keeps on going, much as before. It
may be irrelevantly objected that such anarchistic periods are mere interludes, presupposing
surrounding authoritarian structures (somewhat as anarchistic end-states of marxism are
premissed on preceding super-productive authoritarian states). Such thought experiments were

designed to remove a different intellectual blockage: the common assumption that anarchism is
utterly remote from the political practice of complex modem states and impossible to realise at
all.

As a theory, anarchism tends to advance a stronger theme than the progressive particular
claims that anarchistic systems are possible, realisable, and sometimes realised. After all, these
arrangements may be realisable—as more than an interlude—only in restricted or anomalous
circumstances (e.g. a few people on an isolated tropical island). The stronger theme, linked
with the anarchist principle, is that there is no need at all for authoritarian or coercive regulation.
So rejection can succeed universally. Universal anarchism encounters many problems which do

not trouble less ambitious parfict/Zar anarchisms, such as those to be advanced here. For
example, how to rectify especially degenerate or evil societies? An attempt is sometimes made
to render all anarchism universal, through the connecting thesis that for anarchism to succeed

anywhere it must succeed everywhere (else be destroyed by ruthless, expansionist or greedy
states, or similar). Fortunately the fallacious connecting thesis, though popular with critics, is

implausible.^
Although anarchism proper does exclude certain kinds of government, coercive and
authoritarian forms, it does not automatically include, certainly not as a matter of semantics,
specific positive kinds. Anarchism is not necessarily "a theory of government based on the free

agreement of individuals rather than on submission to law and authority", despite what
dictionaries assert (incompatibly incidentally with their definitions of 'anarchy'). Such positive

accounts of anarchism, as offering a certain theory of government, both try to convert a
particular variety, individualistic anarchism, into the more general object, and try to import a

certain motivation for, or differently explanation of, or justification of, anarchism into the very
essence of the object (this is the general fallacy of verificationism in operation). Anarchism, or

at least its assertion, may well be regularly motivated by ideals of free arrangements, not
imposed by narrow or incompetent authoritarian forces, but motivation is one thing, meaning

�14
another, verification a third.

Not only is the assumption that anarchism is incompatible with government, wellregulated government, mistaken. So also therefore are the assumptions that anarchism is

incompatible with organisation, with regulation, with a positive noncoercive "law", with order.

So mistaken therefore are the widespread assumptions that anarchism entails disorganisation,

disorder, confusion, lawlessness, chaos. Yet all these negative associations have been
incorporated into degenerate popular meanings of anarchism. It is similar with related
assumptions that anarchism implies violence, paramilitary activity, or terrorism. A popular

picture of the anarchist, encouraged by authors like Conrad and Dostoevsky, is the excitable
fictional character with a bomb in his pocket (not a Tolstoy or a Thoreau).5 These too are

assumptions and pictures, with little basis either in semantics or in general anarchist theory or
practice, promulgated by an unsympathetic opposition generally comfortable in present poor to
appalling political systems or unaware of alternatives. With anarchy, as with many other
valuable terms, a concerted confusion or destruction effort has been made, part of an extensive

terminological vandalism in human intellectual affairs. Rather than reconciling ourselves to

sacrifice of the damaged term anorc/ug/n, let us salvage the term explicitly for the pristine notion,
and isolate the conventional associations under the term
anarchi-pm, shortened, if a
single term is sought, to
Most fictional anarchists of system-supportative authors
are degenarchists; but they are far from representative of anarchists. There are many anarchists

who are not terrorists, few who are; there are many who are not dangerous troublemakers bent
upon violently upsetting local settled order; increasingly there are many anarchists within
environmental and peace movements, many of them

anarchists. Gentler anarchisms tend

to be all of more pacific, more social and more rational than tougher or hardened anarchisms.
2. Rival, typically defective, definitions, and beyond.
Much of what is taken as typical or even characteristic of anarchism, especially popularly

and journalistically, consist of optional extras, not even typical of anarchism. They represent,
like what gets written into degenarchism, attempts at easy smearing or dismissal of anarchism,
for instance as an ideology unworthy of serious consideration. As regards violence, terrorism,
disorder, disorganisation, confusion, these sorts of point ought to be well enough known. But
they apply also to other more benign features widely taken to characterize anarchism, such as
attempts to tie anarchism variously to individualism, capitalism, voluntarism, primitivism,
spontaneity, or socialism. Thus such erroneous characterisations of anarchism as those of the

selection that follows:-

5

�15

* One utterly appalling characterisation comes from a Russian DzcZzozzrzzy of PAz/o^op/zy. ^
"Azz^zrc/zz^zzz, a petty-bourgeois socio-political trend that is hostile to all
authority and the state, and counterposes the interests of petty private
ownership and small peasart economy to the progress of society based on
large-scale production"
* Another dismal, indeed wild, characterisation comes from an American political scientist, who
audaciously asserts that "anarchism ... is anti-political—that is, it does not really offer political
solutions" (p.l), rather "the primitive core of anarchism is not so very different from Christianity.

That is, it rests on the notion that man has a need, not just a preference, to love" While this is

wild, there are convergences and congruences between types of anarchism and early

Christianity.?
* It is "a political doctrine based on the value of individual freedom"? While this is not wild, it
does erroneously convert what is a frequent powerful motive, and reason, for anarchism into part
of it, confusing motivation and justification with essence. For it is by no means an invariant
feature. A socialist or monastic community, placing no great emphasis upon or even
discouraging individuality, can be organised anarchistically.
* It is "a theory of government based on the free agreement of individuals rather than submission

to law and authority" (Concz-y^ Eng/zj/z Dzcfzozzazy). But it also asserts that the same %7z#rc/zz.yAy
"... are opposed to all forms of government". That inconsistent information should, as already
seen, be discounted. Furthermore, there may be no free agreement; an anarchistic situation can,

as already also seen, just happen. More likely, a sustained anarchism may emerge under
favourable historical opportunities, again without any sort of contract or general agreement; it is
then only
zf there were free agreement. Certainly, there would no longer be "submission to
authority", but there would likely be systems of rules, which people normally followed.

* The very short characterisation of rzzzrzrc/zMzzz (and rendition of zzzMrc/zz?^) as "no government"

is defective because of the elasticity, slippiness and determinability, of "government"? For
example, to increase documentation, according to one dictionary ((/zzzv^r^zz/ Ezz^/z^/z),

gove?7Z7?zenf means "... system of polity in a state; territory ruled by a governor ..." in which
case it incompatible with anarchism; but it also means "... control; administration of public
affairs" in which case it is certainly no? incompatible. Granted there have been attempts to
represent anarchism as if it entailed no organisation or administration at all (state-of-nature

arguments regular rely on this fallacy of false dichotomy), but it does not, and if it did there
would be a gap for a near-identical relative (a/za&amp;yrz^ for instance) to All. One of the rather

better brief characterisations is the following: "a social philosophy that rejects authoritarian

6
7
8
9

Ed I. Frolov, 2nd revised ed, Progress, Moscow, 1989.
Apter p.3.
HI p.70.
For such proposals see e.g. Carter,Websters' Dictionary (?), Marshall p.3.

�16
government and maintains that voluntary institutions are best suited to express man's natural
social tendencies'/ (Woodcock, Ency Phil, p.lll). While the first negative conjunct, which
n governmental' right, might rate a pass (though anarchism is not always a
philosophy, it is sometimes a practice), the second positive conjunct calls the whole account into
doubt. Many humans naturally thrive in authoritarian settings. Defective definitions of
anarchism abound, many regrettably supplied by high profile anarchists or well-regarded

commentators (whereupon they assume a certain air of authority, a bogus air). A few examples

will be considered, mostly drawn from a large list of similarly defective definitions included in
Clark, who is out to show that any definition which attempts to do justice to anarchism through
an essentialistic definition deploying one simple idea is bound to fail, abysmally, to

does not 'mean literally "without government'" contrary to Carter, for one. It does however

imply systems without governments of prevailing sorts, which is what she immediately
proceeds to: 'and the lowest common demominator of anarchist thought is the conviction that
existing forms of government are productive of wars, internal violence, repression and misery'

(p.14). Right on! Kropotkin, for another, defines 'anarchism' in terms of 'society ... without
government'. Like most of the brief definitions to be cited, this is neither necessary #)r
sufficient. For 'government' has to be narrowed to its coercive and authoritarian determinate,
and other archie arrangements also excluded. Many, Runkle for one, maintain that anarchism
'opposes authority in all its forms'; but elsewhere Runkle holds that its essence is individual
liberty'. Others, Goodman for one, suggest anarchism is defined in terms of decentralization,

still others, Bakunin for one, suggest characterisation in terms of 'organization from below
upwards, by means of federation'. Again this is neither necessary nor sufficient. It is not so
easy to And an adequate characterisation of anarchism. (I have found none in the literature,

despite some searching. That is

reason why a certain amount of work has gone into such

basics).

There is a tendency to leap from the inadequate to the excessive—a tendency exemplified

by Clark, who also cites Woodcock approvingly. Anarchism is first contracted to a rather
elaborate doctrine, or political theory, thereby excluding practice. Then requirements are

sharply inflated:

For a political theory to be called "anarchism" it must contain: 1) a view of an
ideal, non-coercive, non-authoritarian society; 2) a criticism of existing society
and its institutions, based on this anti-authoritarian ideal; 3) a view of human
nature that justifies the hope for significant progress towards the ideal; and 4) a
strategy for change, involving immediate institution of non-coercive, non­
authoritarian, and decentralist alternatives (p.127).

As Clark indicates, this "minimum" "definition" is an elaboration of another account, briefer and

10

See Clark p. 118ff. Clark's attack on essentialistic definitions is in the style of Wittgenstein.

�17

better, that Woodcock also offers: 'historically, anarchism is a doctrine which passes a criticism
of existing society; a view of a desirable future society; and a means of passing from one to
another" (cf. p.120). There is nothing here about human nature, which anarchism need have no
particular views about, perhaps rejecting the notion altogether as part of archist propaganda or
similar, n There is nothing about the ideal society, or any commitment to one. Anarchists are
not seeking
societies; that is an illusory, Enlightenment goal, have transformed to get
another excessive condition of adequacy for anarchist societies. It would be quite enough to
achieve satisfactory societies. 12 Realistic anarchists may even come to appreciate that there are
no ideal societies, perhaps just various less unsatifactory and better justified societies than

virtually all of the extraordinarily narrow range of modem societies presently exhibited or on

offer. However Clark's discussion of "the ideal"" reveals that he does not really intend an ideal,
but only one or other of the plurality of societies meeting certain adequacy conditions. It
certainly does not intend a unique one,
ideal. 'Some adequate" or similar should substitute"
for 'an (the) ideal", and the definition should be duly pluralised.

Outside explications of anarchism which answer back to dictionary accounts, there are

various high redefinitions (e.g. Clark) and some weird redefinitions. One such weird
redefinition is that proferred by Taylor, who—rightly enough contrasting anarchism with the

presence of the state where there is a concentration of the means of deploying force—defines a
as where 'force is perfectly dispersed, not concentrated at all" (82 p.6). But
Taylor does advance from pure anarchy, of which there are no examples, to an illuminating
discussion of the exercise of concentrated force in societies.

In recognisably anarchistic societies there is but limited concentration of force (based on

physical inequalities), which 'is

/10c in use. There is no standing specialist group or

organisation or centralised system of groups...'

No doubt a /MZ/er anarchist f/t^ory has to accomplish much of what excessive
characterisations of anarchism,^ list, and more. Any reasonably full theory should
* include a critique of authoritarian and coercive features of present and past societies and their
institutions;

11
12

13

The important matter of such "nature" is discussed later..
Presently we are very far removed from such societies, except for small communities mainly in rich
countries. States have done extremely poorly in this regard. There is not one satisfactory state in all of
Africa or the Americas. Even small European states that at least have avoided extensive poverty,
homelessness, and violence are in doubt because of
* virtually entire destruction of their natural environments
* reliance for wealth on impoverished Third World countries
* justified dissatisfaction of many of their inhabitants.
those of Woodcock and Clark p.120, p.126.
r

�18
* outline features of noncoercive nonauthoritarian societies as alternatives to, and improvements

upon present dominant social arrangements, for some regions at least;
* suggest strategies for attempting to change from defective forms to improved alternatives.
Clarke also tries to insist, what we shall subsequently reject, that for a 'theory to called

"anarchism" it justifies the hope for significant progress towards the ideal' (p.127).
As well as theory, there is practice. (Clarke also goes astray in excluding anarchism as a
, "anarchism without doctrine", and so on.) The pracfice of anarchism, generously

construed, naturally includes the state of being in anarchist conditions, of living under
anarchism (though perhaps unaware of doing so). There is scope for
wfr/toM?
Many primitive societies thus qualify as anarchistic; they practice, or practiced,
anarchism though unaware (somewhat as wild animals practice hygiene, knowing
without
knowing ;%af). Further, no doubt now stretching 'practice' beyond its assumed anthropic

context, many animal communities practice anarchism, very successfully. Many attracted to
anarchism, an anarchism without name even, long for analogous pure practice, many practicing
environmentalists for instance. They hope that whatever it is will operate, perhaps even

materialize, without any heavy-duty theory, without excess or even any intellectualizing,
perhaps without even thought or much effort on their part. In contemporary circumstances they
would have to be extraordinary lucky; a paternal state with caring elements, such as safe jobs

and spoon-fed indoctrinal education for all citizens, does not relinquish its control voluntarily.
While definitions can be defective or otherwise unsatisfactory, in m^y ways, one thing
they are not is dogmatic (as suggested by Marshall, none too subtlely trying to evade critical
details in delimiting his massive study, p.3). Though insisting upon^themes definitions yield

upon substitution can be dogmatic, having or offering definitions is not. Significant criticism
of definitions is logically different, belonging to different categories.

As well as decking anarchism out with defective definitions, with all the scope for

argumental malpractice that affords, there is a coupled practice of boxing anarchism in, by
narrow and confining constraints, jf iZZ/czf/y ctrcMWMcri&amp;ing

(Whereas definitions
characteristically yield necessary and sufficient, conditions, such circumscription concerns
necessary, or possibly sufficient conditions). Many of the restrictions imposed are, however,
quite inessential, and have rather the effect of excluding viable alternatives. Simple examples
concern
waAmg, which is sometimes taken as having always to be case by case, and

elsewhere is seen as necessarily involving all parties, large assemblies, or even complete social

participation. None of this is essential, often the restrictions would prove undesirable.
Often the circumscription technique proceeds by presenting features of, or said to be of,

�19
historic anarchism, then tacticly assuming that all anarchism must conform to those features.*4
That is one reason why definition and characterisation are important; so anarchism is not set in
riged past forms, unable to adapt to new circumstances and ideas.

Another example concerns the character of the anarchist revolution, onto which many

restrictions are loaded, often resulting in gratuitous puzzles, which are removed with the
impositions. For example, it is said that 'the revolution had to be a mass affair" (M p.94). But
nothing in anarchism, or its general development, requires this. (As a result the dilemma Miller

finds .p.99 ff., simply falls over.) A revolution could be carried out by an elite anarchist band,
or, in some states, through a single governor or president. Again, it said that the revolution is

bound to be authoritarian (which renders an anarchist revolution contradictory), violent, and so

on. This we have on authority from Engels: 'a revolution is certainly the most authoritarian
thing there is; it is the act whereby one part of the population imposes its will upon the other by
means of rifles [etc.] authoritarian means, if such there be at all', to which Miller adds

approvingly that to say in power the party must rely on military means and 'terror of arms' (M
p.92). None of this is so. A revolution could lag rapid change through mass conversion; for

instance, there is a sign or appearance that is widely recognised, a new social movement which
spreads like "wild fire", etc.

3. Anarchism and the state.
While organisation and government are entirely compatible with anarchism, that most
conspicuous modem institution, the state, is not: it is the paradigmatic archist form. Nor are
ancient power formations such as the empire and the kingdom really compatible with
anarchism. A prime reason is their authoritarian character and their extensive use of coercion
and violence, but reasons als&lt;4 includd^hein centralized organisation (such as power and
hierarchical structure). Let us focus upon the state, against which a major and often virulent
part of anarchistic political critique is directed; indeed such is the opposition to the state and its

features that anarchism is sometimes distinguished in that way, in terms of 'hostility to the state
... [which] should be abolished and replaced by a new form of social organisation' (thus Miller
p.5). But again these may be consequential, not characterising features of anarchism, which are

derived from characterising features together with a standard theoretical characterisation of
Under one such standard (though fairly strong^) characterisation, the state is a
and

14

15

This is a much favoured tactic with critics of anarchism. For many examples, some only Quoted in the
main text, see Miller.
Although strong, in certain respects the characterisation is not strong enough. A state must not only be
able to c/ai/n all these sorts of power, but sometimes to exercise them. Cf. Taylor's criticism of Weber's
definition of the state (p.5).

A

�body ... it claims complete authority to define the rights of its subjects ....
Second, the state is a
body, in the sense that everyone bom into a given
society is forced to recognise obligations to the state that govern that society. Third,
the state is a
body: it claims a monopoly of force in its territorial area,
allowing no competitor to exist alongside it (Miller p.5).

It also normally claims other monopolies, such as on legal tender. It is virtually immediate,

powers.
So it is that anarchism is often epitomized as directed at the dissolution of, what is widely seen

then, that the state is a comprehensive

as
major political problem, the state. As to why it is such a problem, anarchist critiques of
the state, sketched below, will reveal. With anarchism implemented in a place there is then an
end there to any institution that is recognisably a state.

The subsequent argument for anarchism does not depend upon a strong characterisation of
.yfafe, such as that so far offered. Even fairly weak characterisations will serve. But inadequate

characterisations, such as the following, will not: 'a collective object with territorial boundaries

and political organisation throughout that territory". For that omits essential features of the
state, such as sovereignty, authority, coercive control; it describes a possible anarchist
society. 16 Arguments/or the state (which anarchism is normally concerned to fault) are
however sensitive to characterisation. Mostly these arguments reach little further than, justify
no more than, some sort of "minimal state"", very different from anything the Earth has had on

offer (e.g. a nice state guaranteeing basic rights rather than removing rights: but anarchism need
hardly oppose such arrangements). So it will matter just how ^&lt;2^ is characterized. But this is
easier said than done:

is a ^k cluster ( muqti-criterial) notion, explications of which are

controversial and typically contested.i?

In seeking a satisfactory working characterisation, a useful starting point is the following
short definition: 'a collective item with territorial boundaries and political organisation exercising
sovereign power".is As anarchism can comfortably accommodate the first parts, political

organisation within a region, it is the last part, sovereign power (as spelt out, e.g., in Miller's
account) that is the problematic distinguishing factor. In a way, the term
ruling sui^ipreme, derived from la&amp;Ctptein
which reflects the Greek

reigning or
says

it all, why anarchism is bound to oppose a state so empowered. Improved detailing will exhibit
a similar division between acceptable and unacceptable. A state, which comprises a

16
A'
17

18

q/

Virtually all the key political terms that we shall encounter have a disconcerting multiplicity of meanings:
so it is with state, sovereignty, democracy (422 senses in Naess p.30), ideology, and so on. Fortunately
these terms are dealt with^ elsewhere in this work.
For a useful attempt at a multi-criterial characterization,and discussion of controversies over
characterisations see Dun^eary "The state
*
(in Goodin &amp; Pettit).
Reese, with 'item
*
substituted for 'entity
*
to evade reificative issues.

�21
interconnected

(their level of cohesion justifying a definite description), has domains

consisting of a
and of
who form an associated society. The territory of a state
consists of spatial regions, over which it normally exercises control. Subjects are generally
those humans who regularly reside in the territory (citizens form a
of subjects, singled
out by possession of certain duties and rights).

The state is not the only authoritarian body to be repudiated. Lesser authoritarian

organisation, such as those proposed under terms of functionalism (military barracks, prisons,
reform schools, etc.) are to be similarly repudiated. No doubt on occasion the ability to coerce
makes an institution more "effective", much as childrens learning of uninviting material is
sometimes rendered more effective by coercive means, e.g. heavy cannings, floggings. But

the repugnant means, and their common chase outw^eight the gains, if any, in effectiveness

achieved.
Now, having thus arrived at regular anarchism, reputiating the state, we confess to the
evident, to the refinement of the notion of anarchy away from widespread common usage where
it functions primarily as a powerful directive away from disapproved anti-statist life. Given that

anarchism is thereby rendered (as in many dictionaries which of course reflect usage) a
contradictory notion, encompassing both disorder without the state and order alternative to the

state, some refinement and some diversion of disorder is no doubt desirable. The trouble with
this easy resolution is that the early uses of 'anarchism' in English operated precisely with the
corrupt drunk-and-disorderly side of the contradiction—disorder as contrasted with spendid

state order. That was what (in defiance of the original Greek meaning) 'anarchy' and

'anarchism' were introduced to mean (see OED citations from 16-17th C). Thus the early usage,
which persists, contradicts the refined and now regular usage. In technical presentations this
problem is easily sliced through, by coining a term to mean what anarchy as refined means
(anaRyri'2 and anacracy are such terms). Here however we shall simply persist with the

refinement of the prevailing term, and in the course of giving it etymological justification over
the early corrupt uses, further refine. 19 But the justification for refinement is not only

19

Tempting as it may be to switch, alternatively to new, freeing terminology, that temptation has here been
largely resisted. Anarchism is a term, and idea, worth retaining. Not that there is anything amiss with
new terminology: quite the contrary, provided that it is well-indroduced and pointful. In the course of
drafting this book, a variety of new terminology has been toyed with—including such nice terms as
(signifying non-domination)—because, as is regularly emphasized, anarchism is now such a turn­
off for most people. No doubt in more pdular versions (written by someone else), anarchism will
disappear from headings, displaced by new terminology with a hint of old such as ^ada^waacra^y, or, less
scrupulously, its place usurped by ^car-vacuous terms in high popular favour such as d^/nocracy. In this
less popular version, anarchism stays; but, in pa^t compensation, some pleasant absolute terms, and

senses, have been revised. They offer acceptable alternatives.

A more powerful consideration than negative connotations is perhaps this: The present text, though strictly

/

�22

etymological. Do we need yet another term for lawlessness, or for disorder? Don't we rather
need a term to help break the false dichotomy between: the state or political disorder? As if there
are no further alternatives, like stateless order of various kinds? Or (as much ill-informed

literature suggests), no political theory without the state, merely untheorizable confusion?
4. A refined explication of anarchism.

derives from the ancient Greek

Etymologically

meaning: without a

chief or head, or without a top authority. Of course what the form derives from, though often

indicative, does not determine what it now means. (Anarchism was not, after an ancient

political theory, but is in fact, under familiar classifications, the most recent and novel of major
political ideologies.) However it M worth drawing out the etymological meaning, because it is
revealing. What it appears to exclude are political arrangements structured with a top element of
any of the following authoritarian sorts: a monarch, a prince, a ruler, a leader, a president, a
prime minister, and shifting from individual to group form, a party, a clique, a ruling elite, a
central power such as a state, etc.
There are, analysis reveals, two interacting foci: one, a top or centre, and two, control or
dominance flowing from this top by what are adjudged inadmissible means, authoritarian or

coercive means in particular. A chief both stands at the top of a power hierarchy and exercises
authoritarian control from there. Under this

anarchy entails

double foci

structure or organisation without inadmissible top-down or centralized means. Let us look at

the foci in turn, beginning with the more independent one, the top.
Topologically, wif/tonf % fop amounts to wzt/zoMt % cenfre, because by topological

transformations (roughly&amp;^nJzKg and stretching as what rubber objects will permit) what is a
top transforms to a centre, and vice versa. Diagrams illustrate the transformations:

top (of tree,
semi lattice)
o

centre

o

investigating
is so far removed from what normally enters under that denomination that different
terminology is warranted, terminology which then has the advantage of shaking off all those negative
associations of anarchy. The salient differences from run-of-the-mill anarchism will appear when preferred
forms are detailed subsequently.

�23

Volcano

from top

from sides

* peak

* peak

Given such transformations, which will be taken for granted, anarchism also excludes
arrangements structured with a controlling centre, such as a ruling central government. It
implies decentralization in a precise sense. It does not thereby also remove all structure: it

leaves intact a rich variety of structure including network arrangements with no centres (or with
multiple "centres"), federation structures or similar. Yet another example is afforded by lateral
structuring with central "centres" dispersed via function, as ilustrated;^

service
"centres"

The skeleton or scaffolding of organisation is structure; it is the frame on which
organisation is hung, which organisation fills or fleshes out. The sense of

explicating

the underlying organic image, implies as much. According, for instance, to the Conci-ye
Dzcfiofiuiy, 'structure: manner in which a building or organism or other complete whole is

constructed, supporting framework or whole of the essential parts of something
*.
Structure
itself is primarily, though not entirely, a matter of
of elements and parts, among which
order relations figure prominently, though not exclusively. That is, structure involves order, as
a critical component.
Remarkably, the same sort of

&lt;y%n/c%r&amp;y occur in a range of seemingly

diverse theoretical areas, not just social and political theory, to be displaced in each case by a

similar sort of problem-dissipating structure.
To illustrate, consider an order on a type (or set) of items Q given by one order relation R,

20

Insofar as there is a single centre, it is the bottom, the people. Major condinating issues are referred to
people, for instance through referenda. So there a will be a referenda organising office, but it will be
independent cooperative.

�24
on item c in Q, i.e. R = Re- For example, where Q is a system of

where R may itself

worlds including your world the ordering R of worlds may depend on your world (and my
world could supply a different order). Differently, where Qis a system of values or valued
items, R may depend upon your values; and so on. As an orJer, R is at least transitive, and
perhaps either (if like &lt;) reflexive or (if like &lt;) symmetric, on its ranged The system &lt;Q, R&gt;

is a simple ordered structure, or ay%w%^. (The latter is the term now used in modal logic, where
such structures are the bases of models for the logic.) A
or top t of such a system is an
element such that all items of Q bear R to t but which does not itself bear R to any element of Q.

(The notion, that of -yMpreyniow, and likewise woxiwMw, may be similarly defined relative to

subsets or types within Q.22)
77^oreTH. There are order structures without tops.

Examples are provided by systems (often with much more structure) with no supremum. Here
is a simple 6 element example drawn from relevant logical theory.

+1

+2

„ = {=2,-l,-0, +0, +l,+2}
+0

R - — is as shown by arrows.

-0
-1

T = {+0, +1, +2} is a frufh component

-2

Topologically, several notions of prime political and philosophical cast are tantamount to

tops in order structures, including chiefs (top persons in power rankings) hierarchs, grand

leaders, centres, absolutes, and objective items.

Consider, a pertinent issue, the matter of

control or authority, where as in the next diagram all elements

to t.

trans^ity required of order.

21

There are various cases, depending upon conditions

22

A supremum t of R (in type T) is an (that) element (of T) such that all elements (of T) bear R to t but
which does not itself bear R to anything (in T).

�Looked at from above t is centre of a network. In the diagram shown, it remains a structure, a

flattened hierarchy, when t and relations leading to it are deleted, under

so to say.

What this shows in a simple fashion is that there can be ordered structures without central
control (and ranging further there can be statelessness, absence of central control, anarchy

without "anarchy" or chaos, because there is order),

structures.

afford numerous examples. Order, including good order of a range of sorts, does not require
central controls, leaders, absolute rulers or arrangements, or similar. Order does not require
hierarchy, such hierarchy. 23
As immediate corollary is that inferences from anarchy (without a top or centre) to absence

of order

to disorder are fatally flawed. What lacks a top or centre may nonetheless enjy

satisfactory order. Structures induced in anarchic arrangements can be far from chaotic (and
may be modest and stable equivaien&amp;s8i conditions).
It is worth alluding to a much wider philosophical sweep. Related order structural

considerations to those that tell against central states, absolute rulers, monarchs, patriarchs, top
authorities as required for satisfactory order, also count against &lt;2^x9/%^ of other sorts, such as

absolute truth (there need be none, as the first diagram above indicates), absolute order (thus R

23

Part of what seems correct in Bookchin's vendetta against hierarchy can be captured in this way. More on
this subsequently.

�26

itself is relative to c), and
of various sorts, such as objective fact (another supposed
absolute), objective value (supplied under an absolute order), and so on. On this broad sweep
the following sorts contrast sets emerged
centralism
elitism
statism
absolutism
realism
objectivism

in
rough
contrast
respectively
with

maximizing rationalism

decentralism
egalitarianism
anarchism
pluralism
nonrealism
nonjectivism

satisizing rationalism

Naturally, these simple structural considerations are only indicative, not decisive. For we

might find, as more and more constraints are imposed on structures, as account is taken of

actual conditions, that freedom contracts, that structural arrangements are forced towards
centralism or absolutism. While such forcing may now look, in the light of a little logic,
implausible, it requires further argument that it need not in general eventuate. The
to
be developed agam-yf
takes these lines: that there is ready design of
institutional arrangements for decentralised communities which does not lead back to a central

state. The state is organisationally otiose. Organisation is delivered anencephaletically.
For an added or infiltrated top or the centre to be troublesome, something anarchism need

bother removing or shun where it figures, it has to have an

role. Politically that

presumably means exercising power in some way. That is, the head (the head that is lacking in

%7i#rc%(?.y) is an operative head, not a mere figurehead. Anarchism need not exclude
princes, monarchs, emperors, or "governors", such as some countries now maintain. If the

people really like having such relics, royalty or "aristocracy", as is often said they do, then they

can presumably have them if they are prepared to afford them. Indeed this figurehead role is
just what is presumed for the prince under more plausible anarchist construals of Taoism.25

The ideal prince is a Taoist who takes no action, a sage who is rarely or never seen, whose
existence may merely be known to the populace or even simply rumoured (that is almost to say,

though Lao Tzu could not tactfully assert it, the ideal prince is a nonexistent inoperative sage).

24

For a fuller picture see Sylvan 93/4, chapter 10.

25

See Clark 84 p.165. Also UTD.

�27
As indicated, the main features adduced are mirrored in logic, which can serve as a

structural guide. It is striking, as well as technically advantageous, that logical and political

predelictions converge. Mainstream irrelevant logics have algebraic structures with top

elements, Boolean algebras in the case of classical logics. By contrast relevant logics, which
now challenge the classical logical paradigm, do not. Their corresponding algebras, De Morgan
monoids and such like need include no top element. The top element, T, is directly responsible
for positive paradoxes, of the basic form A -* T (anything at all implies the True), of
mainstream logics, paradoxes infecting much theory which relevant logic avoids.^ The logical
structure shows that sub "centres" need not have such damaging effects; a plurality of local

"centres", regional nodes, induces no paradox.

The figurehead analogy also operates analogically, in logic. It does not matter if a semi­
lattice structure is extended to include a top element, so long as that addition provides only a

conservative extension. (If T is added to top a relevant lattice, it has in stronger logics to be
kept out of implication relations, else it will induce a non-conservative relevant extension with
theses like A -* T.) But otherwise, as an inoperative top-piece it is admissible.

Technical comparisons now reach much further than logic alone, as we leam more and
more about decentralised structures, about decentralised cerebral organisation, decentralised Al
and topless connectionism, and decentralised intelligent structure. Intelligent organisation

without top or central elements may abound both in nature, for instance in insect cerebral
organisation and in vertebrate brain structure, and in many future artificial intelligence
applications. Logic and computing technology demonstrate, what is widely appreciated outside
political theory, that topless is feasible.2? There is scope, and need, for twenty-first century

anarchism to be highly techno-logically sophisticated.
There is more to anarchism than political structure without an operative top, head or

centre, than a lateral structuring. That more, the residue of the rejection of archy, is more

difficult to characterize in a way non-prejudicial to types of anarchism. It is bound up with the
operation of the active top, with the confroZ for example it exercises, the potter it exerts, or the

like: non-prejudicially, it cannot operate
As to what are unacceptable
means, however there are different specifications. These many include—what can be
summarized, under a single rubric, as
—force, coercion, authoritarianism (and
what implies any of those, such as totalitarianism); and, much more controversial,

nonvoluntary, nonindividualistic, socialist and communist, means. As in dictionariess entries
for "anarchism", only coercive and authoritarian elements will be ruled unacceptable (for

26

See WR.

27

The subsequently preferred variety of anarchism, while not at all opposed to slates losing their heads, is
powerfully opposed to people literally loosing their heads (figuratively again, it may be alright).

��34

A Gramsci, 'The intellectuals
*
and 'The modem prison
*
in gcZccfzony /row ?7zc Prz'yon
M?fc&amp;ooRy (ed. Q. Hoare and G.N. Smith), International Publishers, New York, 1971.
D. Mannison and others (eds.), Environment?/ P/zz/oyopAy, Research School of Social Science,
Australian National University, 1980; referred to as EP.
D. Miller, Aaarc/zzym, J.M. Dent and Sons, London, 1984; referred to as M.
D. Mitrany, 7%c Ennctona/ 77zcory o/PoEr/cy, Martm Robertson, London, 1975.
A. Naess and associates, Democracy, /Jeo/ogy aaJ D/?/eciiviiy, Oslo University Press,
Norway, 1956.
R. and V. Routley, 'The irrefutability of anarchism
*,
&amp;?cza/AZfcrnaEvcy,
R. and V. Routley, 'Social theories, self-management and environmental problems
*,
in EP;
referred to as SM.
R. Sylvan, and D. Bennett, 'On Utopias, Tao and Deep Ecology
*,
D/ycayyzoa Papery in
EavzrozzmczzZaZ P/zz/oypp/zy, #19, Research School of Social Sciences, Australian National
University, 1990.
R.P. Wolff, 7a De/ence o/Aaarc/zzym, Harper &amp; Row, New York, 1970.
ADDITIONAL SOURCES

P. Nursey-Bray, an Aaaa/arcJ EzEZzagrap/zy a/Aaarc/zzym , Greenwood Press, 1992.

END NOTES
2
Cf Clark p.ll8ff. The general methodological issue of multiple determinates of key
political terms and their archist confinement is taken up in a later chapter.

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�1
CHAPTER 2.

ELABORATIONS OF ANARCHISMS

There are wany anarchist theories. For an anarchist theory is any laterally structured

theory which duly conforms to the anarchy principle, of rejecting political authority and
coercion. While received anarchist theories restrict anarchism to certain more specific forms (the

standard options of considered below), p/ara/ijtic anarchism does not; plural anarchism not only
admits the plurality, but takes advantage of it any may revel in it.
Not all of this variety, not all anarchisms in the sheaf of systems, are of equal merit.
Some forms are decidedly undesirable — like anarchisms expanding on the violent or chaotic

varieties of popular imagination — in much the way that the nasty states of modem history, that
anarchism opposes, are undesirable. Such undesirability may devolve from external rather than
internal political characters. Thus, for instance, regions committed to global power projection to
retain their privileged way of life (most unlikely under anarchistic arrangements) or committed to

transnational terrorist practices. While standard anarchisms have been located in the more
desirable, or even eutopian, end-range of anarchist systems, they by no means exhaust the

satisfactory forms or even the most promising forms (as explained in chapter 5). Indeed in
important respects the desirable range is significantly open for further elaboration of newer (and

greener) forms.
As varieties of anarchy may diverge, widely, so correspondingly do motivations and
justifications for various divergent forms. The motivations, for instance, range from entirely
theoretical (conceding to the warranted force of political scepticism) to practical (changing the
local world); from personal and perhaps selfish (getting the state off one's back, or out of one's
business and one's till) to other directed (eliminating a state oppressing its people) to

environmental (disestablishing another vandalistic state). Common motivations trace back to the

common character of anarchism: repulsion by, or opposition to, oppression, perhaps generalised

from the state to all analogous political and bureaucratic structures, or expanding on that again,
to all gross power relations. Indeed it is appealingly suggested that what anarchy is really all

about is gross power relations, their reduction and removal; state coercive and authoritarian

power are but paradigmatic of such power and domination relations. But while such opposition

to gross power does characterizer gentler anarchism, heavy power methods are acceptable to
tougher anarchisms; gentler anarchisms tend, so it will be argued, to be all of more pacific, more

liberal and more rational than tougher or hardened anarchism. There are other expansionary

liberal democratic motives for anarchism, further varying this theme: a yearning for removal of

constraints, and for more extensive freedom; or a desire for more extensive equality, which
would of course diminish those inequalities power delivers. Such motivations too have illicitly

worked their way into variant characterisations of anarchism.

?

�2

While a popular image of anarchists remains that of hardened terrorists, exercising
authority over hostages using state-manufactured guns, many anarchists are joined by opposition
to all such naked authority or coercion. Indeed 'behind the anarchist attack on the state and other
coercive institutions, there has often stood a fundamental critique of the idea of authority itself
(M p.15). An important, though certainly not invariant, mofivafmg and

r^&lt;?n for

anarchism derives from a more sweeping anti-authoritarianism: the theme that no person or
organisation can ever rightfully exercise authority of (political cast) over another. Picturesquely

it is the theme that no authority is justified, no one, state or other, has a right to push another
around. Too briefly it is sloganised to assert, no bosses, no leaders, or similar. Such general
opposition to the principle of authority has even been dubbed "philosophical anarchism". It is an
unfortunate choice of terminology given Feyerabend's different anarchistic challenge to much in
philosophical theory and practice.
*

But some further classification and labelling undoubtedly
helps. A
princZp/^J anarchism takes exception on principled, characteristically ethical,
grounds to objectionable authority or to coercion, that is to prime target elements undiluted

anarchism directly rejects.
But irrespective of type of anarchism intricated, much in anarchist theory, including a
fuller characterisation, turns upon the twin notions of anf/ion/y and coercion, what these terms
mean and cash out to, and why it is considered important to avoid damaging features of this
sort? Both authority and coercion fall into the general category of power relations, a category

that has rightly featured large not merely in anarchist theory but in social theory more
comprehensively. As Aristotelian definitions of 'authority and coercion , by gunus and
differentia, will be offered, an essential preliminary consists in pinning down the genus, power.

* Power gm/
reZevan? serfs.
Defective definitions of power, authority and coercion abound. Despite the importance of
the notions for political theory, not just for anarchism, it is rare to encounter satisfactory

formulations. A defective formulation from recent relevant anarchist theory defines power as
'the ability to compel compliance, either through the use of force or the threat of force (Wolff

p.4), a conspicuously high redefinition. Rather, a power reZofion is a relation where one of the
relata, that having the power, can normally get the other relata to do something (down to
entertaining a belief, considering an idea). Power is a can-do; it may not be exercised. But there
need be no compulsion or compelling compliance; nor need its exercise always succeed. Further

its exercise need not involve force or threat thereof; it may be effected by a range of other means.

1

By Wolff, and following him, Miler and others. Feyerabend's philosophical anarchism,
his
is sometimes better labelled
anarc/h-yiH, a type of nihilism.
But it stops short, excluding logical methods (irrationally scorned however) from variation^ .In fact
without a sharp—unavailable—distinction between logical and other (empirical or pwidivist)

methods, this methodological anarchism is incoherent.

�3
on the one side, bribery, seduction, blackmail, and so on, and on the other, knowledge,

prowess, charisma, and so on. It is no secret that major problems in human social and political

affairs devolve upon power, its excessive or evil use, misuse, regulation and control. But by no

means all power, not even all political power, is bad. Distangling the undesirable, negative
forms is an essential exercise, often neglected.

After observing the failure of radical social theory to provide an adequate investigation of

power, Clark embarks on a critique of the "classical model"2
According to the received conception, power is depicted as a relation of domination
in which the powerful subject the powerless to control in order to exploit the latter.
In both classical Marxism and anarchism this exploitation is conceived as being
essentially economic. Thus, for Marx, "political power, properly so called, is
merely the organised power of one class for oppressing another (p.231).
It is evident that what we see here is an attempt to explain power through, and then reduce power
to, certain of its determinate forms: domination, then control, exploitation, oppression, and then
organised and economic forms of these. These determinates are all, though important, rather
special and rather negative, black forms of power. Power may be short-term, just for a day for

instance or once only (a creature requires power only for a short period, because of what it is,
because it loses power thereafter, because it has access to short-term drugs, magic, hypnosis,
contracts, etc.). Domination is a longer-term relation, a disposition, between recognised parties,
with a decided bias in favour of one party the power-holder; exploitation and oppression increase

that bias, in specifiable ways, control however removes it. Power may, furthermore, be applied

for positive and libertary, purposes, to help powerless to achieve something or other, to survive,
prosper, and so on.

Briefly, the

concerning power is not power itself, but certain of its forms, its

negative forms, and its excessive use. This last can be assimilated, by taking excess as a
negative form. The negative forms are, of course, though they can be independently specified,
the bad, or undesirable forms,
forms as was earlier said.3 These include, among other
forms, closed authority and coercion. They also include such overlapping forms as oppression,

exploitation, domination, and so on. Privilege goes with these latter forms; it is held by the
power-holders and their circle. It is held moreover exclusively by this circle; others, at the other

end of the power relation, the power-less, are excluded from its possession. That is, the domain
and range of a given power relation are exclusive: no one is both an exploiter and exploited

(though of course someone, a husband day labourer for example, may be both exploited in his
labour and domineering over his wife).

2
3

A critique, p.231 ff. too quickly petering out in an inconclusive, discussion of Foucault on power,
where power turns into what is not, something mystical and all-pervasive.
In these respects, power is like other notions, of green political significance,
for one,
for another.

�4

There are two separable kinds of undesirable power: excessive and malselective or illdirected. The two kinds are more or less replicated in other significant phenomena that have
been, like power, too sweepingly condemned: economic growth and material consumption. The
problematic concerning human consumption is not consumption itself, some level of which is

essential to human societies and indeed survival. The problems derive basically from excessive

consumption and from poorly selected consumption. Conspicuous consumption, insofar as it

delivers a negative form, derives from these: it is either excessive and wasteful or malselective or
a mix of these. But the kinds are distinctive. For example, a poor family that buys expensive
junk food may spend its limited income poorly, but its consumption may well not be excessive.
Similarly with power: the limited power an individual or group possesses, whether exercisable

for evil or not, may be better or worse directed.
In term of power and its gross exercise, much in more gentle anarchisms can be

/

synthesized, namely all that is otherwise packed into the rubric: unacceptable means. What is

unacceptable is gross exercise of power, including types of political power exploited by tougher

anarchisms, terrorist power, crude fire power from the barrels of guns, and so on. What
correspondingly gentler anarchisms oppose are all institutions and arrangements, not just the
state and those tied to it, that can exert gross power. The state mightly concentrates, and
centralizes, such power/ Even so the state is merely paradigmatic among undesirable and
excessive power structures — a power hungry one at that, since it looks for a surplus product in
power, along with a monopolistic position. But militia posts, torture shops, and pirate ships are

other more localized structures. Coercive and closed authoritarian arrangements (opposition to

which helps define anarchism) are distinctive marks of such grossness. Dilute anarchisms tone
down opposition certain types of power (typically authority); they admit exercise of power that

gentler anarchism would regard as gross.
From the problematicness and undesirability of excessive power, main objectives of
(

anarchism for ameliorative change flow: decentralisation, division and separation of powers.
Centralised powers are to be separated and decentralised; aggregated powers to be broken down
into functional components; and so on. Tougher anarchism proposes more, rival power play,

resisting and undermining power through power, to break down its excesses and reveal its
limitations, fighting fire with fire. One trouble with this tough and morally dubious strategy,
which can be spectacular, is that it easily overreaches, producing for instance inadmissible
coercion of others.

4

Not all state power is undesirable. Some of state regulation and redistribution, effected through
power is certainly desirable. The argument will be that these elements are completely outweighted
by the undesirable components of state power, and that they can be independently effected without

the state.

�5
Gentler anarchism travels in the vanguard of the long retreat from barbarism in human
practices and institutions. In more enlightened parts of the world we have witnessed the

progressive removal of
physical punishment, such as: maiming, blinding, executing,
stoning, torturing, transporting, flogging, corporal punishing, starving, chaining, incarcerating,
imprisoning, infecting, ...and

extensions, such as: serious threats thereof and assistance

or encouragement of these practices elsewhere. Such enlightenment has not penetrated many

parts of the world to any extent, and has far to reach yet even in the most civilized regions.
TTyugh the gentler anarchist theme of curtailment of power, we can tap into several rich

connections. The excessive drive to power and strength, the "will to power", is a conspicuous
feature of modernity. Interestingly Nietzsche went so far as to claim that the will to power was
basic motive in human affairs. Fortunately such a socio-psychological claim, about
prevailing human nature and institutions, has little to substantiate it. But undoubtedly power

motivates much, much too much, in modernity; otherwise anarchism would lose much of its

more sweeping point. It was not always so; the quest for power at all costs, the flaunting of
power, was at least highly problematic (as drama revealed); it did not always gain the adulation it

now widely commands. It did not win respect from early anarchism, as manifested in Stoicism
and Taoism. It would not have won endorsement from Aristotelibnism; for power, of both
institutions and individuals, like so many other attributes, is evidently similarly constrained to a

While the rough bounds are evident enough for an instrumental object such as a vehicle, which
wastes fuel and becomes dangerous when excessively powered, but cannot perform its tasks if
underpowered, the bounds, especially ^e lower, may not be so conspicuous elsewhere (e.g.

with military hardware, intelligence reserves, etc.). Organisations and institutions, which
should be vehicles to serve social ends, enjoy once again a striking analogy with logical
systems. Logical systems, when excessively strong in the fashion of modem mainstream

systems, ensnarl users in a tangle of paradoxes and other troubles (for detailed discussion see

RLR, p.240 ff.). On the other hand, if they are excessively weak they fail to meet reasonable
conditions of adequacy, to afford satisfactory vehicles of inference and reasoning.
Two species of gross power feature particularly in the definitional elaboration of
anarchism: authority and coercion. While undesirable authority is characteristically tied into

excessive power, coercion is different, is often once-off, and is malselective power.

�6

* Authority, and warranted repugnance of closed forms.
Authority is a type of power relation, a relation with the power or influence conferred or
supported by other features of one of the relata, the bearer of authority, namely character,
station, recognised control of coercive means, or the like.
itself is the abstract of the
relation : a has authority over or with respect to b. Authority is a proper subrelation of power.

For evidently many power relations — those exerted by bullies, bandits, etc — are not authority
relations, since the relation is not supported by suitable station. Again the following definition

of authority (upon which Wolff founds his philosophical defence of anarchism) is far too
narrow: "the right to command, and correlatively, the right to be obeyed" (p.4). Only some who
hold authority may be (conventionally) conceded a right to command, or more broadly, to
exercise their power. For evidently their power may be exercised in a variety of other ways than
through command structures, such as blockages, delays, vetoes, withholdings, and so on, and
on the other side, concessions, gifts, rewards, and so on.
There are many types of authority relations, many inadmissibly excluded under narrow
definitions, not all of which are objectionable, or objected to by anarchists. For an example of

an unobjectionable sort, consider the relation of a student to an authority in some field of

knowledge, who can in turn back up expert judgements by appeal to a further range of assessible
evidence. Such an authority might be called frampar^if (or open), because those with time and
some skill can proceed through the authority to assess claims made. Among
op%n
authorities are contemporary teachers, by contrast with old fashioned disciplinarians, and
advanced parents, who can back up their orders with satisfactory reasons. Contrasted with such
authorities are op&amp;q%^ (or cZo&lt;y^%f) authorities, who simply stand on their position or station,
such authority is objectionable in part because of its dogmatic character.^ Closely allied to

op^M^ authorities who can appeal to a conventional rule or
procedure (that is how things are done, have been done) without being able to or prepared to
opaque authorities are

step beyond some rule book. Rule-book authorities are commonplace in bureaucracies, which

often encourage such practice in lower level officials. In
opaqM^ authorities the
justificatory procedure stops a step further out; there is a set of rules, which has been enacted
(for reasons not open to, or bearing, examination) by a further substantially opaque authority.
Other authority relations are objectionable because of the way in which or the means by
which they are backed. Unobjectionable is the authority figure which is exemplary, where what
it exemplifies is in its tum satisfactory. Not so relations backed by coercive means, by violence

or threats of violence: Big-stick authority relations. Such relations are condemned on moral
5

The impression is widely promoted that science reliably furnishes examples of transparent
authorities, in the shape of experts. That impression is astray. Dominant Science frequently
functions as a substantially closed authority, rather as the universal Church did, standing on
received theory as gospel (for elaboration see DP, chapter 12).

�7
grounds, for example by moral pacifists opposed to violence, who do not object to the carrot

methods such as sanctions, boycotts, civil disobedience, etc.
A diagram will summarise the position so far attained.

o/'gMf/tonfy

Confine##.?

Methods

carrot &lt;-

stick

possibly
benign

Pacifist

Back-up

transparent
T

opposition

A

opaque

Enlightenment

Liberal
opposition

opposition
It will be evident that the objections to nonbenign authoritarian relations—to what in clear

cases may be presented as to

— can be of significantly different sorts. To more

opaque authority relations there are objections of enlightenment cast, that reason is lacking for
what an authority requires, proposes or asserts, as it was lacking in authoritarian religious and
political practice against which the Enlightenment was primarily targeted. (A significant strand

of anarchism, more theoretical anarchism, is a descendant: undisclosed reasons of State are not

adequate reasons.) To more coercive authority relations there are objections from non-violence
devotees. To
there may be a kind of liberal opposition, that the party subject to authority is

being denied, in one way or another, for unacceptable reasons, a certain freedom, namely
' autonomy. Naturally,

movements have been directed at breaking down authoritarian

power relations: masters over slaves, humans over animals, men over women, adults over
children, etc. States over citizens. A comprehensive civil liberties movement would merge with

anarchist movements.
Plainly then, these three convergences are linked to three interconnected forms of
opposition to authoritarianism: namely
* convergence of anarchism with an Enlightenment opposition to opaque authority, which

anarchism takes to include state authority. (A response will contend, as religious groups did
against Enlightenment charges, that State authority is justified, e.g. it represents the people's

will, or some similar fairy tale. But that is what is at issue.)
* convergence of anarchism with moral pacifism in opposition to violence and coercion as
unmitigated evils which should always be avoided. Of course only some forms of anarchism are

�8
involved. Some anarchists are not averse at all to the exercise of heavy power relations, for
instance of violence or terror against others (no matter how this violates their free personal

space). But observe that such uses of power are not supported by recognised authority but

normally directed agnm-sf such authority; so they might be dubbed
relations.
* convergence of anarchism with forms of liberalism, deriving from solid commitment of

normal forms of anarchism, particularly individual varieties to personal liberty. Libertarian
ideals have served as a major motivation in historical anarchism. There is a vision of a free
society, a 'vision of a society in which social fetters are replaced by social bonds and labour is
freely undertaken'.6

(

There are of course other convergences as well, some of them much discussed, such as

with marxism. When opposition to authority is broadened to opposition to domination, no
doubt there are further convergences, with feminism, with deep environmentalism. A recent
convergence, of initial promise, is with ecofeminism, which ought to highly sympathetic to
environmentally sensitive anarchism. For both are opposed to domination in all its forms, to

downward control lines and power hierarchies.
There is an important argument against the state based on its authoritarian character. This
argument, to be found is Proudhon and in embryonic form in Rousseau, is developed and given
a Kantian tum in Wolff? What Proudhon portrayed as a conflict between the authority of the
state and freedom, Wolff represents as 'the conflict between authority and autonomy' (p.18). In
this conflict, where the state represents authority, autonomy takes precedence; anarchism is
consistent with the supreme virtue of authonomy, but archist doctrines supporting the state are
not, because of authoritarian character of the state. Because Wolffs argument has been subject

to much criticism which an improved formulation would shed, because too Wolffs formulation

leaves something to be desired (it is not sufficiently sharp or tight), the argument will be
revamped. A crucial difference is this: whereas Wolff asserts that 'all authority is equally
illegitimate', a judgement already rejected, it is now said that all

authority is illegitimate,

meaning thereby wtoraZ/y illegitimate, not 'having a binding moral force ?
6
7

8

Chomsky, in Guerin p.xii,
As to Proudhon see Ritter p.13, pp. 15-16. According to Rousseau such undesirable restrictive
features need not pertain for all forms of government; naturally they do not obtain for his favoured
arrangements. Wolff tries to repeat this sort of point, less than successfully for unanimous direct

democracy.
Of course a state may proclaim, even legislate, that its authority is legitimate, and even have other
states do the same. But that will not achieve moral, a de jt/re, legitimacy. It is similar when the
state endeavours to enforce its authority; /noraf legitimacy is not thereby obtained. Nonetheless
these sorts of features go far towards explaining why people acknowledge, rarely questioning,
closed authorities like the state. There are other elements which enter into explaining this popular
sheepishness, such as: The force of tradition, that is the way things have always been done, the

�9

Nor is all closed authority equally objectionable. The unquestionable directives of a

benevolent dictator (one whose authoritarian directives and regulations prove inductively to be

well directed) can be seen as less objectionable than those of a malevolent dictator. Similarly for
a dictatorial group, a junta, or a majority. That the dictator said so, or that the majority said so,

does not offer a reason rendering the state less than a closed authority.
A core theme, to be embroided and defended, is
W1. An autonomous person does not recognise a closed authority as legitimate.

But
W2. The state is a closed authority, of a certain
of course. Hence
WC1. An autonomous person does not recognise the state as legitimate.
The core theme depends crucially on the notion of aMfonowy, on characterising features of the
autonomous person. But before that task is addressed, observe that autonomy can be
eliminated. First, the rafiona/ person, or a little less satisfactorily, the

person, can

carry the argument instead, using for instance

W3.

A rational person is autonomous.

So results Wl' with 'rational' displacing 'autonomous',
W1'. A rational person does not recognise a closed authority as legitimate.
That premiss at once suggests a direct argument devoid of the circuit through persons (or

through agents). For what a rational, still more an enlightened, person does not recognise as

legitimate presumably is not, and certainly vice versa. In any case,
U1.

A closed authority is not legitimate.

Hence, by W2,
UC1. The state is not legitimate.
Since this conclusion is equivalent to
UC2. The concept of a legitimate state is null,
the result sharpens the tentative conclusion Wolff reaches: 'Hence, the concept of a

jure

legitimate state would appear to be vacuous', to which he adds, thereby presuming other links

already made explicit, 'and philosophical anarchism would seem to be the only reasonable
political belief for an enlightened man' (p.19).
As observed, not too much hangs upon the notion of moral legitimacy deployed, thus far

following Wolffs lead, throughout.

Simple variations replace 'morally legitimate' or

'legitimate' by 'morally warranted', 'morally justified', 'justifiable', 'rightful' (the last, though a
trifle old-fashioned, captures what is intended well).

force of character of leaders; their occupation of official positions, which have heavy bureaucratic
backing.

�10
These arguments permit of much other interesting variation. Wolff s original argument,

for instance, precedes from authority as The defining mark of the state', with authority
defectively explicated as 'the right to rule' (p.18). Evidently then the middle term, authority, can

drop out, and the argument can be formulated along the following lines:
VI. The state has the right to rule (without question, its citizens, more or less as it pleases).
V2.

An autonomous person rejects any (sweeping) right to rule.

Therefore
VC1. An automonous person rejects the state.
Further variations may be obtained by amending the middle term, "right to rule without
question" (which effectively replaced "exercise of close authority") to reflect other features of the

state, for instance that it can simply tell its citizens what to do, that is has a right to coerce its
citizens, rights to institute state monopolies, and so on. Under some variations "autonomous

person" should be correspondingly replaced. For instance, if VI is specialized from a right to
command and control to the right to send citizens to war, then V2 may be adjusted to apply to the
person of conscience, of peace, or similar.
As Wolff seeks a grander conclusion than VC1, which might be merely taken to reveal that

there are but few autonomous actors about, he invokes a further premiss
V3. Autonomy is a (even the) primary obligation.
From there, it is an analytic shuffle to the more impressive conclusion

VC2. The state ought to be rejected.
The arguments are as vulnerable as their premisses. What gets especially contested in the
first argument is Wl, concerning the autonomous person. For all the surface reasonableness
and even open-door aspects of a more liberal state, W2 holds; it swings into effect as soon as the
going gets tough. As Dahl puts it, To obey the authority of the state ... means doing what the

you
do it'? While there
may be a little scope for light and reson as regards more flexible minor officials, that scope is
officials of the state tell you to do simply and soley

(

t/z^y

small; the wall of closed authority can be quickly encountered, particularly with judges and law

enforcement officers. If W2 did not hold the state would risk sliding into a voluntary

organisation, out of which citizens could opt. In the end citizens are expected to act in a variety
of ways (fill in form, take out licences, pay taxes, etc.) because the state tells them to, just

because, or else face punitive action.
The argument to Wl depends heavily on the meaning of gMfono/ny. Here is one way it can
be presented (following Dahl): An autonomous person is self determining. Such a person is not

under the direction or choices of another item. While the person may do what another tells him

9

See p.92..Dahl's reconstruction of Wolff effectively applies W2, using Wolffs definition of
HMf%&lt;?r#y, to obtain VI. This produces a more complex, and defective, argument.

G

�11
or her, she does not

she has been told to do it. Thus the autonomous person does not

conform to closed authorities, and does not acknowledge them or assign them recognition (more
than

recognition that is).
While autonomy is one thing, responsibility is quite another; still a critical reason for

arriving at autonomy intricates responsibility.
... so long as we recognise our responsibility for our actions, and
acknowledge the power to reason within us, we must acknowledge as well
the continuing obligation to make ourselves authors of such commands as
we may obey (Wolff p.17),
i.e. to make ourselves autonomous. A primary moral demand, central to the moral condition, is,

according to Kant and Wolff, to 'acknowledge responsibility and achieve autonomy whenever
and whenever possible" (p.17). Assuming responsibility in a life is by means the only reason
for striving for autonomy: achieving a certain personal freedom (within natural bounds) and
operating a life rationally are other crifica/ reasons. A main argument to V3 indicated by Wolff

does proceed from responsibility. It is simply that in order to take full responsibility (for one's
actions, choices, etc.), which one should, one has to be autonomous. So one should be

autonomous.
At least as important philosophically as the argument from W1 and W2 is that from Wl'
and W2. While the argument to Wl' may proceed through autonomy it may short-circuit it. The

philosophical argument for Wl' is well-known, having been repeatedly emphasized from
Socrates through to Russell: that a rational person does not accept anything for which there are

not independent investigatible reasons and evidence. The pronouncements of a closed authority
do not fall into this class.
By revamping the arguments especially that from autonomy as directed against

authority, many objections to Wolffs arguments are fairly autonomically voided. Firstly

(contrary to Dahl p.47), the arguments are not (any longer, if they ever were) arguments against

'authority of any kind". Not merely was Wolff concerned with the

authority of the

state; further as Dahl points out next page, the type of authority concerned is that of 'doing what
someone tells you to do

fo ^Zo if, that is a closed form. A rational person

can of course acknowledge an open authority who can offer reason and evidence for
prono^cements. For similar reasons, experts, guides and guardians, of open character, are not

excluded. Accordingly the arguments does not cut "too broad a swath""; while it properly cuts
out closed authorities like absolute rulers, states and similar, it does not mow down open

authorities. In like fashion, much of Miller's parallell criticism of philosophical anarchism is
voided. Things go astray (in Miller's chapter 2) from the very outset, from the slack formulation

of "the principle of authority"", which is chauvinistically formulated, 'no man can ever rightfully
exercise political authority over another, that is have a right to issue directions which the other

has an obligation to obey' (p.15), and which is then intended to apply to the relation of a state

�12

and its officials to its citizens. The formulation has both to be expanded to include persons and
organisations as subjects of the relation, and sharply contracted to delimit the kinds of authority

and rights concerned. For the explanatory (that is) clause offered reaches far beyond (closed)
political authority; it would wrongly rule out contractual relations such as those of freely

arranged employment, parental relations, and so on.
The counterexamples Miller designs to Wolffs arguments also depend upon shifting

ground from closed authority like the state to more open arrangements, such as contracts an
autonomous person may have entered into freely. Plainly there will be a limited range of such

contracts that a rational person will enter into; long-term future bondage or slavery will not be
among them, and Miller's examples may border on the rationality dubious. In any case, in one,
an agent morally concerned to relieve poverty enters into authoritarian arrangements, imagined

unavoidable for successful action, in which it becomes obligatory for the agent to act under

authoritative instruction (p.28). Firstly, the authorities are not closed, they have to be pursuing
means directed to poverty relief, else an autonomous agent will not enter into such
".
*
arrangements
Secondly, while contractual obligations, and therewith certain directives of
open authoritarian cast, may constitute reasons for action, the situation with the state is very

different. There is no contract, and no reasons of contract (also lacking are spotless reasons
justifying entering into such a contract).
Examples like Miller's arrangements and contracts can be inflated into stock flawed

arguments, from consent to the state. Unremarably, Dahl attempts to patch up again these well-

worn arguments, but in two mutually inconsistent ways. Second, he proposes that To opt for a
democratic state' is The most responsible way of exercising our moral autonomy', and
reasonable and rational as ways of maximizing our autonomy (p.49). Insofar as there are any
arguments for such wishful conclusions, they depend upon familiar fantasy-world assumptions
about the blackness of nonstate arrangements presumed to impact utterly unfavourably on

autonomy and the contrasting whiteness of democratic states. That those states are at best a
pretty dirty gray, Dahl's first more honest considerations suggest. There he asks, What is so
great about autonomy? 'Why not sacrifice some moral autonomy?' As 'unlimited autonomy is
impossible', why not settle for autonomy within reasonable state limits? (cf p.48). Compare:
why not sacrifice some resistance to homocide and settle for reasonable killing of humans for
reasons of state? The moral importance of autonomy Wolff has already explained nicely (pp 14-

17). Autonomy is a primary oM/ganon of rational persons, a constraint, not what Dahl converts
it utilitarian-fashion into, a supreme value, to be questioned then traded off against other values.
Because of its importance for rational practice the obligation should not be weakened; nor is

there good reason to do so. There appear no grounds for forfeiting autonomy to closed

10

Compare Wolffs discussion (on p.15) of relations with one's doctor.

�13

authorities, such as the state. It is doubtful that there are even grounds for what Wolff allows,
forfeiture of some autonomy to one s doctor, hopefully no longer a closed authority, rather than
retaining autonomy and freely following the doctor's advice. Autonomy is not like freedom in
limitations; it can in principle always be exercised by a rational person. Submission to the state

is a gross forfeiture of that autonomy.
While an autonomous agent may place itself under guidance of leadership of another for

limited purposes, and may indeed enter into certain sorts of contracts, it will not surrender its

whole future life or extensive parts of it to a directorate that may well proceed in suboptimal,
subliminal or even irrational ways. Yet that latter is what expected acceptance of the state
implies. Accordingly an autonomous person cannot recognise the state; nor can a fully rational
one, as it is irrational to place oneself indefinitely under a closed authority.
It may be objected that it is unfair to treat Dahl, Miller and others in the preceding fashion,
which changes the dialectical playing field. They were attacking Wolff and his over-extended
arguments, not a refinement of Wolff which singles out the philosophical nasty elements in

authority, and accordingly destroys their counter-examples which operated at the rational open
end of authority relations. But that was not all that they were doing. They were using Wolff as
a vehicle to draw quite
conclusions about the unviability of principled anarchism (e.g.
Dahl p.50, Miller p.29), and accordingly should have taken account of simple revampings of

arguments like those of Wolff. Nor is this the only respect in which their practice is
methodologically unsound. A principle—like that of closed authority, that such authority is

legitimate—does not stand because someone's attack (e.g. Wolff s) against it is unsuccessful.

Yet this is Miller's methodological procedure against philosophical anarchism (p.26, p.29).
This is Popperian falsificationism gone rampant and badly astray. For Popper at least required
sustained and strenuous testing and adequate variation; not a few select and easy examples. But
of course a Popperian approach by archists is unsatisfactory; the onus of argument is the other
way around. An archist has to establish that political authority, such as that the
claims and

exercises, is rightful.
That Wolff intended to work with something like closed authority should have emerged
both from Wolffs emphasis on the place of 'grounds and sources' in legitimate authority (p.9),

and his flirtation with unanimous direct democracy. What Wolff is exercised about is not
compliance with a
authority or obedience where there are good or independent reasons
for it, but blind, or closed obedience: doing what you are told because you are told to do it (p.9).

(Yours not to reason why, yours but to do ....) While these points exonerate Wolff from some
overzealous criticisms, they immerse him in others, namely his attempt to combine authority
with autonomy under unanimous direct democracy. A major problem is that this combination,

�14

so far as it is workable^, appeals not to the closed authority of the state, but to open
autonomous arrangements which do not conform to requirements of the state (as Dahl remarks
on p.48, the "authority" here is not the "authority" of his earlier definition'; and as Miller

observes on p.27, *it is ... arguable whether this state of affairs [under unaminous direct
democracy] involves the recognition of
Autonomy and freedom tell not merely against the exercise of opaque authority, but against

use of coercion. This connection affords the basis for a parallel argument to that against closed
authority, to the desirability of a sharp decline in deployment of coercive methods. But parallels
between coercion and closed authority do not proceed very far.
* Coercion, an impermissible activity.

Coercion is very different from exercise of authority. All four places, 1 to 4, in a cross­

classificatory matrix are regularly occu Died:
actions

coercive

authoritative

1

non-authoritive
2

non
4
coercive
3
Place 1 is well occupied given the State, and is widely exemplified in not only state-citizen

relations, but also in authorized domination relations. Place 2 is illustrated in a range of

operations which the state often tries to repress such as banditry, piracy, protection rackets, but
also in a variety of interpersonal relations. Place 4, that clear indicator of unqualified anarchism,
is well exemplified through voluntary cooperation and mutual aid. Place 3, characteristic of
many work-place and educational situations, can be easily illustrated through advanced

(

education.
Coercion, unlike authority, is action. That is why comparisons are with

....

of

authority; authority may sit, like power, unused, but coercion cannot. Like all action it is a
process, a state to state transition, but actively changing or maintaining state. It is a transitive

action relation having both a doer, a coercer, and done-tos, coerced, all normally creatures. The

transitions include a wide range of more determinate actions such as constraining, restraining,

securing, moving, pushing, pulling and so on; and thus coercion (the abstract) includes forcible
constraint and compulsion. An essential feature of coercion is that state transitions are effected
A/&lt;Z

or attempted by coercers through force or genuine threats of force. No such force, no coercion.
NY- Defective definitions of coercion are liable particularly to neglect this feature. Thus e.g. Fridman

11

Wolff himself concludes it is not except under highly improbable conditions. Indeed the conditions
are more onerous those Wolff allows: required are humans who having consented do not change
their minds, etc.

_________
/e

�/6
L

&lt;

s

_ _

z^&lt;^4^-f

___'

/

^ry^-

/i,

&lt;^___ .

�15

p.xviii, according to whom being coerced is 'not being left alone'. Perhaps in one special sense,
but a person who chooses to have a constant companion is not being thereby coerced.
Pressuring someone to do something without attempts or threats to apply force is not coercion.

Similarly persuasion is not coercion; censuring, withholding support, applying peaceable
sanctions, are so on, are not. All this proves important in meeting objections to anarchist

methods. Coercion is not a success notion; a coercer may well not succeed in obtaining what
was sought through coercion. This will prove important in explaining why appeal to the state
does not automatically resolve political dilemmas.
To coerce is maintain or change states, normally of another creature, by implied force (i.e.
force or accepted threat thereof). The state transition or statis includes the full range of relevant
actions such as constraining, restraining, securing, moving, pushing, pulling aa so on, and thus
coercion (the abstract) includes forcible constraint and compulsion. Coercion, by contrast with

*

exercise of authority, entails potential use of force, force furthermore which will
characteristically tum into violence if resistance is attempted. Therein lies a main reason why
coercion is so objectionable; its intrication with force and immediate potential for violence. For
violence is generally undesirable.^. It follows therefrom that coercive arrangements are

generally undesirable and, devolving therefrom,
If social organisation can be
achieved without them, usually so much the better, certainly the more ethical. A main onus to
show that coercive arrangements, such as the state characteristically incorporates, are inevitable,
unavoidable or the like, thereupon falls upon archists.
'Since coercive power is self-defeating' and worse, a general theory of 'non-coercive
authority' is presented as a 'pressing problem of this stage of history'.13 Unfortunately, the
general theory has obtained but little development. But functionalism, in such forms as

demarchy (to be transformed below), has gained some elaboration, by some in the peace
movement. 14 Worse, Merrifield arrives at the "pressing problem" on the strength of the need for
Rt/M? of solution to the authority problem': thesources, methods, and ends of
authority (p.724). This "problem" is presumed by way of the following large (anarchist)
assumptions:
Authority is a requisite of all social life, since in its absence it is both psychologically
and physically impossible to coordinate human behaviours so that the ordinary social
processes can continue to operate and flourish (p.729).
The main claim is an important part of what is at issue between anarchists and archists and is at

best highly dubious. Moreover the reason offered in its support is false and should be rejected

(a range of counter models and counter examples have been indicated or will be). Furthermore,
Merrifield goes on (on the next page) to adduce information on organisations of a sort which
12
13
14

Sec wp in.
Merrifield p.724 alluding to the wording
Notably B. Martin
A/Z&amp;)

-sy-Mezn of

political functionalism.

�16
serve to cast severe doubt upon his claim and its supporting reason. There are various
nongovernmental organisation (NGOs), and some intergovernmental organisation (IGOs),
which
rely upon voluntary, permissive or non-coercive motivations ... to accomplish
their functional purposes. ... They may explain, demonstrate, justify and
argue, but they cannot usually coerce. The role of functional NGO's is even
more pronounced. Lacking any coercive power, they must rely on the validity
and demonstrability (p.725).

Some of the organisation rely, or need rely, not at all on closed authority. Like the voluntary
support and participation basis, so too the organisational structure is voluntarily maintained.
There is no hard authority, and no conspicuous authority problem.
Coercion, in this respect authority, is also open to objection on rational grounds. Namely,
ways of controlling, governing, or getting rational creatures

coercive methods are not

to do things. Rationality—not the undesirability and demeanment of force not, or not just,
freedom—is the ground of this objection.

The analysis of coercion admits of immediate fruitful application to (internal) criticisms of
anarchism. In the first place, it has been argued that anarchism does not avoid coercion but

incorporates coercive elements—which would render it inconsistent (as normally characterised).
Further, because of these coercive elements anarchism is incompatible with liberty, thereby
multiplying inconsistency, as liberty constitutes one of its main goals. These alleged problems
derive from the reliance of anarchism on public censure, and like methods, to control social
behaviour. According to Ritter, for example, who makes much of the second problem^,

anarchists have the following goals:
an (admirable) commitment to liberty, and a heavy reliance on public censure.

But these goals are incompatible. For such a 'social scheme relies so much on coercive public
*
censure
(p.10, also p.l). However, the argument to incompatibility is invalid; it makes an illicit

insertion of 'coercive
*
*
'coercive

(as the quote above illustrates; in fact the prejudicial slipping in of

and 'coercion
*

occurs right through Ritter's discussions; see e.g. p.25 top and

bottom). The social scheme as described involves only public censure in a free setting; such

censure does not imply coercion, as no use of force need be involved or even contemplated.

Secondly, connectedly, there is a widely exploited false dichotomy between voluntary and
coerced activity, under which it supposed that all activity which is not purely voluntary is

coerced. To the contrary, the range of actions is more satisfactorily diagrammed as follows:
Voluntary

vs

coerced activity

In a first chapter short-tided 'Liberty and pubiic censure', particularly on a muddled p.2.

,u„ ZL..

�17
hard pressured

!

soft pressured

)
!
(entirely)
free

)

influenced
encouraged

(fully)
coerced

&lt;Actions
-*
In most standard arguments for the state only the outer bounds are considered.^ But
noncoercive methods can include a wide range of influenced or pressured actions, which are less

than entirely free.
The interesting argument that Dahl draws from anarchism, directed against the state, turns
upon on the undesirability, indeed the intrinsic badness, of coercion. In essence (leaving out

support offered for the premiss as) the argument is as follows:
Pl. M? one Zs obZZg#R?6? to -report or o&amp;ey a

sfafe.

P2. A// sfafes ore coercive.
P3. Coercion Zs intrin-nca/Zy bnJ.
P4. A society wit/iont a state is a yeasi&amp;Ze aitemative to a society with a state.
This conclusion derives fiom these premisses ('assumptions' as he calls them) Dahl draws Ave
conclusions' (p.41). As these are not the most direct or pointed conclusions, let us sharpen the
conclusions:
Cl. AZZ states are necessariiy &amp;aJ.
^rom P2 and P3 (equivalently recast as: all coercive items are intrinsically bad items), given that
intrinsicaZZy so implies necessariZy so. Dahl prefixes Cl by the conjunct, 'because all states are
necessarily coercive'. Not only does Cl not require that support; we do not have it (e.g. in P2).

While coercion may be taken as defining of the state, or an essential characteristic of it, as Dahl
does, however states are defined it is continently true that all of them are coercive.

C2 No one has an o&amp;ZZgahon fo, Zs o&amp;ZZgafed to, to support or obey any state.
From Pl and Cl. Again Dahl unnecessarily prefixes his analogue of C2 (as for Cl above).

Insofar as political obligation is obligation to the state,

C2'. 77iere Zs no poZZtZcaZ obZZgatZon;
political obligation lapses.
Conclusions Cl and C2 specialize, because democratic states are states, to democratic
states (that is effectively Dahl's fourth conclusion, p42). Dahl, like Wolff, senses a democratic
escape through unaminity procedures, and reaches towards a fifth conclusion, which we will

subvert.
P5. Unanimity decision practices (can) escape coercion.
16

See for instance Taylor's presentation of game-theoretic arguments.

2^

�18
P6. Democracy can operate through unanimity procedures.

These procedures and democracy are presumed to apply to some society, community or
association.

C51.
prac/zc&amp;y (can) escape -yfafcF.
C52. Democracy can operate wif/zoaf any .sfafe.
This last conclusion is interesting because Dahl regularly assumes, as against anarchism, that

democracy must operate through the state, and that democracy is therefore in compatible with
anarchism. As conclusion C52 reveals, these assumptions are astray, on grounds Dahl himself
supplies (the inadequacy of these assumptions will be independently investigated subsequently).

It is worth noting that, irrespective of the merit of premisses P5 and P6 (e.g. because unanimity
wears off, because of the rareness of unanimity), the conclusions do not follow without other
lesser presumptions. For C52 the transitivity of opcrafc wifAoMf (doubtfully a universal linkage)
is presumed, and perhaps some modal shuffles as well. For derivation of C51 from P5 what is

presumed is that what escapes coercion escapes the state, which requires a strengthened P2

(already encountered), that states necessitate coercion (as well as a little of the logic of
escapism).
Dahl's third conclusion, after detachment of (three) because-clauses, is
C3D. A//
PMg/tf a?

A minimal inference scheme enabling derivation of C3D from previously derived statements is
this:

P3D. where an item is necessarily bad and there is a feasible (less bad) alternative to that item,
the bad item ought to be abolished.
Then C3D follow from (strengthened) P3D.

These are important arguments, both for principled anarchists and for archists, and Dahl
rightly invests detailed study to certain of the premisses, those he imagines he can dispose of,
most notably P2 concerning the coerciveness of states. It is not that other premisses and steps

are not highly controversial; they are. The very first, Pl, yields at least the stock debate as to
whether one is obliged to support or obey a bad law; for a state can be viewed as a structure of
laws. Instead of an argument for Pl, Dahl offers a thumbnail history of its status, a genetic
'^justification". Other justifications there are, rendered easier if P2 is strengthened (as it may be

without upsetting the arguments dependent upon it) by replacing 'bad' by 'evil' or 'immoral'.

Then initial support for strengthened Pl is that political obligation, likewise legal obligation, is a
type of obligation, justified by considerations of obligation generally, and accordinging
triumphed by ethical obligation. The detailed arguments for these themes gets down to
fundamentals, to the justification of obligations through values. Briefly, obligations obtain only

towards items which normally exhibit a sufficient level of positive value. An item like an evil

state

that condition. So no obligation obtains towards such a state.

�19

To escape such an outcome, archists contend that certain states are not evil, for instance
Dahl will claim that 'a democratic state is not an evil state" (p.40). Anarchists will by contrast
assemble a great deal of evidence that democratic states, like others, are evil (see next chapter).

The immediate issue is, however, whether states are evil in principle, by virtue of their coercive

features. Now Dahl does not contest 'so elementary a proposition" as P2, the universal
coerciveness of states. 'Like any state, a democratic state would use coercion to enforce
democratically enacted laws ..." Accordingly, to make his escape, Dahl is bound to dispute P3,
and does; coercion is instrumentally justified as a means 'essential to a good purpose , a
democratic state (p.40).
* As to supposed (second-rate) justifiability of coercion.

A conionplace claim, which Dahl advances, is
DI. Even though coercion is intrinsically bad, its use is sometimes (reasonably) justified
(p.44).
Which times?, on which occasions? will turn out to be a critical issue. As against Dahl, it will be

contended that its use is never woraZZy justified. However in moral dilemma situations, where
all other feasible alternatives have been exhausted, its use can be given a "secondary"" secondrate justification. Such a secondary justification, in very limited circumstances, gives no succour
to the state, which depends upon and makes widespread use of much more coercion. That is,
DI itself does not justify the sfaR?'.? use of coercion.
The first argument Dahl offers is overtly dilemmatic. There is a 'recalcitrant wrongdoer ,

(

who simply will not refrain from doing serious harm to others. Despite the
best efforts of his associates, neither reason, argument, persuasion, public
opinion, nor the final sanction of social octricism dissuades him from doing
harm. His associates finally conclude that he will persist in harming others
unless he is forcibly restrained or threatened with severe harm (that is,
coerced) (p.44).
Why should that stop him, threats in particular (it does not deter young alienated men in
contemporary states)? With ali due respect^the gentle best efforts cited by no means exhaust

nocoercive methods available.
But let us grant not merely that there are situations where coercion occurs (plainly it is

presently a frequent occurrence), but that there are dilemmatic situations where a person may
have no alternative in preventing violence but to resort to coercion, for instance in preventing or
limiting assault upon another, in self-defence, and so on. In such circumstances, 'coercion
would be employed—either by the wrongdoers or by those who restrained them" (p.44).

Granted, it is employed. The issues however are whether it is morally permissible, and who
may be justified. Certainly the wrongdoers are not justified, and what they do is impermissible.

More controversially, what the restrainers do is also morally impermissible; even so their actions
may be justified. Given the fixes they were in, where all alternatives were forbidden, still what

�20

they did may be situationally justified, as a satisfactory actions in the dilemmatic
circumstances.*7 Such situational justification is not what Dahl and other consequentialists are

seeking; they want coercion justified without impermissibility strings attached. There is no

reason, or need, to accede to their desires.
Such a reasonable, and practiced, approach to moral dilemmas (which Dahl himself
subsequently takes in his discussion of whether to always obey laws of a democratic state p.4950) here escapes notice. And Dahl introduces two difficulties he incorrectly presumes fatal to

'alternative position ... [that] violence and coercion are absolutely forbidden" (p.45). Firstly,
given that coercion is employed, 'the position in self-contradictory". Wrong. For that coercion
occurs, whether perpetrated by wrongdoers or by those trying to prevent wrongdoers, does no?
imply that coercion is morally permissible (i.e. p -f Pp). Nor does the impermissibility of

incompatibles imply self-contradiction, for the covering deontic functors cannot be deleted (i.e.
-Pp &amp; -P-p is no contradiction; of course given, what gets rejected, -Pq -* -q, contradiction
would ensure). Also wrong, then, is what Dahl takes to emerge from such self-contradiction,
no 'guidance for the most elementary choices", said to be an 'indefensible" position (p.95). For

coupled with the story concerning moral dilemmas are suggested procedures for making choices
(often far from elementary choices) from within the dilemmas. Secondly, Dahl wrongly
supposes that so rendering
coercion absolute makes it 'a supreme value that eliminates
all other ends" including justice, freedom, etc. It does not. No hierarchy of principles (or
values), this or another, is adopted, which is one reason why dilemmas occur. As in ordinary

ethical practice, ^he principles stand, they are not simply prima

they are not ranked, there

are no 'trade-offs".
It may have become apparent, what requires only a little between-lines interpretation, that

Dahl is playing a rather familiar utilitarian game underneath the surface moral concern. Render
'the objection to coercion as a means ... not absolute but contingent on consequences". So
weaken absolutist prohibitions on coercion and violence that generous room can be made for an

institution which routinely practices them, and to which we can trade up with consequential
advantage. Given that coercion occurs without the state, indeed may be quite widespread in the
absence of the state, then there might be gains in installing a coercive imitation 'to restrict [!] and

regulate coercion". Moreover, if 'on balance the gains from creating a state are likely to exceed
the costs, then from a utilitarian perspective it would be reasonable to opt for a state" (p.45).
There are two critical gaps in this utilitarian state-pleading. Firstly, impressive evidence

for the conditional antecedent that the gains from the state exceed the costs has never been
assembled, but rather evidence points in the opposite direction (as we shall see in the next
17

This controversial story has been told before, that for coercion resembles that already related for
violence. The general theory of moral dilemmas (in MD) is applied to the issue of violence,
control of pacifism (in WP TV).

�21
chapter), so detachment from the antecedent is not warranted. Secondly, the performance even

of better states in

coercion is utterly unimpressive; these states foo amplify coercive

practices, do not regulate basic cases, and so on. The state appears to

exacerbate the

levels, both in extent and intensity, of coercion, over the low levels genuine moral dilemmas

would yield. It is unnecessary to contend, however, as Dahl asserts anarchists
contend, "that
if states did not exist coercion would soon disappear or decline to a tolerable level' (p.45). That
judgement, which is not exactly an 'empirical' one, depends very much on the character of
alternative societies. An individualistic society might enjoy high levels of coercion owing to the
activities of its public-like protective agencies. By contrast, a well-organised society may be
afflicted with comparatively little coercive behaviour, rendering Dahl's uncompleted utilitarian

argument extremely difficult to complete, ever.
Interlarded with the dulcet utilitarian approach, under which they beneficent, ^states will

provide us with all those promised superior values many millions are still awaiting — freedom,
justice, equality, and so on — lies a more sinister argument; that to the gangster state. That evil
state is not so far removed, some may think, from many states that are presently recognised.

Without the strong state, the gangster state looms, so Dahl insinuates. So adopt the state, or
worse will eventuate. That sort of decision theory argument (itself unpleasantly coercive and out

of the same big stable as utilitarianism) depends on some (derived) principle such as choose a
least bad alternative, and accordingly fails unless another independent argument to the state

succeeds. For otherwise superior stateless choices remain on offer. Yet nothing more than the

po&amp;H&amp;iZi/y that a small gang of wrongdoers may pool resources, andwhat results may evolve

into a "gangster state" is floated (similarly for claim 2, p47, that some group wng/tf manage to
create a highly oppressive state, which is as true in many a state as in stateless conditions).
There is a complex evolutionary path, with many obstacles and hitches, from a small gang,
through growing rival gangs and protection rackets, to a single one, and thence to a state. It is

moreover a path that is rather easily blocked at early stages in an organised society, as simple
counter examples show (one such example, that of the Inuit, Dahl introduces on the very next

page).
Apart from the inconclusive utilitarian considerations, Dahl offers a further page, under the
boldface heading 'On the Need for the State' (a strikingly minimal effort in a book of about 400
pages most of which are premised on the assumption that the state is a needed item). He
concedes, what seems to put a large dent in his bold claim, that preliterate societies, like those of
the Inuit, have subsisted, over long periods, without the state. But that is past history, the world

has advanced, the state is here, there, and everywhere. Granted it is; that does not show it is

needed. Many gadgets that are now produced are not needed. Consider Dahl s reasons why a
return to societies without states is 'if not impossible, highly undesirable (p.46). First, the
world is already too densely populated to provide much space for autonomy (p.46, less than a

�22

page after the utilitarian promise of a satisfactory state maximizing 'freedom and justice';

similarly p.51 etc.) But there are many regions where autonomy could undoubtedly be increased
by expansionary or imperial states backing off (not merely in East Timor, on the West Bank,
etc., but in the lands of the Inuit, the Micronesians, etc.). Further, the denseness of human
population, hardly affords a reason. For one thing, the excessive human population is highly
concentrated; most parts of the Earth carry, by comparison, sparse populations. For another,
autonomy does not depend, so directly, on available space. 'Thirdly, virtually the entire globe is

now already occupied by states'. Similar points apply: for instance, such an accomplished fact
does not establish a need, or the impossibility of change. While not true 'throughout recorded
history', but a very modem phenomenon, it is no doubt recently confingenfZy true that 'small

autonomous groups of people have been extraordinarily vulnerable to conquest and absorption
by larger states', and that it is presently doubtful that 'states would permit any small,
independent group to exist anywhere [much] on earth'. Such present yizcfo political power
relations do not demonstrate a need, still less impossibility of alternative, still less undesirability

of changes. Consciousness change could come very rapidly, furthermore, with a welcome

change in popular attitudes in large democratic states to oppression of minorities elsewhere (in
Europe this seems to be happening). These points also serve to destroy Dahl's second reason,

that 'a multiplicity of interdependencies cannot be snapped apart without enormous costs that
few people would accept.' The break-up of states in Eastern Europe shows that substantial
changes can occur very rapidly; the costs involved were much higher than they should have been
because of the attitudes of states, not attitudes of their peoples by and large. In sum, then, all

Dahl has accumulated is evidence of the repressive grip of the present regime of states, rendering
local change pragmatically very difficult. Such evidence does nothing to establish a need for
states, nothing at all to establish the undesirability of stateless societies.

Accordingly the main assumptions fail with which Dahl claims support his 'conclusion that
if woM/J

&amp;^ff^r fo fry fo cr^afg a mfz^/acfory jfafe f/ian f/y io ^xAff in a .soci^fy wif%OMf o sfaf^'

(p.47). As it happens, the failed assumptions also fail to support such a conclusion—without
suppressed material, of the utilitarian cast already criticised. All the assumptions would indicate,

werf they granted, is the practical undesirability of trying to set up small stateless associations in
a regime of states like mot prevailing today exc^pf that the states are satisfactory. But the

assumptions should be scuttled.

* Aggfnsf Jowfnaffon
Domination is an important type of power relation. It is a comprehensive relation:

persistent over a period, not simply once-off or occasional, pervasive, extending over a range of
action and behaviour. It offers confro/ in a spread of cases. In such cases, if the dominator
exercises control (e.g. adjusts the appropriate controls, pulls requisite levers) then the dominated

normally responds. A significant form of control within extended human affairs is that of

A

�23
command or ability to command. Of course the creature commanded, the servant, the
domesticated animal, the subdued or subjugated person, has to be able to understand what is
commanded. But domination operates in significant spheres where such conditions for
commanding do not obtain: in particular, but not only, in the domination of nature, its parts and
elements, such as animals that do not understand commands, biota that do not recognise
manipulation, and so on.

Domination originated with (what the etymology of the term reflects) lord-subjects and

master-servant relations, which remain paradigmatic for this power relation. It was soon and
easily extended to cover owner-slave relations, where control was much more extensive, God­
human relations, human-working animal relations, and so on. It has long covered parent­

children and husband-wife relations, as well as certain class relations; and as classes have
changed with political restructuring, industralisation and the rise of cities, so have domination

relations. Those of higher classes or castes tend to dominate those of lower ranking, similarly

for those higher in new hierarchies. Domination of nature and its parts is a relatively recent

addition to the varieties of domination, since the acclaimed success of "the war against Nature"
(still going on last century) before which technological humans (lacked the considerable level of

power they have now acquired over natural systems.^
An aim of softening or removing forms of domination links social and environmental
objectiv&amp;with anarchism. These aims are united in green social anarchism. Opposition to all
forms of domination,
is yet another extension of certain types of anarchism, perhaps

incompatible with other types of anarchism (e.g. communal anarchisms which assume that
affairs should be organised along strict patriarchal lines, which accordingly not altogether

coherently oppose social archy only to retain or even reinforce a tribal or familial archy). There
may by now be some confusion concerning the variety of extensions of anarchism encountered.

More exactly these "extensions" are subextensions, which isolate the principle of some type or
(

key feature of anarchism and generalize it.

generalisation of
principled subtype

with distinguishing principle.
18

Intellectual vandals have been at work on dondnahon also, stretching it from a relation from
ensembles of actors, the dominators, to whole structures, systems or institutions (what might be
called by partial analogy with the vandalism worked on
.sTrHctund domination). Stretched
dominators include the capitalist economy, market forces, the economy, the state, and so on.
Under the stretching, /to (structural) dondnadon is said to imply, what straightforwardly is right
enough, no subordination of the people to market forces, or even, what is impossible to avoid in a
sophisticated society, no influences on members through the operation of its economy.

A

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SHORT CONTENTS OF

TOWARDS GREEN ANARKISM:
EUCRATIC POLITICAL INVESTIGATION?

?

0.

PROLOGUE

1.

EXPLICATIONS

2.

ELABORATIONS

3.

ARGUMENTS I

4.

ARGUMENTS II

5.

VARIETIES AND OPTIONS TAKEN

6.

ECONOMIC ELEMENTS: PROPERTY, CAPITAL, MARKETS, TAX

7.

POLITICAL ELEMENTS: ORGANISATION, DEMOCRACY, BUREAUCRACY

8.

SOCIAL THEORY ELEMENTS: NATURE, CULTURE

8A

LEGAL ELEMENTS

9.

ECOREGIONAL STRUCTURES, EUTOPIAN MODELLING

10.

ROUTES, TRANSITION

11.

FURTHER CRITICISMS FOILED

12.

PROBLEM RESOLUTION

13.

EPILOGUE.

BIBLIOGRAPHY (INCLUDING RESOURCES)

by

a minor marginaZi-s^J p/iiZo-yop/^r writing in

7.

?

Richard Sylvan,
Za^ At^nri^f/i c^nfary.

PROLOGUE
WHY GREEN ANARKISM?
Green anarchism is not merely an intellectually attractive intersection of anarchism with

genuine environmentalism; it is also a rational imperative. Modem states are not merely without
justification; they are a major force driving and facilitating degradation and destruction of global
environments, to points of no return for many natural species and environments, and even
seriously threatening future human viability. Anarchism would, with full justification, remove

these major problem sources.
Green anarchism derives from anarchism coloured by a deeper environmentalism.
Anarchism itself is said to be essentially a modem ideology, arising after, and in opposition to,
the modem state. Though there may be significant anticipations of anarchism in earlier
philosophy, and though there are many worthwhile examples of early anarchistic societies, the
main intellectual work begins only in the late eighteenth century (with the eruption of the French
Revolution). Since then there have been waves of anarchistic output of varying strength, the

most recent initiated in Paris again in 1968^(immediately following a series of academic texts

pronouncing that anarchism was dead)L
In important respects this received picture, ever so lightly sketched, is misleading.

Anarchist ideas were already advanced in those similar ancient ideologies, Taoism and
Stoicism,** in opposition to ancient empires. Lao Tzu, shadowy founder of Taoism, was not
merely a trenchant critic of the Empire, but advocated a society in which the ruler, the Prince,
disappeared into a do-nothing exemplary and merely legendary figure. What Taoism asserted is

virtually tantamount to Thoreau's small but crucial anarchist amendment to Jefferson, that the
best government is the one that does not govern at all. In a similar vein, "Zeno, the founder of
Stoicism, advocated a society without government. Laws should be abolished[!], since virtue

and morality would only be achieved in liberty'.2 That common ancient tradition, spanning
East and West, though often submerged, has never been lost. The Taoist tradition persisted (if

often in degenerate form) in China, and heavily influenced west Asian adaptations of

Buddhism. Stoicism survived, as (often degenerate) internal critic, for the duration of the
western Roman Empire, and was directly incorporated into early Christianity. Although anti­

authoritarian features were subsequently suppressed in the Stoic-Christian tradition, elements
survived even in the increasingly authoritarian climate of that religion, and the positive ideas
have resurfaced again and again in religious freer-thinkers.
1

For details see Marshall pxi. Amusingly anarchism in Australia has more recently also been

*

Taoism and Stoicism can almost be seen as variants upon one another, back to the very names. It is
tempting to conjecture that they may have both arisen from a proto-Toi-ism.
Lehner, H of I, p.71. On Taoism as anarchist, see Clark, ch7, Marchall, ch4, and UT.

2

2

The term * anarchism' was however introduced into English in a highly perjorative sense,
signifying disorder, chaos, lawlessness and the likeA It is regularly displayed in this negative

connotation, in politically unstable times in England, long before much theoretical work on
anarchism began (nonetheless there were tracts, like that of Winstanley). As a result, the term
'anarchy' got away to a very bad start in English. It was used, from the early 16th century
onwards, to mean confusion, disorder, lawlessness, licence, and absence or nonrecognition of

authority. Similarly for most of its cognates 'anarch', 'anarchal', 'anarchial', 'anarchic',
'anarchical', 'anarchially', 'anarchism', 'anarchist' and 'anarchize', (see OED entries).

'Anarchism' itself had also acquired its re/evanf modem sense of 'the principles and practice of
anarchy or anarchists', namely 'the Doctrine Position or Art of those that teach anarchy; also the
being itself of people without a Prince or Ruler' by 1656 (in Blount GZo^^gr). As a political
theory anarchism is standardly said, however, to have emerged much later (and there are stock,

'inconsistent' presentations: a state without a state, government without government, theory
without doctrine, order without order, etc.)
It is the interaction between popular longer-standing usage and later serious ideological

use that helps account for the astonishing folkloric history of the term aKarc/n-yTK. It also

reflects one facet of the pervading amateurism of anarchism, its lack of industrious research.
Consider what certain encyclopaedias say, beginning with one that is not so much wrong as
sloppy.

Historically the word "anarchist", which derives from the Greek an
arc/io-y, meaning "no government", appears first to have been used
pejoratively to indicate one who denies all law and wishes to promote
chaos. It was used in this sense against the Levelers during the English
Civil War and during the French Revolution by most parties in criticizing
those who stood to the left of them along the political spectrum. The first
use of the world as an approbatory description of a positive philosophy
appears to have been by Pierre Joseph Proudhon when, in his
(W%&lt;3/ Af property?, Paris, 1840), he described himself
as an anarchist because he believed that political organization based on
authority should be replaced by social and economic organisation based on
voluntary contractual agreement (Woodcock p. 111).

According to a rival encyclopaedia, however,
The word "anarchy" describing a stateless society was used[?J for the first
time by Louis Armand de Labortan in his
voyage
Z'
(1703), describing the Indians living in a society
without state, laws, prisons, priests, private property, in short "in
anarchy" (Lehning p.71).
A glance at the OED, such as we took above, along with a comparison of the stories,

reveals the falsity of many of these interesting contentions. Much historical detail remains to be
sorted out satisfactorily. Though there are many histories of anarchism, until very recently a
3

The pejorative sense was not contrived or imposed following some significant political incident,
such as the pivotal Chicago events of 1886, which is what Jp^ies 86 implies. No doubt, however,
following the Chicago events, stigmatisation and denigration of anarchism, and its automatically
assumed association with violence and disorder, were deliberately orchestrated and propagated in USA.
Such an outcome contributed further to development of an already established anti-anarchist
mythology.

3

reasonably satisfactory one had yet to be written. Fortunately that has now changed (during the
drafting of this text). Conveniently we are now absolved from lamenting the absence of such
work and likewise from attempting more historical detail.^ For Marshall's massive text,
has now appeared, it can be deferred to (by no means always
uncritically) on many historical issues and for mad detail, to which it affords fine access. The

concentrate on systematic and theoretical matters.
Most of the seminal and interesting work on anarchism has come from outside

present text can now

universities and standard intellectual circles, and often from political amateurs. Academics have
contributed histories, surveys and (usually not so sympathetic) criticisms, but, with a very few
exceptions, little original thought. $ For typically they are ideologically stuck with the state, be
it a pathetically minimal one. Intellectuals are so inured to the state that they are inclined to such
pronouncements as that the idea of abolishing the state entirely must strike us as utopian .6
Yes, as eutopian. 'Most political philosophers in the past few generations have been unable to
escape what the psychoanalysts might call a "state fixation". Even those those temper and
reason caused them to distrust a nationalist philosophy could not deal with the state except as a
rigid entity. They wished it large or small, isolated or cosmopolitan, but in any case a rounded

unit which had to be taken as it was and maintained as such in any reconstruction of...

society'7 It is easy to speculate on reasons for this, connected with academics being part of the
expensive state scene. While anarchism has vanished from the mainstream academic scene, it is
again becoming visible, if hardly prominent, in alternative (especially green) scenes and in

work of disaffected academics associated with them.
A surprising amount of the adventurous anarchist literature now appears, like the earlier
utopian literature, in fiction, especially science fiction (and so, under prevailing division of

labour, tends to become a subject for literary criticism, not political philosophy). But the ideas
and plans appear there in quite insufficient detail. There, moreover, it can easily be dismissed
as fantasy, as unrealistic, not a serious and proper contribution to political dialectic.
The entire range of political discussion concerns whether there should be
marginally more government intervention, or marginally less; marginally
more public expenditure on welfare services is marginally less. Nobody
[much] challenges the whole system, still less the existence of the state
itself. The state's own socialisation processes see to that (Luard p.52).
While virtually all political discussion undoubtedly traffics in such marginalia, powerful and
warranted challenges there certainly have been:
It is plain that on general principles of law and reason ... the Constitution
is no contract; that it binds nobody, and never did bind anybody; and that
all those who pretend to act by its authority, are really acting without any
legitimate authority at all: that, on general principles of law and reason,

4
5
6
7

In contrast thus to James 186 who reiterates the familiar lament.
Even the very occasional (here deliberately unspecified) exceptions are exceedingly cautious.
Miller p.182.
Mitrany p.98.

4

they are mere usurpers, and that everyone ... has the right... to treat them
as such.s
Given the United States is not contractually legitimated, what other state is? None appears to

have superior credentials! None is rationally legitimated, so it will be argued in detail. The
State in general and in abstract is not justified.

So, whether it can be exploited for

environmental and social purposes or not, its use is not justified.
Environmentalism is still more modem than anarchism. Though it has ancient roots, and
though the movement grew substantially in the 19th century, fusing there with an earlier

romantic movement, environmentalism is an archetypically 20th century ideology. The more
widely diffused green movement is essentially a contemporary phenomena, no doubt the most
distinctive new political force of the late 20th century (the feminism movement is older).

Green anarchism draws together elements from environmentalism and anarchism. While

it can be seen as continuous with environmentally sensitive later 19th century social anarchism
(of Morris, Kroprotkin, and others), environmental problems now appear in a new light and
take on a new urgency. For we are now confronted by what is not inaccurately referred to as
the envzronmenfa/ crAyZy, combining the cumulative efforts of rapid human population growth,
rapid concomitant growth of vast industrial and human pollution threatening and undermining

biological life support systems, rapid depletion of habitats species and nonrenewable resources,
and very extensive and worsening environmental deterioration.

In the present parlous environmental predicament those concerned to take some requisite
action, active environmentalists, have two opposently diametrically opposed courses open;9
* Supporting, and working through, strengthened states to try to avert the crisis. Central to
'most environmental justifications of [expanded] state power", according to social

individualists,
is the argument that people will not voluntarily r&amp;yfram themselves from
doing those things of which the environmental crisis is the aggregate
effect. They will not voluntarily refrain from hunting whales and other
species threatened with extinction, from having "too many children"", from
discharging untreated wastes into rivers and lakes, and so on (Taylor pp
1-2, quoted in Grofman p.108).
As in collective action theory (advanced typically by individualists), it is concluded (invalidly as

will be seen) that state power is required to compel restraint and to undertake compulsory
rectification.

* Working outside states in more direct efforts to avert elements of the crisis. The alternative,
that is, is to abandon the state. Here lies the main chance, and the only genuine long term

alternative for a deep, as opposed to merely reformist, environmentalism. For under state

regimes, more and more of remaining environments are degraded or destroyed, in the march of

8

9

Spooner (M? Treason) pp 27-8. The omitted phrase asserts that everyone has not only the right but
is wtoraZZy
to treat them thus. But here Spooner goes further than data seems to warrant,
converting supererogation to obligation. (The phrase following the quotation echoes Miller p.38).
These choices are differently presented and explained in SM, a main intellectual ancestor of the
present work. The approaches complement one another.

5

state growth and economic progress. In fact, there are several reasons for the extra-state anti­
state course. There are serious limits to what states can accomplish, especially in international
issues in the interstrices of states, but also as regards individual environmentally-hostile action.
Moreover, even when it appears that states can a^t, or contribute, there are sharp limits to what
they are prepared to do or attempt. States of course explain their tardiness or reluctance to
move in various ways: prior higher commitments (e.g. endless economic ones such as creating
jobs, containing inflation, etc.), the need for balance (with a constituency after unparaxeded of
any environmental crisis, or wanting, like comments operating with anarchist discount rates, to

party now), etc.
Concerned environmentalists should take both courses: use the state and exploit state
power where opportunities offer (without thereby endorsing the state and its standard
practices), but also, more important, they should work outside states and against states. For

mam co/ifn&amp;Mfmg coarse o/The

anJ

ov^ra/Z

o/?^rafmg fa worsen if. Given this (no doubt jaundiced) sfa^-mfrz'car^ thesis, surely it is

hypocritical also to work through them and use them. Not at all; for states acquire and hold,
have expropriated to themselves, considerable social wealth, which arguably should be directed
to social concerns, including environmental amelioration. However, while states may properly

be used so long as they persist, still ultimately halting the new ubiquitous environmental rot,
salvaging or conserving some of what remain of viable environments, will involve, if it can be
done, dissolution of states. There are powerful environmental reasons for trying to terminate

/

the present era of states.
States are ineluctably committed to economic growth, of almost any sort; indeed they are

main proponents of such growth. This commitment, certainly highly conspicuous, is not
merely accidental, and is bound to impact negatively on environments. Australia, for example,

needs a growth rate (in GDP) of at least 3% just to provide employment for its school-leavers,

more to cater for immigrants, more to allow for some politically acceptable redistribution, more

to meet rising aspirations. More, more, more .... States cannot step off the growth treadmill.
That growth in turn requires, to deliver essential exports, expanded raids on resources and
biological capital (if not that held by the state, that of other states). These exercises in tum
inevitably mean, given present technologies and cost structures, pollution in many dismaying

forms and environmental degradation.^ So growth implies environmental degradation.
Therefore, with contemporary states degradation is inevitable. Such states are inevitably

environmental vandals, n
10

11

A prominent recent attempt to block this sort of argument features
economic growth subject to con train ts of environmental sustainability. While such constrained
economic growth is a feasible (and old) idea, contemporary states, given their commitments, cannot
and cannot afford to deliver it. A recent example concerns Australian production of greenhouse gases,
where Australia cannot, officials now say, meet the costs involved in attaining expected reduction
targets. Sustainable development itself is critically examined in
r
The kind of practical necessity operating here will concern us in later chapters. Logically there could
be benign "states"; but these would be far removed from contemporary state arrangements.

(

6
There is exceedingly little evidence that social and environmental prospects will ever

improve under the contemporary regime of states; instead much evidence to contrary has
accumulated. "... Reliance on the state or a global superstate for change will lead to a

continuation of many of the patterns of domination that the state has done so much to develop
and reinforce in the past"

the anarchist strategy of change "from below" ... [and "from

above" is] much more promising'. Indeed the claim is made that The anarchist vision ... of a

fusion between a universal confederation and organic societal forms of a communal character

lies at the very centre of the on/y hopeful prospect for the future world order'. 12
Some of the pressures to continued exponential growth, and their environmental and
social consequences, themselves positively feeding back to fuel demands for more growth, are

colourfully observed in the following passage:
One of the most widely pursued common goals of recent times has been
economic growth, which is generally regarded as the most important
ambition of states. These pressures to high rate of growth not only
endanger the world's resources but do not even procure the material
satisfactions they are intended to provide. For the effect of competition is
that high rates of growth can be achieved only by high rates of investment
designed to secure higher productivity. This secures equivalent
production with more equipment but less labour. Thus more and more
people are displaced from their jobs who cannot necessarily find
alternative employment in service industries or elsewhere. All over the
Western world, in shipbuilding, in steel, in motor manufacture, in textiles,
in fishing, in agriculture and other industries, employment rapidly
declines. So the total number of those unemployed increases in all
industrial countries and remains high even in those where a relatively high
rate of growth is being achieved. And the very fact of high
unemployment, by reducing total demand, lowers the level of investment
and growth for the future. Periods of growth become shorter and those of
recession become longer. The relatively simple devices for stimulating
growth in earlier times - lower interest rates, budgetary deficits, fiscal
expansion and public works — are either not attempted through fear of
inflation, or if attempted do not achieve their effect. Despite persistent
recession inflation remains strong, partly because of excessive increases in
income obtained by those still at work, partly because of the large sections
of the economy which are in public hands and are unaffected by antiinflationary measures. Modern industrial societies, therefore, in
appearance so advanced, are yet characterised by the bizarre spectacle of
large sections of the population being without work, while ever higher
levels of investment are undertaken to reduce employment still further in
the future, so ensuring that the benefits of high growth are enjoyed by
fewer and fewer people (Laurd p.147).
A main dynamic involved can be summarised: Both the State and those major

corporations which set much of its agenda aim to increase productivity (for reasons of profit,
profile, firm or party growth and survival, etc.). But productivity increase characteristically

sheds labour. Restoration of employment requires growth. Hence one heavy pressure to

growth: sustaining employment.
That pressure is, furthermore, one of many. Another derives from internal dynamics of
corporations and bureaucracies. Like the state and capitalism, they all must, as Marx argued,
12

Clark, also quoting Falk from 'Anarchism of world order* in FVo/noj, p.160).

7

grow or die. There are many reasons for the growth imperative, both broad ideological and

business specific.^ For satisfactory survival, satisfaction of its executives and employees, its
stock holders, and so on, a modem corporation has to grow. Cpntr^l here are such matters as

laws of profit decline otherwise, and more general principles of organisational aging and

decline.
If any serious ecological conclusion is to be drawn from
Vol I, it
is from Marx's compelling demonstration that the very law of life of
capitalist competition, of the fully developed market economy, is based on
the maxim, "grow or die". Translated into ecological terms, this clearly
means that a fully developed market economy must unrelentingly exploit
nature to a point ... that is literally regressive geologically and
biologically. Capitalism, in effect, is not only polluting the world on a
historically unprecedented scale; it is simplifying all the ecosystems of the
planet, turning soil into sand, the oceans into lifeless sewers, indeed,
threatening the very integrity of our sources of atmospheric oxygen. If
one were to follow the logic of this tendency to its very end, capitalist—
and hierarchical— society are utterly incompatible with a viable biosphere.
What limits the ecological validity of Marx's view is obviously not his
revelation of capitalism's "law of life" but rather the "progressive" role he
imparts to capitalism's "success" in supposedly achieving the technical
domination of nature. This Janus-faced aspect of Marx's writings is what
throw them into conflict with an authentic ecological sensibility. Gorz, by
contrast, sides-steps exacfZy what we must learn in the contradictory
position of Marx, namely, that the very technical achievements of
capitalism, fat^ from a-y-MmzZafing "ecological necessities as technical
restraints", are governed by a "law of life" that technologically lacks any
TES p.293)
form of "restraint'
Prevailing political arrangements 'no longer offer us a hopeful prospect of resolving the

vast social and ecological crises which now confront humanity ... these systems, with their
deep commitment to such values as industrialism, high technology, centralism, urbanization
and the state, have been instrumental in creating the social atomization and ecological imbalance
which are at the core of these crises' (Clark pp. 141-2). Indeed these systems are bound to

exacerbate the problems. While these statements should by now be motherhood statements,

they are not. Hope springs eternal: more naive environmentalists regularly appeal to a state that
sometimes makes appropriate responsive noises and puts out appealing propaganda, but
meanwhile is thoroughly committed to economic growth of environmentally damaging forms.

The normal dynamic of th^ "advanced" state is extremely environmentally hazardous.
Centralised states support environmentally and socially damaging methods of production, in

order to benefit from the surplus and exploitable technology thereby produced - which are

important for purposes of state, in particular for spending to remain in power (job generation,

pork barrelling, subsidization of large business), for positional enrichment of the bureaucracy,
and for development of the forces of coercion, propaganda and authority which matter both for
internal social objectives and in order to remain militarily competitive in the region and spheres

of influence. Details of the dynamic at work have become familiar from socio-environmental
studies of state operation. For example, technologies that facilitate centralized authoritarian

13

The broad and ancient ideological reasons are investigated elsewhere, e.g. MSS.

8
control are favoured (such as nuclear power, which also supplies material for nuclear
weapons). Such technologies serve the interests of state actors and those who benefit

particularly therefrom, namely economically dominant social strata. This dynamic, which does
not require any arms race, only kinds of inter-state competition, encourages ever-increasing
productivity, entailing high consumption of resources, high output of pollution, substantial

environmental degeneration and destru( tion, and so on. Active aware environmentalists have,
in the end, little choice but to attempt to ;abotage this dynamic. 14
Opposition to anarchism from gi een directions, and especially from green infiltrators,
often derives from the assumption that under anarchism all environmental regulation would

lapse, that it would be an open-go, fret -for-all for anti-environmental forces—the very ones
that are already running rampant over the Earth, and perhaps others besides. It needs to be

stressed that this opposition rests on a misconception of what green anarchism ^is all about.
With a caring anarchism there may be a complete

of the usually conceived situations of

states and stateless societies, as regards environment regulation and social support. It should

not have escaped notice that often states are the prime enemies of environmental regulation,
improved environment practices, and the like. Even when there is very extensive community

support for regulation, the state acts to block it, and aids and abets damaging practices! A
central reason for this is that the state typically reflects a rather narrow range of vested interests,
increasingJhese days those of dominant business, not community interests except very

secondarily. Contrary then to received conceptions, the state is frequently not a means to, but
an obstacle to, satisfactory regulation. Satisfactory green regulation can occur, can only occur,
without the modern state.
It will be argued that not only are there no intellectual or theoretical problems in
dispensing with the state, but fuller there are no serious losses in disposing of it. There is no
case for the state, and no need for it. But it is worse than that: it is predominantly bad in its

impacts. Accordingly, it ought not to be in place. The practical upshot is that that we should

endeavour to remove it. Among the incidental practical difficulties arising as a result, are that
for complex societies there is a need for some structure to replace the state (not a intractable
theoretical problem any longer). As well there is a need for a strategy to displace the state.
That is where radical environmentalism enters again.
A thoroughgoing environmentalism accordingly forces a significant type of anarchism, a
social non-capitalist anarchism. The basic reason it forces anarchism is that the state, a prime
anarchist enemy, not only fails to supply or retain environmental goods, but is frequently

actively involved in their degradation or removal. The state is a major facilitator and powerful

source of environmental degradation and destruction.
Genuine greenness further substantially constrains the directions anarchism can take, the
variety of admissible anarchisms. It serves to eliminate as a serious option total reliance on

14

This argument is adapted from A. Carter, Towards a green political theory*. While Carter's way out
is not endorsed, his elaboration of the dynamic is, more or less.

LL

market methods, as proposed for instance under anarcho-capitalism and libertarianism. While

excessive reHance upon capitalist markets is rejected, primarily because of heavy externalities,
more traditional markets are given a rather free role. The problems with market-capitalism is
not so much markets, except as distorted in a capitalist setting, but capitalism.^ Capitalism,
both in theory and as normally practised, is a major enemy of environmentalism, and a main
source of environmental problems. Capitalism also encourages, what conspicuous capitalists
conspicuously exhibit, environmentally unacceptable lifestyles. Greenness also sharply
constrains meta-politics. For example, it counts heavily against standard game-theoretic

approaches of analytic political philosophy, because these entirely discount environmental
effects (except as reflected through human actors' self interests).
This work concentrates upon the anarchist components of green anarchism (the green part

is attempted in a companion text on green ideology). It is primarily a theoretical work; it

concentrates upon what is sometimes usefully called "theoretical anarchism". Because the work

does focus on anarchism, little will be said about present green politics (and what thin
associated theory there is), because that generally involves politics within conventional state
settings.
Where this differs from past anarchism is not only its environmental depth, but in the
level of detail of arguments, criticism, and organisational structure. The latter especially,jwhere
IT-

1

a; thin and threadbare historical anarchism is particularly weak. It is not enough to gesture

towards some federation of communities. Details of organisations at each level need to be
provided, for a more convincing story. Most of the disappointingly slight contemporary

academic literature on anarchism will not be addressed or, if it is, criticised in much detail. Life
is too short for that sort of indulgence. However much will have been criticised obliquely or in

passing; and enough critical detail is supplied for direct critiques to be produced (as exercises
by energetic readers).
While there is mMc/z scope for theoretical improvement of anarchism, there is little room

for reinventing anarchism. There is a long and distinguished Hne of amateur anarchist thought
form virtually every significant idea that will be
which contains in seminal (if

developed herein. Thus, like most of the academic literature^this text is not particularly original.
Unlike much of that literature it does not pretend to be. Virtually everything in this book has
been said before, if not in anarchist theory then elsewhere; scarcely anything is original. But it
has never been put together quite like this before. Moreover, some of it needed and needs

saying again, with a little new information and arguments a bit differently ordered. But no
means all is repeated. Where something, perhaps important for the dialectic, is said at least as
well I can reiterate it, I simply cross-refer. That has the effect of making the work visibly less

contained (self-containment is ^bmething of an illusion), but it saves on labour and materials.
For other purposes too, repetition, despite its extravagance, may be important. Significant

15

On the deliberately neglected, or papered over, major differences between marketism and capitalism,

10
ideas and books often get neglected, because for instance they were not published at the right

times, in the right places, by the right authors; they did not get duly circulated, and so forth. I
judge the time at least is more propitious for green anarchism than it has been, perhaps ever
before.
As well, there are many things that this book, which is pitched in a theoretical,
rationalistic way, does not aim or attempt to do. It does not attempt to supply much

background, historical or other information, a lot of which is easily found in better equipped
libraries. Relevant background can all be tracked, however, through references in work

referred to in this book. 16 It does not attempt a full account of substitutes for important current
institutions and arrangements such as those connected with property, markets, law, and so on;

nor does it offer, what is warranted, a sustained critique of prevailing arrangements, for which
opposite substitutes are sought and indicated. Fortunately again, some of the critique, if not
positive detail of substitutes, has been well accomplished in other texts. 17 What is attempted is

however a scholarly and systematic work (though, as indicated, a far from exhaustive work),
on theoretical anarchism. Accordingly the book is littered with notes, some of which merely

cite references, but many of which elaborate points in the text, especially details hat lead off in
different directions from the thrust of the text.
I should like to thank Frances Redrup for processing reams of inelegant scribble, from
which this text grew, and to acknowledge the continuing support the Australian National

University gave during slow production. I want to thank Debbie Trew for proofing the
typescript (no straightforward business) and organizing a bibliography. I should record my
gratitude to Bob Goodin for a continuing supply of background books, and to him and to the

publishers and editor of Anarc/iAyf

16

17

for encouraging me to work upon anarkism again.

A major recent source, for history of Northern Hemispheric anarchism, is, as observed, Marshall,
While Marshall concentrates, no doubt correctly upon Northern
hemispheric activity, and within that heavily upon Anglo-American work, there is room for a
supplementary production taking due account of anarchism elsewhere, Australia for one example.
Although an anarchist club was formed in Melbourne only a century ago (and then upon an American
model), an extraordinarily sustained period of "original anarchism" (coupled often with "original (or
primitive) affluence") flourished in Australia before European settlement two centuries ago, with
more than 500 centuries perhaps more than 10000 centuries, of continuous Aboriginal anarchist
arrangements.
Much of the story of post-settlement Australian anarchism (which included remarkable Queensland
activity and a Paraguayan expedition organised by Lane, as well as extensive Victorian agitation) is
recounted by James, in a series of local publication, add Burgmann and by Souter. The story of
Australian Aboriginal anarchism has yet to be told. The story for the rest of the Southern
Hemisphere, both before and after European conquests and political imposition, remains to be
satisfactorily told.
Thus, for instance, Carter on property, Bumheim on bureaurcracy, othe^on democracy.
A

//

1.
EXPLICATIONS OF ANARCHISM
CHAPTER

and of green subforms
G

1. Initial explanation: fud and dilute forms, and corollaries.
Anarchism is the theory, principles or practice of anarchy. As practised by engaged

anarchists, who are naturally adherents, authors or promotors of anarchy, it includes the

assertion of anarchy and rejection of nonanarchy, i.e. rejection of archy. Anarchy itself, in its
norma/ political form, applies to societies or communities, territories or countries. It is,

according to the dictionaries, the following sort of condition or state: lack of coercive
government, absence of a political state, want of authoritarian political heads or leaders,
institutions or organisations. Politically there are evidently fhr^
j^racrara/
aa^ar/(y, ca^rciaa, and normally comprehending both, the political .yraf^.i The anchoring

notion of anarchy has recently been extended beyond political arrangements to apply to other
institutional forms such as the Church, Science, and Law, to mean alternative forms lacking
authoritarian structure and coercive methods. Thus appear, under transference, such varieties as

epistemological anarchism and philosophical anarchism, instead of po/zfzcn/ anarchism upon
which this text focuses. However the far-reaching analogies should not lost sight of; they
matter. Anarchism is to political authority, as atheism is to religious authority, and rather as

scepticism is to scientific authority.
Although the conditions specified for anarchy are normally taken as conjoined, it is

possible to construe them disjointly, yielding what could be called

anarchisms. One

diluted form which has obtained a little exposure is a /zzzzz^J anarchism appropriately opposed to
the state but prepared to endorse carefully-controlled coercive authorities.^ A differently diluted

form is a

anarchism which is opposed to all prevailing states, because of some serious

but in principle removable defect or other of each and every one of these states, but is not
opposed to the very idea of an ideal state, or to a new wonderful order of states; that is it is, not,
so to say, a principled anarchism. It is sometimes difficult to ascertain whether historic

anarchists are j?rznczp/^r/ anarchists or merely de facto ones. There are limits to how far
definitional dilution should be allowed to proceed: a theory (such as libertarianism) postulating a
minimal coercive centralised state presumably exceeds acceptable diluted bounds, as n^key

element is retained. Within such bounds, we shall operate both with full and dilute forms,
accounting all anarchism (in a bro^d sense, qualifying as need be). Routes to full anarchism

may well lead through dilute forms. Indeed these offer main paths towards anarchism proper.

-t

These three key elements are duly signposted in many, though not all, serious on anarchism.

J-

12

It is evident that anarchy, and therewith anarchism, can be better characterised, negatively,
through what it rejects,
namely to sharpen the characterisation, centralised coercive
forms, than in assertive formulation obtained through awkward locutions like 'absence' 'lack'
'want'. The simpler negative formulation (supplying the
of anarchy), rejection of

archy, makes it immediately evident that much of what vulgarly pass for meaning conditions
upon or essential features of anarchism are not.
Firstly, a variety of political arrangements and organisation, including

of

government, are entirely compatible with anarchy. It is enough for these arrangements not to
include anarchy-violating features such as authoritarian or coercive elements. For example, a
government without such elements, a government nonetheless in the dictionary sense of

'administration of public affairs', satisfies the principle of anarchy, and so is anarchistic. Such

an anarchistic government can include normal components of organisation, regulation and

control, so long as they conform to the principle. Certainly a territory without government,

since therefore lacking an archist government, is anarchistic. But the popular converse fails.
An anarchistic system may well, like several societies substantially destroyed by European

conquest, have a small smooth-running public administration, free of authoritarian elements.
Thus it would have a government, but not an authoritarian government. No doubt it would also
be
in a predominant modem, but narrow, use of 'government'. The term
'government', which is variably determinable, vacillates in particular between

* administration of public affairs (including control, regulation,

what it once

meant) and its important and now dominant restriction, the enarchistically unacceptable
determinate,
* authoritative administration of public affairs (i.e. that exercising authority, and
characteristically backed by coercion).
Much confusion concerning anarchism has resulted through failure to separate the wider and
narrower determinates^ It may well be true that, as dictionaries assert, an anarchist would
'oppose all existing systems of government'; but this is not a matter of meaning, it is contingent
upon the character of prevailing state systems.

Nor therefore are prevailing political forms everywhere so far removed from anarchistic
alternatives: they may even overlap them. Make the following kind of thought-experiment

concerning the government and operation of some modem freer, less violent, more peaceful

society: the coercive and authoritarian elements are blacked out (both operational components
and what they typically operate upon). For instance, there is a strike of relevant groups, judges

and accused, police and criminals, prison warders and prisoners, etc. (perhaps because the

broad society had reduced the opportunities for crime and accordingly threatened their contra­

operative livelihoods). What may well happen, what we shall imagine happening, is that
governmental affairs simply keep running for some time. Things work well enough. Partial
examples of just this sort of phenomenon are not uncommon, as when police forces go slow or
strike. For example, when traffic police stop work traffic keeps on going, much as before. It
may be irrelevantly objected that such anarchistic periods are mere interludes, presupposing
surrounding authoritarian structures (somewhat as anarchistic end-states of marxism are
premissed on preceding super-productive authoritarian states). Such thought experiments were

designed to remove a different intellectual blockage: the common assumption that anarchism is
utterly remote from the political practice of complex modem states and impossible to realise at
all.

As a theory, anarchism tends to advance a stronger theme than the progressive particular
claims that anarchistic systems are possible, realisable, and sometimes realised. After all, these
arrangements may be realisable—as more than an interlude—only in restricted or anomalous
circumstances (e.g. a few people on an isolated tropical island). The stronger theme, linked
with the anarchist principle, is that there is no need at all for authoritarian or coercive regulation.
So rejection can succeed universally. Universal anarchism encounters many problems which do

not trouble less ambitious parfict/Zar anarchisms, such as those to be advanced here. For
example, how to rectify especially degenerate or evil societies? An attempt is sometimes made
to render all anarchism universal, through the connecting thesis that for anarchism to succeed

anywhere it must succeed everywhere (else be destroyed by ruthless, expansionist or greedy
states, or similar). Fortunately the fallacious connecting thesis, though popular with critics, is

implausible.^
Although anarchism proper does exclude certain kinds of government, coercive and
authoritarian forms, it does not automatically include, certainly not as a matter of semantics,
specific positive kinds. Anarchism is not necessarily "a theory of government based on the free

agreement of individuals rather than on submission to law and authority", despite what
dictionaries assert (incompatibly incidentally with their definitions of 'anarchy'). Such positive

accounts of anarchism, as offering a certain theory of government, both try to convert a
particular variety, individualistic anarchism, into the more general object, and try to import a

certain motivation for, or differently explanation of, or justification of, anarchism into the very
essence of the object (this is the general fallacy of verificationism in operation). Anarchism, or

at least its assertion, may well be regularly motivated by ideals of free arrangements, not
imposed by narrow or incompetent authoritarian forces, but motivation is one thing, meaning

14
another, verification a third.

Not only is the assumption that anarchism is incompatible with government, wellregulated government, mistaken. So also therefore are the assumptions that anarchism is

incompatible with organisation, with regulation, with a positive noncoercive "law", with order.

So mistaken therefore are the widespread assumptions that anarchism entails disorganisation,

disorder, confusion, lawlessness, chaos. Yet all these negative associations have been
incorporated into degenerate popular meanings of anarchism. It is similar with related
assumptions that anarchism implies violence, paramilitary activity, or terrorism. A popular

picture of the anarchist, encouraged by authors like Conrad and Dostoevsky, is the excitable
fictional character with a bomb in his pocket (not a Tolstoy or a Thoreau).5 These too are

assumptions and pictures, with little basis either in semantics or in general anarchist theory or
practice, promulgated by an unsympathetic opposition generally comfortable in present poor to
appalling political systems or unaware of alternatives. With anarchy, as with many other
valuable terms, a concerted confusion or destruction effort has been made, part of an extensive

terminological vandalism in human intellectual affairs. Rather than reconciling ourselves to

sacrifice of the damaged term anorc/ug/n, let us salvage the term explicitly for the pristine notion,
and isolate the conventional associations under the term
anarchi-pm, shortened, if a
single term is sought, to
Most fictional anarchists of system-supportative authors
are degenarchists; but they are far from representative of anarchists. There are many anarchists

who are not terrorists, few who are; there are many who are not dangerous troublemakers bent
upon violently upsetting local settled order; increasingly there are many anarchists within
environmental and peace movements, many of them

anarchists. Gentler anarchisms tend

to be all of more pacific, more social and more rational than tougher or hardened anarchisms.
2. Rival, typically defective, definitions, and beyond.
Much of what is taken as typical or even characteristic of anarchism, especially popularly

and journalistically, consist of optional extras, not even typical of anarchism. They represent,
like what gets written into degenarchism, attempts at easy smearing or dismissal of anarchism,
for instance as an ideology unworthy of serious consideration. As regards violence, terrorism,
disorder, disorganisation, confusion, these sorts of point ought to be well enough known. But
they apply also to other more benign features widely taken to characterize anarchism, such as
attempts to tie anarchism variously to individualism, capitalism, voluntarism, primitivism,
spontaneity, or socialism. Thus such erroneous characterisations of anarchism as those of the

selection that follows:-

5

15

* One utterly appalling characterisation comes from a Russian DzcZzozzrzzy of PAz/o^op/zy. ^
"Azz^zrc/zz^zzz, a petty-bourgeois socio-political trend that is hostile to all
authority and the state, and counterposes the interests of petty private
ownership and small peasart economy to the progress of society based on
large-scale production"
* Another dismal, indeed wild, characterisation comes from an American political scientist, who
audaciously asserts that "anarchism ... is anti-political—that is, it does not really offer political
solutions" (p.l), rather "the primitive core of anarchism is not so very different from Christianity.

That is, it rests on the notion that man has a need, not just a preference, to love" While this is

wild, there are convergences and congruences between types of anarchism and early

Christianity.?
* It is "a political doctrine based on the value of individual freedom"? While this is not wild, it
does erroneously convert what is a frequent powerful motive, and reason, for anarchism into part
of it, confusing motivation and justification with essence. For it is by no means an invariant
feature. A socialist or monastic community, placing no great emphasis upon or even
discouraging individuality, can be organised anarchistically.
* It is "a theory of government based on the free agreement of individuals rather than submission

to law and authority" (Concz-y^ Eng/zj/z Dzcfzozzazy). But it also asserts that the same %7z#rc/zz.yAy
"... are opposed to all forms of government". That inconsistent information should, as already
seen, be discounted. Furthermore, there may be no free agreement; an anarchistic situation can,

as already also seen, just happen. More likely, a sustained anarchism may emerge under
favourable historical opportunities, again without any sort of contract or general agreement; it is
then only
zf there were free agreement. Certainly, there would no longer be "submission to
authority", but there would likely be systems of rules, which people normally followed.

* The very short characterisation of rzzzrzrc/zMzzz (and rendition of zzzMrc/zz?^) as "no government"

is defective because of the elasticity, slippiness and determinability, of "government"? For
example, to increase documentation, according to one dictionary ((/zzzv^r^zz/ Ezz^/z^/z),

gove?7Z7?zenf means "... system of polity in a state; territory ruled by a governor ..." in which
case it incompatible with anarchism; but it also means "... control; administration of public
affairs" in which case it is certainly no? incompatible. Granted there have been attempts to
represent anarchism as if it entailed no organisation or administration at all (state-of-nature

arguments regular rely on this fallacy of false dichotomy), but it does not, and if it did there
would be a gap for a near-identical relative (a/za&amp;yrz^ for instance) to All. One of the rather

better brief characterisations is the following: "a social philosophy that rejects authoritarian

6
7
8
9

Ed I. Frolov, 2nd revised ed, Progress, Moscow, 1989.
Apter p.3.
HI p.70.
For such proposals see e.g. Carter,Websters' Dictionary (?), Marshall p.3.

16
government and maintains that voluntary institutions are best suited to express man's natural
social tendencies'/ (Woodcock, Ency Phil, p.lll). While the first negative conjunct, which
n governmental' right, might rate a pass (though anarchism is not always a
philosophy, it is sometimes a practice), the second positive conjunct calls the whole account into
doubt. Many humans naturally thrive in authoritarian settings. Defective definitions of
anarchism abound, many regrettably supplied by high profile anarchists or well-regarded

commentators (whereupon they assume a certain air of authority, a bogus air). A few examples

will be considered, mostly drawn from a large list of similarly defective definitions included in
Clark, who is out to show that any definition which attempts to do justice to anarchism through
an essentialistic definition deploying one simple idea is bound to fail, abysmally, to

does not 'mean literally "without government'" contrary to Carter, for one. It does however

imply systems without governments of prevailing sorts, which is what she immediately
proceeds to: 'and the lowest common demominator of anarchist thought is the conviction that
existing forms of government are productive of wars, internal violence, repression and misery'

(p.14). Right on! Kropotkin, for another, defines 'anarchism' in terms of 'society ... without
government'. Like most of the brief definitions to be cited, this is neither necessary #)r
sufficient. For 'government' has to be narrowed to its coercive and authoritarian determinate,
and other archie arrangements also excluded. Many, Runkle for one, maintain that anarchism
'opposes authority in all its forms'; but elsewhere Runkle holds that its essence is individual
liberty'. Others, Goodman for one, suggest anarchism is defined in terms of decentralization,

still others, Bakunin for one, suggest characterisation in terms of 'organization from below
upwards, by means of federation'. Again this is neither necessary nor sufficient. It is not so
easy to And an adequate characterisation of anarchism. (I have found none in the literature,

despite some searching. That is

reason why a certain amount of work has gone into such

basics).

There is a tendency to leap from the inadequate to the excessive—a tendency exemplified

by Clark, who also cites Woodcock approvingly. Anarchism is first contracted to a rather
elaborate doctrine, or political theory, thereby excluding practice. Then requirements are

sharply inflated:

For a political theory to be called "anarchism" it must contain: 1) a view of an
ideal, non-coercive, non-authoritarian society; 2) a criticism of existing society
and its institutions, based on this anti-authoritarian ideal; 3) a view of human
nature that justifies the hope for significant progress towards the ideal; and 4) a
strategy for change, involving immediate institution of non-coercive, non­
authoritarian, and decentralist alternatives (p.127).

As Clark indicates, this "minimum" "definition" is an elaboration of another account, briefer and

10

See Clark p. 118ff. Clark's attack on essentialistic definitions is in the style of Wittgenstein.

17

better, that Woodcock also offers: 'historically, anarchism is a doctrine which passes a criticism
of existing society; a view of a desirable future society; and a means of passing from one to
another" (cf. p.120). There is nothing here about human nature, which anarchism need have no
particular views about, perhaps rejecting the notion altogether as part of archist propaganda or
similar, n There is nothing about the ideal society, or any commitment to one. Anarchists are
not seeking
societies; that is an illusory, Enlightenment goal, have transformed to get
another excessive condition of adequacy for anarchist societies. It would be quite enough to
achieve satisfactory societies. 12 Realistic anarchists may even come to appreciate that there are
no ideal societies, perhaps just various less unsatifactory and better justified societies than

virtually all of the extraordinarily narrow range of modem societies presently exhibited or on

offer. However Clark's discussion of "the ideal"" reveals that he does not really intend an ideal,
but only one or other of the plurality of societies meeting certain adequacy conditions. It
certainly does not intend a unique one,
ideal. 'Some adequate" or similar should substitute"
for 'an (the) ideal", and the definition should be duly pluralised.

Outside explications of anarchism which answer back to dictionary accounts, there are

various high redefinitions (e.g. Clark) and some weird redefinitions. One such weird
redefinition is that proferred by Taylor, who—rightly enough contrasting anarchism with the

presence of the state where there is a concentration of the means of deploying force—defines a
as where 'force is perfectly dispersed, not concentrated at all" (82 p.6). But
Taylor does advance from pure anarchy, of which there are no examples, to an illuminating
discussion of the exercise of concentrated force in societies.

In recognisably anarchistic societies there is but limited concentration of force (based on

physical inequalities), which 'is

/10c in use. There is no standing specialist group or

organisation or centralised system of groups...'

No doubt a /MZ/er anarchist f/t^ory has to accomplish much of what excessive
characterisations of anarchism,^ list, and more. Any reasonably full theory should
* include a critique of authoritarian and coercive features of present and past societies and their
institutions;

11
12

13

The important matter of such "nature" is discussed later..
Presently we are very far removed from such societies, except for small communities mainly in rich
countries. States have done extremely poorly in this regard. There is not one satisfactory state in all of
Africa or the Americas. Even small European states that at least have avoided extensive poverty,
homelessness, and violence are in doubt because of
* virtually entire destruction of their natural environments
* reliance for wealth on impoverished Third World countries
* justified dissatisfaction of many of their inhabitants.
those of Woodcock and Clark p.120, p.126.
r

18
* outline features of noncoercive nonauthoritarian societies as alternatives to, and improvements

upon present dominant social arrangements, for some regions at least;
* suggest strategies for attempting to change from defective forms to improved alternatives.
Clarke also tries to insist, what we shall subsequently reject, that for a 'theory to called

"anarchism" it justifies the hope for significant progress towards the ideal' (p.127).
As well as theory, there is practice. (Clarke also goes astray in excluding anarchism as a
, "anarchism without doctrine", and so on.) The pracfice of anarchism, generously

construed, naturally includes the state of being in anarchist conditions, of living under
anarchism (though perhaps unaware of doing so). There is scope for
wfr/toM?
Many primitive societies thus qualify as anarchistic; they practice, or practiced,
anarchism though unaware (somewhat as wild animals practice hygiene, knowing
without
knowing ;%af). Further, no doubt now stretching 'practice' beyond its assumed anthropic

context, many animal communities practice anarchism, very successfully. Many attracted to
anarchism, an anarchism without name even, long for analogous pure practice, many practicing
environmentalists for instance. They hope that whatever it is will operate, perhaps even

materialize, without any heavy-duty theory, without excess or even any intellectualizing,
perhaps without even thought or much effort on their part. In contemporary circumstances they
would have to be extraordinary lucky; a paternal state with caring elements, such as safe jobs

and spoon-fed indoctrinal education for all citizens, does not relinquish its control voluntarily.
While definitions can be defective or otherwise unsatisfactory, in m^y ways, one thing
they are not is dogmatic (as suggested by Marshall, none too subtlely trying to evade critical
details in delimiting his massive study, p.3). Though insisting upon^themes definitions yield

upon substitution can be dogmatic, having or offering definitions is not. Significant criticism
of definitions is logically different, belonging to different categories.

As well as decking anarchism out with defective definitions, with all the scope for

argumental malpractice that affords, there is a coupled practice of boxing anarchism in, by
narrow and confining constraints, jf iZZ/czf/y ctrcMWMcri&amp;ing

(Whereas definitions
characteristically yield necessary and sufficient, conditions, such circumscription concerns
necessary, or possibly sufficient conditions). Many of the restrictions imposed are, however,
quite inessential, and have rather the effect of excluding viable alternatives. Simple examples
concern
waAmg, which is sometimes taken as having always to be case by case, and

elsewhere is seen as necessarily involving all parties, large assemblies, or even complete social

participation. None of this is essential, often the restrictions would prove undesirable.
Often the circumscription technique proceeds by presenting features of, or said to be of,

19
historic anarchism, then tacticly assuming that all anarchism must conform to those features.*4
That is one reason why definition and characterisation are important; so anarchism is not set in
riged past forms, unable to adapt to new circumstances and ideas.

Another example concerns the character of the anarchist revolution, onto which many

restrictions are loaded, often resulting in gratuitous puzzles, which are removed with the
impositions. For example, it is said that 'the revolution had to be a mass affair" (M p.94). But
nothing in anarchism, or its general development, requires this. (As a result the dilemma Miller

finds .p.99 ff., simply falls over.) A revolution could be carried out by an elite anarchist band,
or, in some states, through a single governor or president. Again, it said that the revolution is

bound to be authoritarian (which renders an anarchist revolution contradictory), violent, and so

on. This we have on authority from Engels: 'a revolution is certainly the most authoritarian
thing there is; it is the act whereby one part of the population imposes its will upon the other by
means of rifles [etc.] authoritarian means, if such there be at all', to which Miller adds

approvingly that to say in power the party must rely on military means and 'terror of arms' (M
p.92). None of this is so. A revolution could lag rapid change through mass conversion; for

instance, there is a sign or appearance that is widely recognised, a new social movement which
spreads like "wild fire", etc.

3. Anarchism and the state.
While organisation and government are entirely compatible with anarchism, that most
conspicuous modem institution, the state, is not: it is the paradigmatic archist form. Nor are
ancient power formations such as the empire and the kingdom really compatible with
anarchism. A prime reason is their authoritarian character and their extensive use of coercion
and violence, but reasons als&lt;4 includd^hein centralized organisation (such as power and
hierarchical structure). Let us focus upon the state, against which a major and often virulent
part of anarchistic political critique is directed; indeed such is the opposition to the state and its

features that anarchism is sometimes distinguished in that way, in terms of 'hostility to the state
... [which] should be abolished and replaced by a new form of social organisation' (thus Miller
p.5). But again these may be consequential, not characterising features of anarchism, which are

derived from characterising features together with a standard theoretical characterisation of
Under one such standard (though fairly strong^) characterisation, the state is a
and

14

15

This is a much favoured tactic with critics of anarchism. For many examples, some only Quoted in the
main text, see Miller.
Although strong, in certain respects the characterisation is not strong enough. A state must not only be
able to c/ai/n all these sorts of power, but sometimes to exercise them. Cf. Taylor's criticism of Weber's
definition of the state (p.5).

A

body ... it claims complete authority to define the rights of its subjects ....
Second, the state is a
body, in the sense that everyone bom into a given
society is forced to recognise obligations to the state that govern that society. Third,
the state is a
body: it claims a monopoly of force in its territorial area,
allowing no competitor to exist alongside it (Miller p.5).

It also normally claims other monopolies, such as on legal tender. It is virtually immediate,

powers.
So it is that anarchism is often epitomized as directed at the dissolution of, what is widely seen

then, that the state is a comprehensive

as
major political problem, the state. As to why it is such a problem, anarchist critiques of
the state, sketched below, will reveal. With anarchism implemented in a place there is then an
end there to any institution that is recognisably a state.

The subsequent argument for anarchism does not depend upon a strong characterisation of
.yfafe, such as that so far offered. Even fairly weak characterisations will serve. But inadequate

characterisations, such as the following, will not: 'a collective object with territorial boundaries

and political organisation throughout that territory". For that omits essential features of the
state, such as sovereignty, authority, coercive control; it describes a possible anarchist
society. 16 Arguments/or the state (which anarchism is normally concerned to fault) are
however sensitive to characterisation. Mostly these arguments reach little further than, justify
no more than, some sort of "minimal state"", very different from anything the Earth has had on

offer (e.g. a nice state guaranteeing basic rights rather than removing rights: but anarchism need
hardly oppose such arrangements). So it will matter just how ^&lt;2^ is characterized. But this is
easier said than done:

is a ^k cluster ( muqti-criterial) notion, explications of which are

controversial and typically contested.i?

In seeking a satisfactory working characterisation, a useful starting point is the following
short definition: 'a collective item with territorial boundaries and political organisation exercising
sovereign power".is As anarchism can comfortably accommodate the first parts, political

organisation within a region, it is the last part, sovereign power (as spelt out, e.g., in Miller's
account) that is the problematic distinguishing factor. In a way, the term
ruling sui^ipreme, derived from la&amp;Ctptein
which reflects the Greek

reigning or
says

it all, why anarchism is bound to oppose a state so empowered. Improved detailing will exhibit
a similar division between acceptable and unacceptable. A state, which comprises a

16
A'
17

18

q/

Virtually all the key political terms that we shall encounter have a disconcerting multiplicity of meanings:
so it is with state, sovereignty, democracy (422 senses in Naess p.30), ideology, and so on. Fortunately
these terms are dealt with^ elsewhere in this work.
For a useful attempt at a multi-criterial characterization,and discussion of controversies over
characterisations see Dun^eary "The state
*
(in Goodin &amp; Pettit).
Reese, with 'item
*
substituted for 'entity
*
to evade reificative issues.

21
interconnected

(their level of cohesion justifying a definite description), has domains

consisting of a
and of
who form an associated society. The territory of a state
consists of spatial regions, over which it normally exercises control. Subjects are generally
those humans who regularly reside in the territory (citizens form a
of subjects, singled
out by possession of certain duties and rights).

The state is not the only authoritarian body to be repudiated. Lesser authoritarian

organisation, such as those proposed under terms of functionalism (military barracks, prisons,
reform schools, etc.) are to be similarly repudiated. No doubt on occasion the ability to coerce
makes an institution more "effective", much as childrens learning of uninviting material is
sometimes rendered more effective by coercive means, e.g. heavy cannings, floggings. But

the repugnant means, and their common chase outw^eight the gains, if any, in effectiveness

achieved.
Now, having thus arrived at regular anarchism, reputiating the state, we confess to the
evident, to the refinement of the notion of anarchy away from widespread common usage where
it functions primarily as a powerful directive away from disapproved anti-statist life. Given that

anarchism is thereby rendered (as in many dictionaries which of course reflect usage) a
contradictory notion, encompassing both disorder without the state and order alternative to the

state, some refinement and some diversion of disorder is no doubt desirable. The trouble with
this easy resolution is that the early uses of 'anarchism' in English operated precisely with the
corrupt drunk-and-disorderly side of the contradiction—disorder as contrasted with spendid

state order. That was what (in defiance of the original Greek meaning) 'anarchy' and

'anarchism' were introduced to mean (see OED citations from 16-17th C). Thus the early usage,
which persists, contradicts the refined and now regular usage. In technical presentations this
problem is easily sliced through, by coining a term to mean what anarchy as refined means
(anaRyri'2 and anacracy are such terms). Here however we shall simply persist with the

refinement of the prevailing term, and in the course of giving it etymological justification over
the early corrupt uses, further refine. 19 But the justification for refinement is not only

19

Tempting as it may be to switch, alternatively to new, freeing terminology, that temptation has here been
largely resisted. Anarchism is a term, and idea, worth retaining. Not that there is anything amiss with
new terminology: quite the contrary, provided that it is well-indroduced and pointful. In the course of
drafting this book, a variety of new terminology has been toyed with—including such nice terms as
(signifying non-domination)—because, as is regularly emphasized, anarchism is now such a turn­
off for most people. No doubt in more pdular versions (written by someone else), anarchism will
disappear from headings, displaced by new terminology with a hint of old such as ^ada^waacra^y, or, less
scrupulously, its place usurped by ^car-vacuous terms in high popular favour such as d^/nocracy. In this
less popular version, anarchism stays; but, in pa^t compensation, some pleasant absolute terms, and

senses, have been revised. They offer acceptable alternatives.

A more powerful consideration than negative connotations is perhaps this: The present text, though strictly

/

22

etymological. Do we need yet another term for lawlessness, or for disorder? Don't we rather
need a term to help break the false dichotomy between: the state or political disorder? As if there
are no further alternatives, like stateless order of various kinds? Or (as much ill-informed

literature suggests), no political theory without the state, merely untheorizable confusion?
4. A refined explication of anarchism.

derives from the ancient Greek

Etymologically

meaning: without a

chief or head, or without a top authority. Of course what the form derives from, though often

indicative, does not determine what it now means. (Anarchism was not, after an ancient

political theory, but is in fact, under familiar classifications, the most recent and novel of major
political ideologies.) However it M worth drawing out the etymological meaning, because it is
revealing. What it appears to exclude are political arrangements structured with a top element of
any of the following authoritarian sorts: a monarch, a prince, a ruler, a leader, a president, a
prime minister, and shifting from individual to group form, a party, a clique, a ruling elite, a
central power such as a state, etc.
There are, analysis reveals, two interacting foci: one, a top or centre, and two, control or
dominance flowing from this top by what are adjudged inadmissible means, authoritarian or

coercive means in particular. A chief both stands at the top of a power hierarchy and exercises
authoritarian control from there. Under this

anarchy entails

double foci

structure or organisation without inadmissible top-down or centralized means. Let us look at

the foci in turn, beginning with the more independent one, the top.
Topologically, wif/tonf % fop amounts to wzt/zoMt % cenfre, because by topological

transformations (roughly&amp;^nJzKg and stretching as what rubber objects will permit) what is a
top transforms to a centre, and vice versa. Diagrams illustrate the transformations:

top (of tree,
semi lattice)
o

centre

o

investigating
is so far removed from what normally enters under that denomination that different
terminology is warranted, terminology which then has the advantage of shaking off all those negative
associations of anarchy. The salient differences from run-of-the-mill anarchism will appear when preferred
forms are detailed subsequently.

23

Volcano

from top

from sides

* peak

* peak

Given such transformations, which will be taken for granted, anarchism also excludes
arrangements structured with a controlling centre, such as a ruling central government. It
implies decentralization in a precise sense. It does not thereby also remove all structure: it

leaves intact a rich variety of structure including network arrangements with no centres (or with
multiple "centres"), federation structures or similar. Yet another example is afforded by lateral
structuring with central "centres" dispersed via function, as ilustrated;^

service
"centres"

The skeleton or scaffolding of organisation is structure; it is the frame on which
organisation is hung, which organisation fills or fleshes out. The sense of

explicating

the underlying organic image, implies as much. According, for instance, to the Conci-ye
Dzcfiofiuiy, 'structure: manner in which a building or organism or other complete whole is

constructed, supporting framework or whole of the essential parts of something
*.
Structure
itself is primarily, though not entirely, a matter of
of elements and parts, among which
order relations figure prominently, though not exclusively. That is, structure involves order, as
a critical component.
Remarkably, the same sort of

&lt;y%n/c%r&amp;y occur in a range of seemingly

diverse theoretical areas, not just social and political theory, to be displaced in each case by a

similar sort of problem-dissipating structure.
To illustrate, consider an order on a type (or set) of items Q given by one order relation R,

20

Insofar as there is a single centre, it is the bottom, the people. Major condinating issues are referred to
people, for instance through referenda. So there a will be a referenda organising office, but it will be
independent cooperative.

24
on item c in Q, i.e. R = Re- For example, where Q is a system of

where R may itself

worlds including your world the ordering R of worlds may depend on your world (and my
world could supply a different order). Differently, where Qis a system of values or valued
items, R may depend upon your values; and so on. As an orJer, R is at least transitive, and
perhaps either (if like &lt;) reflexive or (if like &lt;) symmetric, on its ranged The system &lt;Q, R&gt;

is a simple ordered structure, or ay%w%^. (The latter is the term now used in modal logic, where
such structures are the bases of models for the logic.) A
or top t of such a system is an
element such that all items of Q bear R to t but which does not itself bear R to any element of Q.

(The notion, that of -yMpreyniow, and likewise woxiwMw, may be similarly defined relative to

subsets or types within Q.22)
77^oreTH. There are order structures without tops.

Examples are provided by systems (often with much more structure) with no supremum. Here
is a simple 6 element example drawn from relevant logical theory.

+1

+2

„ = {=2,-l,-0, +0, +l,+2}
+0

R - — is as shown by arrows.

-0
-1

T = {+0, +1, +2} is a frufh component

-2

Topologically, several notions of prime political and philosophical cast are tantamount to

tops in order structures, including chiefs (top persons in power rankings) hierarchs, grand

leaders, centres, absolutes, and objective items.

Consider, a pertinent issue, the matter of

control or authority, where as in the next diagram all elements

to t.

trans^ity required of order.

21

There are various cases, depending upon conditions

22

A supremum t of R (in type T) is an (that) element (of T) such that all elements (of T) bear R to t but
which does not itself bear R to anything (in T).

Looked at from above t is centre of a network. In the diagram shown, it remains a structure, a

flattened hierarchy, when t and relations leading to it are deleted, under

so to say.

What this shows in a simple fashion is that there can be ordered structures without central
control (and ranging further there can be statelessness, absence of central control, anarchy

without "anarchy" or chaos, because there is order),

structures.

afford numerous examples. Order, including good order of a range of sorts, does not require
central controls, leaders, absolute rulers or arrangements, or similar. Order does not require
hierarchy, such hierarchy. 23
As immediate corollary is that inferences from anarchy (without a top or centre) to absence

of order

to disorder are fatally flawed. What lacks a top or centre may nonetheless enjy

satisfactory order. Structures induced in anarchic arrangements can be far from chaotic (and
may be modest and stable equivaien&amp;s8i conditions).
It is worth alluding to a much wider philosophical sweep. Related order structural

considerations to those that tell against central states, absolute rulers, monarchs, patriarchs, top
authorities as required for satisfactory order, also count against &lt;2^x9/%^ of other sorts, such as

absolute truth (there need be none, as the first diagram above indicates), absolute order (thus R

23

Part of what seems correct in Bookchin's vendetta against hierarchy can be captured in this way. More on
this subsequently.

26

itself is relative to c), and
of various sorts, such as objective fact (another supposed
absolute), objective value (supplied under an absolute order), and so on. On this broad sweep
the following sorts contrast sets emerged
centralism
elitism
statism
absolutism
realism
objectivism

in
rough
contrast
respectively
with

maximizing rationalism

decentralism
egalitarianism
anarchism
pluralism
nonrealism
nonjectivism

satisizing rationalism

Naturally, these simple structural considerations are only indicative, not decisive. For we

might find, as more and more constraints are imposed on structures, as account is taken of

actual conditions, that freedom contracts, that structural arrangements are forced towards
centralism or absolutism. While such forcing may now look, in the light of a little logic,
implausible, it requires further argument that it need not in general eventuate. The
to
be developed agam-yf
takes these lines: that there is ready design of
institutional arrangements for decentralised communities which does not lead back to a central

state. The state is organisationally otiose. Organisation is delivered anencephaletically.
For an added or infiltrated top or the centre to be troublesome, something anarchism need

bother removing or shun where it figures, it has to have an

role. Politically that

presumably means exercising power in some way. That is, the head (the head that is lacking in

%7i#rc%(?.y) is an operative head, not a mere figurehead. Anarchism need not exclude
princes, monarchs, emperors, or "governors", such as some countries now maintain. If the

people really like having such relics, royalty or "aristocracy", as is often said they do, then they

can presumably have them if they are prepared to afford them. Indeed this figurehead role is
just what is presumed for the prince under more plausible anarchist construals of Taoism.25

The ideal prince is a Taoist who takes no action, a sage who is rarely or never seen, whose
existence may merely be known to the populace or even simply rumoured (that is almost to say,

though Lao Tzu could not tactfully assert it, the ideal prince is a nonexistent inoperative sage).

24

For a fuller picture see Sylvan 93/4, chapter 10.

25

See Clark 84 p.165. Also UTD.

27
As indicated, the main features adduced are mirrored in logic, which can serve as a

structural guide. It is striking, as well as technically advantageous, that logical and political

predelictions converge. Mainstream irrelevant logics have algebraic structures with top

elements, Boolean algebras in the case of classical logics. By contrast relevant logics, which
now challenge the classical logical paradigm, do not. Their corresponding algebras, De Morgan
monoids and such like need include no top element. The top element, T, is directly responsible
for positive paradoxes, of the basic form A -* T (anything at all implies the True), of
mainstream logics, paradoxes infecting much theory which relevant logic avoids.^ The logical
structure shows that sub "centres" need not have such damaging effects; a plurality of local

"centres", regional nodes, induces no paradox.

The figurehead analogy also operates analogically, in logic. It does not matter if a semi­
lattice structure is extended to include a top element, so long as that addition provides only a

conservative extension. (If T is added to top a relevant lattice, it has in stronger logics to be
kept out of implication relations, else it will induce a non-conservative relevant extension with
theses like A -* T.) But otherwise, as an inoperative top-piece it is admissible.

Technical comparisons now reach much further than logic alone, as we leam more and
more about decentralised structures, about decentralised cerebral organisation, decentralised Al
and topless connectionism, and decentralised intelligent structure. Intelligent organisation

without top or central elements may abound both in nature, for instance in insect cerebral
organisation and in vertebrate brain structure, and in many future artificial intelligence
applications. Logic and computing technology demonstrate, what is widely appreciated outside
political theory, that topless is feasible.2? There is scope, and need, for twenty-first century

anarchism to be highly techno-logically sophisticated.
There is more to anarchism than political structure without an operative top, head or

centre, than a lateral structuring. That more, the residue of the rejection of archy, is more

difficult to characterize in a way non-prejudicial to types of anarchism. It is bound up with the
operation of the active top, with the confroZ for example it exercises, the potter it exerts, or the

like: non-prejudicially, it cannot operate
As to what are unacceptable
means, however there are different specifications. These many include—what can be
summarized, under a single rubric, as
—force, coercion, authoritarianism (and
what implies any of those, such as totalitarianism); and, much more controversial,

nonvoluntary, nonindividualistic, socialist and communist, means. As in dictionariess entries
for "anarchism", only coercive and authoritarian elements will be ruled unacceptable (for

26

See WR.

27

The subsequently preferred variety of anarchism, while not at all opposed to slates losing their heads, is
powerfully opposed to people literally loosing their heads (figuratively again, it may be alright).

34

A Gramsci, 'The intellectuals
*
and 'The modem prison
*
in gcZccfzony /row ?7zc Prz'yon
M?fc&amp;ooRy (ed. Q. Hoare and G.N. Smith), International Publishers, New York, 1971.
D. Mannison and others (eds.), Environment?/ P/zz/oyopAy, Research School of Social Science,
Australian National University, 1980; referred to as EP.
D. Miller, Aaarc/zzym, J.M. Dent and Sons, London, 1984; referred to as M.
D. Mitrany, 7%c Ennctona/ 77zcory o/PoEr/cy, Martm Robertson, London, 1975.
A. Naess and associates, Democracy, /Jeo/ogy aaJ D/?/eciiviiy, Oslo University Press,
Norway, 1956.
R. and V. Routley, 'The irrefutability of anarchism
*,
&amp;?cza/AZfcrnaEvcy,
R. and V. Routley, 'Social theories, self-management and environmental problems
*,
in EP;
referred to as SM.
R. Sylvan, and D. Bennett, 'On Utopias, Tao and Deep Ecology
*,
D/ycayyzoa Papery in
EavzrozzmczzZaZ P/zz/oypp/zy, #19, Research School of Social Sciences, Australian National
University, 1990.
R.P. Wolff, 7a De/ence o/Aaarc/zzym, Harper &amp; Row, New York, 1970.
ADDITIONAL SOURCES

P. Nursey-Bray, an Aaaa/arcJ EzEZzagrap/zy a/Aaarc/zzym , Greenwood Press, 1992.

END NOTES
2
Cf Clark p.ll8ff. The general methodological issue of multiple determinates of key
political terms and their archist confinement is taken up in a later chapter.

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7

1
CHAPTER 2.

ELABORATIONS OF ANARCHISMS

There are wany anarchist theories. For an anarchist theory is any laterally structured

theory which duly conforms to the anarchy principle, of rejecting political authority and
coercion. While received anarchist theories restrict anarchism to certain more specific forms (the

standard options of considered below), p/ara/ijtic anarchism does not; plural anarchism not only
admits the plurality, but takes advantage of it any may revel in it.
Not all of this variety, not all anarchisms in the sheaf of systems, are of equal merit.
Some forms are decidedly undesirable — like anarchisms expanding on the violent or chaotic

varieties of popular imagination — in much the way that the nasty states of modem history, that
anarchism opposes, are undesirable. Such undesirability may devolve from external rather than
internal political characters. Thus, for instance, regions committed to global power projection to
retain their privileged way of life (most unlikely under anarchistic arrangements) or committed to

transnational terrorist practices. While standard anarchisms have been located in the more
desirable, or even eutopian, end-range of anarchist systems, they by no means exhaust the

satisfactory forms or even the most promising forms (as explained in chapter 5). Indeed in
important respects the desirable range is significantly open for further elaboration of newer (and

greener) forms.
As varieties of anarchy may diverge, widely, so correspondingly do motivations and
justifications for various divergent forms. The motivations, for instance, range from entirely
theoretical (conceding to the warranted force of political scepticism) to practical (changing the
local world); from personal and perhaps selfish (getting the state off one's back, or out of one's
business and one's till) to other directed (eliminating a state oppressing its people) to

environmental (disestablishing another vandalistic state). Common motivations trace back to the

common character of anarchism: repulsion by, or opposition to, oppression, perhaps generalised

from the state to all analogous political and bureaucratic structures, or expanding on that again,
to all gross power relations. Indeed it is appealingly suggested that what anarchy is really all

about is gross power relations, their reduction and removal; state coercive and authoritarian

power are but paradigmatic of such power and domination relations. But while such opposition

to gross power does characterizer gentler anarchism, heavy power methods are acceptable to
tougher anarchisms; gentler anarchisms tend, so it will be argued, to be all of more pacific, more

liberal and more rational than tougher or hardened anarchism. There are other expansionary

liberal democratic motives for anarchism, further varying this theme: a yearning for removal of

constraints, and for more extensive freedom; or a desire for more extensive equality, which
would of course diminish those inequalities power delivers. Such motivations too have illicitly

worked their way into variant characterisations of anarchism.

?

2

While a popular image of anarchists remains that of hardened terrorists, exercising
authority over hostages using state-manufactured guns, many anarchists are joined by opposition
to all such naked authority or coercion. Indeed 'behind the anarchist attack on the state and other
coercive institutions, there has often stood a fundamental critique of the idea of authority itself
(M p.15). An important, though certainly not invariant, mofivafmg and

r^&lt;?n for

anarchism derives from a more sweeping anti-authoritarianism: the theme that no person or
organisation can ever rightfully exercise authority of (political cast) over another. Picturesquely

it is the theme that no authority is justified, no one, state or other, has a right to push another
around. Too briefly it is sloganised to assert, no bosses, no leaders, or similar. Such general
opposition to the principle of authority has even been dubbed "philosophical anarchism". It is an
unfortunate choice of terminology given Feyerabend's different anarchistic challenge to much in
philosophical theory and practice.
*

But some further classification and labelling undoubtedly
helps. A
princZp/^J anarchism takes exception on principled, characteristically ethical,
grounds to objectionable authority or to coercion, that is to prime target elements undiluted

anarchism directly rejects.
But irrespective of type of anarchism intricated, much in anarchist theory, including a
fuller characterisation, turns upon the twin notions of anf/ion/y and coercion, what these terms
mean and cash out to, and why it is considered important to avoid damaging features of this
sort? Both authority and coercion fall into the general category of power relations, a category

that has rightly featured large not merely in anarchist theory but in social theory more
comprehensively. As Aristotelian definitions of 'authority and coercion , by gunus and
differentia, will be offered, an essential preliminary consists in pinning down the genus, power.

* Power gm/
reZevan? serfs.
Defective definitions of power, authority and coercion abound. Despite the importance of
the notions for political theory, not just for anarchism, it is rare to encounter satisfactory

formulations. A defective formulation from recent relevant anarchist theory defines power as
'the ability to compel compliance, either through the use of force or the threat of force (Wolff

p.4), a conspicuously high redefinition. Rather, a power reZofion is a relation where one of the
relata, that having the power, can normally get the other relata to do something (down to
entertaining a belief, considering an idea). Power is a can-do; it may not be exercised. But there
need be no compulsion or compelling compliance; nor need its exercise always succeed. Further

its exercise need not involve force or threat thereof; it may be effected by a range of other means.

1

By Wolff, and following him, Miler and others. Feyerabend's philosophical anarchism,
his
is sometimes better labelled
anarc/h-yiH, a type of nihilism.
But it stops short, excluding logical methods (irrationally scorned however) from variation^ .In fact
without a sharp—unavailable—distinction between logical and other (empirical or pwidivist)

methods, this methodological anarchism is incoherent.

3
on the one side, bribery, seduction, blackmail, and so on, and on the other, knowledge,

prowess, charisma, and so on. It is no secret that major problems in human social and political

affairs devolve upon power, its excessive or evil use, misuse, regulation and control. But by no

means all power, not even all political power, is bad. Distangling the undesirable, negative
forms is an essential exercise, often neglected.

After observing the failure of radical social theory to provide an adequate investigation of

power, Clark embarks on a critique of the "classical model"2
According to the received conception, power is depicted as a relation of domination
in which the powerful subject the powerless to control in order to exploit the latter.
In both classical Marxism and anarchism this exploitation is conceived as being
essentially economic. Thus, for Marx, "political power, properly so called, is
merely the organised power of one class for oppressing another (p.231).
It is evident that what we see here is an attempt to explain power through, and then reduce power
to, certain of its determinate forms: domination, then control, exploitation, oppression, and then
organised and economic forms of these. These determinates are all, though important, rather
special and rather negative, black forms of power. Power may be short-term, just for a day for

instance or once only (a creature requires power only for a short period, because of what it is,
because it loses power thereafter, because it has access to short-term drugs, magic, hypnosis,
contracts, etc.). Domination is a longer-term relation, a disposition, between recognised parties,
with a decided bias in favour of one party the power-holder; exploitation and oppression increase

that bias, in specifiable ways, control however removes it. Power may, furthermore, be applied

for positive and libertary, purposes, to help powerless to achieve something or other, to survive,
prosper, and so on.

Briefly, the

concerning power is not power itself, but certain of its forms, its

negative forms, and its excessive use. This last can be assimilated, by taking excess as a
negative form. The negative forms are, of course, though they can be independently specified,
the bad, or undesirable forms,
forms as was earlier said.3 These include, among other
forms, closed authority and coercion. They also include such overlapping forms as oppression,

exploitation, domination, and so on. Privilege goes with these latter forms; it is held by the
power-holders and their circle. It is held moreover exclusively by this circle; others, at the other

end of the power relation, the power-less, are excluded from its possession. That is, the domain
and range of a given power relation are exclusive: no one is both an exploiter and exploited

(though of course someone, a husband day labourer for example, may be both exploited in his
labour and domineering over his wife).

2
3

A critique, p.231 ff. too quickly petering out in an inconclusive, discussion of Foucault on power,
where power turns into what is not, something mystical and all-pervasive.
In these respects, power is like other notions, of green political significance,
for one,
for another.

4

There are two separable kinds of undesirable power: excessive and malselective or illdirected. The two kinds are more or less replicated in other significant phenomena that have
been, like power, too sweepingly condemned: economic growth and material consumption. The
problematic concerning human consumption is not consumption itself, some level of which is

essential to human societies and indeed survival. The problems derive basically from excessive

consumption and from poorly selected consumption. Conspicuous consumption, insofar as it

delivers a negative form, derives from these: it is either excessive and wasteful or malselective or
a mix of these. But the kinds are distinctive. For example, a poor family that buys expensive
junk food may spend its limited income poorly, but its consumption may well not be excessive.
Similarly with power: the limited power an individual or group possesses, whether exercisable

for evil or not, may be better or worse directed.
In term of power and its gross exercise, much in more gentle anarchisms can be

/

synthesized, namely all that is otherwise packed into the rubric: unacceptable means. What is

unacceptable is gross exercise of power, including types of political power exploited by tougher

anarchisms, terrorist power, crude fire power from the barrels of guns, and so on. What
correspondingly gentler anarchisms oppose are all institutions and arrangements, not just the
state and those tied to it, that can exert gross power. The state mightly concentrates, and
centralizes, such power/ Even so the state is merely paradigmatic among undesirable and
excessive power structures — a power hungry one at that, since it looks for a surplus product in
power, along with a monopolistic position. But militia posts, torture shops, and pirate ships are

other more localized structures. Coercive and closed authoritarian arrangements (opposition to

which helps define anarchism) are distinctive marks of such grossness. Dilute anarchisms tone
down opposition certain types of power (typically authority); they admit exercise of power that

gentler anarchism would regard as gross.
From the problematicness and undesirability of excessive power, main objectives of
(

anarchism for ameliorative change flow: decentralisation, division and separation of powers.
Centralised powers are to be separated and decentralised; aggregated powers to be broken down
into functional components; and so on. Tougher anarchism proposes more, rival power play,

resisting and undermining power through power, to break down its excesses and reveal its
limitations, fighting fire with fire. One trouble with this tough and morally dubious strategy,
which can be spectacular, is that it easily overreaches, producing for instance inadmissible
coercion of others.

4

Not all state power is undesirable. Some of state regulation and redistribution, effected through
power is certainly desirable. The argument will be that these elements are completely outweighted
by the undesirable components of state power, and that they can be independently effected without

the state.

5
Gentler anarchism travels in the vanguard of the long retreat from barbarism in human
practices and institutions. In more enlightened parts of the world we have witnessed the

progressive removal of
physical punishment, such as: maiming, blinding, executing,
stoning, torturing, transporting, flogging, corporal punishing, starving, chaining, incarcerating,
imprisoning, infecting, ...and

extensions, such as: serious threats thereof and assistance

or encouragement of these practices elsewhere. Such enlightenment has not penetrated many

parts of the world to any extent, and has far to reach yet even in the most civilized regions.
TTyugh the gentler anarchist theme of curtailment of power, we can tap into several rich

connections. The excessive drive to power and strength, the "will to power", is a conspicuous
feature of modernity. Interestingly Nietzsche went so far as to claim that the will to power was
basic motive in human affairs. Fortunately such a socio-psychological claim, about
prevailing human nature and institutions, has little to substantiate it. But undoubtedly power

motivates much, much too much, in modernity; otherwise anarchism would lose much of its

more sweeping point. It was not always so; the quest for power at all costs, the flaunting of
power, was at least highly problematic (as drama revealed); it did not always gain the adulation it

now widely commands. It did not win respect from early anarchism, as manifested in Stoicism
and Taoism. It would not have won endorsement from Aristotelibnism; for power, of both
institutions and individuals, like so many other attributes, is evidently similarly constrained to a

While the rough bounds are evident enough for an instrumental object such as a vehicle, which
wastes fuel and becomes dangerous when excessively powered, but cannot perform its tasks if
underpowered, the bounds, especially ^e lower, may not be so conspicuous elsewhere (e.g.

with military hardware, intelligence reserves, etc.). Organisations and institutions, which
should be vehicles to serve social ends, enjoy once again a striking analogy with logical
systems. Logical systems, when excessively strong in the fashion of modem mainstream

systems, ensnarl users in a tangle of paradoxes and other troubles (for detailed discussion see

RLR, p.240 ff.). On the other hand, if they are excessively weak they fail to meet reasonable
conditions of adequacy, to afford satisfactory vehicles of inference and reasoning.
Two species of gross power feature particularly in the definitional elaboration of
anarchism: authority and coercion. While undesirable authority is characteristically tied into

excessive power, coercion is different, is often once-off, and is malselective power.

6

* Authority, and warranted repugnance of closed forms.
Authority is a type of power relation, a relation with the power or influence conferred or
supported by other features of one of the relata, the bearer of authority, namely character,
station, recognised control of coercive means, or the like.
itself is the abstract of the
relation : a has authority over or with respect to b. Authority is a proper subrelation of power.

For evidently many power relations — those exerted by bullies, bandits, etc — are not authority
relations, since the relation is not supported by suitable station. Again the following definition

of authority (upon which Wolff founds his philosophical defence of anarchism) is far too
narrow: "the right to command, and correlatively, the right to be obeyed" (p.4). Only some who
hold authority may be (conventionally) conceded a right to command, or more broadly, to
exercise their power. For evidently their power may be exercised in a variety of other ways than
through command structures, such as blockages, delays, vetoes, withholdings, and so on, and
on the other side, concessions, gifts, rewards, and so on.
There are many types of authority relations, many inadmissibly excluded under narrow
definitions, not all of which are objectionable, or objected to by anarchists. For an example of

an unobjectionable sort, consider the relation of a student to an authority in some field of

knowledge, who can in turn back up expert judgements by appeal to a further range of assessible
evidence. Such an authority might be called frampar^if (or open), because those with time and
some skill can proceed through the authority to assess claims made. Among
op%n
authorities are contemporary teachers, by contrast with old fashioned disciplinarians, and
advanced parents, who can back up their orders with satisfactory reasons. Contrasted with such
authorities are op&amp;q%^ (or cZo&lt;y^%f) authorities, who simply stand on their position or station,
such authority is objectionable in part because of its dogmatic character.^ Closely allied to

op^M^ authorities who can appeal to a conventional rule or
procedure (that is how things are done, have been done) without being able to or prepared to
opaque authorities are

step beyond some rule book. Rule-book authorities are commonplace in bureaucracies, which

often encourage such practice in lower level officials. In
opaqM^ authorities the
justificatory procedure stops a step further out; there is a set of rules, which has been enacted
(for reasons not open to, or bearing, examination) by a further substantially opaque authority.
Other authority relations are objectionable because of the way in which or the means by
which they are backed. Unobjectionable is the authority figure which is exemplary, where what
it exemplifies is in its tum satisfactory. Not so relations backed by coercive means, by violence

or threats of violence: Big-stick authority relations. Such relations are condemned on moral
5

The impression is widely promoted that science reliably furnishes examples of transparent
authorities, in the shape of experts. That impression is astray. Dominant Science frequently
functions as a substantially closed authority, rather as the universal Church did, standing on
received theory as gospel (for elaboration see DP, chapter 12).

7
grounds, for example by moral pacifists opposed to violence, who do not object to the carrot

methods such as sanctions, boycotts, civil disobedience, etc.
A diagram will summarise the position so far attained.

o/'gMf/tonfy

Confine##.?

Methods

carrot &lt;-

stick

possibly
benign

Pacifist

Back-up

transparent
T

opposition

A

opaque

Enlightenment

Liberal
opposition

opposition
It will be evident that the objections to nonbenign authoritarian relations—to what in clear

cases may be presented as to

— can be of significantly different sorts. To more

opaque authority relations there are objections of enlightenment cast, that reason is lacking for
what an authority requires, proposes or asserts, as it was lacking in authoritarian religious and
political practice against which the Enlightenment was primarily targeted. (A significant strand

of anarchism, more theoretical anarchism, is a descendant: undisclosed reasons of State are not

adequate reasons.) To more coercive authority relations there are objections from non-violence
devotees. To
there may be a kind of liberal opposition, that the party subject to authority is

being denied, in one way or another, for unacceptable reasons, a certain freedom, namely
' autonomy. Naturally,

movements have been directed at breaking down authoritarian

power relations: masters over slaves, humans over animals, men over women, adults over
children, etc. States over citizens. A comprehensive civil liberties movement would merge with

anarchist movements.
Plainly then, these three convergences are linked to three interconnected forms of
opposition to authoritarianism: namely
* convergence of anarchism with an Enlightenment opposition to opaque authority, which

anarchism takes to include state authority. (A response will contend, as religious groups did
against Enlightenment charges, that State authority is justified, e.g. it represents the people's

will, or some similar fairy tale. But that is what is at issue.)
* convergence of anarchism with moral pacifism in opposition to violence and coercion as
unmitigated evils which should always be avoided. Of course only some forms of anarchism are

8
involved. Some anarchists are not averse at all to the exercise of heavy power relations, for
instance of violence or terror against others (no matter how this violates their free personal

space). But observe that such uses of power are not supported by recognised authority but

normally directed agnm-sf such authority; so they might be dubbed
relations.
* convergence of anarchism with forms of liberalism, deriving from solid commitment of

normal forms of anarchism, particularly individual varieties to personal liberty. Libertarian
ideals have served as a major motivation in historical anarchism. There is a vision of a free
society, a 'vision of a society in which social fetters are replaced by social bonds and labour is
freely undertaken'.6

(

There are of course other convergences as well, some of them much discussed, such as

with marxism. When opposition to authority is broadened to opposition to domination, no
doubt there are further convergences, with feminism, with deep environmentalism. A recent
convergence, of initial promise, is with ecofeminism, which ought to highly sympathetic to
environmentally sensitive anarchism. For both are opposed to domination in all its forms, to

downward control lines and power hierarchies.
There is an important argument against the state based on its authoritarian character. This
argument, to be found is Proudhon and in embryonic form in Rousseau, is developed and given
a Kantian tum in Wolff? What Proudhon portrayed as a conflict between the authority of the
state and freedom, Wolff represents as 'the conflict between authority and autonomy' (p.18). In
this conflict, where the state represents authority, autonomy takes precedence; anarchism is
consistent with the supreme virtue of authonomy, but archist doctrines supporting the state are
not, because of authoritarian character of the state. Because Wolffs argument has been subject

to much criticism which an improved formulation would shed, because too Wolffs formulation

leaves something to be desired (it is not sufficiently sharp or tight), the argument will be
revamped. A crucial difference is this: whereas Wolff asserts that 'all authority is equally
illegitimate', a judgement already rejected, it is now said that all

authority is illegitimate,

meaning thereby wtoraZ/y illegitimate, not 'having a binding moral force ?
6
7

8

Chomsky, in Guerin p.xii,
As to Proudhon see Ritter p.13, pp. 15-16. According to Rousseau such undesirable restrictive
features need not pertain for all forms of government; naturally they do not obtain for his favoured
arrangements. Wolff tries to repeat this sort of point, less than successfully for unanimous direct

democracy.
Of course a state may proclaim, even legislate, that its authority is legitimate, and even have other
states do the same. But that will not achieve moral, a de jt/re, legitimacy. It is similar when the
state endeavours to enforce its authority; /noraf legitimacy is not thereby obtained. Nonetheless
these sorts of features go far towards explaining why people acknowledge, rarely questioning,
closed authorities like the state. There are other elements which enter into explaining this popular
sheepishness, such as: The force of tradition, that is the way things have always been done, the

9

Nor is all closed authority equally objectionable. The unquestionable directives of a

benevolent dictator (one whose authoritarian directives and regulations prove inductively to be

well directed) can be seen as less objectionable than those of a malevolent dictator. Similarly for
a dictatorial group, a junta, or a majority. That the dictator said so, or that the majority said so,

does not offer a reason rendering the state less than a closed authority.
A core theme, to be embroided and defended, is
W1. An autonomous person does not recognise a closed authority as legitimate.

But
W2. The state is a closed authority, of a certain
of course. Hence
WC1. An autonomous person does not recognise the state as legitimate.
The core theme depends crucially on the notion of aMfonowy, on characterising features of the
autonomous person. But before that task is addressed, observe that autonomy can be
eliminated. First, the rafiona/ person, or a little less satisfactorily, the

person, can

carry the argument instead, using for instance

W3.

A rational person is autonomous.

So results Wl' with 'rational' displacing 'autonomous',
W1'. A rational person does not recognise a closed authority as legitimate.
That premiss at once suggests a direct argument devoid of the circuit through persons (or

through agents). For what a rational, still more an enlightened, person does not recognise as

legitimate presumably is not, and certainly vice versa. In any case,
U1.

A closed authority is not legitimate.

Hence, by W2,
UC1. The state is not legitimate.
Since this conclusion is equivalent to
UC2. The concept of a legitimate state is null,
the result sharpens the tentative conclusion Wolff reaches: 'Hence, the concept of a

jure

legitimate state would appear to be vacuous', to which he adds, thereby presuming other links

already made explicit, 'and philosophical anarchism would seem to be the only reasonable
political belief for an enlightened man' (p.19).
As observed, not too much hangs upon the notion of moral legitimacy deployed, thus far

following Wolffs lead, throughout.

Simple variations replace 'morally legitimate' or

'legitimate' by 'morally warranted', 'morally justified', 'justifiable', 'rightful' (the last, though a
trifle old-fashioned, captures what is intended well).

force of character of leaders; their occupation of official positions, which have heavy bureaucratic
backing.

10
These arguments permit of much other interesting variation. Wolff s original argument,

for instance, precedes from authority as The defining mark of the state', with authority
defectively explicated as 'the right to rule' (p.18). Evidently then the middle term, authority, can

drop out, and the argument can be formulated along the following lines:
VI. The state has the right to rule (without question, its citizens, more or less as it pleases).
V2.

An autonomous person rejects any (sweeping) right to rule.

Therefore
VC1. An automonous person rejects the state.
Further variations may be obtained by amending the middle term, "right to rule without
question" (which effectively replaced "exercise of close authority") to reflect other features of the

state, for instance that it can simply tell its citizens what to do, that is has a right to coerce its
citizens, rights to institute state monopolies, and so on. Under some variations "autonomous

person" should be correspondingly replaced. For instance, if VI is specialized from a right to
command and control to the right to send citizens to war, then V2 may be adjusted to apply to the
person of conscience, of peace, or similar.
As Wolff seeks a grander conclusion than VC1, which might be merely taken to reveal that

there are but few autonomous actors about, he invokes a further premiss
V3. Autonomy is a (even the) primary obligation.
From there, it is an analytic shuffle to the more impressive conclusion

VC2. The state ought to be rejected.
The arguments are as vulnerable as their premisses. What gets especially contested in the
first argument is Wl, concerning the autonomous person. For all the surface reasonableness
and even open-door aspects of a more liberal state, W2 holds; it swings into effect as soon as the
going gets tough. As Dahl puts it, To obey the authority of the state ... means doing what the

you
do it'? While there
may be a little scope for light and reson as regards more flexible minor officials, that scope is
officials of the state tell you to do simply and soley

(

t/z^y

small; the wall of closed authority can be quickly encountered, particularly with judges and law

enforcement officers. If W2 did not hold the state would risk sliding into a voluntary

organisation, out of which citizens could opt. In the end citizens are expected to act in a variety
of ways (fill in form, take out licences, pay taxes, etc.) because the state tells them to, just

because, or else face punitive action.
The argument to Wl depends heavily on the meaning of gMfono/ny. Here is one way it can
be presented (following Dahl): An autonomous person is self determining. Such a person is not

under the direction or choices of another item. While the person may do what another tells him

9

See p.92..Dahl's reconstruction of Wolff effectively applies W2, using Wolffs definition of
HMf%&lt;?r#y, to obtain VI. This produces a more complex, and defective, argument.

G

11
or her, she does not

she has been told to do it. Thus the autonomous person does not

conform to closed authorities, and does not acknowledge them or assign them recognition (more
than

recognition that is).
While autonomy is one thing, responsibility is quite another; still a critical reason for

arriving at autonomy intricates responsibility.
... so long as we recognise our responsibility for our actions, and
acknowledge the power to reason within us, we must acknowledge as well
the continuing obligation to make ourselves authors of such commands as
we may obey (Wolff p.17),
i.e. to make ourselves autonomous. A primary moral demand, central to the moral condition, is,

according to Kant and Wolff, to 'acknowledge responsibility and achieve autonomy whenever
and whenever possible" (p.17). Assuming responsibility in a life is by means the only reason
for striving for autonomy: achieving a certain personal freedom (within natural bounds) and
operating a life rationally are other crifica/ reasons. A main argument to V3 indicated by Wolff

does proceed from responsibility. It is simply that in order to take full responsibility (for one's
actions, choices, etc.), which one should, one has to be autonomous. So one should be

autonomous.
At least as important philosophically as the argument from W1 and W2 is that from Wl'
and W2. While the argument to Wl' may proceed through autonomy it may short-circuit it. The

philosophical argument for Wl' is well-known, having been repeatedly emphasized from
Socrates through to Russell: that a rational person does not accept anything for which there are

not independent investigatible reasons and evidence. The pronouncements of a closed authority
do not fall into this class.
By revamping the arguments especially that from autonomy as directed against

authority, many objections to Wolffs arguments are fairly autonomically voided. Firstly

(contrary to Dahl p.47), the arguments are not (any longer, if they ever were) arguments against

'authority of any kind". Not merely was Wolff concerned with the

authority of the

state; further as Dahl points out next page, the type of authority concerned is that of 'doing what
someone tells you to do

fo ^Zo if, that is a closed form. A rational person

can of course acknowledge an open authority who can offer reason and evidence for
prono^cements. For similar reasons, experts, guides and guardians, of open character, are not

excluded. Accordingly the arguments does not cut "too broad a swath""; while it properly cuts
out closed authorities like absolute rulers, states and similar, it does not mow down open

authorities. In like fashion, much of Miller's parallell criticism of philosophical anarchism is
voided. Things go astray (in Miller's chapter 2) from the very outset, from the slack formulation

of "the principle of authority"", which is chauvinistically formulated, 'no man can ever rightfully
exercise political authority over another, that is have a right to issue directions which the other

has an obligation to obey' (p.15), and which is then intended to apply to the relation of a state

12

and its officials to its citizens. The formulation has both to be expanded to include persons and
organisations as subjects of the relation, and sharply contracted to delimit the kinds of authority

and rights concerned. For the explanatory (that is) clause offered reaches far beyond (closed)
political authority; it would wrongly rule out contractual relations such as those of freely

arranged employment, parental relations, and so on.
The counterexamples Miller designs to Wolffs arguments also depend upon shifting

ground from closed authority like the state to more open arrangements, such as contracts an
autonomous person may have entered into freely. Plainly there will be a limited range of such

contracts that a rational person will enter into; long-term future bondage or slavery will not be
among them, and Miller's examples may border on the rationality dubious. In any case, in one,
an agent morally concerned to relieve poverty enters into authoritarian arrangements, imagined

unavoidable for successful action, in which it becomes obligatory for the agent to act under

authoritative instruction (p.28). Firstly, the authorities are not closed, they have to be pursuing
means directed to poverty relief, else an autonomous agent will not enter into such
".
*
arrangements
Secondly, while contractual obligations, and therewith certain directives of
open authoritarian cast, may constitute reasons for action, the situation with the state is very

different. There is no contract, and no reasons of contract (also lacking are spotless reasons
justifying entering into such a contract).
Examples like Miller's arrangements and contracts can be inflated into stock flawed

arguments, from consent to the state. Unremarably, Dahl attempts to patch up again these well-

worn arguments, but in two mutually inconsistent ways. Second, he proposes that To opt for a
democratic state' is The most responsible way of exercising our moral autonomy', and
reasonable and rational as ways of maximizing our autonomy (p.49). Insofar as there are any
arguments for such wishful conclusions, they depend upon familiar fantasy-world assumptions
about the blackness of nonstate arrangements presumed to impact utterly unfavourably on

autonomy and the contrasting whiteness of democratic states. That those states are at best a
pretty dirty gray, Dahl's first more honest considerations suggest. There he asks, What is so
great about autonomy? 'Why not sacrifice some moral autonomy?' As 'unlimited autonomy is
impossible', why not settle for autonomy within reasonable state limits? (cf p.48). Compare:
why not sacrifice some resistance to homocide and settle for reasonable killing of humans for
reasons of state? The moral importance of autonomy Wolff has already explained nicely (pp 14-

17). Autonomy is a primary oM/ganon of rational persons, a constraint, not what Dahl converts
it utilitarian-fashion into, a supreme value, to be questioned then traded off against other values.
Because of its importance for rational practice the obligation should not be weakened; nor is

there good reason to do so. There appear no grounds for forfeiting autonomy to closed

10

Compare Wolffs discussion (on p.15) of relations with one's doctor.

13

authorities, such as the state. It is doubtful that there are even grounds for what Wolff allows,
forfeiture of some autonomy to one s doctor, hopefully no longer a closed authority, rather than
retaining autonomy and freely following the doctor's advice. Autonomy is not like freedom in
limitations; it can in principle always be exercised by a rational person. Submission to the state

is a gross forfeiture of that autonomy.
While an autonomous agent may place itself under guidance of leadership of another for

limited purposes, and may indeed enter into certain sorts of contracts, it will not surrender its

whole future life or extensive parts of it to a directorate that may well proceed in suboptimal,
subliminal or even irrational ways. Yet that latter is what expected acceptance of the state
implies. Accordingly an autonomous person cannot recognise the state; nor can a fully rational
one, as it is irrational to place oneself indefinitely under a closed authority.
It may be objected that it is unfair to treat Dahl, Miller and others in the preceding fashion,
which changes the dialectical playing field. They were attacking Wolff and his over-extended
arguments, not a refinement of Wolff which singles out the philosophical nasty elements in

authority, and accordingly destroys their counter-examples which operated at the rational open
end of authority relations. But that was not all that they were doing. They were using Wolff as
a vehicle to draw quite
conclusions about the unviability of principled anarchism (e.g.
Dahl p.50, Miller p.29), and accordingly should have taken account of simple revampings of

arguments like those of Wolff. Nor is this the only respect in which their practice is
methodologically unsound. A principle—like that of closed authority, that such authority is

legitimate—does not stand because someone's attack (e.g. Wolff s) against it is unsuccessful.

Yet this is Miller's methodological procedure against philosophical anarchism (p.26, p.29).
This is Popperian falsificationism gone rampant and badly astray. For Popper at least required
sustained and strenuous testing and adequate variation; not a few select and easy examples. But
of course a Popperian approach by archists is unsatisfactory; the onus of argument is the other
way around. An archist has to establish that political authority, such as that the
claims and

exercises, is rightful.
That Wolff intended to work with something like closed authority should have emerged
both from Wolffs emphasis on the place of 'grounds and sources' in legitimate authority (p.9),

and his flirtation with unanimous direct democracy. What Wolff is exercised about is not
compliance with a
authority or obedience where there are good or independent reasons
for it, but blind, or closed obedience: doing what you are told because you are told to do it (p.9).

(Yours not to reason why, yours but to do ....) While these points exonerate Wolff from some
overzealous criticisms, they immerse him in others, namely his attempt to combine authority
with autonomy under unanimous direct democracy. A major problem is that this combination,

14

so far as it is workable^, appeals not to the closed authority of the state, but to open
autonomous arrangements which do not conform to requirements of the state (as Dahl remarks
on p.48, the "authority" here is not the "authority" of his earlier definition'; and as Miller

observes on p.27, *it is ... arguable whether this state of affairs [under unaminous direct
democracy] involves the recognition of
Autonomy and freedom tell not merely against the exercise of opaque authority, but against

use of coercion. This connection affords the basis for a parallel argument to that against closed
authority, to the desirability of a sharp decline in deployment of coercive methods. But parallels
between coercion and closed authority do not proceed very far.
* Coercion, an impermissible activity.

Coercion is very different from exercise of authority. All four places, 1 to 4, in a cross­

classificatory matrix are regularly occu Died:
actions

coercive

authoritative

1

non-authoritive
2

non
4
coercive
3
Place 1 is well occupied given the State, and is widely exemplified in not only state-citizen

relations, but also in authorized domination relations. Place 2 is illustrated in a range of

operations which the state often tries to repress such as banditry, piracy, protection rackets, but
also in a variety of interpersonal relations. Place 4, that clear indicator of unqualified anarchism,
is well exemplified through voluntary cooperation and mutual aid. Place 3, characteristic of
many work-place and educational situations, can be easily illustrated through advanced

(

education.
Coercion, unlike authority, is action. That is why comparisons are with

....

of

authority; authority may sit, like power, unused, but coercion cannot. Like all action it is a
process, a state to state transition, but actively changing or maintaining state. It is a transitive

action relation having both a doer, a coercer, and done-tos, coerced, all normally creatures. The

transitions include a wide range of more determinate actions such as constraining, restraining,

securing, moving, pushing, pulling and so on; and thus coercion (the abstract) includes forcible
constraint and compulsion. An essential feature of coercion is that state transitions are effected
A/&lt;Z

or attempted by coercers through force or genuine threats of force. No such force, no coercion.
NY- Defective definitions of coercion are liable particularly to neglect this feature. Thus e.g. Fridman

11

Wolff himself concludes it is not except under highly improbable conditions. Indeed the conditions
are more onerous those Wolff allows: required are humans who having consented do not change
their minds, etc.

_________
/e

/6
L

&lt;

s

_ _

z^&lt;^4^-f

___'

/

^ry^-

/i,

&lt;^___ .

15

p.xviii, according to whom being coerced is 'not being left alone'. Perhaps in one special sense,
but a person who chooses to have a constant companion is not being thereby coerced.
Pressuring someone to do something without attempts or threats to apply force is not coercion.

Similarly persuasion is not coercion; censuring, withholding support, applying peaceable
sanctions, are so on, are not. All this proves important in meeting objections to anarchist

methods. Coercion is not a success notion; a coercer may well not succeed in obtaining what
was sought through coercion. This will prove important in explaining why appeal to the state
does not automatically resolve political dilemmas.
To coerce is maintain or change states, normally of another creature, by implied force (i.e.
force or accepted threat thereof). The state transition or statis includes the full range of relevant
actions such as constraining, restraining, securing, moving, pushing, pulling aa so on, and thus
coercion (the abstract) includes forcible constraint and compulsion. Coercion, by contrast with

*

exercise of authority, entails potential use of force, force furthermore which will
characteristically tum into violence if resistance is attempted. Therein lies a main reason why
coercion is so objectionable; its intrication with force and immediate potential for violence. For
violence is generally undesirable.^. It follows therefrom that coercive arrangements are

generally undesirable and, devolving therefrom,
If social organisation can be
achieved without them, usually so much the better, certainly the more ethical. A main onus to
show that coercive arrangements, such as the state characteristically incorporates, are inevitable,
unavoidable or the like, thereupon falls upon archists.
'Since coercive power is self-defeating' and worse, a general theory of 'non-coercive
authority' is presented as a 'pressing problem of this stage of history'.13 Unfortunately, the
general theory has obtained but little development. But functionalism, in such forms as

demarchy (to be transformed below), has gained some elaboration, by some in the peace
movement. 14 Worse, Merrifield arrives at the "pressing problem" on the strength of the need for
Rt/M? of solution to the authority problem': thesources, methods, and ends of
authority (p.724). This "problem" is presumed by way of the following large (anarchist)
assumptions:
Authority is a requisite of all social life, since in its absence it is both psychologically
and physically impossible to coordinate human behaviours so that the ordinary social
processes can continue to operate and flourish (p.729).
The main claim is an important part of what is at issue between anarchists and archists and is at

best highly dubious. Moreover the reason offered in its support is false and should be rejected

(a range of counter models and counter examples have been indicated or will be). Furthermore,
Merrifield goes on (on the next page) to adduce information on organisations of a sort which
12
13
14

Sec wp in.
Merrifield p.724 alluding to the wording
Notably B. Martin
A/Z&amp;)

-sy-Mezn of

political functionalism.

16
serve to cast severe doubt upon his claim and its supporting reason. There are various
nongovernmental organisation (NGOs), and some intergovernmental organisation (IGOs),
which
rely upon voluntary, permissive or non-coercive motivations ... to accomplish
their functional purposes. ... They may explain, demonstrate, justify and
argue, but they cannot usually coerce. The role of functional NGO's is even
more pronounced. Lacking any coercive power, they must rely on the validity
and demonstrability (p.725).

Some of the organisation rely, or need rely, not at all on closed authority. Like the voluntary
support and participation basis, so too the organisational structure is voluntarily maintained.
There is no hard authority, and no conspicuous authority problem.
Coercion, in this respect authority, is also open to objection on rational grounds. Namely,
ways of controlling, governing, or getting rational creatures

coercive methods are not

to do things. Rationality—not the undesirability and demeanment of force not, or not just,
freedom—is the ground of this objection.

The analysis of coercion admits of immediate fruitful application to (internal) criticisms of
anarchism. In the first place, it has been argued that anarchism does not avoid coercion but

incorporates coercive elements—which would render it inconsistent (as normally characterised).
Further, because of these coercive elements anarchism is incompatible with liberty, thereby
multiplying inconsistency, as liberty constitutes one of its main goals. These alleged problems
derive from the reliance of anarchism on public censure, and like methods, to control social
behaviour. According to Ritter, for example, who makes much of the second problem^,

anarchists have the following goals:
an (admirable) commitment to liberty, and a heavy reliance on public censure.

But these goals are incompatible. For such a 'social scheme relies so much on coercive public
*
censure
(p.10, also p.l). However, the argument to incompatibility is invalid; it makes an illicit

insertion of 'coercive
*
*
'coercive

(as the quote above illustrates; in fact the prejudicial slipping in of

and 'coercion
*

occurs right through Ritter's discussions; see e.g. p.25 top and

bottom). The social scheme as described involves only public censure in a free setting; such

censure does not imply coercion, as no use of force need be involved or even contemplated.

Secondly, connectedly, there is a widely exploited false dichotomy between voluntary and
coerced activity, under which it supposed that all activity which is not purely voluntary is

coerced. To the contrary, the range of actions is more satisfactorily diagrammed as follows:
Voluntary

vs

coerced activity

In a first chapter short-tided 'Liberty and pubiic censure', particularly on a muddled p.2.

,u„ ZL..

17
hard pressured

!

soft pressured

)
!
(entirely)
free

)

influenced
encouraged

(fully)
coerced

&lt;Actions
-*
In most standard arguments for the state only the outer bounds are considered.^ But
noncoercive methods can include a wide range of influenced or pressured actions, which are less

than entirely free.
The interesting argument that Dahl draws from anarchism, directed against the state, turns
upon on the undesirability, indeed the intrinsic badness, of coercion. In essence (leaving out

support offered for the premiss as) the argument is as follows:
Pl. M? one Zs obZZg#R?6? to -report or o&amp;ey a

sfafe.

P2. A// sfafes ore coercive.
P3. Coercion Zs intrin-nca/Zy bnJ.
P4. A society wit/iont a state is a yeasi&amp;Ze aitemative to a society with a state.
This conclusion derives fiom these premisses ('assumptions' as he calls them) Dahl draws Ave
conclusions' (p.41). As these are not the most direct or pointed conclusions, let us sharpen the
conclusions:
Cl. AZZ states are necessariiy &amp;aJ.
^rom P2 and P3 (equivalently recast as: all coercive items are intrinsically bad items), given that
intrinsicaZZy so implies necessariZy so. Dahl prefixes Cl by the conjunct, 'because all states are
necessarily coercive'. Not only does Cl not require that support; we do not have it (e.g. in P2).

While coercion may be taken as defining of the state, or an essential characteristic of it, as Dahl
does, however states are defined it is continently true that all of them are coercive.

C2 No one has an o&amp;ZZgahon fo, Zs o&amp;ZZgafed to, to support or obey any state.
From Pl and Cl. Again Dahl unnecessarily prefixes his analogue of C2 (as for Cl above).

Insofar as political obligation is obligation to the state,

C2'. 77iere Zs no poZZtZcaZ obZZgatZon;
political obligation lapses.
Conclusions Cl and C2 specialize, because democratic states are states, to democratic
states (that is effectively Dahl's fourth conclusion, p42). Dahl, like Wolff, senses a democratic
escape through unaminity procedures, and reaches towards a fifth conclusion, which we will

subvert.
P5. Unanimity decision practices (can) escape coercion.
16

See for instance Taylor's presentation of game-theoretic arguments.

2^

18
P6. Democracy can operate through unanimity procedures.

These procedures and democracy are presumed to apply to some society, community or
association.

C51.
prac/zc&amp;y (can) escape -yfafcF.
C52. Democracy can operate wif/zoaf any .sfafe.
This last conclusion is interesting because Dahl regularly assumes, as against anarchism, that

democracy must operate through the state, and that democracy is therefore in compatible with
anarchism. As conclusion C52 reveals, these assumptions are astray, on grounds Dahl himself
supplies (the inadequacy of these assumptions will be independently investigated subsequently).

It is worth noting that, irrespective of the merit of premisses P5 and P6 (e.g. because unanimity
wears off, because of the rareness of unanimity), the conclusions do not follow without other
lesser presumptions. For C52 the transitivity of opcrafc wifAoMf (doubtfully a universal linkage)
is presumed, and perhaps some modal shuffles as well. For derivation of C51 from P5 what is

presumed is that what escapes coercion escapes the state, which requires a strengthened P2

(already encountered), that states necessitate coercion (as well as a little of the logic of
escapism).
Dahl's third conclusion, after detachment of (three) because-clauses, is
C3D. A//
PMg/tf a?

A minimal inference scheme enabling derivation of C3D from previously derived statements is
this:

P3D. where an item is necessarily bad and there is a feasible (less bad) alternative to that item,
the bad item ought to be abolished.
Then C3D follow from (strengthened) P3D.

These are important arguments, both for principled anarchists and for archists, and Dahl
rightly invests detailed study to certain of the premisses, those he imagines he can dispose of,
most notably P2 concerning the coerciveness of states. It is not that other premisses and steps

are not highly controversial; they are. The very first, Pl, yields at least the stock debate as to
whether one is obliged to support or obey a bad law; for a state can be viewed as a structure of
laws. Instead of an argument for Pl, Dahl offers a thumbnail history of its status, a genetic
'^justification". Other justifications there are, rendered easier if P2 is strengthened (as it may be

without upsetting the arguments dependent upon it) by replacing 'bad' by 'evil' or 'immoral'.

Then initial support for strengthened Pl is that political obligation, likewise legal obligation, is a
type of obligation, justified by considerations of obligation generally, and accordinging
triumphed by ethical obligation. The detailed arguments for these themes gets down to
fundamentals, to the justification of obligations through values. Briefly, obligations obtain only

towards items which normally exhibit a sufficient level of positive value. An item like an evil

state

that condition. So no obligation obtains towards such a state.

19

To escape such an outcome, archists contend that certain states are not evil, for instance
Dahl will claim that 'a democratic state is not an evil state" (p.40). Anarchists will by contrast
assemble a great deal of evidence that democratic states, like others, are evil (see next chapter).

The immediate issue is, however, whether states are evil in principle, by virtue of their coercive

features. Now Dahl does not contest 'so elementary a proposition" as P2, the universal
coerciveness of states. 'Like any state, a democratic state would use coercion to enforce
democratically enacted laws ..." Accordingly, to make his escape, Dahl is bound to dispute P3,
and does; coercion is instrumentally justified as a means 'essential to a good purpose , a
democratic state (p.40).
* As to supposed (second-rate) justifiability of coercion.

A conionplace claim, which Dahl advances, is
DI. Even though coercion is intrinsically bad, its use is sometimes (reasonably) justified
(p.44).
Which times?, on which occasions? will turn out to be a critical issue. As against Dahl, it will be

contended that its use is never woraZZy justified. However in moral dilemma situations, where
all other feasible alternatives have been exhausted, its use can be given a "secondary"" secondrate justification. Such a secondary justification, in very limited circumstances, gives no succour
to the state, which depends upon and makes widespread use of much more coercion. That is,
DI itself does not justify the sfaR?'.? use of coercion.
The first argument Dahl offers is overtly dilemmatic. There is a 'recalcitrant wrongdoer ,

(

who simply will not refrain from doing serious harm to others. Despite the
best efforts of his associates, neither reason, argument, persuasion, public
opinion, nor the final sanction of social octricism dissuades him from doing
harm. His associates finally conclude that he will persist in harming others
unless he is forcibly restrained or threatened with severe harm (that is,
coerced) (p.44).
Why should that stop him, threats in particular (it does not deter young alienated men in
contemporary states)? With ali due respect^the gentle best efforts cited by no means exhaust

nocoercive methods available.
But let us grant not merely that there are situations where coercion occurs (plainly it is

presently a frequent occurrence), but that there are dilemmatic situations where a person may
have no alternative in preventing violence but to resort to coercion, for instance in preventing or
limiting assault upon another, in self-defence, and so on. In such circumstances, 'coercion
would be employed—either by the wrongdoers or by those who restrained them" (p.44).

Granted, it is employed. The issues however are whether it is morally permissible, and who
may be justified. Certainly the wrongdoers are not justified, and what they do is impermissible.

More controversially, what the restrainers do is also morally impermissible; even so their actions
may be justified. Given the fixes they were in, where all alternatives were forbidden, still what

20

they did may be situationally justified, as a satisfactory actions in the dilemmatic
circumstances.*7 Such situational justification is not what Dahl and other consequentialists are

seeking; they want coercion justified without impermissibility strings attached. There is no

reason, or need, to accede to their desires.
Such a reasonable, and practiced, approach to moral dilemmas (which Dahl himself
subsequently takes in his discussion of whether to always obey laws of a democratic state p.4950) here escapes notice. And Dahl introduces two difficulties he incorrectly presumes fatal to

'alternative position ... [that] violence and coercion are absolutely forbidden" (p.45). Firstly,
given that coercion is employed, 'the position in self-contradictory". Wrong. For that coercion
occurs, whether perpetrated by wrongdoers or by those trying to prevent wrongdoers, does no?
imply that coercion is morally permissible (i.e. p -f Pp). Nor does the impermissibility of

incompatibles imply self-contradiction, for the covering deontic functors cannot be deleted (i.e.
-Pp &amp; -P-p is no contradiction; of course given, what gets rejected, -Pq -* -q, contradiction
would ensure). Also wrong, then, is what Dahl takes to emerge from such self-contradiction,
no 'guidance for the most elementary choices", said to be an 'indefensible" position (p.95). For

coupled with the story concerning moral dilemmas are suggested procedures for making choices
(often far from elementary choices) from within the dilemmas. Secondly, Dahl wrongly
supposes that so rendering
coercion absolute makes it 'a supreme value that eliminates
all other ends" including justice, freedom, etc. It does not. No hierarchy of principles (or
values), this or another, is adopted, which is one reason why dilemmas occur. As in ordinary

ethical practice, ^he principles stand, they are not simply prima

they are not ranked, there

are no 'trade-offs".
It may have become apparent, what requires only a little between-lines interpretation, that

Dahl is playing a rather familiar utilitarian game underneath the surface moral concern. Render
'the objection to coercion as a means ... not absolute but contingent on consequences". So
weaken absolutist prohibitions on coercion and violence that generous room can be made for an

institution which routinely practices them, and to which we can trade up with consequential
advantage. Given that coercion occurs without the state, indeed may be quite widespread in the
absence of the state, then there might be gains in installing a coercive imitation 'to restrict [!] and

regulate coercion". Moreover, if 'on balance the gains from creating a state are likely to exceed
the costs, then from a utilitarian perspective it would be reasonable to opt for a state" (p.45).
There are two critical gaps in this utilitarian state-pleading. Firstly, impressive evidence

for the conditional antecedent that the gains from the state exceed the costs has never been
assembled, but rather evidence points in the opposite direction (as we shall see in the next
17

This controversial story has been told before, that for coercion resembles that already related for
violence. The general theory of moral dilemmas (in MD) is applied to the issue of violence,
control of pacifism (in WP TV).

21
chapter), so detachment from the antecedent is not warranted. Secondly, the performance even

of better states in

coercion is utterly unimpressive; these states foo amplify coercive

practices, do not regulate basic cases, and so on. The state appears to

exacerbate the

levels, both in extent and intensity, of coercion, over the low levels genuine moral dilemmas

would yield. It is unnecessary to contend, however, as Dahl asserts anarchists
contend, "that
if states did not exist coercion would soon disappear or decline to a tolerable level' (p.45). That
judgement, which is not exactly an 'empirical' one, depends very much on the character of
alternative societies. An individualistic society might enjoy high levels of coercion owing to the
activities of its public-like protective agencies. By contrast, a well-organised society may be
afflicted with comparatively little coercive behaviour, rendering Dahl's uncompleted utilitarian

argument extremely difficult to complete, ever.
Interlarded with the dulcet utilitarian approach, under which they beneficent, ^states will

provide us with all those promised superior values many millions are still awaiting — freedom,
justice, equality, and so on — lies a more sinister argument; that to the gangster state. That evil
state is not so far removed, some may think, from many states that are presently recognised.

Without the strong state, the gangster state looms, so Dahl insinuates. So adopt the state, or
worse will eventuate. That sort of decision theory argument (itself unpleasantly coercive and out

of the same big stable as utilitarianism) depends on some (derived) principle such as choose a
least bad alternative, and accordingly fails unless another independent argument to the state

succeeds. For otherwise superior stateless choices remain on offer. Yet nothing more than the

po&amp;H&amp;iZi/y that a small gang of wrongdoers may pool resources, andwhat results may evolve

into a "gangster state" is floated (similarly for claim 2, p47, that some group wng/tf manage to
create a highly oppressive state, which is as true in many a state as in stateless conditions).
There is a complex evolutionary path, with many obstacles and hitches, from a small gang,
through growing rival gangs and protection rackets, to a single one, and thence to a state. It is

moreover a path that is rather easily blocked at early stages in an organised society, as simple
counter examples show (one such example, that of the Inuit, Dahl introduces on the very next

page).
Apart from the inconclusive utilitarian considerations, Dahl offers a further page, under the
boldface heading 'On the Need for the State' (a strikingly minimal effort in a book of about 400
pages most of which are premised on the assumption that the state is a needed item). He
concedes, what seems to put a large dent in his bold claim, that preliterate societies, like those of
the Inuit, have subsisted, over long periods, without the state. But that is past history, the world

has advanced, the state is here, there, and everywhere. Granted it is; that does not show it is

needed. Many gadgets that are now produced are not needed. Consider Dahl s reasons why a
return to societies without states is 'if not impossible, highly undesirable (p.46). First, the
world is already too densely populated to provide much space for autonomy (p.46, less than a

22

page after the utilitarian promise of a satisfactory state maximizing 'freedom and justice';

similarly p.51 etc.) But there are many regions where autonomy could undoubtedly be increased
by expansionary or imperial states backing off (not merely in East Timor, on the West Bank,
etc., but in the lands of the Inuit, the Micronesians, etc.). Further, the denseness of human
population, hardly affords a reason. For one thing, the excessive human population is highly
concentrated; most parts of the Earth carry, by comparison, sparse populations. For another,
autonomy does not depend, so directly, on available space. 'Thirdly, virtually the entire globe is

now already occupied by states'. Similar points apply: for instance, such an accomplished fact
does not establish a need, or the impossibility of change. While not true 'throughout recorded
history', but a very modem phenomenon, it is no doubt recently confingenfZy true that 'small

autonomous groups of people have been extraordinarily vulnerable to conquest and absorption
by larger states', and that it is presently doubtful that 'states would permit any small,
independent group to exist anywhere [much] on earth'. Such present yizcfo political power
relations do not demonstrate a need, still less impossibility of alternative, still less undesirability

of changes. Consciousness change could come very rapidly, furthermore, with a welcome

change in popular attitudes in large democratic states to oppression of minorities elsewhere (in
Europe this seems to be happening). These points also serve to destroy Dahl's second reason,

that 'a multiplicity of interdependencies cannot be snapped apart without enormous costs that
few people would accept.' The break-up of states in Eastern Europe shows that substantial
changes can occur very rapidly; the costs involved were much higher than they should have been
because of the attitudes of states, not attitudes of their peoples by and large. In sum, then, all

Dahl has accumulated is evidence of the repressive grip of the present regime of states, rendering
local change pragmatically very difficult. Such evidence does nothing to establish a need for
states, nothing at all to establish the undesirability of stateless societies.

Accordingly the main assumptions fail with which Dahl claims support his 'conclusion that
if woM/J

&amp;^ff^r fo fry fo cr^afg a mfz^/acfory jfafe f/ian f/y io ^xAff in a .soci^fy wif%OMf o sfaf^'

(p.47). As it happens, the failed assumptions also fail to support such a conclusion—without
suppressed material, of the utilitarian cast already criticised. All the assumptions would indicate,

werf they granted, is the practical undesirability of trying to set up small stateless associations in
a regime of states like mot prevailing today exc^pf that the states are satisfactory. But the

assumptions should be scuttled.

* Aggfnsf Jowfnaffon
Domination is an important type of power relation. It is a comprehensive relation:

persistent over a period, not simply once-off or occasional, pervasive, extending over a range of
action and behaviour. It offers confro/ in a spread of cases. In such cases, if the dominator
exercises control (e.g. adjusts the appropriate controls, pulls requisite levers) then the dominated

normally responds. A significant form of control within extended human affairs is that of

A

23
command or ability to command. Of course the creature commanded, the servant, the
domesticated animal, the subdued or subjugated person, has to be able to understand what is
commanded. But domination operates in significant spheres where such conditions for
commanding do not obtain: in particular, but not only, in the domination of nature, its parts and
elements, such as animals that do not understand commands, biota that do not recognise
manipulation, and so on.

Domination originated with (what the etymology of the term reflects) lord-subjects and

master-servant relations, which remain paradigmatic for this power relation. It was soon and
easily extended to cover owner-slave relations, where control was much more extensive, God­
human relations, human-working animal relations, and so on. It has long covered parent­

children and husband-wife relations, as well as certain class relations; and as classes have
changed with political restructuring, industralisation and the rise of cities, so have domination

relations. Those of higher classes or castes tend to dominate those of lower ranking, similarly

for those higher in new hierarchies. Domination of nature and its parts is a relatively recent

addition to the varieties of domination, since the acclaimed success of "the war against Nature"
(still going on last century) before which technological humans (lacked the considerable level of

power they have now acquired over natural systems.^
An aim of softening or removing forms of domination links social and environmental
objectiv&amp;with anarchism. These aims are united in green social anarchism. Opposition to all
forms of domination,
is yet another extension of certain types of anarchism, perhaps

incompatible with other types of anarchism (e.g. communal anarchisms which assume that
affairs should be organised along strict patriarchal lines, which accordingly not altogether

coherently oppose social archy only to retain or even reinforce a tribal or familial archy). There
may by now be some confusion concerning the variety of extensions of anarchism encountered.

More exactly these "extensions" are subextensions, which isolate the principle of some type or
(

key feature of anarchism and generalize it.

generalisation of
principled subtype

with distinguishing principle.
18

Intellectual vandals have been at work on dondnahon also, stretching it from a relation from
ensembles of actors, the dominators, to whole structures, systems or institutions (what might be
called by partial analogy with the vandalism worked on
.sTrHctund domination). Stretched
dominators include the capitalist economy, market forces, the economy, the state, and so on.
Under the stretching, /to (structural) dondnadon is said to imply, what straightforwardly is right
enough, no subordination of the people to market forces, or even, what is impossible to avoid in a
sophisticated society, no influences on members through the operation of its economy.

A

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10.4.95

PROBLEMS IN DEEPER GREEN POLITICAL
ORGANIZATION THEORY:
an Australi an perspective on radical institutio nal change .

.. . people are ready for change and the impending debate will result m
constitutional change. We should, therefore, explore all options .... 1
As elsewhere, there is growing dissatisfaction with Australia's political institutions, and
increasing demand to change them. This demand, hiding co-optative elements, has been
initiated and fostered in a conspicuously top-down fashion, by politicians and by academics.
There is so far little surge of political enterprise at grass-roots levels, little pressure for the
usually very limited changes proposed. Nonetheless, along with apathy, there is widespread
popular disenchant ment with present political arrangements. There is now an opportunity
(although still only a small window therefore no doubt) to put green and radical themes on the
agenda for real political change in Australia. That opportunity should not be missed, within
Australia, or elsewhere. While the exposition that follows concentrates upon Australia, as a
convenient advanced example, much of what is argued and urged applies or adapts elsewhere.

Disenchan tment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and
anxiety, cynicism and pessimism about the state of politics-a loss of confidence in it, and a
retreat from commitment. As much and more, Mackay has nicely exposed in a survey of the
Australian situation:
. anxiety about the nature and quality of Australian politics [has] increased. . ..
Widesprea d anxiety about the state of politics is based [in part] on an uneasy feeling
that, if the parties are not going to stand for some identifiable philosophy, and the
leaders are going to be chosen on the basis of their potential as television performers
or even as head-kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the major parties ... and
revealed in the attitudes of young Australians ... 2
who often cannot be bothered registering to vote, or voting. (though voting is legally
compulsory).
Lack of confidence is beginning to show not only as cynicism about politicians, but
also as doubt about the integrity of Australia's political institutions .3
1.

Hon . Ian Macphee, ' A new constitution? '. Of course Macphee did not really mean all options, nor
even all constitutiona l options. Furthermore, his claim about preparedness of people for change is
incompatible with Mackey's data (mentioned below) on exhaustion with change.
2

Mackay pp.174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data). Plain findings are replicated by other socialogists.

3

Ibid. p.178

�2

In a recent survey, '62 percent of [Australians] expressed either little or no confidence in the
political system. Such a figure accurately reflects the mood of the Australian community' .4
Australian loss of faith in conventional politics is attributed to a mix of factors. A first
explanator y factor as regards this disenchantment comes from the changes in politics already
remarked (ranging from policy issues to media performers) and from resultant uncertainty. ' ...
the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view' .5
A complex 'second factor ... concerns the adversaria l nature of two-party politics' .6
How can this 'two party, adversarial approach ... continue to be appropriate when the
distinctions between the two parties themselves are so hard to define'? But 'reµefinition of
party politics implies the possibility of a redefinition of the whole parliamentary process itself .
Why 'when parties seem quite capable of stealing each other's policies or of invading each
other's traditional philosophical territory, [can not] politicians work together in a more cooperative and harmonious spirit' ?7 'Adversarial politics may have made sense ... when .. .
distinction s between the parties were stark and when arguments about principle could be
justified; today, the idea that politicians would be arguing over a point of principle or
philosophy is almost unthinkable .... [They] are much more likely to be arguing over matters of
personality, prejudice and power than over issues which effect the long-term health of the body
politic' .8

'The quality of parliamentary debate is regarded not only as a symptom of the
adversarial nature of the institution, but also as a symptom either of the poor quality of
politicians ... , or of the effect of the system on those who are enmeshed in it' .9 Unless there is
marked improvement in party philosophies, programs and performance, 'the call to re-examine
the nature of the parliamentary process will gather momentum ' .10

4

Ibid.

5

Ibid. pp.178-179.

6

Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordabili ty of
adversarial systems.

7

Ibid.

8

Ibid. p. 180.

9

Ibid. p.179. It is a symptom of both, the latter especially.

lO

Ibid . p. 181 .

�3

A third relevant factor contributing to loss of faith is the impression of Australians that
'they are overgoverned ' 11 , with too many expensive bureaucracies and too many houses of
parliament.
Conflicts between State and Federal parliaments - and between the various State
parliaments themselves - are regarded as a particularly unproductive expenditure of
political energy, and Australians question whether 15 houses of parliament may be
too many for the efficient government of 18 million people. The sheer number of
parliaments is often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and Federal ·
governments.
... Whilst there is little love felt in the Australian community for Canberra and for the
idea of more centralised government even that is beginning to appear preferable ... .
The widespread support for the idea of a republic which emerged during 1992 is
closely related to the underlying sense that Australia is overdue for _some kind of
reexamination of its political institutions, and even the notion of Federation itself. ...
As debate about the idea of a republic proceeds ... it has begun to incorporate the idea
that Australian's political structures and systems might be quite significantly
reformed. 12
Such diseffection reflects too a growing awareness that Australia's political arrangements
owe more to historical accident than to rational design. Even though the main proposals for
change no doubt remain reformist in character and could lead in unfortunate directions, some of
them are far-reaching by normal standards. Both the extensive disenchantme nt with present
political arrangements and the felt need for significant change further suggest political times are
not altogether normal. Elements underpinning a political paradigm shift are already present, as
are features supporting rational redesign, to which radical additions are now feasible.
So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and political
commentator s , and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;
academic responses more theoretical and cautious, piecemeal and detailed. But there are no
grand detailed plans.
Under the leading proposal so far for political change, Australia's constitutiona l
monarchy will be displaced by a constitutional republic with its own head of state displacing the
monarch, but with perhaps minimal adjustments otherwise. Nonetheless , as a result ,
republicanism is in the air. Politicians have begun to contemplate other practical reforms, while
11

Ibid. p. 181 , itals added.

12

Ibid. p.181 -2. Republican proposals have been circulating for some time . But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly with
the first part of his book which depicts an Australian populace exhausted by change and longing for
the old ease and somnolence.

�4

academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues
presently being debated.
The main reason for reform offered by the political camp can be summed up simply as
changing geopolitica l circumstances. The camp tends not to acknowledge what would reflect
adversely upon it, the poorness of federal political practice. Rather it tends to attribute popular
dissatisfaction to economic circumstances and uncertainties: declining real standards of living,
extensive unemploym ent, persistent recession until recently, problems to be surmounted by
full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the
Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic predicament.
Much has changed in the century since present antiquated political arrangements were
hammered out, arrangeme nts making the newly-fashioned .Commonw ealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain, arrangements
of convenience fashioned for very different circumstances. Most non-symbolic linkages with
Britain, which has been inching towards a place in a united Europe, have already been severed.
Australia has gradually begun to appreciate its geo-political position in the Indian-Pacific region
(and the money-ma king opportunities for a sagging resource-based economy in allegedly
booming parts of Asia). Whence the main idealistic proposal: for an independent republic,
decoupled from Europe, assuming its own (prominent) place in its geo-political regions. In
principle at least, place and region begin to assume, or resume, some of their neglected, but
historic, significance (however that is not how it is yet seen).
Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most
radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directi&lt;;ms, were it not regularly offset by the idea of a
strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,
then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronis m, based on accidental
boundaries of a contingent colonial history. They are ecologically irrational management units,
utterly failing to reflect ecological regions. Yet the states possess extensive environmental and
other manageme nt powers, inappropriate 'powers which derive from what was largely a
political bargaining process conducted a century ago.' Another effect of inapposite state-federal
13

Anarchists can even rest (if uneasily) with a con stitution , so long as it provides for an
organisation, Australia Inc . even, sufficiently different from a state and its authoritarian trappings.

�5

arrangements, especially 'funding arrangements, has been to lock out local government and,
more importantly, local communities . ... local communities must be given greater control over
those decisions of government which effect their lives ... '; the opportunity 'to design and
provide the services which are needed locally.' 14
At this stage of the dialectic McPhee slides easily and naturally from localism to
regionalism.
A glance at the map reveals natural regions for local government on a viable scale [an
optimistic contention]. Some cross State boundaries, and I would envisage that State
governments would be replaced with regional governments. These would be more
akin to larger local governments and would certainly not have the trappings of the
States. They should not have parliaments and the expensive, unwieldy and inefficient
bureaucracies which characterise our States. They should have a small number of
full-time councillors. .. Regional governments should be solely accountable to their
ratepayers ... 15 .
So far so good: however McPhee thereupon begins to infiltrate stock (small /) ·liberal
management assumptions. Nonetheless the basic idea to retain is simple: that of ecologicallyrational local and regional rearrangemen t of anachronistic state partitions. But that
regionalizatio n should be greened, as reform should be radicalized. More generally,
opportunites now present themselves to inset more radical ideas throughout the debate about
Australia's future directions.
For much has been left off political agendas for change, not merely environments and
habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,
transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose constitutions astonishingly do
not mention at all (what is however often supposed to justify states) individual rights, such
rights only being ensured, so far as they are, assumptions from uncodified common law, by
indirect routes (statutes regarding treatment of minorities and the like). Nor do the political
camps pushing limited change speak of rights or liberties; a very limited conception of
adjustments required prevails (though without rights and liberties and a generous public sphere
there is little, and little prospect of,justificatio n for a state at all). Accordingly political agendas
for change need to be conspicuously broadened, to accommodate a decidedly more ambitious
range of constitutional and institutional redesign.

2.

A project within a project: radically reshaping Australian institutions.

14

All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as "unrealistic" by some practicing politicians , appeared to gain a good
deal of support.

I5

McPhee ibid.

�6

Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am
affiliated, the Research School of Social Sciences, Australian National University, with its
ambitious decade-lon g project, Reshaping Australian Institutions: Towards and Beyond
2001. 16 One. small part of this project does connect with the republican push, which no doubt
helped inspire it and gain its funding. The academic version of republicanism furnishes an
institutional and historic setting, tracing its roots back to ancient Rome, and thereby linking in,
what admits much modem adaptation, notions of citizenship and civic virtues. But most of the
project is independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist
fashion, unsurprisingly. It is supposed, for instance, to 'provide major input into evaluation
and refonn of Australia's institutions'; indeed it is explicitly 'aimed at contributing to Australian
constitutio nal reform'. 17 Nothing however precludes considerat ion of reshaping or
transforming Australian institutions - those of the whole ecological region - in a unreformist
and possibly unconstitutional way, in a radical way.
Admittedly, the rough boundary between reformist and radical routes becomes even more
blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central
state, the stock. boundary stands intact. For reformist changes would amount to comparative
small adjustments leaving it substantially intact. For example, a minimal transformation, of the
sort presently much favoured, from constitutional monarchy to Australian republic, though
entailing non-negligible constitutional redrafting, need only amend the roles of a few elite
power- and position-holders. By contrast, radical changes would substantially alter that strong
central state, perhaps (as will be proposed) eliminating it altogether.
There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,
along normal constitutional reform routes. Secondly, there is a demand, a small but growing

16

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the project,
J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this project is an
environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green political
theory , arranged under the project. That accounts for some of the otherwise puzzling structure of
what has eventuated. Another earlier version was tried out at Ecopolitics VIII, Pacific Visions,
held at Lincoln University, Christchurch, New Zealand, in July 1994.

17

' Reshaping Australian institutions : towards and beyond 200 l' in Tynan , p.17, italics added.

�7

demand from green directions for instance, for radical institutional change. It would be
prudent, then, to make some investigation of the options, to assess their prospects. Thirdly,
reflection on such structures would certainly be part of a more comprehensive study of and
theory of institutional design, which the Reshaping project also presents as an objective.
Fourthly, much more controversially, major environmental problems cannot be satisfactorily
solved along merely reformist paths. For states, what are reformed, states themselves are
ecologically dysfunctional. In practice this appears obvious enough. Simply reflect upon their
environmental records; these are even worse than those abysmal records compiled for human
rights. But the practical case can be argued in detail in a state by state way, or less laboriously,
through the familiar rough classification of states into first, second and third world states. In
main third world regions, the rise of the state has seen the serious decline of environments.
Those third world states that have not largely destroyed their natural environments are in rapid
process of doing so. The activities involved are, furthermore, not merely tolerated by these
states but are usually actively encouraged (e.g. with state participation or by state concessions,
as through taxation advantages, subsidies, expert incentives, etc.). Further, the role of
exploitation and plunder of remaining natural "resources'', and depletion of "biological capital",
by third world states, most of which are now trapped in debt and structural adjustment, has
increased many-fold in the last two decades. How destructively second world states of eastern
Europe treated their own (and also other regions') environment, how they over-expoited and
polluted them, has recently been much publicized. While the recent record in first world states
is no doubt marginally better, many of these states dominated their natural environments and
their wild inhabitants in the past and have heavily polluted and exported their urban and
industrial regions. Nor does their present record gain an environmental pass. For example,
those that have any natural forests (similarly fisheries) left are in the process of eliminating or
degrading most what remains; most are failing seriously in meeting (their own) targets on
greenhouse emissions, and so on. More theoretically, it is unlikely that states, increasingly
focussed narrowly upon shallow economic agendas, will or can deliver satisfactorily
environmentally. A prime reason is this: states are ineluctably committed, more and more as
their populations expand, to high levels of economic activity characteristically to economic
growth of sorts which impact heavily environmentally, inducing inevitable degradation.18
Accordingly, there are then, or should be, two bands to any green (or environmental)
strand of a restructuring Australian institutions project: not merely an important reformist side,

18

This theme, that states are normally ecologically dysfunctional, is documented and argued in detail
elsewhere; see e.g. Carter and especially . Sylvan 96 . On the dismal environmental records of
particular states see Punting. For shocking figures and illustrations as regards environmental
exploitation of third world states, see Bolla, pp57-65 .

�8

but as well a radical spread. It is part of this underfunded and undersupported radical spread
which forms the main object of investigation in what follows, that part that relinquishes present
state structures, in favour of more environmentally benign institutions - which no doubt can be
designed, even if not so readily brought to practical use. 19
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the
more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the
illegitimacy of present states, the undesirability and severe disutility of states, which typically
are highly destructive and corrosive institutions based on concetration of power, hierarchical
authority, massive coercion, manipulation by economic elites, technobureaucracy, utilitarian
rationality, and sundry other evils. 20) As 1ndicated, present states are incompatible with stock
ecologically sustainable practices, because of their heavy unrelenting commitments to shallow
economic growth. More generally, standard states and their practices comprise very significant
parts of environmental problems, but quite insufficient parts of any solutions. Moreover, states
constitute an enormous and destructive drain on regional environments, a feature particularly
evident in smaller states which are always looking out for revenue-raising expedients for their
.
.
own expensive runnmg.
Apart from those greens who have recognised the excessive environmental costs of states
and their heavy demands on environments, and thus or otherwise have come to recognise the
desirability of their withering away, there are many more who have become ambivalent about
states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to point towards a partial
resolution) without certain functions that they serve. To point immediately towards a resolution
of this crucial problem, the functional dissolution idea advocated is this: that the functioning
parts may be separately utilized without the colossal whole. The state is not an organism the
functioning parts of which must fail without the whole. So it may well be the enormous fat of
state can simply be shed, to great advantage.
In any event, 'the State is a social institution', always 'within', Marxists continue, 'a
,concrete historic setting' .21 Granted, it is an institution. For an institution in the relevant sense
is 'a society or association for the [organisation or] promotion of some particular object [or

19

To adapt a referee's trenchant summary . For detail on some familiar anarchist reasons , see
Bumheim and above all Marshall.

20

Nonetheless practical revolutionary displacement of the state is not so remote as is generally
supposed.

21

Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
'but as an abstraction and aberration'.

�9

function]'. 22 Institutions include therefore the state, the central state. So it too is up for
reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia. Whittling away the state means in tum dismantling corporate
capitalism, which now dwells in symbiosis with the bureaucratic state, and also much else,
often environmentally undesirable, that the state affords a supportive framework for and enables
to flourish.
Ideas and schemes for radical redesign are already available from rich anarchist and
socialist sources, those for g_reen design and reshaping from growing and diverse
environmental sources. In main part, then, radical ecoredesign is a matter of convivially
meeting (not joining) the two, an intersection that favours anarchist inputs. Something ofthe
sort has already been attempted, in an environmentally shallower way, in eco-anarchism, alias
social ecology, and in a deeper way, in deep-green social theory. 23 Moreover, it could be
attempted in other kinds of deeper green theory-itself really a plurality of theories, which
however does not itself force radical ecoredesign, though most variants would support it. Thus
Naess's "deep ecology" for example, which is not so far politically radical, only strongly
reformist, could (and should) be given a radical tum. 24
Concentrating upon the radical spread of deeper green theory does not preclude
concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued-increme ntal change, social
engineering, greening bureaucrats, lobbying politicians, and like activity (but better really to cut
through much such pleading and obiesance and be rid of politicians and bureaucrats). There are
many reformist proposals being advanced for the greening of Australian federal institutionswith but few so far having much impact on practice. 25 Nonetheless, more limited, more
constrained, proposals of this sort certainly have a better chance of making a difference than
radical redesigns, regularly smartly dismissed as "unrealistic" or "utopian".26 No doubt the

22

Oxford English Dictionary, adapted. An institution is an organitution.

23

On social ecology, see Bookchin 90, and for information on deep-green social theory , see Sylvan
and Bennett 94 and Routleys 80.

24

As to the political character of deep ecology, and why it should be turned, see Sylvan and Bennett
94, where an expose of the political theory of Naess's ecosophy is presented.

25

There are many many narrower economic and technological proposals. One of the more interesting
wider proposals comes from an Opposition not noted for its green initiatives and commitments, for
an overseeing Department of Sustainable Development, a Department that could see to the
greening of all federal institutions.

26

Too smartly, as we argue elsewhere (e.g. Sylvan and Bennett 90).

�normal "reshaping institutions" investigations are rightly focussed upon institutional reform, not
upon revolutionary reshaping, where much freer scope for redesign is offered. However the
real possibility of radical change should not be excluded; green radicals should be prepared.
There have been various opportunities for revolutionary change in Australian history, the last
occurring, according to some historians, with the ignominious fall of the Whitlam government.
There may well be opportunities again both in the near and intermediate future, especially
should some solid work be put into propagating the prospect. In the near term there is
economic disarray, social fragmentation, and constitutional destabilization; in the longer term
increasing ecological problems and expanding eco-catastrophes loom.
Under present incremental reform and regression, for all th_e spasmodic environmental
rhetoric, comparatively little in the way of radical green change occurs or can be expected.
Witness, for comparison, the snail pace of the establishment movement towards a rather
minimal grey republicanism in Australia, or differently away from meeting carbon-reduction
commitments. It is increasingly doubtful, given prevailing responses to economic and other
difficulties, that present structural and systematic problems confronting Australia, for example,
will be satisfactorily addressed, environmental problems such as extensive and expanding land
and water degradation not least. Furthermore, under more incremental reform, the sorts of
problems concerning reorganising society in deeper green ways, problems that provide
subsequent topics, would likely noi arise. So in getting beyond more muddling along, do
imagine fairly free scope for institutional eco-redesign is somehow dispensed. One nice
corollary is that once it is worked out where to go organisationally, it is much easier to ascertain
how to arrive there.

3.

A basic problem of structure: central or decentralised organisation.
There are large and immediate advantages in pursuing a problem-oriented approach to
redesign. That approach, which will tend towards anarchoid outcomes, will be anarchistically
guided in this respect: Unless there is a genuine problem, already causing difficulties or
developing, nothing need be done; otherewise let things alone, let Being be. 27 On this non.:.
managerial low-work approach a good deal of structure presently inoperational, and of idle
regulation presently enacted, can be removed; organisational arrangements can be very
significantly down-sized.

The leading methodological idea is that enough relevant
(biodegradable) structure is introduced to resolve organisational problems, but not substantially

27

The non -prejudical term 'anarchoid' is deployed, not because what emerges will not be anarchistic
(as characterized in Marshall and in Sylvan 94), but because it departs from standard forms of
anarchism in significant respects, not least in planned political organization. In this exercise
organization is of the essence ..

�11
more. Organisationa l oversupply and waste is thus avoided. Moreover, much structure that
keeps so much environmenta lly destructive industry in business is likewise shed.
Among basic problems for deeper green theory are those of political reorganisation and so
of organisatior,,. Evidently institutions, and their types, are critical to such organisation. And a
major organisational problem for any putative green society concerns structure: to take a critical
case, whether society is centrally organised (concentrated, bureaucratised , hierarchical, largescale and so on) or decentralised (dispersed, non-hierarchic al, small-scale and supposedly
beautiful, and so on).
This focal problem, to centralise or not to centralise, is sometimes presented as a serious
dilemma for concerned green theorists. 28 The binary horns of this dilemma are respectively: on
the one horn, the pull ( or push) to localisation and regionalisatio n, to non-anonymo us smallscale low-impactin g environmenta lly-friendly arrangements , to diffusion of power and
dismantling of the incubus of a central state with its crippling costs and unfriendly practices; and
on the other horn, the need for continuing and further central income generation and welfare (re)distribution, central regulation and control, and the pressures to environmenta l reliance upon
and use of the central state. 29
The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in seeking increasing
environmenta l regulation and welfare measures ... alongside a halt to industrial
expansion, the very source of income for the welfare state. Yet the expansion and
further centralization of the bureaucratic state apparatus is neither their overt goal nor
covert motivation. Quite the contrary. Their genuine long term vision is of a
decentralized , steady state society of self-sufficient, relationally autonomous (albeit
interlinked) regions. 30
As it happens, not only does the theoretical and utopian literature run both ways, towards
and away from centralisation , but so does practice and experience. As to theory,
anarchistically -inclined presentations tend to favour decentralisation, perhaps with some central
compensation through federation (thus recent Blueprints, ecotopias, and so on), whereas
socialistically -inclined presentations invariably opt for powerful central states (to control and
redistribute grander social programs, etc.). As to practice, there are local councils, community
organisations, residents' groups aiming to keep out, or to remove, the state-sponsore d nuclear
plants, toxic waste incinerators, waste dumps or super-highway s, on the one horn; and, on the

28

As by Michael Jacobs of The Green Economy, who has posed the problem sharply, as part of an
argument however for retaining the central state (and much of present status quo arrangements).

29

Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter I 0.

30

Fox, Ecopolitics III.

�12
other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania's Franklin), forest exploitation, pulp mills, strip mining, and so
on .31
To some extent, the way the problem has often been re-presented, in terms of a dilemma
between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. But how is this combination to
be achieved? An answer does not fall out by pure reason, operating in isolation from other
problems. By taking advantage of information gathered from other connected problems, a
promising answer can be teased out. Neither standard socialism nor anarchism afford answers,
socialism because it leaves the central institution of state intact. But standard anarchism, much
more promising, does not resolve the problem either, because federation , as usually explained,
does not leave enough structure; it may not even concede sufficient power to delegates to
constrain exploitative local communities.
A solution to such dilemma lies through a combinational strategy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While
removing the state, itself source of several environmenta l and social problems, and its
concentration of power, invariably under environmenta lly unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmenta l regulation. Relevant continent-wid e functions would persist or be
introduced: for example, services controlling inflow into Australia of damaging forms and
materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of
native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the

separation of powers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so
would those functional arrangements and institutions dissolving the state.
It is a major illusion of modem political theory that a central state, ceded monopolies on
coercion, currency, taxation and so on, is necessary in order to secure adequate supply of
public goods, including public order and environmenta l regulation. To the contrary, the most
that appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities
should not institute and regulate specialised bodies coordinated among themselves (by
negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
3I

Much turns on the exploitative character of certain local and regional communities, their get-richquick schemes, what they are prepared to do to survive in old or affluent ways, and so on .

�13
such institution could gain community standing from its support base, for instance through
achieving democraticall y-generated recognition. Such an institution would aim to secure
execution of its recommendat ions and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions . There are many examples of such institutions operating successfully both
regionally and internationally; for instance, those for postal and communicational arrangements,
international sporting bodies, international academies and clubs, environmenta l and consumer
organizations.32

4.

Selecting satisfactory political arrangemen ts within the span of anarchoid
options.
Anarchoid options come in a wide variety of forms, including, among others, both right
leaning individualisti c or capitalistic varieties, and lef-leaning social or communitaria n
varieties.33 A suitably generous political pluralism will allow for all these form, while not
encouraging all, &lt;:lS they are of very different merit. For example, some may be neglectful or
repressive of some of their inhabitants, or destructive of their environments; others, superior in
these coino-environmental regards, may not be. Dismantling or deconstructing a state does not,
on its own, make a sharp selection between alternatives. No doubt the hope is, what can be
striven for, that adequate design are sought and adequate selections inadmissible forms rapidly
perish. Those forms that are admissible can be ranked, for instance according to defeasible
criteria based upon "pillars" of German green movement such as environmenta l sensitivity,
democratic institutions, and nonviolent practices.
While right leaning anarchoid arrangements could in theory work (e.g. under what is
improbable, benevolent capitalists), they are unlikey to succeed in practice, for several reasons.
Consider to illustrate in outline, why that much promoted rightist form, market (or "liberal"

32

This passage borrows from the summary in Burnheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.
The critical issue of funding administration, without a coercive location system, is also breached in
these places (and developed in Sylvan 96). The broad proposal is that low-cost administration ,
much of which would be volunteer, could be funded by rents (there would be no property in land
and resources), use charges, and fines .

33

There are many more varieties of political systems than much recent theory has cared to concede .
For example, to take right-leaning dimensions, all of individualism , market-organiza tion and
capitalism function substantially independently. There can be markets without capitalism
(characterised through opportunities to accumulate capital), and conversely, capitalism with free
mar1cet arrangements. And so on . Most historic and modern systems, upon which political theory
has tended inadmissilby to concentrate almost exclusively, are hybrid arrangements with mixes of
different elements drawn from both "left" and "right".

�14
capitalism is unlikely to serve. For one reasons an intrusive state is likely to emerge, with
standing state controlled and funded military and police forces to defend capitalist interests and
accommod ation, to protect private property, to uphold social in equalities, and to enforce
particular market and trade structures, with a substantial and heavy taxation system to fund
these forces and a correspond ing bureaucracy needed to administer and regulate these and other
institutions, such as those required to guarantee that capitalist liabilites are limited and to keep
markets (far from self-regulating) free and competitive. Not only are anarchoid conditions thus
violated, so are those for benign green socities. In normal practice, market capitalism tends to
be highly environmental exploitative, as modem history demonstrates all too plainly (plainly too
it is not alone in this propensity, so are other modern statist systems). Furthermor e, given the
sorts of humans and practices (including extravagen t consumptio n for all that can afford it)
these systems tend to elevate, exalt, encourage and some times even enforce, extensive
exploitation is to be expected, and liable to persist-wi thout further state interventio n to distort
"natural" capitalistic incentives and institutions, to limit practices on private property (thereby
altering the institution 34 ), to establish new mitoument s and commoditi es such as pollution
licences, green investment s and futures, and so forth. Even though a shallow greenness could
be sprayed upon parts of market capitalism (factoiries in fields, forest reserves retained for
tourists, etc.) and some green chowcase exhibits tacked on, environme ntal depth cannot.
Shallownes s is both an inevitable consequenc e of the justifying socio-econ omic theory, and
also an expected best outcome of practice.
Accordingl y in institutional design it is much more promising to look in democratic leftleaning directions. It would be rash to gamble upon any bright new clause of environme ntally
and socially benign market capitalism, which could in any event easily revert back to dark
industrial ages. Similar arguments to those sketched could be developed as regards centralised
socialism, especially as untempered by democratic procedures. While island communiti es of a
wide range of varieties are naturally not excluded under anarchoida l pluralism, brighter
continental prospects lie through modifications of democratic sociality, which appears to permit
much of what is sought in design.
Under duly decentralized social organization, each requisite function would be carried out
by some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like department s and corporation s). For
direct accountability downwards , and also to ensure desirable separation and dilution of power,
upper operatives, those of a directing or steering committee (the nervous system of the
organisation), would be democratic ally selected (from a relevant lower level constituenc y, and
34

Infiltrated too is much mythology, including acclaimed environmenta l virtues of private property
and privatization generally .

�15

from the whole people of an ecoregion in case of a typical bottom level institution). Note well
that selection is not election: election is but one method of democratic selection, and often
enough not an altogether satisfactory method. The point of some sort of democratic selection,
as a guiding though not invariant rule, is manifold: it is in part to ensure due accountability, in
part to prevent unethical accumulation of power in special classes, and in part for reasons that
devolve from the very notion of democracy itself.
In brief, certain forms of democracy offer promising prospects for green reorganisation,
particularly within complementing left-leaning settings where those froms can function in
favour of sustainability. However even with an informed democracy in place, there are few
guarantees. Some structure, such as limited executive power separated from judicial and
administrative functions, needs to be set in place to block or retard worse eventualities (such as
mob actions, selection of tryants, mistreatment of noncitizens and so on). Even then several
thorny problems remain for any deeper green political theory.

5.

Problems of chauvinism and present-time bias in democratic political
institutions.
In modem usage of the motherhood term democracy, two main lines are visible: included
are not only forms of political organisation where 'power [is presumed to] reside in the people
as a whole, and is exercised either directly by them ... or by officers [selected] by them\ but
'often more vaguely denoting a social state in which all have equal rights, without hereditary or
arbitrary differences of rank or privilege' 35 . It is on the basis of this second line that the call for
democracy has operated to remove chauvinism and discrimination of a range of forms: against
unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit
of the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short in its inclusions at
certain humans, such as those granted citizenship-though relevant interests of many other
creatures and welfare of many of other items may be affected by what those citizens elect to do.
While democratic voters can perhaps be entrusted to take some account of those near and dear
(within remarkably sharp limits, as the situation of women in many regions still shows), such
as those deemed incompetent to vote: the young, deranged, and so on, much evidence reveals
that they cannot be relied for what is less near or dear (and indeed are easily herded into casting
their votes in accord with a shallow mercantilism). Consider what get left out , outcasts of even
perfect democratic control:-

35

Oxford English Dictionary entry 1, main entry. These two lines are by no means the only
distinctive lines now visible: increasingly conspicuous in calls for "democracy", notably in Asia,
are calls to freedom and rights: not merely for basic legal freedoms such as free assembly, fair
process and so on, but for freedom to access information (the "right to know" ).

�16
• spatially distant agents. For example, the interests of many humans outside USA are much
affected by practices of the US government, which however is outside their democratic reach.
• temporally distant agents. Since the past is past, it is future agents who would be affected,
often drastically affected, by present practices, that matter. Some way of taking due account of
future agents, their interests and welfare, is required, even under shallow long-term ecology,
that is under lighter green positions. Sustainable development has been regularly diverted
into--what is part of what it is about-such a way, an indirect and so far utterly ineffectual
way.36
Much more of importance is also excluded according to deep-green theory:
• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic
value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democraticall y
excludes. It is a problem especially for deeper green theories: that deep problem is, so to say,
how to obtain satisfactory representation of all that is of value in the natural world? That way of
putting it, while a little misleading, does point to a particular type of resolution.
Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of
representation of items of value outside those humans that are represented, representation of
their interests, where they have them, of their welfare otherwise, of favourable conditions for
their sustenance, continuation and retention of value. Democracy of discussed modem sorts,
whether representative or participative, will not serve these purposes at all satisfactorily. For
instance, insofar as party-political representative democracies represent anything (even human
"bottom lines" as is sometimes erroneously supposed), they appear to represent primarily
interests of certain business-allied elites. Among the issues are of course those as to adequacy
of retention and protection of nonhuman items of intrinsic value, tropical forests and their
inhabitants and elements for instance.
As observed, there is really no organisationa l alternative to proceeding with and through
agents, preferably well-disposed and quality agents. It is hard to guarantee either politically.
As agents are but a subclass of what requires democratic representation and what should have
its welfare or interests considered, how are the rest to be taken care of satisfactorily? There are
significant older responses to like problems, through totems and taboos, guardians and
constraints. Looked at one way the problem repeats, more or less, a familiar problem: namely,
how in larger constituencies do decision-mak ing agents represent the whole mass of agents and
others in the constituency? A main democratic answer, designed to avoid many shortcomings

36

See Sylvan and Bennett 93.

�17

of alternatives, was: by representative means-only "representation" was almost never taken
seriously or literally enough. The sorts of considerations that made representation a promising
resolution make what is to be proposed-wh ere representation has, in any case, to be expanded
-also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-mak ing bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy). Under more equitable
arrangements, then, some decision-engaged agents will have to be selected as representative of
relevant classes of excludeds. Electoral arrangements do not so readily allow for such;
sortition, well-designed selection by lot, does. 37 Of course, however good the selection
processes, however disinterested and well-intentioned the agents selected, some bias may
remain. Nonetheless prejudice and mal-treatment may be much reduced.
As already hinted, deepened representation is not the only promising resolution of the
present problem that might be tried. Another, which could be attempted either separately or
concurrently, operates through the directive of ecologically sustainable development, requiring
as a constraint, not only intergenerational equity but also preservation of items of ecological
value. 38 It might be suggested that such a directive be made mandatory, applying to all relevant
steering committees. But, as already evident, there &lt;;1re severe obstacles to getting such a
directive properly implemented. (In present oligarchical circumstance s, even very dilute
versions are worth pressing for however, as they would offer definite improvements upon what
presently happens.)

6.

A fundamenta l dilemma for (deeper)-gre en organization democratic or
authoritaria n procedures?
There is strictly no logical space for a deeper green democracy, according to Saward for
one. For there is a clash, an essential tension, between democratic procedures and deeper green
values and commitments, notably to intrinsic values in nature. The main drift of the argument is
that green values, which are mandatory for deeper greens, require for their implementation antidemocratic, indeed authoritarian procedures; otherwise they cannot be guaranteed.
This nasty conundrum for green theory over democracy, which the theory typically
sponsors, is put in sharper form as follows :39
Democracy concerns procedures, environmentalism certain outcomes. What guarantee can
37

No doubt there are electoral approximations; e.g. candidates in separate classes for each category to
be represented.

38

For elaboration of this option, see Sylvan and Bennett 93 and its sequel.

39

Goodin, condensing Saward, p.168 .

�18

there be that the procedures will deliver the outcomes? What guarantee that democracy would
yield a way of protecting environments?
However the type of situation is worse than a matter of guarantess, which greens are not
really seeking and could not in general expect. (For here as almost everywhere else, things can
go wrong. Philosophy especially supplies few absolutes and little certainty.) It is a type of
situation, moreover, which effects not only environmentalism but any sort of social and other
amelioration, and even democracy itself. For democratic procedures may yield unsatisfactory
and even anti-democratic outcomes. Unfortunately there are few or no guarantees that
masitonous forms will eventuate or persist. Political history itself capiously illustrates that. But
ti can be argued theoretically. For example, succession of regimes must view (owing to finite
lifetimes, etc.), and in occasional transitions deterioration can occur; there are no effective
mechanisms that an exclude decline absolutely. Democratic procedures of certain sorts offer
better controls, and better prospects of satisfactory transition than most other available, but even
they afford no cast as on guantees of adequacy, and are beset by paradoxes of their own. In
inadequate democratic structure plausible scenarios are easily designed where just such
outcomes occur, for instance as in what has been called a "paradox of democracy" where a
constituency elects an anti-democratic tyrant. 40
A concerned attempt is made by Saward to mount a destructive version of such a paradox
against deep-green political theory (which he darkly calls 'dark green'). The version is based
upon holism and intrinsic value requirements, coupled with democratic demands, of deep green
theory . In clearest form, the version runs as follows:

Holism implies consistency or

compatibility. But intrinsic value maintenance and democracy are not compatible, under evident
conditions (e.g. democratic procedures result in diminution or destruction of intrinsic value).
Firstly, partial confirmation for this explication:
The green imperative contains a number of elements, variously economic,
political, social, geographical, religious, and so on. Its force comes partly
from the holism it embodies, and partly from its basis in the idea of the
'intrinsic value' of nature. Holism implies that the various elements which
make up the imperative are compatible. The elements of the imperative gain
their importance, and their links with each other, by being referable back to a
common, intrinsic value. It is at this point that we can pick up the position of
democracy or 'direct democracy' in lists of basic values set out by greens.
These goals are the elements of the overall green imperative, and gain their
importance from both the holistic nature and intrinsic merit of the values
which the imperative represents. 41

40

Such paradoxes of democracy, and variants thereupon, are presented trenchantly by Popper, and
nullified in Sylvan and Bennett 90. Improved structures can much reduce the likelihood and
problematicness of paradoxical overturns.

41

Saward, paper version p.3 .; repeated p.5 .

�19
As should now be plain, and is becoming plainer, consistency is not an invariant desideratum,
and is not insisted upon; coherence is what is "implied" and what supersedes consistency .42 As
more than a century of Hegelian theory should have revealed, there can be inconsistent wholes.
A further key assumption in the argument is that guaranteeing that intrinsic value is
protected (or like absolutes sustained) will require undemocratic procedures, such as
authoritarian ones. An underlying assumption (soon to be rejected, e.g. as incorporating an
offensive false dichotomy) is that only undemocratic, authoritarian procedures fit with deeper
green imperatives or givens. 43 Several illustrations are offered of inconsistency of green
imperative_s with types of democratic procedures-none of which tell, without testing
adaptation, specifically against deeper green positions.
A first illustration is directed against Porritt:
A direct democratic procedure (is not) compatible with imperative goals like
' local production for local need', 'low consumption', 'labour-intensive
production' , and ' voluntary simplicity' (other items from Porritt's list). 44
Against this and other illustrations, it is worth emphasizing goals resemble objectives and
~argets; goals are goals which are not mandatory and by no means always achieved, especially if
the achievers, like present humans, fall short (e.g . irt ecological sensitivity) or their
organisational means and opportunities are inadequate. Observe the oppositional attempt, to
convert or to twist (since it is an up-grading by high redefinition), goals, programs , and
principles-through 'imperative goals' and the like-into 'imperatives', 'prescribed outcomes' ,
undeniable principles, ultimates. That attempt should be resisted.
A second example looks at an alleged
contradiction in the programme of the German Green Party. ' Grassroots
democracy' is one of the four 'basic principles' of the party's 'global
conception' . Another is the 'ecological': 'Proceeding from the laws of nature,
and especially from the knowledge that unlimited growth is impossible in a
limited system, and ecological policy means understanding ourselves and our
environment as part of nature'. In effect, this means that certain outcomes are
proscribed from decision-making procedures. Proscribed outcomes go well
beyond any plausible list of outcomes which must be proscribed in the
interests of defending a direct democratic decision procedure. Therefore,
there is a clear contradiction between elements of the value-set, whereas given
the holism the green imperative is based on we would have the right to expect
these goals and values to be_thoroughly compatible.4 5

42

See Priest and others.

43

Cf.p.12 essay.

44

[Reference]

45

[Reference]

�20

The last charge repeats the critical point already rejected, that holism implies consistency. A
further critical point should also be rejected: the flawed inference that 'certain outcomes are
proscribed' . A political party in a democratic system has to be prepared to see its principles,
however spendid, overridden, certainly by other parties if they gain or hold political power.
There is a misconception too about principles (especially higher level principles) and their roles:
' principles [too] can only be akin to [givens and] "laws of nature", against which democratic
procedures must inevitably be traded off the board'. Sets of principles, which may themselves
turn out to be inconsistent, are hardly akin to natural laws; consider for instance reasons for
their revision, procedures for rechecking and revision, and so on. In any case, democratic
procedures are not traded away against laws of nature, which they may try to upset or suppress.
(Rather effort should be directed at informing the electorate and the like).
To reinforce his case, Saward appeals to other authors who have advanced similar claims
(it is like appealing for confirmation of a newspaper report to other newspapers).
Frankel accuses Bahro of an 'anti-democratic' vision of an ecological society,
given that politics as conflict will have no place in a sea of 'givens'. He sees
the dilemma as being similar to that of socialists-de eming certain things as
desirable in an ultimate sense, but proclaiming attachment to democracy and
the diversity it implies. Ophuls has stated the matter especially clearly. · The
basic question about politics, he writes, is 'Is the way we organize our
communal life and rule ourselves compatible with ecological imperatives and
other natural laws? ... how we run our lives will be increasingly determined
by ecological imperatives' 46
In an ecological society, enough of the demos (members of democratic constituency) will hold
ecological attitudes and vote or select accordingly, almost by definition. Problems of effecting
change lie with unecological communities, which may not support ecological principles under
instituted democratic procedures (as presently in many places) . Principles, and ecological
"givens", stand, they remain 'desirable in an ultimate sense', but they are not followed and
implemented, while revealed democratic preferences go unchanged. There need be no 'antidemocratic vision', but rather an unecological praxis, which principled greens will work to
change.
The route is accordingly barred to Sayward's
important conclusions ... : that at best direct democracy, and for that matter
indirect forms of democracy, can only be at or near the bottom of value-lists
of greens. A commitment to democracy must clash with values that are
inherent to ecologism-a nd ecologism is about inherency, intrinsic values,
laws of nature and holism. Things-like democracy-t hat can only have
instrumental value must lose out to imperatives backed by inescapable
canonical force.47
·

46

47

�..

·-

·----------- ------ - - - - - - - - - - - -- ------

21
What Saward proposes instead is depressing ly familiar: pragmatism , jettison intrinsic value.
Out therewith go deep-green positions .
... greens should not think in terms of green imperatives . Indeed, it suggests
that to think in terms of imperative s based on arguments about intrinsic merit
is unjustifiabl e.48
Fortunately the argument developed does not sustain the proposals. There is, to iterate a
central point, no internal or latent contradicti on between (deep-)gree n policy objectives and
democratic procedures . Rather, green objectives would fail to be achieved without welldisposed decision makers, who may not straightforwardly reflect any "will" of the demos. A
logical requiremen t on a realistic set of political objectives is that there are accessible
circumstan ces where they are realisable, where all elements of the whole would obtain. It
should not be required that there are are no situations where they may conflict, become
inconsisten t. It is certainly not required that they are realised, by whatever means. A
community , as variously represented , can choose better or worse. There are many means
available, which it may shun (again there are no absolute guarantees) , enabling it to choose
better, including improved structures, attitudinal change and consciousn ess raising; and so on.
In the end Saward too recognises the popular power of attitudinal change, thereby
removing himself his previous loading of authoritarian means upon greens. There
needs, from a green perspectiv e [and others], to be a change in political
culture such that it will be compatible with sustainability. This, of course, is a
familiar theme from green writing. How[?] ... It can only be the case that
'political change will ony occur once people think differently or, more
particularly, that sustainable living must be prefaced by sustainable thinking' .
By abandoning foundation alist myths of intrinsic merit, greens abandon the
implicit arrogance that have made democracy such a tenuous part of green
political theory. 49
But he overstates the attitudinal point, with 'only ... the case'. People can be politically led
(retardation , however, as distinct from genuine advancement, is a familiar phenomena ); they
could just elect a green governmen t which instituted, under permissible democratic methods,
sustainable living or the like. Worse still, his final ungrammatical sentence is a complete non48

Of course it is now put in terms of "imperatives "; it would be better expressed in terms of
principles, policy objectives or the like.
Opposition to deeper green political approaches often derives, as in Saward and in Goodin, from a
underlying shallow utilitarianism . The differences concern not only depth, but the rejection of
individual interest bases, in favour of welfare bases and holism in deeper approaches.

49

[Ref. and page] There are further defects in this passage than those noted in the text. For one,
admission of intrinsic merit does not entail foundationalism. For another, such recognition of
merit, which is less liable to disturb democracy, or render it tenuous, than adherence to
Christianity, need caary no tinges of arrogance; to the contrary, by contrast with humanism it may
yield a certain humbleness.

�22
sequitur. Attitudinal change may including coming to appreciate intrinsic merit in natural things
other than humans.

7.

Ecoregio nal demanar choid reshaping of Australi an political institutio ns: one
beginni ng.

Is such a radical restructur ing as that suggested feasible? Initial investiga tions hold out
the hope that major problems for deeper green theory can be solved, at least in theory.
Investigations according ly suggest that the project within the Reshaping Australia n Institutions
project is viable and worth pursuing. A logical next stage offers sketches for a radical political
reorganisation of Australia. 50 Evidently there would be many designs (thereby removing facile
jeers against "the blueprint ", a part of co-optative strategy for persistence with prevailing statist
arrangem ents). Among the many designs, some few, conformi ng to favoured principles,
would be selected for detailed study. If the study were attempted, most appropria tely through
systems modelling s, then flexibility could be built into modellings, so that even though only a
few basic designs were examined , many variations would be feasible. Not only is systems
modelling particular ly well suited to modelling network designs; it also further offers prospects
for computin g simulatio n and impleme ntation, and even some simulate d political
experime ntation. Furtherm ore, such modelling s begin to give some grasp on the size and
complexi ty of the task (a useful comparison is with World 3 modelling of the on-going "Limits
to Growth" project 51 , or, better, with a regionalized version of it).
To get started on such ecoregional design, for Australia, two broad classifica tions and
associated maps and charts are required:
• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental
shelf. Observe that this classifica tion would be hierarchi cal, as smaller regions merge into
larger regions; but it is a benign hierarchy of levels (it facilitates no accumula tion of power or
wealth) . Observe too that any such classification is far from unique. Plurality has already set
in, and a choice of classifica tion (or a few choices) would have to be made, taking due account
of political organisat ional principle s and objective s. Fortunate ly some of the prelimina ry
classifica tory work has already been accompli shed in Environm ental Regional isations of

Australia, where 3 broad classifications are presented and procedures for generatin g many more

50

Such design, well accomplish ed, would help considerab ly in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

5I

See e.g. Meadows.

�23
given. 52 For political purposes further classification attributes (e.g. demog
raphic features) need
to be included.
Ecoregions provide the basis for spatially linked admin istrativ e and
comm unity units.
(Not all units need be of this sort; many contemporary arrangements
are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smalle
r-scale organization can
be invoked, namely
• subsidiarization: organisational functions should be allowed to fall
down to (or to be pushed
down to) the lowest level compatible with their satisfactory performance
. Thus, for instance,
most matters concerning such things as sewerage and primar y educat
ion would be localized.
This subsidiarization principle, drawn from classical anarchism, has
been widely adopted in
green planni ng propo sals. (It is said to have been applie d by
the Catho lic Churc h in
admin istratio n of the Holy Roman Empire, whenc e the not altoge
ther apt title derives. It is
presently being reassessed for use in that successor organisation , united
Europe.) No doubt the
principle is open to challenge, for instance on grounds of efficiency,
that larger size may prove
more efficie nt, of duplic ation, and so on. But, the object ive
is not maxim ization of
technological values such as efficiency factors; instead it aims to satisiz
e on a wider framework
of values , including holistic social arrangements. Presum ably, howev
er, undue duplication of
expensive administrative bodies is to be avoided.
Coupled with subidiarization is another principle,

• direct accountability downwards: units should answer directly to region
al constituencies. This
contra sts with prevailing accountability (such as it is) upwar ds, throug
h some indirect and
tenuou s , centra lized circui ting chain. Natura lly much more gets
compr ehend ed under
accountability , for instance openness of environmental accounting.
There are also principles interrelating smaller with larger regions, both
bottom-up and topdown (or centre down) principles. Among these will be
• repres entatio n of smalle r regions in relevant planni ng institutions
of more compr ehensi ve
region s . Representation, appropriately regulated, would often replac
e anarchistic federation,
which as observed appears too weak for requisite environmental contro
l.
The point needs no labouring that the classifications and principles are
open to challenge
at every step; for instance, there is nothing rock-hard about the type of
ecoregional classification
prefer red, nor about social functio ns to be addres sed. At a
theore tical stage that is
unproblematic: there are other (less preferable) models; elaborate your
own if you want to and
can. In any case, it is to be hoped that a diversity in theory might be
to some extent reflected in
some diversity in practi ce-wi th different regions and continents trying
different arrangements,
52

See Thackway and Cresswell. Rudiments of a politically useful classific
ation begin to emerge on
their 30 Group Regionalisation .

�24
with much less of the sort of cosmopo litan political monocult ure that we are presently being
harassed toward, with much more resilient political biodiversity. Of course, not all political
forms (includin g stateless types) are equally desirable or satisfactory, and some (includin g
present state examples) are inaccepta ble. So there are bounds open diversity. Moreove r, what
suits one communi ty or region well may not suit another to be satisfactory for it. So too there
are limits open successful transfer of organisational structure; what works .in one region may
require much modification in another, or may substantially resist transfer.

Structural diagram :

Schematic diagram of organisation structur e

(with some sample components indicated, but not all their network interlinkages displayed)

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

inflow
control
materials

selectoral
college

Australian
region
(federal)

immigratio n

sup_erreg10ns
(a to k)
interregional
transport, etc.

upper
levels

arbitration
bureau
resources
income
office

ground
level

(local)
regions
(1 ton)

water
systems

rental
entitlements
office
hospital
systems

region 1

sewer
systems

reg10n n

�25

• 2 a social function classification, of those community matters that require explicit organisa
tion
at some level. An initial listing can be compiled by consulting Australian metropolitan telephon
e
directories, especially the government sections that used to feature in the front (until a year
ago).
What results under redesign and reorganisation would, of course, look very different from
what
is listed. Parliaments, parties and all their supporting apparatus would vanish; the Australi
an
Bureau of Statistic s will assume a new significance and indepen dent role, and so on.
But
which instituti ons are retained, which adapted, and so on, would depend on further
social
organisa tional features, not yet considered here. The result would be a levelled pyramid
al
structure, a flat-untopped network as depicted in the structural diagram below, not a
power
hierarchy.
While some requisite research has been undertaken .upon how the various functional
bodies and decision -making committees can be selected and can operate 53, insuffic
ient
investig ation has been made of the interrelations and adequate fundings of the bodies
and
institutions involve d - whichever they are! For little such detailed anarchoid modellin
g has
apparen tly been attempt ed for any region anywhere. Evident ly there is much to be
done
theoretically. Detailed modellings could bring issues down to earth, without setting things
in
concrete; no doubt too they would disclose many further problems hidden in the detailing
,
problems to which anarchoid solutions can however reasonably be expected.
Noneth eless compar atively little is likely to be done, unless requisit e support is
forthcom ing, support in the shape of researchers (researc h volunte ers and students
) and
research infrastr ucture (from research, donatio ns and the like). For such support,
for
investigating its own demise, a state is hardly likely knowingly to supply; nor are its establish
ed
research institutions. Insofar then as it is done visibly, it will probably have to be accompl
ished
largely outside state-supported and state-supporting infrastructure, such as prominent universi
ty
projects. (like Reshaping Australian Institutions). Fortunately there are now other structure
s,
such as internet and radio channels, that can facilitate interconnections and interchanges
of
researches, both regionally and internationally. On these sorts anarcho id communicationa
l
bases, networks of groups interested in elaborating such alternative political modellings,
both in
theory and in practice , could be formed. Given the dismal state of present politica
l
arrange ments, almost everywhere terrestial, there is a great need, as a very minimu
m, for
networks of innovative researchers who chose such goals. 54
53

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim
's work, but
overlaps on-going investigations on his part.

54

To echo one referee. My sincere thanks to demandin g referees for several helpful suggestio
ns and
many improvem ents.

�26

Richard Sylvan*

Refer ences .
Bello, W., Dark Victory, Pluto Press, Londo n, 1994.
Bookc hin, M., Remaking Society: Pathw ays to a Green Futur
e, South End Press,
Boston , 1990.
Bumh eim, J., Is Democracy Possible?, Polity Press, Cambr idge,
1985.
Burnh eim, J., 'Demo cracy, nation states and the world
system
Democracy. (ed. D. Held and C. Pollit t) Londo n, Sage, 1986, pp.218 ', New Form s of
-239.
Ul.rh2r) A
Fox, W. , in Ecopolitics III, Hamil ton, New Zealan d.
Goodi n, R., Green Political Theory, Polity Press, Cambr idge,
1992.
Green , G., The New Radicalism: Anarchist or Marxist?, Intern
ationa l Publis hers, New
York, 1971.
Jacobs , M., The Green Economy: enviro nmen t, sustainable
development, and the
politics of the future., Pluto Press, Conco rd, Mass, 1991.
Macka y, H., Reinventing Australia: the mind and mood
of Australia in the 90s,
Hugh Macka y, Pymbl e, NSW, Angus &amp; Rober tson, 1993.
Macph ee, I., 'A new constitution?' (excer pts from an openin g addres
s) NILEFA Newsletter,
Griffith Unive rsity Schoo l of Law, June 1993.
Marsh all, P., Dema nding the Impossible: a history of anarc
hism, Londo n, Harpe r
Collins 1992.
Mc Laugh lin, A., Regarding Nature, SUNY Press, Alban y NY.,
1993.
Meado ws D., and others , Beyond the Limits, Chesle y Green, Vermo
nt, 1992.
Naess , A., Ecolo gy, comm unity and lifesty le (trans. and
ed. D. Rothe nberg ),
Cambr idge Unive rsity Press, Cambridge, 1989.
Pontin g, C., A Green History of the World, Sincla ir-Stev enson,
Londo n, 1991.
Priest, G., Routle y, R. and Norma n, J. (eds), Paraconsistent Logic
, Philos ophia Verlag ,
Munic h, 1989.
Routle y, V. and R., 'Socia l theorie s, self manag ement and enviro
nment

al proble ms', in
Environmental Philosophy (ed. D Mann ison and others ), RSSS,
Austra
lian Nation al
University,
1980.

*

where is it

�"

.

\)ot:;::,o

27

~\)--:, \\-'

Saward, M., 'Green. Democ racy', in Politics f Natur~ op cit, pp.
~~~ J..-.'-&gt;~f\,

l(;

~ '5:&gt;

r 1\J

'

' .

b3 - 'S/J

L , £_? ~ J?_
\._\J.. cfr

\~~ 2

~"\,o (')roN

CrlL~ rv fbltf ~~L, H-iof2 v-

Sylvan, R. and Bennet t, D., Utopias, Tao and Deep Ecology, Green
Series , RSSS,
Australian National University, 1990.
Sylvan, R. and Bennet t, D., The Greening of Ethics, White Horse Press,
Cambridge,
1994.
Sylvan, R., 'Anarc hism\ in Contemporary Political Theory (ed. R. Goodin
and P.Pettit)
Blackwell, Oxford, 1993.
Sylvan, R., Deep Plurallism, University of Edinburgh Press, 1994.
Sylvan, R., Green Anarchism, to appear, 1996.
Thackw ay, R. and Cressw ell, I.D., Enviro nment al Regionalisations
of Austra lia,
Enviro nmenta l Resour ces Information Network, Australian Nation al Parks
and Wildlife
Service, 1992.
Tynan, L., The Institute of Advanced Studies, The Australian National Univer
sity, May
1993.

�The following has been redacted from access file (PDF) due to copyright restrictions.
Letter, Thomas V. Cahill, Editor, Department of Politics and International Relations, Lancaster
University to Richard Sylvan, 18 May 1994 re feedback from referees on paper by Sylvan for
Anarchist Studies (1 page)

�ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar "Reshaping Australian Institutions"
project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several
problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower
impact organisation, which halts anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present "best practice" democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.

R. Sylvan
RMB 683
Bungendore Australia 2621

f0J.._/ ,C. #--0/'...__~,_,k_J ver.r~
~

-;-

I

c}~J

,h,,z'7

-?&lt;

�ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar "Reshaping Australian Institutions"
project at the Australian National University. At the same time there is widespread
disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several
problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower
impact organisation, which halts anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present ."best practice" democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.
R. Sylvan
RMB 683

Bungendore Australia 2621

�</text>
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mw

10.4.95

PROBLEMS IN DEEPER GREEN POLITICAL
ORGANIZATION THEORY:
an Australi an perspective on radical institutio nal change .

.. . people are ready for change and the impending debate will result m
constitutional change. We should, therefore, explore all options .... 1
As elsewhere, there is growing dissatisfaction with Australia's political institutions, and
increasing demand to change them. This demand, hiding co-optative elements, has been
initiated and fostered in a conspicuously top-down fashion, by politicians and by academics.
There is so far little surge of political enterprise at grass-roots levels, little pressure for the
usually very limited changes proposed. Nonetheless, along with apathy, there is widespread
popular disenchant ment with present political arrangements. There is now an opportunity
(although still only a small window therefore no doubt) to put green and radical themes on the
agenda for real political change in Australia. That opportunity should not be missed, within
Australia, or elsewhere. While the exposition that follows concentrates upon Australia, as a
convenient advanced example, much of what is argued and urged applies or adapts elsewhere.

Disenchan tment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and
anxiety, cynicism and pessimism about the state of politics-a loss of confidence in it, and a
retreat from commitment. As much and more, Mackay has nicely exposed in a survey of the
Australian situation:
. anxiety about the nature and quality of Australian politics [has] increased. . ..
Widesprea d anxiety about the state of politics is based [in part] on an uneasy feeling
that, if the parties are not going to stand for some identifiable philosophy, and the
leaders are going to be chosen on the basis of their potential as television performers
or even as head-kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the major parties ... and
revealed in the attitudes of young Australians ... 2
who often cannot be bothered registering to vote, or voting. (though voting is legally
compulsory).
Lack of confidence is beginning to show not only as cynicism about politicians, but
also as doubt about the integrity of Australia's political institutions .3
1.

Hon . Ian Macphee, ' A new constitution? '. Of course Macphee did not really mean all options, nor
even all constitutiona l options. Furthermore, his claim about preparedness of people for change is
incompatible with Mackey's data (mentioned below) on exhaustion with change.
2

Mackay pp.174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data). Plain findings are replicated by other socialogists.

3

Ibid. p.178

2

In a recent survey, '62 percent of [Australians] expressed either little or no confidence in the
political system. Such a figure accurately reflects the mood of the Australian community' .4
Australian loss of faith in conventional politics is attributed to a mix of factors. A first
explanator y factor as regards this disenchantment comes from the changes in politics already
remarked (ranging from policy issues to media performers) and from resultant uncertainty. ' ...
the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view' .5
A complex 'second factor ... concerns the adversaria l nature of two-party politics' .6
How can this 'two party, adversarial approach ... continue to be appropriate when the
distinctions between the two parties themselves are so hard to define'? But 'reµefinition of
party politics implies the possibility of a redefinition of the whole parliamentary process itself .
Why 'when parties seem quite capable of stealing each other's policies or of invading each
other's traditional philosophical territory, [can not] politicians work together in a more cooperative and harmonious spirit' ?7 'Adversarial politics may have made sense ... when .. .
distinction s between the parties were stark and when arguments about principle could be
justified; today, the idea that politicians would be arguing over a point of principle or
philosophy is almost unthinkable .... [They] are much more likely to be arguing over matters of
personality, prejudice and power than over issues which effect the long-term health of the body
politic' .8

'The quality of parliamentary debate is regarded not only as a symptom of the
adversarial nature of the institution, but also as a symptom either of the poor quality of
politicians ... , or of the effect of the system on those who are enmeshed in it' .9 Unless there is
marked improvement in party philosophies, programs and performance, 'the call to re-examine
the nature of the parliamentary process will gather momentum ' .10

4

Ibid.

5

Ibid. pp.178-179.

6

Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordabili ty of
adversarial systems.

7

Ibid.

8

Ibid. p. 180.

9

Ibid. p.179. It is a symptom of both, the latter especially.

lO

Ibid . p. 181 .

3

A third relevant factor contributing to loss of faith is the impression of Australians that
'they are overgoverned ' 11 , with too many expensive bureaucracies and too many houses of
parliament.
Conflicts between State and Federal parliaments - and between the various State
parliaments themselves - are regarded as a particularly unproductive expenditure of
political energy, and Australians question whether 15 houses of parliament may be
too many for the efficient government of 18 million people. The sheer number of
parliaments is often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and Federal ·
governments.
... Whilst there is little love felt in the Australian community for Canberra and for the
idea of more centralised government even that is beginning to appear preferable ... .
The widespread support for the idea of a republic which emerged during 1992 is
closely related to the underlying sense that Australia is overdue for _some kind of
reexamination of its political institutions, and even the notion of Federation itself. ...
As debate about the idea of a republic proceeds ... it has begun to incorporate the idea
that Australian's political structures and systems might be quite significantly
reformed. 12
Such diseffection reflects too a growing awareness that Australia's political arrangements
owe more to historical accident than to rational design. Even though the main proposals for
change no doubt remain reformist in character and could lead in unfortunate directions, some of
them are far-reaching by normal standards. Both the extensive disenchantme nt with present
political arrangements and the felt need for significant change further suggest political times are
not altogether normal. Elements underpinning a political paradigm shift are already present, as
are features supporting rational redesign, to which radical additions are now feasible.
So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and political
commentator s , and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;
academic responses more theoretical and cautious, piecemeal and detailed. But there are no
grand detailed plans.
Under the leading proposal so far for political change, Australia's constitutiona l
monarchy will be displaced by a constitutional republic with its own head of state displacing the
monarch, but with perhaps minimal adjustments otherwise. Nonetheless , as a result ,
republicanism is in the air. Politicians have begun to contemplate other practical reforms, while
11

Ibid. p. 181 , itals added.

12

Ibid. p.181 -2. Republican proposals have been circulating for some time . But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly with
the first part of his book which depicts an Australian populace exhausted by change and longing for
the old ease and somnolence.

4

academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues
presently being debated.
The main reason for reform offered by the political camp can be summed up simply as
changing geopolitica l circumstances. The camp tends not to acknowledge what would reflect
adversely upon it, the poorness of federal political practice. Rather it tends to attribute popular
dissatisfaction to economic circumstances and uncertainties: declining real standards of living,
extensive unemploym ent, persistent recession until recently, problems to be surmounted by
full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the
Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic predicament.
Much has changed in the century since present antiquated political arrangements were
hammered out, arrangeme nts making the newly-fashioned .Commonw ealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain, arrangements
of convenience fashioned for very different circumstances. Most non-symbolic linkages with
Britain, which has been inching towards a place in a united Europe, have already been severed.
Australia has gradually begun to appreciate its geo-political position in the Indian-Pacific region
(and the money-ma king opportunities for a sagging resource-based economy in allegedly
booming parts of Asia). Whence the main idealistic proposal: for an independent republic,
decoupled from Europe, assuming its own (prominent) place in its geo-political regions. In
principle at least, place and region begin to assume, or resume, some of their neglected, but
historic, significance (however that is not how it is yet seen).
Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most
radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directi&lt;;ms, were it not regularly offset by the idea of a
strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,
then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronis m, based on accidental
boundaries of a contingent colonial history. They are ecologically irrational management units,
utterly failing to reflect ecological regions. Yet the states possess extensive environmental and
other manageme nt powers, inappropriate 'powers which derive from what was largely a
political bargaining process conducted a century ago.' Another effect of inapposite state-federal
13

Anarchists can even rest (if uneasily) with a con stitution , so long as it provides for an
organisation, Australia Inc . even, sufficiently different from a state and its authoritarian trappings.

5

arrangements, especially 'funding arrangements, has been to lock out local government and,
more importantly, local communities . ... local communities must be given greater control over
those decisions of government which effect their lives ... '; the opportunity 'to design and
provide the services which are needed locally.' 14
At this stage of the dialectic McPhee slides easily and naturally from localism to
regionalism.
A glance at the map reveals natural regions for local government on a viable scale [an
optimistic contention]. Some cross State boundaries, and I would envisage that State
governments would be replaced with regional governments. These would be more
akin to larger local governments and would certainly not have the trappings of the
States. They should not have parliaments and the expensive, unwieldy and inefficient
bureaucracies which characterise our States. They should have a small number of
full-time councillors. .. Regional governments should be solely accountable to their
ratepayers ... 15 .
So far so good: however McPhee thereupon begins to infiltrate stock (small /) ·liberal
management assumptions. Nonetheless the basic idea to retain is simple: that of ecologicallyrational local and regional rearrangemen t of anachronistic state partitions. But that
regionalizatio n should be greened, as reform should be radicalized. More generally,
opportunites now present themselves to inset more radical ideas throughout the debate about
Australia's future directions.
For much has been left off political agendas for change, not merely environments and
habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,
transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose constitutions astonishingly do
not mention at all (what is however often supposed to justify states) individual rights, such
rights only being ensured, so far as they are, assumptions from uncodified common law, by
indirect routes (statutes regarding treatment of minorities and the like). Nor do the political
camps pushing limited change speak of rights or liberties; a very limited conception of
adjustments required prevails (though without rights and liberties and a generous public sphere
there is little, and little prospect of,justificatio n for a state at all). Accordingly political agendas
for change need to be conspicuously broadened, to accommodate a decidedly more ambitious
range of constitutional and institutional redesign.

2.

A project within a project: radically reshaping Australian institutions.

14

All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as "unrealistic" by some practicing politicians , appeared to gain a good
deal of support.

I5

McPhee ibid.

6

Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am
affiliated, the Research School of Social Sciences, Australian National University, with its
ambitious decade-lon g project, Reshaping Australian Institutions: Towards and Beyond
2001. 16 One. small part of this project does connect with the republican push, which no doubt
helped inspire it and gain its funding. The academic version of republicanism furnishes an
institutional and historic setting, tracing its roots back to ancient Rome, and thereby linking in,
what admits much modem adaptation, notions of citizenship and civic virtues. But most of the
project is independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist
fashion, unsurprisingly. It is supposed, for instance, to 'provide major input into evaluation
and refonn of Australia's institutions'; indeed it is explicitly 'aimed at contributing to Australian
constitutio nal reform'. 17 Nothing however precludes considerat ion of reshaping or
transforming Australian institutions - those of the whole ecological region - in a unreformist
and possibly unconstitutional way, in a radical way.
Admittedly, the rough boundary between reformist and radical routes becomes even more
blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central
state, the stock. boundary stands intact. For reformist changes would amount to comparative
small adjustments leaving it substantially intact. For example, a minimal transformation, of the
sort presently much favoured, from constitutional monarchy to Australian republic, though
entailing non-negligible constitutional redrafting, need only amend the roles of a few elite
power- and position-holders. By contrast, radical changes would substantially alter that strong
central state, perhaps (as will be proposed) eliminating it altogether.
There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,
along normal constitutional reform routes. Secondly, there is a demand, a small but growing

16

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the project,
J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this project is an
environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green political
theory , arranged under the project. That accounts for some of the otherwise puzzling structure of
what has eventuated. Another earlier version was tried out at Ecopolitics VIII, Pacific Visions,
held at Lincoln University, Christchurch, New Zealand, in July 1994.

17

' Reshaping Australian institutions : towards and beyond 200 l' in Tynan , p.17, italics added.

7

demand from green directions for instance, for radical institutional change. It would be
prudent, then, to make some investigation of the options, to assess their prospects. Thirdly,
reflection on such structures would certainly be part of a more comprehensive study of and
theory of institutional design, which the Reshaping project also presents as an objective.
Fourthly, much more controversially, major environmental problems cannot be satisfactorily
solved along merely reformist paths. For states, what are reformed, states themselves are
ecologically dysfunctional. In practice this appears obvious enough. Simply reflect upon their
environmental records; these are even worse than those abysmal records compiled for human
rights. But the practical case can be argued in detail in a state by state way, or less laboriously,
through the familiar rough classification of states into first, second and third world states. In
main third world regions, the rise of the state has seen the serious decline of environments.
Those third world states that have not largely destroyed their natural environments are in rapid
process of doing so. The activities involved are, furthermore, not merely tolerated by these
states but are usually actively encouraged (e.g. with state participation or by state concessions,
as through taxation advantages, subsidies, expert incentives, etc.). Further, the role of
exploitation and plunder of remaining natural "resources'', and depletion of "biological capital",
by third world states, most of which are now trapped in debt and structural adjustment, has
increased many-fold in the last two decades. How destructively second world states of eastern
Europe treated their own (and also other regions') environment, how they over-expoited and
polluted them, has recently been much publicized. While the recent record in first world states
is no doubt marginally better, many of these states dominated their natural environments and
their wild inhabitants in the past and have heavily polluted and exported their urban and
industrial regions. Nor does their present record gain an environmental pass. For example,
those that have any natural forests (similarly fisheries) left are in the process of eliminating or
degrading most what remains; most are failing seriously in meeting (their own) targets on
greenhouse emissions, and so on. More theoretically, it is unlikely that states, increasingly
focussed narrowly upon shallow economic agendas, will or can deliver satisfactorily
environmentally. A prime reason is this: states are ineluctably committed, more and more as
their populations expand, to high levels of economic activity characteristically to economic
growth of sorts which impact heavily environmentally, inducing inevitable degradation.18
Accordingly, there are then, or should be, two bands to any green (or environmental)
strand of a restructuring Australian institutions project: not merely an important reformist side,

18

This theme, that states are normally ecologically dysfunctional, is documented and argued in detail
elsewhere; see e.g. Carter and especially . Sylvan 96 . On the dismal environmental records of
particular states see Punting. For shocking figures and illustrations as regards environmental
exploitation of third world states, see Bolla, pp57-65 .

8

but as well a radical spread. It is part of this underfunded and undersupported radical spread
which forms the main object of investigation in what follows, that part that relinquishes present
state structures, in favour of more environmentally benign institutions - which no doubt can be
designed, even if not so readily brought to practical use. 19
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the
more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the
illegitimacy of present states, the undesirability and severe disutility of states, which typically
are highly destructive and corrosive institutions based on concetration of power, hierarchical
authority, massive coercion, manipulation by economic elites, technobureaucracy, utilitarian
rationality, and sundry other evils. 20) As 1ndicated, present states are incompatible with stock
ecologically sustainable practices, because of their heavy unrelenting commitments to shallow
economic growth. More generally, standard states and their practices comprise very significant
parts of environmental problems, but quite insufficient parts of any solutions. Moreover, states
constitute an enormous and destructive drain on regional environments, a feature particularly
evident in smaller states which are always looking out for revenue-raising expedients for their
.
.
own expensive runnmg.
Apart from those greens who have recognised the excessive environmental costs of states
and their heavy demands on environments, and thus or otherwise have come to recognise the
desirability of their withering away, there are many more who have become ambivalent about
states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to point towards a partial
resolution) without certain functions that they serve. To point immediately towards a resolution
of this crucial problem, the functional dissolution idea advocated is this: that the functioning
parts may be separately utilized without the colossal whole. The state is not an organism the
functioning parts of which must fail without the whole. So it may well be the enormous fat of
state can simply be shed, to great advantage.
In any event, 'the State is a social institution', always 'within', Marxists continue, 'a
,concrete historic setting' .21 Granted, it is an institution. For an institution in the relevant sense
is 'a society or association for the [organisation or] promotion of some particular object [or

19

To adapt a referee's trenchant summary . For detail on some familiar anarchist reasons , see
Bumheim and above all Marshall.

20

Nonetheless practical revolutionary displacement of the state is not so remote as is generally
supposed.

21

Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
'but as an abstraction and aberration'.

9

function]'. 22 Institutions include therefore the state, the central state. So it too is up for
reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia. Whittling away the state means in tum dismantling corporate
capitalism, which now dwells in symbiosis with the bureaucratic state, and also much else,
often environmentally undesirable, that the state affords a supportive framework for and enables
to flourish.
Ideas and schemes for radical redesign are already available from rich anarchist and
socialist sources, those for g_reen design and reshaping from growing and diverse
environmental sources. In main part, then, radical ecoredesign is a matter of convivially
meeting (not joining) the two, an intersection that favours anarchist inputs. Something ofthe
sort has already been attempted, in an environmentally shallower way, in eco-anarchism, alias
social ecology, and in a deeper way, in deep-green social theory. 23 Moreover, it could be
attempted in other kinds of deeper green theory-itself really a plurality of theories, which
however does not itself force radical ecoredesign, though most variants would support it. Thus
Naess's "deep ecology" for example, which is not so far politically radical, only strongly
reformist, could (and should) be given a radical tum. 24
Concentrating upon the radical spread of deeper green theory does not preclude
concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued-increme ntal change, social
engineering, greening bureaucrats, lobbying politicians, and like activity (but better really to cut
through much such pleading and obiesance and be rid of politicians and bureaucrats). There are
many reformist proposals being advanced for the greening of Australian federal institutionswith but few so far having much impact on practice. 25 Nonetheless, more limited, more
constrained, proposals of this sort certainly have a better chance of making a difference than
radical redesigns, regularly smartly dismissed as "unrealistic" or "utopian".26 No doubt the

22

Oxford English Dictionary, adapted. An institution is an organitution.

23

On social ecology, see Bookchin 90, and for information on deep-green social theory , see Sylvan
and Bennett 94 and Routleys 80.

24

As to the political character of deep ecology, and why it should be turned, see Sylvan and Bennett
94, where an expose of the political theory of Naess's ecosophy is presented.

25

There are many many narrower economic and technological proposals. One of the more interesting
wider proposals comes from an Opposition not noted for its green initiatives and commitments, for
an overseeing Department of Sustainable Development, a Department that could see to the
greening of all federal institutions.

26

Too smartly, as we argue elsewhere (e.g. Sylvan and Bennett 90).

normal "reshaping institutions" investigations are rightly focussed upon institutional reform, not
upon revolutionary reshaping, where much freer scope for redesign is offered. However the
real possibility of radical change should not be excluded; green radicals should be prepared.
There have been various opportunities for revolutionary change in Australian history, the last
occurring, according to some historians, with the ignominious fall of the Whitlam government.
There may well be opportunities again both in the near and intermediate future, especially
should some solid work be put into propagating the prospect. In the near term there is
economic disarray, social fragmentation, and constitutional destabilization; in the longer term
increasing ecological problems and expanding eco-catastrophes loom.
Under present incremental reform and regression, for all th_e spasmodic environmental
rhetoric, comparatively little in the way of radical green change occurs or can be expected.
Witness, for comparison, the snail pace of the establishment movement towards a rather
minimal grey republicanism in Australia, or differently away from meeting carbon-reduction
commitments. It is increasingly doubtful, given prevailing responses to economic and other
difficulties, that present structural and systematic problems confronting Australia, for example,
will be satisfactorily addressed, environmental problems such as extensive and expanding land
and water degradation not least. Furthermore, under more incremental reform, the sorts of
problems concerning reorganising society in deeper green ways, problems that provide
subsequent topics, would likely noi arise. So in getting beyond more muddling along, do
imagine fairly free scope for institutional eco-redesign is somehow dispensed. One nice
corollary is that once it is worked out where to go organisationally, it is much easier to ascertain
how to arrive there.

3.

A basic problem of structure: central or decentralised organisation.
There are large and immediate advantages in pursuing a problem-oriented approach to
redesign. That approach, which will tend towards anarchoid outcomes, will be anarchistically
guided in this respect: Unless there is a genuine problem, already causing difficulties or
developing, nothing need be done; otherewise let things alone, let Being be. 27 On this non.:.
managerial low-work approach a good deal of structure presently inoperational, and of idle
regulation presently enacted, can be removed; organisational arrangements can be very
significantly down-sized.

The leading methodological idea is that enough relevant
(biodegradable) structure is introduced to resolve organisational problems, but not substantially

27

The non -prejudical term 'anarchoid' is deployed, not because what emerges will not be anarchistic
(as characterized in Marshall and in Sylvan 94), but because it departs from standard forms of
anarchism in significant respects, not least in planned political organization. In this exercise
organization is of the essence ..

11
more. Organisationa l oversupply and waste is thus avoided. Moreover, much structure that
keeps so much environmenta lly destructive industry in business is likewise shed.
Among basic problems for deeper green theory are those of political reorganisation and so
of organisatior,,. Evidently institutions, and their types, are critical to such organisation. And a
major organisational problem for any putative green society concerns structure: to take a critical
case, whether society is centrally organised (concentrated, bureaucratised , hierarchical, largescale and so on) or decentralised (dispersed, non-hierarchic al, small-scale and supposedly
beautiful, and so on).
This focal problem, to centralise or not to centralise, is sometimes presented as a serious
dilemma for concerned green theorists. 28 The binary horns of this dilemma are respectively: on
the one horn, the pull ( or push) to localisation and regionalisatio n, to non-anonymo us smallscale low-impactin g environmenta lly-friendly arrangements , to diffusion of power and
dismantling of the incubus of a central state with its crippling costs and unfriendly practices; and
on the other horn, the need for continuing and further central income generation and welfare (re)distribution, central regulation and control, and the pressures to environmenta l reliance upon
and use of the central state. 29
The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in seeking increasing
environmenta l regulation and welfare measures ... alongside a halt to industrial
expansion, the very source of income for the welfare state. Yet the expansion and
further centralization of the bureaucratic state apparatus is neither their overt goal nor
covert motivation. Quite the contrary. Their genuine long term vision is of a
decentralized , steady state society of self-sufficient, relationally autonomous (albeit
interlinked) regions. 30
As it happens, not only does the theoretical and utopian literature run both ways, towards
and away from centralisation , but so does practice and experience. As to theory,
anarchistically -inclined presentations tend to favour decentralisation, perhaps with some central
compensation through federation (thus recent Blueprints, ecotopias, and so on), whereas
socialistically -inclined presentations invariably opt for powerful central states (to control and
redistribute grander social programs, etc.). As to practice, there are local councils, community
organisations, residents' groups aiming to keep out, or to remove, the state-sponsore d nuclear
plants, toxic waste incinerators, waste dumps or super-highway s, on the one horn; and, on the

28

As by Michael Jacobs of The Green Economy, who has posed the problem sharply, as part of an
argument however for retaining the central state (and much of present status quo arrangements).

29

Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter I 0.

30

Fox, Ecopolitics III.

12
other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania's Franklin), forest exploitation, pulp mills, strip mining, and so
on .31
To some extent, the way the problem has often been re-presented, in terms of a dilemma
between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. But how is this combination to
be achieved? An answer does not fall out by pure reason, operating in isolation from other
problems. By taking advantage of information gathered from other connected problems, a
promising answer can be teased out. Neither standard socialism nor anarchism afford answers,
socialism because it leaves the central institution of state intact. But standard anarchism, much
more promising, does not resolve the problem either, because federation , as usually explained,
does not leave enough structure; it may not even concede sufficient power to delegates to
constrain exploitative local communities.
A solution to such dilemma lies through a combinational strategy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While
removing the state, itself source of several environmenta l and social problems, and its
concentration of power, invariably under environmenta lly unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmenta l regulation. Relevant continent-wid e functions would persist or be
introduced: for example, services controlling inflow into Australia of damaging forms and
materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of
native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the

separation of powers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so
would those functional arrangements and institutions dissolving the state.
It is a major illusion of modem political theory that a central state, ceded monopolies on
coercion, currency, taxation and so on, is necessary in order to secure adequate supply of
public goods, including public order and environmenta l regulation. To the contrary, the most
that appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities
should not institute and regulate specialised bodies coordinated among themselves (by
negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
3I

Much turns on the exploitative character of certain local and regional communities, their get-richquick schemes, what they are prepared to do to survive in old or affluent ways, and so on .

13
such institution could gain community standing from its support base, for instance through
achieving democraticall y-generated recognition. Such an institution would aim to secure
execution of its recommendat ions and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions . There are many examples of such institutions operating successfully both
regionally and internationally; for instance, those for postal and communicational arrangements,
international sporting bodies, international academies and clubs, environmenta l and consumer
organizations.32

4.

Selecting satisfactory political arrangemen ts within the span of anarchoid
options.
Anarchoid options come in a wide variety of forms, including, among others, both right
leaning individualisti c or capitalistic varieties, and lef-leaning social or communitaria n
varieties.33 A suitably generous political pluralism will allow for all these form, while not
encouraging all, &lt;:lS they are of very different merit. For example, some may be neglectful or
repressive of some of their inhabitants, or destructive of their environments; others, superior in
these coino-environmental regards, may not be. Dismantling or deconstructing a state does not,
on its own, make a sharp selection between alternatives. No doubt the hope is, what can be
striven for, that adequate design are sought and adequate selections inadmissible forms rapidly
perish. Those forms that are admissible can be ranked, for instance according to defeasible
criteria based upon "pillars" of German green movement such as environmenta l sensitivity,
democratic institutions, and nonviolent practices.
While right leaning anarchoid arrangements could in theory work (e.g. under what is
improbable, benevolent capitalists), they are unlikey to succeed in practice, for several reasons.
Consider to illustrate in outline, why that much promoted rightist form, market (or "liberal"

32

This passage borrows from the summary in Burnheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.
The critical issue of funding administration, without a coercive location system, is also breached in
these places (and developed in Sylvan 96). The broad proposal is that low-cost administration ,
much of which would be volunteer, could be funded by rents (there would be no property in land
and resources), use charges, and fines .

33

There are many more varieties of political systems than much recent theory has cared to concede .
For example, to take right-leaning dimensions, all of individualism , market-organiza tion and
capitalism function substantially independently. There can be markets without capitalism
(characterised through opportunities to accumulate capital), and conversely, capitalism with free
mar1cet arrangements. And so on . Most historic and modern systems, upon which political theory
has tended inadmissilby to concentrate almost exclusively, are hybrid arrangements with mixes of
different elements drawn from both "left" and "right".

14
capitalism is unlikely to serve. For one reasons an intrusive state is likely to emerge, with
standing state controlled and funded military and police forces to defend capitalist interests and
accommod ation, to protect private property, to uphold social in equalities, and to enforce
particular market and trade structures, with a substantial and heavy taxation system to fund
these forces and a correspond ing bureaucracy needed to administer and regulate these and other
institutions, such as those required to guarantee that capitalist liabilites are limited and to keep
markets (far from self-regulating) free and competitive. Not only are anarchoid conditions thus
violated, so are those for benign green socities. In normal practice, market capitalism tends to
be highly environmental exploitative, as modem history demonstrates all too plainly (plainly too
it is not alone in this propensity, so are other modern statist systems). Furthermor e, given the
sorts of humans and practices (including extravagen t consumptio n for all that can afford it)
these systems tend to elevate, exalt, encourage and some times even enforce, extensive
exploitation is to be expected, and liable to persist-wi thout further state interventio n to distort
"natural" capitalistic incentives and institutions, to limit practices on private property (thereby
altering the institution 34 ), to establish new mitoument s and commoditi es such as pollution
licences, green investment s and futures, and so forth. Even though a shallow greenness could
be sprayed upon parts of market capitalism (factoiries in fields, forest reserves retained for
tourists, etc.) and some green chowcase exhibits tacked on, environme ntal depth cannot.
Shallownes s is both an inevitable consequenc e of the justifying socio-econ omic theory, and
also an expected best outcome of practice.
Accordingl y in institutional design it is much more promising to look in democratic leftleaning directions. It would be rash to gamble upon any bright new clause of environme ntally
and socially benign market capitalism, which could in any event easily revert back to dark
industrial ages. Similar arguments to those sketched could be developed as regards centralised
socialism, especially as untempered by democratic procedures. While island communiti es of a
wide range of varieties are naturally not excluded under anarchoida l pluralism, brighter
continental prospects lie through modifications of democratic sociality, which appears to permit
much of what is sought in design.
Under duly decentralized social organization, each requisite function would be carried out
by some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like department s and corporation s). For
direct accountability downwards , and also to ensure desirable separation and dilution of power,
upper operatives, those of a directing or steering committee (the nervous system of the
organisation), would be democratic ally selected (from a relevant lower level constituenc y, and
34

Infiltrated too is much mythology, including acclaimed environmenta l virtues of private property
and privatization generally .

15

from the whole people of an ecoregion in case of a typical bottom level institution). Note well
that selection is not election: election is but one method of democratic selection, and often
enough not an altogether satisfactory method. The point of some sort of democratic selection,
as a guiding though not invariant rule, is manifold: it is in part to ensure due accountability, in
part to prevent unethical accumulation of power in special classes, and in part for reasons that
devolve from the very notion of democracy itself.
In brief, certain forms of democracy offer promising prospects for green reorganisation,
particularly within complementing left-leaning settings where those froms can function in
favour of sustainability. However even with an informed democracy in place, there are few
guarantees. Some structure, such as limited executive power separated from judicial and
administrative functions, needs to be set in place to block or retard worse eventualities (such as
mob actions, selection of tryants, mistreatment of noncitizens and so on). Even then several
thorny problems remain for any deeper green political theory.

5.

Problems of chauvinism and present-time bias in democratic political
institutions.
In modem usage of the motherhood term democracy, two main lines are visible: included
are not only forms of political organisation where 'power [is presumed to] reside in the people
as a whole, and is exercised either directly by them ... or by officers [selected] by them\ but
'often more vaguely denoting a social state in which all have equal rights, without hereditary or
arbitrary differences of rank or privilege' 35 . It is on the basis of this second line that the call for
democracy has operated to remove chauvinism and discrimination of a range of forms: against
unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit
of the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short in its inclusions at
certain humans, such as those granted citizenship-though relevant interests of many other
creatures and welfare of many of other items may be affected by what those citizens elect to do.
While democratic voters can perhaps be entrusted to take some account of those near and dear
(within remarkably sharp limits, as the situation of women in many regions still shows), such
as those deemed incompetent to vote: the young, deranged, and so on, much evidence reveals
that they cannot be relied for what is less near or dear (and indeed are easily herded into casting
their votes in accord with a shallow mercantilism). Consider what get left out , outcasts of even
perfect democratic control:-

35

Oxford English Dictionary entry 1, main entry. These two lines are by no means the only
distinctive lines now visible: increasingly conspicuous in calls for "democracy", notably in Asia,
are calls to freedom and rights: not merely for basic legal freedoms such as free assembly, fair
process and so on, but for freedom to access information (the "right to know" ).

16
• spatially distant agents. For example, the interests of many humans outside USA are much
affected by practices of the US government, which however is outside their democratic reach.
• temporally distant agents. Since the past is past, it is future agents who would be affected,
often drastically affected, by present practices, that matter. Some way of taking due account of
future agents, their interests and welfare, is required, even under shallow long-term ecology,
that is under lighter green positions. Sustainable development has been regularly diverted
into--what is part of what it is about-such a way, an indirect and so far utterly ineffectual
way.36
Much more of importance is also excluded according to deep-green theory:
• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic
value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democraticall y
excludes. It is a problem especially for deeper green theories: that deep problem is, so to say,
how to obtain satisfactory representation of all that is of value in the natural world? That way of
putting it, while a little misleading, does point to a particular type of resolution.
Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of
representation of items of value outside those humans that are represented, representation of
their interests, where they have them, of their welfare otherwise, of favourable conditions for
their sustenance, continuation and retention of value. Democracy of discussed modem sorts,
whether representative or participative, will not serve these purposes at all satisfactorily. For
instance, insofar as party-political representative democracies represent anything (even human
"bottom lines" as is sometimes erroneously supposed), they appear to represent primarily
interests of certain business-allied elites. Among the issues are of course those as to adequacy
of retention and protection of nonhuman items of intrinsic value, tropical forests and their
inhabitants and elements for instance.
As observed, there is really no organisationa l alternative to proceeding with and through
agents, preferably well-disposed and quality agents. It is hard to guarantee either politically.
As agents are but a subclass of what requires democratic representation and what should have
its welfare or interests considered, how are the rest to be taken care of satisfactorily? There are
significant older responses to like problems, through totems and taboos, guardians and
constraints. Looked at one way the problem repeats, more or less, a familiar problem: namely,
how in larger constituencies do decision-mak ing agents represent the whole mass of agents and
others in the constituency? A main democratic answer, designed to avoid many shortcomings

36

See Sylvan and Bennett 93.

17

of alternatives, was: by representative means-only "representation" was almost never taken
seriously or literally enough. The sorts of considerations that made representation a promising
resolution make what is to be proposed-wh ere representation has, in any case, to be expanded
-also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-mak ing bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy). Under more equitable
arrangements, then, some decision-engaged agents will have to be selected as representative of
relevant classes of excludeds. Electoral arrangements do not so readily allow for such;
sortition, well-designed selection by lot, does. 37 Of course, however good the selection
processes, however disinterested and well-intentioned the agents selected, some bias may
remain. Nonetheless prejudice and mal-treatment may be much reduced.
As already hinted, deepened representation is not the only promising resolution of the
present problem that might be tried. Another, which could be attempted either separately or
concurrently, operates through the directive of ecologically sustainable development, requiring
as a constraint, not only intergenerational equity but also preservation of items of ecological
value. 38 It might be suggested that such a directive be made mandatory, applying to all relevant
steering committees. But, as already evident, there &lt;;1re severe obstacles to getting such a
directive properly implemented. (In present oligarchical circumstance s, even very dilute
versions are worth pressing for however, as they would offer definite improvements upon what
presently happens.)

6.

A fundamenta l dilemma for (deeper)-gre en organization democratic or
authoritaria n procedures?
There is strictly no logical space for a deeper green democracy, according to Saward for
one. For there is a clash, an essential tension, between democratic procedures and deeper green
values and commitments, notably to intrinsic values in nature. The main drift of the argument is
that green values, which are mandatory for deeper greens, require for their implementation antidemocratic, indeed authoritarian procedures; otherwise they cannot be guaranteed.
This nasty conundrum for green theory over democracy, which the theory typically
sponsors, is put in sharper form as follows :39
Democracy concerns procedures, environmentalism certain outcomes. What guarantee can
37

No doubt there are electoral approximations; e.g. candidates in separate classes for each category to
be represented.

38

For elaboration of this option, see Sylvan and Bennett 93 and its sequel.

39

Goodin, condensing Saward, p.168 .

18

there be that the procedures will deliver the outcomes? What guarantee that democracy would
yield a way of protecting environments?
However the type of situation is worse than a matter of guarantess, which greens are not
really seeking and could not in general expect. (For here as almost everywhere else, things can
go wrong. Philosophy especially supplies few absolutes and little certainty.) It is a type of
situation, moreover, which effects not only environmentalism but any sort of social and other
amelioration, and even democracy itself. For democratic procedures may yield unsatisfactory
and even anti-democratic outcomes. Unfortunately there are few or no guarantees that
masitonous forms will eventuate or persist. Political history itself capiously illustrates that. But
ti can be argued theoretically. For example, succession of regimes must view (owing to finite
lifetimes, etc.), and in occasional transitions deterioration can occur; there are no effective
mechanisms that an exclude decline absolutely. Democratic procedures of certain sorts offer
better controls, and better prospects of satisfactory transition than most other available, but even
they afford no cast as on guantees of adequacy, and are beset by paradoxes of their own. In
inadequate democratic structure plausible scenarios are easily designed where just such
outcomes occur, for instance as in what has been called a "paradox of democracy" where a
constituency elects an anti-democratic tyrant. 40
A concerned attempt is made by Saward to mount a destructive version of such a paradox
against deep-green political theory (which he darkly calls 'dark green'). The version is based
upon holism and intrinsic value requirements, coupled with democratic demands, of deep green
theory . In clearest form, the version runs as follows:

Holism implies consistency or

compatibility. But intrinsic value maintenance and democracy are not compatible, under evident
conditions (e.g. democratic procedures result in diminution or destruction of intrinsic value).
Firstly, partial confirmation for this explication:
The green imperative contains a number of elements, variously economic,
political, social, geographical, religious, and so on. Its force comes partly
from the holism it embodies, and partly from its basis in the idea of the
'intrinsic value' of nature. Holism implies that the various elements which
make up the imperative are compatible. The elements of the imperative gain
their importance, and their links with each other, by being referable back to a
common, intrinsic value. It is at this point that we can pick up the position of
democracy or 'direct democracy' in lists of basic values set out by greens.
These goals are the elements of the overall green imperative, and gain their
importance from both the holistic nature and intrinsic merit of the values
which the imperative represents. 41

40

Such paradoxes of democracy, and variants thereupon, are presented trenchantly by Popper, and
nullified in Sylvan and Bennett 90. Improved structures can much reduce the likelihood and
problematicness of paradoxical overturns.

41

Saward, paper version p.3 .; repeated p.5 .

19
As should now be plain, and is becoming plainer, consistency is not an invariant desideratum,
and is not insisted upon; coherence is what is "implied" and what supersedes consistency .42 As
more than a century of Hegelian theory should have revealed, there can be inconsistent wholes.
A further key assumption in the argument is that guaranteeing that intrinsic value is
protected (or like absolutes sustained) will require undemocratic procedures, such as
authoritarian ones. An underlying assumption (soon to be rejected, e.g. as incorporating an
offensive false dichotomy) is that only undemocratic, authoritarian procedures fit with deeper
green imperatives or givens. 43 Several illustrations are offered of inconsistency of green
imperative_s with types of democratic procedures-none of which tell, without testing
adaptation, specifically against deeper green positions.
A first illustration is directed against Porritt:
A direct democratic procedure (is not) compatible with imperative goals like
' local production for local need', 'low consumption', 'labour-intensive
production' , and ' voluntary simplicity' (other items from Porritt's list). 44
Against this and other illustrations, it is worth emphasizing goals resemble objectives and
~argets; goals are goals which are not mandatory and by no means always achieved, especially if
the achievers, like present humans, fall short (e.g . irt ecological sensitivity) or their
organisational means and opportunities are inadequate. Observe the oppositional attempt, to
convert or to twist (since it is an up-grading by high redefinition), goals, programs , and
principles-through 'imperative goals' and the like-into 'imperatives', 'prescribed outcomes' ,
undeniable principles, ultimates. That attempt should be resisted.
A second example looks at an alleged
contradiction in the programme of the German Green Party. ' Grassroots
democracy' is one of the four 'basic principles' of the party's 'global
conception' . Another is the 'ecological': 'Proceeding from the laws of nature,
and especially from the knowledge that unlimited growth is impossible in a
limited system, and ecological policy means understanding ourselves and our
environment as part of nature'. In effect, this means that certain outcomes are
proscribed from decision-making procedures. Proscribed outcomes go well
beyond any plausible list of outcomes which must be proscribed in the
interests of defending a direct democratic decision procedure. Therefore,
there is a clear contradiction between elements of the value-set, whereas given
the holism the green imperative is based on we would have the right to expect
these goals and values to be_thoroughly compatible.4 5

42

See Priest and others.

43

Cf.p.12 essay.

44

[Reference]

45

[Reference]

20

The last charge repeats the critical point already rejected, that holism implies consistency. A
further critical point should also be rejected: the flawed inference that 'certain outcomes are
proscribed' . A political party in a democratic system has to be prepared to see its principles,
however spendid, overridden, certainly by other parties if they gain or hold political power.
There is a misconception too about principles (especially higher level principles) and their roles:
' principles [too] can only be akin to [givens and] "laws of nature", against which democratic
procedures must inevitably be traded off the board'. Sets of principles, which may themselves
turn out to be inconsistent, are hardly akin to natural laws; consider for instance reasons for
their revision, procedures for rechecking and revision, and so on. In any case, democratic
procedures are not traded away against laws of nature, which they may try to upset or suppress.
(Rather effort should be directed at informing the electorate and the like).
To reinforce his case, Saward appeals to other authors who have advanced similar claims
(it is like appealing for confirmation of a newspaper report to other newspapers).
Frankel accuses Bahro of an 'anti-democratic' vision of an ecological society,
given that politics as conflict will have no place in a sea of 'givens'. He sees
the dilemma as being similar to that of socialists-de eming certain things as
desirable in an ultimate sense, but proclaiming attachment to democracy and
the diversity it implies. Ophuls has stated the matter especially clearly. · The
basic question about politics, he writes, is 'Is the way we organize our
communal life and rule ourselves compatible with ecological imperatives and
other natural laws? ... how we run our lives will be increasingly determined
by ecological imperatives' 46
In an ecological society, enough of the demos (members of democratic constituency) will hold
ecological attitudes and vote or select accordingly, almost by definition. Problems of effecting
change lie with unecological communities, which may not support ecological principles under
instituted democratic procedures (as presently in many places) . Principles, and ecological
"givens", stand, they remain 'desirable in an ultimate sense', but they are not followed and
implemented, while revealed democratic preferences go unchanged. There need be no 'antidemocratic vision', but rather an unecological praxis, which principled greens will work to
change.
The route is accordingly barred to Sayward's
important conclusions ... : that at best direct democracy, and for that matter
indirect forms of democracy, can only be at or near the bottom of value-lists
of greens. A commitment to democracy must clash with values that are
inherent to ecologism-a nd ecologism is about inherency, intrinsic values,
laws of nature and holism. Things-like democracy-t hat can only have
instrumental value must lose out to imperatives backed by inescapable
canonical force.47
·

46

47

..

·-

·----------- ------ - - - - - - - - - - - -- ------

21
What Saward proposes instead is depressing ly familiar: pragmatism , jettison intrinsic value.
Out therewith go deep-green positions .
... greens should not think in terms of green imperatives . Indeed, it suggests
that to think in terms of imperative s based on arguments about intrinsic merit
is unjustifiabl e.48
Fortunately the argument developed does not sustain the proposals. There is, to iterate a
central point, no internal or latent contradicti on between (deep-)gree n policy objectives and
democratic procedures . Rather, green objectives would fail to be achieved without welldisposed decision makers, who may not straightforwardly reflect any "will" of the demos. A
logical requiremen t on a realistic set of political objectives is that there are accessible
circumstan ces where they are realisable, where all elements of the whole would obtain. It
should not be required that there are are no situations where they may conflict, become
inconsisten t. It is certainly not required that they are realised, by whatever means. A
community , as variously represented , can choose better or worse. There are many means
available, which it may shun (again there are no absolute guarantees) , enabling it to choose
better, including improved structures, attitudinal change and consciousn ess raising; and so on.
In the end Saward too recognises the popular power of attitudinal change, thereby
removing himself his previous loading of authoritarian means upon greens. There
needs, from a green perspectiv e [and others], to be a change in political
culture such that it will be compatible with sustainability. This, of course, is a
familiar theme from green writing. How[?] ... It can only be the case that
'political change will ony occur once people think differently or, more
particularly, that sustainable living must be prefaced by sustainable thinking' .
By abandoning foundation alist myths of intrinsic merit, greens abandon the
implicit arrogance that have made democracy such a tenuous part of green
political theory. 49
But he overstates the attitudinal point, with 'only ... the case'. People can be politically led
(retardation , however, as distinct from genuine advancement, is a familiar phenomena ); they
could just elect a green governmen t which instituted, under permissible democratic methods,
sustainable living or the like. Worse still, his final ungrammatical sentence is a complete non48

Of course it is now put in terms of "imperatives "; it would be better expressed in terms of
principles, policy objectives or the like.
Opposition to deeper green political approaches often derives, as in Saward and in Goodin, from a
underlying shallow utilitarianism . The differences concern not only depth, but the rejection of
individual interest bases, in favour of welfare bases and holism in deeper approaches.

49

[Ref. and page] There are further defects in this passage than those noted in the text. For one,
admission of intrinsic merit does not entail foundationalism. For another, such recognition of
merit, which is less liable to disturb democracy, or render it tenuous, than adherence to
Christianity, need caary no tinges of arrogance; to the contrary, by contrast with humanism it may
yield a certain humbleness.

22
sequitur. Attitudinal change may including coming to appreciate intrinsic merit in natural things
other than humans.

7.

Ecoregio nal demanar choid reshaping of Australi an political institutio ns: one
beginni ng.

Is such a radical restructur ing as that suggested feasible? Initial investiga tions hold out
the hope that major problems for deeper green theory can be solved, at least in theory.
Investigations according ly suggest that the project within the Reshaping Australia n Institutions
project is viable and worth pursuing. A logical next stage offers sketches for a radical political
reorganisation of Australia. 50 Evidently there would be many designs (thereby removing facile
jeers against "the blueprint ", a part of co-optative strategy for persistence with prevailing statist
arrangem ents). Among the many designs, some few, conformi ng to favoured principles,
would be selected for detailed study. If the study were attempted, most appropria tely through
systems modelling s, then flexibility could be built into modellings, so that even though only a
few basic designs were examined , many variations would be feasible. Not only is systems
modelling particular ly well suited to modelling network designs; it also further offers prospects
for computin g simulatio n and impleme ntation, and even some simulate d political
experime ntation. Furtherm ore, such modelling s begin to give some grasp on the size and
complexi ty of the task (a useful comparison is with World 3 modelling of the on-going "Limits
to Growth" project 51 , or, better, with a regionalized version of it).
To get started on such ecoregional design, for Australia, two broad classifica tions and
associated maps and charts are required:
• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental
shelf. Observe that this classifica tion would be hierarchi cal, as smaller regions merge into
larger regions; but it is a benign hierarchy of levels (it facilitates no accumula tion of power or
wealth) . Observe too that any such classification is far from unique. Plurality has already set
in, and a choice of classifica tion (or a few choices) would have to be made, taking due account
of political organisat ional principle s and objective s. Fortunate ly some of the prelimina ry
classifica tory work has already been accompli shed in Environm ental Regional isations of

Australia, where 3 broad classifications are presented and procedures for generatin g many more

50

Such design, well accomplish ed, would help considerab ly in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

5I

See e.g. Meadows.

23
given. 52 For political purposes further classification attributes (e.g. demog
raphic features) need
to be included.
Ecoregions provide the basis for spatially linked admin istrativ e and
comm unity units.
(Not all units need be of this sort; many contemporary arrangements
are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smalle
r-scale organization can
be invoked, namely
• subsidiarization: organisational functions should be allowed to fall
down to (or to be pushed
down to) the lowest level compatible with their satisfactory performance
. Thus, for instance,
most matters concerning such things as sewerage and primar y educat
ion would be localized.
This subsidiarization principle, drawn from classical anarchism, has
been widely adopted in
green planni ng propo sals. (It is said to have been applie d by
the Catho lic Churc h in
admin istratio n of the Holy Roman Empire, whenc e the not altoge
ther apt title derives. It is
presently being reassessed for use in that successor organisation , united
Europe.) No doubt the
principle is open to challenge, for instance on grounds of efficiency,
that larger size may prove
more efficie nt, of duplic ation, and so on. But, the object ive
is not maxim ization of
technological values such as efficiency factors; instead it aims to satisiz
e on a wider framework
of values , including holistic social arrangements. Presum ably, howev
er, undue duplication of
expensive administrative bodies is to be avoided.
Coupled with subidiarization is another principle,

• direct accountability downwards: units should answer directly to region
al constituencies. This
contra sts with prevailing accountability (such as it is) upwar ds, throug
h some indirect and
tenuou s , centra lized circui ting chain. Natura lly much more gets
compr ehend ed under
accountability , for instance openness of environmental accounting.
There are also principles interrelating smaller with larger regions, both
bottom-up and topdown (or centre down) principles. Among these will be
• repres entatio n of smalle r regions in relevant planni ng institutions
of more compr ehensi ve
region s . Representation, appropriately regulated, would often replac
e anarchistic federation,
which as observed appears too weak for requisite environmental contro
l.
The point needs no labouring that the classifications and principles are
open to challenge
at every step; for instance, there is nothing rock-hard about the type of
ecoregional classification
prefer red, nor about social functio ns to be addres sed. At a
theore tical stage that is
unproblematic: there are other (less preferable) models; elaborate your
own if you want to and
can. In any case, it is to be hoped that a diversity in theory might be
to some extent reflected in
some diversity in practi ce-wi th different regions and continents trying
different arrangements,
52

See Thackway and Cresswell. Rudiments of a politically useful classific
ation begin to emerge on
their 30 Group Regionalisation .

24
with much less of the sort of cosmopo litan political monocult ure that we are presently being
harassed toward, with much more resilient political biodiversity. Of course, not all political
forms (includin g stateless types) are equally desirable or satisfactory, and some (includin g
present state examples) are inaccepta ble. So there are bounds open diversity. Moreove r, what
suits one communi ty or region well may not suit another to be satisfactory for it. So too there
are limits open successful transfer of organisational structure; what works .in one region may
require much modification in another, or may substantially resist transfer.

Structural diagram :

Schematic diagram of organisation structur e

(with some sample components indicated, but not all their network interlinkages displayed)

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

inflow
control
materials

selectoral
college

Australian
region
(federal)

immigratio n

sup_erreg10ns
(a to k)
interregional
transport, etc.

upper
levels

arbitration
bureau
resources
income
office

ground
level

(local)
regions
(1 ton)

water
systems

rental
entitlements
office
hospital
systems

region 1

sewer
systems

reg10n n

25

• 2 a social function classification, of those community matters that require explicit organisa
tion
at some level. An initial listing can be compiled by consulting Australian metropolitan telephon
e
directories, especially the government sections that used to feature in the front (until a year
ago).
What results under redesign and reorganisation would, of course, look very different from
what
is listed. Parliaments, parties and all their supporting apparatus would vanish; the Australi
an
Bureau of Statistic s will assume a new significance and indepen dent role, and so on.
But
which instituti ons are retained, which adapted, and so on, would depend on further
social
organisa tional features, not yet considered here. The result would be a levelled pyramid
al
structure, a flat-untopped network as depicted in the structural diagram below, not a
power
hierarchy.
While some requisite research has been undertaken .upon how the various functional
bodies and decision -making committees can be selected and can operate 53, insuffic
ient
investig ation has been made of the interrelations and adequate fundings of the bodies
and
institutions involve d - whichever they are! For little such detailed anarchoid modellin
g has
apparen tly been attempt ed for any region anywhere. Evident ly there is much to be
done
theoretically. Detailed modellings could bring issues down to earth, without setting things
in
concrete; no doubt too they would disclose many further problems hidden in the detailing
,
problems to which anarchoid solutions can however reasonably be expected.
Noneth eless compar atively little is likely to be done, unless requisit e support is
forthcom ing, support in the shape of researchers (researc h volunte ers and students
) and
research infrastr ucture (from research, donatio ns and the like). For such support,
for
investigating its own demise, a state is hardly likely knowingly to supply; nor are its establish
ed
research institutions. Insofar then as it is done visibly, it will probably have to be accompl
ished
largely outside state-supported and state-supporting infrastructure, such as prominent universi
ty
projects. (like Reshaping Australian Institutions). Fortunately there are now other structure
s,
such as internet and radio channels, that can facilitate interconnections and interchanges
of
researches, both regionally and internationally. On these sorts anarcho id communicationa
l
bases, networks of groups interested in elaborating such alternative political modellings,
both in
theory and in practice , could be formed. Given the dismal state of present politica
l
arrange ments, almost everywhere terrestial, there is a great need, as a very minimu
m, for
networks of innovative researchers who chose such goals. 54
53

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim
's work, but
overlaps on-going investigations on his part.

54

To echo one referee. My sincere thanks to demandin g referees for several helpful suggestio
ns and
many improvem ents.

26

Richard Sylvan*

Refer ences .
Bello, W., Dark Victory, Pluto Press, Londo n, 1994.
Bookc hin, M., Remaking Society: Pathw ays to a Green Futur
e, South End Press,
Boston , 1990.
Bumh eim, J., Is Democracy Possible?, Polity Press, Cambr idge,
1985.
Burnh eim, J., 'Demo cracy, nation states and the world
system
Democracy. (ed. D. Held and C. Pollit t) Londo n, Sage, 1986, pp.218 ', New Form s of
-239.
Ul.rh2r) A
Fox, W. , in Ecopolitics III, Hamil ton, New Zealan d.
Goodi n, R., Green Political Theory, Polity Press, Cambr idge,
1992.
Green , G., The New Radicalism: Anarchist or Marxist?, Intern
ationa l Publis hers, New
York, 1971.
Jacobs , M., The Green Economy: enviro nmen t, sustainable
development, and the
politics of the future., Pluto Press, Conco rd, Mass, 1991.
Macka y, H., Reinventing Australia: the mind and mood
of Australia in the 90s,
Hugh Macka y, Pymbl e, NSW, Angus &amp; Rober tson, 1993.
Macph ee, I., 'A new constitution?' (excer pts from an openin g addres
s) NILEFA Newsletter,
Griffith Unive rsity Schoo l of Law, June 1993.
Marsh all, P., Dema nding the Impossible: a history of anarc
hism, Londo n, Harpe r
Collins 1992.
Mc Laugh lin, A., Regarding Nature, SUNY Press, Alban y NY.,
1993.
Meado ws D., and others , Beyond the Limits, Chesle y Green, Vermo
nt, 1992.
Naess , A., Ecolo gy, comm unity and lifesty le (trans. and
ed. D. Rothe nberg ),
Cambr idge Unive rsity Press, Cambridge, 1989.
Pontin g, C., A Green History of the World, Sincla ir-Stev enson,
Londo n, 1991.
Priest, G., Routle y, R. and Norma n, J. (eds), Paraconsistent Logic
, Philos ophia Verlag ,
Munic h, 1989.
Routle y, V. and R., 'Socia l theorie s, self manag ement and enviro
nment

al proble ms', in
Environmental Philosophy (ed. D Mann ison and others ), RSSS,
Austra
lian Nation al
University,
1980.

*

where is it

"

.

\)ot:;::,o

27

~\)--:, \\-'

Saward, M., 'Green. Democ racy', in Politics f Natur~ op cit, pp.
~~~ J..-.'-&gt;~f\,

l(;

~ '5:&gt;

r 1\J

'

' .

b3 - 'S/J

L , £_? ~ J?_
\._\J.. cfr

\~~ 2

~"\,o (')roN

CrlL~ rv fbltf ~~L, H-iof2 v-

Sylvan, R. and Bennet t, D., Utopias, Tao and Deep Ecology, Green
Series , RSSS,
Australian National University, 1990.
Sylvan, R. and Bennet t, D., The Greening of Ethics, White Horse Press,
Cambridge,
1994.
Sylvan, R., 'Anarc hism\ in Contemporary Political Theory (ed. R. Goodin
and P.Pettit)
Blackwell, Oxford, 1993.
Sylvan, R., Deep Plurallism, University of Edinburgh Press, 1994.
Sylvan, R., Green Anarchism, to appear, 1996.
Thackw ay, R. and Cressw ell, I.D., Enviro nment al Regionalisations
of Austra lia,
Enviro nmenta l Resour ces Information Network, Australian Nation al Parks
and Wildlife
Service, 1992.
Tynan, L., The Institute of Advanced Studies, The Australian National Univer
sity, May
1993.

The following has been redacted from access file (PDF) due to copyright restrictions.
Letter, Thomas V. Cahill, Editor, Department of Politics and International Relations, Lancaster
University to Richard Sylvan, 18 May 1994 re feedback from referees on paper by Sylvan for
Anarchist Studies (1 page)

ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar "Reshaping Australian Institutions"
project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several
problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower
impact organisation, which halts anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present "best practice" democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.

R. Sylvan
RMB 683
Bungendore Australia 2621

f0J.._/ ,C. #--0/'...__~,_,k_J ver.r~
~

-;-

I

c}~J

,h,,z'7

-?&lt;

ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar "Reshaping Australian Institutions"
project at the Australian National University. At the same time there is widespread
disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several
problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower
impact organisation, which halts anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present ."best practice" democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.
R. Sylvan
RMB 683

Bungendore Australia 2621

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                    <text>ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar “Reshaping Australian Institutions”

project at the Australian National University. At the same time there is widespread
disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put

radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts Anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of an

encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present best-practice democratic institutions. Deep demarchoidal resolutions of these problems
are sketched and defended.
R. Sylvan
RMB 683
Bungendore Australia 2621

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              <text>ABSTRACT OF
PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar “Reshaping Australian Institutions”

project at the Australian National University. At the same time there is widespread
disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put

radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts Anti-environmentally industry and economic growth. A
functional resolution, partially dissolving a central state, is outlined, along with a theory of an

encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present best-practice democratic institutions. Deep demarchoidal resolutions of these problems
are sketched and defended.
R. Sylvan
RMB 683
Bungendore Australia 2621

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REMARKS ON ‘COMMUNITARIAN ANARCHISM
AND HUMAN NATURE’.
This article makes a worthwhile historial contribution concerning communitarian

anarchism, in helping to remove a familiar criticism. It needs considerable redrafting, in my
opinion, before it is published. Necessary redrafting concerns both structure and several points
of detail. In what follows some points are sketched and some suggestions made, in no
particular order of importance. (It should not be simply assumed that what I have not

commented upon, e.g. historical interpretation, I generally find more or less satisfactory.)
• The naivety thesis is not satisfactorily specified. (It is said to be an inference, and then what
is offered is a poorly structured argument, not strictly a thesis). In fact, most of the argument

and discursion concerns thesis (i), better restated (cf. pl7) as the following target thesis
(ti) Anarchists believe that egoism is a product of (contemporary) social organisation, not an
inherent part of human nature.
The main work is devo ted to trying to rebut such a thesis, at least as regards three classical

anarchists. (The success of this main work is partially assessed below.)
Part of the trouble with the “naivety thesis” arises because of apparent errors concerning
the interrelations of propositions (i) and (ii) on the one side and propositions (iii) and (iv) on the

other (as also as to (v) and its consequent). Showing (i) and (ii) are false does not show (iii)
and (iv) and the back of (v) are all false (contrary to p.3 middle, and to p.20 end also). For the

most part, as here, a believes that p is independent of p. (Note too that (iii) and (iv) look rather

more plausible than what (ii) and (ti) cover.)
As it happens, I suspect our author intended to cover all propositions, not just (iii) and
(ti), by ‘anarchists believe that’. However such covering will not effect a repair.
In sum, the naivety thesis should be better characterised, the associated argument should

be clarified and rectified, and the interrelation of theses should be worked out properly. This

affects the total structure of the article.
• It may seem to be a minor matter that feature f is innate says something different from feature
fis an inherent part of human nature, for features such as egoism, sociability, etc.. (E.g. the
feature may be bom in, but fade out or be educated out, or it may not be “innate” but invariably
develop.) However this comes to assume a larger role because of the emphasis put upon

nativism (from p.4 on), nativism getting linked to innateness, when it is inherentness that

matters.
There is also an historical problem, that nativism is characterised in late 20th century

terms, not in terms that automatically apply in a 19th century setting. A less metaphorical
explication is required, which connects nativism with apparatus of the target thesis.
• As regards elaborating and establishing the main thesis of the article, namely
(ci) communitarian anarchism, as manifested in three major espositors, is not dependent upon a

�2
naive account of human nature (that of (ti)), much in the article is strictly irrelevant. The article
could be substantially cut in length and sharpened.

Much space is devoted to trying to show that
(li) ‘only in their later writings’ do ‘Proudhon and Bakunin adopt a clearly defined nativism’—
‘subsequent to their repudiation of Hegelian metaphysics’. This involves considerable perusal
of their early writings, material that does not assist in supporting (ci). If historical exegesis
directed towards (li) is to take up such a large part of the article, then the early part (e.g. p.l)
should be reoriented to indicate what much of it is really about. Otherwise much of pp.5-9, for
instance, can be chopped.
Without such restructuring, but a. fraction of what appears on pp.5-19 is needed (a few

critical points). A much sharper less circuitous defence of (ci) could be provided. And even
with radical restructuring much diffuse material on “the intellectual voyages” of the expositors

could be profitably deleted.
• There is a serious difficulty as regards Proudhon; so much so that there is real doubt that he

can be regarded as furnishing positive support for (ci). The problem is that, by the time

Proudhon abandons ‘too ideal a conception of man’, he appears also prepared to abandon (or at

least indirectly erode) communiitarian anarchism: for instance ‘it is unlikely... that all trace of
government and authority will disappear—’ (both quotes from p.l 1).

• The historical argument developed is not entirely decisive in shoring up communitarian
anarchism (contrary to the impression given). For a critic could contend that the historical
figures were either deluded about their continuing commitment to communitarian anarchism or
else mistaken about the coherence and viability of their theory in this regard. In short, the

historical examples are not genuine counter-examples to the naivety of such anarchism.

Something should be added to offset this sort of objection.
Richard Sylvan

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REMARKS ON ‘COMMUNITARIAN ANARCHISM
AND HUMAN NATURE’.
This article makes a worthwhile historial contribution concerning communitarian

anarchism, in helping to remove a familiar criticism. It needs considerable redrafting, in my
opinion, before it is published. Necessary redrafting concerns both structure and several points
of detail. In what follows some points are sketched and some suggestions made, in no
particular order of importance. (It should not be simply assumed that what I have not

commented upon, e.g. historical interpretation, I generally find more or less satisfactory.)
• The naivety thesis is not satisfactorily specified. (It is said to be an inference, and then what
is offered is a poorly structured argument, not strictly a thesis). In fact, most of the argument

and discursion concerns thesis (i), better restated (cf. pl7) as the following target thesis
(ti) Anarchists believe that egoism is a product of (contemporary) social organisation, not an
inherent part of human nature.
The main work is devo ted to trying to rebut such a thesis, at least as regards three classical

anarchists. (The success of this main work is partially assessed below.)
Part of the trouble with the “naivety thesis” arises because of apparent errors concerning
the interrelations of propositions (i) and (ii) on the one side and propositions (iii) and (iv) on the

other (as also as to (v) and its consequent). Showing (i) and (ii) are false does not show (iii)
and (iv) and the back of (v) are all false (contrary to p.3 middle, and to p.20 end also). For the

most part, as here, a believes that p is independent of p. (Note too that (iii) and (iv) look rather

more plausible than what (ii) and (ti) cover.)
As it happens, I suspect our author intended to cover all propositions, not just (iii) and
(ti), by ‘anarchists believe that’. However such covering will not effect a repair.
In sum, the naivety thesis should be better characterised, the associated argument should

be clarified and rectified, and the interrelation of theses should be worked out properly. This

affects the total structure of the article.
• It may seem to be a minor matter that feature f is innate says something different from feature
fis an inherent part of human nature, for features such as egoism, sociability, etc.. (E.g. the
feature may be bom in, but fade out or be educated out, or it may not be “innate” but invariably
develop.) However this comes to assume a larger role because of the emphasis put upon

nativism (from p.4 on), nativism getting linked to innateness, when it is inherentness that

matters.
There is also an historical problem, that nativism is characterised in late 20th century

terms, not in terms that automatically apply in a 19th century setting. A less metaphorical
explication is required, which connects nativism with apparatus of the target thesis.
• As regards elaborating and establishing the main thesis of the article, namely
(ci) communitarian anarchism, as manifested in three major espositors, is not dependent upon a

2
naive account of human nature (that of (ti)), much in the article is strictly irrelevant. The article
could be substantially cut in length and sharpened.

Much space is devoted to trying to show that
(li) ‘only in their later writings’ do ‘Proudhon and Bakunin adopt a clearly defined nativism’—
‘subsequent to their repudiation of Hegelian metaphysics’. This involves considerable perusal
of their early writings, material that does not assist in supporting (ci). If historical exegesis
directed towards (li) is to take up such a large part of the article, then the early part (e.g. p.l)
should be reoriented to indicate what much of it is really about. Otherwise much of pp.5-9, for
instance, can be chopped.
Without such restructuring, but a. fraction of what appears on pp.5-19 is needed (a few

critical points). A much sharper less circuitous defence of (ci) could be provided. And even
with radical restructuring much diffuse material on “the intellectual voyages” of the expositors

could be profitably deleted.
• There is a serious difficulty as regards Proudhon; so much so that there is real doubt that he

can be regarded as furnishing positive support for (ci). The problem is that, by the time

Proudhon abandons ‘too ideal a conception of man’, he appears also prepared to abandon (or at

least indirectly erode) communiitarian anarchism: for instance ‘it is unlikely... that all trace of
government and authority will disappear—’ (both quotes from p.l 1).

• The historical argument developed is not entirely decisive in shoring up communitarian
anarchism (contrary to the impression given). For a critic could contend that the historical
figures were either deluded about their continuing commitment to communitarian anarchism or
else mistaken about the coherence and viability of their theory in this regard. In short, the

historical examples are not genuine counter-examples to the naivety of such anarchism.

Something should be added to offset this sort of objection.
Richard Sylvan

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��PREFACE.

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This text is written in deep anger, anger not just at what humans have done to so much
of the face of the Earth, but still more at what they continue to do.
ar

Much of the Earth is now a mess.,) Mess is due to humans, some humans. Worse,
much of the Earth's environment continues to be destroyed or seriously degraded. Again the
main direct or indirect cause is human activity. Humans continue to foul, degrade, or
destroy not only their own habitats but the environments of most other forms of life as well.
That did not need to happen. It does not have to go on happening. There were paths
not taken. There were significant options not even properly considered. In some cases,
there still are such options, not being seriously considered, not being taken. 1

(

That should be changed. But present socio-political arrangements, throughout entire
complex or states that covers the Earth, depend upon, are premiss^ upon, features that lead to
precisely such destruction^ and degradation^. For many states such resully are both

^4

occurring in their own territories, and spilling over into those of others. Present socio­
political arrangements accordingly have to be changed, changed radically. But here we
encounter an evident obstacle. It is unlikely that those in power, or with privilege, will go
qui^ly, will let their class subside from its materially advantages position, or wither away
environmentally. An appropriate revolution may be needed in certain key places to affect due
changes. But that is a very controversial idea.
There is no need to recite yet again the litany of environmental disasters that have
^co­
occurred or the even more calamitous stack thafare already activated. Almost every day there

A

is something new or still news. Another oil spill, wiping out the lives ojf present habitats of

birds and fish. Through deforestation,^landslides here, flooding there. More whales taken
by the Japanese, Ozone holes grow. And so it goes on, with much more in store. But now
nearly every sizeable introductory textbook in biology or geography includes a large and

largely depressing section on environmental "problems" (at least too some of the devastation
and depredation is at last seen as constituting a "problem"). So do many other books; an

excellent easy high ted introduction is Ear?Asropg. And more and more popular periodicals
and newspapers^/e on environmental disasters and problems or run feature articles.' With
new threats to the collective human future the environment has become highly fashionable.

,

Now, with some appreciation of the inconvenience to business and businessmen of a nuclear
winter, runaway greenhouse, or like catastrophe even cautious conservatives are beginning

1

The intellectual who does most to bring this out, the arbitrariness even of present institutional
arrangements, is no doubt I^acault.

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to recognise that there may be ^ome problems, that }a major nuclear exchange will have
among its plausible efforts, the greatest biological and physical disruptions of this planet in
the last 65 million years'. But the apparent fact is that the very course we are 3a,
any further catastrophe, without a nuclear exchange, will cause the greatest biological
Z) 6 Ar.
disruption of the planet in the last 65 million years. It is enough to
and compare

data for species loss.

It is now a relatively easy matter to .... the considerable array of environmental

problems and outrages that we so far know something about. It is another, much more
difficult, matter to do something worthwhile about them.
While many environmental problems may now be sufficiently clear, and stark, how to
react to them, what to do, what practice and theory to pursue are seldom so clear. [Nor is
there any very grave difficulty about some of what needs to be done in order to avert or

reduce some of the worst problems, and some of the major disasters in store. What is
lacking is sufficient motivation, or opportunity among main power brokers (political will,
.&lt;............... ..... ................................................ .................... .................................................................... ——— ----------------------- - —

political blockages,&lt;etc)]
Th&amp; text aims to develop the assemble requisite theory and indicate resultant practices
Ensuing political theory^
which will lead to relevant change. But)

There is much theoretical work to be accomplished, both critical and constructive.

Critical work criticizing present and prevailing assumptions and practices, and the acclaimed
justification and alleged reasonableness of these practices. Constructive activity outlining
ernative idea-&lt;
idea-e^clicism,
alternative practices and way of reaching
alternative structures, alternative
'
. The present exercise aims to be a part of that endeavors. It is a
them from
where we——
are.
..
______________ ——
-------------- A/
philosophical, theoretical book^ It concentrates on the theory, especially the
theory, of /
.. ......................................................................................................
I.....
.......
. ^4—environmentalisin.\ While it offers a purework for environmental action, it says little directly
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on such action. Those are one practical details zmd recipes for saving a forest froim
.

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destructive logging interests, for example, ways to proceed abouTihal are forever become
increasingly appreciated. What is still lacking is the wider p^lifactory structure which
explains and justifies opposition and resistance.

The run of environmental ethics text do little of what is required. They contain
insufficient criticism, little analysis of depth, no vision or elaboration of alternatives. They
are so sweetly, eminently reasonable^ fiddling while environmental Rome bums. Too many
seek "blame"
and all that sort of crap.
Or, where they would shake
" with
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present predatory arrangements, it is only in one respect, and that not getting to bottom of the
troubles, reat^ meat eating. For, while some problems work be ^t-&amp;ough^(^
----- other

generals thereby), it is evident that the rape of most of the Earth could construe
vegetarian way.

ace in a

, .

�Environmental ethics texts have no anger, no outrage at what is Being being done to
the Earth. Put crudely, they lack guts. Indeed some suggest that things are proceeding
rather well, as it not so well, as well as could be expected. (If the latter it coop very little for
managing humans competent as managers/organisers). Al! is vary/ivr from well. There is
cause not merely for concern, but for deep anger. (Such anger may be un-American.)

The dominant way, re^our^ism,
if not successfully opposed, will ultimately
destroy the ecosphere and then humans

among other species

Intellectuals, philosophers especially, lately economists even more,2 deal to answer
for, socially and environmentally. They encouraged permit of present damaging practices;
they proceeded to provide the intellectual and attitudinal underpinnings that helped motivate
and continue^ to justify the practices.
Nor, with the evidence of environmental crisis so manifest, have things changed much.
Most intellectuals continue as if nothing had happened apart from the beneficial advancement

of science and technology. Most economists continue to produce or partificate upon various
growth (or maximal equilibrium) pmf^tonals. Most philosophers - most are AngloAmerican in background - continue in their hopeless efforts to prop up or impede upon what
is fundamentally anfhdi d awedy^basicaiiyv Humean empiricism (thus recently in the on-going
display of Humean fashions, evolutionary epistemology, belief as reduced to desire, causal
reductions, etc). Most have said, or done, very little about the^..^./ environmental

situations; those who have, like Naess, are often ridiculed by the comfortable professionals.
4

This book tries to retell, in a more organised and coherent way what deep-green
theory, an environmental theory that has emerged in a sporadic and scattered way over the

last couple of decades, is all about. But not everything is told; only the predominantly ethical
pa^ts. Later parts of this series on deep-green theory will cover political and economics
theory and social theory more generally.

Untila century ago philosophy and economics were not separate disciplines. The significant
economists were almost invariably philosophers (neeerds may be the one main^,...).

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�Deep-green theory aims eventually to supply a comprehensive alternative
environmental philosophy. While it stands on its own, it is alternative because it stands in
radical ideological opposition to dominant ways, nowadays predominantly industrial. It
offers a philosophy both in the contemporary narrower sense, and in the older sense of an
intellectually informed and critical way of life. That philosophy is centred on an ethical

theory (upon which this issue concentrates), which is in form centred upon a value theory.
But the ethic' issues, in a fashion broadly associated since Aristotle, in a politics and political
economy. But the output of the value theory in fact reaches much further, into practical
decision making in a range of environmentally impacting areas such as fishing, forestry and
agriculture. The value theory is also intertwined with philosophical issues which are often
considered more fundamental, those of astophyism and epistemology. Indeed there is no
part of philosophy that remains untouched. Therein lies part of the claim to
comprehensiveness.

The particular form of deep-green theory elaborated is by no means independent of
(acclaimed) advances recently made elsewhere in philosophy (those in object-theory and
relevant and paraconsistent logics especially). But though the theory given is influenced and
„--------- -—-sometimes in fact shaped through these developments, deep-green theory moBe^gen^ahy can A
avoid them„ (The type of theory given could easily enough be recast m a more classical
Platonistic form - undoubtedly a much less plausible form^ Nor will these background
advances intrude, it is hoped, in the given elaboration of deep-green theory; the background
will remain, fairly directly in the background, and not come to dominate proceedings or
proceedings depend upon special new controversial features of it. Where more
technical agreements are required, they will be relegated to appendices.
LA^to d^ep theory-—

Deep-green theory is the environmental branch of a much larger affair, deep theory.
There is a point, in fact a real expository need, to place deep-green theory in the larger setting
of deep theory. For deep theory influences several of the choices made in deciding upon the

way deep-green theory goes, the shape it takes. Although the influence will become evident,
particularly with the intertwining of truth and value t&amp;at
it is worth giving an example.
Too much of the Anglo-American discussion of intrinsic value and of obligations to future
generations is taken up with - hung up upon - ontological questions, about universal items in

the first case, and as how there can be obligations regarding future items which do not (yet)

e

�exist in "suitable" determinate form in the second. Deep object-theory slices straight through
these issues, removing the problem-generating ontological assumptions.

is a grander theory lying in the background, which significantly influences
the philosophical approach taken in deep-green theory, as well as being influenced by it.
There is no reason why that grand backdrop should remain hidden; there is no hidden
agenda. The background theory, of which deep-green theory is a part, is called simply
For it represents the confluence of several deep positions with deep-green theory:
deep pluralism, depth relevant theory, deep item-theory, and so on. As a theoretical
endeavor, deep theory aims to pull together, into a unified coherent theory these various deep
positions. It thus draws together and integrates as well, several other interrelated efforts (on
dialethism, process theory, anakyrie, etc.) With deep theory I aim to supply eventually a
fairly comprehensive philosophical package. I used to imagine that with moderate
comprehensiveness as regards present philosophical problems would come a certain
completeness; but I've come to thinkjhat a total philosophy is an illusion, like
at
it

Deep theory is no doubt a presumptuous title (there are worse about, e.g. Total
philosophy", 'ecosophy'^, ^o( it is altogether satisfactory, given the problems and obscurities,

.to be encountered, lacking in the notion of depth. My main excuse is that I did not exactly
good to refuse. It emerged from a terminological confluence of several e&amp;eas in which I'd

thought, or environmental philosophy^with a revised deep ecology), deep relevant theory,
deep pluralism (which deepened radical pluralism), and deep item-theory (which deepens
object-theory).

To give a picture of deep theory, it suffices for present purposes to indicate some main
features of deep positions, some of their integrating interrelations, and some of their

revolutionary potential. Deep theory overturns or subverts very much of what has been
assumed or presupposed in Western philosophy, and particularly in Enlightenmented
contemporary philosophy.
For example, it overturns the following widespread assumptions:* the Ontological Assumption, that truth, and also/ meaning, are functions of reference, and
thereby presuppose existence. On the contrary according to (deep) item theory, we can
perfectlv well talk and think trulv aboutS items that do not exist, and' also about items that are
impossible. ^Therewith repudiated also then is an occasionally favoured full-back from
enttcalism, namely possibilism, which assumes

�* the Possibilist Reduction, of everything that counts in discourse to possible individuals#
there are no other genuine subjects, all else can be analysed (or thrown) away.
Bound up with possibilism are
* the assumptions of modalism, of the correctness of classical logic, and of the absolute

Under more throughgoing transconsistency (or
paraconsistency) these connected assumptions are one and all repudiated. The
transconsistent connection assumes an important role in the straightforward treatment of
moral and other dilemmas, in showing for example how an agent may coherently operate
requirement of consistency.

under inconsistent obligations or with incompatible needs.

Important special cases of modalism are such theories as that

* entailment is strict implication (or its metalinguistic analogical) and that conditionality
amounts to a modal function of material implication^. The rejection of such themes and their
jeourses is part of what motivates deep relevant logic.
While the parts of deep theory are integrated and are intended to be materially

reinforcing, nothing prevents their fairly independent elaborations. The holism conceded
does not exclude separation or analysis. In particular, deep-green theory is amenable to

ependent development and analysis.

//yyy-

1

Material implication is the implication defined in terms of truth-functions thus: A materially
implies B iff not last A and not B, or equivalently, iff either not A or B. Strict implication is the
necessitation of material obligatory i.e. A strictly implies B iff necessarily A materially implies
B, or equivalently, iff it is not possible that not A and not B.

,.

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80993

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opposition

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^2---------------------------- ---

4,
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Enlightenment
opposition

Liberal
\ opposition

PREFACE.

A

roc/ &lt;/'&lt;:/'

This text is written in deep anger, anger not just at what humans have done to so much
of the face of the Earth, but still more at what they continue to do.
ar

Much of the Earth is now a mess.,) Mess is due to humans, some humans. Worse,
much of the Earth's environment continues to be destroyed or seriously degraded. Again the
main direct or indirect cause is human activity. Humans continue to foul, degrade, or
destroy not only their own habitats but the environments of most other forms of life as well.
That did not need to happen. It does not have to go on happening. There were paths
not taken. There were significant options not even properly considered. In some cases,
there still are such options, not being seriously considered, not being taken. 1

(

That should be changed. But present socio-political arrangements, throughout entire
complex or states that covers the Earth, depend upon, are premiss^ upon, features that lead to
precisely such destruction^ and degradation^. For many states such resully are both

^4

occurring in their own territories, and spilling over into those of others. Present socio­
political arrangements accordingly have to be changed, changed radically. But here we
encounter an evident obstacle. It is unlikely that those in power, or with privilege, will go
qui^ly, will let their class subside from its materially advantages position, or wither away
environmentally. An appropriate revolution may be needed in certain key places to affect due
changes. But that is a very controversial idea.
There is no need to recite yet again the litany of environmental disasters that have
^co­
occurred or the even more calamitous stack thafare already activated. Almost every day there

A

is something new or still news. Another oil spill, wiping out the lives ojf present habitats of

birds and fish. Through deforestation,^landslides here, flooding there. More whales taken
by the Japanese, Ozone holes grow. And so it goes on, with much more in store. But now
nearly every sizeable introductory textbook in biology or geography includes a large and

largely depressing section on environmental "problems" (at least too some of the devastation
and depredation is at last seen as constituting a "problem"). So do many other books; an

excellent easy high ted introduction is Ear?Asropg. And more and more popular periodicals
and newspapers^/e on environmental disasters and problems or run feature articles.' With
new threats to the collective human future the environment has become highly fashionable.

,

Now, with some appreciation of the inconvenience to business and businessmen of a nuclear
winter, runaway greenhouse, or like catastrophe even cautious conservatives are beginning

1

The intellectual who does most to bring this out, the arbitrariness even of present institutional
arrangements, is no doubt I^acault.

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2

to recognise that there may be ^ome problems, that }a major nuclear exchange will have
among its plausible efforts, the greatest biological and physical disruptions of this planet in
the last 65 million years'. But the apparent fact is that the very course we are 3a,
any further catastrophe, without a nuclear exchange, will cause the greatest biological
Z) 6 Ar.
disruption of the planet in the last 65 million years. It is enough to
and compare

data for species loss.

It is now a relatively easy matter to .... the considerable array of environmental

problems and outrages that we so far know something about. It is another, much more
difficult, matter to do something worthwhile about them.
While many environmental problems may now be sufficiently clear, and stark, how to
react to them, what to do, what practice and theory to pursue are seldom so clear. [Nor is
there any very grave difficulty about some of what needs to be done in order to avert or

reduce some of the worst problems, and some of the major disasters in store. What is
lacking is sufficient motivation, or opportunity among main power brokers (political will,
.&lt;............... ..... ................................................ .................... .................................................................... ——— ----------------------- - —

political blockages,&lt;etc)]
Th&amp; text aims to develop the assemble requisite theory and indicate resultant practices
Ensuing political theory^
which will lead to relevant change. But)

There is much theoretical work to be accomplished, both critical and constructive.

Critical work criticizing present and prevailing assumptions and practices, and the acclaimed
justification and alleged reasonableness of these practices. Constructive activity outlining
ernative idea-&lt;
idea-e^clicism,
alternative practices and way of reaching
alternative structures, alternative
'
. The present exercise aims to be a part of that endeavors. It is a
them from
where we——
are.
..
______________ ——
-------------- A/
philosophical, theoretical book^ It concentrates on the theory, especially the
theory, of /
.. ......................................................................................................
I.....
.......
. ^4—environmentalisin.\ While it offers a purework for environmental action, it says little directly
Ar
no
c
.
on such action. Those are one practical details zmd recipes for saving a forest froim
.

_

eismAiSSUfi

/

hen?

destructive logging interests, for example, ways to proceed abouTihal are forever become
increasingly appreciated. What is still lacking is the wider p^lifactory structure which
explains and justifies opposition and resistance.

The run of environmental ethics text do little of what is required. They contain
insufficient criticism, little analysis of depth, no vision or elaboration of alternatives. They
are so sweetly, eminently reasonable^ fiddling while environmental Rome bums. Too many
seek "blame"
and all that sort of crap.
Or, where they would shake
" with
........ - development
r
r
near ihA

present predatory arrangements, it is only in one respect, and that not getting to bottom of the
troubles, reat^ meat eating. For, while some problems work be ^t-&amp;ough^(^
----- other

generals thereby), it is evident that the rape of most of the Earth could construe
vegetarian way.

ace in a

, .

Environmental ethics texts have no anger, no outrage at what is Being being done to
the Earth. Put crudely, they lack guts. Indeed some suggest that things are proceeding
rather well, as it not so well, as well as could be expected. (If the latter it coop very little for
managing humans competent as managers/organisers). Al! is vary/ivr from well. There is
cause not merely for concern, but for deep anger. (Such anger may be un-American.)

The dominant way, re^our^ism,
if not successfully opposed, will ultimately
destroy the ecosphere and then humans

among other species

Intellectuals, philosophers especially, lately economists even more,2 deal to answer
for, socially and environmentally. They encouraged permit of present damaging practices;
they proceeded to provide the intellectual and attitudinal underpinnings that helped motivate
and continue^ to justify the practices.
Nor, with the evidence of environmental crisis so manifest, have things changed much.
Most intellectuals continue as if nothing had happened apart from the beneficial advancement

of science and technology. Most economists continue to produce or partificate upon various
growth (or maximal equilibrium) pmf^tonals. Most philosophers - most are AngloAmerican in background - continue in their hopeless efforts to prop up or impede upon what
is fundamentally anfhdi d awedy^basicaiiyv Humean empiricism (thus recently in the on-going
display of Humean fashions, evolutionary epistemology, belief as reduced to desire, causal
reductions, etc). Most have said, or done, very little about the^..^./ environmental

situations; those who have, like Naess, are often ridiculed by the comfortable professionals.
4

This book tries to retell, in a more organised and coherent way what deep-green
theory, an environmental theory that has emerged in a sporadic and scattered way over the

last couple of decades, is all about. But not everything is told; only the predominantly ethical
pa^ts. Later parts of this series on deep-green theory will cover political and economics
theory and social theory more generally.

Untila century ago philosophy and economics were not separate disciplines. The significant
economists were almost invariably philosophers (neeerds may be the one main^,...).

X\^7c-vr/

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Deep-green theory aims eventually to supply a comprehensive alternative
environmental philosophy. While it stands on its own, it is alternative because it stands in
radical ideological opposition to dominant ways, nowadays predominantly industrial. It
offers a philosophy both in the contemporary narrower sense, and in the older sense of an
intellectually informed and critical way of life. That philosophy is centred on an ethical

theory (upon which this issue concentrates), which is in form centred upon a value theory.
But the ethic' issues, in a fashion broadly associated since Aristotle, in a politics and political
economy. But the output of the value theory in fact reaches much further, into practical
decision making in a range of environmentally impacting areas such as fishing, forestry and
agriculture. The value theory is also intertwined with philosophical issues which are often
considered more fundamental, those of astophyism and epistemology. Indeed there is no
part of philosophy that remains untouched. Therein lies part of the claim to
comprehensiveness.

The particular form of deep-green theory elaborated is by no means independent of
(acclaimed) advances recently made elsewhere in philosophy (those in object-theory and
relevant and paraconsistent logics especially). But though the theory given is influenced and
„--------- -—-sometimes in fact shaped through these developments, deep-green theory moBe^gen^ahy can A
avoid them„ (The type of theory given could easily enough be recast m a more classical
Platonistic form - undoubtedly a much less plausible form^ Nor will these background
advances intrude, it is hoped, in the given elaboration of deep-green theory; the background
will remain, fairly directly in the background, and not come to dominate proceedings or
proceedings depend upon special new controversial features of it. Where more
technical agreements are required, they will be relegated to appendices.
LA^to d^ep theory-—

Deep-green theory is the environmental branch of a much larger affair, deep theory.
There is a point, in fact a real expository need, to place deep-green theory in the larger setting
of deep theory. For deep theory influences several of the choices made in deciding upon the

way deep-green theory goes, the shape it takes. Although the influence will become evident,
particularly with the intertwining of truth and value t&amp;at
it is worth giving an example.
Too much of the Anglo-American discussion of intrinsic value and of obligations to future
generations is taken up with - hung up upon - ontological questions, about universal items in

the first case, and as how there can be obligations regarding future items which do not (yet)

e

exist in "suitable" determinate form in the second. Deep object-theory slices straight through
these issues, removing the problem-generating ontological assumptions.

is a grander theory lying in the background, which significantly influences
the philosophical approach taken in deep-green theory, as well as being influenced by it.
There is no reason why that grand backdrop should remain hidden; there is no hidden
agenda. The background theory, of which deep-green theory is a part, is called simply
For it represents the confluence of several deep positions with deep-green theory:
deep pluralism, depth relevant theory, deep item-theory, and so on. As a theoretical
endeavor, deep theory aims to pull together, into a unified coherent theory these various deep
positions. It thus draws together and integrates as well, several other interrelated efforts (on
dialethism, process theory, anakyrie, etc.) With deep theory I aim to supply eventually a
fairly comprehensive philosophical package. I used to imagine that with moderate
comprehensiveness as regards present philosophical problems would come a certain
completeness; but I've come to thinkjhat a total philosophy is an illusion, like
at
it

Deep theory is no doubt a presumptuous title (there are worse about, e.g. Total
philosophy", 'ecosophy'^, ^o( it is altogether satisfactory, given the problems and obscurities,

.to be encountered, lacking in the notion of depth. My main excuse is that I did not exactly
good to refuse. It emerged from a terminological confluence of several e&amp;eas in which I'd

thought, or environmental philosophy^with a revised deep ecology), deep relevant theory,
deep pluralism (which deepened radical pluralism), and deep item-theory (which deepens
object-theory).

To give a picture of deep theory, it suffices for present purposes to indicate some main
features of deep positions, some of their integrating interrelations, and some of their

revolutionary potential. Deep theory overturns or subverts very much of what has been
assumed or presupposed in Western philosophy, and particularly in Enlightenmented
contemporary philosophy.
For example, it overturns the following widespread assumptions:* the Ontological Assumption, that truth, and also/ meaning, are functions of reference, and
thereby presuppose existence. On the contrary according to (deep) item theory, we can
perfectlv well talk and think trulv aboutS items that do not exist, and' also about items that are
impossible. ^Therewith repudiated also then is an occasionally favoured full-back from
enttcalism, namely possibilism, which assumes

* the Possibilist Reduction, of everything that counts in discourse to possible individuals#
there are no other genuine subjects, all else can be analysed (or thrown) away.
Bound up with possibilism are
* the assumptions of modalism, of the correctness of classical logic, and of the absolute

Under more throughgoing transconsistency (or
paraconsistency) these connected assumptions are one and all repudiated. The
transconsistent connection assumes an important role in the straightforward treatment of
moral and other dilemmas, in showing for example how an agent may coherently operate
requirement of consistency.

under inconsistent obligations or with incompatible needs.

Important special cases of modalism are such theories as that

* entailment is strict implication (or its metalinguistic analogical) and that conditionality
amounts to a modal function of material implication^. The rejection of such themes and their
jeourses is part of what motivates deep relevant logic.
While the parts of deep theory are integrated and are intended to be materially

reinforcing, nothing prevents their fairly independent elaborations. The holism conceded
does not exclude separation or analysis. In particular, deep-green theory is amenable to

ependent development and analysis.

//yyy-

1

Material implication is the implication defined in terms of truth-functions thus: A materially
implies B iff not last A and not B, or equivalently, iff either not A or B. Strict implication is the
necessitation of material obligatory i.e. A strictly implies B iff necessarily A materially implies
B, or equivalently, iff it is not possible that not A and not B.

,.

A,

/ re/

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                    <text>ABSTRACT OF

PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in

Australia. One such project is the multi-million dollar "Reshaping Australian Institutions^^
project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put

radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent

upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts anti-environmentally industry and economic growth. A

functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in

present t4best practice” democratic institutions. Deep demarchoidal resolutions of these

problems are sketched and defended.
R. Sylvan

RMB 683
Bungendore Australia 2621

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              <text>ABSTRACT OF

PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in

Australia. One such project is the multi-million dollar "Reshaping Australian Institutions^^
project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put

radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,
increasing environmental regulations and welfare arrangements, characteristically dependent

upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts anti-environmentally industry and economic growth. A

functional resolution, partially dissolving a central state, is outlined, along with a theory of
encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in

present t4best practice” democratic institutions. Deep demarchoidal resolutions of these

problems are sketched and defended.
R. Sylvan

RMB 683
Bungendore Australia 2621

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                    <text>A dialethic approach to paradoxes of social and political theory
Conspectus: The rough working idea is this: These paradoxes get treated in
the same way as moral dilemmas in deontic theory. Namely they are
accepted, so theory and assumptions do not require revision and excision.
Rather is required is elaboration, additions to say what do when a dilemma is
encounter (e.g. proceed to fall back on rational decision theory, as modified).
Thus it is with voters paradoxes, inconsistent preferences, Arrow’s theorem,
and so on: STET! let them stand. If they are encountered head-on, then work
through them using alternative methods. It is an important point that methods
do not give out, as things do not go haywire when consistency is
encountered.
Let us start with desires and preferences, which are the basic items in much theory (eg.
stock economics). Although standard theory smooths out—removes—inconsistencies in
agents’ desires and preferences, it is widely appreciated that they can both be inconsistent. A

person can both want something for one set of reasons or urges and not want it perhaps for
another (e.g. because moral constraints enter).

The so-called empirical “problem” of

nontransitive preferences is, turned around, simply a case of inconsistency. A simple case (like

that of voting paradoxes) is where an agent has circular preferences. Over some loop, which
may be quite large an agent prefers a to bi, bi to b2, ... bn-i to bn and bn to a. So by

transitivity this agent prefers a to bi and bi to a, and similar, which preferences are

inconsistent. Given the usual assumption that a Pb implies ~bPa, these circular preferences are
explicitly inconsistent. Yet such preference ordering are frequently observed, especially in
children (who are often keen to exhibit preferences).

A theory admitting explictly inconsistent preferences has to be paraconsistent, on pain of
triviality otherwise. Certainly a theory where inconsistency was not exposed, but is to say

locked up in preference relations need not be paraconsistent, but such a theory would be only
partial, not a sufficiently full theory revealing what was transpiring. A normal modal theory

would, for instance, be worthless in the presence of inconsistent preferences or desires,
because it would yield such results as that any such agent desires everything. (For instance, by

virtue of systematic requirements for D, desire, it follows that Dp &amp; D~p -» DB. The system
requirements are A -* B/DA -» DB and DA &amp; DB -&gt; D(A &amp; B).)

The state of an agent with inconsistent preferences or desires need not run out of control.

Consistency is not the only constraint, the only limit on logical licence, but a special, often
excessively powerful one. In these cases control can be provided by agents not processing
trivial preferences or desiresi, by some, sufficiently many, things not being preferred or

desired. More comprehensively, a rather minimally adequate agent will have both a logically
organised set of inclusions, preferences that obtain or are held, etc., and of exclusions, items
that are not desired etc. Thus a more satisfactory logic for this sort of area will exhibit both
acceptances and rejections. For example: i- DA &amp; DB -&gt; D(A &amp; B) usual coounterexamples to

�which assume inconsistent desire cannot obtain explicitly. Normally where h DA then i- D(A&amp;

B); but of course an agent may not desire something on its own, which would be differently
formulated. Most important, h Dp. That is necessary, though far from sufficient for a coherent
agent (and it as with coherents agents, as distinct from consistent agents, that we are now

primarily concerned). Now it is not difficult to show that there are paraconsistent logical
theories that can combine all these sorts of features with inconsistency in desires or preferences,
e.g. with i- D (qo &amp; ~qo) for some qo (for some agent).
If individual agents can have inconsistent motivational states, so, still more, can groups
of agents. Broadly, many sorts of pooling induce inconsistency: of information, knowledge,

and so on, as is now well appreciated. But if of beliefs why not of desires, if of information

why not of preferences, which, for one thing, are based on information? Such inconsistency
induced by aggregation is what manifests itself in voting paradoxes.

Now we can adapt an argument from what do in case of individual agent situation to
apply to what do in group case. Namely, not revise and elide, but proceed on through an
inconsistency; proceed by further available methods, e.g. further voting differently arranged.

(Compare perhaps a football match which results in a draw or stalemate. Do not go back and
try to start over. Play on into extra time, with new rules to give a more rapid outcome.)
To the extent that it can be carried out on the basis of received preference theory, standard

economic theory can be simulated on the basis of paraconsistent preference theory. For there

are, in general, simply more preferences to start with, for instance in extending to utility
functions, expanding typically in complete preference orderings. Indifference curves can be
constructed in the standard way, the only difference being that there will be some singularities,
as regards where items are both preferred and not.

A conundrum for green theory over democracy, which it typically supports, is put in a
sharp form as follows1: Democracy concerns procedures, environmentalism certain outcomes.
What guarantee can there be that the procedures will deliver the outcomes? That democracy will
yield a way of protesting environments?

First greens are not seeking guarantees, which they could not in general expect.

1

Goodin under way So-wind p.168.

�a

ABSTRACT OF

PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar “Reshaping Australian Institutions”

project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,

increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts anti-environmentally industry and economic growth. A

functional resolution, partially dissolving a central state, is outlined, along with a theory of

encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present “best practice” democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.

R. Sylvan
RMB683

Bungendore Australia 2621

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              <text>A dialethic approach to paradoxes of social and political theory
Conspectus: The rough working idea is this: These paradoxes get treated in
the same way as moral dilemmas in deontic theory. Namely they are
accepted, so theory and assumptions do not require revision and excision.
Rather is required is elaboration, additions to say what do when a dilemma is
encounter (e.g. proceed to fall back on rational decision theory, as modified).
Thus it is with voters paradoxes, inconsistent preferences, Arrow’s theorem,
and so on: STET! let them stand. If they are encountered head-on, then work
through them using alternative methods. It is an important point that methods
do not give out, as things do not go haywire when consistency is
encountered.
Let us start with desires and preferences, which are the basic items in much theory (eg.
stock economics). Although standard theory smooths out—removes—inconsistencies in
agents’ desires and preferences, it is widely appreciated that they can both be inconsistent. A

person can both want something for one set of reasons or urges and not want it perhaps for
another (e.g. because moral constraints enter).

The so-called empirical “problem” of

nontransitive preferences is, turned around, simply a case of inconsistency. A simple case (like

that of voting paradoxes) is where an agent has circular preferences. Over some loop, which
may be quite large an agent prefers a to bi, bi to b2, ... bn-i to bn and bn to a. So by

transitivity this agent prefers a to bi and bi to a, and similar, which preferences are

inconsistent. Given the usual assumption that a Pb implies ~bPa, these circular preferences are
explicitly inconsistent. Yet such preference ordering are frequently observed, especially in
children (who are often keen to exhibit preferences).

A theory admitting explictly inconsistent preferences has to be paraconsistent, on pain of
triviality otherwise. Certainly a theory where inconsistency was not exposed, but is to say

locked up in preference relations need not be paraconsistent, but such a theory would be only
partial, not a sufficiently full theory revealing what was transpiring. A normal modal theory

would, for instance, be worthless in the presence of inconsistent preferences or desires,
because it would yield such results as that any such agent desires everything. (For instance, by

virtue of systematic requirements for D, desire, it follows that Dp &amp; D~p -» DB. The system
requirements are A -* B/DA -» DB and DA &amp; DB -&gt; D(A &amp; B).)

The state of an agent with inconsistent preferences or desires need not run out of control.

Consistency is not the only constraint, the only limit on logical licence, but a special, often
excessively powerful one. In these cases control can be provided by agents not processing
trivial preferences or desiresi, by some, sufficiently many, things not being preferred or

desired. More comprehensively, a rather minimally adequate agent will have both a logically
organised set of inclusions, preferences that obtain or are held, etc., and of exclusions, items
that are not desired etc. Thus a more satisfactory logic for this sort of area will exhibit both
acceptances and rejections. For example: i- DA &amp; DB -&gt; D(A &amp; B) usual coounterexamples to

which assume inconsistent desire cannot obtain explicitly. Normally where h DA then i- D(A&amp;

B); but of course an agent may not desire something on its own, which would be differently
formulated. Most important, h Dp. That is necessary, though far from sufficient for a coherent
agent (and it as with coherents agents, as distinct from consistent agents, that we are now

primarily concerned). Now it is not difficult to show that there are paraconsistent logical
theories that can combine all these sorts of features with inconsistency in desires or preferences,
e.g. with i- D (qo &amp; ~qo) for some qo (for some agent).
If individual agents can have inconsistent motivational states, so, still more, can groups
of agents. Broadly, many sorts of pooling induce inconsistency: of information, knowledge,

and so on, as is now well appreciated. But if of beliefs why not of desires, if of information

why not of preferences, which, for one thing, are based on information? Such inconsistency
induced by aggregation is what manifests itself in voting paradoxes.

Now we can adapt an argument from what do in case of individual agent situation to
apply to what do in group case. Namely, not revise and elide, but proceed on through an
inconsistency; proceed by further available methods, e.g. further voting differently arranged.

(Compare perhaps a football match which results in a draw or stalemate. Do not go back and
try to start over. Play on into extra time, with new rules to give a more rapid outcome.)
To the extent that it can be carried out on the basis of received preference theory, standard

economic theory can be simulated on the basis of paraconsistent preference theory. For there

are, in general, simply more preferences to start with, for instance in extending to utility
functions, expanding typically in complete preference orderings. Indifference curves can be
constructed in the standard way, the only difference being that there will be some singularities,
as regards where items are both preferred and not.

A conundrum for green theory over democracy, which it typically supports, is put in a
sharp form as follows1: Democracy concerns procedures, environmentalism certain outcomes.
What guarantee can there be that the procedures will deliver the outcomes? That democracy will
yield a way of protesting environments?

First greens are not seeking guarantees, which they could not in general expect.

1

Goodin under way So-wind p.168.

a

ABSTRACT OF

PROBLEMS and SOLUTIONS in DEEP ECOPOLITICAL THEORY
A reshaping of social and political institutions, which are often outmoded or suboptimal
and certainly commonly anti-environmental, is now prominent on theoretical agendas, at least in
Australia. One such project is the multi-million dollar “Reshaping Australian Institutions”

project at the Australian National University.

At the same time there is widespread

disenchantment with prevailing politics in Australia. Accordingly there is an opportunity to put
radical green themes on agendas for real political and institutional change.
A deep change, however, which is what deep green theories require, encounters several

problems. For one, there appears to be a contradiction between demands for, on the one side,

increasing environmental regulations and welfare arrangements, characteristically dependent
upon bureaurcratic centralisation and economic growth, and on the other, decentralized lower

impact organisation, which halts anti-environmentally industry and economic growth. A

functional resolution, partially dissolving a central state, is outlined, along with a theory of

encephaletic organisation.
Further problems to surmount include human chauvinism and present-time bias, even in
present “best practice” democratic institutions. Deep demarchoidal resolutions of these
problems are sketched and defended.

R. Sylvan
RMB683

Bungendore Australia 2621

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                    <text>13.6.96

GREEN POLITICAL THEORY:
a different account
Green political theory is divided according to one of our guides1, rather like Gaul

according to Caesar, into three parts:

—a green theory of value,
—a subordinate green theory of agency, and

—a green lifestyle program, portrayed as a set of altogether dispensible lifestyle
recommendations.

While it is the high-handed insistent dismissal of green lifestyles by this guide, Goodin, that has

captured the attention of critics and been highlighted, the brash partitioning of green political

theory, and the surreptitious dismissal therewith of significant parts of it, should not pass
unnoticed. To the contrary, virtually the whole of what political theory is taken to treat comes up

for reassessment once green lights are played upon it, certainly under deeper green illumination.
That bogus exhaustiveness taken for granted, that all there is to it amounts to value and action,
no doubt derives largely from an underlying utilitarianism, according to which other theoretical

matters can be subsumed under these.2
In short, partly through dispensing with lifestyle considerations, primarily by virtue of a

background utilitarianism operating within a conventional state-setting, Goodin can suppose that

green political theory reduces to these two parts: a theory of value and a subordinate theory of
agency. Such a reduction is however much too simple, leaving out, as it does, much of ethics of
political relevance, as well as a large slab of politics. For example, ethical omissions include the
fields of deontology (environmental permissions, prescriptives, directives; environmental

justice, rights and so on), of virtue theory, and of accountability. Among political omissions
most striking is the absence of any due consideration of institutional and ideological alternatives
to what now prevails. Prevailing Western political arrangements—with staged elections, urban

bureaucratic control, incremental reformism (often environmentally regressive), and so on—are
simply taken for granted. Above all, there is no critique of the state, an increasingly important

part of radical green politics. One reason for this gross omission— f radical green theory from
what is presented as green political theory—is that Goodin does not question the conventional

political assumption that the appropriate objective of green political activity consists in gaining
power or influence within established statist arrangements, for example at best through electoral

1

R. Goodin Green Political Theory, Polity Press, Cambridge 1992. This was undoubtedly a book
worth criticizing.

2

See the appendix.

�2

success enabling control of some of the administrative and executive functions of state (we shall
encounter this conventional “political realism^^ again later). However significant strands of

green political theory no longer accept this assumption. A related reason, reaching deeper, is

that Goodin likewise does not question, as strands of green theory now do, what helps
undergird the conventional political assumption and reformist utilitarianism, an Enlightenment

ideology with its faith in reason and science, technologically-based progress, overall human

goodness and dominance, and so on.3
The bold overstatement of claims, along with misrepresentation as to what green political
theory comprises, is symptomatic of much of the book: overstatement and undersubstantiation.4

Virtually all main themes of the book are false, indeed rather patently so once exhibited

unadorned, because limited truths are overextended; and they are undersupplied with cogent
support. So it is with the green theory of value, which inflates what is a significant factor in

green evaluation into the supposed total green theory. So it is with the green package, which is
presented as having an absolutely tight integration, which it in fact lacks. And so on, as will

appear. Not only are main themes seriously defective; more disappointing, a salvage operation
will not yield a lode of green gold.
As troubling is the anti-subversive character of the work. Goodin has wheeled another

Trojan horse into green territory, a horse bringing a number of anti-green academic warriors
armed with anti-green ideas and sentiments, and engaged in and advocating anti-green lifestyles,
(as will emerge).5 Of course, 'Green political theory' is a clever title, which is complemented by

a politically clever introduction on the crises which are not minimized or marginalised but given
considerable weight—all of which suggest that the text might be of much more interest to

politically inclined greens than the usual academic fare. But the title does not say how the green
theory is to be treated, explained and encouraged, exposed and condemned. Neither really. The
text is not written for greens (though the publishers obviously hope they may buy it,6 or be

3

For an exposition and criticism of Enlightenment Ideology, see Sylvan TM.

4

In part because these sorts of deficiencies have not been addressed in reviews of the book, I
decided to persevere with this less charitable critique (a tiresome exercise bound to alienate).
Regrettably most of the reviews appear to derive from a political science orientation. They trip
lightly by philosophical fundamentals, where the book is noticeably weak, and vulnerable.
And they tend to be very light on argument.

5

Trojan horses are in extensive use by academics, particularly in green regions. We will
encounter a number of these horses. They are evident from sociology to biogeography and
climatology, and particularly prominent around economic enslaves.

6

They form part of the intended audience for the book according to accompanying publishers'
work and flyers. Indeed the publishers have participated in the deception, supplying a cover
featuring a boss of the Green Man from the cloisters of Norwich cathedral, which sends, as they

�3

tricked into buying it), but for a cohert of academic colleagues—for colleagues who form part of
the prevailing system, of politics-more-or-less-as-usual and so on.

Deapite its character, there are several useful and attractive features of Goodin's book,
which do make it worthwhile reading for awake greens of theoretical bent (one of these features
is an Appendix, putting together succinctly a green political program). It is a smoothly written
book, encouraging readers to glide along, glossing over the underlying content and messages,
and not grasping the enormity of some of what is presented, for instance even as green gospel.

It may be just the style that is attractive (the cut of the book, the easy flow, an appealingly simple
structure, and other stylish features), rather than details of the real content. If the book has a
weakness from the PR angle, it may lie in its flippancy, and failure to take several green issues

seriously, both of which sometimes enter irritatingly and will turn off some committed greens.
But, by and large, it is a splendidly packaged work; it is what is packaged and what is pushed on
greens that is the trouble.

For a book purportedly on green theory, treatment of greens is extraordinary
condescending. Not much notice is going to be taken of 'what self-styled greens... happen to

believe', 'what positions greens actually do take' (p.vii). (How then does he justify the green
attributions he proceeds to make, e.g. 'green theory of value5? Evidently his procedure is
methodologically unsound). No, it is 'an attempt to saves greens from themselves5 (p.viii). To

rescue them,4to tidy up' their slovenly positions—while throwing away critical features of green
approaches, such as green lifestyles—Goodin is particularly concerned that green lifestyles
should not be seen as part of a rectified green political package. Green lifestyle
recommendations are entirely dispensible (so he and others can look and indeed be green without

deffort, without making any green contribution; they are conveniently absolved from any
relevant action, or lifestyle adjustment).

At one stage Goodin claims that the theory is 'moderately deep'. But elsewhere he has

more accurately said that it is a pale green theory, very pale green given the attitude taken to
green lifestyles. Green Political Theory it may be called: deeper green political theory, at least, it

certainly is not, even genuine green it but dubiously is. However Goodin's aim, he regularly
informs us, is once again not 4to describe what positions greens actually do take5. His project is

a normative one, aimed instead to show what positions greens should take, given their core
concerns... what they have to say given their core values'?. In this attempt he should be seen to

remarks, 'precisely the contrary signal concerning the nature of the author's project in there
behind the Green Man's work*.
7

P. viii - p.vii, itals added.

�4

fail entirely. He is astray not merely on the core concerns of many of them (which concerns are

far from uniform), but also in loosely coupled resultant positions. Greens are under no such
obligations as Goodin would load them with; they are not boxed in as he would suppose.

The approach is not only condescending towards greens; it is a touch arrogant. The aim is

said to be 'to show greens how to cast their position in the strongest possible form\8 This will

turn out to be not a strong theoretical form, by any means, but merely a strong form
pragmatically, given a raft of assumptions about prevailing electoral arrangements, an interests
theory of voting and human behaviour, and so on. According to many a green however, thereby

made are some of the assumptions that have to be turned around if humanly undesirable features

are to be avoided, if social collapse of one sort or another is to be avoided.
At the very outset, Goodin does something to offset such concerns, as those concerning
limits of growth.9 He rolls out a familiar quasi-inductive argument, beloved of economists, that

past predictions of limits have been riotously astray (e.g. Jeavons on coal, Meadows and others
in Limits of Growth on tin). Granted some predictions have, those regularly offered as
illustrations; though others have not, naturally such examples are not emphasized.
Not only is the inductive base for the quasi-inductive argument defective, the argument

itself exhibits some flaws. That it has been claimed before and shown wrong is hardly decisive

evidence that it will not be right a next time. Recall not only the boy who cried "wolf' too often
and was eventually consumed, but also the turkeys who every week approaching Christmas
triumphantly announced that everything was proceeding just fine.

[Simple enumerative

induction is not reliable in such settings.]
On this-here green theory of value.
Much of Goodin's text, that segment that is not pleasant enough "ecopolitical fiir5 (stock

descriptions of ecological problems, green movement and their platforms, and so on), is
occupied in one way or another with what he is pleased call to 'a green theory of value', quickly
to become 'the green theory of value'. Most of the remainder develops from a complementing

4green theory of action5.10 This green theory of value is pushed in a surprisingly deontological
fashion, likely to arouse immediate suspicions: as what greens should adopt and wear, if they

know what is good for them.
A theory of value is just a theory of the good, so it is engagingly asserted at the outset.
Not so, unless the rest

of what is considered to belong to value theory (standing,

8

P.viii.

9

See the beginning of the main text p.l.

10

This theory of value is also presented in a much published paper, 'A green theory of value'. As
to the definite formulation, the green theory, see many places in the text, e.g. p.87.

�5

considerability, worth, rating, and so on) reduces. It does not (and Goodin makes no effort to
effect a reduction).
It will become plain that Goodin is rather good at presenting topics as what they are not.
The practice goes beyond introductory and presentational matters to what is taken to be central,
value theory. 'A theory of value is, quite simply, a theory of the good', so we are engagingly
informed.11 A theory of value is much more comprehensive than a theory of the good (as a
perusal of Austrian value theory will quickly confirm), and does not contract, without extensive

and dubious reductions (there is the 'quite simply5), to a theory of the good. Do not anticipate
then what is promised: a green theory of value. As it turns out, not only are greens short­
changed on value, they get a very small serve of theory, and again a very pale green offering at

that.
There are certain peripheral obstacles to this purported green theory of value. In particular,

does it even measure up to admittedly lax standards for a theory as to value? As is readily
ascertained, the "theory” does not even say what a value is like and is, what kind of object, what
identity criteria it satisfies, what postulates it conforms to. Let us call what is presented a

pseudo-theory. Perhaps it can be upgraded to a theory, but requisite work is so far lacking.
Is this "green pseudo-theory" green? This sort of challenge Goodin is aware of and aims
to deflect. Granted the pseudo-theory is admittedly shallow, all politically acceptable theories

have to be, he suggests, for instance to seize wide common ground, etc. But this too is astray,

because of pluralistic alternatives.

According to this green pseudo-theory, not only is naturalness a source of green value,
naturalness is the source of value (i.e. goodness).

How does Goodin arrive at this

identification? By various unsound moves. Most simply, he invalidly concludes, from a

consideration of 'naturalness as a source of (green) value', that it is the source of value.12 Such
an inference from an indefinite to a definite description is invalid unless uniqueness conditions
are independently ensured. Less simply, there is a simplistic derivation of "theories of value"

from the three conventional factors of economic production: land (or resources), labour, and

capital, each of which is schematically linked to corresponding theories of value. No doubt the
land ethic and the labour theory of value just could suggest as much, but it is dubious that
anyone much, green or otherwise disposed, would rest content for long with such a “pure"

theory, as the factors operate together, not separately. Moreover, the economic “derivations" of
these theories should be enough to raise serious green doubts about them.

11

P.19. This claim is also made in several other overlapping Goodin productions.

12

Ibid. p.30.

�6

The core theme resulting from the identification is that natural objects are valuable, i.e.
good, because they are the result of natural processes and not artificial or human ones. What

gives natural objects their value is precisely their naturalness.13
In support of his green theory, Goodin produces a rather nauseating sociological argument,
along the following lines: 'humans' have a deeply felt need to find meaning in their lives, i.e. to

see their lives as set within a larger context with which they can feel linked. Such a context is

provided by nature. In fuller presentation, it is claimed that people want coherence 'between
their inner worlds and the external world'; that 'whatever makes people strive for harmony
within their own lives would also lead them to strive to lead their lives in harmony with the
external world'; and that 'natural processes provide just such a larger context... within which we

can set out our own life plans and projects5.14 The argument is entirely shallow, appealing to

what some humans want (if they do, not even to what might be good for them); it is utterly
instrumental, with nature an instrument for human wants and needs; it is extraordinarily weak,

each step being highly contestable; and it does not lead to the intended conclusion, uniqueness of
naturalness not being shown. Moreover, for what it is worth, the argument also commits the

naturalistic fallacy, purportedly arriving at an identification of value, as what is natural, on the

basis of "natural" human wants and needs.15
Observe that this is Goodin's theory as to green theory, an ultimately shallow theory,
reached in a shallow economic way, defended in a shallow sociological way, hardly likely to be
reflective of deeper green thought. However, it is made to look in some places as if it were

some sort of descriptive account; while at other places it appears as a normative account, as if it
13

find quote

14

Ibid p.3&amp;

15

An identification of that Moorean nonnatural feature as natural furthermore.

It is worth appending a relevant point from Brennan (pp.805-6):
For theorists like Goodin, the status of environmental systems, species and
non-human animals appears to be problematic. Although he regards them as
proivind a large, independent context within which human life makes sense, it
seems that he at the same time regards them as akin to consumer goods, to be
displayed, consumed or prozed according to our informed preferences. For
those influenced by the resource economists, it can be hard to understand the
challenge posed by environmental ethics»&gt;. Once nature is thought of as a
resource, a standing reserve, a set of processes and objects that have the
potential to satisfy human desires, it is easy to think of it as a nothing more
than that. And the challenge posed by any ethic which is properly called
'environmental' is to find a way of articulating the attitude that nature is
indeed a great deal more than that.

�7
were a very reasonable thing for greens to expouse. But really it is of neither sort; it is neither

descriptive of green positions, nor something they should, or would reasonably, adopt; rather it
is a theory foisted on greens. It might be pretended that Goodin has offered a "reconstruction”，
a rational reconstruction even, of green theory; but such a pretence fails as the construction fails,
to meet even basic adequacy conditions, as will appear.
As regards descriptive elements, no solid evidence is assembled that most, or even some,

greens adopt this green theory, with naturalness as the sole source. Indeed Goodin offers no
evidence that any do, and perhaps none of any standing do.16
Furthermore, as but little investigation reveals, there is not a single green "theory" of value,
but various different, sometimes competing, positions.

Nor could a single essence be

satisfactorily distilled from those positions, and even what could be distilled would not resemble

Goodin's construction. For some conspicuous green positions, such as ecofeminism or deep

ecology, would in no way underwrite naturalness as the source of value, or for that matter a

single source of value. More generally, the principles and arguments advanced within green
critiques of reductionist science—including that central lesson of ecology, that meaning is to be
found in connections, in patterns, in relations—similarly militate against any reductionist
grounding of value.
Conveniently Goodin appears to absolve us from more detailed fieldwork on green

positions. His intention, he boldly announces, is to make it clear to greens and others not what
greens in fact think, but what they should think. Indeed he pushes this normative tack to
amazing length; only if greens change in the direction he indicates will they be able to make any

practical difference to public policies! That rash claim has already been resoundingly falsified.
But as regards prescriptive aspects, no intellectually alert greens would adopt Goodin's
theory, either. It is not simply because they have other objectives on their agendas, than directly
influencing party politics. It is because the theory is seriously defective, and open to evident,

damaging objections. So it should not be sought by greens.
A central reason why no aware greens should adopt the theory, and why it should be
rejected is that it is open to a range of fairly decisive counterexamples. There are many natural
items, natural objects or processes, that are not, either on the face of it or after reflection,

valuable, as they are or were or where they are. Much that is natural is at least very problematic,

some is downright bad. A first class of problematic examples, not involving life in a direct way,
16

It is suggested, by Achtenberg, that McKibben may, but a reading of The End of Nature does
not support such a suggestion. As it happens, the situation with McKibben is more than a
little curious. For what McKibben want to insist upon—adopting an inadmissibly high
redefinition of natural—is that realy nothing is natural any more (hence The End) whence
courtesy of Goodin, nothing is valuable any more. But that is not what McKibben wants to
say, or says.

�8
are those occurrences clustered together as natural disasters, catastrophes, and the like. Included

therewith are earthquakes, landslides, soil erosion, meteorite collisions, volcanic eruptions, tidal

waves, cyclones, ice ages, and so on. These examples include dramatic and damaging (natural)
variations in the natural more stable course of events, variations with climatic or geophysical

origins. Consider the devastating Lisbon earthquake of 1775 which so shocked European
intellectuals (and was construed by Voltaire as evidence that Gthe natural world is farm from the

best of all possible). By contrast, Goodin would be obliged to maintain that it was a good event,

because natural (just as good as the new arrival of a passenger pigeon on a splendid autumnal
morning) and presumably not at all shocking because of the natural beneficence of the whole
disaster. No doubt the problems with global warming, ozone depletion, and so forth, that so
exercise Goodin at the outset of his text, are that these are not natural (being induced by human

activity which falls outside what is natural, under one conventional ruling); no doubt these

would be valuable, and unproblematic, processes were they to proceed naturally without human
intervention or assistance. So it was with the volcanic eruptions that demolished the splendid
pink and white terraces and laid waste much beautiful New Zealand forest last century; so it was

with the earlier ice-age which much reduced the richness of New Zealand flora, eliminating 3 of
4 groups of palms; these were good, even admirable, events.
Similar ridiculous outcomes issue when we turn to life (life forms somehow still achieve a
privileged role in Goodin, though they are no more natural). Consider the wide range of

monsters, cripples, sports, freaks, and so on that natural processes, such as birth, regularly
deliver: deformities, malignant mutations, and so on, outcomes that are still generally hidden
away, put out of general sight, or quietly removed, at least in the case of more hideous outputs.
It is very difficult to see that all these objects are good, even just as good as the most splendid

products of nature.17 Roughly Goodin has landed in a similar awkward position to the theist

17

It seems admissible to record that I put several such counterexamples to Goodin well before he
undertook final revision of his working typescript. Here is his response on these and connected
issues (Goodin, personal communication, numbered and reordered with [1] now proceeding [2]):

[1]

[2]

A somatic organism in a natural environment is a (nonmoral) normative system.
Whatever has that much complexity, richness, self-organization, telos has
(presumptively) value.

I think I still incline to say (despite your chastening) that a sponaneous biological
life is always of prima facie value (intrinsic). Though I recognize at once that such
value can sometimes be overridden and become in some environmental contexts a new
disvalue. And here I just hold in abeyance what the overlay of moral agency with the
moral (past biological) life in humans does to the presumption.

�9

who announces that all the natural works of God are good, and is then confronted by awful
work such as monstrosities or catastrophes. He can try, like the theist, to fall back to some

larger valuable setting of which these prima facie nonvaluable components are an integral part; in
Goodin's case there is a wider encompassing theory available, namely evolutionary theory (with
variation required for natural selection).18 But already this means significant qualification and
modification of Goodin's original theory, and shift to a different and so far undeveloped theory.

Better to abandon the original theory, given that superior alternatives are on offer namely
multiple factor theories, with naturalness one factor in the mix.19

There remain many other lesser difficulties for theories like Goodin's which try to reduce

value-making factors to one, such as naturalness (or biological life, richness, or whatever). For
naturalness, difficulties arise with pests and weeds, which may be quite natural objects, but

objects which are located in the wrong places, notably outside their natural range. No doubt
Goodin's theory can be elaborated to take account of such exceptions, but elaborated it needs to
be. Other difficulties arise with natural objects which are in natural places, but which are in
some way out of balance with their natural environment, for instance through excess numbers,

excessive predation (leading to population collapses, etc.). Consider, for example, members of
a natural herd of elephants, grown too large for their natural environment, who become

destroyers, demolishing significant forests in their range. Again this is natural enough in the

circumstances, but the outcomes are certainly not good, nor praiseworthy or the like.

The deficiencies of the approach as offering a “theory” of value are accentuated by the
specific narrow recipe Goodin tries to impose on greens. In particular, it appears to supply only
an on-off qualitative assessment. An item is either good or not according as it is natural, and that

[3]

I will have to interpet monstrosities, mutation, deformities as struggling life,
somehow a necessary part of the process, even though they are in some respects failures.
Anyway, more on that some other time.

[4]

I also hold that (geo) physical nature can sometimes have intrinsic value, so that life,
while sufficient for value prima facie, is not necessary for it.

A few comments:- Paragraph [1] already points to a more satisfactory, sophisticated theory than
greens are saddled with, with a mix of factors (of which naturalness is surely one) yielding
presumptive value. Paragraphs [2] and [3] also indicate elements of a more sensitive theory,
again at substantial odds with that presented in the book. Paragraph [3] suggest the sort of
theological or evolutionary escape discussed in the text below; it does nothing to counter the
counterexamples.
18

Also the theist's problems concerning maximization are perhaps reduced in this setting.

19

See e.g. EE or FF.

�10
is all. But not all items are of the same value, which is all this allows: valuable because natural.

Some, while not being “more natural”，are much more valuable than others. It is well known
that comparative assessments, such as bettemess, and likewise quantitative assessments cannot

be directly defined in terms of mere quantitative assessments, and it is sufficiently appreciated

that a satisfactory axiological theory should account at least for comparative assessments. In this

respect too, Goodin's pseudo-theory falls far short of adequacy. On the other side of the
qualitative divide, even the best art museums and the best painings within them are not valuable,
not good, because not natural. Even if Goodin should say, what his text sometimes suggests,
that his green "theory" applies only to natural objects, artifacts are left out, then the theory is at

best seriously incomplete. Greens will have some more comprehensive theory of value which
covers all items, and integrates a range of assessments of artifacts with natural objects:
naturalness will properly disappear as sole criterion, becoming but one factor.

It is noteworthy that much of the subsequent development of green political theory in
Goodin's text does not depend upon the excessively strong value theory he tries to load upon

greens; it does not require—r always, for that matter, use—naturalness as sole criterion. Much

of what comes later, all that appears right enough, will "go through" will naturalness as a critical

factor. Where appropriate call this the alternate scheme, according to which naturalness is only
one critical, but not always decisive, factor in a mix. The alternate scheme is an integral part of
that different green account alluded to above.
On the touted tightly-integrated Green package, and strong holism.

Certain extraordinarily bold claims are advanced, under the banner of 'a unified moral

vision5 in the chapter advertised as 4the unity of the green programme\ Notably
the green theory of value...[as] elaborated... is what underlies and
unifies the entire green political programme .... It is what makes it
illogical and inconsistent for other, more established parties to try
picking and choosing some bits off that agenda, without accepting all
the rest of its demands as well.20

The claims are never established, would not be established by what is suggested, and indeed

cannot be satisfactorily established, because the claims do not stand up. The arguments outlined
are seriously wanting. Even what is said would make good the claims would not (traces are not

enough for "making good^^); but in any case Goodin does not attempt these things, opting to
proceed 'more impressionistically *.

20

p.87. The same sort of theme is reiterated (with but minor variations) subsequently, e.g. p.92.
Note the ascent from an everyday theory of the good to a unified moral vision.

�11
Even impressionistically little works satisfactorily. For 'the green theory of value' of
Goodin is not 'uniquely able to account for the coherence of the green public-policy

proposals\2122Apart from the critical features, to be considered below,
that green proposals do not enjoy the sort of coherence alleged, and that
established parties can, and do, pick over green programs selectively,

the uniqueness claim, the special position of Goodin's theory, is quietly dropped in the

impressionistic "argument". All that is used is the alternate scheme, that a concern for nature
informs, directly or indirectly, all the connected 'plants in the green programme'.22

Evidently a variety of concerns for nature can motivate and justify attitudes and procedures
regarding pollution, waste, environmental destruction, and so forth. Uniqueness lapses.

Worse, the more remote, less directly environmental parts of the green agenda do not fall out
eith of Goodin's theory or from the alternate scheme. In a note, Goodin concedes as much; but

these (decentralization, grass roots democracy, nonviolence, and much else) derive so he
claims, from the subsidiary, but logically separate, green theory of agency.23 Whether they do

so derive or not (they do not), they do not derive indirectly from a green theory of value,
because of the separation of agency from value. For similar reasons, the "integrated" green

programme (outlined in an Appendix) begins to unravel.

All that Goodin tries to make out, then only suggestively, is that the alternative scheme

helps in explaining certain green attitudes that appear anomalous or otherwise problematic.
Even should this exercise succeed (and its success is at best mixed), it would not achieve what
is required.

Interestingly, the Appendix, 'The Green Political Programme5—far from demonstrating
that the narrow green theory of value runs through all green policy, not just the overly
'environmental5 parts—helps in revealing what a patchwork the presented programme is really,

a patchwork from which separate patches can be unsewn. A basic problem with the whole
approach is this: that there is not a single green program, different green groups have different
programms. Witness the many internal disputes, the very public conflicts between social and

deep ecology, between animal liberationists and nature greens, between luddites and smart new-

age technologists, between spiritual and secular greens, and son. Granted various loose

conalitions may be stitched together; but they are various, not unique, and the stitching is very
loose, and may easily be undone, for different repackaging. In short, there are many green
packages, corresponding to different green theories of value and agency and so on. As there is
21

Ibid p.87.

22

Ibid. p.87. Goodin himself slides back to the indefinite, to a green theory of value, e.g. p.88.

23

Note &amp; p.8&amp;

�12
no single green theory, so there is no such tightly unified single package, which is what

empirical evidence also seems to show. Moreover, established parties have drawn very
selectively upon these sorts of packages, and filched elements selectively. Witness the fate of
the early Values party in New Zealand.
'The prima facie wrongness of ... piecemeal borrowing from the greens is easily

explicated. It derives straight forwardly from the logic of consistency. It would be simply
wrong to embrace a theory of value... for some purposes while shunning it for others. The

truth status of value theories just does not flicker on and off like that/2425Embedded therein, in
this strong holism, is one basic confusion that pervades the book, a confusion between a theory

and what derives from it, between a source and its outputs. Nothing in logic stops selective
borrowing from what derives from a program, however tightly integrated. Strong holism is far

too strong; it would imply that we cannot adopt, or even toy with, one part of some value
theory, or ethical theory on Goodin's account of the matter, without embracing the lot. We
cannot accept some on Moore's claims, some of Spinoza's analyses, part of Aristotle without
being stuck with the whole. Eclecticism, at least as regards a theory of value, is impossible.

Which is absurd, and a reductio thereto of a seriously defective argument.
The conclusion has to be that yet another of Goodin's main themes is seriously astray and

should be rejected: that 'greens make (radical) demands on an all-or-nothing basis525, that
greens 'might reasonably demand that we implement their political program on an all-or-nothing
basis5.26

On the misadvertised green theory of agency: green collective organization・

The title 'The Green Theory of Agency5 is something of a misnomer. Most of the chapter
consemed (chapter 4) is taken up with what is inaccurately headed 'Principles of green political
structures*, which treats not agency but certain elements of macro-political organisation,

notably decentralization and policy coordination (itself headed, misleadingly, 'think globally, act
locally5). Most of the remainder of the chapter is occupied with what is headed, generally,

'Principles of green political action', but reduces to 'democratic participation5 and

'nonviolence5, and with 'Principles of green party organisation', cut down to 'grassroots

democracy5 and 'nrotation in office*, both something of travesties, given the indicated sweep
and generality.
The theory of "agency" is itself rather a part of a theory of collective action. Virtually

nothing on agency in the usual sense of individual action theory enters, except a footnote
24

p.92, partly reiterating the integrated package theme.

25

p.168? [check, locate]

26

Back cover.

�13

referring to some work on the topic, and no theory at all of green individual agents (their

lifestyles, etc.). The relevant part of collective action theory looks not so much at the roles of
operative agents and their individual instrumentality, as at the character and corodinating

mechanisms of collective action, namely that needed or designed to realize green values. And
really, what is considered is green collective organization, which comprises not only action and

practices, but also associated political procedures and structures. Into this expanded account,
furthermore, some large assumptions are written, assumptions not accepted by many greens:
roughly, reduction of the political to the collective, and of the collective to aggregated

individuals, i.e. themes of individualism.2728These reductive assumptions, which are inserted
and infiltrated unargued, come to matter in the material on policy coordination, which adopts a
standard game-theory approach drawn from the received reductive theory of collective action, a

theory unlikely to gain much green applause, for all its academic fashionability.
The case for green engagement in coalitions is less straightforward than depicted. No
doubt greens who opt for this course of action—what Goodin tries to insist upon, involvement

in the politics of the established system—do not then have the option of spuming power-sharing

opportunities when those opportunities present themselves. Our guide is, however, too
optimistic about how often such opportunies are like to occur, and too sanguine about how they

are likely to operate to green advantage. For one thing, greens are not the only political forces
within conventional politics who have a theory of value. Furthermore, just as greens seeking to

enter into a coalition with a party of the electoral left (at present the only plausible option) must
look askance at the likely ttincohe^ence^^ of the compromise reached, so too must the other
coalescing party. If, under such circumstances, 'the blame for the logical incoherence would lie

with the parties that insisted on adulterating the green programme528, so too, from the
perspective of the party of the left, must *the blame for the logical incoherence lie with the

greens who insisted on adulterating the pink programme'. It should come as little surprise then,
that the evidence suggests that parties of the moderate left are every bit as reluctant to enter into
coalitions with the greens as the greens are with them.29
Green agents: their lifestyles, their commitments, their changed consciousness.

These matters feature large in American deep ecology; they are neglected or dismissed in

Goodin. His rejection of green personal lifestyles is indicative, in these terms, of personal

green consciousness and commitment, and of but subdued or diminished green values. It seems

fair to remark that only weak environmental commitments are displayed in the book (however
27

See e.g. p.l 14 top.

28

To cite Goodin p.179.

29

Hay op.cit., where various examples confirming the final claim are assembled.

�14

even weak commitments, typical of much academic literature, are better than none, typical of
former academic literature); or, more provocatively, to infer that Goodin has not really absorbed
genuine green values (else he would act personally). What does come through from the book is

that Goodin remains something of an outsider to green activism. That he is not together at the

cutting edge of things green is betrayed by occasional telling slips, as with what greens worry
about in different places (esp. pp. 180-1). It is not that what he asserts is wrong; it is that
emphases and contrasts are different.
Reasons offered for rejection of green lifestyles are, where clear, extraordinarily weak.

Consider what is offered:
• living too close to nature, too much in harmony with it, might cause it to lose its valued role
for us30一which is (remember) to provide us with a larger context in which we can see our lives

as being set! Test the force of the argument by comparing living in the vicinity of other valued

items: worthy lives, art, music, intellectual accomplishments. Moreover, there are counter­
arguments and considerations: that closeness brings respect and awe, and can enhance

appreciation of value. Consider the idea of Christians distancing themselves from Cathedrals
and Churches, ritual and practice.
• to achieve political change, greens should make every effort to minimise the perceived distance

between themselves and the “orthodox” community一whereas the association of 'alternative
lifestyling5 with 'green' has exactly the opposite effect. Such a claim reveals much as regards
subcontests, such as: claimants commitments and seriousness, type and extent of change

envisaged, and so on. Christians, feminists, revolutionaries and others would not be too
impressed. As in other reaches where orthodoxy may be morally or otherwise amiss, so with

regard to green lifestyles: There is a case for a politics of “exemplary practice”； for whilst some
people will treat those who so engage as objects of scorn and ridicule, it is evident that many
people have been recruited to green values through positive contact with experiments in "right

living”，or with elements of green lifestyles. It is important too that at least some people
endeavour to demonstrate how green principles might be put into practice at the level of daily

living.
• Bizarre examples, selective unfavourable examples, advanced under the heading 'green

heresies5.31 Granted 'some of this “exemplary practice” might be so outlandish that it reflects
negatively on larger green projects. But the influence of this can be overstated; this sort of game

can be played with many things that have features to recommend parts of them. After all, every
social movement and every tradition of political philosophy, has its fringe-dwellers, even its
30

Thus p.81ff.

31

pp.78-81.

�15

practitioners of a particular reductio ad absurdum extracted from a larger coherency.32
• local lifestyle set the focus astray. It should be on grander issues, on global environmental

problems, fate of earth, etc. But plainly more regional and local problems also matter, esp. for
preservation of habitats, creatures, etc. And here personal and local things can be very
important.
Finally, there are other reasons for green lifestyles. For example, for the structural

changes necessary for environmentally satisfactory societies of one sort or another, something
like internalization of green values and adoption of a green lifestyle proves highly advantageous.

To this end and others, committed green subcultures and inspiring individual examples are

extremely valuable.
APPENDIX: a defective setting.
Many productions that may look new and interesting in fact prove conservative, brushing
off and wheeling out old ideas as if they would accomplish all requisite work. That is, it is

implicitly claimed, under conservative approaches, that prevailing paradigms offer all necessary
resources for capturing what has (wrongly) been presented as radically new.33 In environmental

philosophy a classical exercise of this sort, well received by an environmentally conservative or
reactionary establishment, was Passmore's text. Passmore's (and was followed, in a slightly
expanded and apparently more liberal setting by Attfield, in a series of broadly consequentialist
productions. Now the exercise repeated in environmental political theory by Goodin, who
simply imports utilitarianism as supplying a unique and unquestionable rationality, in place of
Passmore's vague utilitarianism of humans interests.
It does not bode well for a genuinely green theory that its presentation lies virtually entirely

within a shallow utilitarian setting, the setting of the dominant economic and public policy

paradigm. For just such a setting is what has assisted significantly in getting the Earth into the
present environmental mess. Consider what Goodin tries to insist upon in his section (s.1.3) on
the arguments (and also elsewhere):- He assumes, in so trying to preempt the range of

arguments, both that
—the case for environmental protection has to be made in utilitarian terms if it is to prove
effective
—the most telling arguments concern the ways environmental protection measures are required

to further human interests (and intertwined items: people, profits, property, resources, etc.).

It is worth commencing erosion of these commonplace assumptions immediately. As for what
arguments "work”，are telling or effective, that depends heavily on the context, who is engaged
32

This paragraph borrows heavily from Hay.

33

Brennan's third reductive trend(p.800.

�16

in a dialogue, and so on. Those with deep green sympathies are not going to be vastly
impressed by a sheaf of utilitarian and human interests (first and only) arguments, any more than

by other privileged class arguments. Goodin seems to have rather assumed that, in effect, we
are always paired with our political masters, who are and will remain shallow utilitarians. Even

now this is by no means uniformly so, and there are grounds for hope that things could be much

ameliorated in the future. Accordingly there is little reason to accept Goodin's further excessive
claim that the 'essence' of the arguments (all satisfactory arguments he really wants to have us

concede) remains the same: 'inadequate protection of the human environment, seriously
compromised human interests\34
Pretty much the same problematic ethos is likewise taken for granted for proposed

remedies: a standard economic public policy framework, with the essence of the remedy
consisting in correcting market failure. From deeper green perspectives this is extraordinarily

tired stuff, with "remedies" that have been tried and tried and continue to fail.
As part of his case, he tries the stock shallow strategy of rubbishing the idea of admitting
interests beyond humans (to grant animals interests is hardly to ''widen'' or ttextend^^ interests).

The arguments are all very cheap, and the counter-case is not properly addressed. Regrettably, a

shallow utilitarianism raises its ugly head all over the place. A few examples: 'it is more

important that the right things be done than that they be done in any particular way or through
any particular agency * (p.120). But it is unnecessary to document utilitarian imput as Goodin
himself has provided it in susequent work.
A main orientation of Goodin's work一which help explain several of its features一 is

towards policy-makers or would-be policy-makers. Among such audiences utilitarian and

economic rationales contue to be greeted enthusistically. For one reason, such rationales seem

made to order when policy makers, or "bureaucratic rationality,5, require 'a means of justifying
decisions that may be unpopular with large members of people5. For through these rationales

they have seemed
able to give principled reasons for action. The policy-maker can claim
to have weighed up all the relevant considerations for and against a
course of action; each consideration was in some way commensurable
with every other—perhaps because each had a dollar value associated
with it—and so it was possible to reach a determinate conclusion, by
fair and objective means. The appearance of determinacy, fairness and
objectivity is an important tool for those who wield and manipulate
power in business, government, and even universities. But this
rationalizing use of economic approaches should be resisted by
everyone, including economists themselves.35

34

Ibid p.8 (check).

35

Brennan p.807.

�17
The reasons are now entirely familiar ones.

References
Achtenberg, W., Review of Goodin, Environmental Values, (1994).
Foucault, M., 'What is Enlightenment5
Goodin, R., Green political Theory, Polity Press, Cambridge, 1992.
Habermus, J., 'Modernity—an incomplete project*, in Postmodern Culture (ed. H. Foster),

Pluto Press, London, 1987.
Hay, P., Review of Goodin typescript, University of Tasmania, 1994.
McGowan, J., Postmodernism and Its Critics, Cornell University Press, Ithaca, 199x.
Osborne, P, 'Modernity is a qualitative, not a stromological, category: notes on the dialectics of
differential historical time', in Postmodernism and the re-reading of modernity (ed. F. Barker

and others) Manchester University Press, Manchester, 1991/2.
Priest, G., 'On alternative geometries, arithmetics, and logics; a tribute to Lukasiewicz5,
typsescript, 1996.
Routley, R. and V., “Human chauvinism and environmental ethics' referred to as EE

Routley, R. and V., The Fight for the Forests，referred to as FF.

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              <text>13.6.96

GREEN POLITICAL THEORY:
a different account
Green political theory is divided according to one of our guides1, rather like Gaul

according to Caesar, into three parts:

—a green theory of value,
—a subordinate green theory of agency, and

—a green lifestyle program, portrayed as a set of altogether dispensible lifestyle
recommendations.

While it is the high-handed insistent dismissal of green lifestyles by this guide, Goodin, that has

captured the attention of critics and been highlighted, the brash partitioning of green political

theory, and the surreptitious dismissal therewith of significant parts of it, should not pass
unnoticed. To the contrary, virtually the whole of what political theory is taken to treat comes up

for reassessment once green lights are played upon it, certainly under deeper green illumination.
That bogus exhaustiveness taken for granted, that all there is to it amounts to value and action,
no doubt derives largely from an underlying utilitarianism, according to which other theoretical

matters can be subsumed under these.2
In short, partly through dispensing with lifestyle considerations, primarily by virtue of a

background utilitarianism operating within a conventional state-setting, Goodin can suppose that

green political theory reduces to these two parts: a theory of value and a subordinate theory of
agency. Such a reduction is however much too simple, leaving out, as it does, much of ethics of
political relevance, as well as a large slab of politics. For example, ethical omissions include the
fields of deontology (environmental permissions, prescriptives, directives; environmental

justice, rights and so on), of virtue theory, and of accountability. Among political omissions
most striking is the absence of any due consideration of institutional and ideological alternatives
to what now prevails. Prevailing Western political arrangements—with staged elections, urban

bureaucratic control, incremental reformism (often environmentally regressive), and so on—are
simply taken for granted. Above all, there is no critique of the state, an increasingly important

part of radical green politics. One reason for this gross omission— f radical green theory from
what is presented as green political theory—is that Goodin does not question the conventional

political assumption that the appropriate objective of green political activity consists in gaining
power or influence within established statist arrangements, for example at best through electoral

1

R. Goodin Green Political Theory, Polity Press, Cambridge 1992. This was undoubtedly a book
worth criticizing.

2

See the appendix.

2

success enabling control of some of the administrative and executive functions of state (we shall
encounter this conventional “political realism^^ again later). However significant strands of

green political theory no longer accept this assumption. A related reason, reaching deeper, is

that Goodin likewise does not question, as strands of green theory now do, what helps
undergird the conventional political assumption and reformist utilitarianism, an Enlightenment

ideology with its faith in reason and science, technologically-based progress, overall human

goodness and dominance, and so on.3
The bold overstatement of claims, along with misrepresentation as to what green political
theory comprises, is symptomatic of much of the book: overstatement and undersubstantiation.4

Virtually all main themes of the book are false, indeed rather patently so once exhibited

unadorned, because limited truths are overextended; and they are undersupplied with cogent
support. So it is with the green theory of value, which inflates what is a significant factor in

green evaluation into the supposed total green theory. So it is with the green package, which is
presented as having an absolutely tight integration, which it in fact lacks. And so on, as will

appear. Not only are main themes seriously defective; more disappointing, a salvage operation
will not yield a lode of green gold.
As troubling is the anti-subversive character of the work. Goodin has wheeled another

Trojan horse into green territory, a horse bringing a number of anti-green academic warriors
armed with anti-green ideas and sentiments, and engaged in and advocating anti-green lifestyles,
(as will emerge).5 Of course, 'Green political theory' is a clever title, which is complemented by

a politically clever introduction on the crises which are not minimized or marginalised but given
considerable weight—all of which suggest that the text might be of much more interest to

politically inclined greens than the usual academic fare. But the title does not say how the green
theory is to be treated, explained and encouraged, exposed and condemned. Neither really. The
text is not written for greens (though the publishers obviously hope they may buy it,6 or be

3

For an exposition and criticism of Enlightenment Ideology, see Sylvan TM.

4

In part because these sorts of deficiencies have not been addressed in reviews of the book, I
decided to persevere with this less charitable critique (a tiresome exercise bound to alienate).
Regrettably most of the reviews appear to derive from a political science orientation. They trip
lightly by philosophical fundamentals, where the book is noticeably weak, and vulnerable.
And they tend to be very light on argument.

5

Trojan horses are in extensive use by academics, particularly in green regions. We will
encounter a number of these horses. They are evident from sociology to biogeography and
climatology, and particularly prominent around economic enslaves.

6

They form part of the intended audience for the book according to accompanying publishers'
work and flyers. Indeed the publishers have participated in the deception, supplying a cover
featuring a boss of the Green Man from the cloisters of Norwich cathedral, which sends, as they

3

tricked into buying it), but for a cohert of academic colleagues—for colleagues who form part of
the prevailing system, of politics-more-or-less-as-usual and so on.

Deapite its character, there are several useful and attractive features of Goodin's book,
which do make it worthwhile reading for awake greens of theoretical bent (one of these features
is an Appendix, putting together succinctly a green political program). It is a smoothly written
book, encouraging readers to glide along, glossing over the underlying content and messages,
and not grasping the enormity of some of what is presented, for instance even as green gospel.

It may be just the style that is attractive (the cut of the book, the easy flow, an appealingly simple
structure, and other stylish features), rather than details of the real content. If the book has a
weakness from the PR angle, it may lie in its flippancy, and failure to take several green issues

seriously, both of which sometimes enter irritatingly and will turn off some committed greens.
But, by and large, it is a splendidly packaged work; it is what is packaged and what is pushed on
greens that is the trouble.

For a book purportedly on green theory, treatment of greens is extraordinary
condescending. Not much notice is going to be taken of 'what self-styled greens... happen to

believe', 'what positions greens actually do take' (p.vii). (How then does he justify the green
attributions he proceeds to make, e.g. 'green theory of value5? Evidently his procedure is
methodologically unsound). No, it is 'an attempt to saves greens from themselves5 (p.viii). To

rescue them,4to tidy up' their slovenly positions—while throwing away critical features of green
approaches, such as green lifestyles—Goodin is particularly concerned that green lifestyles
should not be seen as part of a rectified green political package. Green lifestyle
recommendations are entirely dispensible (so he and others can look and indeed be green without

deffort, without making any green contribution; they are conveniently absolved from any
relevant action, or lifestyle adjustment).

At one stage Goodin claims that the theory is 'moderately deep'. But elsewhere he has

more accurately said that it is a pale green theory, very pale green given the attitude taken to
green lifestyles. Green Political Theory it may be called: deeper green political theory, at least, it

certainly is not, even genuine green it but dubiously is. However Goodin's aim, he regularly
informs us, is once again not 4to describe what positions greens actually do take5. His project is

a normative one, aimed instead to show what positions greens should take, given their core
concerns... what they have to say given their core values'?. In this attempt he should be seen to

remarks, 'precisely the contrary signal concerning the nature of the author's project in there
behind the Green Man's work*.
7

P. viii - p.vii, itals added.

4

fail entirely. He is astray not merely on the core concerns of many of them (which concerns are

far from uniform), but also in loosely coupled resultant positions. Greens are under no such
obligations as Goodin would load them with; they are not boxed in as he would suppose.

The approach is not only condescending towards greens; it is a touch arrogant. The aim is

said to be 'to show greens how to cast their position in the strongest possible form\8 This will

turn out to be not a strong theoretical form, by any means, but merely a strong form
pragmatically, given a raft of assumptions about prevailing electoral arrangements, an interests
theory of voting and human behaviour, and so on. According to many a green however, thereby

made are some of the assumptions that have to be turned around if humanly undesirable features

are to be avoided, if social collapse of one sort or another is to be avoided.
At the very outset, Goodin does something to offset such concerns, as those concerning
limits of growth.9 He rolls out a familiar quasi-inductive argument, beloved of economists, that

past predictions of limits have been riotously astray (e.g. Jeavons on coal, Meadows and others
in Limits of Growth on tin). Granted some predictions have, those regularly offered as
illustrations; though others have not, naturally such examples are not emphasized.
Not only is the inductive base for the quasi-inductive argument defective, the argument

itself exhibits some flaws. That it has been claimed before and shown wrong is hardly decisive

evidence that it will not be right a next time. Recall not only the boy who cried "wolf' too often
and was eventually consumed, but also the turkeys who every week approaching Christmas
triumphantly announced that everything was proceeding just fine.

[Simple enumerative

induction is not reliable in such settings.]
On this-here green theory of value.
Much of Goodin's text, that segment that is not pleasant enough "ecopolitical fiir5 (stock

descriptions of ecological problems, green movement and their platforms, and so on), is
occupied in one way or another with what he is pleased call to 'a green theory of value', quickly
to become 'the green theory of value'. Most of the remainder develops from a complementing

4green theory of action5.10 This green theory of value is pushed in a surprisingly deontological
fashion, likely to arouse immediate suspicions: as what greens should adopt and wear, if they

know what is good for them.
A theory of value is just a theory of the good, so it is engagingly asserted at the outset.
Not so, unless the rest

of what is considered to belong to value theory (standing,

8

P.viii.

9

See the beginning of the main text p.l.

10

This theory of value is also presented in a much published paper, 'A green theory of value'. As
to the definite formulation, the green theory, see many places in the text, e.g. p.87.

5

considerability, worth, rating, and so on) reduces. It does not (and Goodin makes no effort to
effect a reduction).
It will become plain that Goodin is rather good at presenting topics as what they are not.
The practice goes beyond introductory and presentational matters to what is taken to be central,
value theory. 'A theory of value is, quite simply, a theory of the good', so we are engagingly
informed.11 A theory of value is much more comprehensive than a theory of the good (as a
perusal of Austrian value theory will quickly confirm), and does not contract, without extensive

and dubious reductions (there is the 'quite simply5), to a theory of the good. Do not anticipate
then what is promised: a green theory of value. As it turns out, not only are greens short­
changed on value, they get a very small serve of theory, and again a very pale green offering at

that.
There are certain peripheral obstacles to this purported green theory of value. In particular,

does it even measure up to admittedly lax standards for a theory as to value? As is readily
ascertained, the "theory” does not even say what a value is like and is, what kind of object, what
identity criteria it satisfies, what postulates it conforms to. Let us call what is presented a

pseudo-theory. Perhaps it can be upgraded to a theory, but requisite work is so far lacking.
Is this "green pseudo-theory" green? This sort of challenge Goodin is aware of and aims
to deflect. Granted the pseudo-theory is admittedly shallow, all politically acceptable theories

have to be, he suggests, for instance to seize wide common ground, etc. But this too is astray,

because of pluralistic alternatives.

According to this green pseudo-theory, not only is naturalness a source of green value,
naturalness is the source of value (i.e. goodness).

How does Goodin arrive at this

identification? By various unsound moves. Most simply, he invalidly concludes, from a

consideration of 'naturalness as a source of (green) value', that it is the source of value.12 Such
an inference from an indefinite to a definite description is invalid unless uniqueness conditions
are independently ensured. Less simply, there is a simplistic derivation of "theories of value"

from the three conventional factors of economic production: land (or resources), labour, and

capital, each of which is schematically linked to corresponding theories of value. No doubt the
land ethic and the labour theory of value just could suggest as much, but it is dubious that
anyone much, green or otherwise disposed, would rest content for long with such a “pure"

theory, as the factors operate together, not separately. Moreover, the economic “derivations" of
these theories should be enough to raise serious green doubts about them.

11

P.19. This claim is also made in several other overlapping Goodin productions.

12

Ibid. p.30.

6

The core theme resulting from the identification is that natural objects are valuable, i.e.
good, because they are the result of natural processes and not artificial or human ones. What

gives natural objects their value is precisely their naturalness.13
In support of his green theory, Goodin produces a rather nauseating sociological argument,
along the following lines: 'humans' have a deeply felt need to find meaning in their lives, i.e. to

see their lives as set within a larger context with which they can feel linked. Such a context is

provided by nature. In fuller presentation, it is claimed that people want coherence 'between
their inner worlds and the external world'; that 'whatever makes people strive for harmony
within their own lives would also lead them to strive to lead their lives in harmony with the
external world'; and that 'natural processes provide just such a larger context... within which we

can set out our own life plans and projects5.14 The argument is entirely shallow, appealing to

what some humans want (if they do, not even to what might be good for them); it is utterly
instrumental, with nature an instrument for human wants and needs; it is extraordinarily weak,

each step being highly contestable; and it does not lead to the intended conclusion, uniqueness of
naturalness not being shown. Moreover, for what it is worth, the argument also commits the

naturalistic fallacy, purportedly arriving at an identification of value, as what is natural, on the

basis of "natural" human wants and needs.15
Observe that this is Goodin's theory as to green theory, an ultimately shallow theory,
reached in a shallow economic way, defended in a shallow sociological way, hardly likely to be
reflective of deeper green thought. However, it is made to look in some places as if it were

some sort of descriptive account; while at other places it appears as a normative account, as if it
13

find quote

14

Ibid p.3&amp;

15

An identification of that Moorean nonnatural feature as natural furthermore.

It is worth appending a relevant point from Brennan (pp.805-6):
For theorists like Goodin, the status of environmental systems, species and
non-human animals appears to be problematic. Although he regards them as
proivind a large, independent context within which human life makes sense, it
seems that he at the same time regards them as akin to consumer goods, to be
displayed, consumed or prozed according to our informed preferences. For
those influenced by the resource economists, it can be hard to understand the
challenge posed by environmental ethics»&gt;. Once nature is thought of as a
resource, a standing reserve, a set of processes and objects that have the
potential to satisfy human desires, it is easy to think of it as a nothing more
than that. And the challenge posed by any ethic which is properly called
'environmental' is to find a way of articulating the attitude that nature is
indeed a great deal more than that.

7
were a very reasonable thing for greens to expouse. But really it is of neither sort; it is neither

descriptive of green positions, nor something they should, or would reasonably, adopt; rather it
is a theory foisted on greens. It might be pretended that Goodin has offered a "reconstruction”，
a rational reconstruction even, of green theory; but such a pretence fails as the construction fails,
to meet even basic adequacy conditions, as will appear.
As regards descriptive elements, no solid evidence is assembled that most, or even some,

greens adopt this green theory, with naturalness as the sole source. Indeed Goodin offers no
evidence that any do, and perhaps none of any standing do.16
Furthermore, as but little investigation reveals, there is not a single green "theory" of value,
but various different, sometimes competing, positions.

Nor could a single essence be

satisfactorily distilled from those positions, and even what could be distilled would not resemble

Goodin's construction. For some conspicuous green positions, such as ecofeminism or deep

ecology, would in no way underwrite naturalness as the source of value, or for that matter a

single source of value. More generally, the principles and arguments advanced within green
critiques of reductionist science—including that central lesson of ecology, that meaning is to be
found in connections, in patterns, in relations—similarly militate against any reductionist
grounding of value.
Conveniently Goodin appears to absolve us from more detailed fieldwork on green

positions. His intention, he boldly announces, is to make it clear to greens and others not what
greens in fact think, but what they should think. Indeed he pushes this normative tack to
amazing length; only if greens change in the direction he indicates will they be able to make any

practical difference to public policies! That rash claim has already been resoundingly falsified.
But as regards prescriptive aspects, no intellectually alert greens would adopt Goodin's
theory, either. It is not simply because they have other objectives on their agendas, than directly
influencing party politics. It is because the theory is seriously defective, and open to evident,

damaging objections. So it should not be sought by greens.
A central reason why no aware greens should adopt the theory, and why it should be
rejected is that it is open to a range of fairly decisive counterexamples. There are many natural
items, natural objects or processes, that are not, either on the face of it or after reflection,

valuable, as they are or were or where they are. Much that is natural is at least very problematic,

some is downright bad. A first class of problematic examples, not involving life in a direct way,
16

It is suggested, by Achtenberg, that McKibben may, but a reading of The End of Nature does
not support such a suggestion. As it happens, the situation with McKibben is more than a
little curious. For what McKibben want to insist upon—adopting an inadmissibly high
redefinition of natural—is that realy nothing is natural any more (hence The End) whence
courtesy of Goodin, nothing is valuable any more. But that is not what McKibben wants to
say, or says.

8
are those occurrences clustered together as natural disasters, catastrophes, and the like. Included

therewith are earthquakes, landslides, soil erosion, meteorite collisions, volcanic eruptions, tidal

waves, cyclones, ice ages, and so on. These examples include dramatic and damaging (natural)
variations in the natural more stable course of events, variations with climatic or geophysical

origins. Consider the devastating Lisbon earthquake of 1775 which so shocked European
intellectuals (and was construed by Voltaire as evidence that Gthe natural world is farm from the

best of all possible). By contrast, Goodin would be obliged to maintain that it was a good event,

because natural (just as good as the new arrival of a passenger pigeon on a splendid autumnal
morning) and presumably not at all shocking because of the natural beneficence of the whole
disaster. No doubt the problems with global warming, ozone depletion, and so forth, that so
exercise Goodin at the outset of his text, are that these are not natural (being induced by human

activity which falls outside what is natural, under one conventional ruling); no doubt these

would be valuable, and unproblematic, processes were they to proceed naturally without human
intervention or assistance. So it was with the volcanic eruptions that demolished the splendid
pink and white terraces and laid waste much beautiful New Zealand forest last century; so it was

with the earlier ice-age which much reduced the richness of New Zealand flora, eliminating 3 of
4 groups of palms; these were good, even admirable, events.
Similar ridiculous outcomes issue when we turn to life (life forms somehow still achieve a
privileged role in Goodin, though they are no more natural). Consider the wide range of

monsters, cripples, sports, freaks, and so on that natural processes, such as birth, regularly
deliver: deformities, malignant mutations, and so on, outcomes that are still generally hidden
away, put out of general sight, or quietly removed, at least in the case of more hideous outputs.
It is very difficult to see that all these objects are good, even just as good as the most splendid

products of nature.17 Roughly Goodin has landed in a similar awkward position to the theist

17

It seems admissible to record that I put several such counterexamples to Goodin well before he
undertook final revision of his working typescript. Here is his response on these and connected
issues (Goodin, personal communication, numbered and reordered with [1] now proceeding [2]):

[1]

[2]

A somatic organism in a natural environment is a (nonmoral) normative system.
Whatever has that much complexity, richness, self-organization, telos has
(presumptively) value.

I think I still incline to say (despite your chastening) that a sponaneous biological
life is always of prima facie value (intrinsic). Though I recognize at once that such
value can sometimes be overridden and become in some environmental contexts a new
disvalue. And here I just hold in abeyance what the overlay of moral agency with the
moral (past biological) life in humans does to the presumption.

9

who announces that all the natural works of God are good, and is then confronted by awful
work such as monstrosities or catastrophes. He can try, like the theist, to fall back to some

larger valuable setting of which these prima facie nonvaluable components are an integral part; in
Goodin's case there is a wider encompassing theory available, namely evolutionary theory (with
variation required for natural selection).18 But already this means significant qualification and
modification of Goodin's original theory, and shift to a different and so far undeveloped theory.

Better to abandon the original theory, given that superior alternatives are on offer namely
multiple factor theories, with naturalness one factor in the mix.19

There remain many other lesser difficulties for theories like Goodin's which try to reduce

value-making factors to one, such as naturalness (or biological life, richness, or whatever). For
naturalness, difficulties arise with pests and weeds, which may be quite natural objects, but

objects which are located in the wrong places, notably outside their natural range. No doubt
Goodin's theory can be elaborated to take account of such exceptions, but elaborated it needs to
be. Other difficulties arise with natural objects which are in natural places, but which are in
some way out of balance with their natural environment, for instance through excess numbers,

excessive predation (leading to population collapses, etc.). Consider, for example, members of
a natural herd of elephants, grown too large for their natural environment, who become

destroyers, demolishing significant forests in their range. Again this is natural enough in the

circumstances, but the outcomes are certainly not good, nor praiseworthy or the like.

The deficiencies of the approach as offering a “theory” of value are accentuated by the
specific narrow recipe Goodin tries to impose on greens. In particular, it appears to supply only
an on-off qualitative assessment. An item is either good or not according as it is natural, and that

[3]

I will have to interpet monstrosities, mutation, deformities as struggling life,
somehow a necessary part of the process, even though they are in some respects failures.
Anyway, more on that some other time.

[4]

I also hold that (geo) physical nature can sometimes have intrinsic value, so that life,
while sufficient for value prima facie, is not necessary for it.

A few comments:- Paragraph [1] already points to a more satisfactory, sophisticated theory than
greens are saddled with, with a mix of factors (of which naturalness is surely one) yielding
presumptive value. Paragraphs [2] and [3] also indicate elements of a more sensitive theory,
again at substantial odds with that presented in the book. Paragraph [3] suggest the sort of
theological or evolutionary escape discussed in the text below; it does nothing to counter the
counterexamples.
18

Also the theist's problems concerning maximization are perhaps reduced in this setting.

19

See e.g. EE or FF.

10
is all. But not all items are of the same value, which is all this allows: valuable because natural.

Some, while not being “more natural”，are much more valuable than others. It is well known
that comparative assessments, such as bettemess, and likewise quantitative assessments cannot

be directly defined in terms of mere quantitative assessments, and it is sufficiently appreciated

that a satisfactory axiological theory should account at least for comparative assessments. In this

respect too, Goodin's pseudo-theory falls far short of adequacy. On the other side of the
qualitative divide, even the best art museums and the best painings within them are not valuable,
not good, because not natural. Even if Goodin should say, what his text sometimes suggests,
that his green "theory" applies only to natural objects, artifacts are left out, then the theory is at

best seriously incomplete. Greens will have some more comprehensive theory of value which
covers all items, and integrates a range of assessments of artifacts with natural objects:
naturalness will properly disappear as sole criterion, becoming but one factor.

It is noteworthy that much of the subsequent development of green political theory in
Goodin's text does not depend upon the excessively strong value theory he tries to load upon

greens; it does not require—r always, for that matter, use—naturalness as sole criterion. Much

of what comes later, all that appears right enough, will "go through" will naturalness as a critical

factor. Where appropriate call this the alternate scheme, according to which naturalness is only
one critical, but not always decisive, factor in a mix. The alternate scheme is an integral part of
that different green account alluded to above.
On the touted tightly-integrated Green package, and strong holism.

Certain extraordinarily bold claims are advanced, under the banner of 'a unified moral

vision5 in the chapter advertised as 4the unity of the green programme\ Notably
the green theory of value...[as] elaborated... is what underlies and
unifies the entire green political programme .... It is what makes it
illogical and inconsistent for other, more established parties to try
picking and choosing some bits off that agenda, without accepting all
the rest of its demands as well.20

The claims are never established, would not be established by what is suggested, and indeed

cannot be satisfactorily established, because the claims do not stand up. The arguments outlined
are seriously wanting. Even what is said would make good the claims would not (traces are not

enough for "making good^^); but in any case Goodin does not attempt these things, opting to
proceed 'more impressionistically *.

20

p.87. The same sort of theme is reiterated (with but minor variations) subsequently, e.g. p.92.
Note the ascent from an everyday theory of the good to a unified moral vision.

11
Even impressionistically little works satisfactorily. For 'the green theory of value' of
Goodin is not 'uniquely able to account for the coherence of the green public-policy

proposals\2122Apart from the critical features, to be considered below,
that green proposals do not enjoy the sort of coherence alleged, and that
established parties can, and do, pick over green programs selectively,

the uniqueness claim, the special position of Goodin's theory, is quietly dropped in the

impressionistic "argument". All that is used is the alternate scheme, that a concern for nature
informs, directly or indirectly, all the connected 'plants in the green programme'.22

Evidently a variety of concerns for nature can motivate and justify attitudes and procedures
regarding pollution, waste, environmental destruction, and so forth. Uniqueness lapses.

Worse, the more remote, less directly environmental parts of the green agenda do not fall out
eith of Goodin's theory or from the alternate scheme. In a note, Goodin concedes as much; but

these (decentralization, grass roots democracy, nonviolence, and much else) derive so he
claims, from the subsidiary, but logically separate, green theory of agency.23 Whether they do

so derive or not (they do not), they do not derive indirectly from a green theory of value,
because of the separation of agency from value. For similar reasons, the "integrated" green

programme (outlined in an Appendix) begins to unravel.

All that Goodin tries to make out, then only suggestively, is that the alternative scheme

helps in explaining certain green attitudes that appear anomalous or otherwise problematic.
Even should this exercise succeed (and its success is at best mixed), it would not achieve what
is required.

Interestingly, the Appendix, 'The Green Political Programme5—far from demonstrating
that the narrow green theory of value runs through all green policy, not just the overly
'environmental5 parts—helps in revealing what a patchwork the presented programme is really,

a patchwork from which separate patches can be unsewn. A basic problem with the whole
approach is this: that there is not a single green program, different green groups have different
programms. Witness the many internal disputes, the very public conflicts between social and

deep ecology, between animal liberationists and nature greens, between luddites and smart new-

age technologists, between spiritual and secular greens, and son. Granted various loose

conalitions may be stitched together; but they are various, not unique, and the stitching is very
loose, and may easily be undone, for different repackaging. In short, there are many green
packages, corresponding to different green theories of value and agency and so on. As there is
21

Ibid p.87.

22

Ibid. p.87. Goodin himself slides back to the indefinite, to a green theory of value, e.g. p.88.

23

Note &amp; p.8&amp;

12
no single green theory, so there is no such tightly unified single package, which is what

empirical evidence also seems to show. Moreover, established parties have drawn very
selectively upon these sorts of packages, and filched elements selectively. Witness the fate of
the early Values party in New Zealand.
'The prima facie wrongness of ... piecemeal borrowing from the greens is easily

explicated. It derives straight forwardly from the logic of consistency. It would be simply
wrong to embrace a theory of value... for some purposes while shunning it for others. The

truth status of value theories just does not flicker on and off like that/2425Embedded therein, in
this strong holism, is one basic confusion that pervades the book, a confusion between a theory

and what derives from it, between a source and its outputs. Nothing in logic stops selective
borrowing from what derives from a program, however tightly integrated. Strong holism is far

too strong; it would imply that we cannot adopt, or even toy with, one part of some value
theory, or ethical theory on Goodin's account of the matter, without embracing the lot. We
cannot accept some on Moore's claims, some of Spinoza's analyses, part of Aristotle without
being stuck with the whole. Eclecticism, at least as regards a theory of value, is impossible.

Which is absurd, and a reductio thereto of a seriously defective argument.
The conclusion has to be that yet another of Goodin's main themes is seriously astray and

should be rejected: that 'greens make (radical) demands on an all-or-nothing basis525, that
greens 'might reasonably demand that we implement their political program on an all-or-nothing
basis5.26

On the misadvertised green theory of agency: green collective organization・

The title 'The Green Theory of Agency5 is something of a misnomer. Most of the chapter
consemed (chapter 4) is taken up with what is inaccurately headed 'Principles of green political
structures*, which treats not agency but certain elements of macro-political organisation,

notably decentralization and policy coordination (itself headed, misleadingly, 'think globally, act
locally5). Most of the remainder of the chapter is occupied with what is headed, generally,

'Principles of green political action', but reduces to 'democratic participation5 and

'nonviolence5, and with 'Principles of green party organisation', cut down to 'grassroots

democracy5 and 'nrotation in office*, both something of travesties, given the indicated sweep
and generality.
The theory of "agency" is itself rather a part of a theory of collective action. Virtually

nothing on agency in the usual sense of individual action theory enters, except a footnote
24

p.92, partly reiterating the integrated package theme.

25

p.168? [check, locate]

26

Back cover.

13

referring to some work on the topic, and no theory at all of green individual agents (their

lifestyles, etc.). The relevant part of collective action theory looks not so much at the roles of
operative agents and their individual instrumentality, as at the character and corodinating

mechanisms of collective action, namely that needed or designed to realize green values. And
really, what is considered is green collective organization, which comprises not only action and

practices, but also associated political procedures and structures. Into this expanded account,
furthermore, some large assumptions are written, assumptions not accepted by many greens:
roughly, reduction of the political to the collective, and of the collective to aggregated

individuals, i.e. themes of individualism.2728These reductive assumptions, which are inserted
and infiltrated unargued, come to matter in the material on policy coordination, which adopts a
standard game-theory approach drawn from the received reductive theory of collective action, a

theory unlikely to gain much green applause, for all its academic fashionability.
The case for green engagement in coalitions is less straightforward than depicted. No
doubt greens who opt for this course of action—what Goodin tries to insist upon, involvement

in the politics of the established system—do not then have the option of spuming power-sharing

opportunities when those opportunities present themselves. Our guide is, however, too
optimistic about how often such opportunies are like to occur, and too sanguine about how they

are likely to operate to green advantage. For one thing, greens are not the only political forces
within conventional politics who have a theory of value. Furthermore, just as greens seeking to

enter into a coalition with a party of the electoral left (at present the only plausible option) must
look askance at the likely ttincohe^ence^^ of the compromise reached, so too must the other
coalescing party. If, under such circumstances, 'the blame for the logical incoherence would lie

with the parties that insisted on adulterating the green programme528, so too, from the
perspective of the party of the left, must *the blame for the logical incoherence lie with the

greens who insisted on adulterating the pink programme'. It should come as little surprise then,
that the evidence suggests that parties of the moderate left are every bit as reluctant to enter into
coalitions with the greens as the greens are with them.29
Green agents: their lifestyles, their commitments, their changed consciousness.

These matters feature large in American deep ecology; they are neglected or dismissed in

Goodin. His rejection of green personal lifestyles is indicative, in these terms, of personal

green consciousness and commitment, and of but subdued or diminished green values. It seems

fair to remark that only weak environmental commitments are displayed in the book (however
27

See e.g. p.l 14 top.

28

To cite Goodin p.179.

29

Hay op.cit., where various examples confirming the final claim are assembled.

14

even weak commitments, typical of much academic literature, are better than none, typical of
former academic literature); or, more provocatively, to infer that Goodin has not really absorbed
genuine green values (else he would act personally). What does come through from the book is

that Goodin remains something of an outsider to green activism. That he is not together at the

cutting edge of things green is betrayed by occasional telling slips, as with what greens worry
about in different places (esp. pp. 180-1). It is not that what he asserts is wrong; it is that
emphases and contrasts are different.
Reasons offered for rejection of green lifestyles are, where clear, extraordinarily weak.

Consider what is offered:
• living too close to nature, too much in harmony with it, might cause it to lose its valued role
for us30一which is (remember) to provide us with a larger context in which we can see our lives

as being set! Test the force of the argument by comparing living in the vicinity of other valued

items: worthy lives, art, music, intellectual accomplishments. Moreover, there are counter­
arguments and considerations: that closeness brings respect and awe, and can enhance

appreciation of value. Consider the idea of Christians distancing themselves from Cathedrals
and Churches, ritual and practice.
• to achieve political change, greens should make every effort to minimise the perceived distance

between themselves and the “orthodox” community一whereas the association of 'alternative
lifestyling5 with 'green' has exactly the opposite effect. Such a claim reveals much as regards
subcontests, such as: claimants commitments and seriousness, type and extent of change

envisaged, and so on. Christians, feminists, revolutionaries and others would not be too
impressed. As in other reaches where orthodoxy may be morally or otherwise amiss, so with

regard to green lifestyles: There is a case for a politics of “exemplary practice”； for whilst some
people will treat those who so engage as objects of scorn and ridicule, it is evident that many
people have been recruited to green values through positive contact with experiments in "right

living”，or with elements of green lifestyles. It is important too that at least some people
endeavour to demonstrate how green principles might be put into practice at the level of daily

living.
• Bizarre examples, selective unfavourable examples, advanced under the heading 'green

heresies5.31 Granted 'some of this “exemplary practice” might be so outlandish that it reflects
negatively on larger green projects. But the influence of this can be overstated; this sort of game

can be played with many things that have features to recommend parts of them. After all, every
social movement and every tradition of political philosophy, has its fringe-dwellers, even its
30

Thus p.81ff.

31

pp.78-81.

15

practitioners of a particular reductio ad absurdum extracted from a larger coherency.32
• local lifestyle set the focus astray. It should be on grander issues, on global environmental

problems, fate of earth, etc. But plainly more regional and local problems also matter, esp. for
preservation of habitats, creatures, etc. And here personal and local things can be very
important.
Finally, there are other reasons for green lifestyles. For example, for the structural

changes necessary for environmentally satisfactory societies of one sort or another, something
like internalization of green values and adoption of a green lifestyle proves highly advantageous.

To this end and others, committed green subcultures and inspiring individual examples are

extremely valuable.
APPENDIX: a defective setting.
Many productions that may look new and interesting in fact prove conservative, brushing
off and wheeling out old ideas as if they would accomplish all requisite work. That is, it is

implicitly claimed, under conservative approaches, that prevailing paradigms offer all necessary
resources for capturing what has (wrongly) been presented as radically new.33 In environmental

philosophy a classical exercise of this sort, well received by an environmentally conservative or
reactionary establishment, was Passmore's text. Passmore's (and was followed, in a slightly
expanded and apparently more liberal setting by Attfield, in a series of broadly consequentialist
productions. Now the exercise repeated in environmental political theory by Goodin, who
simply imports utilitarianism as supplying a unique and unquestionable rationality, in place of
Passmore's vague utilitarianism of humans interests.
It does not bode well for a genuinely green theory that its presentation lies virtually entirely

within a shallow utilitarian setting, the setting of the dominant economic and public policy

paradigm. For just such a setting is what has assisted significantly in getting the Earth into the
present environmental mess. Consider what Goodin tries to insist upon in his section (s.1.3) on
the arguments (and also elsewhere):- He assumes, in so trying to preempt the range of

arguments, both that
—the case for environmental protection has to be made in utilitarian terms if it is to prove
effective
—the most telling arguments concern the ways environmental protection measures are required

to further human interests (and intertwined items: people, profits, property, resources, etc.).

It is worth commencing erosion of these commonplace assumptions immediately. As for what
arguments "work”，are telling or effective, that depends heavily on the context, who is engaged
32

This paragraph borrows heavily from Hay.

33

Brennan's third reductive trend(p.800.

16

in a dialogue, and so on. Those with deep green sympathies are not going to be vastly
impressed by a sheaf of utilitarian and human interests (first and only) arguments, any more than

by other privileged class arguments. Goodin seems to have rather assumed that, in effect, we
are always paired with our political masters, who are and will remain shallow utilitarians. Even

now this is by no means uniformly so, and there are grounds for hope that things could be much

ameliorated in the future. Accordingly there is little reason to accept Goodin's further excessive
claim that the 'essence' of the arguments (all satisfactory arguments he really wants to have us

concede) remains the same: 'inadequate protection of the human environment, seriously
compromised human interests\34
Pretty much the same problematic ethos is likewise taken for granted for proposed

remedies: a standard economic public policy framework, with the essence of the remedy
consisting in correcting market failure. From deeper green perspectives this is extraordinarily

tired stuff, with "remedies" that have been tried and tried and continue to fail.
As part of his case, he tries the stock shallow strategy of rubbishing the idea of admitting
interests beyond humans (to grant animals interests is hardly to ''widen'' or ttextend^^ interests).

The arguments are all very cheap, and the counter-case is not properly addressed. Regrettably, a

shallow utilitarianism raises its ugly head all over the place. A few examples: 'it is more

important that the right things be done than that they be done in any particular way or through
any particular agency * (p.120). But it is unnecessary to document utilitarian imput as Goodin
himself has provided it in susequent work.
A main orientation of Goodin's work一which help explain several of its features一 is

towards policy-makers or would-be policy-makers. Among such audiences utilitarian and

economic rationales contue to be greeted enthusistically. For one reason, such rationales seem

made to order when policy makers, or "bureaucratic rationality,5, require 'a means of justifying
decisions that may be unpopular with large members of people5. For through these rationales

they have seemed
able to give principled reasons for action. The policy-maker can claim
to have weighed up all the relevant considerations for and against a
course of action; each consideration was in some way commensurable
with every other—perhaps because each had a dollar value associated
with it—and so it was possible to reach a determinate conclusion, by
fair and objective means. The appearance of determinacy, fairness and
objectivity is an important tool for those who wield and manipulate
power in business, government, and even universities. But this
rationalizing use of economic approaches should be resisted by
everyone, including economists themselves.35

34

Ibid p.8 (check).

35

Brennan p.807.

17
The reasons are now entirely familiar ones.

References
Achtenberg, W., Review of Goodin, Environmental Values, (1994).
Foucault, M., 'What is Enlightenment5
Goodin, R., Green political Theory, Polity Press, Cambridge, 1992.
Habermus, J., 'Modernity—an incomplete project*, in Postmodern Culture (ed. H. Foster),

Pluto Press, London, 1987.
Hay, P., Review of Goodin typescript, University of Tasmania, 1994.
McGowan, J., Postmodernism and Its Critics, Cornell University Press, Ithaca, 199x.
Osborne, P, 'Modernity is a qualitative, not a stromological, category: notes on the dialectics of
differential historical time', in Postmodernism and the re-reading of modernity (ed. F. Barker

and others) Manchester University Press, Manchester, 1991/2.
Priest, G., 'On alternative geometries, arithmetics, and logics; a tribute to Lukasiewicz5,
typsescript, 1996.
Routley, R. and V., “Human chauvinism and environmental ethics' referred to as EE

Routley, R. and V., The Fight for the Forests，referred to as FF.

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                    <text>13.6.96

GREEN POLITICAL THEORY:
a different account
Green political theory is divided according to one of our guides1, rather like Gaul

according to Caesar, into three parts:

—a green theory of value,
—a subordinate green theory of agency, and

—a green lifestyle program, portrayed as a set of altogether dispensible lifestyle
recommendations.

While it is the high-handed insistent dismissal of green lifestyles by this guide, Goodin, that has

captured the attention of critics and been highlighted, the brash partitioning of green political

theory, and the surreptitious dismissal therewith of significant parts of it, should not pass
unnoticed. To the contrary, virtually the whole of what political theory is taken to treat comes up

for reassessment once green lights are played upon it, certainly under deeper green illumination.
That bogus exhaustiveness taken for granted, that all there is to it amounts to value and action,
no doubt derives largely from an underlying utilitarianism, according to which other theoretical

matters can be subsumed under these.2
In short, partly through dispensing with lifestyle considerations, primarily by virtue of a

background utilitarianism operating within a conventional state-setting, Goodin can suppose that

green political theory reduces to these two parts: a theory of value and a subordinate theory of
agency. Such a reduction is however much too simple, leaving out, as it does, much of ethics of
political relevance, as well as a large slab of politics. For example, ethical omissions include the
fields of deontology (environmental permissions, prescriptives, directives; environmental

justice, rights and so on), of virtue theory, and of accountability. Among political omissions
most striking is the absence of any due consideration of institutional and ideological alternatives
to what now prevails. Prevailing Western political arrangements—with staged elections, urban

bureaucratic control, incremental reformism (often environmentally regressive), and so on—are
simply taken for granted. Above all, there is no critique of the state, an increasingly important

part of radical green politics. One reason for this gross omission— f radical green theory from
what is presented as green political theory—is that Goodin does not question the conventional

political assumption that the appropriate objective of green political activity consists in gaining
power or influence within established statist arrangements, for example at best through electoral

1

R. Goodin Green Political Theory, Polity Press, Cambridge 1992. This was undoubtedly a book
worth criticizing.

2

See the appendix.

�2

success enabling control of some of the administrative and executive functions of state (we shall
encounter this conventional “political realism^^ again later). However significant strands of

green political theory no longer accept this assumption. A related reason, reaching deeper, is

that Goodin likewise does not question, as strands of green theory now do, what helps
undergird the conventional political assumption and reformist utilitarianism, an Enlightenment

ideology with its faith in reason and science, technologically-based progress, overall human

goodness and dominance, and so on.3
The bold overstatement of claims, along with misrepresentation as to what green political
theory comprises, is symptomatic of much of the book: overstatement and undersubstantiation.4

Virtually all main themes of the book are false, indeed rather patently so once exhibited

unadorned, because limited truths are overextended; and they are undersupplied with cogent
support. So it is with the green theory of value, which inflates what is a significant factor in

green evaluation into the supposed total green theory. So it is with the green package, which is
presented as having an absolutely tight integration, which it in fact lacks. And so on, as will

appear. Not only are main themes seriously defective; more disappointing, a salvage operation
will not yield a lode of green gold.
As troubling is the anti-subversive character of the work. Goodin has wheeled another

Trojan horse into green territory, a horse bringing a number of anti-green academic warriors
armed with anti-green ideas and sentiments, and engaged in and advocating anti-green lifestyles,
(as will emerge).5 Of course, 'Green political theory' is a clever title, which is complemented by

a politically clever introduction on the crises which are not minimized or marginalised but given
considerable weight—all of which suggest that the text might be of much more interest to

politically inclined greens than the usual academic fare. But the title does not say how the green
theory is to be treated, explained and encouraged, exposed and condemned. Neither really. The
text is not written for greens (though the publishers obviously hope they may buy it,6 or be

3

For an exposition and criticism of Enlightenment Ideology, see Sylvan TM.

4

In part because these sorts of deficiencies have not been addressed in reviews of the book, I
decided to persevere with this less charitable critique (a tiresome exercise bound to alienate).
Regrettably most of the reviews appear to derive from a political science orientation. They trip
lightly by philosophical fundamentals, where the book is noticeably weak, and vulnerable.
And they tend to be very light on argument.

5

Trojan horses are in extensive use by academics, particularly in green regions. We will
encounter a number of these horses. They are evident from sociology to biogeography and
climatology, and particularly prominent around economic enslaves.

6

They form part of the intended audience for the book according to accompanying publishers'
work and flyers. Indeed the publishers have participated in the deception, supplying a cover
featuring a boss of the Green Man from the cloisters of Norwich cathedral, which sends, as they

�3

tricked into buying it), but for a cohert of academic colleagues—for colleagues who form part of
the prevailing system, of politics-more-or-less-as-usual and so on.

Deapite its character, there are several useful and attractive features of Goodin's book,
which do make it worthwhile reading for awake greens of theoretical bent (one of these features
is an Appendix, putting together succinctly a green political program). It is a smoothly written
book, encouraging readers to glide along, glossing over the underlying content and messages,
and not grasping the enormity of some of what is presented, for instance even as green gospel.

It may be just the style that is attractive (the cut of the book, the easy flow, an appealingly simple
structure, and other stylish features), rather than details of the real content. If the book has a
weakness from the PR angle, it may lie in its flippancy, and failure to take several green issues

seriously, both of which sometimes enter irritatingly and will turn off some committed greens.
But, by and large, it is a splendidly packaged work; it is what is packaged and what is pushed on
greens that is the trouble.

For a book purportedly on green theory, treatment of greens is extraordinary
condescending. Not much notice is going to be taken of 'what self-styled greens... happen to

believe', 'what positions greens actually do take' (p.vii). (How then does he justify the green
attributions he proceeds to make, e.g. 'green theory of value5? Evidently his procedure is
methodologically unsound). No, it is 'an attempt to saves greens from themselves5 (p.viii). To

rescue them,4to tidy up' their slovenly positions—while throwing away critical features of green
approaches, such as green lifestyles—Goodin is particularly concerned that green lifestyles
should not be seen as part of a rectified green political package. Green lifestyle
recommendations are entirely dispensible (so he and others can look and indeed be green without

deffort, without making any green contribution; they are conveniently absolved from any
relevant action, or lifestyle adjustment).

At one stage Goodin claims that the theory is 'moderately deep'. But elsewhere he has

more accurately said that it is a pale green theory, very pale green given the attitude taken to
green lifestyles. Green Political Theory it may be called: deeper green political theory, at least, it

certainly is not, even genuine green it but dubiously is. However Goodin's aim, he regularly
informs us, is once again not 4to describe what positions greens actually do take5. His project is

a normative one, aimed instead to show what positions greens should take, given their core
concerns... what they have to say given their core values'?. In this attempt he should be seen to

remarks, 'precisely the contrary signal concerning the nature of the author's project in there
behind the Green Man's work*.
7

P. viii - p.vii, itals added.

�4

fail entirely. He is astray not merely on the core concerns of many of them (which concerns are

far from uniform), but also in loosely coupled resultant positions. Greens are under no such
obligations as Goodin would load them with; they are not boxed in as he would suppose.

The approach is not only condescending towards greens; it is a touch arrogant. The aim is

said to be 'to show greens how to cast their position in the strongest possible form\8 This will

turn out to be not a strong theoretical form, by any means, but merely a strong form
pragmatically, given a raft of assumptions about prevailing electoral arrangements, an interests
theory of voting and human behaviour, and so on. According to many a green however, thereby

made are some of the assumptions that have to be turned around if humanly undesirable features

are to be avoided, if social collapse of one sort or another is to be avoided.
At the very outset, Goodin does something to offset such concerns, as those concerning
limits of growth.9 He rolls out a familiar quasi-inductive argument, beloved of economists, that

past predictions of limits have been riotously astray (e.g. Jeavons on coal, Meadows and others
in Limits of Growth on tin). Granted some predictions have, those regularly offered as
illustrations; though others have not, naturally such examples are not emphasized.
Not only is the inductive base for the quasi-inductive argument defective, the argument

itself exhibits some flaws. That it has been claimed before and shown wrong is hardly decisive

evidence that it will not be right a next time. Recall not only the boy who cried "wolf' too often
and was eventually consumed, but also the turkeys who every week approaching Christmas
triumphantly announced that everything was proceeding just fine.

[Simple enumerative

induction is not reliable in such settings.]
On this-here green theory of value.
Much of Goodin's text, that segment that is not pleasant enough "ecopolitical fiir5 (stock

descriptions of ecological problems, green movement and their platforms, and so on), is
occupied in one way or another with what he is pleased call to 'a green theory of value', quickly
to become 'the green theory of value'. Most of the remainder develops from a complementing

4green theory of action5.10 This green theory of value is pushed in a surprisingly deontological
fashion, likely to arouse immediate suspicions: as what greens should adopt and wear, if they

know what is good for them.
A theory of value is just a theory of the good, so it is engagingly asserted at the outset.
Not so, unless the rest

of what is considered to belong to value theory (standing,

8

P.viii.

9

See the beginning of the main text p.l.

10

This theory of value is also presented in a much published paper, 'A green theory of value'. As
to the definite formulation, the green theory, see many places in the text, e.g. p.87.

�5

considerability, worth, rating, and so on) reduces. It does not (and Goodin makes no effort to
effect a reduction).
It will become plain that Goodin is rather good at presenting topics as what they are not.
The practice goes beyond introductory and presentational matters to what is taken to be central,
value theory. 'A theory of value is, quite simply, a theory of the good', so we are engagingly
informed.11 A theory of value is much more comprehensive than a theory of the good (as a
perusal of Austrian value theory will quickly confirm), and does not contract, without extensive

and dubious reductions (there is the 'quite simply5), to a theory of the good. Do not anticipate
then what is promised: a green theory of value. As it turns out, not only are greens short­
changed on value, they get a very small serve of theory, and again a very pale green offering at

that.
There are certain peripheral obstacles to this purported green theory of value. In particular,

does it even measure up to admittedly lax standards for a theory as to value? As is readily
ascertained, the "theory” does not even say what a value is like and is, what kind of object, what
identity criteria it satisfies, what postulates it conforms to. Let us call what is presented a

pseudo-theory. Perhaps it can be upgraded to a theory, but requisite work is so far lacking.
Is this "green pseudo-theory" green? This sort of challenge Goodin is aware of and aims
to deflect. Granted the pseudo-theory is admittedly shallow, all politically acceptable theories

have to be, he suggests, for instance to seize wide common ground, etc. But this too is astray,

because of pluralistic alternatives.

According to this green pseudo-theory, not only is naturalness a source of green value,
naturalness is the source of value (i.e. goodness).

How does Goodin arrive at this

identification? By various unsound moves. Most simply, he invalidly concludes, from a

consideration of 'naturalness as a source of (green) value', that it is the source of value.12 Such
an inference from an indefinite to a definite description is invalid unless uniqueness conditions
are independently ensured. Less simply, there is a simplistic derivation of "theories of value"

from the three conventional factors of economic production: land (or resources), labour, and

capital, each of which is schematically linked to corresponding theories of value. No doubt the
land ethic and the labour theory of value just could suggest as much, but it is dubious that
anyone much, green or otherwise disposed, would rest content for long with such a “pure"

theory, as the factors operate together, not separately. Moreover, the economic “derivations" of
these theories should be enough to raise serious green doubts about them.

11

P.19. This claim is also made in several other overlapping Goodin productions.

12

Ibid. p.30.

�6

The core theme resulting from the identification is that natural objects are valuable, i.e.
good, because they are the result of natural processes and not artificial or human ones. What

gives natural objects their value is precisely their naturalness.13
In support of his green theory, Goodin produces a rather nauseating sociological argument,
along the following lines: 'humans' have a deeply felt need to find meaning in their lives, i.e. to

see their lives as set within a larger context with which they can feel linked. Such a context is

provided by nature. In fuller presentation, it is claimed that people want coherence 'between
their inner worlds and the external world'; that 'whatever makes people strive for harmony
within their own lives would also lead them to strive to lead their lives in harmony with the
external world'; and that 'natural processes provide just such a larger context... within which we

can set out our own life plans and projects5.14 The argument is entirely shallow, appealing to

what some humans want (if they do, not even to what might be good for them); it is utterly
instrumental, with nature an instrument for human wants and needs; it is extraordinarily weak,

each step being highly contestable; and it does not lead to the intended conclusion, uniqueness of
naturalness not being shown. Moreover, for what it is worth, the argument also commits the

naturalistic fallacy, purportedly arriving at an identification of value, as what is natural, on the

basis of "natural" human wants and needs.15
Observe that this is Goodin's theory as to green theory, an ultimately shallow theory,
reached in a shallow economic way, defended in a shallow sociological way, hardly likely to be
reflective of deeper green thought. However, it is made to look in some places as if it were

some sort of descriptive account; while at other places it appears as a normative account, as if it
13

find quote

14

Ibid p.3&amp;

15

An identification of that Moorean nonnatural feature as natural furthermore.

It is worth appending a relevant point from Brennan (pp.805-6):
For theorists like Goodin, the status of environmental systems, species and
non-human animals appears to be problematic. Although he regards them as
proivind a large, independent context within which human life makes sense, it
seems that he at the same time regards them as akin to consumer goods, to be
displayed, consumed or prozed according to our informed preferences. For
those influenced by the resource economists, it can be hard to understand the
challenge posed by environmental ethics»&gt;. Once nature is thought of as a
resource, a standing reserve, a set of processes and objects that have the
potential to satisfy human desires, it is easy to think of it as a nothing more
than that. And the challenge posed by any ethic which is properly called
'environmental' is to find a way of articulating the attitude that nature is
indeed a great deal more than that.

�7
were a very reasonable thing for greens to expouse. But really it is of neither sort; it is neither

descriptive of green positions, nor something they should, or would reasonably, adopt; rather it
is a theory foisted on greens. It might be pretended that Goodin has offered a "reconstruction”，
a rational reconstruction even, of green theory; but such a pretence fails as the construction fails,
to meet even basic adequacy conditions, as will appear.
As regards descriptive elements, no solid evidence is assembled that most, or even some,

greens adopt this green theory, with naturalness as the sole source. Indeed Goodin offers no
evidence that any do, and perhaps none of any standing do.16
Furthermore, as but little investigation reveals, there is not a single green "theory" of value,
but various different, sometimes competing, positions.

Nor could a single essence be

satisfactorily distilled from those positions, and even what could be distilled would not resemble

Goodin's construction. For some conspicuous green positions, such as ecofeminism or deep

ecology, would in no way underwrite naturalness as the source of value, or for that matter a

single source of value. More generally, the principles and arguments advanced within green
critiques of reductionist science—including that central lesson of ecology, that meaning is to be
found in connections, in patterns, in relations—similarly militate against any reductionist
grounding of value.
Conveniently Goodin appears to absolve us from more detailed fieldwork on green

positions. His intention, he boldly announces, is to make it clear to greens and others not what
greens in fact think, but what they should think. Indeed he pushes this normative tack to
amazing length; only if greens change in the direction he indicates will they be able to make any

practical difference to public policies! That rash claim has already been resoundingly falsified.
But as regards prescriptive aspects, no intellectually alert greens would adopt Goodin's
theory, either. It is not simply because they have other objectives on their agendas, than directly
influencing party politics. It is because the theory is seriously defective, and open to evident,

damaging objections. So it should not be sought by greens.
A central reason why no aware greens should adopt the theory, and why it should be
rejected is that it is open to a range of fairly decisive counterexamples. There are many natural
items, natural objects or processes, that are not, either on the face of it or after reflection,

valuable, as they are or were or where they are. Much that is natural is at least very problematic,

some is downright bad. A first class of problematic examples, not involving life in a direct way,
16

It is suggested, by Achtenberg, that McKibben may, but a reading of The End of Nature does
not support such a suggestion. As it happens, the situation with McKibben is more than a
little curious. For what McKibben want to insist upon—adopting an inadmissibly high
redefinition of natural—is that realy nothing is natural any more (hence The End) whence
courtesy of Goodin, nothing is valuable any more. But that is not what McKibben wants to
say, or says.

�8
are those occurrences clustered together as natural disasters, catastrophes, and the like. Included

therewith are earthquakes, landslides, soil erosion, meteorite collisions, volcanic eruptions, tidal

waves, cyclones, ice ages, and so on. These examples include dramatic and damaging (natural)
variations in the natural more stable course of events, variations with climatic or geophysical

origins. Consider the devastating Lisbon earthquake of 1775 which so shocked European
intellectuals (and was construed by Voltaire as evidence that Gthe natural world is farm from the

best of all possible). By contrast, Goodin would be obliged to maintain that it was a good event,

because natural (just as good as the new arrival of a passenger pigeon on a splendid autumnal
morning) and presumably not at all shocking because of the natural beneficence of the whole
disaster. No doubt the problems with global warming, ozone depletion, and so forth, that so
exercise Goodin at the outset of his text, are that these are not natural (being induced by human

activity which falls outside what is natural, under one conventional ruling); no doubt these

would be valuable, and unproblematic, processes were they to proceed naturally without human
intervention or assistance. So it was with the volcanic eruptions that demolished the splendid
pink and white terraces and laid waste much beautiful New Zealand forest last century; so it was

with the earlier ice-age which much reduced the richness of New Zealand flora, eliminating 3 of
4 groups of palms; these were good, even admirable, events.
Similar ridiculous outcomes issue when we turn to life (life forms somehow still achieve a
privileged role in Goodin, though they are no more natural). Consider the wide range of

monsters, cripples, sports, freaks, and so on that natural processes, such as birth, regularly
deliver: deformities, malignant mutations, and so on, outcomes that are still generally hidden
away, put out of general sight, or quietly removed, at least in the case of more hideous outputs.
It is very difficult to see that all these objects are good, even just as good as the most splendid

products of nature.17 Roughly Goodin has landed in a similar awkward position to the theist

17

It seems admissible to record that I put several such counterexamples to Goodin well before he
undertook final revision of his working typescript. Here is his response on these and connected
issues (Goodin, personal communication, numbered and reordered with [1] now proceeding [2]):

[1]

[2]

A somatic organism in a natural environment is a (nonmoral) normative system.
Whatever has that much complexity, richness, self-organization, telos has
(presumptively) value.

I think I still incline to say (despite your chastening) that a sponaneous biological
life is always of prima facie value (intrinsic). Though I recognize at once that such
value can sometimes be overridden and become in some environmental contexts a new
disvalue. And here I just hold in abeyance what the overlay of moral agency with the
moral (past biological) life in humans does to the presumption.

�9

who announces that all the natural works of God are good, and is then confronted by awful
work such as monstrosities or catastrophes. He can try, like the theist, to fall back to some

larger valuable setting of which these prima facie nonvaluable components are an integral part; in
Goodin's case there is a wider encompassing theory available, namely evolutionary theory (with
variation required for natural selection).18 But already this means significant qualification and
modification of Goodin's original theory, and shift to a different and so far undeveloped theory.

Better to abandon the original theory, given that superior alternatives are on offer namely
multiple factor theories, with naturalness one factor in the mix.19

There remain many other lesser difficulties for theories like Goodin's which try to reduce

value-making factors to one, such as naturalness (or biological life, richness, or whatever). For
naturalness, difficulties arise with pests and weeds, which may be quite natural objects, but

objects which are located in the wrong places, notably outside their natural range. No doubt
Goodin's theory can be elaborated to take account of such exceptions, but elaborated it needs to
be. Other difficulties arise with natural objects which are in natural places, but which are in
some way out of balance with their natural environment, for instance through excess numbers,

excessive predation (leading to population collapses, etc.). Consider, for example, members of
a natural herd of elephants, grown too large for their natural environment, who become

destroyers, demolishing significant forests in their range. Again this is natural enough in the

circumstances, but the outcomes are certainly not good, nor praiseworthy or the like.

The deficiencies of the approach as offering a “theory” of value are accentuated by the
specific narrow recipe Goodin tries to impose on greens. In particular, it appears to supply only
an on-off qualitative assessment. An item is either good or not according as it is natural, and that

[3]

I will have to interpet monstrosities, mutation, deformities as struggling life,
somehow a necessary part of the process, even though they are in some respects failures.
Anyway, more on that some other time.

[4]

I also hold that (geo) physical nature can sometimes have intrinsic value, so that life,
while sufficient for value prima facie, is not necessary for it.

A few comments:- Paragraph [1] already points to a more satisfactory, sophisticated theory than
greens are saddled with, with a mix of factors (of which naturalness is surely one) yielding
presumptive value. Paragraphs [2] and [3] also indicate elements of a more sensitive theory,
again at substantial odds with that presented in the book. Paragraph [3] suggest the sort of
theological or evolutionary escape discussed in the text below; it does nothing to counter the
counterexamples.
18

Also the theist's problems concerning maximization are perhaps reduced in this setting.

19

See e.g. EE or FF.

�10
is all. But not all items are of the same value, which is all this allows: valuable because natural.

Some, while not being “more natural”，are much more valuable than others. It is well known
that comparative assessments, such as bettemess, and likewise quantitative assessments cannot

be directly defined in terms of mere quantitative assessments, and it is sufficiently appreciated

that a satisfactory axiological theory should account at least for comparative assessments. In this

respect too, Goodin's pseudo-theory falls far short of adequacy. On the other side of the
qualitative divide, even the best art museums and the best painings within them are not valuable,
not good, because not natural. Even if Goodin should say, what his text sometimes suggests,
that his green "theory" applies only to natural objects, artifacts are left out, then the theory is at

best seriously incomplete. Greens will have some more comprehensive theory of value which
covers all items, and integrates a range of assessments of artifacts with natural objects:
naturalness will properly disappear as sole criterion, becoming but one factor.

It is noteworthy that much of the subsequent development of green political theory in
Goodin's text does not depend upon the excessively strong value theory he tries to load upon

greens; it does not require—r always, for that matter, use—naturalness as sole criterion. Much

of what comes later, all that appears right enough, will "go through" will naturalness as a critical

factor. Where appropriate call this the alternate scheme, according to which naturalness is only
one critical, but not always decisive, factor in a mix. The alternate scheme is an integral part of
that different green account alluded to above.
On the touted tightly-integrated Green package, and strong holism.

Certain extraordinarily bold claims are advanced, under the banner of 'a unified moral

vision5 in the chapter advertised as 4the unity of the green programme\ Notably
the green theory of value...[as] elaborated... is what underlies and
unifies the entire green political programme .... It is what makes it
illogical and inconsistent for other, more established parties to try
picking and choosing some bits off that agenda, without accepting all
the rest of its demands as well.20

The claims are never established, would not be established by what is suggested, and indeed

cannot be satisfactorily established, because the claims do not stand up. The arguments outlined
are seriously wanting. Even what is said would make good the claims would not (traces are not

enough for "making good^^); but in any case Goodin does not attempt these things, opting to
proceed 'more impressionistically *.

20

p.87. The same sort of theme is reiterated (with but minor variations) subsequently, e.g. p.92.
Note the ascent from an everyday theory of the good to a unified moral vision.

�11
Even impressionistically little works satisfactorily. For 'the green theory of value' of
Goodin is not 'uniquely able to account for the coherence of the green public-policy

proposals\2122Apart from the critical features, to be considered below,
that green proposals do not enjoy the sort of coherence alleged, and that
established parties can, and do, pick over green programs selectively,

the uniqueness claim, the special position of Goodin's theory, is quietly dropped in the

impressionistic "argument". All that is used is the alternate scheme, that a concern for nature
informs, directly or indirectly, all the connected 'plants in the green programme'.22

Evidently a variety of concerns for nature can motivate and justify attitudes and procedures
regarding pollution, waste, environmental destruction, and so forth. Uniqueness lapses.

Worse, the more remote, less directly environmental parts of the green agenda do not fall out
eith of Goodin's theory or from the alternate scheme. In a note, Goodin concedes as much; but

these (decentralization, grass roots democracy, nonviolence, and much else) derive so he
claims, from the subsidiary, but logically separate, green theory of agency.23 Whether they do

so derive or not (they do not), they do not derive indirectly from a green theory of value,
because of the separation of agency from value. For similar reasons, the "integrated" green

programme (outlined in an Appendix) begins to unravel.

All that Goodin tries to make out, then only suggestively, is that the alternative scheme

helps in explaining certain green attitudes that appear anomalous or otherwise problematic.
Even should this exercise succeed (and its success is at best mixed), it would not achieve what
is required.

Interestingly, the Appendix, 'The Green Political Programme5—far from demonstrating
that the narrow green theory of value runs through all green policy, not just the overly
'environmental5 parts—helps in revealing what a patchwork the presented programme is really,

a patchwork from which separate patches can be unsewn. A basic problem with the whole
approach is this: that there is not a single green program, different green groups have different
programms. Witness the many internal disputes, the very public conflicts between social and

deep ecology, between animal liberationists and nature greens, between luddites and smart new-

age technologists, between spiritual and secular greens, and son. Granted various loose

conalitions may be stitched together; but they are various, not unique, and the stitching is very
loose, and may easily be undone, for different repackaging. In short, there are many green
packages, corresponding to different green theories of value and agency and so on. As there is
21

Ibid p.87.

22

Ibid. p.87. Goodin himself slides back to the indefinite, to a green theory of value, e.g. p.88.

23

Note &amp; p.8&amp;

�12
no single green theory, so there is no such tightly unified single package, which is what

empirical evidence also seems to show. Moreover, established parties have drawn very
selectively upon these sorts of packages, and filched elements selectively. Witness the fate of
the early Values party in New Zealand.
'The prima facie wrongness of ... piecemeal borrowing from the greens is easily

explicated. It derives straight forwardly from the logic of consistency. It would be simply
wrong to embrace a theory of value... for some purposes while shunning it for others. The

truth status of value theories just does not flicker on and off like that/2425Embedded therein, in
this strong holism, is one basic confusion that pervades the book, a confusion between a theory

and what derives from it, between a source and its outputs. Nothing in logic stops selective
borrowing from what derives from a program, however tightly integrated. Strong holism is far

too strong; it would imply that we cannot adopt, or even toy with, one part of some value
theory, or ethical theory on Goodin's account of the matter, without embracing the lot. We
cannot accept some on Moore's claims, some of Spinoza's analyses, part of Aristotle without
being stuck with the whole. Eclecticism, at least as regards a theory of value, is impossible.

Which is absurd, and a reductio thereto of a seriously defective argument.
The conclusion has to be that yet another of Goodin's main themes is seriously astray and

should be rejected: that 'greens make (radical) demands on an all-or-nothing basis525, that
greens 'might reasonably demand that we implement their political program on an all-or-nothing
basis5.26

On the misadvertised green theory of agency: green collective organization・

The title 'The Green Theory of Agency5 is something of a misnomer. Most of the chapter
consemed (chapter 4) is taken up with what is inaccurately headed 'Principles of green political
structures*, which treats not agency but certain elements of macro-political organisation,

notably decentralization and policy coordination (itself headed, misleadingly, 'think globally, act
locally5). Most of the remainder of the chapter is occupied with what is headed, generally,

'Principles of green political action', but reduces to 'democratic participation5 and

'nonviolence5, and with 'Principles of green party organisation', cut down to 'grassroots

democracy5 and 'nrotation in office*, both something of travesties, given the indicated sweep
and generality.
The theory of "agency" is itself rather a part of a theory of collective action. Virtually

nothing on agency in the usual sense of individual action theory enters, except a footnote
24

p.92, partly reiterating the integrated package theme.

25

p.168? [check, locate]

26

Back cover.

�13

referring to some work on the topic, and no theory at all of green individual agents (their

lifestyles, etc.). The relevant part of collective action theory looks not so much at the roles of
operative agents and their individual instrumentality, as at the character and corodinating

mechanisms of collective action, namely that needed or designed to realize green values. And
really, what is considered is green collective organization, which comprises not only action and

practices, but also associated political procedures and structures. Into this expanded account,
furthermore, some large assumptions are written, assumptions not accepted by many greens:
roughly, reduction of the political to the collective, and of the collective to aggregated

individuals, i.e. themes of individualism.2728These reductive assumptions, which are inserted
and infiltrated unargued, come to matter in the material on policy coordination, which adopts a
standard game-theory approach drawn from the received reductive theory of collective action, a

theory unlikely to gain much green applause, for all its academic fashionability.
The case for green engagement in coalitions is less straightforward than depicted. No
doubt greens who opt for this course of action—what Goodin tries to insist upon, involvement

in the politics of the established system—do not then have the option of spuming power-sharing

opportunities when those opportunities present themselves. Our guide is, however, too
optimistic about how often such opportunies are like to occur, and too sanguine about how they

are likely to operate to green advantage. For one thing, greens are not the only political forces
within conventional politics who have a theory of value. Furthermore, just as greens seeking to

enter into a coalition with a party of the electoral left (at present the only plausible option) must
look askance at the likely ttincohe^ence^^ of the compromise reached, so too must the other
coalescing party. If, under such circumstances, 'the blame for the logical incoherence would lie

with the parties that insisted on adulterating the green programme528, so too, from the
perspective of the party of the left, must *the blame for the logical incoherence lie with the

greens who insisted on adulterating the pink programme'. It should come as little surprise then,
that the evidence suggests that parties of the moderate left are every bit as reluctant to enter into
coalitions with the greens as the greens are with them.29
Green agents: their lifestyles, their commitments, their changed consciousness.

These matters feature large in American deep ecology; they are neglected or dismissed in

Goodin. His rejection of green personal lifestyles is indicative, in these terms, of personal

green consciousness and commitment, and of but subdued or diminished green values. It seems

fair to remark that only weak environmental commitments are displayed in the book (however
27

See e.g. p.l 14 top.

28

To cite Goodin p.179.

29

Hay op.cit., where various examples confirming the final claim are assembled.

�14

even weak commitments, typical of much academic literature, are better than none, typical of
former academic literature); or, more provocatively, to infer that Goodin has not really absorbed
genuine green values (else he would act personally). What does come through from the book is

that Goodin remains something of an outsider to green activism. That he is not together at the

cutting edge of things green is betrayed by occasional telling slips, as with what greens worry
about in different places (esp. pp. 180-1). It is not that what he asserts is wrong; it is that
emphases and contrasts are different.
Reasons offered for rejection of green lifestyles are, where clear, extraordinarily weak.

Consider what is offered:
• living too close to nature, too much in harmony with it, might cause it to lose its valued role
for us30一which is (remember) to provide us with a larger context in which we can see our lives

as being set! Test the force of the argument by comparing living in the vicinity of other valued

items: worthy lives, art, music, intellectual accomplishments. Moreover, there are counter­
arguments and considerations: that closeness brings respect and awe, and can enhance

appreciation of value. Consider the idea of Christians distancing themselves from Cathedrals
and Churches, ritual and practice.
• to achieve political change, greens should make every effort to minimise the perceived distance

between themselves and the “orthodox” community一whereas the association of 'alternative
lifestyling5 with 'green' has exactly the opposite effect. Such a claim reveals much as regards
subcontests, such as: claimants commitments and seriousness, type and extent of change

envisaged, and so on. Christians, feminists, revolutionaries and others would not be too
impressed. As in other reaches where orthodoxy may be morally or otherwise amiss, so with

regard to green lifestyles: There is a case for a politics of “exemplary practice”； for whilst some
people will treat those who so engage as objects of scorn and ridicule, it is evident that many
people have been recruited to green values through positive contact with experiments in "right

living”，or with elements of green lifestyles. It is important too that at least some people
endeavour to demonstrate how green principles might be put into practice at the level of daily

living.
• Bizarre examples, selective unfavourable examples, advanced under the heading 'green

heresies5.31 Granted 'some of this “exemplary practice” might be so outlandish that it reflects
negatively on larger green projects. But the influence of this can be overstated; this sort of game

can be played with many things that have features to recommend parts of them. After all, every
social movement and every tradition of political philosophy, has its fringe-dwellers, even its
30

Thus p.81ff.

31

pp.78-81.

�15

practitioners of a particular reductio ad absurdum extracted from a larger coherency.32
• local lifestyle set the focus astray. It should be on grander issues, on global environmental

problems, fate of earth, etc. But plainly more regional and local problems also matter, esp. for
preservation of habitats, creatures, etc. And here personal and local things can be very
important.
Finally, there are other reasons for green lifestyles. For example, for the structural

changes necessary for environmentally satisfactory societies of one sort or another, something
like internalization of green values and adoption of a green lifestyle proves highly advantageous.

To this end and others, committed green subcultures and inspiring individual examples are

extremely valuable.
APPENDIX: a defective setting.
Many productions that may look new and interesting in fact prove conservative, brushing
off and wheeling out old ideas as if they would accomplish all requisite work. That is, it is

implicitly claimed, under conservative approaches, that prevailing paradigms offer all necessary
resources for capturing what has (wrongly) been presented as radically new.33 In environmental

philosophy a classical exercise of this sort, well received by an environmentally conservative or
reactionary establishment, was Passmore's text. Passmore's (and was followed, in a slightly
expanded and apparently more liberal setting by Attfield, in a series of broadly consequentialist
productions. Now the exercise repeated in environmental political theory by Goodin, who
simply imports utilitarianism as supplying a unique and unquestionable rationality, in place of
Passmore's vague utilitarianism of humans interests.
It does not bode well for a genuinely green theory that its presentation lies virtually entirely

within a shallow utilitarian setting, the setting of the dominant economic and public policy

paradigm. For just such a setting is what has assisted significantly in getting the Earth into the
present environmental mess. Consider what Goodin tries to insist upon in his section (s.1.3) on
the arguments (and also elsewhere):- He assumes, in so trying to preempt the range of

arguments, both that
—the case for environmental protection has to be made in utilitarian terms if it is to prove
effective
—the most telling arguments concern the ways environmental protection measures are required

to further human interests (and intertwined items: people, profits, property, resources, etc.).

It is worth commencing erosion of these commonplace assumptions immediately. As for what
arguments "work”，are telling or effective, that depends heavily on the context, who is engaged
32

This paragraph borrows heavily from Hay.

33

Brennan's third reductive trend(p.800.

�16

in a dialogue, and so on. Those with deep green sympathies are not going to be vastly
impressed by a sheaf of utilitarian and human interests (first and only) arguments, any more than

by other privileged class arguments. Goodin seems to have rather assumed that, in effect, we
are always paired with our political masters, who are and will remain shallow utilitarians. Even

now this is by no means uniformly so, and there are grounds for hope that things could be much

ameliorated in the future. Accordingly there is little reason to accept Goodin's further excessive
claim that the 'essence' of the arguments (all satisfactory arguments he really wants to have us

concede) remains the same: 'inadequate protection of the human environment, seriously
compromised human interests\34
Pretty much the same problematic ethos is likewise taken for granted for proposed

remedies: a standard economic public policy framework, with the essence of the remedy
consisting in correcting market failure. From deeper green perspectives this is extraordinarily

tired stuff, with "remedies" that have been tried and tried and continue to fail.
As part of his case, he tries the stock shallow strategy of rubbishing the idea of admitting
interests beyond humans (to grant animals interests is hardly to ''widen'' or ttextend^^ interests).

The arguments are all very cheap, and the counter-case is not properly addressed. Regrettably, a

shallow utilitarianism raises its ugly head all over the place. A few examples: 'it is more

important that the right things be done than that they be done in any particular way or through
any particular agency * (p.120). But it is unnecessary to document utilitarian imput as Goodin
himself has provided it in susequent work.
A main orientation of Goodin's work一which help explain several of its features一 is

towards policy-makers or would-be policy-makers. Among such audiences utilitarian and

economic rationales contue to be greeted enthusistically. For one reason, such rationales seem

made to order when policy makers, or "bureaucratic rationality,5, require 'a means of justifying
decisions that may be unpopular with large members of people5. For through these rationales

they have seemed
able to give principled reasons for action. The policy-maker can claim
to have weighed up all the relevant considerations for and against a
course of action; each consideration was in some way commensurable
with every other—perhaps because each had a dollar value associated
with it—and so it was possible to reach a determinate conclusion, by
fair and objective means. The appearance of determinacy, fairness and
objectivity is an important tool for those who wield and manipulate
power in business, government, and even universities. But this
rationalizing use of economic approaches should be resisted by
everyone, including economists themselves.35

34

Ibid p.8 (check).

35

Brennan p.807.

�17
The reasons are now entirely familiar ones.

References
Achtenberg, W., Review of Goodin, Environmental Values, (1994).
Foucault, M., 'What is Enlightenment5
Goodin, R., Green political Theory, Polity Press, Cambridge, 1992.
Habermus, J., 'Modernity—an incomplete project*, in Postmodern Culture (ed. H. Foster),

Pluto Press, London, 1987.
Hay, P., Review of Goodin typescript, University of Tasmania, 1994.
McGowan, J., Postmodernism and Its Critics, Cornell University Press, Ithaca, 199x.
Osborne, P, 'Modernity is a qualitative, not a stromological, category: notes on the dialectics of
differential historical time', in Postmodernism and the re-reading of modernity (ed. F. Barker

and others) Manchester University Press, Manchester, 1991/2.
Priest, G., 'On alternative geometries, arithmetics, and logics; a tribute to Lukasiewicz5,
typsescript, 1996.
Routley, R. and V., “Human chauvinism and environmental ethics' referred to as EE

Routley, R. and V., The Fight for the Forests，referred to as FF.

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              <text>13.6.96

GREEN POLITICAL THEORY:
a different account
Green political theory is divided according to one of our guides1, rather like Gaul

according to Caesar, into three parts:

—a green theory of value,
—a subordinate green theory of agency, and

—a green lifestyle program, portrayed as a set of altogether dispensible lifestyle
recommendations.

While it is the high-handed insistent dismissal of green lifestyles by this guide, Goodin, that has

captured the attention of critics and been highlighted, the brash partitioning of green political

theory, and the surreptitious dismissal therewith of significant parts of it, should not pass
unnoticed. To the contrary, virtually the whole of what political theory is taken to treat comes up

for reassessment once green lights are played upon it, certainly under deeper green illumination.
That bogus exhaustiveness taken for granted, that all there is to it amounts to value and action,
no doubt derives largely from an underlying utilitarianism, according to which other theoretical

matters can be subsumed under these.2
In short, partly through dispensing with lifestyle considerations, primarily by virtue of a

background utilitarianism operating within a conventional state-setting, Goodin can suppose that

green political theory reduces to these two parts: a theory of value and a subordinate theory of
agency. Such a reduction is however much too simple, leaving out, as it does, much of ethics of
political relevance, as well as a large slab of politics. For example, ethical omissions include the
fields of deontology (environmental permissions, prescriptives, directives; environmental

justice, rights and so on), of virtue theory, and of accountability. Among political omissions
most striking is the absence of any due consideration of institutional and ideological alternatives
to what now prevails. Prevailing Western political arrangements—with staged elections, urban

bureaucratic control, incremental reformism (often environmentally regressive), and so on—are
simply taken for granted. Above all, there is no critique of the state, an increasingly important

part of radical green politics. One reason for this gross omission— f radical green theory from
what is presented as green political theory—is that Goodin does not question the conventional

political assumption that the appropriate objective of green political activity consists in gaining
power or influence within established statist arrangements, for example at best through electoral

1

R. Goodin Green Political Theory, Polity Press, Cambridge 1992. This was undoubtedly a book
worth criticizing.

2

See the appendix.

2

success enabling control of some of the administrative and executive functions of state (we shall
encounter this conventional “political realism^^ again later). However significant strands of

green political theory no longer accept this assumption. A related reason, reaching deeper, is

that Goodin likewise does not question, as strands of green theory now do, what helps
undergird the conventional political assumption and reformist utilitarianism, an Enlightenment

ideology with its faith in reason and science, technologically-based progress, overall human

goodness and dominance, and so on.3
The bold overstatement of claims, along with misrepresentation as to what green political
theory comprises, is symptomatic of much of the book: overstatement and undersubstantiation.4

Virtually all main themes of the book are false, indeed rather patently so once exhibited

unadorned, because limited truths are overextended; and they are undersupplied with cogent
support. So it is with the green theory of value, which inflates what is a significant factor in

green evaluation into the supposed total green theory. So it is with the green package, which is
presented as having an absolutely tight integration, which it in fact lacks. And so on, as will

appear. Not only are main themes seriously defective; more disappointing, a salvage operation
will not yield a lode of green gold.
As troubling is the anti-subversive character of the work. Goodin has wheeled another

Trojan horse into green territory, a horse bringing a number of anti-green academic warriors
armed with anti-green ideas and sentiments, and engaged in and advocating anti-green lifestyles,
(as will emerge).5 Of course, 'Green political theory' is a clever title, which is complemented by

a politically clever introduction on the crises which are not minimized or marginalised but given
considerable weight—all of which suggest that the text might be of much more interest to

politically inclined greens than the usual academic fare. But the title does not say how the green
theory is to be treated, explained and encouraged, exposed and condemned. Neither really. The
text is not written for greens (though the publishers obviously hope they may buy it,6 or be

3

For an exposition and criticism of Enlightenment Ideology, see Sylvan TM.

4

In part because these sorts of deficiencies have not been addressed in reviews of the book, I
decided to persevere with this less charitable critique (a tiresome exercise bound to alienate).
Regrettably most of the reviews appear to derive from a political science orientation. They trip
lightly by philosophical fundamentals, where the book is noticeably weak, and vulnerable.
And they tend to be very light on argument.

5

Trojan horses are in extensive use by academics, particularly in green regions. We will
encounter a number of these horses. They are evident from sociology to biogeography and
climatology, and particularly prominent around economic enslaves.

6

They form part of the intended audience for the book according to accompanying publishers'
work and flyers. Indeed the publishers have participated in the deception, supplying a cover
featuring a boss of the Green Man from the cloisters of Norwich cathedral, which sends, as they

3

tricked into buying it), but for a cohert of academic colleagues—for colleagues who form part of
the prevailing system, of politics-more-or-less-as-usual and so on.

Deapite its character, there are several useful and attractive features of Goodin's book,
which do make it worthwhile reading for awake greens of theoretical bent (one of these features
is an Appendix, putting together succinctly a green political program). It is a smoothly written
book, encouraging readers to glide along, glossing over the underlying content and messages,
and not grasping the enormity of some of what is presented, for instance even as green gospel.

It may be just the style that is attractive (the cut of the book, the easy flow, an appealingly simple
structure, and other stylish features), rather than details of the real content. If the book has a
weakness from the PR angle, it may lie in its flippancy, and failure to take several green issues

seriously, both of which sometimes enter irritatingly and will turn off some committed greens.
But, by and large, it is a splendidly packaged work; it is what is packaged and what is pushed on
greens that is the trouble.

For a book purportedly on green theory, treatment of greens is extraordinary
condescending. Not much notice is going to be taken of 'what self-styled greens... happen to

believe', 'what positions greens actually do take' (p.vii). (How then does he justify the green
attributions he proceeds to make, e.g. 'green theory of value5? Evidently his procedure is
methodologically unsound). No, it is 'an attempt to saves greens from themselves5 (p.viii). To

rescue them,4to tidy up' their slovenly positions—while throwing away critical features of green
approaches, such as green lifestyles—Goodin is particularly concerned that green lifestyles
should not be seen as part of a rectified green political package. Green lifestyle
recommendations are entirely dispensible (so he and others can look and indeed be green without

deffort, without making any green contribution; they are conveniently absolved from any
relevant action, or lifestyle adjustment).

At one stage Goodin claims that the theory is 'moderately deep'. But elsewhere he has

more accurately said that it is a pale green theory, very pale green given the attitude taken to
green lifestyles. Green Political Theory it may be called: deeper green political theory, at least, it

certainly is not, even genuine green it but dubiously is. However Goodin's aim, he regularly
informs us, is once again not 4to describe what positions greens actually do take5. His project is

a normative one, aimed instead to show what positions greens should take, given their core
concerns... what they have to say given their core values'?. In this attempt he should be seen to

remarks, 'precisely the contrary signal concerning the nature of the author's project in there
behind the Green Man's work*.
7

P. viii - p.vii, itals added.

4

fail entirely. He is astray not merely on the core concerns of many of them (which concerns are

far from uniform), but also in loosely coupled resultant positions. Greens are under no such
obligations as Goodin would load them with; they are not boxed in as he would suppose.

The approach is not only condescending towards greens; it is a touch arrogant. The aim is

said to be 'to show greens how to cast their position in the strongest possible form\8 This will

turn out to be not a strong theoretical form, by any means, but merely a strong form
pragmatically, given a raft of assumptions about prevailing electoral arrangements, an interests
theory of voting and human behaviour, and so on. According to many a green however, thereby

made are some of the assumptions that have to be turned around if humanly undesirable features

are to be avoided, if social collapse of one sort or another is to be avoided.
At the very outset, Goodin does something to offset such concerns, as those concerning
limits of growth.9 He rolls out a familiar quasi-inductive argument, beloved of economists, that

past predictions of limits have been riotously astray (e.g. Jeavons on coal, Meadows and others
in Limits of Growth on tin). Granted some predictions have, those regularly offered as
illustrations; though others have not, naturally such examples are not emphasized.
Not only is the inductive base for the quasi-inductive argument defective, the argument

itself exhibits some flaws. That it has been claimed before and shown wrong is hardly decisive

evidence that it will not be right a next time. Recall not only the boy who cried "wolf' too often
and was eventually consumed, but also the turkeys who every week approaching Christmas
triumphantly announced that everything was proceeding just fine.

[Simple enumerative

induction is not reliable in such settings.]
On this-here green theory of value.
Much of Goodin's text, that segment that is not pleasant enough "ecopolitical fiir5 (stock

descriptions of ecological problems, green movement and their platforms, and so on), is
occupied in one way or another with what he is pleased call to 'a green theory of value', quickly
to become 'the green theory of value'. Most of the remainder develops from a complementing

4green theory of action5.10 This green theory of value is pushed in a surprisingly deontological
fashion, likely to arouse immediate suspicions: as what greens should adopt and wear, if they

know what is good for them.
A theory of value is just a theory of the good, so it is engagingly asserted at the outset.
Not so, unless the rest

of what is considered to belong to value theory (standing,

8

P.viii.

9

See the beginning of the main text p.l.

10

This theory of value is also presented in a much published paper, 'A green theory of value'. As
to the definite formulation, the green theory, see many places in the text, e.g. p.87.

5

considerability, worth, rating, and so on) reduces. It does not (and Goodin makes no effort to
effect a reduction).
It will become plain that Goodin is rather good at presenting topics as what they are not.
The practice goes beyond introductory and presentational matters to what is taken to be central,
value theory. 'A theory of value is, quite simply, a theory of the good', so we are engagingly
informed.11 A theory of value is much more comprehensive than a theory of the good (as a
perusal of Austrian value theory will quickly confirm), and does not contract, without extensive

and dubious reductions (there is the 'quite simply5), to a theory of the good. Do not anticipate
then what is promised: a green theory of value. As it turns out, not only are greens short­
changed on value, they get a very small serve of theory, and again a very pale green offering at

that.
There are certain peripheral obstacles to this purported green theory of value. In particular,

does it even measure up to admittedly lax standards for a theory as to value? As is readily
ascertained, the "theory” does not even say what a value is like and is, what kind of object, what
identity criteria it satisfies, what postulates it conforms to. Let us call what is presented a

pseudo-theory. Perhaps it can be upgraded to a theory, but requisite work is so far lacking.
Is this "green pseudo-theory" green? This sort of challenge Goodin is aware of and aims
to deflect. Granted the pseudo-theory is admittedly shallow, all politically acceptable theories

have to be, he suggests, for instance to seize wide common ground, etc. But this too is astray,

because of pluralistic alternatives.

According to this green pseudo-theory, not only is naturalness a source of green value,
naturalness is the source of value (i.e. goodness).

How does Goodin arrive at this

identification? By various unsound moves. Most simply, he invalidly concludes, from a

consideration of 'naturalness as a source of (green) value', that it is the source of value.12 Such
an inference from an indefinite to a definite description is invalid unless uniqueness conditions
are independently ensured. Less simply, there is a simplistic derivation of "theories of value"

from the three conventional factors of economic production: land (or resources), labour, and

capital, each of which is schematically linked to corresponding theories of value. No doubt the
land ethic and the labour theory of value just could suggest as much, but it is dubious that
anyone much, green or otherwise disposed, would rest content for long with such a “pure"

theory, as the factors operate together, not separately. Moreover, the economic “derivations" of
these theories should be enough to raise serious green doubts about them.

11

P.19. This claim is also made in several other overlapping Goodin productions.

12

Ibid. p.30.

6

The core theme resulting from the identification is that natural objects are valuable, i.e.
good, because they are the result of natural processes and not artificial or human ones. What

gives natural objects their value is precisely their naturalness.13
In support of his green theory, Goodin produces a rather nauseating sociological argument,
along the following lines: 'humans' have a deeply felt need to find meaning in their lives, i.e. to

see their lives as set within a larger context with which they can feel linked. Such a context is

provided by nature. In fuller presentation, it is claimed that people want coherence 'between
their inner worlds and the external world'; that 'whatever makes people strive for harmony
within their own lives would also lead them to strive to lead their lives in harmony with the
external world'; and that 'natural processes provide just such a larger context... within which we

can set out our own life plans and projects5.14 The argument is entirely shallow, appealing to

what some humans want (if they do, not even to what might be good for them); it is utterly
instrumental, with nature an instrument for human wants and needs; it is extraordinarily weak,

each step being highly contestable; and it does not lead to the intended conclusion, uniqueness of
naturalness not being shown. Moreover, for what it is worth, the argument also commits the

naturalistic fallacy, purportedly arriving at an identification of value, as what is natural, on the

basis of "natural" human wants and needs.15
Observe that this is Goodin's theory as to green theory, an ultimately shallow theory,
reached in a shallow economic way, defended in a shallow sociological way, hardly likely to be
reflective of deeper green thought. However, it is made to look in some places as if it were

some sort of descriptive account; while at other places it appears as a normative account, as if it
13

find quote

14

Ibid p.3&amp;

15

An identification of that Moorean nonnatural feature as natural furthermore.

It is worth appending a relevant point from Brennan (pp.805-6):
For theorists like Goodin, the status of environmental systems, species and
non-human animals appears to be problematic. Although he regards them as
proivind a large, independent context within which human life makes sense, it
seems that he at the same time regards them as akin to consumer goods, to be
displayed, consumed or prozed according to our informed preferences. For
those influenced by the resource economists, it can be hard to understand the
challenge posed by environmental ethics»&gt;. Once nature is thought of as a
resource, a standing reserve, a set of processes and objects that have the
potential to satisfy human desires, it is easy to think of it as a nothing more
than that. And the challenge posed by any ethic which is properly called
'environmental' is to find a way of articulating the attitude that nature is
indeed a great deal more than that.

7
were a very reasonable thing for greens to expouse. But really it is of neither sort; it is neither

descriptive of green positions, nor something they should, or would reasonably, adopt; rather it
is a theory foisted on greens. It might be pretended that Goodin has offered a "reconstruction”，
a rational reconstruction even, of green theory; but such a pretence fails as the construction fails,
to meet even basic adequacy conditions, as will appear.
As regards descriptive elements, no solid evidence is assembled that most, or even some,

greens adopt this green theory, with naturalness as the sole source. Indeed Goodin offers no
evidence that any do, and perhaps none of any standing do.16
Furthermore, as but little investigation reveals, there is not a single green "theory" of value,
but various different, sometimes competing, positions.

Nor could a single essence be

satisfactorily distilled from those positions, and even what could be distilled would not resemble

Goodin's construction. For some conspicuous green positions, such as ecofeminism or deep

ecology, would in no way underwrite naturalness as the source of value, or for that matter a

single source of value. More generally, the principles and arguments advanced within green
critiques of reductionist science—including that central lesson of ecology, that meaning is to be
found in connections, in patterns, in relations—similarly militate against any reductionist
grounding of value.
Conveniently Goodin appears to absolve us from more detailed fieldwork on green

positions. His intention, he boldly announces, is to make it clear to greens and others not what
greens in fact think, but what they should think. Indeed he pushes this normative tack to
amazing length; only if greens change in the direction he indicates will they be able to make any

practical difference to public policies! That rash claim has already been resoundingly falsified.
But as regards prescriptive aspects, no intellectually alert greens would adopt Goodin's
theory, either. It is not simply because they have other objectives on their agendas, than directly
influencing party politics. It is because the theory is seriously defective, and open to evident,

damaging objections. So it should not be sought by greens.
A central reason why no aware greens should adopt the theory, and why it should be
rejected is that it is open to a range of fairly decisive counterexamples. There are many natural
items, natural objects or processes, that are not, either on the face of it or after reflection,

valuable, as they are or were or where they are. Much that is natural is at least very problematic,

some is downright bad. A first class of problematic examples, not involving life in a direct way,
16

It is suggested, by Achtenberg, that McKibben may, but a reading of The End of Nature does
not support such a suggestion. As it happens, the situation with McKibben is more than a
little curious. For what McKibben want to insist upon—adopting an inadmissibly high
redefinition of natural—is that realy nothing is natural any more (hence The End) whence
courtesy of Goodin, nothing is valuable any more. But that is not what McKibben wants to
say, or says.

8
are those occurrences clustered together as natural disasters, catastrophes, and the like. Included

therewith are earthquakes, landslides, soil erosion, meteorite collisions, volcanic eruptions, tidal

waves, cyclones, ice ages, and so on. These examples include dramatic and damaging (natural)
variations in the natural more stable course of events, variations with climatic or geophysical

origins. Consider the devastating Lisbon earthquake of 1775 which so shocked European
intellectuals (and was construed by Voltaire as evidence that Gthe natural world is farm from the

best of all possible). By contrast, Goodin would be obliged to maintain that it was a good event,

because natural (just as good as the new arrival of a passenger pigeon on a splendid autumnal
morning) and presumably not at all shocking because of the natural beneficence of the whole
disaster. No doubt the problems with global warming, ozone depletion, and so forth, that so
exercise Goodin at the outset of his text, are that these are not natural (being induced by human

activity which falls outside what is natural, under one conventional ruling); no doubt these

would be valuable, and unproblematic, processes were they to proceed naturally without human
intervention or assistance. So it was with the volcanic eruptions that demolished the splendid
pink and white terraces and laid waste much beautiful New Zealand forest last century; so it was

with the earlier ice-age which much reduced the richness of New Zealand flora, eliminating 3 of
4 groups of palms; these were good, even admirable, events.
Similar ridiculous outcomes issue when we turn to life (life forms somehow still achieve a
privileged role in Goodin, though they are no more natural). Consider the wide range of

monsters, cripples, sports, freaks, and so on that natural processes, such as birth, regularly
deliver: deformities, malignant mutations, and so on, outcomes that are still generally hidden
away, put out of general sight, or quietly removed, at least in the case of more hideous outputs.
It is very difficult to see that all these objects are good, even just as good as the most splendid

products of nature.17 Roughly Goodin has landed in a similar awkward position to the theist

17

It seems admissible to record that I put several such counterexamples to Goodin well before he
undertook final revision of his working typescript. Here is his response on these and connected
issues (Goodin, personal communication, numbered and reordered with [1] now proceeding [2]):

[1]

[2]

A somatic organism in a natural environment is a (nonmoral) normative system.
Whatever has that much complexity, richness, self-organization, telos has
(presumptively) value.

I think I still incline to say (despite your chastening) that a sponaneous biological
life is always of prima facie value (intrinsic). Though I recognize at once that such
value can sometimes be overridden and become in some environmental contexts a new
disvalue. And here I just hold in abeyance what the overlay of moral agency with the
moral (past biological) life in humans does to the presumption.

9

who announces that all the natural works of God are good, and is then confronted by awful
work such as monstrosities or catastrophes. He can try, like the theist, to fall back to some

larger valuable setting of which these prima facie nonvaluable components are an integral part; in
Goodin's case there is a wider encompassing theory available, namely evolutionary theory (with
variation required for natural selection).18 But already this means significant qualification and
modification of Goodin's original theory, and shift to a different and so far undeveloped theory.

Better to abandon the original theory, given that superior alternatives are on offer namely
multiple factor theories, with naturalness one factor in the mix.19

There remain many other lesser difficulties for theories like Goodin's which try to reduce

value-making factors to one, such as naturalness (or biological life, richness, or whatever). For
naturalness, difficulties arise with pests and weeds, which may be quite natural objects, but

objects which are located in the wrong places, notably outside their natural range. No doubt
Goodin's theory can be elaborated to take account of such exceptions, but elaborated it needs to
be. Other difficulties arise with natural objects which are in natural places, but which are in
some way out of balance with their natural environment, for instance through excess numbers,

excessive predation (leading to population collapses, etc.). Consider, for example, members of
a natural herd of elephants, grown too large for their natural environment, who become

destroyers, demolishing significant forests in their range. Again this is natural enough in the

circumstances, but the outcomes are certainly not good, nor praiseworthy or the like.

The deficiencies of the approach as offering a “theory” of value are accentuated by the
specific narrow recipe Goodin tries to impose on greens. In particular, it appears to supply only
an on-off qualitative assessment. An item is either good or not according as it is natural, and that

[3]

I will have to interpet monstrosities, mutation, deformities as struggling life,
somehow a necessary part of the process, even though they are in some respects failures.
Anyway, more on that some other time.

[4]

I also hold that (geo) physical nature can sometimes have intrinsic value, so that life,
while sufficient for value prima facie, is not necessary for it.

A few comments:- Paragraph [1] already points to a more satisfactory, sophisticated theory than
greens are saddled with, with a mix of factors (of which naturalness is surely one) yielding
presumptive value. Paragraphs [2] and [3] also indicate elements of a more sensitive theory,
again at substantial odds with that presented in the book. Paragraph [3] suggest the sort of
theological or evolutionary escape discussed in the text below; it does nothing to counter the
counterexamples.
18

Also the theist's problems concerning maximization are perhaps reduced in this setting.

19

See e.g. EE or FF.

10
is all. But not all items are of the same value, which is all this allows: valuable because natural.

Some, while not being “more natural”，are much more valuable than others. It is well known
that comparative assessments, such as bettemess, and likewise quantitative assessments cannot

be directly defined in terms of mere quantitative assessments, and it is sufficiently appreciated

that a satisfactory axiological theory should account at least for comparative assessments. In this

respect too, Goodin's pseudo-theory falls far short of adequacy. On the other side of the
qualitative divide, even the best art museums and the best painings within them are not valuable,
not good, because not natural. Even if Goodin should say, what his text sometimes suggests,
that his green "theory" applies only to natural objects, artifacts are left out, then the theory is at

best seriously incomplete. Greens will have some more comprehensive theory of value which
covers all items, and integrates a range of assessments of artifacts with natural objects:
naturalness will properly disappear as sole criterion, becoming but one factor.

It is noteworthy that much of the subsequent development of green political theory in
Goodin's text does not depend upon the excessively strong value theory he tries to load upon

greens; it does not require—r always, for that matter, use—naturalness as sole criterion. Much

of what comes later, all that appears right enough, will "go through" will naturalness as a critical

factor. Where appropriate call this the alternate scheme, according to which naturalness is only
one critical, but not always decisive, factor in a mix. The alternate scheme is an integral part of
that different green account alluded to above.
On the touted tightly-integrated Green package, and strong holism.

Certain extraordinarily bold claims are advanced, under the banner of 'a unified moral

vision5 in the chapter advertised as 4the unity of the green programme\ Notably
the green theory of value...[as] elaborated... is what underlies and
unifies the entire green political programme .... It is what makes it
illogical and inconsistent for other, more established parties to try
picking and choosing some bits off that agenda, without accepting all
the rest of its demands as well.20

The claims are never established, would not be established by what is suggested, and indeed

cannot be satisfactorily established, because the claims do not stand up. The arguments outlined
are seriously wanting. Even what is said would make good the claims would not (traces are not

enough for "making good^^); but in any case Goodin does not attempt these things, opting to
proceed 'more impressionistically *.

20

p.87. The same sort of theme is reiterated (with but minor variations) subsequently, e.g. p.92.
Note the ascent from an everyday theory of the good to a unified moral vision.

11
Even impressionistically little works satisfactorily. For 'the green theory of value' of
Goodin is not 'uniquely able to account for the coherence of the green public-policy

proposals\2122Apart from the critical features, to be considered below,
that green proposals do not enjoy the sort of coherence alleged, and that
established parties can, and do, pick over green programs selectively,

the uniqueness claim, the special position of Goodin's theory, is quietly dropped in the

impressionistic "argument". All that is used is the alternate scheme, that a concern for nature
informs, directly or indirectly, all the connected 'plants in the green programme'.22

Evidently a variety of concerns for nature can motivate and justify attitudes and procedures
regarding pollution, waste, environmental destruction, and so forth. Uniqueness lapses.

Worse, the more remote, less directly environmental parts of the green agenda do not fall out
eith of Goodin's theory or from the alternate scheme. In a note, Goodin concedes as much; but

these (decentralization, grass roots democracy, nonviolence, and much else) derive so he
claims, from the subsidiary, but logically separate, green theory of agency.23 Whether they do

so derive or not (they do not), they do not derive indirectly from a green theory of value,
because of the separation of agency from value. For similar reasons, the "integrated" green

programme (outlined in an Appendix) begins to unravel.

All that Goodin tries to make out, then only suggestively, is that the alternative scheme

helps in explaining certain green attitudes that appear anomalous or otherwise problematic.
Even should this exercise succeed (and its success is at best mixed), it would not achieve what
is required.

Interestingly, the Appendix, 'The Green Political Programme5—far from demonstrating
that the narrow green theory of value runs through all green policy, not just the overly
'environmental5 parts—helps in revealing what a patchwork the presented programme is really,

a patchwork from which separate patches can be unsewn. A basic problem with the whole
approach is this: that there is not a single green program, different green groups have different
programms. Witness the many internal disputes, the very public conflicts between social and

deep ecology, between animal liberationists and nature greens, between luddites and smart new-

age technologists, between spiritual and secular greens, and son. Granted various loose

conalitions may be stitched together; but they are various, not unique, and the stitching is very
loose, and may easily be undone, for different repackaging. In short, there are many green
packages, corresponding to different green theories of value and agency and so on. As there is
21

Ibid p.87.

22

Ibid. p.87. Goodin himself slides back to the indefinite, to a green theory of value, e.g. p.88.

23

Note &amp; p.8&amp;

12
no single green theory, so there is no such tightly unified single package, which is what

empirical evidence also seems to show. Moreover, established parties have drawn very
selectively upon these sorts of packages, and filched elements selectively. Witness the fate of
the early Values party in New Zealand.
'The prima facie wrongness of ... piecemeal borrowing from the greens is easily

explicated. It derives straight forwardly from the logic of consistency. It would be simply
wrong to embrace a theory of value... for some purposes while shunning it for others. The

truth status of value theories just does not flicker on and off like that/2425Embedded therein, in
this strong holism, is one basic confusion that pervades the book, a confusion between a theory

and what derives from it, between a source and its outputs. Nothing in logic stops selective
borrowing from what derives from a program, however tightly integrated. Strong holism is far

too strong; it would imply that we cannot adopt, or even toy with, one part of some value
theory, or ethical theory on Goodin's account of the matter, without embracing the lot. We
cannot accept some on Moore's claims, some of Spinoza's analyses, part of Aristotle without
being stuck with the whole. Eclecticism, at least as regards a theory of value, is impossible.

Which is absurd, and a reductio thereto of a seriously defective argument.
The conclusion has to be that yet another of Goodin's main themes is seriously astray and

should be rejected: that 'greens make (radical) demands on an all-or-nothing basis525, that
greens 'might reasonably demand that we implement their political program on an all-or-nothing
basis5.26

On the misadvertised green theory of agency: green collective organization・

The title 'The Green Theory of Agency5 is something of a misnomer. Most of the chapter
consemed (chapter 4) is taken up with what is inaccurately headed 'Principles of green political
structures*, which treats not agency but certain elements of macro-political organisation,

notably decentralization and policy coordination (itself headed, misleadingly, 'think globally, act
locally5). Most of the remainder of the chapter is occupied with what is headed, generally,

'Principles of green political action', but reduces to 'democratic participation5 and

'nonviolence5, and with 'Principles of green party organisation', cut down to 'grassroots

democracy5 and 'nrotation in office*, both something of travesties, given the indicated sweep
and generality.
The theory of "agency" is itself rather a part of a theory of collective action. Virtually

nothing on agency in the usual sense of individual action theory enters, except a footnote
24

p.92, partly reiterating the integrated package theme.

25

p.168? [check, locate]

26

Back cover.

13

referring to some work on the topic, and no theory at all of green individual agents (their

lifestyles, etc.). The relevant part of collective action theory looks not so much at the roles of
operative agents and their individual instrumentality, as at the character and corodinating

mechanisms of collective action, namely that needed or designed to realize green values. And
really, what is considered is green collective organization, which comprises not only action and

practices, but also associated political procedures and structures. Into this expanded account,
furthermore, some large assumptions are written, assumptions not accepted by many greens:
roughly, reduction of the political to the collective, and of the collective to aggregated

individuals, i.e. themes of individualism.2728These reductive assumptions, which are inserted
and infiltrated unargued, come to matter in the material on policy coordination, which adopts a
standard game-theory approach drawn from the received reductive theory of collective action, a

theory unlikely to gain much green applause, for all its academic fashionability.
The case for green engagement in coalitions is less straightforward than depicted. No
doubt greens who opt for this course of action—what Goodin tries to insist upon, involvement

in the politics of the established system—do not then have the option of spuming power-sharing

opportunities when those opportunities present themselves. Our guide is, however, too
optimistic about how often such opportunies are like to occur, and too sanguine about how they

are likely to operate to green advantage. For one thing, greens are not the only political forces
within conventional politics who have a theory of value. Furthermore, just as greens seeking to

enter into a coalition with a party of the electoral left (at present the only plausible option) must
look askance at the likely ttincohe^ence^^ of the compromise reached, so too must the other
coalescing party. If, under such circumstances, 'the blame for the logical incoherence would lie

with the parties that insisted on adulterating the green programme528, so too, from the
perspective of the party of the left, must *the blame for the logical incoherence lie with the

greens who insisted on adulterating the pink programme'. It should come as little surprise then,
that the evidence suggests that parties of the moderate left are every bit as reluctant to enter into
coalitions with the greens as the greens are with them.29
Green agents: their lifestyles, their commitments, their changed consciousness.

These matters feature large in American deep ecology; they are neglected or dismissed in

Goodin. His rejection of green personal lifestyles is indicative, in these terms, of personal

green consciousness and commitment, and of but subdued or diminished green values. It seems

fair to remark that only weak environmental commitments are displayed in the book (however
27

See e.g. p.l 14 top.

28

To cite Goodin p.179.

29

Hay op.cit., where various examples confirming the final claim are assembled.

14

even weak commitments, typical of much academic literature, are better than none, typical of
former academic literature); or, more provocatively, to infer that Goodin has not really absorbed
genuine green values (else he would act personally). What does come through from the book is

that Goodin remains something of an outsider to green activism. That he is not together at the

cutting edge of things green is betrayed by occasional telling slips, as with what greens worry
about in different places (esp. pp. 180-1). It is not that what he asserts is wrong; it is that
emphases and contrasts are different.
Reasons offered for rejection of green lifestyles are, where clear, extraordinarily weak.

Consider what is offered:
• living too close to nature, too much in harmony with it, might cause it to lose its valued role
for us30一which is (remember) to provide us with a larger context in which we can see our lives

as being set! Test the force of the argument by comparing living in the vicinity of other valued

items: worthy lives, art, music, intellectual accomplishments. Moreover, there are counter­
arguments and considerations: that closeness brings respect and awe, and can enhance

appreciation of value. Consider the idea of Christians distancing themselves from Cathedrals
and Churches, ritual and practice.
• to achieve political change, greens should make every effort to minimise the perceived distance

between themselves and the “orthodox” community一whereas the association of 'alternative
lifestyling5 with 'green' has exactly the opposite effect. Such a claim reveals much as regards
subcontests, such as: claimants commitments and seriousness, type and extent of change

envisaged, and so on. Christians, feminists, revolutionaries and others would not be too
impressed. As in other reaches where orthodoxy may be morally or otherwise amiss, so with

regard to green lifestyles: There is a case for a politics of “exemplary practice”； for whilst some
people will treat those who so engage as objects of scorn and ridicule, it is evident that many
people have been recruited to green values through positive contact with experiments in "right

living”，or with elements of green lifestyles. It is important too that at least some people
endeavour to demonstrate how green principles might be put into practice at the level of daily

living.
• Bizarre examples, selective unfavourable examples, advanced under the heading 'green

heresies5.31 Granted 'some of this “exemplary practice” might be so outlandish that it reflects
negatively on larger green projects. But the influence of this can be overstated; this sort of game

can be played with many things that have features to recommend parts of them. After all, every
social movement and every tradition of political philosophy, has its fringe-dwellers, even its
30

Thus p.81ff.

31

pp.78-81.

15

practitioners of a particular reductio ad absurdum extracted from a larger coherency.32
• local lifestyle set the focus astray. It should be on grander issues, on global environmental

problems, fate of earth, etc. But plainly more regional and local problems also matter, esp. for
preservation of habitats, creatures, etc. And here personal and local things can be very
important.
Finally, there are other reasons for green lifestyles. For example, for the structural

changes necessary for environmentally satisfactory societies of one sort or another, something
like internalization of green values and adoption of a green lifestyle proves highly advantageous.

To this end and others, committed green subcultures and inspiring individual examples are

extremely valuable.
APPENDIX: a defective setting.
Many productions that may look new and interesting in fact prove conservative, brushing
off and wheeling out old ideas as if they would accomplish all requisite work. That is, it is

implicitly claimed, under conservative approaches, that prevailing paradigms offer all necessary
resources for capturing what has (wrongly) been presented as radically new.33 In environmental

philosophy a classical exercise of this sort, well received by an environmentally conservative or
reactionary establishment, was Passmore's text. Passmore's (and was followed, in a slightly
expanded and apparently more liberal setting by Attfield, in a series of broadly consequentialist
productions. Now the exercise repeated in environmental political theory by Goodin, who
simply imports utilitarianism as supplying a unique and unquestionable rationality, in place of
Passmore's vague utilitarianism of humans interests.
It does not bode well for a genuinely green theory that its presentation lies virtually entirely

within a shallow utilitarian setting, the setting of the dominant economic and public policy

paradigm. For just such a setting is what has assisted significantly in getting the Earth into the
present environmental mess. Consider what Goodin tries to insist upon in his section (s.1.3) on
the arguments (and also elsewhere):- He assumes, in so trying to preempt the range of

arguments, both that
—the case for environmental protection has to be made in utilitarian terms if it is to prove
effective
—the most telling arguments concern the ways environmental protection measures are required

to further human interests (and intertwined items: people, profits, property, resources, etc.).

It is worth commencing erosion of these commonplace assumptions immediately. As for what
arguments "work”，are telling or effective, that depends heavily on the context, who is engaged
32

This paragraph borrows heavily from Hay.

33

Brennan's third reductive trend(p.800.

16

in a dialogue, and so on. Those with deep green sympathies are not going to be vastly
impressed by a sheaf of utilitarian and human interests (first and only) arguments, any more than

by other privileged class arguments. Goodin seems to have rather assumed that, in effect, we
are always paired with our political masters, who are and will remain shallow utilitarians. Even

now this is by no means uniformly so, and there are grounds for hope that things could be much

ameliorated in the future. Accordingly there is little reason to accept Goodin's further excessive
claim that the 'essence' of the arguments (all satisfactory arguments he really wants to have us

concede) remains the same: 'inadequate protection of the human environment, seriously
compromised human interests\34
Pretty much the same problematic ethos is likewise taken for granted for proposed

remedies: a standard economic public policy framework, with the essence of the remedy
consisting in correcting market failure. From deeper green perspectives this is extraordinarily

tired stuff, with "remedies" that have been tried and tried and continue to fail.
As part of his case, he tries the stock shallow strategy of rubbishing the idea of admitting
interests beyond humans (to grant animals interests is hardly to ''widen'' or ttextend^^ interests).

The arguments are all very cheap, and the counter-case is not properly addressed. Regrettably, a

shallow utilitarianism raises its ugly head all over the place. A few examples: 'it is more

important that the right things be done than that they be done in any particular way or through
any particular agency * (p.120). But it is unnecessary to document utilitarian imput as Goodin
himself has provided it in susequent work.
A main orientation of Goodin's work一which help explain several of its features一 is

towards policy-makers or would-be policy-makers. Among such audiences utilitarian and

economic rationales contue to be greeted enthusistically. For one reason, such rationales seem

made to order when policy makers, or "bureaucratic rationality,5, require 'a means of justifying
decisions that may be unpopular with large members of people5. For through these rationales

they have seemed
able to give principled reasons for action. The policy-maker can claim
to have weighed up all the relevant considerations for and against a
course of action; each consideration was in some way commensurable
with every other—perhaps because each had a dollar value associated
with it—and so it was possible to reach a determinate conclusion, by
fair and objective means. The appearance of determinacy, fairness and
objectivity is an important tool for those who wield and manipulate
power in business, government, and even universities. But this
rationalizing use of economic approaches should be resisted by
everyone, including economists themselves.35

34

Ibid p.8 (check).

35

Brennan p.807.

17
The reasons are now entirely familiar ones.

References
Achtenberg, W., Review of Goodin, Environmental Values, (1994).
Foucault, M., 'What is Enlightenment5
Goodin, R., Green political Theory, Polity Press, Cambridge, 1992.
Habermus, J., 'Modernity—an incomplete project*, in Postmodern Culture (ed. H. Foster),

Pluto Press, London, 1987.
Hay, P., Review of Goodin typescript, University of Tasmania, 1994.
McGowan, J., Postmodernism and Its Critics, Cornell University Press, Ithaca, 199x.
Osborne, P, 'Modernity is a qualitative, not a stromological, category: notes on the dialectics of
differential historical time', in Postmodernism and the re-reading of modernity (ed. F. Barker

and others) Manchester University Press, Manchester, 1991/2.
Priest, G., 'On alternative geometries, arithmetics, and logics; a tribute to Lukasiewicz5,
typsescript, 1996.
Routley, R. and V., “Human chauvinism and environmental ethics' referred to as EE

Routley, R. and V., The Fight for the Forests，referred to as FF.

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                <text>&lt;a href="https://antipodean-antinuclearism.org"&gt;Antipodean Antinuclearism: (Re)constructing Richard Routley/Sylvan's Nuclear Philosophy&lt;/a&gt;</text>
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                    <text>PROBLEMS AND SOLUTIONS IN DEEP
ECOPOLITICAL THEORY:
an Australian perspective.
... people are ready for change and the impending debate will result in
constitutional change. We should, therefore, explore all options ...T
There is growing dissatisfaction with Australia's political institutions, and increasing

demand to change them. This demand, hiding co-optative elements, has been initiated and
fostered in a conspicuously top-down fashion, by politicians and by academics. There is so far

little surge of political enterprise at grass-roots levels, little pressure for the usually very limited
changes proposed.

Nonetheless, along with apathy, there is widespread popular

disenchantment with present political arrangements. There is now an opportunity (although

still only a small window therefore no doubt) to put green and radical themes on the agenda for
real political change in Australia. That opportunity should not be missed, within Australia, or

elsewhere. While the exposition that follows concentrates upon Australia, as a convenient

advanced example, much of what is argued and urged applies or adapts elsewhere.
1. Disenchantment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and
anxiety, cynicism and pessimism about the state of politics—a loss of confidence in it, and a

retreat from commitment. Recently
anxiety about the nature and quality of Australian politics [has]
increased.... Widespread anxiety about the state of politics is based [in
part] on an uneasy feeling that, if the parties are not going to stand for
some identifiable philosophy, and the leaders are going to be chosen
on the basis of their potential as television performers or even as head­
kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the
major parties ... and revealed in the attitudes of young Australians ...2

who often cannot be bothered registering to vote, or voting.
Lack of confidence is beginning to show not only as cynicism about
politicians, but also as doubt about the integrity of Australia's political
institutions.3
In a recent survey, ‘62 percent of [Australians] expressed either little or no confidence in the

political system. Such a figure accurately reflects the mood of the Australian community’.4
Australian loss offaith in conventional politics is attributed to a mix of factors. A first
explanatory factor as regards this disenchantment comes from the changes in politics already

remarked (ranging from policy issues to media performers) and from resultant uncertainty. ‘...
Hon. Ian Macphee, ‘A new constitution?’. Of course Macphee did not really mean all options,
nor even all constitutional options. Furthermore, his claim about preparedness of people for
change is incompatible with Mackey’s data (mentioned below) on exhaustion with change.
Mackay pp. 174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data).
Ibid, p.178
ZbztZ.

�2

the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view’.5

A complex ‘second factor ... concerns the adversarial nature of two-party politics’.6 How

can this ‘two party, adversarial approach ... continue to be appropriate when the distinctions
between the two parties themselves are so hard to define’? But ‘redefinition of party politics
implies the possibility of a redefinition of the whole parliamentary process itself’. Why ‘when

parties seem quite capable of stealing each other's policies or of invading each other's
traditional philosophical territory, [can not] politicians work together in a more co-operative

and harmonious spirit’?7 ‘Adversarial politics may have made sense ... when ... distinctions
between the parties were stark and when arguments about principle could be justified; today,

the idea that politicians would be arguing over a point of principle or philosophy is almost
unthinkable. ... [They] are much more likely to be arguing over matters of personality, prejudice
and power than over issues which effect the long-term health of the body politic’.8

‘The

quality of parliamentary debate is regarded not only as a symptom of the adversarial nature of

the institution, but also as a symptom either of the poor quality of politicians ..., or of the effect
of the system on those who are enmeshed in it’ .9 Unless there is marked improvement in party
philosophies, programs and performance, ‘the call to re-examine the nature of the parliamentary

process will gather momentum’.1011
A third relevant factor contributing to loss of faith is the impression of Australians that

‘they are overgovemed ’n, with too many expensive bureaucracies and too many houses of

parliament.

Conflicts between State and Federal parliaments — and between the
various State parliaments themselves — are regarded as a particularly
unproductive expenditure of political energy, and Australians question
whether 15 houses of parliament may be too many for the efficient
government of 18 million people. The sheer number of parliaments is
often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and
Federal governments.
... Whilst there is little love felt in the Australian community for
Canberra and for the idea of more centralised government even that is
beginning to appear preferable ....
The widespread support for the idea of a republic which emerged
during 1992 is closely related to the underlying sense that Australia is
overdue for some kind of reexamination of its political institutions,
and even the notion of Federation itself. ... As debate about the idea
of a republic proceeds ... it has begun to incorporate the idea that
5
6

7
8
9
10
11

Ibid. pp. 178-179.
Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordability of
adversarial systems.
Ibid.
Ibid, p.180.
Ibid. p. 179. It is a symptom of both, the latter especially.
Ibid. p. 181.
lbid. p. 181, itals added.

�3

Australian's political structures and systems might be quite
significantly reformed.12
Even though the main proposals for change no doubt remain reformist in character, some
of them are far-reaching by normal standards. Both the extensive disenchantment with present

political arrangements and the felt need for significant change further suggest political times are
not normal. Elements for a political paradigm shift are already present, to which radical

additions are now feasible.
So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and

political commentators, and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;

academic responses more theoretical and cautious, piecemeal and detailed. But there are no
grand detailed plans.
Under the leading proposal so far for political change, Australia's constitutional

monarchy will be displaced by a constitutional republic with its own head of state displacing

the monarch, but with perhaps minimal adjustments otherwise. Nonetheless, as a result,
republicanism is in the air. Politicians have begun to contemplate other practical reforms, while
academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues

presently being debated.
The main reason for reform offered by the political camp can be summed up as: changing
geopolitical circumstances. The camp tends not to acknowledge what would reflect adversely
upon it, the poorness of federal political practice.

Rather it tends to attribute popular

dissatisfaction to economic circumstances and uncertainties: declining real standards of living,

extensive unemployment, persistent recession until recently, problems to be surmounted by
full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the

Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic
predicament.
Much has changed in the century since present antiquated political arrangements were

hammered out, arrangements making the newly-fashioned Commonwealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain,

arrangements of convenience fashioned for very different circumstances. Most non-symbolic

linkages with Britain, which has been inching towards a place in a united Europe, have already
been severed. Australia has gradually begun to appreciate its geo-political position in the
Ibid. p. 181-2. Republican proposals have been circulating for some time. But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly
with the first part of his book which depicts an Australian populace exhausted by change and
longing for the old ease and somnolence.

�4

Indian-Pacific region (and the money-making opportunities for a sagging resource-based
economy in booming parts of Asia). Whence the main idealistic proposal: for an independent

republic, decoupled from Europe, assuming its own (prominent) place in its geo-political
regions. In principle at least, place and region begin to assume, or resume, some of their

neglected, but historic, significance (however that is not how it is yet seen).
Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most

radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directions, were it not regularly offset by the idea of a

strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,
then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronism, based on accidental
boundaries of a contingent colonial history. They are ecologically irrational management units,

utterly failing to reflect ecological regions. Yet the states possess extensive environmental and
other management powers, inappropriate ‘powers which derive from what was largely a

political bargaining process conducted a century ago.’ Another effect of inapposite statefederal arrangements, especially ‘funding arrangements, has been to lock out local government

and, more importantly, local communities. ... local communities must be given greater control

over those decisions of government which effect their lives ...’; the opportunity ‘to design and
provide the services which are needed locally.’14
At this stage of the dialectic McPhee slides easily and naturally from localism to

regionalism.

A glance at the map reveals natural regions for local government on a
viable scale [an optimistic idea]. Some cross State boundaries, and I
would envisage that State governments would be replaced with
regional governments. These would be more akin to larger local
governments and would certainly not have the trappings of the States.
They should not have parliaments and the expensive, unwieldy and
inefficient bureaucracies which characterise our States. They should
have a small number of full-time councillors ...
Regional
governments should be solely accountable to their ratepayers ...15 .
So far so good: however McPhee thereupon begins to infiltrate stock (small /) liberal

management assumptions. The basic idea to retain is simple: that of ecologically-rational local
and regional rearrangement of anachronistic state partitions. But that regionalization should be

Anarchists can even rest (if uneasily) with a constitution, so long as it provides for an
organisation, Australia Inc. even, sufficiently different from a state and its authoritarian
trappings.
All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as “unrealistic” by some practicing politicians, appeared to gain a good
deal of support.
McPhee ibid.

�5

greened, as reform should be radicalized.
Much has been left off these political agendas for change, not merely environments and

habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,

transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose consititutions astonishingly do
not mention at all (what is however often supposed to justify states) individual rights, such

rights only being ensured, so far as they are, by indirect routes (statutes regarding treatment of
minorities and the like). Nor do the political camps pushing limited change speak of rights or
liberties; a very limited conception of adjustments required prevails (though without rights and

liberties and a generous public sphere there is little, and little prospect of, justification for a

state at all). Accordingly political agendas for change need to be conspicuously broadened, to
accommodate a decidedly more ambitious range of constitutional and institutional redesign.

2. A project within a project: radically reshaping Australian institutions.
Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am

affiliated, the Research School of Social Sciences, Australian National University, with its
ambitious decade-long project, Reshaping Australian Institutions: Towards and Beyond 2001.16

One small part of this project does connect with the republican push, which no doubt helped
inspire it and gain its funding. The academic version of republicanism furnishes an institutional

and historic setting, tracing its roots back to ancient Rome, and thereby linking in, what admits
much modern adaptation, notions of citizenship and civic virtues. But most of the project is
independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist

fashion, unsurprisingly. It is supposed, for instance, to ‘provide major input into evaluation and

reform of Australia's institutions’; indeed it is explicitly ‘aimed at contributing to Australian
constitutional reform’.17

Nothing however precludes consideration of reshaping or

transforming Australian institutions — those of the whole ecological region — in a unreformist

and possibly unconstitutional way, in a radical way
Admittedly, the rough boundary between reformist and radical routes becomes even more
blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central

state, the stock boundary stands intact. For reformist changes would amount to comparative

small adjustments leaving it substantially intact. For example, a minimal transformation, of the
16

17

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the
project, J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this
project is an environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green
political theory, arranged under the project. That accounts for some of the otherwise puzzling
structure of what has eventuated.
‘Reshaping Australian institutions: towards and beyond 2001’ in Tynan , p.17, italics added.

�6
sort presently much favoured, from constitutional monarchy to Australian republic, though

entailing non-negligible constitutional redrafting, need only amend the roles of a few elite
power- and position-holders. By contrast, radical changes would substantially alter that strong
central state, perhaps (as will be suggested) eliminating it altogether.

There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,
along normal constitutional reform routes. Secondly, there is a demand, a small but growing

demand from green direction for instance, for radical institutional change. It would be prudent,
then, to make some investigation of the options, to assess their prospects. Thirdly, reflection on

such structures would certainly be part of a more comprehensive study of and theory of
institutional design, which the Reshaping project also presents as an objective. Fourthly, much
more controversially, major environmental problems cannot be satisfactorily solved along

merely reformist paths.18 A prime reason is this: a central state is ineluctably committed to

high levels of economic activity which impact heavily environmentally, characteristically to
economic growth of sorts which impact very adversely environmentally, inducing inevitable
degradation.
Accordingly, there are then, or should be, two bands to the green (or environmental)
strand of the restructuring Australian institutions project: not merely an important reformist

side, but as well a radical spread. It is part of this underfunded and undersupported radical

spread which forms the main object of investigation in what follows, that part that relinquishes
present state structures, in favour of more environmentally benign institutions - which no doubt

can be designed, even if not readily brought to practical use.
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the
more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the

illegitimacy of present states; the undesirability and severe disutility of states, and so on.19) As
indicated, present states are incompatible with ecologically sustainable practices, because of
their heavy unrelenting commitments to shallow economic growth. More generally, standard

states and their practices comprise very significant parts of environmental problems, but quite
insufficient parts of any solutions. Moreover, states constitute an enormous and destructive
drain on regional environments, a feature particularly evident in smaller states which are always

looking out for revenue-raising expedients for their own expensive running.
Apart from those greens who have recognised the excessive environmental costs of states

and their heavy demands on environments, and thus or otherwise have come to recognise the

desirability of their withering away, there are many more who have become ambivalent about

states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to point towards a
18
19

This theme, merely stated here, is argued in detail elsewhere; see esp. Sylvan 95.
For a summary of these familiar reasons, see Sylvan 93, and for detail on some, see Burnheim 85
and above all Marshall.

�7
resolution) without certain functions that they serve. To point immediately towards a resolution

of this crucial problem, the functional dissolution idea advocated is this: that the functioning
parts may be separately utilized without the colossal whole. The state is not an organism the

functioning parts of which must fail without the whole. So the enormous fat of state can simply

be shed, to great advantage.
In any event, ‘the State is a social institution’, always ‘within’, Marxists continue, ‘a
concrete historic setting’.20 Granted, it is an institution. For an institution in the relevant sense
is ‘a society or association for the [organisation or] promotion of some particular object [or

function]’.21 Institutions include therefore the state, the central state. So it too is up for

reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia.
Ideas and schemes for radical redesign are already available from rich anarchist and
socialist sources, those for green design and reshaping from growing and diverse environmental

sources. In main part, then, radical ecoredesign is a matter of convivially meeting (not joining)
the two, an intersection that favours anarchist inputs. Something of the sort has already been

attempted, in an environmentally shallower way, in eco-anarchism, alias social ecology, and in
a deeper way, in deep-green social theory.22 Moreover, it could be attempted in other kinds of

deeper green theory — itself really a plurality of theories, which however does not itself force
radical ecoredesign, though most variants would support it. Thus Naess's “deep ecology” for
example, which is not so far politically radical, only strongly reformist, could (and should) be

given a radical turn.23
Concentrating upon the radical spread of deeper green theory does not preclude

concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued - incremental change, social

engineering, greening bureaucrats, lobbying politicians, and like activity (but better to cut
through all such pleading and obiesance and be rid of politicians and bureaucrats). There are
many reformist proposals being advanced for the greening of Australian federal institutions —

with but few so far having much impact on practice.24 Nonetheless, more limited, more
constrained, proposals of this sort certainly have a better chance of making a difference than
radical redesigns, regularly smartly dismissed as “unrealistic” or “utopian”.25 No doubt the
Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
‘but as an abstraction and aberration’.
Oxford English Dictionary, adapted. An institution is an organitution.
On social ecology, see Bookchin 90, and for information on deep-green social theory, see Sylvan
and Bennett 94 and Routley 80.
As to the political character of deep ecology, and why it should be turned, see Sylvan and
Bennett 94, where an expose of the political theory of Naess's ecosophy is presented.
There are many many narrower economic and technological proposals. One of the more
interesting wider proposals comes from an Opposition not noted for its green initiatives and
commitments, for an overseeing Department of Sustainable Development, a Department that
could see to the greening of all federal institutions.
Too smartly, as we argue elsewhere (e.g. Sylvan and Bennett 90).

�8

normal “reshaping institutions” investigations are rightly focussed upon institutional reform,
not upon revolutionary reshaping, where much freer scope for redesign is offered. However the
real possibility of radical change should not be excluded; green radicals should be prepared.

There have been various opportunities for revolutionary change in Australian history, the last
occurring, according to some historians, with the ignominious fall of the Whitlam government.

There may well be opportunities again both in the near and intermediate future, especially

should some solid work be put into propagating the prospect. In the near term there is
economic disarray, social fragmentation, and constitutional destabilization; in the longer term
increasing ecological problems and expanding eco-catastrophes loom.
For all the spasmodic environmental rhetoric, under present incremental reform

comparatively little in the way of radical green change occurs or can be expected. Witness, for
comparison, the snail pace of the establishment movement towards a rather minimal grey
republicanism in Australia, or differently towards meeting carbon-reduction commitments. It is

increasingly doubtful, given prevailing responses to economic difficulties, that present
systematic problems confronting Australia will be satisfactorily addressed, environmental

problems not least. Furthermore, the sorts of problems concerning reorganising society in deep
green ways, problems that provide subsequent topics, would likely not arise. So do imagine

that a rather free hand for institutional eco-redesign is somehow dispensed. Also, once it is

seen where to go organisationally, it is much easier to discover how to arrive there.
3. A basic problem of structure: central or decentralised organisation.

There are large and immediate advantages in taking a problem-oriented way. That way,
which will tend towards anarchoid outcomes, will be anarchistically guided in this respect:

Unless there is a genuine problem, already causing difficulties or developing, nothing need be
done, let things alone let Being be.26 On this non-managerial low-work approach a good deal

of structure presently inoperational, and of idle regulation presently enacted, can be removed;

organisational arrangements can be very significantly down-sized. The leading methodological
idea is that enough relevant (biodegradable) structure is introduced to resolve organisational

problems, but not substantially more. Organisational oversupply and waste is thus avoided.

Moreover, much structure that keeps so much environmental destructive industry in business is

likewise shed.
Among basic problems for deep ecopolitical theory are those of political reorganisation
and so of organisation. Evidently institutions, and their types, are critical to such organisation.

And a major organisational problem for putative green society concerns structure: to take a
critical case, whether society is centrally organised (concentrated, bureaucratised, hierarchical,
large-scale and so on) or decentralised (dispersed, non-hierarchical, small-scale and supposedly

beautiful, and so on).
This focal problem, to centralise or not to centralise, is sometimes presented as a serious
26

In vulgar parlance: if it doesn't itch don't scratch (and even if it does, resist).

�9
dilemma for concerned green theorists.27 The binary horns of this dilemma are respectively: on
the one horn, the pull (or push) to localisation and regionalisation, to non-anonymous smallscale low-impacting environmentally-friendly arrangements, to diffusion of power and

dismantling of the incubus of a central state with its crippling costs and unfriendly practices;
and on the other horn, the need for continuing and further central income generation and
welfare (re-)distribution, central regulation and control, and the pressures to environmental
reliance upon and use of the central state.28
The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in
seeking increasing environmental regulation and welfare measures...
alongside a halt to industrial expansion, the very source of income for
the welfare state. Yet the expansion and further centralization of the
bureaucratic state apparatus is neither their overt goal nor covert
motivation. Quite the contrary. Their genuine long term vision is of a
decentralized, steady state society of self-sufficient, relationally
autonomous (albeit interlinked) regions.29
As it happens, not only does the theoretical and utopian literature run both ways, towards

and away from centralisation, but so does practice and experience.

As to theory,

anarchistically-inclined presentations tend to favour decentralisation, perhaps with some central
compensation through federation (thus recent Blueprints, ecotopias, and so on), whereas

socialistically-inclined presentations invariably opt for powerful central states (to control and

redistribute grander social programs, etc.). As to practice, there are local councils, community

organisations, residents' groups aiming to keep out, or to remove, the state-sponsored nuclear

plants, toxic waste incinerators, waste dumps or super-highways, on the one horn; and, on the
other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania’s Franklin), forest exploitation, pulp mills, strip mining, and so

on.30
To some extent, the way the problem has often been re-presented, in terms of a dilemma
between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. 31 But how is this combination to

be achieved? An answer does not fall out by pure reason, operating in isolation from other
27

28
29
30
31

As by Michael Jacobs of The Green Economy, who has posed the problem sharply, as part of an
argument however for retaining the central state (and much of present status quo arrangements).
Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter 10.
Fox, Ecopolitics III.
Much turns on the exploitative character of certain local and regional communities, their getrich-quick schemes, what they are prepared to do to survive in old or affluent ways, and so on.
In the immediately generated simple picture there are four options (familiar from relevant
logic):
predominantly top-down
T

both

B

N neither (e.g. populist anarchy)

1
predominantly bottom-up

�10
problems. By taking advantage of information gathered from other connected problems, a

promising answer can be teased out. Neither standard socialism nor anarchism afford answers,

socialism because it leaves the central institution of state intact. Standard anarchism, much
more promising, does not resolve the problem either, because federation, as standardly

explained, does not concede sufficient power to representatives, for instance to constrain

exploitative local communities.
A solution to the dilemma lies through a combinational stragegy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While
removing the state, itself source of several environmental and social problems, and its
concentration of power, invariably under environmentally unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmental regulation. Relevant continent-wide functions would persist or be

introduced: for example, services controlling inflow into Australia of damaging forms and

materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of

native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the

separation ofpowers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so
would those functional arrangements and institutions dissolving the state.
It is a major illusion of modern political theory that a central state, ceded monopolies on

coercion, currency, taxation and so on, is necessary in order to secure adequate supply of public

goods, including public order and environmental regulation. To the contrary, the most that

appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities

should not institute and regulate specialised bodies coordinated among themselves (by

negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
such institution could gain community standing from its support base, for instance through

achieving democratically-generated recognition. Such an institution would aim to secure

execution of its recommendations and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions.

There are many examples of such institutions operating successfully both

regionally and internationally; for instance, those for postal and communicational

arrangements, international sporting bodies and international academies and clubs.32

32

This passage borrows from the summary in Bumheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.

�11

4. Technical interlude: Strong family resemblances of ubiquitous problem-generating
structures.
The skeleton or scaffolding of organisation is structure; it is the frame on which
organisation is hung, which organisation fills or fleshes out. The sense of structure, explicating
the underlying organic image, implies as much. According, for instance, to the Concise Oxford

Dictionary, ‘structure: manner in which a building or organism or other complete whole is

constructed, supporting framework or whole of the essential parts of something’. Structure
itself is primarily, though not entirely, a matter of relations of elements and parts.

Remarkably, the same sort of problem-generating structures occur in a range of
seemingly diverse theoretical areas, to be displaced in each case by a similar sort of problem­
dissipating structure.
To illustrate, consider an order on a type (or set) of items £1 given by one order relation R,
where R may itself depend on item c in Q, i.e. R = Rc. For example, where Q is a system of

worlds including your world the ordering R of worlds may depend on your world (and my
world could supply a different order). Differently, where Q is a system of values or valued

items, R may depend upon your values; and so on. As an order, R is at least transitive, and
perhaps either (if like &lt;) reflexive or (if like &lt;) symmetric, on its range. The system &lt;Q, R&gt; is
a simple ordered structure, or aframe. (The latter is the term now used in modal logic, where
such structures are the bases of models for the logic.) A cap or top t of such a system is an
element such that all items of Q bear R to t but which does not itself bear R to any element of

Q. (The notion, that of supremum, and likewise maximum, may be similarly defined relative to

subsets or types within Q.33)
Simple Theorem. There are order structures without tops.

Examples are provided by systems (often with much more structure) with no supremum. Here
is a simple 6 element example drawn from relevant logical theory.

+1

+2
„ - {-2, -1, -0, +0, +1, +2}
+0
R = — is as shown by arrows.

-0

T = {+0, +1, +2} is a truth component
-1

-2

Topologically, several notions of prime political and philosophical cast are tantamount to

tops in order structures, including chiefs (top persons in power rankings) hierarchs, grand
leaders, centres, absolutes, and objective items.

33

Consider, a pertinent issue, the matter of

A supremum t of R (in type T) is an (that) element (of T) such that all elements (of T) bear R to t
but which does not itself bear R to anything (in T).

�12

central control or authority, where as in the next diagram all elements answer to t.

t

c
Cl

C4

a

C2

c3

b

a3

ai
b2

a2

bi
Looked at from above t is centre of a network. In the diagram shown, it remains a structure, a

flattened hierarchy, when t and relations leading to it are deleted, under decapitation so to say.
What this shows in a simple fashion is that there can be ordered structures without central

control (and ranging further there can be statelessness, absence of central control, anarchy

without “anarchy” or chaos, because there is order), anencephaletic structures. Order,

including good order of a range of sorts, does not require central controls, leaders, absolute
rulers or arrangements, or similar. Order does not require hierarchy, such hierarchy.34

Let us briefly allude to a much wider philosophical sweep. Related order structural
considerations to those that tell against central states, absolute rulers, top authorities as required
for satisfactory order, also count against absolutes of other sorts, such as absolute truth (there

need be none, as the first diagram above indicates), absolute order (thus R itself is relative to c),
and objectives of various sorts, such as objective fact (another supposed absolute), objective

value (supplied under an absolute order), and so on. On this broad sweep the following sorts
contrast sets emerge:35
centralism
elitism
statism
absolutism
realism
objectivism

in
rough
contrast
respectively
with
maximizing rationalism

decentralism
egalitarianism
anarchism
pluralism
nonrealism
nonjectivism

satisizing rationalism

Naturally, these simple structural considerations are only indicative, not decisive. For we
might find, as more and more constraints are imposed on structures, as account is taken of

34
35

Part of what seems correct in Bookchin's vendetta against hierarchy can be captured in this way.
For a fuller picture see Sylvan 94, chapter 10.

�13

actual conditions, that freedom contracts, that structural arrangements are forced towards
centralism or absolutism. While such forcing may now look, in the light of a little logic,

implausible, it requires further argument that it need not in general eventuate. The argument
here against centralism and statism takes these lines: that there is ready design of institutional

arrangements for decentralised communities which does not lead back to a central state. The
state is organisationally otiose.
Organisation is delivered anencephaletically, more specifically through a decentralised

functional ecoregionalism. As to how this can be accomplished, a sweep of anarchoidal work
discloses.36

5. Problems of chauvinism and present-time bias in democratic political institutions.
Under decentralized social organization, each requisite function will be carried out by

some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like departments and corporations). For
direct accountability downwards, and to ensure separation of power, upper operatives, those of
a directing or steering committee (the nervous system of the organisation), will be
democratically selected (from a relevant lower level constituency, and from the whole people of
an ecoregion in case of a typical bottom level institution). Note well that selection is not

election: election is but one method of democratic selection, and often enough not an altogether
satisfactory method. The point of some sort of democratic selection, as a guiding not invariant

rule, is manifold: it is in part to ensure due accountability, in part to prevent unethical

accumulation of power in special classes, and in part for reasons that devolve from the very
notion of democracy itself.
In modem usage of the motherhood term democracy, two lines are visible: included are

not only forms of political organisation where ‘power [is presumed to] reside in the people as a

whole, and is exercised either directly by them ... or by officers [selected] by them’, but ‘often

more vaguely denoting a social state in which all have equal rights, without hereditary or

arbitrary differences of rank or privilege’37. It is on the basis of this second line that the call for

democracy has operated to remove chauvinism and discrimination of a range of forms: against
unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit of
the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short at certain humans, such

as those granted citizenship — though relevant interests of many other creatures and welfare of
many of other items may be affected by what those citizens elect to do. While democratic

Most of the key elements are already available from political theory relevant to anarchism. As to
putting them together see e.g. Burnheim 85 (where demarchy and much else of relevance is
explained) and Sylvan 95.
Oxford English Dictionary entry 1, main entry. These two lines are not the only distinctive lines
now visible: increasingly conspicuous in calls for “democracy” are Asian calls to freedom and
rights: not merely for basic legal freedoms such as free assembly, fair process and so on, but for
freedom to access information (the “right to know”).

�14

voters can perhaps be entrusted to take some account of those near and dear (within remarkably
sharp limits, as the situation of women in many regions still shows), such as those deemed
incompetent to vote: the young, deranged, and so on, much evidence reveals that they cannot be

relied for what is less near or dear (and indeed are easily herded into casting their votes in

accord with a shallow mercantilism). Consider what get left out , outcasts of even perfect
democratic control:• spatially distant agents. For example, the interests of many humans outside USA are much
affected by practices of the US government, which however is outside their democratic reach.

• temporally distant agents. Since the past is past, it is future agents who will be affected, often
drastically affected, by present practices, that matter. Some way of taking due account of future

agents, their interests and welfare, is required, even under shallow long-term ecology, that is

under lighter green positions. Sustainable development has been regularly diverted into - what
is part of what it is about - such a way, an indirect and so far utterly ineffectual way.38
Much more of importance is also excluded according to deep-green theory:

• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic

value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democratically
excludes. It is a problem especially for deeper green theories: that deep problem is, so to say,

how to obtain satisfactory representation of all that is of value in the natural world? That way
of putting it, while a little misleading, does point to a particular type of resolution.

Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of

representation of items of value outside those humans that are represented, representation of
their interests, where they have them, of their welfare otherwise, of favourable conditions for

their sustenance, continuation and retention of value. Democracy of discussed modern sorts,

whether representative or participative, will not serve these purposes at all satisfactorily. For
instance, insofar as party-political representative democracies represent anything (even human

“bottom lines” as is sometimes erroneously supposed), they appear to represent primarily
interests of certain business-allied elites. Among the issues are of course those as to adequacy

of retention and protection of nonhuman items of intrinsic value, tropical forests and their
inhabitants and elements for instance.
There is no organisational alternative to proceeding with and through agents, preferably

well-disposed and quality agents. It is hard to guarantee either politically. As agents are but a

subclass of what requires democratic representation and what should have its welfare or
interests considered, how are the rest to be taken care of satisfactorily? There are significant

older responses to like problems, through totems and taboos, guardians and constraints. Looked
at one way the problem repeats, more or less, a familiar problem: namely, how in larger

38

See Sylvan and Bennett 93.

�15

&lt;r

constituencies do decision-making agents represent the whole mass of agents and others in the
constituency?

A main democratic answer, designed to avoid many shortcomings of

alternatives, was: by representative means—only “representation” was almost never taken

seriously or literally enough. The sorts of considerations that made representation a promising

resolution make what is to be proposed—where representation has, in any case, to be expanded

—also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-making bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy). Under more equitable
arrangements, then, some decision-engaged agents will have to be selected as representative of

relevant classes of excludeds. Electoral arrangements do not so readily allow for such;

sortition, well-designed selection by lot, does.39
As already hinted, deepened representation is not the only promising resolution of the
problem that might be tried.

Another, which could be attempted either separately or

concurrently, operates through the directive of ecologically sustainable development, requiring
as a constraint, not only intergenerational equity but also preservation of items of ecological

value.40 It might be suggested that such a directive be made mandatory, applying to all relevant

steering committees. But, as already evident, there are severe obstacles to getting such a
directive properly implemented. (In present oligarchical circumstances, even very dilute

versions are worth pressing for, as they would offer definite improvements upon what presently

happens.)
6. Ecoregional demanarchoid reshaping of Australian political institutions: one
beginning.
Is such a radical restructuring feasible? Initial investigations hold out the hope that major

problems for deep ecopolitical theory can be solved, at least in theory.

Investigations

accordingly suggest that the project within the Reshaping Australian Institutions project is

viable and worth pursuing.

A logical next stage offers sketches for a radical political

reorganisation of Australia.41 Evidently there would be many designs (thereby removing facile
jeers against “the blueprint”, a part of co-optative strategy for persistence with prevailing statist

arrangements). Among the many designs, some few, conforming to favoured principles, would
be selected for detailed study. If the study were attempted, most appropriately through systems
modellings, then flexibility could be built into modellings, so that even though only a few basic
designs were examined, many variations would be feasible. Not only is systems modelling

particularly well suited to modelling network designs; it also further offers prospects for
No doubt there are electoral approximations; e.g. candidates in separate classes for each category
to be represented.
For elaboration of this option, see Sylvan and Bennett 93.
Such design, well accomplished, would help considerably in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

�16

computing simulation and implementation, and even some simulated political experimentation.
Furthermore, such modellings begin to give some grasp on the size and complexity of the task
(a useful comparison is with World 3 modelling of the on-going “Limits to Growth” project42,
or, better, with a regionalized version of it).
To get started on such ecoregional design, for Australia, two broad classifications and
associated maps and charts are required:
• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental

shelf. Observe that this classification will be hierarchical, as smaller regions merge into larger

regions; but it is a benign hierarchy of levels (it facilitates no accumulation of power or wealth).
Observe too that any such classification is far from unique. Plurality has already set in, and a

choice of classification (or a few choices) will have to be made, taking due account of political

organisational principles and objectives. Fortunately some of the preliminary classificatory
work has already been accomplished in Environmental Regionalisations of Australia, where 3

broad classifications are presented and procedures for generating many more given.43 For
political purposes further classification attributes (e.g. demographic features) need to be
included.
Ecoregions provide the basis for spatially linked administrative and community units.

(Not all units need be of this sort; many contemporary arrangements are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smaller-scale organization
can be invoked, namely

• subsidiarization: organisational functions should be allowed to fall down to (or to be pushed

down to) the lowest level compatible with their satisfactory performance. Thus, for instance,
most matters concerning such things as sewerage and primary education would be localized.

This subsidiarization principle, drawn from classical anarchism, has been widely adopted in
green planning proposals. (It is said to have been applied by the Catholic Church in
administration of the Holy Roman Empire, whence the not altogether apt title derives. It is
presently being reassessed for use in that successor organisation, united Europe.) No doubt the

principle is open to challenge, for instance on grounds of efficiency, that larger size may prove
more efficient, of duplication, and so on.

But, the objective is not maximization of

technological values such as efficiency factors; instead it aims to satisize on a wider framework

of values, including holistic social arrangements. Presumably, however, undue duplication of

expensive administrative bodies is to be avoided.
Coupled with subidiarization is another principle,
• direct accountability downwards: units should answer directly to regional constituencies.

This contrasts with prevailing accountability (such as it is) upwards, through some indirect and
tenuous, centralized circuiting chain.
42
43

Naturally much more gets comprehended under

See e.g. Meadows.
See Thackway and Cresswell. Rudiments of a politically useful classification begin to emerge
on their 30 Group Regionalisation.

�17

accountability, for instance openness of environmental accounting.

Schematic diagram of organisation structure

Structural diagram:

(with some sample components indicated, but not all their network interlinkages displayed)

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

selectoral
college

Australian
region
(federal)

immigration

inflow
control
materials

super­
regions
(a to k)
interregional
transport, etc.

(local)
regions
(1 to n)
upper
levels

arbitration
bureau
rental
entitlements
office

resources
income
office

ground
level

water
systems

sewer
systems

hospital
systems

region 1

region n

There are also principles interrelating smaller with larger regions, both bottom-up and
top-down (or centre down) principles. Among these will be

• representation of smaller regions in relevant planning institutions of more comprehensive

regions. Representation, appropriately regulated, will often replace anarchistic federation,
which as observed appears too weak for requisite environmental control.

The point needs no labouring that the classifications and principles are open to challenge

at every step; for instance, there is nothing rock-hard about the type of ecoregional
classification preferred, nor about social functions to be addressed. At a theoretical stage that is
unproblematic: there are other (less preferable) models; elaborate your own if you want to and

�18
can. In any case, it is to be hoped that a diversity in theory might be to some extent reflected in
some diversity in practice—with different regions and continents trying different arrangements,
with much less of the sort of cosmopolitan political monoculture that we are presently being
harassed toward, with much more resilient political biodiversity.

• 2 a social function classification, of those community matters that require explicit

organisation at some level. An initial listing can be compiled by consulting Australian
metropolitan telephone directories, especially the government sections that used to feature in

the front (until a year ago). What results under redesign and reorganisation will, of course, look

very different from what is listed. Parliaments, parties and all their supporting apparatus will
vanish; the Australian Bureau of Statistics will assume a new significance and independent role,

and so on. But which institutions are retained, which adapted, and so on, will depend on further
social organisational features, not yet considered here. The result will be a levelled pyramidal
structure, a flat-untopped network, not a power hierarchy.

While some requisite research has been undertaken upon how the various functional
bodies and decision-making committees can be selected and can operate44, insufficient

investigation has been made of the interrelations and adequate fundings of the bodies and
institutions involved — whichever they are! For little such detailed anarchoid modelling has

apparently been attempted for any region anywhere. Evidently there is much to be done
theoretically. Detailed modellings would bring issues down to earth, without concretizing

them; no doubt too they would disclose many further problems hidden in the detailing,
problems to which anarchoid solutions can reasonably be expected. But comparatively little is

likely to be done, unless requisite support is forthcoming, support in the shape of researchers
(research volunteers) and research infrastructure (from research gifts). For such support, for

investigating its own demise, a state is hardly likely knowingly to supply; nor are its established
research institutions. Insofar then as it is done visibly, it will probably have to be accomplished

largely outside state-supported and state-supporting infrastructure, such as prominent university
projects.

Richard Sylvan
References.

Bookchin, M., Remaking Society: Pathways to a Green Future, South End Press, Boston,
1990.
Burnheim, J., Is Democracy Possible?, Polity Press, Cambridge, 1985.

Burnheim, J., ‘Democracy, nation states and the world system’, New Forms of Democracy,
(ed. D. Held and C. Pollitt) London, Sage, 1986, pp.218-239.

44

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim's work, but
overlaps on-going investigations on his part.

�19
Fox, W., in Ecopolitics III, Hamilton, New Zealand.

Green, G., The New Radicalism: Anarchist or Marxist?, International Publishers, New York,
1971.
Jacobs, M., The Green Economy: environment, sustainable development, and the politics
of the future., Pluto Press, Concord, Mass, 1991.
Mackay, H., Reinventing Australia: the mind and mood of Australia in the 90s, Hugh
Mackay, Pymble, NSW, Angus &amp; Robertson, 1993.

Macphee, I., ‘A new constitution?' (excerpts from an opening address) NILEFA Newsletter,
Griffith University School of Law, June 1993.
Marshall, P., Demanding the Impossible: a history of anarchism, London, Harper Collins
1992.
Me Laughlin, A., Regarding Nature, SUNY Press, Albany NY., 1993.

Meadows D., and others, Beyond the Limits, Chesley Green, Vermont, 1992.

Naess, A., Ecology, community and lifestyle (trans, and ed. D. Rothenberg), Cambridge
University Press, Cambridge, 1989.
Routley, V. and R., ‘Social theories, self management and environmental problems’, in
Environmental Philosophy (ed. D Mannison and others), RSSS, Australian National
University, 1980.
Sylvan, R. and Bennett, D., Utopias, Tao and Deep Ecology, Green Series , RSSS, Australian
National University, 1990.

Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse Press, Cambridge, 1994.

Sylvan, R., ‘Anarchism’, in Contemporary Political Theory (ed. R. Goodin and P.Pettit)
Blackwell, Oxford, 1993.
Sylvan, R., Green Anarchism, to appear, 1995.
Sylvan, R., Deep Plurallism, University of Edinburgh Press, 1994.

Thackway, R. and Cresswell, I.D., Environmental Regionalisations of Australia,
Environmental Resources Information Network, Australian National Parks and Wildlife
Service, 1992.

Tynan, L., The Institute of Advanced Studies, The Australian National University, May 1993.

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              <text>PROBLEMS AND SOLUTIONS IN DEEP
ECOPOLITICAL THEORY:
an Australian perspective.
... people are ready for change and the impending debate will result in
constitutional change. We should, therefore, explore all options ...T
There is growing dissatisfaction with Australia's political institutions, and increasing

demand to change them. This demand, hiding co-optative elements, has been initiated and
fostered in a conspicuously top-down fashion, by politicians and by academics. There is so far

little surge of political enterprise at grass-roots levels, little pressure for the usually very limited
changes proposed.

Nonetheless, along with apathy, there is widespread popular

disenchantment with present political arrangements. There is now an opportunity (although

still only a small window therefore no doubt) to put green and radical themes on the agenda for
real political change in Australia. That opportunity should not be missed, within Australia, or

elsewhere. While the exposition that follows concentrates upon Australia, as a convenient

advanced example, much of what is argued and urged applies or adapts elsewhere.
1. Disenchantment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and
anxiety, cynicism and pessimism about the state of politics—a loss of confidence in it, and a

retreat from commitment. Recently
anxiety about the nature and quality of Australian politics [has]
increased.... Widespread anxiety about the state of politics is based [in
part] on an uneasy feeling that, if the parties are not going to stand for
some identifiable philosophy, and the leaders are going to be chosen
on the basis of their potential as television performers or even as head­
kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the
major parties ... and revealed in the attitudes of young Australians ...2

who often cannot be bothered registering to vote, or voting.
Lack of confidence is beginning to show not only as cynicism about
politicians, but also as doubt about the integrity of Australia's political
institutions.3
In a recent survey, ‘62 percent of [Australians] expressed either little or no confidence in the

political system. Such a figure accurately reflects the mood of the Australian community’.4
Australian loss offaith in conventional politics is attributed to a mix of factors. A first
explanatory factor as regards this disenchantment comes from the changes in politics already

remarked (ranging from policy issues to media performers) and from resultant uncertainty. ‘...
Hon. Ian Macphee, ‘A new constitution?’. Of course Macphee did not really mean all options,
nor even all constitutional options. Furthermore, his claim about preparedness of people for
change is incompatible with Mackey’s data (mentioned below) on exhaustion with change.
Mackay pp. 174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data).
Ibid, p.178
ZbztZ.

2

the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view’.5

A complex ‘second factor ... concerns the adversarial nature of two-party politics’.6 How

can this ‘two party, adversarial approach ... continue to be appropriate when the distinctions
between the two parties themselves are so hard to define’? But ‘redefinition of party politics
implies the possibility of a redefinition of the whole parliamentary process itself’. Why ‘when

parties seem quite capable of stealing each other's policies or of invading each other's
traditional philosophical territory, [can not] politicians work together in a more co-operative

and harmonious spirit’?7 ‘Adversarial politics may have made sense ... when ... distinctions
between the parties were stark and when arguments about principle could be justified; today,

the idea that politicians would be arguing over a point of principle or philosophy is almost
unthinkable. ... [They] are much more likely to be arguing over matters of personality, prejudice
and power than over issues which effect the long-term health of the body politic’.8

‘The

quality of parliamentary debate is regarded not only as a symptom of the adversarial nature of

the institution, but also as a symptom either of the poor quality of politicians ..., or of the effect
of the system on those who are enmeshed in it’ .9 Unless there is marked improvement in party
philosophies, programs and performance, ‘the call to re-examine the nature of the parliamentary

process will gather momentum’.1011
A third relevant factor contributing to loss of faith is the impression of Australians that

‘they are overgovemed ’n, with too many expensive bureaucracies and too many houses of

parliament.

Conflicts between State and Federal parliaments — and between the
various State parliaments themselves — are regarded as a particularly
unproductive expenditure of political energy, and Australians question
whether 15 houses of parliament may be too many for the efficient
government of 18 million people. The sheer number of parliaments is
often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and
Federal governments.
... Whilst there is little love felt in the Australian community for
Canberra and for the idea of more centralised government even that is
beginning to appear preferable ....
The widespread support for the idea of a republic which emerged
during 1992 is closely related to the underlying sense that Australia is
overdue for some kind of reexamination of its political institutions,
and even the notion of Federation itself. ... As debate about the idea
of a republic proceeds ... it has begun to incorporate the idea that
5
6

7
8
9
10
11

Ibid. pp. 178-179.
Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordability of
adversarial systems.
Ibid.
Ibid, p.180.
Ibid. p. 179. It is a symptom of both, the latter especially.
Ibid. p. 181.
lbid. p. 181, itals added.

3

Australian's political structures and systems might be quite
significantly reformed.12
Even though the main proposals for change no doubt remain reformist in character, some
of them are far-reaching by normal standards. Both the extensive disenchantment with present

political arrangements and the felt need for significant change further suggest political times are
not normal. Elements for a political paradigm shift are already present, to which radical

additions are now feasible.
So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and

political commentators, and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;

academic responses more theoretical and cautious, piecemeal and detailed. But there are no
grand detailed plans.
Under the leading proposal so far for political change, Australia's constitutional

monarchy will be displaced by a constitutional republic with its own head of state displacing

the monarch, but with perhaps minimal adjustments otherwise. Nonetheless, as a result,
republicanism is in the air. Politicians have begun to contemplate other practical reforms, while
academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues

presently being debated.
The main reason for reform offered by the political camp can be summed up as: changing
geopolitical circumstances. The camp tends not to acknowledge what would reflect adversely
upon it, the poorness of federal political practice.

Rather it tends to attribute popular

dissatisfaction to economic circumstances and uncertainties: declining real standards of living,

extensive unemployment, persistent recession until recently, problems to be surmounted by
full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the

Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic
predicament.
Much has changed in the century since present antiquated political arrangements were

hammered out, arrangements making the newly-fashioned Commonwealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain,

arrangements of convenience fashioned for very different circumstances. Most non-symbolic

linkages with Britain, which has been inching towards a place in a united Europe, have already
been severed. Australia has gradually begun to appreciate its geo-political position in the
Ibid. p. 181-2. Republican proposals have been circulating for some time. But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly
with the first part of his book which depicts an Australian populace exhausted by change and
longing for the old ease and somnolence.

4

Indian-Pacific region (and the money-making opportunities for a sagging resource-based
economy in booming parts of Asia). Whence the main idealistic proposal: for an independent

republic, decoupled from Europe, assuming its own (prominent) place in its geo-political
regions. In principle at least, place and region begin to assume, or resume, some of their

neglected, but historic, significance (however that is not how it is yet seen).
Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most

radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directions, were it not regularly offset by the idea of a

strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,
then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronism, based on accidental
boundaries of a contingent colonial history. They are ecologically irrational management units,

utterly failing to reflect ecological regions. Yet the states possess extensive environmental and
other management powers, inappropriate ‘powers which derive from what was largely a

political bargaining process conducted a century ago.’ Another effect of inapposite statefederal arrangements, especially ‘funding arrangements, has been to lock out local government

and, more importantly, local communities. ... local communities must be given greater control

over those decisions of government which effect their lives ...’; the opportunity ‘to design and
provide the services which are needed locally.’14
At this stage of the dialectic McPhee slides easily and naturally from localism to

regionalism.

A glance at the map reveals natural regions for local government on a
viable scale [an optimistic idea]. Some cross State boundaries, and I
would envisage that State governments would be replaced with
regional governments. These would be more akin to larger local
governments and would certainly not have the trappings of the States.
They should not have parliaments and the expensive, unwieldy and
inefficient bureaucracies which characterise our States. They should
have a small number of full-time councillors ...
Regional
governments should be solely accountable to their ratepayers ...15 .
So far so good: however McPhee thereupon begins to infiltrate stock (small /) liberal

management assumptions. The basic idea to retain is simple: that of ecologically-rational local
and regional rearrangement of anachronistic state partitions. But that regionalization should be

Anarchists can even rest (if uneasily) with a constitution, so long as it provides for an
organisation, Australia Inc. even, sufficiently different from a state and its authoritarian
trappings.
All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as “unrealistic” by some practicing politicians, appeared to gain a good
deal of support.
McPhee ibid.

5

greened, as reform should be radicalized.
Much has been left off these political agendas for change, not merely environments and

habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,

transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose consititutions astonishingly do
not mention at all (what is however often supposed to justify states) individual rights, such

rights only being ensured, so far as they are, by indirect routes (statutes regarding treatment of
minorities and the like). Nor do the political camps pushing limited change speak of rights or
liberties; a very limited conception of adjustments required prevails (though without rights and

liberties and a generous public sphere there is little, and little prospect of, justification for a

state at all). Accordingly political agendas for change need to be conspicuously broadened, to
accommodate a decidedly more ambitious range of constitutional and institutional redesign.

2. A project within a project: radically reshaping Australian institutions.
Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am

affiliated, the Research School of Social Sciences, Australian National University, with its
ambitious decade-long project, Reshaping Australian Institutions: Towards and Beyond 2001.16

One small part of this project does connect with the republican push, which no doubt helped
inspire it and gain its funding. The academic version of republicanism furnishes an institutional

and historic setting, tracing its roots back to ancient Rome, and thereby linking in, what admits
much modern adaptation, notions of citizenship and civic virtues. But most of the project is
independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist

fashion, unsurprisingly. It is supposed, for instance, to ‘provide major input into evaluation and

reform of Australia's institutions’; indeed it is explicitly ‘aimed at contributing to Australian
constitutional reform’.17

Nothing however precludes consideration of reshaping or

transforming Australian institutions — those of the whole ecological region — in a unreformist

and possibly unconstitutional way, in a radical way
Admittedly, the rough boundary between reformist and radical routes becomes even more
blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central

state, the stock boundary stands intact. For reformist changes would amount to comparative

small adjustments leaving it substantially intact. For example, a minimal transformation, of the
16

17

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the
project, J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this
project is an environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green
political theory, arranged under the project. That accounts for some of the otherwise puzzling
structure of what has eventuated.
‘Reshaping Australian institutions: towards and beyond 2001’ in Tynan , p.17, italics added.

6
sort presently much favoured, from constitutional monarchy to Australian republic, though

entailing non-negligible constitutional redrafting, need only amend the roles of a few elite
power- and position-holders. By contrast, radical changes would substantially alter that strong
central state, perhaps (as will be suggested) eliminating it altogether.

There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,
along normal constitutional reform routes. Secondly, there is a demand, a small but growing

demand from green direction for instance, for radical institutional change. It would be prudent,
then, to make some investigation of the options, to assess their prospects. Thirdly, reflection on

such structures would certainly be part of a more comprehensive study of and theory of
institutional design, which the Reshaping project also presents as an objective. Fourthly, much
more controversially, major environmental problems cannot be satisfactorily solved along

merely reformist paths.18 A prime reason is this: a central state is ineluctably committed to

high levels of economic activity which impact heavily environmentally, characteristically to
economic growth of sorts which impact very adversely environmentally, inducing inevitable
degradation.
Accordingly, there are then, or should be, two bands to the green (or environmental)
strand of the restructuring Australian institutions project: not merely an important reformist

side, but as well a radical spread. It is part of this underfunded and undersupported radical

spread which forms the main object of investigation in what follows, that part that relinquishes
present state structures, in favour of more environmentally benign institutions - which no doubt

can be designed, even if not readily brought to practical use.
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the
more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the

illegitimacy of present states; the undesirability and severe disutility of states, and so on.19) As
indicated, present states are incompatible with ecologically sustainable practices, because of
their heavy unrelenting commitments to shallow economic growth. More generally, standard

states and their practices comprise very significant parts of environmental problems, but quite
insufficient parts of any solutions. Moreover, states constitute an enormous and destructive
drain on regional environments, a feature particularly evident in smaller states which are always

looking out for revenue-raising expedients for their own expensive running.
Apart from those greens who have recognised the excessive environmental costs of states

and their heavy demands on environments, and thus or otherwise have come to recognise the

desirability of their withering away, there are many more who have become ambivalent about

states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to point towards a
18
19

This theme, merely stated here, is argued in detail elsewhere; see esp. Sylvan 95.
For a summary of these familiar reasons, see Sylvan 93, and for detail on some, see Burnheim 85
and above all Marshall.

7
resolution) without certain functions that they serve. To point immediately towards a resolution

of this crucial problem, the functional dissolution idea advocated is this: that the functioning
parts may be separately utilized without the colossal whole. The state is not an organism the

functioning parts of which must fail without the whole. So the enormous fat of state can simply

be shed, to great advantage.
In any event, ‘the State is a social institution’, always ‘within’, Marxists continue, ‘a
concrete historic setting’.20 Granted, it is an institution. For an institution in the relevant sense
is ‘a society or association for the [organisation or] promotion of some particular object [or

function]’.21 Institutions include therefore the state, the central state. So it too is up for

reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia.
Ideas and schemes for radical redesign are already available from rich anarchist and
socialist sources, those for green design and reshaping from growing and diverse environmental

sources. In main part, then, radical ecoredesign is a matter of convivially meeting (not joining)
the two, an intersection that favours anarchist inputs. Something of the sort has already been

attempted, in an environmentally shallower way, in eco-anarchism, alias social ecology, and in
a deeper way, in deep-green social theory.22 Moreover, it could be attempted in other kinds of

deeper green theory — itself really a plurality of theories, which however does not itself force
radical ecoredesign, though most variants would support it. Thus Naess's “deep ecology” for
example, which is not so far politically radical, only strongly reformist, could (and should) be

given a radical turn.23
Concentrating upon the radical spread of deeper green theory does not preclude

concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued - incremental change, social

engineering, greening bureaucrats, lobbying politicians, and like activity (but better to cut
through all such pleading and obiesance and be rid of politicians and bureaucrats). There are
many reformist proposals being advanced for the greening of Australian federal institutions —

with but few so far having much impact on practice.24 Nonetheless, more limited, more
constrained, proposals of this sort certainly have a better chance of making a difference than
radical redesigns, regularly smartly dismissed as “unrealistic” or “utopian”.25 No doubt the
Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
‘but as an abstraction and aberration’.
Oxford English Dictionary, adapted. An institution is an organitution.
On social ecology, see Bookchin 90, and for information on deep-green social theory, see Sylvan
and Bennett 94 and Routley 80.
As to the political character of deep ecology, and why it should be turned, see Sylvan and
Bennett 94, where an expose of the political theory of Naess's ecosophy is presented.
There are many many narrower economic and technological proposals. One of the more
interesting wider proposals comes from an Opposition not noted for its green initiatives and
commitments, for an overseeing Department of Sustainable Development, a Department that
could see to the greening of all federal institutions.
Too smartly, as we argue elsewhere (e.g. Sylvan and Bennett 90).

8

normal “reshaping institutions” investigations are rightly focussed upon institutional reform,
not upon revolutionary reshaping, where much freer scope for redesign is offered. However the
real possibility of radical change should not be excluded; green radicals should be prepared.

There have been various opportunities for revolutionary change in Australian history, the last
occurring, according to some historians, with the ignominious fall of the Whitlam government.

There may well be opportunities again both in the near and intermediate future, especially

should some solid work be put into propagating the prospect. In the near term there is
economic disarray, social fragmentation, and constitutional destabilization; in the longer term
increasing ecological problems and expanding eco-catastrophes loom.
For all the spasmodic environmental rhetoric, under present incremental reform

comparatively little in the way of radical green change occurs or can be expected. Witness, for
comparison, the snail pace of the establishment movement towards a rather minimal grey
republicanism in Australia, or differently towards meeting carbon-reduction commitments. It is

increasingly doubtful, given prevailing responses to economic difficulties, that present
systematic problems confronting Australia will be satisfactorily addressed, environmental

problems not least. Furthermore, the sorts of problems concerning reorganising society in deep
green ways, problems that provide subsequent topics, would likely not arise. So do imagine

that a rather free hand for institutional eco-redesign is somehow dispensed. Also, once it is

seen where to go organisationally, it is much easier to discover how to arrive there.
3. A basic problem of structure: central or decentralised organisation.

There are large and immediate advantages in taking a problem-oriented way. That way,
which will tend towards anarchoid outcomes, will be anarchistically guided in this respect:

Unless there is a genuine problem, already causing difficulties or developing, nothing need be
done, let things alone let Being be.26 On this non-managerial low-work approach a good deal

of structure presently inoperational, and of idle regulation presently enacted, can be removed;

organisational arrangements can be very significantly down-sized. The leading methodological
idea is that enough relevant (biodegradable) structure is introduced to resolve organisational

problems, but not substantially more. Organisational oversupply and waste is thus avoided.

Moreover, much structure that keeps so much environmental destructive industry in business is

likewise shed.
Among basic problems for deep ecopolitical theory are those of political reorganisation
and so of organisation. Evidently institutions, and their types, are critical to such organisation.

And a major organisational problem for putative green society concerns structure: to take a
critical case, whether society is centrally organised (concentrated, bureaucratised, hierarchical,
large-scale and so on) or decentralised (dispersed, non-hierarchical, small-scale and supposedly

beautiful, and so on).
This focal problem, to centralise or not to centralise, is sometimes presented as a serious
26

In vulgar parlance: if it doesn't itch don't scratch (and even if it does, resist).

9
dilemma for concerned green theorists.27 The binary horns of this dilemma are respectively: on
the one horn, the pull (or push) to localisation and regionalisation, to non-anonymous smallscale low-impacting environmentally-friendly arrangements, to diffusion of power and

dismantling of the incubus of a central state with its crippling costs and unfriendly practices;
and on the other horn, the need for continuing and further central income generation and
welfare (re-)distribution, central regulation and control, and the pressures to environmental
reliance upon and use of the central state.28
The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in
seeking increasing environmental regulation and welfare measures...
alongside a halt to industrial expansion, the very source of income for
the welfare state. Yet the expansion and further centralization of the
bureaucratic state apparatus is neither their overt goal nor covert
motivation. Quite the contrary. Their genuine long term vision is of a
decentralized, steady state society of self-sufficient, relationally
autonomous (albeit interlinked) regions.29
As it happens, not only does the theoretical and utopian literature run both ways, towards

and away from centralisation, but so does practice and experience.

As to theory,

anarchistically-inclined presentations tend to favour decentralisation, perhaps with some central
compensation through federation (thus recent Blueprints, ecotopias, and so on), whereas

socialistically-inclined presentations invariably opt for powerful central states (to control and

redistribute grander social programs, etc.). As to practice, there are local councils, community

organisations, residents' groups aiming to keep out, or to remove, the state-sponsored nuclear

plants, toxic waste incinerators, waste dumps or super-highways, on the one horn; and, on the
other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania’s Franklin), forest exploitation, pulp mills, strip mining, and so

on.30
To some extent, the way the problem has often been re-presented, in terms of a dilemma
between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. 31 But how is this combination to

be achieved? An answer does not fall out by pure reason, operating in isolation from other
27

28
29
30
31

As by Michael Jacobs of The Green Economy, who has posed the problem sharply, as part of an
argument however for retaining the central state (and much of present status quo arrangements).
Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter 10.
Fox, Ecopolitics III.
Much turns on the exploitative character of certain local and regional communities, their getrich-quick schemes, what they are prepared to do to survive in old or affluent ways, and so on.
In the immediately generated simple picture there are four options (familiar from relevant
logic):
predominantly top-down
T

both

B

N neither (e.g. populist anarchy)

1
predominantly bottom-up

10
problems. By taking advantage of information gathered from other connected problems, a

promising answer can be teased out. Neither standard socialism nor anarchism afford answers,

socialism because it leaves the central institution of state intact. Standard anarchism, much
more promising, does not resolve the problem either, because federation, as standardly

explained, does not concede sufficient power to representatives, for instance to constrain

exploitative local communities.
A solution to the dilemma lies through a combinational stragegy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While
removing the state, itself source of several environmental and social problems, and its
concentration of power, invariably under environmentally unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmental regulation. Relevant continent-wide functions would persist or be

introduced: for example, services controlling inflow into Australia of damaging forms and

materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of

native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the

separation ofpowers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so
would those functional arrangements and institutions dissolving the state.
It is a major illusion of modern political theory that a central state, ceded monopolies on

coercion, currency, taxation and so on, is necessary in order to secure adequate supply of public

goods, including public order and environmental regulation. To the contrary, the most that

appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities

should not institute and regulate specialised bodies coordinated among themselves (by

negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
such institution could gain community standing from its support base, for instance through

achieving democratically-generated recognition. Such an institution would aim to secure

execution of its recommendations and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions.

There are many examples of such institutions operating successfully both

regionally and internationally; for instance, those for postal and communicational

arrangements, international sporting bodies and international academies and clubs.32

32

This passage borrows from the summary in Bumheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.

11

4. Technical interlude: Strong family resemblances of ubiquitous problem-generating
structures.
The skeleton or scaffolding of organisation is structure; it is the frame on which
organisation is hung, which organisation fills or fleshes out. The sense of structure, explicating
the underlying organic image, implies as much. According, for instance, to the Concise Oxford

Dictionary, ‘structure: manner in which a building or organism or other complete whole is

constructed, supporting framework or whole of the essential parts of something’. Structure
itself is primarily, though not entirely, a matter of relations of elements and parts.

Remarkably, the same sort of problem-generating structures occur in a range of
seemingly diverse theoretical areas, to be displaced in each case by a similar sort of problem­
dissipating structure.
To illustrate, consider an order on a type (or set) of items £1 given by one order relation R,
where R may itself depend on item c in Q, i.e. R = Rc. For example, where Q is a system of

worlds including your world the ordering R of worlds may depend on your world (and my
world could supply a different order). Differently, where Q is a system of values or valued

items, R may depend upon your values; and so on. As an order, R is at least transitive, and
perhaps either (if like &lt;) reflexive or (if like &lt;) symmetric, on its range. The system &lt;Q, R&gt; is
a simple ordered structure, or aframe. (The latter is the term now used in modal logic, where
such structures are the bases of models for the logic.) A cap or top t of such a system is an
element such that all items of Q bear R to t but which does not itself bear R to any element of

Q. (The notion, that of supremum, and likewise maximum, may be similarly defined relative to

subsets or types within Q.33)
Simple Theorem. There are order structures without tops.

Examples are provided by systems (often with much more structure) with no supremum. Here
is a simple 6 element example drawn from relevant logical theory.

+1

+2
„ - {-2, -1, -0, +0, +1, +2}
+0
R = — is as shown by arrows.

-0

T = {+0, +1, +2} is a truth component
-1

-2

Topologically, several notions of prime political and philosophical cast are tantamount to

tops in order structures, including chiefs (top persons in power rankings) hierarchs, grand
leaders, centres, absolutes, and objective items.

33

Consider, a pertinent issue, the matter of

A supremum t of R (in type T) is an (that) element (of T) such that all elements (of T) bear R to t
but which does not itself bear R to anything (in T).

12

central control or authority, where as in the next diagram all elements answer to t.

t

c
Cl

C4

a

C2

c3

b

a3

ai
b2

a2

bi
Looked at from above t is centre of a network. In the diagram shown, it remains a structure, a

flattened hierarchy, when t and relations leading to it are deleted, under decapitation so to say.
What this shows in a simple fashion is that there can be ordered structures without central

control (and ranging further there can be statelessness, absence of central control, anarchy

without “anarchy” or chaos, because there is order), anencephaletic structures. Order,

including good order of a range of sorts, does not require central controls, leaders, absolute
rulers or arrangements, or similar. Order does not require hierarchy, such hierarchy.34

Let us briefly allude to a much wider philosophical sweep. Related order structural
considerations to those that tell against central states, absolute rulers, top authorities as required
for satisfactory order, also count against absolutes of other sorts, such as absolute truth (there

need be none, as the first diagram above indicates), absolute order (thus R itself is relative to c),
and objectives of various sorts, such as objective fact (another supposed absolute), objective

value (supplied under an absolute order), and so on. On this broad sweep the following sorts
contrast sets emerge:35
centralism
elitism
statism
absolutism
realism
objectivism

in
rough
contrast
respectively
with
maximizing rationalism

decentralism
egalitarianism
anarchism
pluralism
nonrealism
nonjectivism

satisizing rationalism

Naturally, these simple structural considerations are only indicative, not decisive. For we
might find, as more and more constraints are imposed on structures, as account is taken of

34
35

Part of what seems correct in Bookchin's vendetta against hierarchy can be captured in this way.
For a fuller picture see Sylvan 94, chapter 10.

13

actual conditions, that freedom contracts, that structural arrangements are forced towards
centralism or absolutism. While such forcing may now look, in the light of a little logic,

implausible, it requires further argument that it need not in general eventuate. The argument
here against centralism and statism takes these lines: that there is ready design of institutional

arrangements for decentralised communities which does not lead back to a central state. The
state is organisationally otiose.
Organisation is delivered anencephaletically, more specifically through a decentralised

functional ecoregionalism. As to how this can be accomplished, a sweep of anarchoidal work
discloses.36

5. Problems of chauvinism and present-time bias in democratic political institutions.
Under decentralized social organization, each requisite function will be carried out by

some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like departments and corporations). For
direct accountability downwards, and to ensure separation of power, upper operatives, those of
a directing or steering committee (the nervous system of the organisation), will be
democratically selected (from a relevant lower level constituency, and from the whole people of
an ecoregion in case of a typical bottom level institution). Note well that selection is not

election: election is but one method of democratic selection, and often enough not an altogether
satisfactory method. The point of some sort of democratic selection, as a guiding not invariant

rule, is manifold: it is in part to ensure due accountability, in part to prevent unethical

accumulation of power in special classes, and in part for reasons that devolve from the very
notion of democracy itself.
In modem usage of the motherhood term democracy, two lines are visible: included are

not only forms of political organisation where ‘power [is presumed to] reside in the people as a

whole, and is exercised either directly by them ... or by officers [selected] by them’, but ‘often

more vaguely denoting a social state in which all have equal rights, without hereditary or

arbitrary differences of rank or privilege’37. It is on the basis of this second line that the call for

democracy has operated to remove chauvinism and discrimination of a range of forms: against
unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit of
the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short at certain humans, such

as those granted citizenship — though relevant interests of many other creatures and welfare of
many of other items may be affected by what those citizens elect to do. While democratic

Most of the key elements are already available from political theory relevant to anarchism. As to
putting them together see e.g. Burnheim 85 (where demarchy and much else of relevance is
explained) and Sylvan 95.
Oxford English Dictionary entry 1, main entry. These two lines are not the only distinctive lines
now visible: increasingly conspicuous in calls for “democracy” are Asian calls to freedom and
rights: not merely for basic legal freedoms such as free assembly, fair process and so on, but for
freedom to access information (the “right to know”).

14

voters can perhaps be entrusted to take some account of those near and dear (within remarkably
sharp limits, as the situation of women in many regions still shows), such as those deemed
incompetent to vote: the young, deranged, and so on, much evidence reveals that they cannot be

relied for what is less near or dear (and indeed are easily herded into casting their votes in

accord with a shallow mercantilism). Consider what get left out , outcasts of even perfect
democratic control:• spatially distant agents. For example, the interests of many humans outside USA are much
affected by practices of the US government, which however is outside their democratic reach.

• temporally distant agents. Since the past is past, it is future agents who will be affected, often
drastically affected, by present practices, that matter. Some way of taking due account of future

agents, their interests and welfare, is required, even under shallow long-term ecology, that is

under lighter green positions. Sustainable development has been regularly diverted into - what
is part of what it is about - such a way, an indirect and so far utterly ineffectual way.38
Much more of importance is also excluded according to deep-green theory:

• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic

value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democratically
excludes. It is a problem especially for deeper green theories: that deep problem is, so to say,

how to obtain satisfactory representation of all that is of value in the natural world? That way
of putting it, while a little misleading, does point to a particular type of resolution.

Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of

representation of items of value outside those humans that are represented, representation of
their interests, where they have them, of their welfare otherwise, of favourable conditions for

their sustenance, continuation and retention of value. Democracy of discussed modern sorts,

whether representative or participative, will not serve these purposes at all satisfactorily. For
instance, insofar as party-political representative democracies represent anything (even human

“bottom lines” as is sometimes erroneously supposed), they appear to represent primarily
interests of certain business-allied elites. Among the issues are of course those as to adequacy

of retention and protection of nonhuman items of intrinsic value, tropical forests and their
inhabitants and elements for instance.
There is no organisational alternative to proceeding with and through agents, preferably

well-disposed and quality agents. It is hard to guarantee either politically. As agents are but a

subclass of what requires democratic representation and what should have its welfare or
interests considered, how are the rest to be taken care of satisfactorily? There are significant

older responses to like problems, through totems and taboos, guardians and constraints. Looked
at one way the problem repeats, more or less, a familiar problem: namely, how in larger

38

See Sylvan and Bennett 93.

15

&lt;r

constituencies do decision-making agents represent the whole mass of agents and others in the
constituency?

A main democratic answer, designed to avoid many shortcomings of

alternatives, was: by representative means—only “representation” was almost never taken

seriously or literally enough. The sorts of considerations that made representation a promising

resolution make what is to be proposed—where representation has, in any case, to be expanded

—also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-making bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy). Under more equitable
arrangements, then, some decision-engaged agents will have to be selected as representative of

relevant classes of excludeds. Electoral arrangements do not so readily allow for such;

sortition, well-designed selection by lot, does.39
As already hinted, deepened representation is not the only promising resolution of the
problem that might be tried.

Another, which could be attempted either separately or

concurrently, operates through the directive of ecologically sustainable development, requiring
as a constraint, not only intergenerational equity but also preservation of items of ecological

value.40 It might be suggested that such a directive be made mandatory, applying to all relevant

steering committees. But, as already evident, there are severe obstacles to getting such a
directive properly implemented. (In present oligarchical circumstances, even very dilute

versions are worth pressing for, as they would offer definite improvements upon what presently

happens.)
6. Ecoregional demanarchoid reshaping of Australian political institutions: one
beginning.
Is such a radical restructuring feasible? Initial investigations hold out the hope that major

problems for deep ecopolitical theory can be solved, at least in theory.

Investigations

accordingly suggest that the project within the Reshaping Australian Institutions project is

viable and worth pursuing.

A logical next stage offers sketches for a radical political

reorganisation of Australia.41 Evidently there would be many designs (thereby removing facile
jeers against “the blueprint”, a part of co-optative strategy for persistence with prevailing statist

arrangements). Among the many designs, some few, conforming to favoured principles, would
be selected for detailed study. If the study were attempted, most appropriately through systems
modellings, then flexibility could be built into modellings, so that even though only a few basic
designs were examined, many variations would be feasible. Not only is systems modelling

particularly well suited to modelling network designs; it also further offers prospects for
No doubt there are electoral approximations; e.g. candidates in separate classes for each category
to be represented.
For elaboration of this option, see Sylvan and Bennett 93.
Such design, well accomplished, would help considerably in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

16

computing simulation and implementation, and even some simulated political experimentation.
Furthermore, such modellings begin to give some grasp on the size and complexity of the task
(a useful comparison is with World 3 modelling of the on-going “Limits to Growth” project42,
or, better, with a regionalized version of it).
To get started on such ecoregional design, for Australia, two broad classifications and
associated maps and charts are required:
• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental

shelf. Observe that this classification will be hierarchical, as smaller regions merge into larger

regions; but it is a benign hierarchy of levels (it facilitates no accumulation of power or wealth).
Observe too that any such classification is far from unique. Plurality has already set in, and a

choice of classification (or a few choices) will have to be made, taking due account of political

organisational principles and objectives. Fortunately some of the preliminary classificatory
work has already been accomplished in Environmental Regionalisations of Australia, where 3

broad classifications are presented and procedures for generating many more given.43 For
political purposes further classification attributes (e.g. demographic features) need to be
included.
Ecoregions provide the basis for spatially linked administrative and community units.

(Not all units need be of this sort; many contemporary arrangements are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smaller-scale organization
can be invoked, namely

• subsidiarization: organisational functions should be allowed to fall down to (or to be pushed

down to) the lowest level compatible with their satisfactory performance. Thus, for instance,
most matters concerning such things as sewerage and primary education would be localized.

This subsidiarization principle, drawn from classical anarchism, has been widely adopted in
green planning proposals. (It is said to have been applied by the Catholic Church in
administration of the Holy Roman Empire, whence the not altogether apt title derives. It is
presently being reassessed for use in that successor organisation, united Europe.) No doubt the

principle is open to challenge, for instance on grounds of efficiency, that larger size may prove
more efficient, of duplication, and so on.

But, the objective is not maximization of

technological values such as efficiency factors; instead it aims to satisize on a wider framework

of values, including holistic social arrangements. Presumably, however, undue duplication of

expensive administrative bodies is to be avoided.
Coupled with subidiarization is another principle,
• direct accountability downwards: units should answer directly to regional constituencies.

This contrasts with prevailing accountability (such as it is) upwards, through some indirect and
tenuous, centralized circuiting chain.
42
43

Naturally much more gets comprehended under

See e.g. Meadows.
See Thackway and Cresswell. Rudiments of a politically useful classification begin to emerge
on their 30 Group Regionalisation.

17

accountability, for instance openness of environmental accounting.

Schematic diagram of organisation structure

Structural diagram:

(with some sample components indicated, but not all their network interlinkages displayed)

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

selectoral
college

Australian
region
(federal)

immigration

inflow
control
materials

super­
regions
(a to k)
interregional
transport, etc.

(local)
regions
(1 to n)
upper
levels

arbitration
bureau
rental
entitlements
office

resources
income
office

ground
level

water
systems

sewer
systems

hospital
systems

region 1

region n

There are also principles interrelating smaller with larger regions, both bottom-up and
top-down (or centre down) principles. Among these will be

• representation of smaller regions in relevant planning institutions of more comprehensive

regions. Representation, appropriately regulated, will often replace anarchistic federation,
which as observed appears too weak for requisite environmental control.

The point needs no labouring that the classifications and principles are open to challenge

at every step; for instance, there is nothing rock-hard about the type of ecoregional
classification preferred, nor about social functions to be addressed. At a theoretical stage that is
unproblematic: there are other (less preferable) models; elaborate your own if you want to and

18
can. In any case, it is to be hoped that a diversity in theory might be to some extent reflected in
some diversity in practice—with different regions and continents trying different arrangements,
with much less of the sort of cosmopolitan political monoculture that we are presently being
harassed toward, with much more resilient political biodiversity.

• 2 a social function classification, of those community matters that require explicit

organisation at some level. An initial listing can be compiled by consulting Australian
metropolitan telephone directories, especially the government sections that used to feature in

the front (until a year ago). What results under redesign and reorganisation will, of course, look

very different from what is listed. Parliaments, parties and all their supporting apparatus will
vanish; the Australian Bureau of Statistics will assume a new significance and independent role,

and so on. But which institutions are retained, which adapted, and so on, will depend on further
social organisational features, not yet considered here. The result will be a levelled pyramidal
structure, a flat-untopped network, not a power hierarchy.

While some requisite research has been undertaken upon how the various functional
bodies and decision-making committees can be selected and can operate44, insufficient

investigation has been made of the interrelations and adequate fundings of the bodies and
institutions involved — whichever they are! For little such detailed anarchoid modelling has

apparently been attempted for any region anywhere. Evidently there is much to be done
theoretically. Detailed modellings would bring issues down to earth, without concretizing

them; no doubt too they would disclose many further problems hidden in the detailing,
problems to which anarchoid solutions can reasonably be expected. But comparatively little is

likely to be done, unless requisite support is forthcoming, support in the shape of researchers
(research volunteers) and research infrastructure (from research gifts). For such support, for

investigating its own demise, a state is hardly likely knowingly to supply; nor are its established
research institutions. Insofar then as it is done visibly, it will probably have to be accomplished

largely outside state-supported and state-supporting infrastructure, such as prominent university
projects.

Richard Sylvan
References.

Bookchin, M., Remaking Society: Pathways to a Green Future, South End Press, Boston,
1990.
Burnheim, J., Is Democracy Possible?, Polity Press, Cambridge, 1985.

Burnheim, J., ‘Democracy, nation states and the world system’, New Forms of Democracy,
(ed. D. Held and C. Pollitt) London, Sage, 1986, pp.218-239.

44

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim's work, but
overlaps on-going investigations on his part.

19
Fox, W., in Ecopolitics III, Hamilton, New Zealand.

Green, G., The New Radicalism: Anarchist or Marxist?, International Publishers, New York,
1971.
Jacobs, M., The Green Economy: environment, sustainable development, and the politics
of the future., Pluto Press, Concord, Mass, 1991.
Mackay, H., Reinventing Australia: the mind and mood of Australia in the 90s, Hugh
Mackay, Pymble, NSW, Angus &amp; Robertson, 1993.

Macphee, I., ‘A new constitution?' (excerpts from an opening address) NILEFA Newsletter,
Griffith University School of Law, June 1993.
Marshall, P., Demanding the Impossible: a history of anarchism, London, Harper Collins
1992.
Me Laughlin, A., Regarding Nature, SUNY Press, Albany NY., 1993.

Meadows D., and others, Beyond the Limits, Chesley Green, Vermont, 1992.

Naess, A., Ecology, community and lifestyle (trans, and ed. D. Rothenberg), Cambridge
University Press, Cambridge, 1989.
Routley, V. and R., ‘Social theories, self management and environmental problems’, in
Environmental Philosophy (ed. D Mannison and others), RSSS, Australian National
University, 1980.
Sylvan, R. and Bennett, D., Utopias, Tao and Deep Ecology, Green Series , RSSS, Australian
National University, 1990.

Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse Press, Cambridge, 1994.

Sylvan, R., ‘Anarchism’, in Contemporary Political Theory (ed. R. Goodin and P.Pettit)
Blackwell, Oxford, 1993.
Sylvan, R., Green Anarchism, to appear, 1995.
Sylvan, R., Deep Plurallism, University of Edinburgh Press, 1994.

Thackway, R. and Cresswell, I.D., Environmental Regionalisations of Australia,
Environmental Resources Information Network, Australian National Parks and Wildlife
Service, 1992.

Tynan, L., The Institute of Advanced Studies, The Australian National University, May 1993.

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                    <text>29.5.95

PROBLEMS IN DEEPER GREEN
POLITICAL ORGANIZATION:
an Australian perspective on radical institutional change.
... people are ready for change and the impending debate will result in
constitutional change. We should, therefore, explore all options ... J
As elsewhere, there is growing dissatisfaction with Australia's political institutions, and

increasing demand to change them. This demand, hiding co-optative elements, has been

initiated and fostered in a conspicuously top-down fashion, by politicians and by academics.
There is so far little surge of political enterprise at grass-roots levels, little pressure for the
usually very limited changes proposed. Nonetheless, along with apathy, there is widespread
popular disenchantment with present political arrangements. There is now an opportunity

(although still only a small window no doubt) to put green and radical themes on the agenda for
real political change in Australia. That opportunity should not be missed, within Australia, or
elsewhere. While the exposition that follows concentrates upon Australia, as a convenient

advanced example, much of what is argued and urged applies or adapts elsewhere.

1. Disenchantment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and

anxiety, cynicism and pessimism about the state of politics—a loss of confidence in it, and a
retreat from commitment. As much and more, Mackay has nicely exposed in a survey of the

Australian situation:
anxiety about the nature and quality of Australian politics [has] increased. ...
Widespread anxiety about the state of politics is based [in part] on an uneasy feeling
that, if the parties are not going to stand for some identifiable philosophy, and the
leaders are going to be chosen on the basis of their potential as television performers
or even as head-kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the major parties ... and
revealed in the attitudes of young Australians ...12

who often cannot be bothered registering to vote, or voting (though voting is legally
compulsory).

1

Hon. Ian Macphee, ‘A new constitution?’. Of course Macphee did not really mean all options, nor
even all constitutional options. Furthermore, his claim about preparedness of people for change is
incompatible with Mackey’s data (mentioned below) on exhaustion with change.

2

Mackay pp. 174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data). Main findings are replicated by other sociologists.

�2

♦&gt;

Lack of confidence is beginning to show not only as cynicism about politicians, but
also as doubt about the integrity of Australia's political institutions.3
In a recent survey, ‘62 percent of [Australians] expressed either little or no confidence in the
political system. Such a figure accurately reflects the mood of the Australian community’.4

Australian loss offaith in conventional politics is attributed to a mix of factors. A first

explanatory factor as regards this disenchantment comes from the changes in politics already

remarked (ranging from policy issues to media performers) and from resultant uncertainty. ‘...
the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view’ .5

A complex ‘second factor ... concerns the adversarial nature of two-party politics’.6

How can this ‘two party, adversarial approach ... continue to be appropriate when the
distinctions between the two parties themselves are so hard to define’? But ‘redefinition of
party politics implies the possibility of a redefinition of the whole parliamentary process itself’.

Why ‘when parties seem quite capable of stealing each other's policies or of invading each

other's traditional philosophical territory, [can not] politicians work together in a more co­

operative and harmonious spirit’?7 ‘Adversarial politics may have made sense ... when ...
distinctions between the parties were stark and when arguments about principle could be

justified; today, the idea that politicians would be arguing over a point of principle or
philosophy is almost unthinkable.... [They] are much more likely to be arguing over matters of

personality, prejudice and power than over issues which effect the long-term health of the body
politic’.8

‘The quality of parliamentary debate is regarded not only as a symptom of the

adversarial nature of the institution, but also as a symptom either of the poor quality of
politicians ..., or of the effect of the system on those who are enmeshed in it’.9 Unless there is
3

Ibid, p.178

4

Ibid. The figure is the more surprising inasmuch as such disillusioning factors as corruption and
graft are not features of overt political life in Austral-asia by comparison with elsewhere in the
hemispherical region.

5

Ibid. pp. 178-179.

6

Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordability of
adversarial systems.

7

Ibid.

8

Ibid, p.180.

9

Ibid, p.179. It is a symptom of both, the latter especially.

�3

marked improvement in party philosophies, programs and performance, ‘the call to re-examine
the nature of the parliamentary process will gather momentum’.1011

A third relevant factor contributing to loss of faith is the impression of Australians that
‘they are overgoverned ’H, with too many expensive bureaucracies and too many houses of

parliament.
Conflicts between State and Federal parliaments — and between the various State
parliaments themselves — are regarded as a particularly unproductive expenditure of
political energy, and Australians question whether 15 houses of parliament may be
too many for the efficient government of 18 million people. The sheer number of
parliaments is often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and Federal
governments.
... Whilst there is little love felt in the Australian community for Canberra and for the
idea of more centralised government even that is beginning to appear preferable ....
The widespread support for the idea of a republic which emerged during 1992 is
closely related to the underlying sense that Australia is overdue for some kind of
reexamination of its political institutions, and even the notion of Federation itself. ...
As debate about the idea of a republic proceeds ... it has begun to incorporate the idea
that Australian's political structures and systems might be quite significantly
reformed.12
Such disaffection reflects too a growing awareness that Australia’s political arrangements

owe more to historical accident than to rational design. Even though the main proposals for
change no doubt remain reformist in character and could lead in unfortunate directions, some of
them are far-reaching by normal standards. Both the extensive disenchantment with present

political arrangements and the felt need for significant change further suggest political times are

not altogether normal. Elements underpinning a political paradigm shift are already present, as

are features supporting rational redesign, to which radical additions are now feasible.

So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and political

commentators, and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;

10

Ibid, p.181.

11

Ibid, p.181, itals added. The problem has now surfaced strikingly in the heavily indebted
Australian Capital Territory (“toy town” as its is facetiously called locally) which is swamped by
bureaucracy, where it has been discovered that there is one expensive bureaucrat for every fifteen
persons.

12

Ibid. p. 181-2. Republican proposals have been circulating for some time. But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly with
the first part of his book which depicts an Australian populace exhausted by change and longing for
the old ease and somnolence.

�4

academic responses more theoretical and cautious, piecemeal and detailed. But there are no

grand detailed plans.

Under the leading proposal so far for political change, Australia's constitutional
monarchy will be displaced by a constitutional republic with its own head of state displacing the

monarch, but with perhaps minimal adjustments otherwise.

Nonetheless, as a result,

republicanism is in the air. Politicians have begun to contemplate other practical reforms, while

academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues

presently being debated.
The main reason for reform offered by the political camp can be summed up simply as
changing geopolitical circumstances. The camp tends not to acknowledge what would reflect

adversely upon it, the poorness of federal political practice. Rather it tends to attribute popular
dissatisfaction to economic circumstances and uncertainties: declining real standards of living,

extensive unemployment, persistent recession until recently, problems to be surmounted by

full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the
Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic predicament.

Much has changed in the century since present antiquated political arrangements were
hammered out, arrangements making the newly-fashioned Commonwealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain, arrangements

of convenience fashioned for very different circumstances. Most non-symbolic linkages with
Britain, which has been inching towards a place in a united Europe, have already been severed.
Australia has gradually begun to appreciate its geo-political position in the Indian-Pacific region
(and the money-making opportunities for a sagging resource-based economy in allegedly

booming parts of Asia). Whence the main idealistic proposal: for an independent republic,

decoupled from Europe, assuming its own (prominent) place in its geo-political regions. In
principle at least, place and region begin to assume, or resume, some of their neglected, but
historic, significance (however that is not how it is yet seen).

Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most
radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directions, were it not regularly offset by the idea of a
strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,

13

Anarchists can even rest (if uneasily) with a constitution, so long as it provides for an
organisation, Australia Inc. even, sufficiently different from a state and its authoritarian trappings.

�5

♦&gt;

then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronism, based on accidental

boundaries of a contingent colonial history. They are ecologically irrational management units,
utterly failing to reflect ecological regions. Yet the states possess extensive environmental and

other management powers, inappropriate ‘powers which derive from what was largely a
political bargaining process conducted a century ago.’ Another effect of inapposite state-federal
arrangements, especially ‘funding arrangements, has been to lock out local government and,

more importantly, local communities. ... local communities must be given greater control over

those decisions of government which effect their lives ...’; the opportunity ‘to design and
provide the services which are needed locally.’14
At this stage of the dialectic McPhee slides easily and naturally from localism to

regionalism.
A glance at the map reveals natural regions for local government on a viable scale [an
optimistic contention]. Some cross State boundaries, and I would envisage that State
governments would be replaced with regional governments. These would be more
akin to larger local governments and would certainly not have the trappings of the
States. They should not have parliaments and the expensive, unwieldy and inefficient
bureaucracies which characterise our States. They should have a small number of
full-time councillors ... Regional governments should be solely accountable to their
ratepayers ...15 .

So far so good: however McPhee thereupon begins to infiltrate stock (small Z) liberal

management assumptions. Nonetheless the basic idea to retain is simple: that of ecologicallyrational local and regional rearrangement of anachronistic state partitions.

regionalization should be greened, as reform should be radicalized.

But that

More generally,

opportunites now present themselves to insert more radical ideas throughout the debate about

Australia’s future directions.

For much has been left off political agendas for change, not merely environments and
habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,

transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose constitutions astonishingly do

not mention at all (what is however often supposed to justify states) individual rights, such

rights only being ensured, so far as they are, assumptions from uncodified common law, by
14

All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as “unrealistic” by some practicing politicians, appeared to gain a good
deal of support.

15

McPhee ibid.

�6

indirect routes (statutes regarding treatment of minorities and the like). Nor do the political
camps pushing limited change speak of rights or liberties; a very limited conception of

adjustments required prevails (though without rights and liberties and a generous public sphere
there is little, and little prospect of, justification for a state at all). Accordingly political agendas

for change need to be conspicuously broadened, to accommodate a decidedly more ambitious
range of constitutional and institutional redesign.
2. A project within a project: radically reshaping Australian institutions.

Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am
affiliated, the Research School of Social Sciences, Australian National University, with its

ambitious decade-long project, Reshaping Australian Institutions: Towards and Beyond
2001.16 One small part of this project does connect with the republican push, which no doubt

helped inspire it and gain its funding. The academic version of republicanism furnishes an

institutional and historic setting, tracing its roots back to ancient Rome, and thereby linking in,
what admits much modem adaptation, notions of citizenship and civic virtues. But most of the

project is independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist

fashion, unsurprisingly. It is supposed, for instance, to ‘provide major input into evaluation
and reform of Australia's institutions’; indeed it is explicitly ‘aimed at contributing to Australian
constitutional reform’.17

Nothing however precludes consideration of reshaping or

transforming Australian institutions — those of the whole ecological region — in a unreformist
and possibly unconstitutional way, in a radical way.

Admittedly, the rough boundary between reformist and radical routes becomes even more

blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central

state, the stock boundary stands intact. For reformist changes would amount to comparatively
small adjustments leaving the state substantially intact. For example, a minimal transformation,

16

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the project,
J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this project is an
environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green political
theory, arranged under the project. That accounts for some of the otherwise puzzling structure of
what has eventuated. Another earlier version was tried out at Ecopolitics VIII, Pacific Visions,
held at Lincoln University, Christchurch, New Zealand, in July 1994.

17

‘Reshaping Australian institutions: towards and beyond 2001’ in Tynan , p.17, italics added.

�7

of the sort presently much favoured, from constitutional monarchy to Australian republic,

though entailing non-negligible constitutional redrafting, need only amend the roles of a few
elite power- and position-holders. By contrast, radical changes would substantially alter that
strong central state, perhaps (as will be proposed) eliminating it altogether.

There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,

along normal constitutional reform routes. Secondly, there is a demand, a small but growing
demand from green directions for instance, for radical institutional change. It would be

prudent, then, to make some investigation of the options, to assess their prospects. Thirdly,

reflection on such structures would certainly be part of a more comprehensive study of and
theory of institutional design, which the Reshaping project also presents as an objective.

Fourthly, much more controversially, major environmental problems cannot be satisfactorily
solved along merely reformist paths. For states, what are reformed, states themselves are

ecologically dysfunctional. In practice this appears obvious enough. Simply reflect upon their

environmental records; these are even worse than those abysmal records compiled for human
rights. But the practical case can be argued in detail in a state by state way, or less laboriously,

through the familiar rough classification of states into first, second and third world states. In
main third world regions, the rise of the state has seen the serious decline of environments.
Those third world states that have not largely destroyed their natural environments are in rapid
process of doing so. The activities involved are, furthermore, not merely tolerated by these

states but are usually actively encouraged (e.g. with state participation or by state concessions,
as through taxation advantages, subsidies, export incentives, etc.).

Further, the role of

exploitation and plunder of remaining natural “resources”, and depletion of “biological capital”,
by third world states, most of which are now trapped in debt and structural adjustment, has

increased many-fold in the last two decades.

How destructively second world states of eastern

Europe treated their own (and also other regions’) environment, how they over-expoited and
polluted them, has recently been much publicized. While the recent record in first world states
is no doubt marginally better, many of these states dominated their natural environments and

their wild inhabitants in the past, and have heavily polluted and congested their urban and
industrial regions. Nor does their present record gain an environmental pass. For example,

those that have any natural forests (similarly fisheries) left are in the process of eliminating or
degrading most of what remains; most are failing seriously in meeting (their own) targets on

greenhouse emissions, and so on. More theoretically, it is unlikely that states, increasingly

focussed narrowly upon shallow and short-term economic agendas, will or can deliver

satisfactorily environmentally. A prime reason is this: states are ineluctably committed, more
and more as their populations expand, to high levels of economic activity characteristically to

�0

economic growth of sorts which impact heavily environmentally, inducing inevitable

degradation.18
Accordingly, there are then, or should be, two bands to any green (or environmental)

strand of a restructuring Australian institutions project: not merely an important reformist side,
but as well a radical spread. It is part of this underfunded and undersupported radical spread

which forms the main object of investigation in what follows, that part that relinquishes present
state structures, in favour of more environmentally benign institutions - which no doubt can be
designed, even if not so readily brought into practical operation.19
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the

more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the
illegitimacy of present states, the undesirability and severe disutility of states, which typically
are highly destructive and corrosive institutions based on concentration of power, hierarchical
authority, massive coercion, manipulation by economic elites, technobureaucracy, utilitarian

rationality, and sundry other evils.20) As indicated, present states are incompatible with stock

ecologically sustainable practices, because of their heavy unrelenting commitments to shallow
economic growth. More generally, standard states and their practices comprise very significant
parts of environmental problems, but quite insufficient parts of any solutions. Moreover, states
constitute an enormous and destructive drain on regional environments, a feature particularly

evident in smaller states which are always looking out for revenue-raising expedients for their
own expensive running.

Apart from those greens who have recognised the excessive environmental costs of states

and their heavy demands on environments, and thus or otherwise have come to recognise the

desirability of their withering away, there are many more who have become ambivalent about
states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to indicate thereby a

partial resolution) without certain functions that they serve. Indeed to point immediately

towards a resolution of this crucial problem, the functional dissolution idea advocated is this:
that the functioning parts may be separately utilized without the colossal whole. The state is not

18

This theme, that states are normally ecologically dysfunctional, is documented and argued in detail
elsewhere; see e.g. Carter and especially Sylvan 96. On the dismal environmental records of
particular states see Ponting. For shocking figures and illustrations as regards environmental
exploitation in third world states, see Bello, pp. 57-65.

19

Nonetheless practical revolutionary displacement of the state is not so remote, or difficult, as is
generally supposed.

20

To adapt a referee’s trenchant summary. For detail on some familiar anarchist reasons, see Burnheim
and above all Marshall.

�9
an organism the functioning parts of which must fail without the whole. So it may well be the

enormous fat of state can simply be shed, to great advantage.

In any event, ‘the State is a social institution’, always ‘within’, Marxists continue, ‘a
concrete historic setting’.21 Granted, it is an institution. For an institution in the relevant sense

is ‘a society or association for the organisation or promotion of some particular object or
function’.22 Institutions include therefore the state, the central state. So it too is up for

reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia. Whittling away the state means in turn dismantling corporate
capitalism, which now dwells in symbiosis with the bureaucratic state, and also much else,
often environmentally undesirable, that the state affords a supportive framework for and enables

to flourish.
Ideas and schemes for radical redesign are already available from rich anarchist and

socialist sources, those for green design and reshaping from growing and diverse

environmental sources. In main part, then, radical ecoredesign is a matter of convivially
meeting (not joining) the two, an intersection that favours anarchist inputs. Something of the

sort has already been attempted, in an environmentally shallower way, in eco-anarchism, alias
social ecology, and in a deeper way, in deep-green social theory.23 Moreover, it could be
attempted in other kinds of deeper green theory—itself really a plurality of theories, which
however does not itself force radical ecoredesign, though most variants would support it. Thus
Naess's “deep ecology” for example, which is not so far politically radical, only strongly
reformist, could (and should) be given a radical turn.24

Concentrating upon the radical spread of deeper green theory does not preclude

concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued—incremental change, social

engineering, “ecologizing” economics, greening bureaucrats, lobbying politicians, and like

activity (but better really to cut through much such pleading and obiesance and be rid of
politicians and bureaucrats). There are many reformist proposals being advanced for the
greening of Australian federal institutions—with but few so far having much impact on

21

Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
‘but as an abstraction and aberration’.

22

Adaptation of the Oxford English Dictionary. An institution is, so to say, an organitution.

23

On social ecology, see Bookchin 90, and for information on deep-green social theory, see Sylvan
and Bennett 94 and Routleys 80.

24

As to the political character of deep ecology, and why it should be turned, see Sylvan and Bennett
94, where an expose of the political theory of Naess's ecosophy is presented.

�practice.25 Nonetheless, more limited, more constrained, proposals of this sort certainly have a

better chance, within the prevailing paradigm, of making a difference than radical redesigns, too
smartly dismissed as “unrealistic” or “utopian”. No doubt the normal “reshaping institutions”
investigations are rightly focussed then upon institutional reform, not upon revolutionary

reshaping, where much freer scope for redesign is offered. However the real possibility of

radical change should not be excluded; green radicals should be prepared. There have been
various opportunities for revolutionary change in Australian history, the last occurring,

according to some historians, with the ignominious fall of the Whitlam government. There
may well be opportunities again both in the near and intermediate future, especially should some

solid work be put into propagating the prospect. In the near term there is economic disarray,
social fragmentation, and constitutional destabilization; in the longer term increasing ecological

problems and expanding eco-catastrophes loom.

Under present incremental reform and regression, for all the spasmodic environmental

rhetoric, comparatively little in the way of radical green change occurs or can be expected.

Witness, for comparison, the snail pace of the establishment movement towards a rather
minimal grey republicanism in Australia, or differently away from meeting carbon-reduction
commitments. It is increasingly doubtful, given prevailing responses to economic and other
difficulties, that present structural and systematic problems confronting Australia, for example,
will be satisfactorily addressed, environmental problems such as extensive and expanding land

and water degradation not least. Furthermore, under more incremental reform, the sorts of
problems concerning reorganising society in deeper green ways, problems that provide
subsequent topics, would likely not arise. So in getting beyond more muddling along, do
imagine fairly free scope for institutional eco-redesign is somehow dispensed. One nice

corollary is that once it is worked out where to go organisationally, it is much easier to ascertain

how to arrive there.
3. A basic problem of structure: central or decentralised organisation?
There are large and immediate advantages in pursuing a problem-oriented approach to
redesign. That approach, which will tend towards anarchoid outcomes, will be anarchistically

guided in this respect: Unless there is a genuine problem, already causing difficulties or

developing, nothing need be done; otherwise let things alone, let Being be.26 On this non­

25

There are many many narrower economic and technological proposals. One of the more interesting
wider proposals comes from an Opposition not noted for its green initiatives and commitments, for
an overseeing Department of Sustainable Development, a Department that could see to the
greening of all federal institutions.

26

To echo also Heideggerian wisdom. The non-prejudicial term ‘anarchoid’ is deployed, not because
what emerges will not be anarchistic (as characterized in Marshall and in Sylvan 94), but because it

�11
managerial low-work approach a good deal of structure presently inoperational, and of idle
regulation presently enacted, can be removed; organisational arrangements can be very
significantly down-sized.

The leading methodological idea is that enough relevant

(biodegradable) structure is introduced to resolve organisational problems, but not substantially
more. Organisational oversupply and waste is thus avoided. Moreover, much structure that

keeps so much environmentally destructive industry in business is likewise shed.

Among basic problems for deeper green theory are those of political reorganisation and so

of organisation. Evidently institutions, and their types, are critical to such organisation. And a
major organisational problem for any putative green society concerns structure', to take a critical

case, whether society is centrally organised (concentrated, bureaucratised, hierarchical, large-

scale and so on) or decentralised (dispersed, non-hierarchical, small-scale and supposedly
beautiful, and so on).

This focal problem, to centralise or not to centralise, is sometimes presented as a serious
dilemma for concerned green theorists.27 The binary horns of this dilemma are respectively: on

the one hom, the pull (or push) to localisation and regionalisation, to non-anonymous smallscale low-impacting environmentally-friendly arrangements, to diffusion of power and
dismantling of the incubus of a central state with its crippling costs and unfriendly practices; and

on the other horn, the need for continuing and further central income generation and welfare
(re)distribution, central regulation and control, and the pressures to environmental reliance upon
and use of the central state.28

The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in seeking increasing
environmental regulation and welfare measures... alongside a halt to industrial
expansion, the very source of income for the welfare state. Yet the expansion and
further centralization of the bureaucratic state apparatus is neither their overt goal nor
covert motivation. Quite the contrary. Their genuine long term vision is of a
decentralized, steady state society of self-sufficient, relationally autonomous (albeit
interlinked) regions.29

departs from standard forms of anarchism in significant respects, not least in planned political
organization. In this exercise organization is of the essence.

27

As by Jacobs of The Green Economy, who has posed the problem sharply, as part of an argument
however for retaining the central state (and much of present status quo arrangements).

28

Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter 10.

29

Unknown source.

�12
As it happens, not only does the theoretical and utopian literature run both ways, towards and

away from centralisation, but so does practice and experience. As to theory, anarchisticallyinclined presentations tend to favour decentralisation, perhaps with some central compensation

through federation (thus recent Blueprints, ecotopias, and so on), whereas socialisticallyinclined presentations invariably opt for powerful central states (to control and redistribute

grander social programs, etc.).

As to practice, there are local councils, community

organisations, residents' groups aiming to keep out, or to remove, the state-sponsored nuclear

plants, toxic waste incinerators, waste dumps or super-highways, on the one horn; and, on the

other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania's Franklin), forest exploitation, pulp mills, strip mining, and so

on.30
To some extent, the way the problem has often been re-presented, in terms of a dilemma

between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. But how is this combination to

be achieved? An answer does not fall out by pure reason, operating in isolation from other

problems. By taking advantage of information gathered from other connected problems, a
promising answer can be teased out. Neither standard socialism nor anarchism afford answers,

socialism because it leaves the central institution of state intact. But standard anarchism, much

more promising, does not resolve the problem either, because federation, as usually explained,
does not leave enough structure; it may not even concede sufficient power to delegates to
constrain exploitative local communities.

A solution to such dilemma lies through a combinational strategy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While

removing the state, itself source of several environmental and social problems, and its
concentration of power, invariably under environmentally unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmental regulation. Relevant continent-wide functions would persist or be

introduced: for example, services controlling inflow into Australia of damaging forms and
materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of

native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the
separation ofpowers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so

would those functional arrangements and institutions dissolving the state.

30

Much turns on the exploitative character of certain local and regional communities, their get-richquick schemes, what they are prepared to do to survive in old or superficially affluent ways, and so
on.

�13

It is a major illusion of modem political theory that a central state, ceded monopolies on
coercion, currency, taxation and so on, is necessary in order to secure adequate supply of

public goods, including public order and environmental regulation. To the contrary, the most

that appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities

should not institute and regulate specialised bodies coordinated among themselves (by
negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
such institution could gain community standing from its support base, for instance through

achieving democratically-generated recognition. Such an institution would aim to secure

execution of its recommendations and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions.

There are many examples of such institutions operating successfully both

regionally and internationally; for instance, those for postal and communicational arrangements,
international sporting bodies, international academies and clubs, environmental and consumer

organizations.31
4.

Selecting satisfactory political arrangements within the span of anarchoid

options.
Anarchoid options come in a wide variety of forms, including, among others, both right­

leaning individualistic or capitalistic varieties, and left-leaning social or communitarian

varieties.32 A suitably generous political pluralism will allow for all these forms, while not
encouraging all, as they are of very different merit. For example, some may be neglectful or

repressive of some of their inhabitants, or destructive of their environments; others, superior in

31

This passage borrows from the summary in Burnheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.
The critical issue of funding administration, without a coercive taxation system, is also broached in
these places (and developed in Sylvan 96). The broad proposal is that low-cost administration,
much of which would be volunteer, could be funded by rents (there would be no property in land
and resources), use charges, and fines.

32

There are many more varieties of political systems than much recent theory has cared to concede.
For example, to take right-leaning dimensions, all of individualism, market-organization and
capitalism function substantially independently. There can be markets without capitalism
(characterised through opportunities to accumulate capital), and conversely, capitalism without free
market arrangements. And so on. Most historic and modern systems, upon which political theory
has tended inadmissibly to concentrate almost exclusively, are hybrid arrangements with mixes of
different elements drawn from both “left” and “right”.

�14
these socio-environmental regards, may not be. Dismantling or deconstructing a state does not,

on its own, make a sharp selection between alternatives. No doubt the hope is, what can be
striven for, that adequate designs are sought and adequate selections made, that inadmissible

forms rapidly perish. Those remaining forms that are admissible can be ranked; for instance,
they might be graded according to defeasible criteria based upon “pillars” of German green

movement such as environmental sensitivity, democratic institutions, and nonviolent practices.
While right-leaning anarchoid arrangements could work in theory (e.g. under what is

improbable, benevolent capitalism), they are unlikely to succeed in practice, for several reasons.
Consider, to illustrate in outline, why that much promoted rightist form, market (or “liberal”)

capitalism is unlikely to serve. For one reason, an intrusive state is likely to emerge, with state
controlled and state funded standing military and police forces, needed to defend capitalist

interests and accumulation, to protect private property, to uphold endemic social inequalities,
and to enforce particular market and trade structures, with a substantial and heavy taxation

system to fund these forces and a corresponding bureaucracy needed to administer and regulate
these and other institutions, such as those required to guarantee that capitalist liabilities are
strictly limited and to keep markets (far from self-regulating) unclogged, “free” and competitive.
Not only are anarchoid conditions thus violated, so are those for benign green societies. In

normal practice, market capitalism tends to be highly environmental exploitative, as modern

history demonstrates all too plainly (plainly too it is not alone in this propensity, so are other

modem statist systems). Furthermore, given the sorts of humans these systems tend to elevate,

and exalt, and the sorts of practices (including extravagant consumption for all that can afford it)
they encourage and sometimes even enforce, extensive exploitation is to be expected and liable
to persist. At least that is so without, what is thereupon required in a self-reinforcing spiral,

further state intervention to distort “natural” capitalistic incentives and institutions, to limit

practices on private property (thereby effectively altering the institution), to establish new
instruments and commodities such as pollution licences, green investments and futures, and so

forth.33 Even though a shallow greenness can also be sprayed upon parts of market capitalism
(factories in fields, forest reserves retained for tourists, and so on), and some green showcase

exhibits tacked on, environmental depth cannot. Shallowness is both an inevitable consequence

of the justifying socio-economic theory, and also an expected best outcome of practice.
Accordingly in institutional design it is much more promising to look in democratic left­
leaning directions. For, as argued, it would be rash to gamble upon any bright new dawn of
environmentally and socially benign market capitalism, which in any event could easily revert

back towards dark industrial times. However, very similar arguments to those sketched could
33

Infiltrated, along with propaganda on behalf of such instruments, is much mythology, including
acclaimed environmental virtues of private property and privatization generally.

�15

be developed as regards centralised socialism, especially as untempered by democratic

procedures. While island communities of a wide range of varieties are naturally not excluded
under anarchoidal pluralism, brighter continental prospects lie through modifications of

democratic sociality, which appears to permit much of what is sought in design.
Under duly decentralized social organization, each requisite function would be carried out

by some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like departments and corporations). For

direct accountability downwards, and also to ensure desirable separation and dilution of power,

upper operatives, those of a directing or steering committee (the nervous system of the
organisation), would be democratically selected (from a relevant lower level constituency, and
from the whole people of an ecoregion in case of a typical bottom level institution). Note well

that selection is not election: election is but one method of democratic selection, and often
enough not an altogether satisfactory method. The point of some sort of democratic selection,

as a guiding though not invariant rule, is manifold: it is in part to ensure due accountability, in
part to prevent unethical accumulation of power in special classes, and in part for reasons that

devolve from the very notion of democracy itself.
In brief, certain forms of democracy offer promising prospects for green reorganisation,

particularly within complementing left-leaning settings where those forms can function in

favour of sustainability. However even with an informed democracy in place, there are few
guarantees. Some structure, such as limited executive power separated from judicial and
administrative functions, needs to be set in place to block or retard worse eventualities (such as

mob actions, selection of tyrants, mistreatment of noncitizens and so on). Even then several
thorny problems remain for any deeper green political reorganization.

5.

Problems of chauvinism and present-time bias in democratic political

institutions.
In modem usage of the motherhood term democracy, two main lines are visible: included

are not only forms of political organisation where ‘power [is presumed to] reside in the people

as a whole, and is exercised either directly by them ... or by officers [selected] by them’, but
‘often more vaguely denoting a social state in which all have equal rights, without hereditary or

arbitrary differences of rank or privilege’34. It is on the basis of this second line that the call for
democracy has operated to remove chauvinism and discrimination of a range of forms: against

unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit

34

Oxford English Dictionary entry 1, main entry. These two lines are by no means the only
distinctive lines now visible: increasingly conspicuous in calls for “democracy”, notably in Asia,
are calls to freedom and rights: not merely for basic legal freedoms such as free assembly, fair
process and so on, but for freedom to access information (the “right to know”).

�16

of the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short in its inclusions at
certain humans, such as those granted citizenship—though relevant interests of many other

creatures and welfare of many of other items may be affected by what those citizens elect to do.
While democratic voters can perhaps be entrusted to take some account of those near and dear
(within remarkably sharp limits, as the situation of women in many regions still shows), such
as those deemed incompetent to vote: the young, deranged, and so on, much evidence reveals
that they cannot be relied for what is less near or dear (and indeed are easily herded into casting

their votes in accord with a shallow mercantilism). Consider what gets left out, outcasts of

even perfect democratic control:• spatially distant agents. For example, the interests of many humans outside USA are much

affected by practices of the US government, which however is outside their democratic reach.
• temporally distant agents. Since the past is past, it is future agents who would be affected,

often drastically affected, by present practices, that matter. Some way of taking due account of

future agents, their interests and welfare, is required, even under shallow long-term ecology,
that is under lighter green positions. Sustainable development has been regularly diverted
into—what is part of what it is about—such a way, an indirect and so far utterly ineffectual

way.

Much more of importance is also excluded according to deep-green theory:
• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic

value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democratically

excludeds. It is a problem especially for deeper green theories: that deep problem is, so to say,

how to obtain satisfactory representation of all that is of value in the natural world? That way of
putting it, while a little misleading, does point to a particular type of resolution.

Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of
representation of items of value outside those humans that are represented, representation of

their interests, where they have them, of their welfare otherwise, of favourable conditions for
their sustenance, continuation and retention of value. Democracy of discussed modem sorts,

whether representative or participative, will not serve these purposes at all satisfactorily. For

instance, insofar as party-political representative democracies represent anything (even human
“bottom lines” as is sometimes erroneously supposed), they appear to represent primarily

interests of certain business-allied elites. Among the issues are of course those as to adequacy
of retention and protection of nonhuman items of intrinsic value, tropical forests and their

inhabitants and elements for instance.

�17

As observed, there is really no organisational alternative to proceeding with and through

agents, preferably well-disposed and quality agents. It is hard to guarantee either politically.
As agents are but a subclass of what requires democratic representation and what should have

its welfare or interests considered, how are the rest to be taken care of satisfactorily? There are
significant older responses to like problems, through totems and taboos, guardians and

constraints. Looked at one way the problem repeats, more or less, a familiar problem: namely,
how in larger constituencies do decision-making agents represent the whole mass of agents and
others in the constituency? A main democratic answer, designed to avoid many shortcomings
of alternatives, was: by representative means—only “representation” was almost never taken
seriously or literally enough. The sorts of considerations that made representation a promising
resolution make what is to be proposed—where representation has, in any case, to be expanded

—also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-making bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy).

Under more equitable

arrangements, then, some decision-engaged agents will have to be selected as representative of

relevant classes of excludeds. Electoral arrangements do not so readily allow for such;
sortition, well-designed selection by lot, does.35 Of course, however good the selection
processes, however disinterested and well-intentioned the agents selected, some bias may

remain. Nonetheless prejudice and maltreatment can be much reduced.

As already hinted, deepened representation is not the only promising resolution of the

present problem that might be tried. Another, which could be attempted either separately or
concurrently, operates through the directive of ecologically sustainable development, requiring

as a constraint, not only intergenerational equity but also preservation of items of ecological
value.36 It might be suggested that such a directive be made mandatory, applying to all relevant

steering committees. But, as already evident, there are severe obstacles to getting such a

directive properly implemented. (In prevailing oligarchical circumstances, even very dilute

versions are worth pressing for however, as they would offer definite improvements upon what
presently happens.)

6.

A fundamental dilemma for deeper green organization: democratic or

authoritarian procedures?

35

No doubt there are electoral approximations; e.g. candidates in separate classes for each category to
be represented.

36

For elaboration of this option, see Sylvan and Bennett 94 and its sequel.

�18

There is strictly no logical space for a deeper green democracy, according to Saward for

one. For there is a clash, an essential tension, between democratic procedures and deeper green
values and commitments, notably to intrinsic values in nature. The main drift of the argument is

that green values, which are mandatory for deeper greens, require for their implementation anti­
democratic, indeed authoritarian procedures; otherwise they cannot be guaranteed.
This nasty conundrum for green theory over democracy, which the theory typically

sponsors, is put in

sharper form as follows:37

Democracy concerns procedures,

environmentalism certain outcomes. What guarantee can there be that the procedures will
deliver the outcomes? What guarantee that democracy would yield a way of protecting

environments?
However the type of situation is worse than a matter of guarantees, which greens are not

really seeking and could not in general expect. (For here as almost everywhere else, things can
go wrong. Anarchism especially supplies few absolutes and little certainty.) It is a type of

situation, moreover, which effects not only environmentalism but any sort of social and other

amelioration, and even democracy itself. For democratic procedures may yield unsatisfactory

and even anti-democratic outcomes.

Unfortunately there are few or no guarantees that

meritorious forms will eventuate or persist. Political history itself copiously illustrates that.

But it can be argued theoretically. For example, succession of regimes must occur (owing to
finite lifetimes of power-holders, etc.), and in successional transitions deterioration can occur;

nor are there effective mechanisms that can exclude decline absolutely. Democratic procedures

of certain sorts offer better controls, and better prospects of satisfactory transition than most
others available, but even they afford no cast-iron guarantees of adequacy, and they are beset by
paradoxes of their own. With inadequate democratic structures plausible scenarios are easily

designed where just such outcomes occur, for instance as in what has been called a “paradox of

democracy” where a constituency elects an anti-democratic tyrant.38
A concerned attempt is made by Saward to mount a destructive version of such a paradox
against deep-green political theory (which he darkly calls ‘dark green’). The version is based

upon holism and intrinsic value requirements, coupled with democratic demands, of deeper

green theory. In clearest form, the version runs as follows: Holism implies consistency or

compatibility. But intrinsic value maintenance and democracy are not compatible, under evident
conditions (e.g. democratic procedures result in diminution or destruction of intrinsic value).
Firstly, partial confirmation for this explication:
37

Goodin, condensing Saward, p. 168.

38

Such paradoxes of democracy, and variants thereupon, are presented trenchantly by Popper, and
presumed nullified in Sylvan and Bennett 90. Improved structures can undoubtedly much reduce the
likelihood and problematicness of paradoxical overthrows.

�19

[The green imperative] usually contains a number of elements, variously
economic, political, social, geographical, religious, and so on. Its force
comes partly from the holism it embodies, and partly from its basis in the idea
of the ‘intrinsic value’ of nature. Holism implies that the various elements
which make up the imperative are compatible. The elements of the imperative
gain their importance, and their links with each other, by being referable back
to a common, intrinsic value of nature. It is at this point that we can pick up
the position of democracy or ‘direct democracy’ in lists of basic values set out
by greens. [These goals are the elements of the overall green imperative, and
gain their importance from both the holistic nature and intrinsic merit of the
values which the imperative represents]39

*

As should now be plain, and is becoming plainer, consistency is not an invariant desideratum,
and not to be insisted upon; coherence is what is “implied” and what supersedes consistency.40
As more than a century of Hegelian theory should have revealed, there can be inconsistent

wholes.

A further key assumption in the argument is that guaranteeing that intrinsic value is
protected (or like absolutes sustained) will require undemocratic procedures, such as
authoritarian ones.

An underlying assumption (soon to be rejected, for instance as

incorporating an offensive false dichotomy) is that only undemocratic, authoritarian procedures

fit with deeper green imperatives or givens.41 Several illustrations are offered of inconsistency
of green imperatives with types of democratic procedures—none of which tell, without testing

adaptation, specifically against deeper green positions.

A first illustration is directed against Porritt:
A direct democratic procedure (is not) compatible with imperative goals like
‘local production for local need’, ‘low consumption’, ‘labour-intensive
production’, and ‘voluntary simplicity’ (other items from Porritt’s list).42

Against this and other illustrations, it is worth emphasizing goals resemble objectives and
targets; goals are goals which are not mandatory and by no means always achieved, especially if
the achievers, like present humans, fall short (e.g. in ecological sensitivity) or their
organisational means and opportunities are inadequate. Observe too the oppositional attempt to

convert or to twist (since it is an up-grading by high redefinition) goals and programs and
principles—through ‘imperative goals’ and the like—into ‘imperatives’, ‘prescribed outcomes’,

undeniable principles, ultimates. That attempt should be resisted.

A second example looks at an alleged
39

G. Saward, p.65; square bracketed sections are taken from an earlier circulated version of this
article.

40

See Priest and others.

41

G. Saward, p.63

42

Saward, p.66.

�20
contradiction in the programme of the German Green Party. ‘Grassroots
democracy’ is one of the four ‘basic principles’ of the party’s ‘global
conception’. Another is the ‘ecological’: ‘Proceeding from the laws of nature,
and especially from the knowledge that unlimited growth is impossible in a
limited system, and ecological policy means understanding ourselves and our
environment as part of nature’. In effect, this means that certain outcomes are
proscribed from decision-making procedures. Such proscribed outcomes
must surely go well beyond any plausible list of outcomes which must be
proscribed in the interests of defending a direct democratic decision
procedure. Therefore, there is a clear contradiction between elements of the
value-set, whereas given the holism the green imperative is based on we
would have the right to expect these goals and values to be thoroughly
compatible.43

The last charge repeats the critical point already rejected, that holism implies consistency. A
further critical point should also be rejected: the flawed inference that ‘certain outcomes are
proscribed’. A political party in a democratic system has to be prepared to see its principles,
however spendid, overridden, certainly by other parties if they gain or hold political power.
There is a misconception too about principles (especially higher level principles) and their roles:

‘principles [too] can only be akin to [givens and] “laws of nature”, against which democratic
procedures must inevitably be traded off the board’. Sets of principles, which may themselves

turn out to be inconsistent, are hardly akin to natural laws; consider for instance reasons for

their revision, procedures for rechecking and revision, and so on. In any case, democratic
procedures are not traded away against laws of nature, which they may try to upset or suppress.
(Rather effort should be directed at informing the electorate and the like.)

To reinforce his case, Saward appeals to other authors who have advanced similar claims
(it is like appealing for confirmation of a newspaper report to other newspapers).
Boris Frankel accuses Rudolf Bahro of an ‘anti-democratic ’ vision of an
ecological society, given that politics as conflict will have no place in a sea of
‘givens’. He sees the dilemma as being similar to that of socialists—deeming
certain things as desirable in an ultimate sense, but proclaiming attachment to
democracy and the diversity it implies. Ophuls has stated the matter especially
clearly. The basic question about politics, he writes, is ‘Is the way we
organize our communal life and rule ourselves compatible with ecological
imperatives and other natural laws? ... how we run our lives will be
increasingly determined by ecological imperatives’44

In an ecological society, enough of the demos (members of democratic constituency) will hold
ecological attitudes and vote or select accordingly, almost by definition. Problems of effecting

change lie with unecological communities, which may not support ecological principles under

instituted democratic procedures (as presently in many places). Principles, and ecological
“givens”, stand, they remain ‘desirable in an ultimate sense’, but they are not followed and
43

Saward, p.66.

44

Saward, p.67. Note that only a very streamlined version of Saward’s case is being presented.

�21
implemented, while revealed democratic preferences go unchanged. There need be no ‘anti­
democratic vision’, but rather an unecological praxis, which principled greens will work to

change.
The route is accordingly barred to Say ward’s
important conclusions...: that at best direct democracy[, and for that matter
indirect forms of democracy,] can only be at or near the bottom of value-lists
of greens. A commitment to democracy must clash with core green values
which, if taken on board, limit the range of acceptable policy outcomes
beyond these self-binding constraints that democracy logically requires.45
What Saward proposes instead is depressingly familiar: pragmatism, jettison intrinsic value.

Out therewith go deep-green positions.
... greens should not think in terms of overriding principles or [green]
imperatives. Indeed, it suggests that to think in terms of imperatives based on
arguments about intrinsic merit is unjustifiable.46
Fortunately the argument developed does not sustain the proposals. There is, to iterate a
central point, no internal or latent contradiction between (deep-)green policy objectives and

democratic procedures. Rather, green objectives would fail to be achieved without well-

disposed decision makers, who may not straightforwardly reflect any “will” of the demos. A
logical requirement on a realistic set of political objectives is that there are accessible
circumstances where they are realisable, where all elements of the whole would obtain. It
should not be required that there are are no situations where they may conflict, become

inconsistent.

It is certainly not required that they are realised, by whatever means.

A

community, as variously represented, can choose better or worse. There are many means
available, which it may shun (again there are no absolute guarantees), enabling it to choose
better, including improved structures, attitudinal change and consciousness raising, and so on.

In the end Saward too recognises the popular power of attitudinal change, thereby

himself removing his previous imposition of authoritarian means upon greens. There

45

Saward, p.68. The lead-in to Saward’s proposal was clearer in the earlier circulated version, which
ended in more precise (and dubious) form:

A commitment to democracy must clash with values that are inherent to
ecologism—and ecologism is about inherency, intrinsic values, laws of nature and
holism. Things—like democracy—that can only have instrumental value must lose
out to imperatives backed by inescapable canonical force.
46

Saward, p.75. Of course it is now put in terms of “imperatives”; it would be better expressed
simply in terms of (what did not figure in the earlier version) principles, policy objectives or the
like.

Opposition to deeper green political approaches often derives, as in Saward and in Goodin, from a
underlying shallow utilitarianism. The differences concern not only depth; they also concern the
rejection of individual interest bases, in favour of welfare bases and holism of deeper approaches.

�22

*

needs, from a green perspective [and others], to be a change in political
culture such that it will be compatible with sustainability. This, of course, is a
familiar theme from green writing. How[?] ... It can only be the case that
‘political change will ony occur once people think differently or, more
particularly, that sustainable living must be prefaced by sustainable thinking’.
By abandoning foundationalist myths of intrinsic merit, greens abandon the
implicit arrogance that have made democracy such a tenuous part of green
political theory.47
But he overstates the attitudinal point, with ‘only...the case’. People can be politically led

(retardation, however, as distinct from genuine advancement, is more familiar); they could just
elect a green government which instituted, under permissible democratic methods, sustainable
living or the like. Worse still, his final ungrammatical sentence is a complete non-sequitur.

Attitudinal change may include coming to appreciate intrinsic merit in natural things other than
humans, and seeing through pragmatic utilitarianism.
7. Ecoregional demanarchoid reshaping of Australian political institutions: one
beginning.

Is such a radical restructuring as that suggested feasible? Initial investigations hold out
the hope that major problems for deeper green theory can be solved, at least in theory.

Investigations accordingly suggest that the project within the Reshaping Australian Institutions
project is viable and worth pursuing. A logical next stage offers sketches for a radical political

reorganisation of Australia.48 Evidently there would be many designs (thereby removing facile

jeers against “the blueprint”, a part of co-optative strategy for persistence with prevailing statist
arrangements). Among the many designs, some few, conforming to favoured principles,
would be selected for detailed study. If the study were attempted, most appropriately through

systems modellings, then flexibility could be built into modellings, so that even though only a
few basic designs were examined, many variations would be feasible. Not only .is systems

modelling particularly well suited to modelling network designs; it also further offers prospects

for computing simulation and implementation, and even some simulated political
experimentation. Furthermore, such modellings begin to give some grasp on the size and

47

Saward, p.77. There are further defects in this passage than those noted in the text. For one,
admission of intrinsic merit does not entail foundationalism. For another, such recognition of
merit—which is less liable to disturb democracy, or render it tenuous, than adherence to
Christianity—need carry no tinges of arrogance; to the contrary, by contrast with humanism it may
yield a certain humbleness.

48

Such design, well accomplished, would help considerably in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

�23

complexity of the task (a useful comparison is with World 3 modelling of the on-going “Limits

to Growth” project49, or, better, with a regionalized version of it).

To get started on such ecoregional design, for Australia, two broad classifications and
associated maps and charts are required:

• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental
shelf. Observe that this classification would be hierarchical, as smaller regions merge into

larger regions; but it is a benign hierarchy of levels (it facilitates no accumulation of power or

wealth). Observe too that any such classification is far from unique. Plurality has already set
in, and a choice of classification (or a few choices) would have to be made, taking due account

of political organisational principles and objectives. Fortunately some of the preliminary
classificatory work has already been accomplished in Environmental Regionalisations of

Australia, where 3 broad classifications are presented and procedures for generating many more
given.50 For political purposes further classification attributes (e.g. demographic features) need

to be included.

Ecoregions provide the basis for spatially linked administrative and community units.

(Not all units need be of this sort; many contemporary arrangements are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smaller-scale organization can
be invoked, namely

• subsidiarization: organisational functions should be allowed to fall down to (or to be pushed

down to) the lowest level compatible with their satisfactory performance. Thus, for instance,
most matters concerning such things as sewerage and primary education would be localized.

This subsidiarization principle, drawn from classical anarchism, has been widely adopted in
green planning proposals.

(It is said to have been applied by the Catholic Church in

administration of the Holy Roman Empire, whence the not altogether apt title derives. It is

presently being reassessed for use in that successor organisation, united Europe.) No doubt the
principle is open to challenge, for instance on grounds of efficiency, that larger size may prove
more efficient, of duplication, and so on.

But, the objective is not maximization of

technological values such as efficiency factors; instead it aims to satisize on a wider framework

of values, including holistic social arrangements. Presumably, however, undue duplication of
expensive administrative bodies is to be avoided.

Coupled with subsidiarization is another principle,
• direct accountability downwards: units should answer directly to regional constituencies. This

49

See e.g. Meadows.

50

See Thackway and Cresswell. Rudiments of a politically useful classification begin to emerge on
their 30 Group Regionalisation.

�*

24

.contrasts with prevailing accountability (such as it is) upwards, through some indirect and

tenuous, centralized circuiting chain.

Naturally much more gets comprehended under

accountability, for instance openness of environmental accounting.
There are also principles interrelating smaller with larger regions, both bottom-up and topdown (or centre-down) principles. Among these will be

• representation of smaller regions in relevant planning institutions of more comprehensive
regions. Representation, appropriately regulated, would often replace anarchistic federation,
which as observed appears too weak for requisite environmental control.
The point needs no labouring that the classifications and principles are open to challenge

at every step; for instance, there is nothing rock-hard about the type of ecoregional classification

preferred, nor about social functions to be addressed.

At a theoretical stage that is

unproblematic: there are other (less preferable) models; elaborate your own if you want to and
can. In any case, it is to be hoped that a diversity in theory might be to some extent reflected in

some diversity in practice—with different regions and continents trying different arrangements,
with much less of the sort of cosmopolitan political monoculture that we are presently being
harassed toward, with much more resilient political biodiversity. Of course, not all political

forms (including stateless types) are equally desirable or satisfactory, and some (including
present state examples) are unacceptable. So there are bounds upon diversity. Moreover, what

suits one community or region well may not suit another to be satisfactory for it. So too there
are limits upon successful transfer of organisational structure; what works in one region may
require much modification in another, or may substantially resist transfer.

• 2 a social function classification, of those community matters that require explicit organisation

at some level. An initial listing can be compiled by consulting Australian metropolitan telephone
directories, especially the government sections that used to feature in the front (until a year ago).
What results under redesign and reorganisation would, of course, look very different from what
is listed. Parliaments, parties and all their supporting apparatus would vanish; the Australian

Bureau of Statistics will assume a new significance and independent role, and so on. But

which institutions are retained, which adapted, and so on, would depend on further social
organisational features, not yet considered here. The result would be a levelled pyramidal

structure, a flat-untopped network as depicted in the structural diagram below, not a power
hierarchy.

�25

Structural diagram: a schematic depiction of organisational structure
(with some sample components indicated, but not all their network interlinkages displayed).

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

selectoral
college

Australian
region
(federal)

immigration

control of
materials
inflow

super­
regions
(a to k)
interregional
transport

(local)
regions
(1 to n)
arbitration
bureau

upper
levels

rental
entitlements
office

resources
income
office

ground
level

water
systems

sewer
systems

hospital
systems

region 1

region n

While some requisite research has been undertaken upon how the various functional

bodies and decision-making committees can be selected and can operate51, insufficient

investigation has been made of the interrelations and adequate funding of the bodies and

institutions involved — whichever they are! For little such detailed anarchoid modelling has
apparently been attempted for any region anywhere. Evidently there is much to be done

51

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim's work, but
overlaps on-going investigations on his part.

�26
theoretically. Detailed modellings could bring issues down to earth, without setting things in

concrete; no doubt too they would disclose many further problems hidden in the detailing,

problems to which anarchoid solutions can however reasonably be expected.
Nonetheless comparatively little is likely to be done, unless requisite support is
forthcoming, support in the shape of researchers (research volunteers and students) and

research infrastructure (from research gifts, donations and the like). For such support, support

for investigating its own demise, a state is hardly likely knowingly to supply; nor are its
established research institutions. Insofar then as it is done visibly, it will probably have to be

accomplished largely outside state-supported and state-supporting infrastructure, such as
prominent university projects (like Reshaping Australian Institutions). Fortunately there are

now other structures, such as internet and radio communicational channels, that can facilitate
interconnections and interchanges of researchers, both regionally and internationally. On these
sorts of anarchoid communicational bases, networks of groups interested in elaborating such
alternative political modellings, both in theory and in practice, could be formed. Given the

dismal state of present political arrangements, almost everywhere terrestial, there is a great

need, as a very minimum, for networks of innovative researchers who share such goals.52

Richard Sylvan
References.
Bello, W., Dark Victory, Pluto Press, London, 1994.

Bookchin, M., Remaking Society: Pathways to a Green Future, South End Press,
Boston, 1990.
Burnheim, J., Is Democracy Possible?, Polity Press, Cambridge, 1985.
Burnheim, J., ‘Democracy, nation states and the world system’, New Forms of
Democracy, (ed. D. Held and C. Pollitt) London, Sage, 1986, pp.218-239.

Carter, A., ‘Towards a green political theory’, in The Politics of Nature. Explorations
in green political theory (ed. A. Dobson and P. Lucardie), Routledge, London, 1993,
pp.39-62.
Goodin, R., Green Political Theory, Polity Press, Cambridge, 1992.

Green, G., The New Radicalism: Anarchist or Marxist?, International Publishers, New
York, 1971.

52

To echo one referee. My sincere thanks to demanding referees for several helpful suggestions and
many improvements.

�27
Jacobs, M., The Green Economy: environment, sustainable development, and the
politics of the future., Pluto Press, Concord, Mass, 1991.
Mackay, H., Reinventing Australia: the mind and mood of Australia in the 90s,
Hugh Mackay, Pymble, NSW, Angus &amp; Robertson, 1993.

Macphee, I., A new constitution?’ (excerpts from an opening address) NILEFA Newsletter,
Griffith University School of Law, June 1993.

Marshall, P., Demanding the Impossible: a history of anarchism, London, Harper
Collins 1992.

Me Laughlin, A., Regarding Nature, SUNY Press, Albany NY., 1993.

Meadows D., and others, Beyond the Limits, Chesley Green, Vermont, 1992.
Naess, A., Ecology, community and lifestyle (trans, and ed. D. Rothenberg),
Cambridge University Press, Cambridge, 1989.
Ponting, C., A Green History of the World, Sinclair-Stevenson, London, 1991.

Priest, G., Routley, R. and Norman, J. (eds), Paraconsistent Logic, Philosophia Verlag,
Munich, 1989.

Routley, V. and R., ‘Social theories, self management and environmental problems’, in
Environmental Philosophy (ed. D Mannison and others), RSSS, Australian National
University, 1980.
Saward, M., ‘Green Democracy’, in The Politics of Nature: Explorations in green
political theory (ed. A. Dobson and P. Lucardie) Routledge, London, 1993 pp. 63-80.
Sylvan, R. and Bennett, D., Utopias, Tao and Deep Ecology, Green Series , RSSS,
Australian National University, 1990.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse Press, Cambridge,
1994.

Sylvan, R., ‘Anarchism’, in Contemporary Political Theory (ed. R. Goodin and P.Pettit)
Blackwell, Oxford, 1993.

Sylvan, R., Green Anarchism, to appear, 1996.
Thackway, R. and Cresswell, I.D., Environmental Regionalisations of Australia,
Environmental Resources Information Network, Australian National Parks and Wildlife
Service, 1992.
Tynan, L., The Institute of Advanced Studies, The Australian National University, May
1993.

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              <text>29.5.95

PROBLEMS IN DEEPER GREEN
POLITICAL ORGANIZATION:
an Australian perspective on radical institutional change.
... people are ready for change and the impending debate will result in
constitutional change. We should, therefore, explore all options ... J
As elsewhere, there is growing dissatisfaction with Australia's political institutions, and

increasing demand to change them. This demand, hiding co-optative elements, has been

initiated and fostered in a conspicuously top-down fashion, by politicians and by academics.
There is so far little surge of political enterprise at grass-roots levels, little pressure for the
usually very limited changes proposed. Nonetheless, along with apathy, there is widespread
popular disenchantment with present political arrangements. There is now an opportunity

(although still only a small window no doubt) to put green and radical themes on the agenda for
real political change in Australia. That opportunity should not be missed, within Australia, or
elsewhere. While the exposition that follows concentrates upon Australia, as a convenient

advanced example, much of what is argued and urged applies or adapts elsewhere.

1. Disenchantment with politics, and political proposals for change.
There is now evident in Australia, what is variously described as disillusionment and

anxiety, cynicism and pessimism about the state of politics—a loss of confidence in it, and a
retreat from commitment. As much and more, Mackay has nicely exposed in a survey of the

Australian situation:
anxiety about the nature and quality of Australian politics [has] increased. ...
Widespread anxiety about the state of politics is based [in part] on an uneasy feeling
that, if the parties are not going to stand for some identifiable philosophy, and the
leaders are going to be chosen on the basis of their potential as television performers
or even as head-kickers, then the only appropriate response is cynicism.
That cynicism is reflected in a turning away from support for the major parties ... and
revealed in the attitudes of young Australians ...12

who often cannot be bothered registering to vote, or voting (though voting is legally
compulsory).

1

Hon. Ian Macphee, ‘A new constitution?’. Of course Macphee did not really mean all options, nor
even all constitutional options. Furthermore, his claim about preparedness of people for change is
incompatible with Mackey’s data (mentioned below) on exhaustion with change.

2

Mackay pp. 174-177. For all the Australian casualness of Mackay's presentation, his sociological
findings are nonetheless fairly solidly survey and interview based (if occasionally stretching the
data). Main findings are replicated by other sociologists.

2

♦&gt;

Lack of confidence is beginning to show not only as cynicism about politicians, but
also as doubt about the integrity of Australia's political institutions.3
In a recent survey, ‘62 percent of [Australians] expressed either little or no confidence in the
political system. Such a figure accurately reflects the mood of the Australian community’.4

Australian loss offaith in conventional politics is attributed to a mix of factors. A first

explanatory factor as regards this disenchantment comes from the changes in politics already

remarked (ranging from policy issues to media performers) and from resultant uncertainty. ‘...
the Australian electorate is confused about which party stands for what, and about whether any
party has a long-term commitment to any particular point of view’ .5

A complex ‘second factor ... concerns the adversarial nature of two-party politics’.6

How can this ‘two party, adversarial approach ... continue to be appropriate when the
distinctions between the two parties themselves are so hard to define’? But ‘redefinition of
party politics implies the possibility of a redefinition of the whole parliamentary process itself’.

Why ‘when parties seem quite capable of stealing each other's policies or of invading each

other's traditional philosophical territory, [can not] politicians work together in a more co­

operative and harmonious spirit’?7 ‘Adversarial politics may have made sense ... when ...
distinctions between the parties were stark and when arguments about principle could be

justified; today, the idea that politicians would be arguing over a point of principle or
philosophy is almost unthinkable.... [They] are much more likely to be arguing over matters of

personality, prejudice and power than over issues which effect the long-term health of the body
politic’.8

‘The quality of parliamentary debate is regarded not only as a symptom of the

adversarial nature of the institution, but also as a symptom either of the poor quality of
politicians ..., or of the effect of the system on those who are enmeshed in it’.9 Unless there is
3

Ibid, p.178

4

Ibid. The figure is the more surprising inasmuch as such disillusioning factors as corruption and
graft are not features of overt political life in Austral-asia by comparison with elsewhere in the
hemispherical region.

5

Ibid. pp. 178-179.

6

Ibid. The adversarial character of dominant State legal systems is also becoming subject to more
and more criticism. It appears likely that significant movement towards different inquiratorial
systems will occur, not least because of the huge expense and growing unaffordability of
adversarial systems.

7

Ibid.

8

Ibid, p.180.

9

Ibid, p.179. It is a symptom of both, the latter especially.

3

marked improvement in party philosophies, programs and performance, ‘the call to re-examine
the nature of the parliamentary process will gather momentum’.1011

A third relevant factor contributing to loss of faith is the impression of Australians that
‘they are overgoverned ’H, with too many expensive bureaucracies and too many houses of

parliament.
Conflicts between State and Federal parliaments — and between the various State
parliaments themselves — are regarded as a particularly unproductive expenditure of
political energy, and Australians question whether 15 houses of parliament may be
too many for the efficient government of 18 million people. The sheer number of
parliaments is often blamed for the problem of too many bureaucracies and for many
duplications of bureaucratic and political activity between State and Federal
governments.
... Whilst there is little love felt in the Australian community for Canberra and for the
idea of more centralised government even that is beginning to appear preferable ....
The widespread support for the idea of a republic which emerged during 1992 is
closely related to the underlying sense that Australia is overdue for some kind of
reexamination of its political institutions, and even the notion of Federation itself. ...
As debate about the idea of a republic proceeds ... it has begun to incorporate the idea
that Australian's political structures and systems might be quite significantly
reformed.12
Such disaffection reflects too a growing awareness that Australia’s political arrangements

owe more to historical accident than to rational design. Even though the main proposals for
change no doubt remain reformist in character and could lead in unfortunate directions, some of
them are far-reaching by normal standards. Both the extensive disenchantment with present

political arrangements and the felt need for significant change further suggest political times are

not altogether normal. Elements underpinning a political paradigm shift are already present, as

are features supporting rational redesign, to which radical additions are now feasible.

So far there have been, along with normal inertial resistance to change, two main
responses to growing pressure for change: political, from politicians, ex-politicians and political

commentators, and academic from intellectuals, academic entrepreneurs and academic
journalists. By and large, political responses have been grander, more sweeping and vaguer;

10

Ibid, p.181.

11

Ibid, p.181, itals added. The problem has now surfaced strikingly in the heavily indebted
Australian Capital Territory (“toy town” as its is facetiously called locally) which is swamped by
bureaucracy, where it has been discovered that there is one expensive bureaucrat for every fifteen
persons.

12

Ibid. p. 181-2. Republican proposals have been circulating for some time. But the cause was
finally taken up by prominent politicians, who made it their own, after which it became a popular
issue. Mackay's accurate presentation of popular support for political change contrasts drolly with
the first part of his book which depicts an Australian populace exhausted by change and longing for
the old ease and somnolence.

4

academic responses more theoretical and cautious, piecemeal and detailed. But there are no

grand detailed plans.

Under the leading proposal so far for political change, Australia's constitutional
monarchy will be displaced by a constitutional republic with its own head of state displacing the

monarch, but with perhaps minimal adjustments otherwise.

Nonetheless, as a result,

republicanism is in the air. Politicians have begun to contemplate other practical reforms, while

academics have begun to embroider theories around republicanism and institutional reform.
What happens to the Australian federation of states is one of the many unresolved issues

presently being debated.
The main reason for reform offered by the political camp can be summed up simply as
changing geopolitical circumstances. The camp tends not to acknowledge what would reflect

adversely upon it, the poorness of federal political practice. Rather it tends to attribute popular
dissatisfaction to economic circumstances and uncertainties: declining real standards of living,

extensive unemployment, persistent recession until recently, problems to be surmounted by

full-steam ahead untrammelled economic growth, to be attained by recoupling Australia to the
Asian economic express. Meanwhile an orchestrated republican movement can help divert
popular political attention from poor political management and a gloomy economic predicament.

Much has changed in the century since present antiquated political arrangements were
hammered out, arrangements making the newly-fashioned Commonwealth of Australia,
politically a federation of states, into a constitutional monarchy coupled to Britain, arrangements

of convenience fashioned for very different circumstances. Most non-symbolic linkages with
Britain, which has been inching towards a place in a united Europe, have already been severed.
Australia has gradually begun to appreciate its geo-political position in the Indian-Pacific region
(and the money-making opportunities for a sagging resource-based economy in allegedly

booming parts of Asia). Whence the main idealistic proposal: for an independent republic,

decoupled from Europe, assuming its own (prominent) place in its geo-political regions. In
principle at least, place and region begin to assume, or resume, some of their neglected, but
historic, significance (however that is not how it is yet seen).

Most proposals for constitutional and federal reform fit within that limited idealistic
conception. One important proposal, advanced by established political players, their most
radical proposal so far, includes abolition of the present states. Such a proposal would clearly
represent a welcome step in anarchist directions, were it not regularly offset by the idea of a
strengthened central state.13 Supposing this latter unfortunate idea is bracketed for the moment,

13

Anarchists can even rest (if uneasily) with a constitution, so long as it provides for an
organisation, Australia Inc. even, sufficiently different from a state and its authoritarian trappings.

5

♦&gt;

then what is being seriously considered already starts to look like a much more rational
regionalism than what presently prevails.
The present states of Australia are undoubtedly an anachronism, based on accidental

boundaries of a contingent colonial history. They are ecologically irrational management units,
utterly failing to reflect ecological regions. Yet the states possess extensive environmental and

other management powers, inappropriate ‘powers which derive from what was largely a
political bargaining process conducted a century ago.’ Another effect of inapposite state-federal
arrangements, especially ‘funding arrangements, has been to lock out local government and,

more importantly, local communities. ... local communities must be given greater control over

those decisions of government which effect their lives ...’; the opportunity ‘to design and
provide the services which are needed locally.’14
At this stage of the dialectic McPhee slides easily and naturally from localism to

regionalism.
A glance at the map reveals natural regions for local government on a viable scale [an
optimistic contention]. Some cross State boundaries, and I would envisage that State
governments would be replaced with regional governments. These would be more
akin to larger local governments and would certainly not have the trappings of the
States. They should not have parliaments and the expensive, unwieldy and inefficient
bureaucracies which characterise our States. They should have a small number of
full-time councillors ... Regional governments should be solely accountable to their
ratepayers ...15 .

So far so good: however McPhee thereupon begins to infiltrate stock (small Z) liberal

management assumptions. Nonetheless the basic idea to retain is simple: that of ecologicallyrational local and regional rearrangement of anachronistic state partitions.

regionalization should be greened, as reform should be radicalized.

But that

More generally,

opportunites now present themselves to insert more radical ideas throughout the debate about

Australia’s future directions.

For much has been left off political agendas for change, not merely environments and
habitats of their less prominent or noisy inhabitants, but also such issues as rights and liberties,

transformation of antiquated legal and executive frameworks, and so on. Omission of (human)
rights is especially remarkable in states such as Australia, whose constitutions astonishingly do

not mention at all (what is however often supposed to justify states) individual rights, such

rights only being ensured, so far as they are, assumptions from uncodified common law, by
14

All quotes in this paragraph are drawn from McPhee. An address along similar lines to the Hon.
Ian McPhee, also proposing abolition of the states, was delivered by the former Prime Minister
R.G. Hawke. Hawke's speech, by contrast with McPhee's, attracted much media attention, and
though facilely dismissed as “unrealistic” by some practicing politicians, appeared to gain a good
deal of support.

15

McPhee ibid.

6

indirect routes (statutes regarding treatment of minorities and the like). Nor do the political
camps pushing limited change speak of rights or liberties; a very limited conception of

adjustments required prevails (though without rights and liberties and a generous public sphere
there is little, and little prospect of, justification for a state at all). Accordingly political agendas

for change need to be conspicuously broadened, to accommodate a decidedly more ambitious
range of constitutional and institutional redesign.
2. A project within a project: radically reshaping Australian institutions.

Academic entrepreneurs have also responded quickly to proposals for constitutional and
institutional changes. Early to scramble on the bandwagon was the institution to which I am
affiliated, the Research School of Social Sciences, Australian National University, with its

ambitious decade-long project, Reshaping Australian Institutions: Towards and Beyond
2001.16 One small part of this project does connect with the republican push, which no doubt

helped inspire it and gain its funding. The academic version of republicanism furnishes an

institutional and historic setting, tracing its roots back to ancient Rome, and thereby linking in,
what admits much modem adaptation, notions of citizenship and civic virtues. But most of the

project is independent of any republican reorganisation.
The Reshaping Australian Institutions project is presented in predominantly reformist

fashion, unsurprisingly. It is supposed, for instance, to ‘provide major input into evaluation
and reform of Australia's institutions’; indeed it is explicitly ‘aimed at contributing to Australian
constitutional reform’.17

Nothing however precludes consideration of reshaping or

transforming Australian institutions — those of the whole ecological region — in a unreformist
and possibly unconstitutional way, in a radical way.

Admittedly, the rough boundary between reformist and radical routes becomes even more

blurred when the constitution of a country is open for possible major reconsideration and much
political infrastructure may be altered. Nonetheless, from the perspective of a strong central

state, the stock boundary stands intact. For reformist changes would amount to comparatively
small adjustments leaving the state substantially intact. For example, a minimal transformation,

16

A recent brief description of this two million dollar project, now outlined in several places, is
given in Tynan, pp.17-19. Fuller descriptions are available from a main coordinator of the project,
J. Braithwaite, Law, RSSS, ANU. One of the many strands (17 at last count) of this project is an
environmental (or green) strand.
The immediate predecessor of this article was presented in a workshop at RSSS on green political
theory, arranged under the project. That accounts for some of the otherwise puzzling structure of
what has eventuated. Another earlier version was tried out at Ecopolitics VIII, Pacific Visions,
held at Lincoln University, Christchurch, New Zealand, in July 1994.

17

‘Reshaping Australian institutions: towards and beyond 2001’ in Tynan , p.17, italics added.

7

of the sort presently much favoured, from constitutional monarchy to Australian republic,

though entailing non-negligible constitutional redrafting, need only amend the roles of a few
elite power- and position-holders. By contrast, radical changes would substantially alter that
strong central state, perhaps (as will be proposed) eliminating it altogether.

There are appealing reasons for attempting wider, more radical investigations. For,
firstly, there may be more satisfactory institutional structures not accessible, or even visible,

along normal constitutional reform routes. Secondly, there is a demand, a small but growing
demand from green directions for instance, for radical institutional change. It would be

prudent, then, to make some investigation of the options, to assess their prospects. Thirdly,

reflection on such structures would certainly be part of a more comprehensive study of and
theory of institutional design, which the Reshaping project also presents as an objective.

Fourthly, much more controversially, major environmental problems cannot be satisfactorily
solved along merely reformist paths. For states, what are reformed, states themselves are

ecologically dysfunctional. In practice this appears obvious enough. Simply reflect upon their

environmental records; these are even worse than those abysmal records compiled for human
rights. But the practical case can be argued in detail in a state by state way, or less laboriously,

through the familiar rough classification of states into first, second and third world states. In
main third world regions, the rise of the state has seen the serious decline of environments.
Those third world states that have not largely destroyed their natural environments are in rapid
process of doing so. The activities involved are, furthermore, not merely tolerated by these

states but are usually actively encouraged (e.g. with state participation or by state concessions,
as through taxation advantages, subsidies, export incentives, etc.).

Further, the role of

exploitation and plunder of remaining natural “resources”, and depletion of “biological capital”,
by third world states, most of which are now trapped in debt and structural adjustment, has

increased many-fold in the last two decades.

How destructively second world states of eastern

Europe treated their own (and also other regions’) environment, how they over-expoited and
polluted them, has recently been much publicized. While the recent record in first world states
is no doubt marginally better, many of these states dominated their natural environments and

their wild inhabitants in the past, and have heavily polluted and congested their urban and
industrial regions. Nor does their present record gain an environmental pass. For example,

those that have any natural forests (similarly fisheries) left are in the process of eliminating or
degrading most of what remains; most are failing seriously in meeting (their own) targets on

greenhouse emissions, and so on. More theoretically, it is unlikely that states, increasingly

focussed narrowly upon shallow and short-term economic agendas, will or can deliver

satisfactorily environmentally. A prime reason is this: states are ineluctably committed, more
and more as their populations expand, to high levels of economic activity characteristically to

0

economic growth of sorts which impact heavily environmentally, inducing inevitable

degradation.18
Accordingly, there are then, or should be, two bands to any green (or environmental)

strand of a restructuring Australian institutions project: not merely an important reformist side,
but as well a radical spread. It is part of this underfunded and undersupported radical spread

which forms the main object of investigation in what follows, that part that relinquishes present
state structures, in favour of more environmentally benign institutions - which no doubt can be
designed, even if not so readily brought into practical operation.19
In order to reach radical redesign ideas quickly, let us touch only lightly upon some of the

more distinctively green reasons for this anarchoid quest (familiar anarchist reasons stand: the
illegitimacy of present states, the undesirability and severe disutility of states, which typically
are highly destructive and corrosive institutions based on concentration of power, hierarchical
authority, massive coercion, manipulation by economic elites, technobureaucracy, utilitarian

rationality, and sundry other evils.20) As indicated, present states are incompatible with stock

ecologically sustainable practices, because of their heavy unrelenting commitments to shallow
economic growth. More generally, standard states and their practices comprise very significant
parts of environmental problems, but quite insufficient parts of any solutions. Moreover, states
constitute an enormous and destructive drain on regional environments, a feature particularly

evident in smaller states which are always looking out for revenue-raising expedients for their
own expensive running.

Apart from those greens who have recognised the excessive environmental costs of states

and their heavy demands on environments, and thus or otherwise have come to recognise the

desirability of their withering away, there are many more who have become ambivalent about
states, who appreciate their very problematic character and very questionable legitimacy, but do
not see yet how to get along altogether without them, or more exactly (to indicate thereby a

partial resolution) without certain functions that they serve. Indeed to point immediately

towards a resolution of this crucial problem, the functional dissolution idea advocated is this:
that the functioning parts may be separately utilized without the colossal whole. The state is not

18

This theme, that states are normally ecologically dysfunctional, is documented and argued in detail
elsewhere; see e.g. Carter and especially Sylvan 96. On the dismal environmental records of
particular states see Ponting. For shocking figures and illustrations as regards environmental
exploitation in third world states, see Bello, pp. 57-65.

19

Nonetheless practical revolutionary displacement of the state is not so remote, or difficult, as is
generally supposed.

20

To adapt a referee’s trenchant summary. For detail on some familiar anarchist reasons, see Burnheim
and above all Marshall.

9
an organism the functioning parts of which must fail without the whole. So it may well be the

enormous fat of state can simply be shed, to great advantage.

In any event, ‘the State is a social institution’, always ‘within’, Marxists continue, ‘a
concrete historic setting’.21 Granted, it is an institution. For an institution in the relevant sense

is ‘a society or association for the organisation or promotion of some particular object or
function’.22 Institutions include therefore the state, the central state. So it too is up for

reshaping, radical slimming, and possible removal in a concrete historical setting, such as late
twentieth century Australia. Whittling away the state means in turn dismantling corporate
capitalism, which now dwells in symbiosis with the bureaucratic state, and also much else,
often environmentally undesirable, that the state affords a supportive framework for and enables

to flourish.
Ideas and schemes for radical redesign are already available from rich anarchist and

socialist sources, those for green design and reshaping from growing and diverse

environmental sources. In main part, then, radical ecoredesign is a matter of convivially
meeting (not joining) the two, an intersection that favours anarchist inputs. Something of the

sort has already been attempted, in an environmentally shallower way, in eco-anarchism, alias
social ecology, and in a deeper way, in deep-green social theory.23 Moreover, it could be
attempted in other kinds of deeper green theory—itself really a plurality of theories, which
however does not itself force radical ecoredesign, though most variants would support it. Thus
Naess's “deep ecology” for example, which is not so far politically radical, only strongly
reformist, could (and should) be given a radical turn.24

Concentrating upon the radical spread of deeper green theory does not preclude

concomitant reformist investigation and activity. Both sides of the green street should be
played. Reformist opportunities should of course be pursued—incremental change, social

engineering, “ecologizing” economics, greening bureaucrats, lobbying politicians, and like

activity (but better really to cut through much such pleading and obiesance and be rid of
politicians and bureaucrats). There are many reformist proposals being advanced for the
greening of Australian federal institutions—with but few so far having much impact on

21

Thus, Green p.61, who adds quite wrongly that Proudhon and his disciples do not see it that way
‘but as an abstraction and aberration’.

22

Adaptation of the Oxford English Dictionary. An institution is, so to say, an organitution.

23

On social ecology, see Bookchin 90, and for information on deep-green social theory, see Sylvan
and Bennett 94 and Routleys 80.

24

As to the political character of deep ecology, and why it should be turned, see Sylvan and Bennett
94, where an expose of the political theory of Naess's ecosophy is presented.

practice.25 Nonetheless, more limited, more constrained, proposals of this sort certainly have a

better chance, within the prevailing paradigm, of making a difference than radical redesigns, too
smartly dismissed as “unrealistic” or “utopian”. No doubt the normal “reshaping institutions”
investigations are rightly focussed then upon institutional reform, not upon revolutionary

reshaping, where much freer scope for redesign is offered. However the real possibility of

radical change should not be excluded; green radicals should be prepared. There have been
various opportunities for revolutionary change in Australian history, the last occurring,

according to some historians, with the ignominious fall of the Whitlam government. There
may well be opportunities again both in the near and intermediate future, especially should some

solid work be put into propagating the prospect. In the near term there is economic disarray,
social fragmentation, and constitutional destabilization; in the longer term increasing ecological

problems and expanding eco-catastrophes loom.

Under present incremental reform and regression, for all the spasmodic environmental

rhetoric, comparatively little in the way of radical green change occurs or can be expected.

Witness, for comparison, the snail pace of the establishment movement towards a rather
minimal grey republicanism in Australia, or differently away from meeting carbon-reduction
commitments. It is increasingly doubtful, given prevailing responses to economic and other
difficulties, that present structural and systematic problems confronting Australia, for example,
will be satisfactorily addressed, environmental problems such as extensive and expanding land

and water degradation not least. Furthermore, under more incremental reform, the sorts of
problems concerning reorganising society in deeper green ways, problems that provide
subsequent topics, would likely not arise. So in getting beyond more muddling along, do
imagine fairly free scope for institutional eco-redesign is somehow dispensed. One nice

corollary is that once it is worked out where to go organisationally, it is much easier to ascertain

how to arrive there.
3. A basic problem of structure: central or decentralised organisation?
There are large and immediate advantages in pursuing a problem-oriented approach to
redesign. That approach, which will tend towards anarchoid outcomes, will be anarchistically

guided in this respect: Unless there is a genuine problem, already causing difficulties or

developing, nothing need be done; otherwise let things alone, let Being be.26 On this non­

25

There are many many narrower economic and technological proposals. One of the more interesting
wider proposals comes from an Opposition not noted for its green initiatives and commitments, for
an overseeing Department of Sustainable Development, a Department that could see to the
greening of all federal institutions.

26

To echo also Heideggerian wisdom. The non-prejudicial term ‘anarchoid’ is deployed, not because
what emerges will not be anarchistic (as characterized in Marshall and in Sylvan 94), but because it

11
managerial low-work approach a good deal of structure presently inoperational, and of idle
regulation presently enacted, can be removed; organisational arrangements can be very
significantly down-sized.

The leading methodological idea is that enough relevant

(biodegradable) structure is introduced to resolve organisational problems, but not substantially
more. Organisational oversupply and waste is thus avoided. Moreover, much structure that

keeps so much environmentally destructive industry in business is likewise shed.

Among basic problems for deeper green theory are those of political reorganisation and so

of organisation. Evidently institutions, and their types, are critical to such organisation. And a
major organisational problem for any putative green society concerns structure', to take a critical

case, whether society is centrally organised (concentrated, bureaucratised, hierarchical, large-

scale and so on) or decentralised (dispersed, non-hierarchical, small-scale and supposedly
beautiful, and so on).

This focal problem, to centralise or not to centralise, is sometimes presented as a serious
dilemma for concerned green theorists.27 The binary horns of this dilemma are respectively: on

the one hom, the pull (or push) to localisation and regionalisation, to non-anonymous smallscale low-impacting environmentally-friendly arrangements, to diffusion of power and
dismantling of the incubus of a central state with its crippling costs and unfriendly practices; and

on the other horn, the need for continuing and further central income generation and welfare
(re)distribution, central regulation and control, and the pressures to environmental reliance upon
and use of the central state.28

The dilemma has been trenchantly posed as follows:
... the demands of the Greens sometimes appear contradictory, in seeking increasing
environmental regulation and welfare measures... alongside a halt to industrial
expansion, the very source of income for the welfare state. Yet the expansion and
further centralization of the bureaucratic state apparatus is neither their overt goal nor
covert motivation. Quite the contrary. Their genuine long term vision is of a
decentralized, steady state society of self-sufficient, relationally autonomous (albeit
interlinked) regions.29

departs from standard forms of anarchism in significant respects, not least in planned political
organization. In this exercise organization is of the essence.

27

As by Jacobs of The Green Economy, who has posed the problem sharply, as part of an argument
however for retaining the central state (and much of present status quo arrangements).

28

Environmental reasons for favouring small-scale bioregional organisation are nicely gathered in
McLaughlin, chapter 10.

29

Unknown source.

12
As it happens, not only does the theoretical and utopian literature run both ways, towards and

away from centralisation, but so does practice and experience. As to theory, anarchisticallyinclined presentations tend to favour decentralisation, perhaps with some central compensation

through federation (thus recent Blueprints, ecotopias, and so on), whereas socialisticallyinclined presentations invariably opt for powerful central states (to control and redistribute

grander social programs, etc.).

As to practice, there are local councils, community

organisations, residents' groups aiming to keep out, or to remove, the state-sponsored nuclear

plants, toxic waste incinerators, waste dumps or super-highways, on the one horn; and, on the

other, central states blocking, modifying, or regulating local or regionally promoted schemes
for large dams (e.g. Tasmania's Franklin), forest exploitation, pulp mills, strip mining, and so

on.30
To some extent, the way the problem has often been re-presented, in terms of a dilemma

between top-down and bottom-up structure and power transmission, already points towards a
theoretical resolution: namely, both, or rather enough of both. But how is this combination to

be achieved? An answer does not fall out by pure reason, operating in isolation from other

problems. By taking advantage of information gathered from other connected problems, a
promising answer can be teased out. Neither standard socialism nor anarchism afford answers,

socialism because it leaves the central institution of state intact. But standard anarchism, much

more promising, does not resolve the problem either, because federation, as usually explained,
does not leave enough structure; it may not even concede sufficient power to delegates to
constrain exploitative local communities.

A solution to such dilemma lies through a combinational strategy, which includes partial
dissolution of the central state, into its actual organisational functions in each region. While

removing the state, itself source of several environmental and social problems, and its
concentration of power, invariably under environmentally unfriendly control, functional
dissolution nonetheless retains its apparently essential services, including (where necessary)
those of environmental regulation. Relevant continent-wide functions would persist or be

introduced: for example, services controlling inflow into Australia of damaging forms and
materials such as toxic wastes and exotic pest species, or regulating outflow from Australia of

native wildlife and flora. In part, ecoregional functionalism offers a radical continuation of the
separation ofpowers of recent historical process, of church and state, legislature and executive,
and so forth. As these functions come to operate separately while remaining coordinated, so

would those functional arrangements and institutions dissolving the state.

30

Much turns on the exploitative character of certain local and regional communities, their get-richquick schemes, what they are prepared to do to survive in old or superficially affluent ways, and so
on.

13

It is a major illusion of modem political theory that a central state, ceded monopolies on
coercion, currency, taxation and so on, is necessary in order to secure adequate supply of

public goods, including public order and environmental regulation. To the contrary, the most

that appears required, the most that arguments would support, is some network of specific
organisations functioning to look after specific kinds of goods and services, those necessary for
this or that, that are not otherwise supplied. There is no inherent reason why communities

should not institute and regulate specialised bodies coordinated among themselves (by
negotiations or, failing that, through recognised arbitrators) to ensure the adequate maintenance
or production of various types of public goods, including control of damaging crime. Each
such institution could gain community standing from its support base, for instance through

achieving democratically-generated recognition. Such an institution would aim to secure

execution of its recommendations and decisions by sanctions and like admissible means, and in
doing this it could mobilize in co-operation with communities and with other recognised
institutions.

There are many examples of such institutions operating successfully both

regionally and internationally; for instance, those for postal and communicational arrangements,
international sporting bodies, international academies and clubs, environmental and consumer

organizations.31
4.

Selecting satisfactory political arrangements within the span of anarchoid

options.
Anarchoid options come in a wide variety of forms, including, among others, both right­

leaning individualistic or capitalistic varieties, and left-leaning social or communitarian

varieties.32 A suitably generous political pluralism will allow for all these forms, while not
encouraging all, as they are of very different merit. For example, some may be neglectful or

repressive of some of their inhabitants, or destructive of their environments; others, superior in

31

This passage borrows from the summary in Burnheim 86 p.221 of Burnheim 85. For much fuller
elaboration see Burnheim 85 and Sylvan 94.
The critical issue of funding administration, without a coercive taxation system, is also broached in
these places (and developed in Sylvan 96). The broad proposal is that low-cost administration,
much of which would be volunteer, could be funded by rents (there would be no property in land
and resources), use charges, and fines.

32

There are many more varieties of political systems than much recent theory has cared to concede.
For example, to take right-leaning dimensions, all of individualism, market-organization and
capitalism function substantially independently. There can be markets without capitalism
(characterised through opportunities to accumulate capital), and conversely, capitalism without free
market arrangements. And so on. Most historic and modern systems, upon which political theory
has tended inadmissibly to concentrate almost exclusively, are hybrid arrangements with mixes of
different elements drawn from both “left” and “right”.

14
these socio-environmental regards, may not be. Dismantling or deconstructing a state does not,

on its own, make a sharp selection between alternatives. No doubt the hope is, what can be
striven for, that adequate designs are sought and adequate selections made, that inadmissible

forms rapidly perish. Those remaining forms that are admissible can be ranked; for instance,
they might be graded according to defeasible criteria based upon “pillars” of German green

movement such as environmental sensitivity, democratic institutions, and nonviolent practices.
While right-leaning anarchoid arrangements could work in theory (e.g. under what is

improbable, benevolent capitalism), they are unlikely to succeed in practice, for several reasons.
Consider, to illustrate in outline, why that much promoted rightist form, market (or “liberal”)

capitalism is unlikely to serve. For one reason, an intrusive state is likely to emerge, with state
controlled and state funded standing military and police forces, needed to defend capitalist

interests and accumulation, to protect private property, to uphold endemic social inequalities,
and to enforce particular market and trade structures, with a substantial and heavy taxation

system to fund these forces and a corresponding bureaucracy needed to administer and regulate
these and other institutions, such as those required to guarantee that capitalist liabilities are
strictly limited and to keep markets (far from self-regulating) unclogged, “free” and competitive.
Not only are anarchoid conditions thus violated, so are those for benign green societies. In

normal practice, market capitalism tends to be highly environmental exploitative, as modern

history demonstrates all too plainly (plainly too it is not alone in this propensity, so are other

modem statist systems). Furthermore, given the sorts of humans these systems tend to elevate,

and exalt, and the sorts of practices (including extravagant consumption for all that can afford it)
they encourage and sometimes even enforce, extensive exploitation is to be expected and liable
to persist. At least that is so without, what is thereupon required in a self-reinforcing spiral,

further state intervention to distort “natural” capitalistic incentives and institutions, to limit

practices on private property (thereby effectively altering the institution), to establish new
instruments and commodities such as pollution licences, green investments and futures, and so

forth.33 Even though a shallow greenness can also be sprayed upon parts of market capitalism
(factories in fields, forest reserves retained for tourists, and so on), and some green showcase

exhibits tacked on, environmental depth cannot. Shallowness is both an inevitable consequence

of the justifying socio-economic theory, and also an expected best outcome of practice.
Accordingly in institutional design it is much more promising to look in democratic left­
leaning directions. For, as argued, it would be rash to gamble upon any bright new dawn of
environmentally and socially benign market capitalism, which in any event could easily revert

back towards dark industrial times. However, very similar arguments to those sketched could
33

Infiltrated, along with propaganda on behalf of such instruments, is much mythology, including
acclaimed environmental virtues of private property and privatization generally.

15

be developed as regards centralised socialism, especially as untempered by democratic

procedures. While island communities of a wide range of varieties are naturally not excluded
under anarchoidal pluralism, brighter continental prospects lie through modifications of

democratic sociality, which appears to permit much of what is sought in design.
Under duly decentralized social organization, each requisite function would be carried out

by some association of agents comprising operative and support staff (that is, as regards bare
formal structure, more or less as now, in institutions like departments and corporations). For

direct accountability downwards, and also to ensure desirable separation and dilution of power,

upper operatives, those of a directing or steering committee (the nervous system of the
organisation), would be democratically selected (from a relevant lower level constituency, and
from the whole people of an ecoregion in case of a typical bottom level institution). Note well

that selection is not election: election is but one method of democratic selection, and often
enough not an altogether satisfactory method. The point of some sort of democratic selection,

as a guiding though not invariant rule, is manifold: it is in part to ensure due accountability, in
part to prevent unethical accumulation of power in special classes, and in part for reasons that

devolve from the very notion of democracy itself.
In brief, certain forms of democracy offer promising prospects for green reorganisation,

particularly within complementing left-leaning settings where those forms can function in

favour of sustainability. However even with an informed democracy in place, there are few
guarantees. Some structure, such as limited executive power separated from judicial and
administrative functions, needs to be set in place to block or retard worse eventualities (such as

mob actions, selection of tyrants, mistreatment of noncitizens and so on). Even then several
thorny problems remain for any deeper green political reorganization.

5.

Problems of chauvinism and present-time bias in democratic political

institutions.
In modem usage of the motherhood term democracy, two main lines are visible: included

are not only forms of political organisation where ‘power [is presumed to] reside in the people

as a whole, and is exercised either directly by them ... or by officers [selected] by them’, but
‘often more vaguely denoting a social state in which all have equal rights, without hereditary or

arbitrary differences of rank or privilege’34. It is on the basis of this second line that the call for
democracy has operated to remove chauvinism and discrimination of a range of forms: against

unpropertied minorities, nonconformists, women, blacks, tribals, and so on. Even so pursuit

34

Oxford English Dictionary entry 1, main entry. These two lines are by no means the only
distinctive lines now visible: increasingly conspicuous in calls for “democracy”, notably in Asia,
are calls to freedom and rights: not merely for basic legal freedoms such as free assembly, fair
process and so on, but for freedom to access information (the “right to know”).

16

of the line, where successful, has not generally conferred adequate representation and rights on
several of these groups; but, more important, pursuit has stopped short in its inclusions at
certain humans, such as those granted citizenship—though relevant interests of many other

creatures and welfare of many of other items may be affected by what those citizens elect to do.
While democratic voters can perhaps be entrusted to take some account of those near and dear
(within remarkably sharp limits, as the situation of women in many regions still shows), such
as those deemed incompetent to vote: the young, deranged, and so on, much evidence reveals
that they cannot be relied for what is less near or dear (and indeed are easily herded into casting

their votes in accord with a shallow mercantilism). Consider what gets left out, outcasts of

even perfect democratic control:• spatially distant agents. For example, the interests of many humans outside USA are much

affected by practices of the US government, which however is outside their democratic reach.
• temporally distant agents. Since the past is past, it is future agents who would be affected,

often drastically affected, by present practices, that matter. Some way of taking due account of

future agents, their interests and welfare, is required, even under shallow long-term ecology,
that is under lighter green positions. Sustainable development has been regularly diverted
into—what is part of what it is about—such a way, an indirect and so far utterly ineffectual

way.

Much more of importance is also excluded according to deep-green theory:
• creatures with interests, other than present human citizens, and
• items with welfare, but perhaps lacking interests. The category includes items with intrinsic

value, whose value can be effected, made to fare worse or better.
A major problem, little addressed, is how to take due account of such democratically

excludeds. It is a problem especially for deeper green theories: that deep problem is, so to say,

how to obtain satisfactory representation of all that is of value in the natural world? That way of
putting it, while a little misleading, does point to a particular type of resolution.

Problems special to deep ecopolitical theory, include, that is, issues as to adequacy of
representation of items of value outside those humans that are represented, representation of

their interests, where they have them, of their welfare otherwise, of favourable conditions for
their sustenance, continuation and retention of value. Democracy of discussed modem sorts,

whether representative or participative, will not serve these purposes at all satisfactorily. For

instance, insofar as party-political representative democracies represent anything (even human
“bottom lines” as is sometimes erroneously supposed), they appear to represent primarily

interests of certain business-allied elites. Among the issues are of course those as to adequacy
of retention and protection of nonhuman items of intrinsic value, tropical forests and their

inhabitants and elements for instance.

17

As observed, there is really no organisational alternative to proceeding with and through

agents, preferably well-disposed and quality agents. It is hard to guarantee either politically.
As agents are but a subclass of what requires democratic representation and what should have

its welfare or interests considered, how are the rest to be taken care of satisfactorily? There are
significant older responses to like problems, through totems and taboos, guardians and

constraints. Looked at one way the problem repeats, more or less, a familiar problem: namely,
how in larger constituencies do decision-making agents represent the whole mass of agents and
others in the constituency? A main democratic answer, designed to avoid many shortcomings
of alternatives, was: by representative means—only “representation” was almost never taken
seriously or literally enough. The sorts of considerations that made representation a promising
resolution make what is to be proposed—where representation has, in any case, to be expanded

—also promising. A key principle is this: all relevant items are to be represented. Relevance
criteria enter importantly. Steering committees of lower level institutions among the main
decision-making bodies should be appropriately representative of all items whose welfare is
affected by their decisions (principle of deepened demanarchy).

Under more equitable

arrangements, then, some decision-engaged agents will have to be selected as representative of

relevant classes of excludeds. Electoral arrangements do not so readily allow for such;
sortition, well-designed selection by lot, does.35 Of course, however good the selection
processes, however disinterested and well-intentioned the agents selected, some bias may

remain. Nonetheless prejudice and maltreatment can be much reduced.

As already hinted, deepened representation is not the only promising resolution of the

present problem that might be tried. Another, which could be attempted either separately or
concurrently, operates through the directive of ecologically sustainable development, requiring

as a constraint, not only intergenerational equity but also preservation of items of ecological
value.36 It might be suggested that such a directive be made mandatory, applying to all relevant

steering committees. But, as already evident, there are severe obstacles to getting such a

directive properly implemented. (In prevailing oligarchical circumstances, even very dilute

versions are worth pressing for however, as they would offer definite improvements upon what
presently happens.)

6.

A fundamental dilemma for deeper green organization: democratic or

authoritarian procedures?

35

No doubt there are electoral approximations; e.g. candidates in separate classes for each category to
be represented.

36

For elaboration of this option, see Sylvan and Bennett 94 and its sequel.

18

There is strictly no logical space for a deeper green democracy, according to Saward for

one. For there is a clash, an essential tension, between democratic procedures and deeper green
values and commitments, notably to intrinsic values in nature. The main drift of the argument is

that green values, which are mandatory for deeper greens, require for their implementation anti­
democratic, indeed authoritarian procedures; otherwise they cannot be guaranteed.
This nasty conundrum for green theory over democracy, which the theory typically

sponsors, is put in

sharper form as follows:37

Democracy concerns procedures,

environmentalism certain outcomes. What guarantee can there be that the procedures will
deliver the outcomes? What guarantee that democracy would yield a way of protecting

environments?
However the type of situation is worse than a matter of guarantees, which greens are not

really seeking and could not in general expect. (For here as almost everywhere else, things can
go wrong. Anarchism especially supplies few absolutes and little certainty.) It is a type of

situation, moreover, which effects not only environmentalism but any sort of social and other

amelioration, and even democracy itself. For democratic procedures may yield unsatisfactory

and even anti-democratic outcomes.

Unfortunately there are few or no guarantees that

meritorious forms will eventuate or persist. Political history itself copiously illustrates that.

But it can be argued theoretically. For example, succession of regimes must occur (owing to
finite lifetimes of power-holders, etc.), and in successional transitions deterioration can occur;

nor are there effective mechanisms that can exclude decline absolutely. Democratic procedures

of certain sorts offer better controls, and better prospects of satisfactory transition than most
others available, but even they afford no cast-iron guarantees of adequacy, and they are beset by
paradoxes of their own. With inadequate democratic structures plausible scenarios are easily

designed where just such outcomes occur, for instance as in what has been called a “paradox of

democracy” where a constituency elects an anti-democratic tyrant.38
A concerned attempt is made by Saward to mount a destructive version of such a paradox
against deep-green political theory (which he darkly calls ‘dark green’). The version is based

upon holism and intrinsic value requirements, coupled with democratic demands, of deeper

green theory. In clearest form, the version runs as follows: Holism implies consistency or

compatibility. But intrinsic value maintenance and democracy are not compatible, under evident
conditions (e.g. democratic procedures result in diminution or destruction of intrinsic value).
Firstly, partial confirmation for this explication:
37

Goodin, condensing Saward, p. 168.

38

Such paradoxes of democracy, and variants thereupon, are presented trenchantly by Popper, and
presumed nullified in Sylvan and Bennett 90. Improved structures can undoubtedly much reduce the
likelihood and problematicness of paradoxical overthrows.

19

[The green imperative] usually contains a number of elements, variously
economic, political, social, geographical, religious, and so on. Its force
comes partly from the holism it embodies, and partly from its basis in the idea
of the ‘intrinsic value’ of nature. Holism implies that the various elements
which make up the imperative are compatible. The elements of the imperative
gain their importance, and their links with each other, by being referable back
to a common, intrinsic value of nature. It is at this point that we can pick up
the position of democracy or ‘direct democracy’ in lists of basic values set out
by greens. [These goals are the elements of the overall green imperative, and
gain their importance from both the holistic nature and intrinsic merit of the
values which the imperative represents]39

*

As should now be plain, and is becoming plainer, consistency is not an invariant desideratum,
and not to be insisted upon; coherence is what is “implied” and what supersedes consistency.40
As more than a century of Hegelian theory should have revealed, there can be inconsistent

wholes.

A further key assumption in the argument is that guaranteeing that intrinsic value is
protected (or like absolutes sustained) will require undemocratic procedures, such as
authoritarian ones.

An underlying assumption (soon to be rejected, for instance as

incorporating an offensive false dichotomy) is that only undemocratic, authoritarian procedures

fit with deeper green imperatives or givens.41 Several illustrations are offered of inconsistency
of green imperatives with types of democratic procedures—none of which tell, without testing

adaptation, specifically against deeper green positions.

A first illustration is directed against Porritt:
A direct democratic procedure (is not) compatible with imperative goals like
‘local production for local need’, ‘low consumption’, ‘labour-intensive
production’, and ‘voluntary simplicity’ (other items from Porritt’s list).42

Against this and other illustrations, it is worth emphasizing goals resemble objectives and
targets; goals are goals which are not mandatory and by no means always achieved, especially if
the achievers, like present humans, fall short (e.g. in ecological sensitivity) or their
organisational means and opportunities are inadequate. Observe too the oppositional attempt to

convert or to twist (since it is an up-grading by high redefinition) goals and programs and
principles—through ‘imperative goals’ and the like—into ‘imperatives’, ‘prescribed outcomes’,

undeniable principles, ultimates. That attempt should be resisted.

A second example looks at an alleged
39

G. Saward, p.65; square bracketed sections are taken from an earlier circulated version of this
article.

40

See Priest and others.

41

G. Saward, p.63

42

Saward, p.66.

20
contradiction in the programme of the German Green Party. ‘Grassroots
democracy’ is one of the four ‘basic principles’ of the party’s ‘global
conception’. Another is the ‘ecological’: ‘Proceeding from the laws of nature,
and especially from the knowledge that unlimited growth is impossible in a
limited system, and ecological policy means understanding ourselves and our
environment as part of nature’. In effect, this means that certain outcomes are
proscribed from decision-making procedures. Such proscribed outcomes
must surely go well beyond any plausible list of outcomes which must be
proscribed in the interests of defending a direct democratic decision
procedure. Therefore, there is a clear contradiction between elements of the
value-set, whereas given the holism the green imperative is based on we
would have the right to expect these goals and values to be thoroughly
compatible.43

The last charge repeats the critical point already rejected, that holism implies consistency. A
further critical point should also be rejected: the flawed inference that ‘certain outcomes are
proscribed’. A political party in a democratic system has to be prepared to see its principles,
however spendid, overridden, certainly by other parties if they gain or hold political power.
There is a misconception too about principles (especially higher level principles) and their roles:

‘principles [too] can only be akin to [givens and] “laws of nature”, against which democratic
procedures must inevitably be traded off the board’. Sets of principles, which may themselves

turn out to be inconsistent, are hardly akin to natural laws; consider for instance reasons for

their revision, procedures for rechecking and revision, and so on. In any case, democratic
procedures are not traded away against laws of nature, which they may try to upset or suppress.
(Rather effort should be directed at informing the electorate and the like.)

To reinforce his case, Saward appeals to other authors who have advanced similar claims
(it is like appealing for confirmation of a newspaper report to other newspapers).
Boris Frankel accuses Rudolf Bahro of an ‘anti-democratic ’ vision of an
ecological society, given that politics as conflict will have no place in a sea of
‘givens’. He sees the dilemma as being similar to that of socialists—deeming
certain things as desirable in an ultimate sense, but proclaiming attachment to
democracy and the diversity it implies. Ophuls has stated the matter especially
clearly. The basic question about politics, he writes, is ‘Is the way we
organize our communal life and rule ourselves compatible with ecological
imperatives and other natural laws? ... how we run our lives will be
increasingly determined by ecological imperatives’44

In an ecological society, enough of the demos (members of democratic constituency) will hold
ecological attitudes and vote or select accordingly, almost by definition. Problems of effecting

change lie with unecological communities, which may not support ecological principles under

instituted democratic procedures (as presently in many places). Principles, and ecological
“givens”, stand, they remain ‘desirable in an ultimate sense’, but they are not followed and
43

Saward, p.66.

44

Saward, p.67. Note that only a very streamlined version of Saward’s case is being presented.

21
implemented, while revealed democratic preferences go unchanged. There need be no ‘anti­
democratic vision’, but rather an unecological praxis, which principled greens will work to

change.
The route is accordingly barred to Say ward’s
important conclusions...: that at best direct democracy[, and for that matter
indirect forms of democracy,] can only be at or near the bottom of value-lists
of greens. A commitment to democracy must clash with core green values
which, if taken on board, limit the range of acceptable policy outcomes
beyond these self-binding constraints that democracy logically requires.45
What Saward proposes instead is depressingly familiar: pragmatism, jettison intrinsic value.

Out therewith go deep-green positions.
... greens should not think in terms of overriding principles or [green]
imperatives. Indeed, it suggests that to think in terms of imperatives based on
arguments about intrinsic merit is unjustifiable.46
Fortunately the argument developed does not sustain the proposals. There is, to iterate a
central point, no internal or latent contradiction between (deep-)green policy objectives and

democratic procedures. Rather, green objectives would fail to be achieved without well-

disposed decision makers, who may not straightforwardly reflect any “will” of the demos. A
logical requirement on a realistic set of political objectives is that there are accessible
circumstances where they are realisable, where all elements of the whole would obtain. It
should not be required that there are are no situations where they may conflict, become

inconsistent.

It is certainly not required that they are realised, by whatever means.

A

community, as variously represented, can choose better or worse. There are many means
available, which it may shun (again there are no absolute guarantees), enabling it to choose
better, including improved structures, attitudinal change and consciousness raising, and so on.

In the end Saward too recognises the popular power of attitudinal change, thereby

himself removing his previous imposition of authoritarian means upon greens. There

45

Saward, p.68. The lead-in to Saward’s proposal was clearer in the earlier circulated version, which
ended in more precise (and dubious) form:

A commitment to democracy must clash with values that are inherent to
ecologism—and ecologism is about inherency, intrinsic values, laws of nature and
holism. Things—like democracy—that can only have instrumental value must lose
out to imperatives backed by inescapable canonical force.
46

Saward, p.75. Of course it is now put in terms of “imperatives”; it would be better expressed
simply in terms of (what did not figure in the earlier version) principles, policy objectives or the
like.

Opposition to deeper green political approaches often derives, as in Saward and in Goodin, from a
underlying shallow utilitarianism. The differences concern not only depth; they also concern the
rejection of individual interest bases, in favour of welfare bases and holism of deeper approaches.

22

*

needs, from a green perspective [and others], to be a change in political
culture such that it will be compatible with sustainability. This, of course, is a
familiar theme from green writing. How[?] ... It can only be the case that
‘political change will ony occur once people think differently or, more
particularly, that sustainable living must be prefaced by sustainable thinking’.
By abandoning foundationalist myths of intrinsic merit, greens abandon the
implicit arrogance that have made democracy such a tenuous part of green
political theory.47
But he overstates the attitudinal point, with ‘only...the case’. People can be politically led

(retardation, however, as distinct from genuine advancement, is more familiar); they could just
elect a green government which instituted, under permissible democratic methods, sustainable
living or the like. Worse still, his final ungrammatical sentence is a complete non-sequitur.

Attitudinal change may include coming to appreciate intrinsic merit in natural things other than
humans, and seeing through pragmatic utilitarianism.
7. Ecoregional demanarchoid reshaping of Australian political institutions: one
beginning.

Is such a radical restructuring as that suggested feasible? Initial investigations hold out
the hope that major problems for deeper green theory can be solved, at least in theory.

Investigations accordingly suggest that the project within the Reshaping Australian Institutions
project is viable and worth pursuing. A logical next stage offers sketches for a radical political

reorganisation of Australia.48 Evidently there would be many designs (thereby removing facile

jeers against “the blueprint”, a part of co-optative strategy for persistence with prevailing statist
arrangements). Among the many designs, some few, conforming to favoured principles,
would be selected for detailed study. If the study were attempted, most appropriately through

systems modellings, then flexibility could be built into modellings, so that even though only a
few basic designs were examined, many variations would be feasible. Not only .is systems

modelling particularly well suited to modelling network designs; it also further offers prospects

for computing simulation and implementation, and even some simulated political
experimentation. Furthermore, such modellings begin to give some grasp on the size and

47

Saward, p.77. There are further defects in this passage than those noted in the text. For one,
admission of intrinsic merit does not entail foundationalism. For another, such recognition of
merit—which is less liable to disturb democracy, or render it tenuous, than adherence to
Christianity—need carry no tinges of arrogance; to the contrary, by contrast with humanism it may
yield a certain humbleness.

48

Such design, well accomplished, would help considerably in revealing what is possible, thereby
providing a seriously neglected contribution to politics, itself sometimes presented, with undue
licence, as the art of the possible.

23

complexity of the task (a useful comparison is with World 3 modelling of the on-going “Limits

to Growth” project49, or, better, with a regionalized version of it).

To get started on such ecoregional design, for Australia, two broad classifications and
associated maps and charts are required:

• 1. an ecoregional classification, with partitions and overlays, for Australia and its continental
shelf. Observe that this classification would be hierarchical, as smaller regions merge into

larger regions; but it is a benign hierarchy of levels (it facilitates no accumulation of power or

wealth). Observe too that any such classification is far from unique. Plurality has already set
in, and a choice of classification (or a few choices) would have to be made, taking due account

of political organisational principles and objectives. Fortunately some of the preliminary
classificatory work has already been accomplished in Environmental Regionalisations of

Australia, where 3 broad classifications are presented and procedures for generating many more
given.50 For political purposes further classification attributes (e.g. demographic features) need

to be included.

Ecoregions provide the basis for spatially linked administrative and community units.

(Not all units need be of this sort; many contemporary arrangements are spatially unlinked). At
this stage a basic principle of decentralization and distributed and smaller-scale organization can
be invoked, namely

• subsidiarization: organisational functions should be allowed to fall down to (or to be pushed

down to) the lowest level compatible with their satisfactory performance. Thus, for instance,
most matters concerning such things as sewerage and primary education would be localized.

This subsidiarization principle, drawn from classical anarchism, has been widely adopted in
green planning proposals.

(It is said to have been applied by the Catholic Church in

administration of the Holy Roman Empire, whence the not altogether apt title derives. It is

presently being reassessed for use in that successor organisation, united Europe.) No doubt the
principle is open to challenge, for instance on grounds of efficiency, that larger size may prove
more efficient, of duplication, and so on.

But, the objective is not maximization of

technological values such as efficiency factors; instead it aims to satisize on a wider framework

of values, including holistic social arrangements. Presumably, however, undue duplication of
expensive administrative bodies is to be avoided.

Coupled with subsidiarization is another principle,
• direct accountability downwards: units should answer directly to regional constituencies. This

49

See e.g. Meadows.

50

See Thackway and Cresswell. Rudiments of a politically useful classification begin to emerge on
their 30 Group Regionalisation.

*

24

.contrasts with prevailing accountability (such as it is) upwards, through some indirect and

tenuous, centralized circuiting chain.

Naturally much more gets comprehended under

accountability, for instance openness of environmental accounting.
There are also principles interrelating smaller with larger regions, both bottom-up and topdown (or centre-down) principles. Among these will be

• representation of smaller regions in relevant planning institutions of more comprehensive
regions. Representation, appropriately regulated, would often replace anarchistic federation,
which as observed appears too weak for requisite environmental control.
The point needs no labouring that the classifications and principles are open to challenge

at every step; for instance, there is nothing rock-hard about the type of ecoregional classification

preferred, nor about social functions to be addressed.

At a theoretical stage that is

unproblematic: there are other (less preferable) models; elaborate your own if you want to and
can. In any case, it is to be hoped that a diversity in theory might be to some extent reflected in

some diversity in practice—with different regions and continents trying different arrangements,
with much less of the sort of cosmopolitan political monoculture that we are presently being
harassed toward, with much more resilient political biodiversity. Of course, not all political

forms (including stateless types) are equally desirable or satisfactory, and some (including
present state examples) are unacceptable. So there are bounds upon diversity. Moreover, what

suits one community or region well may not suit another to be satisfactory for it. So too there
are limits upon successful transfer of organisational structure; what works in one region may
require much modification in another, or may substantially resist transfer.

• 2 a social function classification, of those community matters that require explicit organisation

at some level. An initial listing can be compiled by consulting Australian metropolitan telephone
directories, especially the government sections that used to feature in the front (until a year ago).
What results under redesign and reorganisation would, of course, look very different from what
is listed. Parliaments, parties and all their supporting apparatus would vanish; the Australian

Bureau of Statistics will assume a new significance and independent role, and so on. But

which institutions are retained, which adapted, and so on, would depend on further social
organisational features, not yet considered here. The result would be a levelled pyramidal

structure, a flat-untopped network as depicted in the structural diagram below, not a power
hierarchy.

25

Structural diagram: a schematic depiction of organisational structure
(with some sample components indicated, but not all their network interlinkages displayed).

statistics
bureau

upper levels:
administrative,
executive,
research
ground level:
functional

selectoral
college

Australian
region
(federal)

immigration

control of
materials
inflow

super­
regions
(a to k)
interregional
transport

(local)
regions
(1 to n)
arbitration
bureau

upper
levels

rental
entitlements
office

resources
income
office

ground
level

water
systems

sewer
systems

hospital
systems

region 1

region n

While some requisite research has been undertaken upon how the various functional

bodies and decision-making committees can be selected and can operate51, insufficient

investigation has been made of the interrelations and adequate funding of the bodies and

institutions involved — whichever they are! For little such detailed anarchoid modelling has
apparently been attempted for any region anywhere. Evidently there is much to be done

51

Thus e.g. Burnheim 85. The present article is not only heavily indebted to Burnheim's work, but
overlaps on-going investigations on his part.

26
theoretically. Detailed modellings could bring issues down to earth, without setting things in

concrete; no doubt too they would disclose many further problems hidden in the detailing,

problems to which anarchoid solutions can however reasonably be expected.
Nonetheless comparatively little is likely to be done, unless requisite support is
forthcoming, support in the shape of researchers (research volunteers and students) and

research infrastructure (from research gifts, donations and the like). For such support, support

for investigating its own demise, a state is hardly likely knowingly to supply; nor are its
established research institutions. Insofar then as it is done visibly, it will probably have to be

accomplished largely outside state-supported and state-supporting infrastructure, such as
prominent university projects (like Reshaping Australian Institutions). Fortunately there are

now other structures, such as internet and radio communicational channels, that can facilitate
interconnections and interchanges of researchers, both regionally and internationally. On these
sorts of anarchoid communicational bases, networks of groups interested in elaborating such
alternative political modellings, both in theory and in practice, could be formed. Given the

dismal state of present political arrangements, almost everywhere terrestial, there is a great

need, as a very minimum, for networks of innovative researchers who share such goals.52

Richard Sylvan
References.
Bello, W., Dark Victory, Pluto Press, London, 1994.

Bookchin, M., Remaking Society: Pathways to a Green Future, South End Press,
Boston, 1990.
Burnheim, J., Is Democracy Possible?, Polity Press, Cambridge, 1985.
Burnheim, J., ‘Democracy, nation states and the world system’, New Forms of
Democracy, (ed. D. Held and C. Pollitt) London, Sage, 1986, pp.218-239.

Carter, A., ‘Towards a green political theory’, in The Politics of Nature. Explorations
in green political theory (ed. A. Dobson and P. Lucardie), Routledge, London, 1993,
pp.39-62.
Goodin, R., Green Political Theory, Polity Press, Cambridge, 1992.

Green, G., The New Radicalism: Anarchist or Marxist?, International Publishers, New
York, 1971.

52

To echo one referee. My sincere thanks to demanding referees for several helpful suggestions and
many improvements.

27
Jacobs, M., The Green Economy: environment, sustainable development, and the
politics of the future., Pluto Press, Concord, Mass, 1991.
Mackay, H., Reinventing Australia: the mind and mood of Australia in the 90s,
Hugh Mackay, Pymble, NSW, Angus &amp; Robertson, 1993.

Macphee, I., A new constitution?’ (excerpts from an opening address) NILEFA Newsletter,
Griffith University School of Law, June 1993.

Marshall, P., Demanding the Impossible: a history of anarchism, London, Harper
Collins 1992.

Me Laughlin, A., Regarding Nature, SUNY Press, Albany NY., 1993.

Meadows D., and others, Beyond the Limits, Chesley Green, Vermont, 1992.
Naess, A., Ecology, community and lifestyle (trans, and ed. D. Rothenberg),
Cambridge University Press, Cambridge, 1989.
Ponting, C., A Green History of the World, Sinclair-Stevenson, London, 1991.

Priest, G., Routley, R. and Norman, J. (eds), Paraconsistent Logic, Philosophia Verlag,
Munich, 1989.

Routley, V. and R., ‘Social theories, self management and environmental problems’, in
Environmental Philosophy (ed. D Mannison and others), RSSS, Australian National
University, 1980.
Saward, M., ‘Green Democracy’, in The Politics of Nature: Explorations in green
political theory (ed. A. Dobson and P. Lucardie) Routledge, London, 1993 pp. 63-80.
Sylvan, R. and Bennett, D., Utopias, Tao and Deep Ecology, Green Series , RSSS,
Australian National University, 1990.
Sylvan, R. and Bennett, D., The Greening of Ethics, White Horse Press, Cambridge,
1994.

Sylvan, R., ‘Anarchism’, in Contemporary Political Theory (ed. R. Goodin and P.Pettit)
Blackwell, Oxford, 1993.

Sylvan, R., Green Anarchism, to appear, 1996.
Thackway, R. and Cresswell, I.D., Environmental Regionalisations of Australia,
Environmental Resources Information Network, Australian National Parks and Wildlife
Service, 1992.
Tynan, L., The Institute of Advanced Studies, The Australian National University, May
1993.

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                    <text>RATIONAL DECISION THEORY WITHOUT PARADOXES

The uniform strategy applied to remove paradoxes in several other arenas - implication,
confirmation, conditionality, explanation, logic itself — will be adapted to defuse all the usual

paradoxes vexing supposedly rational decision theory. That strategy comprises, essentially,
changing the underlying logic (which is the source of central rationality principles of logical—

type) to a modest relevant logic. It yields two important components: removal of irrelevance,
particularly in derivatives of the logical theory, for instance in this case probability and
preference theory; and reduction of excessive strength, not merely in the logical theory and its
derivatives, but especially in this case in maximization principles.
Decision theory hitherto has been, virtually without exception, classical: it has

unquestioningly assumed classical principles of consistency and maximality. Well it might be

claimed that these principles - which derive from the very classical Great Chain of Being -

serve, with but few further impeccable principles, to deliver classical logic, its derivatives such
as standard probability theory, and much else. The universality of these formative principles is

however a myth, one of the pervasive myths of modem rationality (see MR).

1. Common (i.e. equivalent) consequences arguments, and Allais' paradox.

Common consequences arguments depend upon the substitution of common, i.e.
equivalent, consequences. It is evident that what substitutions are permitted will depend not
merely upon admissible logical substitution principles, but above all upon the underlying notion
of equivalence.
A basic substitution principle takes the form
A&lt;-*B,
F(A) /
F(B)

(S&lt;-&gt;).

It yields, as derived cases, such further inference principles as

A&lt;-&gt;B

f(A) = n

/

f(B) = n

and

A~B
/
G(A) = G(B),
given requisite vocabulary. But critical features of the resulting logics and theories depend
upon what the co-implication relation, &lt;-», permits; its strength.
Over dinner at a Paris cafe one evening during an international colloquium on risky

choice, Allais asked Savage a pair of now very famous questions. First Allais asked Savage to

choose between prospects A and B:

A

complete certainty of a good outcome

$lm

B

0.10 probability of a very good outcome

$5m

0.89 probability of a good outcome
0.01 probability of a bad outcome

$lm

$0.

Savage preferred A to B. Allais next asked him to choose between prospects C and D:

C

0.89 probability of bad outcome

$0

�D

2
0.11 probability of good outcome

$lm

0.90 probability of bad outcome

$0

0.10 probability of very good outcome

$5m.

Savage preferred D to C. Subsequent researchers quickly discovered that most of their
seemingly rational subjects responded initially to Allais' pair of questions as Savage had.1
The problem with these responses is that they violate classical expected utility theory, and

are accordingly classically irrational, that theory affording necessary conditions for
“rationality”. Therein too lies the Allais' paradox, that seemingly rational responses by
seemingly rational subjects are ruled irrational by the theory. For conjoint preferences of A

over B and D over C contradict the deliverance of the dominant theory, which specifies what is
rational here, according to which C over D is equivalent to A over B, and so the conjoint

preferences are inconsistent. The situation certainly supplies a paradox in the standard sense,

that preanalytic claims (that so and so definitely does not imply, does not confirm, such and

such) are contradicted by results of the dominant theory covering those claims.
The (too) brief argument to inconsistency of the seemingly rational preference rankings

under the dominant theory runs as follows:- Where U symbolizes the relevant utility function
(to which probabilities are immaterial in the present context), the preference for A over B can be
represented as
(1)

U($lm)

&gt;

0.10U(%5m) + 0.89U($lm) + 0.01U($0),

Now it is assumed that an equivalent ranking - sometimes said to be the same ranking - results
by either adding common consequences to each side of the inequality (introduction or

combination rule) or by deleting common consequences from either side of the inequality

(elimination or deletion rule). These procedures are after all distinguishing features of dominant
expected utility theory.2 Let us then add the common consequences of a 0.89 probability of
receiving $0, and delete the common consequences of a 0.89 probability of receiving $lm.

That is, putting these operations together, let us add to each side of (1) the combination

1

The presentation follows Pope's adjustment of Allais' original account (in his 79 p.354). For
detail of subsequent research on initial responses, see also Pope 89. (Note however that Pope
tends to conflate acting rationally with acting consistently.)

2

The names given to these features of the expected utility procedure - with the different names
linked with their various axiomatic derivations - include Neumann and Morgenstern's rule for
equivalent classes, presented in their 47, p.24 and Malinvaud 52, Samuleson's independence
axiom, presented in his 53, Luce and Raiffa's substitution principle, presented in their 52,
p.26, the “combination” and “cancellation” property in Tversky and Kahneman 86 and the
joint result of “ordering” and the “reduction principle” in Fishburn 87. These critical
principles, especially their negative (reduction) forms or outputs, will come in for close
scrutiny in what follows.

�(2) + 0.89U($0)
0.89U($lm).
Then the preference for A over B can be equivalently represented by the result of this
(monotonic) addition, namely,
U($lm) + 0.89 U($0) - 0.89U($lm) &gt; 0.10U($5m) + 0.89U($lm) + 0.01U($0) +
0.89U($0) - 0.89U($lm),

whence follows by utility arithmetic,
(3)
0.11U($lm)
+ 0.89U($0m)

&gt;

0.10U($5m) +

0.9U($0).

But (3) represents nothing but the preference of C over D. Hence, given adherence to the
dominant theory and its procedures, preference for (or choice of) A over B is equivalent to
preference for C over D, not D over C. So whoever prefers one and adheres to the procedures
is rationally obliged to prefer the other, and is rationally inconsistent in preferring its converse.

Short of postponement (Savage's immediate move, in asking for time to think, in

response to Allais), these are two main strategies:
A. Dominant options, which involve explaining away pre-analytic responses. Savage's further
moves went this this theory-saving way, through the “sure-thing” principle. From a logical

perspective, the sure-thing principle is applied in transforming cases like assessment of D vis a
vis C, which are put out of intuitive bounds, into equivalent canonical forms, which are

(intuiively) decidable. The dominant theory is sho3red up, in a typical way, by psychological
work; those who do try to assess complex non-canonical cases like C vs. D are subject to

“framing illusions”.3
A*. Subversive options, which accept the pre-analytic responses, at more or less face value,
and modify the dominant theory. There are various ways modification can take place:

B. Reject the formalisation of the argument offered as too simple, because omitting

decisive information. Such an approach is taken by Pope, who contends that an occasionally
glimpsed but generally omitted time dimension is crucial. On that approach, which certainly
does not rule out fuller formalisation, a dynamic theory is regarded as essential.
B*. Accept the style of formalisation, as not overly simplistic, but reject specific

principles used in establishing equivalence of preferences. Such an approach, though of a fully
systematic kind, is of course that course pursued here. A rival relevant static theory is
elaborated. Although a static theory is adequate, so it is claimed, to remove paradox, dynamic
implementation naturally is not excluded. While it is not essential in the present setting, in other

settings it may well be required.
We now proceed to what breaks down on the B* approach, namely subtraction principles

fail. The result is that we can have both A over B and C over D. To establish the point

3

For one fuller account of those dominant strategies, see Pope.

�4
convincingly, we should supply a requisite model, [do model].

The relevant resolution sits very happily with significant empirical material which
Kahneman and Tyersky (K &amp; T hereafter) have adduced contrasting combinative or additive
procedures with eliminative or substractive procedures,

[detail and reference].

Such

differences are strikingly exhibited not only in empirical practice (including the arithmetic

without zero of earlier human societies), but in logical theory. Two logical examples are these:
Gentzen methods, where there may be significant differences between introduction and
eliminative procedures, and, nearer to the present issue, relevant arithmetic, where negative

operations such as subtraction and division induce difficulties not encountered with

corresponding positive operatives.
K &amp; T's positive assistance in distinguishing positive and negative diverences at work in

choice procedures is however utterly overwhelmed by their predominant (classical theory
saving) contentions. These attempt to remove all differences between ways of rectifying
classical decision theory. All are equally based on framing illusions, [work through examples,

detail this epistemological escape-chute]. Framing is a theory-solving device par excellence.

A highly favoured strategy for distancing rational decision theory from empirical
information consists in presentation of inconsistent preferences alleged to violate transitivity.

The argument runs like this: there can be no rational theory without transitivity, but actual
preferences, empirically recorded, may violate transitivity; so rational theory must discount

such empirical information. Such information is set aside, for instance as involving “framing”
distictions. There have been heroic attempts to slip around the first premiss, to design
nontransitive preference theories. No doubt something of this sort can be done; but in order to
gain a theory of some strength postulates much less pausible than transitivity are infiltrated. (In

any event, the major project of founding economic on aggregated preference theory depends
heavily, and approvently essentially on transitivity.) What should have been questioned,
however, is the second premiss, that transitivity is violated. Experimenters and other who

arrive at such a result have typically assumed consistency of subjects. Without consistency
nothing stops both the preferences empiricially found and transitivity. Such subjects have
inconsistent preferences. But, to exaggerate a little, nothing is more common than inconsistent

preferences or devises. Often, at least, preference sets are overdetermined, rather than, what

has highterto been supposed must be the case, logically underdetermined.
To allow properly for inconsistent preferences, as it is proposed to do, the underlying
logic must be paraconsistent. Otherwise, as with a classical base, the theory will trivialize

preferences. But the most satisfactory types of paraconsistent logics are relevant ones.
2. Rational decision theory and rational belief revision.

Consider the classical expansion principle - A

(A &amp; B) V (A &amp; ~B) and its extensions

to further parameters. - This principle is at the core of standard Bayesianism:

�5
• Jeffrey's derivability axiom requires it for its generality
• causal decision theories require it for building ultimate partitions of outcomes
• standard conditional expected utility requires it, e.g. U(A) = U(A &amp; B) + U(A &amp;
~ B), leading to U(A / B) = U(A &amp; B) (on which see Malinas).
The same expansion principle is critical in Lewis's triviality proof. Likewise belief revision

theory, there are negative results where similar expansion principles play a major part.
But expansion is intricated in implicational paradox, indeed it plays a crucial part in C.I.

Lewis's “independent” proof of the inevitability of positive paradox in entailment theory. That

simple argument proceeds as follows:
A-». (A &amp; B) V (A &amp; ~B)
(A &amp; B) V (A &amp; ~B)

A&amp;(B V ~B)

A-&gt;. A &amp; (B V ~B)
A &amp; (B V ~B)
B V ~B
A-&gt;.B V ~B

Expansion
Distribution
by Rule Transitivity

Simplification
by Transitivity again

That is, positive paradox, and irrelevance since B may have nothing to do with A. For this
reason among other, Expansion is rejected in relevant logic (see further RLR). With its rejection
a mass of established theory, implausible theory, crumbles.

3. Conditional preference theory (Bayesian style).
Therewith much relevant relocationis required.
Relevant relocation enables the wholesale removal of much of the surrounding belt of

idealisations which shield standard theory from criticism but at the same time prevents its
practical application to real-life agents and situations. Examples of idealisation in belief and

theory revision normative theory, sharing their disabling extents are as follows: It is assumed
that

• agents are perfect (classical) reasoners

• agents have determinate (real) degrees of belief
• agents have determinate conditional degrees of beliefs for every pair of propositions
expressible in their language [ - maintenance of probabilistic coherence].

References
Allais,M., ‘The so-called Allais paradox and rational decision under uncertainty’, in M. Allais
and O. Mazen (eds), Expected Utility and the Alluis Paradox, Reidal, Dordrecht 1979, 437681.
Fishbum, P., ‘Reconsiderations in the foundations of decision under uncertainty’, Economic
Journal 97(1987) 825-841.
Lace, R., and Ruiffa, H. Games and Decisions, John Wiley, New York, 1957.
Malinvaud, E., ‘A note on von Neumann - Morgenstern's strong independence axiom’,
Econometrica 20(1952) 679.
von Neumann, J., and Morgenstern, O., Theory of Games and Economic Behaviour, Princeton
University press, New Jersey, 1947.

�Pope, R., ‘The delusion of certainty in Savage's some-thing principle’ typescript Duntroon,
1989.
Routley, R., and others, Relevant Logics and Their Rivals, Ridgeview, California, 1982;
referred to as RLR.
Samuelson, P., ‘Probability, utility and the independence axiom’, Econometrica 20(1952) 670678.

Sylvan, R., ‘Modem myths concerning rationality’, ; referred to as MR.
Tversky, A., and Kahneman, D., ‘Rational choice and the framing of decisions’, Journal of
Business 59(1986) s251-s278.

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              <text>RATIONAL DECISION THEORY WITHOUT PARADOXES

The uniform strategy applied to remove paradoxes in several other arenas - implication,
confirmation, conditionality, explanation, logic itself — will be adapted to defuse all the usual

paradoxes vexing supposedly rational decision theory. That strategy comprises, essentially,
changing the underlying logic (which is the source of central rationality principles of logical—

type) to a modest relevant logic. It yields two important components: removal of irrelevance,
particularly in derivatives of the logical theory, for instance in this case probability and
preference theory; and reduction of excessive strength, not merely in the logical theory and its
derivatives, but especially in this case in maximization principles.
Decision theory hitherto has been, virtually without exception, classical: it has

unquestioningly assumed classical principles of consistency and maximality. Well it might be

claimed that these principles - which derive from the very classical Great Chain of Being -

serve, with but few further impeccable principles, to deliver classical logic, its derivatives such
as standard probability theory, and much else. The universality of these formative principles is

however a myth, one of the pervasive myths of modem rationality (see MR).

1. Common (i.e. equivalent) consequences arguments, and Allais' paradox.

Common consequences arguments depend upon the substitution of common, i.e.
equivalent, consequences. It is evident that what substitutions are permitted will depend not
merely upon admissible logical substitution principles, but above all upon the underlying notion
of equivalence.
A basic substitution principle takes the form
A&lt;-*B,
F(A) /
F(B)

(S&lt;-&gt;).

It yields, as derived cases, such further inference principles as

A&lt;-&gt;B

f(A) = n

/

f(B) = n

and

A~B
/
G(A) = G(B),
given requisite vocabulary. But critical features of the resulting logics and theories depend
upon what the co-implication relation, &lt;-», permits; its strength.
Over dinner at a Paris cafe one evening during an international colloquium on risky

choice, Allais asked Savage a pair of now very famous questions. First Allais asked Savage to

choose between prospects A and B:

A

complete certainty of a good outcome

$lm

B

0.10 probability of a very good outcome

$5m

0.89 probability of a good outcome
0.01 probability of a bad outcome

$lm

$0.

Savage preferred A to B. Allais next asked him to choose between prospects C and D:

C

0.89 probability of bad outcome

$0

D

2
0.11 probability of good outcome

$lm

0.90 probability of bad outcome

$0

0.10 probability of very good outcome

$5m.

Savage preferred D to C. Subsequent researchers quickly discovered that most of their
seemingly rational subjects responded initially to Allais' pair of questions as Savage had.1
The problem with these responses is that they violate classical expected utility theory, and

are accordingly classically irrational, that theory affording necessary conditions for
“rationality”. Therein too lies the Allais' paradox, that seemingly rational responses by
seemingly rational subjects are ruled irrational by the theory. For conjoint preferences of A

over B and D over C contradict the deliverance of the dominant theory, which specifies what is
rational here, according to which C over D is equivalent to A over B, and so the conjoint

preferences are inconsistent. The situation certainly supplies a paradox in the standard sense,

that preanalytic claims (that so and so definitely does not imply, does not confirm, such and

such) are contradicted by results of the dominant theory covering those claims.
The (too) brief argument to inconsistency of the seemingly rational preference rankings

under the dominant theory runs as follows:- Where U symbolizes the relevant utility function
(to which probabilities are immaterial in the present context), the preference for A over B can be
represented as
(1)

U($lm)

&gt;

0.10U(%5m) + 0.89U($lm) + 0.01U($0),

Now it is assumed that an equivalent ranking - sometimes said to be the same ranking - results
by either adding common consequences to each side of the inequality (introduction or

combination rule) or by deleting common consequences from either side of the inequality

(elimination or deletion rule). These procedures are after all distinguishing features of dominant
expected utility theory.2 Let us then add the common consequences of a 0.89 probability of
receiving $0, and delete the common consequences of a 0.89 probability of receiving $lm.

That is, putting these operations together, let us add to each side of (1) the combination

1

The presentation follows Pope's adjustment of Allais' original account (in his 79 p.354). For
detail of subsequent research on initial responses, see also Pope 89. (Note however that Pope
tends to conflate acting rationally with acting consistently.)

2

The names given to these features of the expected utility procedure - with the different names
linked with their various axiomatic derivations - include Neumann and Morgenstern's rule for
equivalent classes, presented in their 47, p.24 and Malinvaud 52, Samuleson's independence
axiom, presented in his 53, Luce and Raiffa's substitution principle, presented in their 52,
p.26, the “combination” and “cancellation” property in Tversky and Kahneman 86 and the
joint result of “ordering” and the “reduction principle” in Fishburn 87. These critical
principles, especially their negative (reduction) forms or outputs, will come in for close
scrutiny in what follows.

(2) + 0.89U($0)
0.89U($lm).
Then the preference for A over B can be equivalently represented by the result of this
(monotonic) addition, namely,
U($lm) + 0.89 U($0) - 0.89U($lm) &gt; 0.10U($5m) + 0.89U($lm) + 0.01U($0) +
0.89U($0) - 0.89U($lm),

whence follows by utility arithmetic,
(3)
0.11U($lm)
+ 0.89U($0m)

&gt;

0.10U($5m) +

0.9U($0).

But (3) represents nothing but the preference of C over D. Hence, given adherence to the
dominant theory and its procedures, preference for (or choice of) A over B is equivalent to
preference for C over D, not D over C. So whoever prefers one and adheres to the procedures
is rationally obliged to prefer the other, and is rationally inconsistent in preferring its converse.

Short of postponement (Savage's immediate move, in asking for time to think, in

response to Allais), these are two main strategies:
A. Dominant options, which involve explaining away pre-analytic responses. Savage's further
moves went this this theory-saving way, through the “sure-thing” principle. From a logical

perspective, the sure-thing principle is applied in transforming cases like assessment of D vis a
vis C, which are put out of intuitive bounds, into equivalent canonical forms, which are

(intuiively) decidable. The dominant theory is sho3red up, in a typical way, by psychological
work; those who do try to assess complex non-canonical cases like C vs. D are subject to

“framing illusions”.3
A*. Subversive options, which accept the pre-analytic responses, at more or less face value,
and modify the dominant theory. There are various ways modification can take place:

B. Reject the formalisation of the argument offered as too simple, because omitting

decisive information. Such an approach is taken by Pope, who contends that an occasionally
glimpsed but generally omitted time dimension is crucial. On that approach, which certainly
does not rule out fuller formalisation, a dynamic theory is regarded as essential.
B*. Accept the style of formalisation, as not overly simplistic, but reject specific

principles used in establishing equivalence of preferences. Such an approach, though of a fully
systematic kind, is of course that course pursued here. A rival relevant static theory is
elaborated. Although a static theory is adequate, so it is claimed, to remove paradox, dynamic
implementation naturally is not excluded. While it is not essential in the present setting, in other

settings it may well be required.
We now proceed to what breaks down on the B* approach, namely subtraction principles

fail. The result is that we can have both A over B and C over D. To establish the point

3

For one fuller account of those dominant strategies, see Pope.

4
convincingly, we should supply a requisite model, [do model].

The relevant resolution sits very happily with significant empirical material which
Kahneman and Tyersky (K &amp; T hereafter) have adduced contrasting combinative or additive
procedures with eliminative or substractive procedures,

[detail and reference].

Such

differences are strikingly exhibited not only in empirical practice (including the arithmetic

without zero of earlier human societies), but in logical theory. Two logical examples are these:
Gentzen methods, where there may be significant differences between introduction and
eliminative procedures, and, nearer to the present issue, relevant arithmetic, where negative

operations such as subtraction and division induce difficulties not encountered with

corresponding positive operatives.
K &amp; T's positive assistance in distinguishing positive and negative diverences at work in

choice procedures is however utterly overwhelmed by their predominant (classical theory
saving) contentions. These attempt to remove all differences between ways of rectifying
classical decision theory. All are equally based on framing illusions, [work through examples,

detail this epistemological escape-chute]. Framing is a theory-solving device par excellence.

A highly favoured strategy for distancing rational decision theory from empirical
information consists in presentation of inconsistent preferences alleged to violate transitivity.

The argument runs like this: there can be no rational theory without transitivity, but actual
preferences, empirically recorded, may violate transitivity; so rational theory must discount

such empirical information. Such information is set aside, for instance as involving “framing”
distictions. There have been heroic attempts to slip around the first premiss, to design
nontransitive preference theories. No doubt something of this sort can be done; but in order to
gain a theory of some strength postulates much less pausible than transitivity are infiltrated. (In

any event, the major project of founding economic on aggregated preference theory depends
heavily, and approvently essentially on transitivity.) What should have been questioned,
however, is the second premiss, that transitivity is violated. Experimenters and other who

arrive at such a result have typically assumed consistency of subjects. Without consistency
nothing stops both the preferences empiricially found and transitivity. Such subjects have
inconsistent preferences. But, to exaggerate a little, nothing is more common than inconsistent

preferences or devises. Often, at least, preference sets are overdetermined, rather than, what

has highterto been supposed must be the case, logically underdetermined.
To allow properly for inconsistent preferences, as it is proposed to do, the underlying
logic must be paraconsistent. Otherwise, as with a classical base, the theory will trivialize

preferences. But the most satisfactory types of paraconsistent logics are relevant ones.
2. Rational decision theory and rational belief revision.

Consider the classical expansion principle - A

(A &amp; B) V (A &amp; ~B) and its extensions

to further parameters. - This principle is at the core of standard Bayesianism:

5
• Jeffrey's derivability axiom requires it for its generality
• causal decision theories require it for building ultimate partitions of outcomes
• standard conditional expected utility requires it, e.g. U(A) = U(A &amp; B) + U(A &amp;
~ B), leading to U(A / B) = U(A &amp; B) (on which see Malinas).
The same expansion principle is critical in Lewis's triviality proof. Likewise belief revision

theory, there are negative results where similar expansion principles play a major part.
But expansion is intricated in implicational paradox, indeed it plays a crucial part in C.I.

Lewis's “independent” proof of the inevitability of positive paradox in entailment theory. That

simple argument proceeds as follows:
A-». (A &amp; B) V (A &amp; ~B)
(A &amp; B) V (A &amp; ~B)

A&amp;(B V ~B)

A-&gt;. A &amp; (B V ~B)
A &amp; (B V ~B)
B V ~B
A-&gt;.B V ~B

Expansion
Distribution
by Rule Transitivity

Simplification
by Transitivity again

That is, positive paradox, and irrelevance since B may have nothing to do with A. For this
reason among other, Expansion is rejected in relevant logic (see further RLR). With its rejection
a mass of established theory, implausible theory, crumbles.

3. Conditional preference theory (Bayesian style).
Therewith much relevant relocationis required.
Relevant relocation enables the wholesale removal of much of the surrounding belt of

idealisations which shield standard theory from criticism but at the same time prevents its
practical application to real-life agents and situations. Examples of idealisation in belief and

theory revision normative theory, sharing their disabling extents are as follows: It is assumed
that

• agents are perfect (classical) reasoners

• agents have determinate (real) degrees of belief
• agents have determinate conditional degrees of beliefs for every pair of propositions
expressible in their language [ - maintenance of probabilistic coherence].

References
Allais,M., ‘The so-called Allais paradox and rational decision under uncertainty’, in M. Allais
and O. Mazen (eds), Expected Utility and the Alluis Paradox, Reidal, Dordrecht 1979, 437681.
Fishbum, P., ‘Reconsiderations in the foundations of decision under uncertainty’, Economic
Journal 97(1987) 825-841.
Lace, R., and Ruiffa, H. Games and Decisions, John Wiley, New York, 1957.
Malinvaud, E., ‘A note on von Neumann - Morgenstern's strong independence axiom’,
Econometrica 20(1952) 679.
von Neumann, J., and Morgenstern, O., Theory of Games and Economic Behaviour, Princeton
University press, New Jersey, 1947.

Pope, R., ‘The delusion of certainty in Savage's some-thing principle’ typescript Duntroon,
1989.
Routley, R., and others, Relevant Logics and Their Rivals, Ridgeview, California, 1982;
referred to as RLR.
Samuelson, P., ‘Probability, utility and the independence axiom’, Econometrica 20(1952) 670678.

Sylvan, R., ‘Modem myths concerning rationality’, ; referred to as MR.
Tversky, A., and Kahneman, D., ‘Rational choice and the framing of decisions’, Journal of
Business 59(1986) s251-s278.

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                    <text>MOVEMENTS
New social movements along with, and in partial contrast with, new politics and past­
materialism as a quasi-technical term in political science and sociology. Like the others, it is

an ill-defined term. Among the problems is the extreme slackness of identity criteria, so it is

too often impossible to know when one has one.1 The terms are regularly introduced as if it

was known what was meant (this is a widespread intellectual sin; the legitimate end of
Wittgenstein's campaign against technical terms in philosophy).
A major problem with the political social science investigations so far is that the

classification of movements is too coarse-grained, and that when subclassifications are made
there are not in terms of movements. For example, the broad environmental movement, the

level movements is sifted down to, jets analysed in a typology, of shades of green, not into
submovements.
A movement involves action and/ or a diseration to action in a concerted direction by a

group of engaged members

type of intensional set-like objects
OED. ‘series of actions and endevours of a body of persons for special object’

WRONG CATEGORY, otherwise Not bad.
What is the movement though?
Extent of doctrine socialism/ anarchism without doctrine
knowing how
without knowing that or theory

practice

without

theory

e.g. golf, most stickingls language.
Deep ecology attempt to shed doctrine; empasis on movement. Doctrine involved that of sub­
social paradigm (model).

Further features of a movement:
• a certain duration. An action group that form for a short time purpose, holds a

single parade, achieves its objective and dissolves, it not a movement. These are numerous

short-lived action groups that do not rate as movement, and which need not be categorised or

listed.
• a certain integration. of members. Although there is now a widespread push for

sustainable development (and attempts by many governments to coopt and neutralise

environmental activity in this way), there is no sustainable development movement. That is

not just because of the multiplicity of objectives subsumed under the smooth synthesized
“objective”, but because there is no due integration, no appropriate organisation of adherents.

Deep ecology is now a movement; it was it when Naess first presented it as one.

1

A hyporduct is that post-materialism, usually taken as a single stock-of-affairs, splits into
several.

�2

Environmental movements in Australia. The Australia-wide environmental organisations are
not movements, but there are movements within or associated with them. The big four

organisations, of which ACF is still the largest are
ACF
range of objects

Greenpeace

branches

local

Wilderness Society
specific object
WWOrganisation
Friends of the Earth which used to be a significant organisations, and still runs a national
journal Chain Reaction, for fullen into decline. All these organisations are presently under

pressure from declining membership and declining funding.
Advocacy groups
• Regionally - linked “advocacy” groups: Some of these groups are spread (e.g. over

a whole state); perhaps zeroing in on local issues in campaigns, some are local, sare are in

between. Examples include: National Parks, Wilderness Societies, Heritage Groups, Forestry
coalitions (e.g. SE forestry coalition which is composed of smaller local movements). Anti­

freeway and public transport groups,...
• Non-rigionally-linked groups. These are of course contingently tied to actiosn and
campaigns at various locations. Important examples include animal-concerned groups:

animal preservation and conservations groups, animal liberation.
Practice groups
• Lifestyle groups. There are several strands within the broad commune movement,

which is alive and for the most part thriving in Australia (by contrast with other countries

where is was initiated).
• Issue groups, include
^forestry, forest restoration and tree planting groups, such as nationally Greening

Australia regionally bush regeneration groups and independently many local planting and
restoration schemes from local councils down to ornamental rainforest gardens. Earlier there

was a native garden movement, fostered by organisations for growing native plants.
• sustainable and organic agriculture groups. There are several different groups,
depending on the (production) methods allowed*.
Prominent among these is the permaculture (abbreviating “permanent agriculture”)

movement, which plans an integrated agrucultural system perannual food producing plants

rather than annuals.
• alternative energy groups
• ‘Spiritual’ with ritual and ceremony, worship of the Earth, including Council of AllBeing, Re Earthly Homage to Gaia.

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              <text>MOVEMENTS
New social movements along with, and in partial contrast with, new politics and past­
materialism as a quasi-technical term in political science and sociology. Like the others, it is

an ill-defined term. Among the problems is the extreme slackness of identity criteria, so it is

too often impossible to know when one has one.1 The terms are regularly introduced as if it

was known what was meant (this is a widespread intellectual sin; the legitimate end of
Wittgenstein's campaign against technical terms in philosophy).
A major problem with the political social science investigations so far is that the

classification of movements is too coarse-grained, and that when subclassifications are made
there are not in terms of movements. For example, the broad environmental movement, the

level movements is sifted down to, jets analysed in a typology, of shades of green, not into
submovements.
A movement involves action and/ or a diseration to action in a concerted direction by a

group of engaged members

type of intensional set-like objects
OED. ‘series of actions and endevours of a body of persons for special object’

WRONG CATEGORY, otherwise Not bad.
What is the movement though?
Extent of doctrine socialism/ anarchism without doctrine
knowing how
without knowing that or theory

practice

without

theory

e.g. golf, most stickingls language.
Deep ecology attempt to shed doctrine; empasis on movement. Doctrine involved that of sub­
social paradigm (model).

Further features of a movement:
• a certain duration. An action group that form for a short time purpose, holds a

single parade, achieves its objective and dissolves, it not a movement. These are numerous

short-lived action groups that do not rate as movement, and which need not be categorised or

listed.
• a certain integration. of members. Although there is now a widespread push for

sustainable development (and attempts by many governments to coopt and neutralise

environmental activity in this way), there is no sustainable development movement. That is

not just because of the multiplicity of objectives subsumed under the smooth synthesized
“objective”, but because there is no due integration, no appropriate organisation of adherents.

Deep ecology is now a movement; it was it when Naess first presented it as one.

1

A hyporduct is that post-materialism, usually taken as a single stock-of-affairs, splits into
several.

2

Environmental movements in Australia. The Australia-wide environmental organisations are
not movements, but there are movements within or associated with them. The big four

organisations, of which ACF is still the largest are
ACF
range of objects

Greenpeace

branches

local

Wilderness Society
specific object
WWOrganisation
Friends of the Earth which used to be a significant organisations, and still runs a national
journal Chain Reaction, for fullen into decline. All these organisations are presently under

pressure from declining membership and declining funding.
Advocacy groups
• Regionally - linked “advocacy” groups: Some of these groups are spread (e.g. over

a whole state); perhaps zeroing in on local issues in campaigns, some are local, sare are in

between. Examples include: National Parks, Wilderness Societies, Heritage Groups, Forestry
coalitions (e.g. SE forestry coalition which is composed of smaller local movements). Anti­

freeway and public transport groups,...
• Non-rigionally-linked groups. These are of course contingently tied to actiosn and
campaigns at various locations. Important examples include animal-concerned groups:

animal preservation and conservations groups, animal liberation.
Practice groups
• Lifestyle groups. There are several strands within the broad commune movement,

which is alive and for the most part thriving in Australia (by contrast with other countries

where is was initiated).
• Issue groups, include
^forestry, forest restoration and tree planting groups, such as nationally Greening

Australia regionally bush regeneration groups and independently many local planting and
restoration schemes from local councils down to ornamental rainforest gardens. Earlier there

was a native garden movement, fostered by organisations for growing native plants.
• sustainable and organic agriculture groups. There are several different groups,
depending on the (production) methods allowed*.
Prominent among these is the permaculture (abbreviating “permanent agriculture”)

movement, which plans an integrated agrucultural system perannual food producing plants

rather than annuals.
• alternative energy groups
• ‘Spiritual’ with ritual and ceremony, worship of the Earth, including Council of AllBeing, Re Earthly Homage to Gaia.

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                <text>&lt;a href="https://antipodean-antinuclearism.org"&gt;Antipodean Antinuclearism: (Re)constructing Richard Routley/Sylvan's Nuclear Philosophy&lt;/a&gt;</text>
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                    <text>RATIONAL DECISION THEORY WITHOUT PARADOXES

The uniform strategy applied to remove paradoxes in several other arenas - implication,
confirmation, conditionality, explanation, logic itself — will be adapted to defuse all the usual

paradoxes vexing supposedly rational decision theory. That strategy comprises, essentially,
changing the underlying logic (which is the source of central rationality principles of logical—

type) to a modest relevant logic. It yields two important components: removal of irrelevance,
particularly in derivatives of the logical theory, for instance in this case probability and
preference theory; and reduction of excessive strength, not merely in the logical theory and its
derivatives, but especially in this case in maximization principles.
Decision theory hitherto has been, virtually without exception, classical: it has

unquestioningly assumed classical principles of consistency and maximality. Well it might be

claimed that these principles - which derive from the very classical Great Chain of Being -

serve, with but few further impeccable principles, to deliver classical logic, its derivatives such
as standard probability theory, and much else. The universality of these formative principles is

however a myth, one of the pervasive myths of modem rationality (see MR).

1. Common (i.e. equivalent) consequences arguments, and Allais' paradox.

Common consequences arguments depend upon the substitution of common, i.e.
equivalent, consequences. It is evident that what substitutions are permitted will depend not
merely upon admissible logical substitution principles, but above all upon the underlying notion
of equivalence.
A basic substitution principle takes the form
A&lt;-*B,
F(A) /
F(B)

(S&lt;-&gt;).

It yields, as derived cases, such further inference principles as

A&lt;-&gt;B

f(A) = n

/

f(B) = n

and

A~B
/
G(A) = G(B),
given requisite vocabulary. But critical features of the resulting logics and theories depend
upon what the co-implication relation, &lt;-», permits; its strength.
Over dinner at a Paris cafe one evening during an international colloquium on risky

choice, Allais asked Savage a pair of now very famous questions. First Allais asked Savage to

choose between prospects A and B:

A

complete certainty of a good outcome

$lm

B

0.10 probability of a very good outcome

$5m

0.89 probability of a good outcome
0.01 probability of a bad outcome

$lm

$0.

Savage preferred A to B. Allais next asked him to choose between prospects C and D:

C

0.89 probability of bad outcome

$0

�D

2
0.11 probability of good outcome

$lm

0.90 probability of bad outcome

$0

0.10 probability of very good outcome

$5m.

Savage preferred D to C. Subsequent researchers quickly discovered that most of their
seemingly rational subjects responded initially to Allais' pair of questions as Savage had.1
The problem with these responses is that they violate classical expected utility theory, and

are accordingly classically irrational, that theory affording necessary conditions for
“rationality”. Therein too lies the Allais' paradox, that seemingly rational responses by
seemingly rational subjects are ruled irrational by the theory. For conjoint preferences of A

over B and D over C contradict the deliverance of the dominant theory, which specifies what is
rational here, according to which C over D is equivalent to A over B, and so the conjoint

preferences are inconsistent. The situation certainly supplies a paradox in the standard sense,

that preanalytic claims (that so and so definitely does not imply, does not confirm, such and

such) are contradicted by results of the dominant theory covering those claims.
The (too) brief argument to inconsistency of the seemingly rational preference rankings

under the dominant theory runs as follows:- Where U symbolizes the relevant utility function
(to which probabilities are immaterial in the present context), the preference for A over B can be
represented as
(1)

U($lm)

&gt;

0.10U(%5m) + 0.89U($lm) + 0.01U($0),

Now it is assumed that an equivalent ranking - sometimes said to be the same ranking - results
by either adding common consequences to each side of the inequality (introduction or

combination rule) or by deleting common consequences from either side of the inequality

(elimination or deletion rule). These procedures are after all distinguishing features of dominant
expected utility theory.2 Let us then add the common consequences of a 0.89 probability of
receiving $0, and delete the common consequences of a 0.89 probability of receiving $lm.

That is, putting these operations together, let us add to each side of (1) the combination

1

The presentation follows Pope's adjustment of Allais' original account (in his 79 p.354). For
detail of subsequent research on initial responses, see also Pope 89. (Note however that Pope
tends to conflate acting rationally with acting consistently.)

2

The names given to these features of the expected utility procedure - with the different names
linked with their various axiomatic derivations - include Neumann and Morgenstern's rule for
equivalent classes, presented in their 47, p.24 and Malinvaud 52, Samuleson's independence
axiom, presented in his 53, Luce and Raiffa's substitution principle, presented in their 52,
p.26, the “combination” and “cancellation” property in Tversky and Kahneman 86 and the
joint result of “ordering” and the “reduction principle” in Fishburn 87. These critical
principles, especially their negative (reduction) forms or outputs, will come in for close
scrutiny in what follows.

�(2) + 0.89U($0)
0.89U($lm).
Then the preference for A over B can be equivalently represented by the result of this
(monotonic) addition, namely,
U($lm) + 0.89 U($0) - 0.89U($lm) &gt; 0.10U($5m) + 0.89U($lm) + 0.01U($0) +
0.89U($0) - 0.89U($lm),

whence follows by utility arithmetic,
(3)
0.11U($lm)
+ 0.89U($0m)

&gt;

0.10U($5m) +

0.9U($0).

But (3) represents nothing but the preference of C over D. Hence, given adherence to the
dominant theory and its procedures, preference for (or choice of) A over B is equivalent to
preference for C over D, not D over C. So whoever prefers one and adheres to the procedures
is rationally obliged to prefer the other, and is rationally inconsistent in preferring its converse.

Short of postponement (Savage's immediate move, in asking for time to think, in

response to Allais), these are two main strategies:
A. Dominant options, which involve explaining away pre-analytic responses. Savage's further
moves went this this theory-saving way, through the “sure-thing” principle. From a logical

perspective, the sure-thing principle is applied in transforming cases like assessment of D vis a
vis C, which are put out of intuitive bounds, into equivalent canonical forms, which are

(intuiively) decidable. The dominant theory is sho3red up, in a typical way, by psychological
work; those who do try to assess complex non-canonical cases like C vs. D are subject to

“framing illusions”.3
A*. Subversive options, which accept the pre-analytic responses, at more or less face value,
and modify the dominant theory. There are various ways modification can take place:

B. Reject the formalisation of the argument offered as too simple, because omitting

decisive information. Such an approach is taken by Pope, who contends that an occasionally
glimpsed but generally omitted time dimension is crucial. On that approach, which certainly
does not rule out fuller formalisation, a dynamic theory is regarded as essential.
B*. Accept the style of formalisation, as not overly simplistic, but reject specific

principles used in establishing equivalence of preferences. Such an approach, though of a fully
systematic kind, is of course that course pursued here. A rival relevant static theory is
elaborated. Although a static theory is adequate, so it is claimed, to remove paradox, dynamic
implementation naturally is not excluded. While it is not essential in the present setting, in other

settings it may well be required.
We now proceed to what breaks down on the B* approach, namely subtraction principles

fail. The result is that we can have both A over B and C over D. To establish the point

3

For one fuller account of those dominant strategies, see Pope.

�4
convincingly, we should supply a requisite model, [do model].

The relevant resolution sits very happily with significant empirical material which
Kahneman and Tyersky (K &amp; T hereafter) have adduced contrasting combinative or additive
procedures with eliminative or substractive procedures,

[detail and reference].

Such

differences are strikingly exhibited not only in empirical practice (including the arithmetic

without zero of earlier human societies), but in logical theory. Two logical examples are these:
Gentzen methods, where there may be significant differences between introduction and
eliminative procedures, and, nearer to the present issue, relevant arithmetic, where negative

operations such as subtraction and division induce difficulties not encountered with

corresponding positive operatives.
K &amp; T's positive assistance in distinguishing positive and negative diverences at work in

choice procedures is however utterly overwhelmed by their predominant (classical theory
saving) contentions. These attempt to remove all differences between ways of rectifying
classical decision theory. All are equally based on framing illusions, [work through examples,

detail this epistemological escape-chute]. Framing is a theory-solving device par excellence.

A highly favoured strategy for distancing rational decision theory from empirical
information consists in presentation of inconsistent preferences alleged to violate transitivity.

The argument runs like this: there can be no rational theory without transitivity, but actual
preferences, empirically recorded, may violate transitivity; so rational theory must discount

such empirical information. Such information is set aside, for instance as involving “framing”
distictions. There have been heroic attempts to slip around the first premiss, to design
nontransitive preference theories. No doubt something of this sort can be done; but in order to
gain a theory of some strength postulates much less pausible than transitivity are infiltrated. (In

any event, the major project of founding economic on aggregated preference theory depends
heavily, and approvently essentially on transitivity.) What should have been questioned,
however, is the second premiss, that transitivity is violated. Experimenters and other who

arrive at such a result have typically assumed consistency of subjects. Without consistency
nothing stops both the preferences empiricially found and transitivity. Such subjects have
inconsistent preferences. But, to exaggerate a little, nothing is more common than inconsistent

preferences or devises. Often, at least, preference sets are overdetermined, rather than, what

has highterto been supposed must be the case, logically underdetermined.
To allow properly for inconsistent preferences, as it is proposed to do, the underlying
logic must be paraconsistent. Otherwise, as with a classical base, the theory will trivialize

preferences. But the most satisfactory types of paraconsistent logics are relevant ones.
2. Rational decision theory and rational belief revision.

Consider the classical expansion principle - A

(A &amp; B) V (A &amp; ~B) and its extensions

to further parameters. - This principle is at the core of standard Bayesianism:

�5
• Jeffrey's derivability axiom requires it for its generality
• causal decision theories require it for building ultimate partitions of outcomes
• standard conditional expected utility requires it, e.g. U(A) = U(A &amp; B) + U(A &amp;
~ B), leading to U(A / B) = U(A &amp; B) (on which see Malinas).
The same expansion principle is critical in Lewis's triviality proof. Likewise belief revision

theory, there are negative results where similar expansion principles play a major part.
But expansion is intricated in implicational paradox, indeed it plays a crucial part in C.I.

Lewis's “independent” proof of the inevitability of positive paradox in entailment theory. That

simple argument proceeds as follows:
A-». (A &amp; B) V (A &amp; ~B)
(A &amp; B) V (A &amp; ~B)

A&amp;(B V ~B)

A-&gt;. A &amp; (B V ~B)
A &amp; (B V ~B)
B V ~B
A-&gt;.B V ~B

Expansion
Distribution
by Rule Transitivity

Simplification
by Transitivity again

That is, positive paradox, and irrelevance since B may have nothing to do with A. For this
reason among other, Expansion is rejected in relevant logic (see further RLR). With its rejection
a mass of established theory, implausible theory, crumbles.

3. Conditional preference theory (Bayesian style).
Therewith much relevant relocationis required.
Relevant relocation enables the wholesale removal of much of the surrounding belt of

idealisations which shield standard theory from criticism but at the same time prevents its
practical application to real-life agents and situations. Examples of idealisation in belief and

theory revision normative theory, sharing their disabling extents are as follows: It is assumed
that

• agents are perfect (classical) reasoners

• agents have determinate (real) degrees of belief
• agents have determinate conditional degrees of beliefs for every pair of propositions
expressible in their language [ - maintenance of probabilistic coherence].

References
Allais,M., ‘The so-called Allais paradox and rational decision under uncertainty’, in M. Allais
and O. Mazen (eds), Expected Utility and the Alluis Paradox, Reidal, Dordrecht 1979, 437681.
Fishbum, P., ‘Reconsiderations in the foundations of decision under uncertainty’, Economic
Journal 97(1987) 825-841.
Lace, R., and Ruiffa, H. Games and Decisions, John Wiley, New York, 1957.
Malinvaud, E., ‘A note on von Neumann - Morgenstern's strong independence axiom’,
Econometrica 20(1952) 679.
von Neumann, J., and Morgenstern, O., Theory of Games and Economic Behaviour, Princeton
University press, New Jersey, 1947.

�Pope, R., ‘The delusion of certainty in Savage's some-thing principle’ typescript Duntroon,
1989.
Routley, R., and others, Relevant Logics and Their Rivals, Ridgeview, California, 1982;
referred to as RLR.
Samuelson, P., ‘Probability, utility and the independence axiom’, Econometrica 20(1952) 670678.

Sylvan, R., ‘Modem myths concerning rationality’, ; referred to as MR.
Tversky, A., and Kahneman, D., ‘Rational choice and the framing of decisions’, Journal of
Business 59(1986) s251-s278.

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              <text>RATIONAL DECISION THEORY WITHOUT PARADOXES

The uniform strategy applied to remove paradoxes in several other arenas - implication,
confirmation, conditionality, explanation, logic itself — will be adapted to defuse all the usual

paradoxes vexing supposedly rational decision theory. That strategy comprises, essentially,
changing the underlying logic (which is the source of central rationality principles of logical—

type) to a modest relevant logic. It yields two important components: removal of irrelevance,
particularly in derivatives of the logical theory, for instance in this case probability and
preference theory; and reduction of excessive strength, not merely in the logical theory and its
derivatives, but especially in this case in maximization principles.
Decision theory hitherto has been, virtually without exception, classical: it has

unquestioningly assumed classical principles of consistency and maximality. Well it might be

claimed that these principles - which derive from the very classical Great Chain of Being -

serve, with but few further impeccable principles, to deliver classical logic, its derivatives such
as standard probability theory, and much else. The universality of these formative principles is

however a myth, one of the pervasive myths of modem rationality (see MR).

1. Common (i.e. equivalent) consequences arguments, and Allais' paradox.

Common consequences arguments depend upon the substitution of common, i.e.
equivalent, consequences. It is evident that what substitutions are permitted will depend not
merely upon admissible logical substitution principles, but above all upon the underlying notion
of equivalence.
A basic substitution principle takes the form
A&lt;-*B,
F(A) /
F(B)

(S&lt;-&gt;).

It yields, as derived cases, such further inference principles as

A&lt;-&gt;B

f(A) = n

/

f(B) = n

and

A~B
/
G(A) = G(B),
given requisite vocabulary. But critical features of the resulting logics and theories depend
upon what the co-implication relation, &lt;-», permits; its strength.
Over dinner at a Paris cafe one evening during an international colloquium on risky

choice, Allais asked Savage a pair of now very famous questions. First Allais asked Savage to

choose between prospects A and B:

A

complete certainty of a good outcome

$lm

B

0.10 probability of a very good outcome

$5m

0.89 probability of a good outcome
0.01 probability of a bad outcome

$lm

$0.

Savage preferred A to B. Allais next asked him to choose between prospects C and D:

C

0.89 probability of bad outcome

$0

D

2
0.11 probability of good outcome

$lm

0.90 probability of bad outcome

$0

0.10 probability of very good outcome

$5m.

Savage preferred D to C. Subsequent researchers quickly discovered that most of their
seemingly rational subjects responded initially to Allais' pair of questions as Savage had.1
The problem with these responses is that they violate classical expected utility theory, and

are accordingly classically irrational, that theory affording necessary conditions for
“rationality”. Therein too lies the Allais' paradox, that seemingly rational responses by
seemingly rational subjects are ruled irrational by the theory. For conjoint preferences of A

over B and D over C contradict the deliverance of the dominant theory, which specifies what is
rational here, according to which C over D is equivalent to A over B, and so the conjoint

preferences are inconsistent. The situation certainly supplies a paradox in the standard sense,

that preanalytic claims (that so and so definitely does not imply, does not confirm, such and

such) are contradicted by results of the dominant theory covering those claims.
The (too) brief argument to inconsistency of the seemingly rational preference rankings

under the dominant theory runs as follows:- Where U symbolizes the relevant utility function
(to which probabilities are immaterial in the present context), the preference for A over B can be
represented as
(1)

U($lm)

&gt;

0.10U(%5m) + 0.89U($lm) + 0.01U($0),

Now it is assumed that an equivalent ranking - sometimes said to be the same ranking - results
by either adding common consequences to each side of the inequality (introduction or

combination rule) or by deleting common consequences from either side of the inequality

(elimination or deletion rule). These procedures are after all distinguishing features of dominant
expected utility theory.2 Let us then add the common consequences of a 0.89 probability of
receiving $0, and delete the common consequences of a 0.89 probability of receiving $lm.

That is, putting these operations together, let us add to each side of (1) the combination

1

The presentation follows Pope's adjustment of Allais' original account (in his 79 p.354). For
detail of subsequent research on initial responses, see also Pope 89. (Note however that Pope
tends to conflate acting rationally with acting consistently.)

2

The names given to these features of the expected utility procedure - with the different names
linked with their various axiomatic derivations - include Neumann and Morgenstern's rule for
equivalent classes, presented in their 47, p.24 and Malinvaud 52, Samuleson's independence
axiom, presented in his 53, Luce and Raiffa's substitution principle, presented in their 52,
p.26, the “combination” and “cancellation” property in Tversky and Kahneman 86 and the
joint result of “ordering” and the “reduction principle” in Fishburn 87. These critical
principles, especially their negative (reduction) forms or outputs, will come in for close
scrutiny in what follows.

(2) + 0.89U($0)
0.89U($lm).
Then the preference for A over B can be equivalently represented by the result of this
(monotonic) addition, namely,
U($lm) + 0.89 U($0) - 0.89U($lm) &gt; 0.10U($5m) + 0.89U($lm) + 0.01U($0) +
0.89U($0) - 0.89U($lm),

whence follows by utility arithmetic,
(3)
0.11U($lm)
+ 0.89U($0m)

&gt;

0.10U($5m) +

0.9U($0).

But (3) represents nothing but the preference of C over D. Hence, given adherence to the
dominant theory and its procedures, preference for (or choice of) A over B is equivalent to
preference for C over D, not D over C. So whoever prefers one and adheres to the procedures
is rationally obliged to prefer the other, and is rationally inconsistent in preferring its converse.

Short of postponement (Savage's immediate move, in asking for time to think, in

response to Allais), these are two main strategies:
A. Dominant options, which involve explaining away pre-analytic responses. Savage's further
moves went this this theory-saving way, through the “sure-thing” principle. From a logical

perspective, the sure-thing principle is applied in transforming cases like assessment of D vis a
vis C, which are put out of intuitive bounds, into equivalent canonical forms, which are

(intuiively) decidable. The dominant theory is sho3red up, in a typical way, by psychological
work; those who do try to assess complex non-canonical cases like C vs. D are subject to

“framing illusions”.3
A*. Subversive options, which accept the pre-analytic responses, at more or less face value,
and modify the dominant theory. There are various ways modification can take place:

B. Reject the formalisation of the argument offered as too simple, because omitting

decisive information. Such an approach is taken by Pope, who contends that an occasionally
glimpsed but generally omitted time dimension is crucial. On that approach, which certainly
does not rule out fuller formalisation, a dynamic theory is regarded as essential.
B*. Accept the style of formalisation, as not overly simplistic, but reject specific

principles used in establishing equivalence of preferences. Such an approach, though of a fully
systematic kind, is of course that course pursued here. A rival relevant static theory is
elaborated. Although a static theory is adequate, so it is claimed, to remove paradox, dynamic
implementation naturally is not excluded. While it is not essential in the present setting, in other

settings it may well be required.
We now proceed to what breaks down on the B* approach, namely subtraction principles

fail. The result is that we can have both A over B and C over D. To establish the point

3

For one fuller account of those dominant strategies, see Pope.

4
convincingly, we should supply a requisite model, [do model].

The relevant resolution sits very happily with significant empirical material which
Kahneman and Tyersky (K &amp; T hereafter) have adduced contrasting combinative or additive
procedures with eliminative or substractive procedures,

[detail and reference].

Such

differences are strikingly exhibited not only in empirical practice (including the arithmetic

without zero of earlier human societies), but in logical theory. Two logical examples are these:
Gentzen methods, where there may be significant differences between introduction and
eliminative procedures, and, nearer to the present issue, relevant arithmetic, where negative

operations such as subtraction and division induce difficulties not encountered with

corresponding positive operatives.
K &amp; T's positive assistance in distinguishing positive and negative diverences at work in

choice procedures is however utterly overwhelmed by their predominant (classical theory
saving) contentions. These attempt to remove all differences between ways of rectifying
classical decision theory. All are equally based on framing illusions, [work through examples,

detail this epistemological escape-chute]. Framing is a theory-solving device par excellence.

A highly favoured strategy for distancing rational decision theory from empirical
information consists in presentation of inconsistent preferences alleged to violate transitivity.

The argument runs like this: there can be no rational theory without transitivity, but actual
preferences, empirically recorded, may violate transitivity; so rational theory must discount

such empirical information. Such information is set aside, for instance as involving “framing”
distictions. There have been heroic attempts to slip around the first premiss, to design
nontransitive preference theories. No doubt something of this sort can be done; but in order to
gain a theory of some strength postulates much less pausible than transitivity are infiltrated. (In

any event, the major project of founding economic on aggregated preference theory depends
heavily, and approvently essentially on transitivity.) What should have been questioned,
however, is the second premiss, that transitivity is violated. Experimenters and other who

arrive at such a result have typically assumed consistency of subjects. Without consistency
nothing stops both the preferences empiricially found and transitivity. Such subjects have
inconsistent preferences. But, to exaggerate a little, nothing is more common than inconsistent

preferences or devises. Often, at least, preference sets are overdetermined, rather than, what

has highterto been supposed must be the case, logically underdetermined.
To allow properly for inconsistent preferences, as it is proposed to do, the underlying
logic must be paraconsistent. Otherwise, as with a classical base, the theory will trivialize

preferences. But the most satisfactory types of paraconsistent logics are relevant ones.
2. Rational decision theory and rational belief revision.

Consider the classical expansion principle - A

(A &amp; B) V (A &amp; ~B) and its extensions

to further parameters. - This principle is at the core of standard Bayesianism:

5
• Jeffrey's derivability axiom requires it for its generality
• causal decision theories require it for building ultimate partitions of outcomes
• standard conditional expected utility requires it, e.g. U(A) = U(A &amp; B) + U(A &amp;
~ B), leading to U(A / B) = U(A &amp; B) (on which see Malinas).
The same expansion principle is critical in Lewis's triviality proof. Likewise belief revision

theory, there are negative results where similar expansion principles play a major part.
But expansion is intricated in implicational paradox, indeed it plays a crucial part in C.I.

Lewis's “independent” proof of the inevitability of positive paradox in entailment theory. That

simple argument proceeds as follows:
A-». (A &amp; B) V (A &amp; ~B)
(A &amp; B) V (A &amp; ~B)

A&amp;(B V ~B)

A-&gt;. A &amp; (B V ~B)
A &amp; (B V ~B)
B V ~B
A-&gt;.B V ~B

Expansion
Distribution
by Rule Transitivity

Simplification
by Transitivity again

That is, positive paradox, and irrelevance since B may have nothing to do with A. For this
reason among other, Expansion is rejected in relevant logic (see further RLR). With its rejection
a mass of established theory, implausible theory, crumbles.

3. Conditional preference theory (Bayesian style).
Therewith much relevant relocationis required.
Relevant relocation enables the wholesale removal of much of the surrounding belt of

idealisations which shield standard theory from criticism but at the same time prevents its
practical application to real-life agents and situations. Examples of idealisation in belief and

theory revision normative theory, sharing their disabling extents are as follows: It is assumed
that

• agents are perfect (classical) reasoners

• agents have determinate (real) degrees of belief
• agents have determinate conditional degrees of beliefs for every pair of propositions
expressible in their language [ - maintenance of probabilistic coherence].

References
Allais,M., ‘The so-called Allais paradox and rational decision under uncertainty’, in M. Allais
and O. Mazen (eds), Expected Utility and the Alluis Paradox, Reidal, Dordrecht 1979, 437681.
Fishbum, P., ‘Reconsiderations in the foundations of decision under uncertainty’, Economic
Journal 97(1987) 825-841.
Lace, R., and Ruiffa, H. Games and Decisions, John Wiley, New York, 1957.
Malinvaud, E., ‘A note on von Neumann - Morgenstern's strong independence axiom’,
Econometrica 20(1952) 679.
von Neumann, J., and Morgenstern, O., Theory of Games and Economic Behaviour, Princeton
University press, New Jersey, 1947.

Pope, R., ‘The delusion of certainty in Savage's some-thing principle’ typescript Duntroon,
1989.
Routley, R., and others, Relevant Logics and Their Rivals, Ridgeview, California, 1982;
referred to as RLR.
Samuelson, P., ‘Probability, utility and the independence axiom’, Econometrica 20(1952) 670678.

Sylvan, R., ‘Modem myths concerning rationality’, ; referred to as MR.
Tversky, A., and Kahneman, D., ‘Rational choice and the framing of decisions’, Journal of
Business 59(1986) s251-s278.

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